Drying
Drying
org Article
ABSTRACT: Processing conditions of battery slurries into electrodes are known to affect final battery performance.
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However, there is a lack of fundamental understanding of how the relationships between processing conditions, the
slurry microstructure, and the film microstructure affect electrode performance. This study determines the effects of
the coating shear rate and drying temperature on battery electrode performance via discharge capacity. We use
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rheological measurements and energy dispersive X-ray spectroscopy (EDS) to correlate slurry and electrode
microstructures to trends in discharge capacity. The radial distribution function is used to quantify differences in the
electrode microstructure. More specifically, we show that the correlation between carbon and active material EDS
detections to be the most relevant in understanding battery performance. Electrodes with both short- and long-range
carbon/active material orders have the highest discharge capacities. This microstructure can be obtained through high
shear rates, which induce better carbon dispersion via strong hydrodynamic forces, or through high temperature
drying by preventing unwanted time-dependent structural changes after flow cessation. This analysis provides concrete
evidence for the importance of both short-range and long-range contacts between the conductive additive and active
material on battery performance.
KEYWORDS: electrode manufacturing, shear effects, drying effects, battery slurry rheology, radial-distribution function, lithium-ion battery
1. INTRODUCTION showed via EDS image analysis that higher temperatures lead
As lithium ion batteries power the growing market of to higher binder concentration at the electrode’s top surface,
consumer electronics and electric vehicles, researchers which results in reduced adhesion strength between the
continue to focus on increasing the battery energy density. electrode and current collector.17 Subsequently, Westphal and
Although advanced materials continue to improve theoretical Kwade suggested to avoid drying-induced segregation of the
capacity limits, optimization ultimately requires processing polymer binder via a soft drying temperature of 80 °C to
technology to achieve fast, homogeneous ion and electron improve mechanical elasticity and relative electrode resist-
transport. There is growing consensus that the performance of ance.18 Furthermore, Jaiser et al. suggest that lower drying
temperatures result in an ideal, homogeneous binder
battery electrodes with industrially relevant carbon concen-
distribution that provides higher discharge capacities.19
trations (<5 wt %) is effectively controlled by electron
These studies suggest that the distribution of binder is
transport.1−5 Efficient electron transport is directly related to
essential in ensuring adhesion to the current collector. While
the structure and connectivity between the three components,
binder is an essential component, it is a nonconductive additive
that is, the active material, conductive additive, and polymer
and is studied in the anode, which is not typically capacity
binder.6,7 The electrode microstructure and connectivity in
limiting. Fewer studies have addressed the effect of drying
turn strongly depend on the electrode slurry mixing, coating,
temperature on the conductive carbon distribution in cathode
and drying processes.2,3,8−15 Previously, we showed how slurry
electrodes, which could lead to more rational capacity
mixing impacts the short-range electronic contacts that control
optimization.
electrode rate capability.1 However, slurry coating and drying
The applied shear rate during coating is arguably important
also are known to impact performance. Relating these
for proper dispersion of the components in the final electrode
processes to the electrode microstructure, particularly elec-
film. Few studies have directly examined the effect of shear on
tronic connectivity, is necessary for further insight and
electrode performance. However, some studies have reported
improvements to electrode manufacturing. Several experimen-
tal and theoretical studies have shown the impact of drying
temperature on the distribution of the polymer binder. The Received: July 20, 2020
solvent removal process has been modeled16 and studied Accepted: November 2, 2020
experimentally. In graphite anodes, researchers have found that Published: November 30, 2020
binder accumulates at the surface of the anode with higher
drying temperature, consequently depleting the binder at the
current collector resulting in poor adhesion.17−19 Muller et al.
the effect of shear on physical properties of electrodes in order Scanning electron microscopy (SEM) and EDS maps are
to maximize the area of the useful electrode film.14,20,21 For studied to correlate battery performance to component
example, Bitsch et al. utilized capillary suspensions to improve distribution in cross-sectional images of the electrode films
electrodes at low shear and keep slurry viscosity constant at through a radial distribution function. The radial distribution
high shear. The additives used in their study decreased function defines the probability of finding a molecule at a radial
capillary spreading, decreased the area affected by edge effects, distance from another molecule of interest. It is historically
and increased the coating edge thickness.14 Using slot die used to understand interactions between molecules in solids,
coating, the authors also conclude that increasing the shear rate liquids, and gases, for example, defining order in crystalline
increased the coating edge thickness.20 It is well-known that lattice structures. We propose that the radial distribution
slot-die coated films outperform doctor blade coated electro- function applied to EDS maps can be used to quantify short-
des. One explanation for this is the difference in shear rates. range and long-range pathways between carbon and the active
Slot die coating achieves shear rates on the order 103 s−1 and material. Furthermore, we show that there are direct
shear strains of order 10.20 However, the effect of shear still correlations between short-/long-range pathways and electrode
needs to be quantified. performance.
