1 Metropolitan-Areas - 2020
1 Metropolitan-Areas - 2020
1 Metropolitan-Areas - 2020
Metropolitan Areas
© 2020 UCLG
DISCLAIMERS
The terms used concerning the legal status of any country, territory,
city or area, or of its authorities, or concerning delimitation of
its frontiers or boundaries, or regarding its economic system or
degree of development do not necessarily reflect the opinion of
United Cities and Local Governments. The analysis, conclusions and
recommendations of this report do not necessarily reflect the views of
all the members of United Cities and Local Governments.
Edited by
UCLG and Metropolis
01
Introduction:
the Metropolitan Areas
Page 15
02
The metropolitan
context and the SDGs
Page 18
03
Metropolitan actions
for the implementation
of the SDGs
Page 26
04
Conclusions and policy
recommendations: the state of SDG
localization in the Metropolitan Areas
Page 42
05
Policy recommendations
at the global level
Page 46
06
Notes
Page 54
Bibliography
Page 58
metropolis
B M
BRT – Bus Rapid Transit MDG – Millennium Development Goal
C N
C40 – C40 Cities Climate Leadership NGO – Non-governmental organization
CEDAW – Convention on the Elimination of all Forms
of Discrimination Against Women O
CLGF – Commonwealth Local Government Forum OECD – Organisation for Economic Cooperation and
CO2 – Carbon dioxide Development
COP – Conference of the Parties
CSO – Civil society organization P
D PEP BA – Participative Strategic Plan Buenos Aires
2035
DG – Directorate General (European Commission) PPP – Public-Private Partnership
DRC – Democratic Republic of the Congo PPPP – Public-Private-People Partnership
G S
GCoM – Global Covenant of Mayors for Climate and SDG – Sustainable Development Goal
Energy SDSN – United Nations Sustainable Development
GDP – Gross domestic product Solutions Network
GHG – Greenhouse gas SME – Small and medium-sized enterprise
GOLD – Global Observatory on Local Democracy and SNG – Sub-national government
Decentralization
GTF – Global Taskforce of Local and Regional T
Governments
TALD – Territorial approach to local development
H U
HLPF – United Nations High-Level Political Forum on UCLG – United Cities and Local Governments
Sustainable Development UNDESA – United Nations Department for Economic
and Social Affairs
I UNSG – United Nations Secretary-General
ICLEI – Local Governments for Sustainability
IDP – Integrated Development Plan V
IPCC – Intergovernmental Panel on Climate Change VLR – Voluntary Local Review
IT – Information Technology VNR – Voluntary National Review
K W
Km – Kilometre WCCD – World Council on City Data
WIEGO – Women in Informal Employment, Globalizing
L and Organizing
LGA – Local government association
LGBTQIA+ – Lesbian, gay, bisexual, transgender,
queer/questioning, intersex, asexual and other gender
identities
LMTA – Lagos Metropolitan Transport Authority
LRG – Local and regional government
For more than a decade, the reports of the I usually say that metropolitan spaces are
Global Observatory on Local Democracy the disruptive element in local and regional
and Decentralization (GOLD) have been governance, requiring political will, leadership
identifying the trends of our ever-changing and generosity. As global and metropolitan
world, and helping us to make sense of the challenges converge, sustainable development
transformations that affect our planet and the global agendas applied to large conurbations
human beings through the perspective of local have a decisive impact on policy making.
and regional governments, the ones which are Consequently, metropolitan areas are the
closest to citizens. setting where some of the planet’s most pressing
Looking back into the five editions of the problems can be solved.
GOLD reports and seeing that the chapter on This is the first time that the chapters of GOLD
metropolitan areas is a common feature to all of are released as stand-alone publications, and I
them, I see it as one of the most unique features am particularly grateful for this initiative. Crossing
of GOLD, not only because it reflects the diversity the inputs from different regions, the present
and complementarity of the constituency of publication reflects the collaboration between
World Organization of United Cities and Local all the sections of UCLG, and is the result of the
Governments (UCLG), but also because it shows strengthened joint work of the teams of the
how our metropolitan world has evolved so far. UCLG World Secretariat and of the Metropolis
The GOLD V Report highlights the involvement Secretariat General.
of local and regional governments in mechanisms This year, which marks the fifth anniversary
of coordination, monitoring and reporting to of the Montréal Declaration on Metropolitan
create a sense of collective responsibility for Areas, recalls us of the importance to analyze
the achievement of more equitable, fair and and monitor metropolitan phenomena across the
sustainable societies. Providing an up-to-date globe. The present publication serves as the first
global mapping of the processes of localization compass for this taskforce, offering Metropolis
of the global agendas, GOLD V indicates how and our more than 130 members invaluable hints
decentralization and multilevel governance, to make the Sustainable Development Goals and
especially in metropolitan areas, can contribute to the New Urban Agenda a reality.
these processes.
