Fundamentals in Investigation and Intelligence
Fundamentals in Investigation and Intelligence
Fundamentals in Investigation and Intelligence
A. Etymology of Investigation
- The term came from the Latin word
INVESTIGARE (vestigare in some
books) which means “to track or to look
into for traces”.
- Fundamentally, it may have been
derived from VESTIGIUM, another
Latin word which means footprint. (MS
Encarta Reference Library, 2009)
- Criminal Investigation came from the
Latin term Investigat, which means “to
inquire or to discover” during the 5th
century (Microsoft® Encarta® 2008. ©
1993-2007 Microsoft Corporation).
B. Definition of Terms
- Investigation refers to the process of
carrying out a detailed examination or
inquiry usually in official manner, to
discover something or somebody.
- Criminal Investigation is a logical
process of collection and analysis of
facts about persons, things and places
relative to a crime. It includes:
Identification of the guilty party
The location of the whereabouts of the
guilty party, and
Criminal investigation is an undertaking
that seeks, collects, and gathers
evidence of a crime for a
case or specific
purpose(http://www.pinow.com/investig
ations/criminal-invesrigations)
THE CRIMINAL INVESTIGATOR of facts and determine how they
interrelate is basic to the investigative
- Criminal investigator is the superstar in
process.
the process of investigation. He must be
capable of observation and a rational
Elements from the foundation of the
thinker. Many times, a police
critical thinking process:
investigator is being tested with his
a. Differentiating between fact and
discretion.
opinion.
b. Determining cause-and-effect
Roles of Investigator relationships
c. Determining the accuracy and
1. Determine whether a crime has been completeness of information
committed presented.
2. Identify the victim/s and the offender d. Recognizing logical fallacies and
3. Locate and apprehend the accused faulty reasoning.
4. Present evidence of guilt for the e. Developing inferential skills through
suspect/s deductive or inductive reasoning
5. Assist in case follow-up
2. Imagination and Curiosity
Qualities of a Criminal Investigator a. Imagination means forming mental
images of what is not present.
1. Perseverance - bring the desired b. Curiosity is the desire to learn by
conclusion in spite of obstacles. being inquisitive.
2. Endurance is the ability to last
physically and mentally. 3. Intuition - This is the immediate
3. Incorruptible Honesty and Integrity. apprehension or cognition – quick and
4. The Intelligence and Wisdom of ready insight without the conscious use
Solomon. Investigator could easily of reasoning.
decipher falsehood from truth and 4. Observational Ability - Under most
separate the gain from the chaff. circumstances, the investigator will use
5. Acting Ability is the ability to go down the sense of seeing and hearing, the
to the level of different types of former being the more significant.
individuals. 5. Organizational Ability - The police
6. Mastery of the Oral and Written investigator is continually processing
Communication various types of information.
7. The Keen Power of Observation and 6. Legal Knowledge - Today’s
Description investigator must possess a solid
8. Courage is the moral fortitude to tell the grounding in criminal and to a lesser
truth no matter who will be hurt. degree, in civil law.
9. Working Knowledge of laws 7. Cultural Understanding and a Wide
10. The power to “read between the lines.” Range of Interest - An awareness
This is the ability of the investigator to and understanding of cultures
interpret the words or phrases different from the investigator’s own
encountered in the process of can be of great advantage.
investigation. 8. Persistence - Continuing in the face of
11. Working knowledge of martial arts and opposition or refusing to give up when
firearms proficiency faced with an adverse situation
Desirable Traits of the Investigator
1. Superior Reasoning Ability - is the
ability to analyze logically a multitude
CRIMINAL INVESTIGATION: PHASES, 3. TIPS - specifically refer to leads
KINDS, GOALS, FORMS AND provided by the citizens that aid in
CATEGORIES the progress of an investigation.
4. THEORIES - Beliefs regarding the
based on the evidence, patterns,
CRIMINAL INVESTIGATION: leads, tips and other information
developed and uncover in the case.