The electrode microstructure is expected to be a strong
function of the shear applied during coating. Industrially 2. METHODS
relevant battery slurries form colloidal gels in the absence of 2.1. Electrode Film Composition and Mixing. Electrode films
dry-mixing.1,22 There is a well-characterized nonlinear depend- were made with 95 wt % active material of LiNi0.33Mn0.33Co0.33O2
ence of the colloidal gel microstructure on the applied shear (NMC) (Toda America, NM3100) with an average particle size of 10
rate.23−26 Eberle et al. showed that hydrodynamic forces μm and a Brunauer−Emmett−Teller (BET) area of 0.5 m2/g.
induced in situ cluster reorganization depending on the applied Conductive additive consisting of 2.5 wt % CB (MTI, Super C65)
shear rate, suggesting that shear rates of sufficient magnitude with a BET area of 62.6 m2/g was used. The active material and
will increase particle dispersion and connectivity during film conductive additive were added to a solution of 2.5 wt %
formation.24 Furthermore, Colombo et al. evaluated the polyvinylidene difluoride (PVDF) (Arkema, MW = 380k) in 3.405
mL of 1-methyl-2-pyrrolidinone (NMP), which was mixed separately
evolution of the colloidal gel microstructure after low shear, in a Thinky planetary mixer at 1800 rpm for 10 min. The PVDF
suggesting that selective aggregate breakdown is occurring solution and particles were combined and mixed in the same device
even with extremely low shear rates.26 In contrast, Varadan and for 7.5 min at 1800 rpm. The final slurry composition remained
Solomon showed that their colloidal gel showed no changes in constant through all trials at 95% active material, 2.5% CB, and 2.5%
aggregate size at shear rates of 120 s−1, especially close to the PVDF binder.
gel point temperature.27 These conflicting results clearly show 2.2. Electrode Film Coating and Drying. Slurries were coated
that shear-induced changes in the microstructure depend on onto an aluminum current collector via an automatic coater with a
the type of gel and the magnitude of the shear rate. doctor blade attachment of depth 4.33 mm (0.17 in.) and 150 mm
coating width (TOB Energy, TOB-TM300). Coating speeds are
The drying time is also expected to influence the electrode
adjustable between 0 and 100 mm/s with an accuracy of 10 mm/s.
structure after the cessation of shear. This is supported by the The doctor blade has an adjustable coating thickness between 0.01
literature that shows colloidal systems undergo aging and and 3.5 mm. The coating thickness was constant for all studies at 0.1
recovery after flow cessation.26−31 The mechanism for aging is mm, resulting in a constant shear strain, γ = 43.3. This strain is a result
thought to arise from particle rearrangements caused by of the gap height (coating thickness) and the width of the doctor
hydrodynamic shear forces.28 For example, Gordon et al. blade used to coat the film. Because it is important to control film
showed that colloidal gels show faster structural recovery thickness for similar ion transport between films, the induced shear
(measured via elastic modulus) for higher imposed stresses.28 strain was fixed for all coatings. The magnitude of strain used in this
study is on the same order of magnitude as slot-die coating setups.
