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Near-Death Phenomena
Dr. Walker is with the Department of Health Studies at Eastern Illinois University,
and Dr. Serdahely is Professor of Health Science at Montana State University. Requests
for reprints should be addressed to Dr. Walker at the Department of Health Studies,
Lantz Building, Eastern Illinois University, Charleston, IL 61920.
states that when one dies one will be able to recognize deceased friends
and relatives within this new world (Ross, 1979).
The ancient Greeks also believed in the existence of the immortal
soul. The Greek philosophers Socrates and Plato both advocated that
the soul departed from the physical body at death, freed in order to be
reunited with deceased friends and relatives. Plato believed that the
reunion occurred in a place of great brilliance, after which the soul
would leave in order to observe a life review and receive judgment
(Rawlings, 1978).
Plato (428-384 B.C.), in the tenth book of The Republic, also de
scribed a tale about a soldier, Er, who died on the battlefield. At the
moment of physical death Er's consciousness departed from his physi
cal body to roam the countryside, reentering his earthly body just prior
to his intended cremation (Rawlings, 1978).
Christianity also assumes a fundamental doctrine encouraging a
belief in the immortality of the soul (Rawlings, 1978). This doctrine of
belief is founded upon the teaching of the scriptures contained within
the Holy Bible. The Bible contains numerous examples to support a
belief in life after death. The Apostle Paul made reference to this in his
letter to the Corinthians (2 Corinthians 5:1, 7-10):
For we know that when this tent we live in now is taken down-when
we die and leave these bodies-we will have wonderful new bodies in
heaven, homes that will be ours forevermore, made for us by God
Himself, and not by human hands.... We know these things are true
by believing, not by seeing. And we are not afraid, but are quite
content to die, for then we will be at home with the Lord. So our aim is
to please Him always in everything we do, whether we are here in this
body or away from this body and with Him in heaven. For we must all
stand before Christ to be judged and have our lives laid bare-before
Him. (The Living Bible, 1973)
The Tibetan account describes the art of dying and delineates the
various stages of the soul. Accordingly, upon physical death the soul
becomes enveloped within a new body known as the "shining." Instan
taneous travel, heightened sensory awareness, meeting deceased loved
ones, feelings of extreme peace and contentment, and a judgment are
also described within the content of the book (Becker, 1985; Fremantle
and Chogyam, 1975, Rawlings, 1978).
Many of the afterlife experiences described in The Tibetan Book of
the Dead correspond to traditional Indian yogico-tantric exercises used
in meditation (Eliade, 1971). Yoga suggests that within a truly medita
tive state the person must "die" to this life in order to transcend to a
level of higher consciousness. Within the Indian culture, yoga has
served as an important tradition whereby we are aware of the possible
separateness of body and consciousness; a practice that Mircea Eliade
(1971) wrote can help us to anticipate death in order to be reborn into a
sanctified life.
Throughout the centuries numerous historical figures have made
personal testimonies related to near-death phenomena. Among the
better known figures describing such experiences have been Carl
Jung, Thomas Edison, Benjamin Franklin, Elizabeth Browning, Eddie
Rickenbacker, Louisa May Alcott, and Ernest Hemingway (Rawlings,
1978). In fact, Hemingway's A Farewell to Arms is said to be based in
part upon a personal near-death incident he encountered on the battle
field during World War I (Audette, 1982). Likewise, whether based on
personal experience or not, a number of other authors have recounted
tales containing elements of near-death phenomena. Listed among
these have been such people as William Shakespeare, Leo Tolstoy,
Edgar Allan Poe, Charles Dickens, Thornton Wilder, Victor Hugo, and
Katherine Anne Porter (Audette, 1982; Bertman, 1979; Flynn, 1984;
Straight, 1984).
During the 1700s out-of-body and near-death concepts were publicly
clarified by a famed Swedish scientist of the era, Emanuel Swedenborg
(Rhodes, 1982). For a number of years Swedenborg experienced out-of
body travel, during which many spiritual ideas and deceased people
were supposedly revealed to him. As a result of these enlightening
experiences, Swedenborg left the realms of science and government to
pursue spiritual truths. He recorded his experiences, many anony
mously, in hopes of helping others to understand this domain better.
Swedenborg claimed that there is constant interplay between the
spiritual world and the earthly world, serving as the source of our
emotions and ideas. He stated that in reality humankind is a spirit
within a mortal body, here on earth to learn and help others. He also
108 JOURNAL OF NEAR-DEATH STUDIES
Near-Death Research
1880s-1930s
Contemporary near-death research is a derivative of early paranor
mal experimentation and observation. Paranormal investigators dur
ing this era were primarily concerned with collecting, classifying, and
analyzing stories related to personal contact with the deceased (Stev
enson, 1977). During the 1870s and 1880s the work of William
Crookes, a respected chemist, lent support to the scientific study of
paranormal phenomena (Ross, 1979). Crookes had originally set out to
expose paranormal occurrences a fraudulent; however, he soon came to
believe in the existence of certain psi phenomena, or extrasensory
perception (ESP).