Octavi de la Varga
Secretary-General
World Association of the Major
Metropolis (Metropolis) /
Metropolitan section of UCLG
In 2015 and 2016, world leaders came We currently stand at the end of the first
together to set a historic milestone in quadrennial cycle of implementation of the
multilateral cooperation with the adoption SDGs, which means that the worldwide state of
of global agreements towards sustainable implementation of each SDG has been evaluated
development. The 2030 Agenda and the 17 at least once. Consequently, the international
Sustainable Development Goals, the New community is taking this time to take stock of the
Urban Agenda, the Paris Agreement on progress made, the trends that have emerged
climate change, the Sendai Framework on and the challenges encountered over these past
Disaster Risk Reduction and the Addis Ababa four years, and these will be discussed at the
Action Agenda on Financing for Development
all showcased a global will to respond to
today’s global challenges through the Box 1
adoption of a firm rights-based approach.
Local and regional governments (LRGs)
have risen to the scale of the challenge, ‘Whole-of-government’
demonstrating their commitment to the and ‘whole-of-society’
realization of the global agendas by putting in
place elaboration, adoption and implementation
approaches
processes. From their perspective, the global
agendas are interlinked and cannot be achieved Multilevel and collaborative governance
in isolation: all sustainability actions to address frameworks that emphasize the need to
the highly interrelated challenges affecting our approach policy-making processes in an
territories and cities must be fully integrated integrated way, factoring in all government
and comprehensive. The 2030 Agenda has bodies and members of society. Adopting
been widely embraced across territories these approaches is critical for advancing
and represents a significant step forward in sustainable development, since they
terms of ambition, universality and complexity constitute the basis for policy coherence
with respect to the Millennium Development (see Box 7) by requiring policy-making to
Goals (MDGs). The interconnectedness of the happen in an integrated manner beyond
Sustainable Development Goals (SDGs) provides, institutional siloes, promoting synergies
on the one hand, our best shot at tackling the and improving public accountability. Putting
multi-dimensional challenges facing our societies. governance frameworks in place requires
On the other, it requires a significant step up in the establishment of adequate coordination
policy-making efforts and the adoption of a truly and participation mechanisms that ensure
integrated approach that ensures that ‘no one that sub-national governments (SNGs) and
and no place are left behind’ — in other words, members of society take part effectively in
the UN ‘whole-of-government’ and ‘whole- policy design, implementation and monitoring
of-society’ approach to development (see Box processes at all levels of government.
1), encompassing a truly multilevel and multi-
Source: UNPAN; GTF, UCLG (2019), 'Towards the Localization of
stakeholder governance system that puts people the SDGs'.
at the centre of development (see Box 2).
The purpose of the GOLD V Report is to local processes. The transformational potential
propose how these ambitious Global Goals of a territorial approach to local development
and objectives can be met through policies, (TALD) is enormous (see Box 4). Yet, in order to
actions and initiatives designed and put in fully unleash it and ensure the implementation
place by the territories and communities of the global development agendas, important
that make up cities, towns and regions. challenges must be tackled. Significant efforts
The report suggests that this cannot be have been made since 2015 to implement the
done unless urban and territorial planning, 2030 Agenda’s provisions and advance towards
strategic design, institutional environments the achievement of the Goals. However, given the
and political roadmaps are fully embedded in multi-dimensional challenges our societies are
the territories, i.e. ‘territorialized’, taking full facing, the 2030 Agenda and the SDGs call for a
advantage of local potentialities, involving all move beyond narrow targeted policy-making
local stakeholders and building on local needs towards a review of governance culture and
and demands. In other words, these goals can
only be achieved through a fully-fledged, co-
owned and accountable process of localization
of the global agendas (see Box 3). Box 3
Territories and cities can lead transformational
processes that promote development models
that are both respectful of the environment and
Localization
put people first. Territorialized development
strategies based on integrated planning have The 2030 Agenda emphasizes the need
the power to transform cities and territories, for an inclusive and localized approach to
foster inclusion, reduce resource usage and GHG the SDGs. Localization is described as ‘the
emissions, and improve rural-urban linkages. process of defining, implementing and
When coupled with cutting-edge technologies, monitoring strategies at the local level for
the economies of scale facilitated by cities and achieving global, national, and sub-national
their ability to attract innovation become major sustainable development goals and targets.’
catalysts for the achievement of the SDGs, allowing More specifically, it takes into account sub-
for the development of alternative patterns of national contexts for the achievement of
production and consumption, decentralized the 2030 Agenda, from the setting of goals
renewable energy systems, individualized and targets to determining the means of
healthcare, natural disaster detection solutions, implementation and using indicators to
and stronger bonds between cities, towns and measure and monitor progress.
their hinterlands. The possibilities are endless.