This is supported by another study that shows a delay in the
Shear rates were measured using video analysis. Films were coated at
relaxation of the colloidal microstructure due to changes in the 300, 750, and 1300 s−1, then either placed in a fume hood to dry
network density during the applied shear flow.29 The evolution overnight at room temperature, at 80 °C using the coater’s oven
of the colloidal microstructure during shear and drying have attachment, or at 150 °C using an in-house controlled hot plate setup.
not been explicitly tied to battery electrodes during processing. Visual inspection showed drying times of >8 h, 2 h, and 5 min,
We recently showed that improved electrode performance respectively.
for carbon-starved slurry formulations is achieved via dry- 2.3. Electrode Preparation and Assembly. After the initial
mixing carbon black (CB) with an active material prior to wet- drying time, all films were further vacuum-dried at 120 °C for 12 h,
mixing. The dry-mixing induces short-range contacts between then punched into 3/8″ diameter electrodes. Individual electrodes
were compressed at 20 MPa to ensure adequate substrate adhesion
carbon and the active material to achieve improved electron using a Carver melt press at room temperature. Standard size 2032
transport.1 One important question that remains is whether half cells were fabricated in an argon atmosphere glove box with
shear and temperature during processing can improve carbon lithium metal counter electrodes, two Celgard separators, and an
and active material connectivity without dry-mixing. This study LP30 electrolyte (Gotion).
examines the combinatorial effect of the shear rate and drying 2.4. Testing. 2.4.1. Rheological Measurements. Amplitude
temperature on battery performance. Shear rates from 300 to sweeps were measured from 0.1 to 10% strain and frequency sweeps
1300 s−1 and drying temperatures between 23 and 150 °C are were measured between 0.1 and 100 rad/s at 0.1% strain on an ARES
applied to the same colloidal gel slurry formulation. These G2 (TA Instruments) rheometer. Only slurries exhibiting reprodu-
cible rheology after mixing were cast into films. Additional frequency
shear rates are intended to span low shear rates typical in sweeps using a DHR-3 (TA Instruments) were taken after applied
laboratory studies and shear rates achieved in slot-die coating. shear. To mimic the shear flow during coating, steady shear rates were
The dried films are compressed, made into a battery, and applied with a 40 mm parallel plate geometry at 300, 750, and 1300
tested for rate capability. As expected, electrode performance is s−1 for 10, 7, and 3 s, respectively. Microstructure relaxation
a strong function of the drying temperature and shear rate. experiments were conducted via frequency sweeps from 0.1 to 100
11682 https://dx.doi.org/10.1021/acsaem.0c01305
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Figure 3. SEM and EDS images (a) 23 °C, 300 s−1 electrode image (b) 23 °C, 300 s−1 manganese map is uniform with small open pockets (c) 23
°C, 300 s−1 carbon map shows a sporadic C distribution (d) 23 °C, 1300 s−1 electrode image (e) 23 °C, 1300 s−1 manganese map is homogenous
(f) 23 °C, 300 s−1 carbon map shows sporadic distribution with come cluster connectivity.
Figure 4. Radial distribution function coordinating carbon to manganese detections (a) 23 °C, 300 s−1 shows minimal coordination (b) 23 °C, 750
s−1 has primarily short-range contacts (c) 23 °C, 1300 s−1 has large peaks for both short- and long-range connectivity (d) 80 °C, 1300 s−1 has
multiple peaks throughout large distances, suggesting more connectivity (e) 150 °C, 1300 s−1 shows a strong presence of both short- and long-
range connectivity.
active material, but analysis based on Co or Ni would yield measured (1) as a function of EDS collection time and were
identical results. found to be independent of time, and (2) at different spatial
In this study, the reduced 2D map considers only the cross-sections of the same electrode and found to be
brightest pixel intensities and thus represents the top cross- independent of the sampled region. The results are shown in
section layer of the electrode (i.e., closest layer to the SEM Figures S2 and S3, respectively. Control (2) in Figure S3 is
detector). This is done through analyzing pixel intensity considered a particularly important result, as it demonstrates
histograms, then setting a threshold to only include the highest that analysis of one EDS image of 100 μm × 150 μm is
intensity population. The highest intensity population is considered representative of the entire film. Even so, multiple
chosen to represent the surface elemental layer. The reduced cross-sections were analyzed under different experimental
2D maps are then analyzed via 2D radial distribution functions conditions (not shown) to ensure accuracy of the results.