Many types of psi phenomena were investigated by Crookes and
others during the late nineteenth century, including clairvoyance,
spirit writing, spirit music, spiritual impersonations, trancelike states,
trance speaking, apparitions, and possession (Ross, 1979). Although
many published reports were met with criticism and skepticism, public
and scientific curiosity continued to grow.
Supported by the scientific community, the Society for Psychical
Research (SPR) was established in England during 1882 (Ross, 1979;
Stevenson, 1977). This organization was founded by prominent scien
tists and scholars interested in establishing a formal forum from which
to investigate paranormal phenomena. Early members included a
number of well-known scientists from Cambridge University, and
many members of the society became followers of the spiritualist
movement, whose tenet held that psi phenomena were evidence of life
surviving physical death. An American branch of the SPR was begun
in 1885 under the leadership of William James, a leader in the Ameri
can spiritualist movement (Ross, 1979; Stevenson, 1977).
A leading SPR member during this era, Frederic W. H. Myers, was
extremely interested in proving the existence of life after death. He
and his colleagues believed that research into this area would serve
three important functions: (1) increase our total understanding of the
universe; (2) expand the focus of all science and philosophy to include
"the knowledge of life in man independent of blood and brain"; and (3)
apply this newfound knowledge to open limitless avenues for further
discovery (Ross, 1979).
110 JOURNAL OF NEAR-DEATH STUDIES
Despite the quality of the research conducted, work done by the SPR
was often met with criticism by other factions of the scientific commu
nity. It is believed that the indirect influence of the Darwinian theory
during this era created ideological conflicts concerning belief in the
existence of the human soul and its potential for surviving physical
death (Stevenson, 1977). An example of this conflict is evident in the
fact that Alfred Russel Wallace, who together with Charles Darwin
developed and publicly advocated the theory of natural selection, was
privately an ardent proponent of spiritualism (Stevenson, 1977).
During the late 1800s many scientists began to shift attention from
professional psychics to ordinary people reporting paranormal phe
nomena (Audette, 1982; Ross, 1979). Anecdotal accounts increasingly
replaced controlled experiments as evidence of paranormal phenom
ena, generally receiving the stamp of approval only after intense
scrutiny by the SPR. As more cases were reported, discrete psi catego
ries became recognized. With the increased use of these anecdotal
accounts, a new philosophy began to take shape within the field of
parapsychology, now placing the burden of disproof upon skeptics
(Ross, 1979).
Skeptics, many of whom were psychologists and physicians, sug
gested that these accounts represented evolutionary psychoses used for
self-adaptation. That attitude toward paranormal phenomena served
as the foundation from which the multiple personality theories of
psychological study began (Ross, 1979; Stevenson, 1977). Myers con
tended that man possessed a subliminal level of cognition, a theory
that won acceptance from many scientists and was used to support the
spiritualist and nonspiritualist views alike (Ross, 1979).
In 1900 Theodore Flournoy noted that psychology had fully em
braced the concept of a subliminal subconscious, though often gener
ally denouncing the existence of spiritualism. Rigid scientific attitudes
kept many psychologists from further exploring this area. William
James tried to promote paranormal philosophies in the field of psychol
ogy, believing that some mental disorders were independent of the
physical body. His attempts, however, were generally met with resis
tance (Ross, 1979).
1930s-1960
1960 to Present
In 1961, Karlis Osis conducted a survey of physicians and nurses who
had witnessed the alleged deathbed visions of their dying patients.
Osis concluded that these reported visions, suggestive of postmortem
survival, were not hallucinations. He noted that hallucinations of the
sick are generally only visual in nature, whereas these accounts in
cluded auditory occurrences. He also noted that medical factors predis
posing one to hallucinations, such as a high fever, did not increase the
number of visions reported. Of those apparitions reported, 90 percent
involved communication with close, deceased relatives. This was the
first study that used modern survey methods and statistical evaluation
in examining death-related phenomena (Osis and Haraldsson, 1977b).
112 JOURNAL OF NEAR-DEATH STUDIES
The 1961 survey served as a pilot study for later research conducted
in 1977 (Osis and Haraldsson, 1977a). This second study involved the
surveying of physicians and nurses from the United States and India
about the deathbed visions of dying patients. More than 1,000 Ameri
cans and 700 Indians participated in the study. Of those interviewed,
216 American physicians and 255 Indian physicians reported having
observed patients who described seeing visions while close to death.