As shown throughout the GOLD V Report, such Source: GTF, UCLG (2019), 'Towards the Localization of
the SDGs'; GTF, UNDP, UN-Habitat (2016), 'Roadmap for
localized development strategies, developed Localizing the SDGs: Implementation and Monitoring at Sub-
national Level'; UN Development Group (2014), 'Localizing
from and suited to local realities, also have an the Post2015 Agenda' (outcome of the global UN dialogue
impact on the global process of transforming process realized from June 2014 to October 2014).
Africa Europe
Abidjan Beijing Jinan Athens La Habana
Accra Beyrouth Kaohsiung Barcelona La Paz
Addis Ababa Bhopal Karaj (metropolitan Medellín
Alexandria Bogor Kathmandu area) Minas Gerais
Antananarivo Busan Kuala Lumpur Barcelona (city of) Montevideo
Bamako Changchun Kunming Berlin Porto Alegre
Bangui Changsha Lahore Bruxelles Quito
Brazzaville Chengdu Male’ Bucharest Rio de Janeiro
Cairo Chongqing Mashhad Grand Lyon Rosario
Casablanca Colombo Nanjing Grand Paris San Salvador
Cotonou Daegu Nanning Greater Santiago de Chile
Dakar Daejeon New Delhi - NIUA Manchester São Paulo
Douala Dalian New Taipei Kazan Valle de Aburrá
Durban Diyarbakir Ramallah Lisboa
Gauteng East Kalimantan Seoul Madrid
Harare Faisalabad Shanghai Moscow North
Johannesburg Fuzhou Shenzhen Sarajevo America
Libreville Gaziantep Shiraz Sofia Atlanta
Marrakech Goyang South Tangerang Torino Ciudad de México
Niamey Guangzhou Surabaya Zagreb Guadalajara
Nouakchott Gujranwala Tabriz Monterrey
Rabat Gwangju Taichung Latin Montréal
Tunis Gyeonggi Taipei America Puebla
Victoria Haikou Tehran and the Tijuana
Yaoundé Hangzhou Tianjin Caribbean Toronto
Hanoi Ulsan Belo Horizonte
Harbin Wuhan Bogotá
Hyderabad Xi’an Brasília
Asia Incheon Xiamen Buenos Aires
Ahvaz Isfahan Yiwu Córdoba
Amman Istanbul Zhengzhou Guarulhos
Baghdad Jakarta Guayaquil Source: www.metropolis.org
Bangkok Jilin (August 2019).
The designations employed and the presentation of material on this map do not imply the expression of any opinion whatsoever on the part of the secretariat of
the United Nations concerning the legal status of any country, territory, city or area or of its authorities, or concerning the delimitation of its frontiers or boundaries.
Dotted line represents approximately the Line of Control in Jammu and Kashmir agreed upon by India and Pakistan. The final status of Jammu and Kashmir has not
yet been agreed upon by the parties. Final boundary between the Republic of Sudan and the Republic of South Sudan has not yet been determined. A dispute exists
between the Governments of Argentina and the United Kingdom of Great Britain and Northem Ireland concerning sovereignty over the Falkland Islands (Malvinas).
© 2018 United Nations, DESA, Population Division. Licensed under Creative Commons license CC BY 3.0 IGO.
neighborhoods, with core and peripheral areas. (right to gender equality, housing, mobility, safety,
The growth of metropolitan areas has given rise to basic services and culture), a principle supported
peripheral development spaces on the outskirts by organizations representing metropolitan cities
— or suburbs — which become peripheral to such as Metropolis,3 as well as the peripheral
the urban economy, main infrastructures or cities of metropolitan areas organized through the
institutional processes. In developing countries, UCLG’s Peripheral Cities Committee. The New
rapid urbanization has often seen the rise Urban Agenda, moreover, lays the groundwork
of extended informal settlements in these for initiatives that result in more democratic and
peripheries, home to hundreds of thousands of sustainable cities, within the framework of human
people with limited or no access to basic services rights. The inclusion in the New Urban Agenda
who are often more exposed to natural disasters. of women’s right to the city, in particular can
It is worth remembering that over 900 million become a tool to demand the fulfilment of these
people currently live in slums, most of them within commitments and monitor their implementation.
metropolitan areas. Indeed, the challenges facing metropolitan areas
Metropolitan areas have become a key show regional specificities.4
battleground for reducing inequalities, addressing The Asia-Pacific region dominates the global
climate change challenges and protecting human urban system, with around 326 cities with a
rights and, as specifically highlighted by the New population of over one million, of which 21 are
Urban Agenda, establishing the ‘right to the city’ megacities (predicted to rise to 27 by 2035). The
As big cities have grown beyond their different types of metropolitan governance, this
historical, political and electoral boundaries, publication considers them in the context of
their governance has become more complex implementation of the SDGs. 26
and fragmented, comprising a series of local Different concepts are linked to the
governments, authorities, agencies and development of urban sustainable agendas and
interests that were not designed to address the model of metropolitan governance. The first
issues at the metropolitan scale. This results in model — metropolitan governments — does
them usually being governed by some form of not in itself guarantee effective implementation
power-sharing, with varying levels of legitimacy of the SDGs, especially when there is a lack of
and transparency. In fact there are many models binding mechanisms (often the case in the twotier
of metropolitan governance, with no one model).27 In other words, the absence of exclusive
model suitable for all. Each metropolitan area powers for these institutions in key areas is a
has its particularities and form of governance. weaknessin metropolitan arrangements.