between carbon/carbon (C/C) pixels and carbon/manganese Figure S4a−c show radial distribution functions for C/C
(Mn/C) pixels. Two controls were performed to ensure that correlations for all low shear rate electrodes discussed in Figure
the radial distribution results were representative of the 1. Interestingly, electrodes with very different performance, for
electrode film surface. Radial distribution functions were example, 300 s−1, 23 °C (Figure S4b) and 300 s−1, 150 °C
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(Figure S4c), have very similar C/C radial distribution magnitude and frequency-independence of the storage (G′)
functions, that is, the overall electron conductivity is not and loss (G″) moduli indicate a strong colloidal gel with a
limiting battery performance. This strongly supports the spanning network of particles, consistent with previous
observations in Morelly et al., which showed similar in-plane findings.1 We propose that the modulus as a function of
film conductivity between high- and low-performing electro- time and processing history is a good indicator of carbon
des.1 connectivity in the electrode slurry. For example, a decrease in
Figure 4a−c shows the results of the Mn/C radial modulus indicates a loss of carbon network connectivity and
distribution function for low temperature (23 °C) films at the formation of carbon islands (aggregates) throughout the
three shear rates (300, 750, and 1300 s−1). The value of g(R) electrode film. Therefore, we hypothesize that a correlation
represents the probability that a C pixel is found within a
exists between modulus after shear and during drying and the
certain distance of a Mn pixel.35 Figure 4a shows one peak
radial distribution results observed in Figure 4. To this end, the
within 5 μm of any given Mn pixel. Because the average NMC
radius is 5 μm, any peak before this distance indicates carbon effect of shear on the slurry structure is monitored by first
directly in contact with the NMC particle surface (i.e., short- applying a constant shear rate for a small strain, followed by a
range contacts). Beyond 5 μm, g(R) is relatively flat, which small amplitude oscillatory shear frequency sweep immediately
indicates a relatively random distribution of carbon.36 Figure after flow cessation. Figure 5 shows the results at room
4b shows a high concentration of C around a Mn pixel temperature of angular frequency sweeps at three times (0, 1,
followed by a steep drop-off toward a random distribution and 2 h) after exposure to (a) 300, (b) 750, and (c) 1300 s−1.
around 20 μm. This radial distribution indicates primarily
short-range Mn/C contacts, while Figure 4c indicates an
increase in the order of Mn/C correlations at higher radial
distances with distinct peaks at 5, 20, and 42 μm. Because
electrode performance increases from Figure 4a,c, we therefore
observe that the best performance correlates to the electrode
with the highest short- and long-range C/Mn order. Figure 4b
suggests that short-range order is better than the flat Mn/C
g(r) observed in Figure 4a. Together Figure 4c,b support the
hypothesis that both short- and long-range C order with
respect to NMC maximizes battery performance.
Figure 4c−e show the results for high shear (1300 s−1) films
at three drying temperatures (23, 80, and 150 °C). Recall that
for all samples, different (at least two) cross sections of the
same electrode were subjected to this analysis to ensure that
these results are representative of a larger area of the electrode.
Figure 4d indicates an initial high presence of C in direct
contact with the active material surface, as well as multiple
peaks of connectivity with increasing radial distance. Similarly,
Figure 4e displays a multitude of peaks with increasing radial
distance and similar magnitude with no significant drop in
Mn/C probability for the entire range of distances. Figure 4c−
e suggest that high shear rates induce short- and long-range
order, creating shorter pathways for electrons and ions to come
together. Figure 4d,e show very similar performance and have
slightly higher discharge capacities than Figure 4c. Radial
distribution functions have historically been used to determine
the crystal lattice structure by identifying the number of
nearest neighbors, and has since been adapted for use in
amorphous solids.36−38 Many mathematical models for other
particle shapes have also been developed39 and all suggest that
this is a valid analysis of coordination by detecting nearest
neighbors. Results that display multiple peaks correlate to a
more highly ordered crystal structure,36 and for this study, the
“crystal structure” is defined as the C network, relative to Mn.
Multiple peaks correlate to a higher Mn/C order in the form of
short- and long-range contacts. The results in Figure 4c−e
strongly support the hypothesis that short- and long-range
Mn/C order leads to higher battery performance. However,
the question remains why such vastly different structures arise
from different shear and drying conditions. Figure 5. Time-dependent rheological response at room temperature
It is known that the rheological response of battery slurries is after (a) 300 s−1, where the decrease in moduli is caused by particle
primarily influenced by the conductive carbon additive densification (b) 750 s−1, observing an increase in moduli caused by
network.22,40 Figure S5 shows rheological characterization for particle dispersion (c) 1300 s−1, showing immense increases related to
the initial slurry used for all coating and drying conditions. The high dispersion of carbon particles.