Most of these patients were terminally ill. Identity of these apparitions
included those already dead, religious figures, and those still living. In
cases where the dying patient saw apparitions of the dead, 65 percent
felt that these figures had come to aid them in their transition into
another worldly existence. When demographic factors such as gender,
age, education and, socio-economic status were examined in relation
ship to specific aspects of patient apparitions, no significant correla
tions could be identified. Culture and religion seemed to have a slight
influence on the reporting of different religious figures in this study,
however (Osis and Haraldsson, 1977a, 1977b).
The modern revival of circumthanatology, the study of near-death
phenomena (Lundahl, 1982), is credited to Russell Noyes, a psychia
trist. In 1972, Noyes began to accumulate anecdotal accounts of NDEs
derived from personal interviews and clinical records. Many of Noyes's
subjects were victims of drownings, falls, and similar accidents. Within
this research and subsequent works, Noyes noted that persons exposed
to life-threatening danger commonly experience feelings of hyperalert
ness, depersonalization, and mystical consciousness (Noyes, 1972;
Noyes, Hoenk, Kuperman, and Slymen, 1977; Noyes and Kletti, 1976a,
1976b, 1977; Noyes and Slymen, 1978-79). According to Kenneth Ring
(1982), Noyes's work marked the beginning of two significant changes
in the field of near-death studies: (1) a shift from parapsychological
dominance to medical dominance in investigating near-death experi
ences; and (2) an attempt to investigate the experience of dying using
the direct interviews of near-death survivors.
In the early 1970s Elisabeth Kubler-Ross began talking publicly
about the existence of near-death phenomena. Well-known and re
spected for her study of the terminally ill, Kubler-Ross became in
trigued with the topic and stated that she herself had heard testi
monies of such accounts (Kastenbaum, 1979; Moody, 1975). Her
comments created a considerable impression upon the general public,
and she probably did more to arouse public acceptance and curiosity
about NDEs that any other single figure. Although Kubler-Ross
openly acknowledged having a great interest in this area of study, she
has not published any methodological accounts of her findings (Ring,
1982a).
BARBARA A. WALKER AND WILLIAM J. SERDAHELY 113
ried out by Melvin Morse and his associates (Morse, 1983; Morse,
Castillo, Venecia, Milstein, and Tyler, 1986; Morse, Conner, and Tyler,
1985). Nancy Bush has also contributed a documented pediatric case to
this small field of literature (1983). These authors believe the pattern
of the pediatric NDE is quite similar to that reported by adults. The
five stages Ring identified for adult near-death experiences have also
been found by Morse and his coworkers in pediatric NDEs.
Acknowledging their sample was small and nonrepresentative, the
Morse group did note two differences between pediatric and adult
NDEs. The pediatric near-death experiences they studied never con
tained a life review, nor did their young respondents report experienc
ing an altered sense of time. William Serdahely (1989-90) studied an
eight-year-old boy whose NDE was precipitated by nearly drowning
when he was seven. This pediatric respondent also did not have a life
review during his NDE, but he was quite emphatic about the fact that
time ceased to exist while he was out-of-body, a finding commonly
reported for adult NDEs.
One feature unique to Serdahely's pediatric case is that while the boy
did not encounter any deceased relatives during his NDE, he was
greeted by two deceased family pets during his tunnel experience. The
deceased pets comforted him, and after being licked by his dog, the boy
found himself back in his body, having regained consciousness in the
hospital.
Although our acceptance of people's near-death experiences has im
proved, their origin is, obviously, difficult to verify. In an attempt to
explain the NDE scientifically, numerous theories have been sug
gested in recent years. Among these are stress-induced limbic lobe
dysfunction (Carr, 1982), depersonalization (Noyes and Kletti, 1976a,
1976b, 1977), ego regression (Prince and Savage, 1966), Freudian re
ductionism (Rank, 1971), drug-induced hallucinations (Rogo, 1984),
and birth-recall models (Grof and Halifax, 1977; Sagan, 1979). Like
wise, many articles have been published refuting these hypotheses
(Becker, 1982; Greyson, 1983b; Grosso, 1981). Of all the research to
date, none constitutes absolute scientific proof regarding the authen
ticity of the near-death experience. However, the findings accumulated
thus far have been beneficial in reducing fear of death (Ring, 1982),
deterring suicide (McDonagh, 1979; Ring and Franklin, 1981-82), and
assessing personal values (Greyson, 1983a; Ring, 1984).
Whether the NDE is a physiological, psychological, and/or spiritual
phenomenon, some thirteen million adults in the United States claim
to have experienced some form of out-of-body transcendence while in a
state of clinical death or near death (Gallup, 1982). Its historical roots
BARBARA A. WALKER AND WILLIAM J. SERDAHELY 119
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