As stated in GOLD IV and other reports,24 four Competence for key infrastructures such as
main models of metropolitan governance are highways, railways, ports and airports is typically in
generally recognized based on the type of the hands of national or sub-national governments
institutional arrangements in place, ranging (federated states and regions). Another obstacle
from hard to soft governance:25 is the lack of fiscal autonomy of metropolitan
• Metropolitan governments or structures institutions, which is especially problematic in
created expressly to deal with metropolitan light of the fact that municipal expenditures per
challenges (one-tier or two-tier). capita tend to be higher in metropolitan areas
• Sectoral metropolitan agencies to manage because of the nature of services (e.g. public
or plan single services (public transport, transportation and waste collection). In most
environment, police, etc.). cases, funding from metropolitan institutions
• Vertical coordination, where metropolitan comes from a mixture of sources, mainly transfers
policies are not carried out by a metropolitan from other levels of government and taxes.
body but de facto by other levels of Whilst in France, new métropoles have more
government that already exist (a region, a financial autonomy (own taxes), in England there
province, a county, etc.). is a direct assignment from central government.28
• Less institutionalized models (soft or informal Relying heavily on own-source revenues (taxes
coordination) based on municipalities’ and user fees) and having the freedom to levy
voluntary cooperation through an association taxes creates more fiscal autonomy than reliance
of municipalities or by means of strategic on intergovernmental transfers, which can be
planning. unpredictable and restrict the ability of metro
Each model has its advantages and institutions to control their own destiny.29
disadvantages. Most metropolitan areas are in The absence of powerful metropolitan
fact hybrids of more than one model because of governments means that, in practice, their actions
their complex geographies, the status of different are often bypassed by the municipalities (for
delivery agencies, and the fact that they are nested example in Barcelona and Montreal)30 or central
within governance structures both above and government (for example, Bangkok).31 Thus
below them. While there is an ongoing debate in order to achieve greater policy coherence,
about the positive and negative features of these cooperation needs to be strengthened between
The effective functioning of MLG is a key Private Partnership (PPP) or other outsourcing
factor in creating an enabling institutional arrangement. Many of these utilities are not
environment for the implementation of the brought into the localizing of the SDGs, and some
SDGs. Indeed, lack of coordination between the show no interest in doing so. For example, there
different institutions involved in metropolitan is little incentive for privatized water utilities to
management with competences related to the achieve savings in water supply as this will have
development of the SDGs clearly affects their an impact on profits. This problem has arisen in
implementation.35 In the case of metropolitan Manila and Jakarta, where water supplies have
areas, this coordination is in the hands of cities been privatized. The same applies to solid waste
when no metropolitan institutions exist or when services, electricity and energy, where payments
metropolitan institutions have limited powers. are based on increased sales rather than rewarding
A key question related to institutional efficiencies which would support achievement
fragmentation is city form and size, which of the SDGs. Some cities, often prompted by
affects leadership and the capacity to guide the the citizenship, have fostered the creation of
development of urban agendas. Some metropolitan city-owned enterprises for the supply of basic
areas are monocentric, with a dominant central city services such as energy, following the principles
where the implementation of the SDGs is clearly of environmental sustainability (they only supply
led by the main city, especially when they have a renewable energy) and social sustainability (they
predominant demographic, economic and political ensure service provision to the most vulnerable
weight (e.g. Madrid and Berlin). This is also the groups). This is the case in Hamburg,36 Barcelona37
case for consolidated local governments such (energy services), Paris,38 and Dar es Salaam39
as eThekwini Municipality (a merger of Durban (water services), with the numbers growing.