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The 0 h frequency sweep shows that 300 s−1 has a structure surface, and strongly suggest that fast drying and no network
similar to the structure measured before shearing (Figure S5) reorganization is more effective at increasing discharge capacity
while 750 and 1300 s−1 show significantly lower moduli than than higher shear rates. The optimum temperature for drying
the starting structure. At low shear rates, Figure 5a shows that will also need to consider physical properties, such as adhesion
the modulus decreases with time, indicating a decrease in between the electrode and current collector as discussed in the
carbon-to-carbon network connectivity. However, for 750 and works of Bauer, Schabel, and co-workers.14,17,19
1300 s−1, the modulus increases with increasing time. This
suggests that the carbon network is becoming more connected 4. CONCLUSIONS
after exposure to high shear rates and less connected (forming A combination of electrochemical testing, rheological charac-
dense aggregates) at low shear rates. terization, and EDS mapping with image analysis explains the
These results are in line with other reports in the literature. effects of shear and drying temperature on the battery
For example, the work by Eberle et al. defines a dimensionless electrode microstructure and performance. Overall, the highest
6πμs a 2γ ̇
value, M′ = to relate shear forces to particle attraction electrode discharge capacity is observed at high drying
Fmax
temperatures (150 °C) and high shear rates (1300 s−1).
forces. The results shown in Figure 5 can be explained if the Manganese (Mn) and carbon (C) connectivity, measured via
hydrodynamic shear stresses are larger than the interparticle the radial distribution function, correlates well with average
attractive forces, that is, M′ > 1 for γ̇ ≥ 750 s−1 and smaller, discharge capacity. For example, higher shear rates at low
that is, M′ < 1, for γ̇ = 300 s−1. Although measured on a drying temperatures lead to better long-range Mn/C orders
different experimental system, Eberle showed that M′ < 1 leads and better battery performance, while high temperatures yield
to the formation of dense clusters/aggregates and reduced long-range Mn/C orders and better battery performance for all
network interconnectivity, while M′ > 1 leads to increased shear rates. The results clearly indicate that temperature is
network connectivity.24 Furthermore, Colombo et al. show more important than the shear rate in achieving long-range
that gels exposed to low shear, for example, up to 100 s−1, Mn/C order, that is, better battery performance. This strongly
evolve to isotropic states with reduced moduli over 3000 s, or supports the hypothesis that short and long-range order
50 min.26 Coincidentally, similar timescales are observed in between the active material and conductive additive govern
Figure 5a. electrode performance. Additionally, there is an observed
Figure 5 helps to explain the results in Figure 4a−c and increased in electrode performance as the shear rate increases,
suggest a correlation between carbon network connectivity and which could explain the better performance of slot-die coated
long-range order observed in battery electrodes. For example, electrodes compared to electrodes made from lower shear rate
Figures 5a and 4a (γ̇ = 300 s−1) show the lowest carbon blade coating.
connectivity (via rheology) and the lowest Mn/C long-range The dependence of short- and long-range order on Mn/C
order (via radial distribution function), respectively. Figures 5c distributions is best explained using rheology of the slurry after
and 4c (γ̇ = 1300 s−1) show the highest carbon connectivity coating. Our findings, supported by the colloidal gel literature,
and highest Mn/C order, respectively. These strong show that too low of a shear rate during coating can lead to
correlations suggest that there is a critical shear rate for densification of the microstructure and a loss of long-range
which battery slurries should be processed to ensure dispersion Mn/C order. The resulting loss of Mn/C correlations inhibits
of carbon and connectivity between carbon and the active electron transport and consequently decreases discharge
material. As previously mentioned, this shear rate is on the capacity. For higher shear rates, the slurry microstructure
same order of magnitude as that applied during slot die shows increased carbon connectivity and higher long-range
coating, a process known to make better electrodes. The Mn/C order. The effects of microstructural changes after shear
observed change in the microstructure at an increased shear are minimized with increased drying temperature, which locks
rate could be responsible for the better performance of slot die the sheared structure in place. These results clearly indicate the
coated electrodes. importance of the slurry microstructure during coating and
Because the room temperature drying cases take up to 24 h drying and are expected to depend on the starting slurry
to dry, the results of Figure 5 should be a realistic microstructure.