A. Goals of Criminal Investigation E. Trichotomy of Criminal Investigation
2. What Questions
- The purpose of these types of questions TOOLS OF CRIMINAL
is to find out what happened or what INVESTIGATION: INFORMATION
took place before, during and
immediately after the commission of the
offense. INFORMATION - It is the knowledge or facts
which the investigator had gathered or acquired
3. Where Questions from persons or documents, which are pertinent
- These are questions that localize the or relevant concerning the commission of the
place of the incident- the city or town, crime or criminal activities.
the district or barangay, the street or
road, the number of the house or
building. Where questions are necessary A. CLASSIFICATION OF
in specifically pinpointing the particular INFORMATION AS TO ITS
location of the crime scene. SOURCES
- Spy is the primary and the most important - An investigation technique in which an
human collector agent conceals his official identity to obtain
- Propagandists mold the attitudes, opinions information.
and actions of an individual group
- Saboteur undertake positive actions against Uses of Undercover
unfriendly power resulting in the loss of an
- Used independently to get first-hand
article, material or facility.
information about the subject of
- Guerilla is a member of paramilitary group
investigation.
organized to grass the enemy.
- Supplement other investigative techniques
- Strongman is an agent available to provide
like:
special protection.
Types of Undercover Assignment Two Categories of Control
- Dwelling - Positive Control
- Work - Negative Control
- Social
Termination Problem
- Jurisdictional Assignment
- Combination Assignment - Amount of knowledge the agent has
- Rope Job – striking up friendship with the - Inclination to use knowledge to the
subject disadvantage of the intelligence service.
- Moral obligation to the agent
Undercover Agent Special Qualification
Provocation
- Knowledge of the language
- Background regarding events - Action taken in order to incite reaction from
- Knowledge about the customs and habits a known adversary or to observe adversary.
- Physical appearance
- An artist or an actor Purposes
Factors to consider in the Selection of Action - Reveal the true status of an assumed
(Undercover) Agents adversary.
- Make a known adversary take seldom
- Placement demanding action.
- Access (Primary Access, Secondary Access,
Outside Access) Provocateur
General Nature of Agent Handling - An individual from the enemy forces who is
deliberately introduced in our custody with
- Sharing secret purpose. a specific mission of causing some
- Agent controls the agent operationally and unfavorable action or reaction on our part.
administratively.
- Rapport with each other.
- Respect with each other. 8. INFORMANT AND INFORMER
Basic Agent Management
a. Informant – any person who gives
- Agent handler must be in charge of the information to the police authorities
operation. relative to a crime.
- The act insures the agent adherence.
Types of Informants
- Good rapport must be established between
the agent handler and the agent. - Anonymous Informant
- The agent handler must constantly reinforce - Rival-Elimination Informant
the agent motivation. - False Informant
- Frightened Informant
Key Element of Agent Management
- Self-Aggrandizing Informant
- Direction and control - Confidential Informant
a. Leadership - Mercenary Informant
b. Action - Double-Crosser Informant
c. Personal Example - Women Informant
- Natural Weaknesses
Motives of Informants
- Agent training
- Agent testing - Vanity
- Agent examination - Civic Mindedness
- Fear
Control
- Repentance
- Authority to direct agent to carry out task or
Steps of Informants Recruitments (SIAT)
the requirements in behalf of the clandestine
organization in acceptable manner and - Selection - Testing
security. - Investigation
- Approach
5. Acting Qualities
6. Humility
Factors to consider in Informant Recruitment
- Sex
Interview Format (IRONIC)
- Health
- Ability
- Age 1. Identity - The investigator should
- Education identify himself to the witness by name,
- Personality rank and agency.
2. Rapport
Dismissal of Informants
3. Opening
- The handler should avoid antagonizing the 4. Narration - Allowing the witness to
informant. present in a narrative form without
- Explain properly and humanely the reasons injecting questions.
of dismissal. 5. Inquiry - after the witness has told the
- If file of the informant exists, dismissal story, the investigator can make
must be in writing for future references. clarifying inquiries.
6. Conclusion - the interview should be
concluded when the witness has
b. The Informer is a person who nothing pertinent to offer.
provides information to the police
on a regular basis. They are either F. Reasons Why Witnesses Refuse to Talk or
paid regularly or in a case-to-case Testify
basis, or none at all.
1. Fear of Reprisal
2. Great Inconvenience
3. Hatred Against the Police
4. Bias of the Witness
TOOLS OF CRIMINAL INVESTIGATION: 5. Avoidance of Publicity
INTERVIEW 6. Family Restriction