and other municipalities) in South Africa, Nairobi In this sense, as underlined in GOLD IV,
in Kenya and Toronto in Canada, where a single empowered local governments with stronger
elected local government administers the whole democratic legitimacy are a precondition for
metropolitan area (but where the urban area has promoting inclusive implementation arrangements
spilled over the administrative boundaries). Other to facilitate dialogue and consensus. Their success
metropolitan areas, such as Manila, are polycentric depends on the availability of an adequate legal
and leadership is more diluted among the different framework and related incentives to achieve ‘buy-
municipalities. in’ from all levels of government — particularly
Another significant problem concerns utility from core and peripheral cities.40 This is important
service agencies, which may be provided by a as peripheral jurisdictions often find it difficult
public agency state-owned enterprise, Public- to advance their interests over the interests of
central cities, whose bargaining power with
investors and higher levels of government can be
superior.41 The imperative for peripheral cities and
into, or show no interest in, localizing fostering a polycentric and inclusive approach to
metropolitan issues. Existing examples show that
the SDGs. the democratic legitimacy of local government-
led metropolitan partnerships is critical to building
in European Nordic countries municipalities women still face in their daily lives in metropolises
have a high degree of financial autonomy and urban communities: differences in class,
and competences in health, education and education, accessible financial resources, quality
sustainability, local governments of most of life, culture and symbolic environment and
African,49 Asian and Latin American countries lack legacies. To tackle these differences — through
the powers and financial, technical and human redesigning access and use of urban facilities and
resources to solve these issues. In other words, public space, as well as including all marginalized
they are more dependent on national policies. groups in planning and political organization —
Implementing the SDGs could bridge this gap, it is essential to re-think the way metropolises
but it will require the development of improved are managed. This should not be limited to the
and new governance arrangements and structures women’s collective, but should also include
to coordinate approaches both vertically and all other ‘invisible’ groups of today’s cities for
horizontally between the different governments example LGBTQIA+ communities, ethnic and
and agencies to ensure an adequate share of religious minorities and age groups.50
resources across all levels of government to To conclude, there are a number of different
achieve common targets. metropolitan governance mechanisms for the
Over the past few years, governance approaches implementation of the SDGs. However, a fair
have shifted towards more participatory and and sustainable metropolitan governance system
decentralized processes, where the principles should ultimately observe several key principles:
of co-creation, accountability, transparency, empowered local governments with elected
inclusion and citizen rights advocacy have been metropolitan authorities that are accountable to
the true drivers of social change. However, despite their citizens; subsidiarity, with a clear definition
progress towards more inclusive mechanisms, and of roles and powers between different levels of
women and other vulnerable groups enjoying an government and among local governments; and
unprecedented institutional presence in decision- adequate resources and financial instruments
making processes, there is still much to be to incentivize and encourage local government
done before governance models truly promote cooperation.
equality and challenge discrimination and
women’s rights violations (SDG 5). These goals
can only be achieved by acknowledging and
highlighting the inequalities and difficulties that
An analysis of the VNRs for the years 2016, initiatives that have been undertaken, specifically
2017 and 2018 shows that a growing number targeted at metropolitan areas (dissemination
refer to the contribution of sub-national of a localization manual for SDG 11). In other
governments and, in particular, big cities in VNRs, metropolitan areas (or large cities) are
the achievement of the 2030 Agenda. The analysed from a substantive perspective — as
VNRs have begun to address the metropolitan in the Colombian 2016 VNR — or introduced
dimension as well, although it does not attract as examples of good practice together with
sufficient coverage and challenges relating to those of other local and regional governments
metropolitan areas are not clearly addressed. (Ecuador 2018 VNR presents the experiences
A few countries (e.g. Poland, 2018) recognize of Quito; whilst the Japan 2018 VNR highlights
the identity of metropolitan areas and involve the Kitakyushu Metropolitan Area). Some VNRs
them in the multi-level governance system for analyse key metropolitan challenges: the national
SDG implementation. Australia (2018) relied on governments’ new regulatory benchmarking,
the country’s LGAs, major cities and the Eastern structural plans, urban policies and management
Metropolitan Regional Council (Perth) in drafting plans within the cities (e.g. Saudi Arabia 2018 VNR
the VNR. These three tiers of government are for Riyadh); the creation of new urban centres to
also involved in the City Deals programme to stop the growth of non-sustainable practices in
deliver long-term outcomes for large cities the principal ones (e.g. Qatar 2018 VNR for Doha,
and regions and the 2030 Agenda, further and Egypt 2018 VNR for Cairo); urban planning,
underlining the leading roles played by Perth health, housing and security (e.g. Uruguay 2017
Eastern Metropolitan Regional Council and VNR); exclusion and social vulnerability, and coastal
Melbourne City Council.51 Mexico’s 2018 VNR management (e.g. Brazil 2017); environment
acknowledges that ‘although they do not have (e.g. South Korea 2016 VNR, which includes two
metropolitan governments, metropolitan areas metropolitan indicators, namely metropolitan
— as large population centres — also play an air quality and size of park areas in metropolitan
important role [and] have the potential to impact cities); and transport (e.g. Sri Lanka 2018 VNR,
national achievements’,52 thus recognizing the Belgium 2017 VNR for Antwerp and Brussels).
need to localize the SDGs to reduce important The Greek 2018 VNR outlines the roles played
differences between metropolitan areas as by Athens and Thessaloniki, giving them a high
highlighted by the Sustainable Cities Index profile in the report with abundant references to
created by Citibanamex. their achievements with regards to a number of
Significant opportunities have been missed, metropolitan challenges. Additionally, the drafting
for example in Italy where, despite having a of regulatory plans for their territories is the fourth
specific national operational programme for pillar of the Integrated Spatial Planning Strategy
metropolitan areas affected by economic and (together with the national document, the twelve
social marginalization, urban decay and lack of regional documents and other specific frameworks).