representation of the final slurry microstructure before drying To our knowledge, this work is the first study to correlate
at room temperature. At higher temperature, drying occurs the underlying elemental connectivity to battery performance
much faster, and the results in Figure 5 may not represent the as a function of shear and temperature. The radial distribution
final structures. However, when the rate of drying is very fast, function applied to EDS elemental maps is an effective method
that is, 150 °C, the effect of structure reorganization is to quantify short- and long-range contacts in battery
expected to be significantly reduced, and the structure electrodes. This method should prove useful in future studies
immediately after flow cessation is more relevant. In fact, the to correlate processing conditions to battery performance.
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lowest shear rate appears to have the highest electrode
performance in Figure 1d. Figure 5a shows that the zero-hour ASSOCIATED CONTENT
structure for 300 s−1 has the highest modulus and therefore * Supporting Information
sı
highest carbon network connectivity. If we assume that at high
The Supporting Information is available free of charge at
drying rates this structure is locked into place, then the
https://pubs.acs.org/doi/10.1021/acsaem.0c01305.
electrode should have both short- and long-range Mn/C
orders. This is strongly supported by the radial distribution Full account of battery cycling data; effects of EDS
functions in Figure S6a,b, which show these correlations for exposure time on the radial distribution functions after
the low shear rate dried at high temperature. These results thresholding; results of radial distribution functions for
support the importance of both temperature and shear on the multiple analysis areas of the same electrode to validate
final carbon dispersion with relation to the NMC particle conclusions; C/C radial distribution function results;
11687 https://dx.doi.org/10.1021/acsaem.0c01305
ACS Appl. Energy Mater. 2020, 3, 11681−11689
ACS Applied Energy Materials www.acsaem.org Article
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Corresponding Author Wood, D. L. Effect of Electrode Manufacturing Defects on
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Engineering, Drexel University, Philadelphia, Pennsylvania Poly(Vinylidene Fluoride) with Graphite Particles. 2. Effect of Solvent
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19104, United States Surface Morphology of a Composite Film and Its Relation to
Samantha L. Morelly − Department of Chemical and Electrochemical Performance. Chem. Mater. 2004, 16, 1945−1953.
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(14) Bitsch, B.; Dittmann, J.; Schmitt, M.; Scharfer, P.; Schabel, W.;
Author Contributions Willenbacher, N. A Novel Slurry Concept for the Fabrication of
R.M.S. performed all coating, drying, rheology, imaging and Lithium-Ion Battery Electrodes with Beneficial Properties. J. Power
battery testing measurements. S.L.M. fabricated the coin cells Sources 2014, 265, 81−90.
for battery testing. R.M.S. wrote the first draft of the (15) Lee, G.-W.; Ryu, J. H.; Han, W.; Ahn, K. H.; Oh, S. M. Effect of
manuscript. All authors contributed to manuscript edits. All Slurry Preparation Process on Electrochemical Performances of
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(16) Susarla, N.; Ahmed, S.; Dees, D. W. Modeling and Analysis of
Funding Solvent Removal during Li-Ion Battery Electrode Drying. J. Power
NSF CBET-1929755. Sources 2018, 378, 660−670.
Notes (17) Muller, M.; Pfaffmann, L.; Jaiser, S.; Baunach, M.; Trouillet, V.;
The authors declare no competing financial interest. Scheiba, F.; Scharfer, P.; Schabel, W.; Bauer, W. Investigation of
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Binder Distribution in Graphite Anodes for Lithium-Ion Batteries. J.
ACKNOWLEDGMENTS Power Sources 2017, 340, 1−5.
(18) Westphal, B. G.; Kwade, A. Critical Electrode Properties and
R.M.S. and N.J.A. would like to thank Cameron Abrams for Drying Conditions Causing Component Segregation in Graphitic
helpful discussions regarding the application of the radial Anodes for Lithium-Ion Batteries. J. Energy Storage 2018, 18, 509−
distribution function to EDS elemental maps.
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(19) Jaiser, S.; Muller, M.; Baunach, M.; Bauer, W.; Scharfer, P.;
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ACS Appl. Energy Mater. 2020, 3, 11681−11689