services (PON Metro), the 2017 VNR was not In spite of the fact that many successful local
able to assess the status and performance of initiatives have been used as examples in the
each of these metropolitan areas in terms of their national VNRs, the space given to metropolitan
achievement of the SDGs. In contrast in Brazil, areas and their specific problems is insufficient,
where a 2015 federal law set out requirements clearly demonstrating that work with these
for the institutionalization of metropolitan areas institutions is not considered strategic by national
as well as guidelines for planning and multilevel authorities globally. More joint work with, and
governance,53 the federal government recognizes greater visibility of, metropolitan areas will be
the importance of such institutions in the 2017 needed in the years to come.
VNR by underlining the awareness-raising
Metropolitan areas and big cities have been officials and representatives of the main
among the most committed actors worldwide institutions of the city to introduce the SDGs as
to address the 2030 Agenda and to align part of for the new planning process to begin after
their development strategies, plans and the 2018 elections.54 Bogotá used the SDGs to
public policies with the SDGs. Many have develop new platforms for citizen participation,
acknowledged that the challenges they face in partnership with the UN. Buenos Aires and
can be addressed by the Agenda and that Quito have also led the alignment process in
they are already contributing to the SDGs their countries (see Box 2). Amsterdam through
through a wide range of innovative solutions its MediaLab launched the so-called Global
and practices. They see the 2030 Agenda as Goals Jam 2017, a two-day event consisting of
an opportunity to improve their policy-making short design sprints, which brought together
processes, addressing sustainable development local creative teams of designers, developers and
in a more integrated manner, involving citizens
and metropolitan stakeholders, focusing on the
most vulnerable and being more transparent
and accountable. Box 2
Many metropolitan cities have made important
progress in the alignment of their strategies and
local development plans with the SDGs, as well as
The case of Buenos Aires (Argentina)
with the other global agendas (the Paris Agreement
The Participative Strategic Plan Buenos Aires 2035 (PEP BA 2035)
on climate change, the New Urban Agenda and
is the result of joint work with 183 civil society organizations
the Sendai Framework for Disaster Risk Reduction).
(CSOs). Organized into working groups, the selected local
However, metropolises in most contexts face
stakeholders defined from scratch the goals, vision, strategic
important institutional constraints. Together with
axes, guidelines, proposals and projects. PEP BA 2035 identified
the inherent weaknesses in governance, the
five strategic axes related to the SDGs (31 out of 96 proposals are
challenges faced by metropolitan areas are often
aligned), one of them being the metropolitan axis which includes
under-reported in the global, regional and national
all competences related to sustainable mobility, infrastructures,
agendas, as already discussed. The New Urban
services, waste management, basins, ports and airports, and
Agenda and the Paris Agreement on climate
metropolitan information systems. Special consideration is
change, for example, give insufficient recognition
also given to metropolitan resilience, including prevention
to the metropolitan dimension, despite the
and early warning of the different phenomena associated with
presence of top mayors at Habitat III, at the
climate change. One of the biggest challenges is establishing a
COP 21 and, annually, at the HLPF in New York.
metropolitan institution. The city is promoting a gender indicator
Despite this complex reality, the 2030 Agenda,
system, in line with SDG 5; a specific sustainable mobility initiative
as well as other global agendas, have served
complying with SDGs 11 and 13; and a cross-sectoral project -
as leverage to improve the policy-making
the Urbanization and Urban Integration Plan - which contributes
process at metropolitan level. The process of
to SDGs 11, 6, 7 and the rest of the SDGs to a lesser extent.
aligning sustainable development plans with
Specific work is also being carried out to align the city council’s
the 2030 Agenda has led to concerted efforts
performance to SDG 16.
by metropolises to involve teams, citizens and
metropolitan stakeholders. Mexico City, for Source: https://www.buenosaires.gob.ar/noticias/plan-estrategico-participativo-buenos-
example, launched a training and awareness- aires-2035-pep-ba-2035.
raising workshop for members of the government,
Large cities and metropolitan areas are today as an additional hindrance to change. However,
the backdrop for some of the world’s most metropolitan areas still strive to come up with
significant global challenges, as discussed in the new solutions that could be replicated in other
introduction. But, by and large, they have been territories. The following section gives examples
proactive in the search for innovative solutions of actions taken by metropolitan cities, adding to
to these challenges affecting all spheres of the examples described in the regional chapters
sustainable development in a cross-sectoral of the GOLD V Report.
manner and, whether directly or indirectly,
have moved their territories closer to the Relentless growth does not mean
achievement of the 2030 Agenda. However, sustainability; new economic initiatives
cities and metropolitan areas face important offer slow but steady progress
contradictions in trying to foster a more inclusive As mentioned above, metropolitan areas are
and sustainable development. They promote important generators of employment, wealth
growth, jobs and competitiveness whilst at and productivity growth and are often the main
the same time they are exposed to increasing economic engines of their country.65 However,
urban inequalities and social fragmentation. there is an urgent need to foster a more inclusive
Speculative investments, the introduction and sustainable economic development that
of new technologies in the market and the minimizes the current negative externalities
concentration of highly qualified employees of uncontrolled growth and investment such
with high rates of income have produced as territorial segregation and polarization,
gentrified areas and resulted in the expulsion of unemployment and poor labor conditions, and
part of the population towards the outskirts and environmental degradation. Nascent initiatives
marginalized areas, with a subsequent increase such as the sharing economy, control of the use of
in social exclusion. Current economic models technologies and data and programmes to support
and growth clash with the urgent need to reduce innovation and small enterprises could offer
the environmental footprint of large cities and solutions to counterbalance such externalities.
metropolitan areas and transform production and The 300 largest metropolitan economies
consumption patterns so that they have a clear in the world account for almost 50% of the
environmental impact. The absence of gender global output.66 The GDP of some cities is
mainstreaming strategies and participatory higher than that of many countries in the world.
mechanisms that include an array of diverse However, different patterns can be observed
voices; the weakness of internal coordination across regions: in European OECD countries,
mechanisms; deficient multilevel cooperation and capital metropolitan areas represent 48% of
a lack of resources, powers and capabilities all act national GDP (with the exception of Paris, with
a much higher contribution), while in Asia and
Northern America this figure rises to 66%.67
Kinshasa represents 13% of the population of
Nascent initiatives such as the sharing DRC but accounts for 85% of the country’s GDP,
economy, control of the use of while Metro Manila is 12% of the population of
Philippines and represents 47% of the national
technologies and data can minimize GDP.68 These figures would likely grow if one
the current negative externalities of took into account the extensive nodes that form
megacities, urban corridors and city-regions
uncontrolled growth and investment. characterized by unprecedented geographical
extension and demographic volume.69
Figure 2
Colombia (9)
0 10 20 30 40 50 60 70 80
GDP Employment
living’ into ‘cities for investing’. the rise in property rents and sales prices, often
driven by growing investments by big private
equity and hedge funds to control the real
estate in most major cities.76 The reshaping of
the urban landscapes in big cities (fragmentation
digitalized many services relating to citizens’ daily of the urban space through privately financed
lives (registering children for school, obtaining ‘mega projects’, growing gaps in labour markets,
tax incentives, reporting on a cardiac arrest of commodification of public services) is contributing
anyone within 500 feet), eliminating red tape and to urban segregation and polarization, pushing
ensuring data privacy.73 In Chicago, the rodent the traditional middle and working classes to the
population is being controlled by using predictive outermost peripheries or, in many developing
analytics to determine which trash dumpsters countries, to expanding marginal neighbourhoods
are most likely to be full and thus attract more or slums. In many countries, young people,
rats.74 The Bangalore Water Supply and Sewerage women and migrants are particularly affected by
Board’s real-time feedback on the status of the difficulties accessing jobs and decent shelters,
water supply allows the institution to make timely which has led to the expansion of informal
modifications to the water distribution patterns; economies and settlements.77
reduce energy costs related to water transmission In some cities, specific sectors such as tourism
through more efficient pumping and delivery; can also contribute to social polarization, pushing
and mitigate water loss due to theft, leakage and traditional residents out of the core town areas
malfunction, potentially conserving as much as which results in precarious employment conditions,
40% of the water supply.75 seasonal contracts, low added-value jobs, rising
Nevertheless, the economic model that commodity prices and even social conflict,78 all of
increasingly dominates these global cities which are a far cry from the sustainable tourism
has wide and complex externalities for the promulgated by the 2030 Agenda (SDG 8.9).79
economy, the environment and social cohesion, Moreover, new business models based on
and this varies in both intensity and effect digital platforms using new technologies (such
across regions. Globalization phenomena are as Airbnb, Uber, Cabify, Amazon and Deliveroo,
Figure 3
80
Economic prominence
60
40
20
0
0 5 10 15 20 25 30
Unemployment
Africa Asia Europe Latin America and the Caribbean North America
Source: Metropolitan indicators. Metropolis and LSE Cities, available online at https://lsecities.net/objects/research-projects/metropolitan-indicators.
100%
12 11 11 11 14 13 13
24 27 31 31
36 40
45 44
49 52
57
42 37 32 32
15 13
8
17 2 2
13 5 4 5
9
37 37 36 35 35
27 30 30 31
25 21
0%
ity
ey
ou
ar
an
ou
oi
m
m
ak
iv
an
ak
m
dj
C
ug
on
ar
Li
Lo
m
ia
H
D
bi
h
an
ot
do
Ba
in
N
an
M
ga
nt
hi
ua
C
A
O
o
H
Non active Unemployment Informal employment Formal employment
Source: Informal Sector and Informal Employment: Overview of Data for 11 Cities in 10 Developing Countries, WIEGO.
of eThekwini’s Informal Economy Policy gave rise catastrophic climate change impacts of global
to the South African National Informal Economy warming such as sea-level rises, increases in
Forum, a strong signal that local municipalities natural disasters, worsening health, livelihood
can influence national policies.91 and food security, water supply, human
Solutions that acknowledge and use the security, and economic growth. Big cities are
economic and social capital of the informal part of the problem in terms of greenhouse
economy, the use of research and technology to gas (GHG) emissions, energy consumption,
diversify the economy and bring basic services waste generation, water consumption and food
and goods closer to the citizenship, and waste. A number of metropolitan cities have
facilitating the social inclusion of women and been at the forefront of climate action and risk
youth through stable employment frameworks prevention. At the Global Climate Action Summit
are still needed in metropolitan areas, which in September 2018, 27 major cities announced
can take advantage of the economies of that their carbon emissions had already peaked,
agglomeration. and 72 cities committed to carbon neutrality
by 2050 through zero-emissions transport,
Metropolitan areas as an important the use of 100% renewable energy, net-zero
causal factor of environmental carbon buildings, and zero-waste by 2030, while
degradation, but also contributors also pledging to implement these goals in an
to innovation and solutions equitable and inclusive manner.93 Key cities and
The IPCC Special Report on 1.5 Degrees of their networks have been pushing for change in
Global Warming92 (October 2018) sent a strong global negotiations over the past two decades.
message: either essential changes to energy, However, as highlighted by IPCC, a much greater
land, urban infrastructure (including aging collective effort is needed.
transport and buildings) and industrial systems The Covenant of Mayors for Climate and
are made, or it will be impossible to tackle the Energy, including all the mayoral LRG networks,
Riyadh Ammam
Amsterdam
Bogotá Barcelona
Boston
Buenos Aires
Brisbane
Jamshedpur Dubai
Eindhoven
Aalter Gdynia
Greater Melbourne
Guadalajara
Heerlen
Koprivnica
Shanghai
London
León Los Angeles
Makati
Zagreb Makkah
Oakville
Surat
Porto
Saint-Augustin- Rotterdam
de-Desmaures San Diego
Valencia Shawinigan
Sintra
Toronto Surrey
Taipei
Cambridge Vaughan
0 10 20 30 40 50 60 70 80 90 100 Zwolle
Source: WCCD City Data for the United Nations Sustainable Development Goals report 2017.
examples of cities affected by water supply greater productivity.134 Johannesburg has tackled
problems. With respect to sanitation, according waste management in a cross-sectoral manner
to the WCCD, whilst metropolitan areas such as involving informal waste pickers in the value
Dubai, Greater Melbourne, London, Taipei and chain.135
Toronto have populations with 100% access to Metropolitan areas continue to be at the
an improved sanitation source, high percentages forefront of climate action through sustainable
of non-treated wastewater are found in Riyadh practices in transport, food security, buildings and
(around 90%), Bogotá and Buenos Aires (around infrastructures and the provision of basic services
60%, see Figure 5). (water, sanitation, waste management, energy) and
Effective waste treatment (SDG 12.5) is also climate-resilient strategies foster mitigation and
crucial for the environment and can contribute adaptation in line with poverty eradication and the
significantly to energy generation, ensuring reduction of inequalities. However, overcoming
energy security, reducing environmental pollution, current constraints (legal and regulatory barriers,
and contributing to efficient land use and green information asymmetries, insufficient expertise, lack
sustainable economic development. This can be of resources and access to borrowing, and inadequate
seen in the action taken by Hanoi and Quezon stakeholder coordination,136 especially when no
City with regards to their largest landfill,133 while clear internal mechanisms exist) is absolutely
Istanbul’s circular design approach to waste essential if metropolitan areas are to continue to
management allows the city to produce electricity lead the way in more sustainable, environmentally
and compost from different waste streams, as well friendly actions.
as divert excess heat to greenhouses to ensure
This publication has shown that metro- growth but with precarious labour conditions
politan cities have been among the most and extended informalization in the cities of the
active in integrating the 2030 Agenda Global South; hopes for a better quality of life
and other related agendas into their but deterioration in health as a consequence of
development strategies, plans and pollution, environmental degradation and natural
policies. Frontrunner cities have deployed resource depletion. Most metropolitan cities
integrated development strategies as face a pressing need to foster new patterns of
well as highly innovative solutions to economic and social development to control their
address their most pressing problems. growth and minimize the negative externalities
Managing the policy-making process at created by current unsustainable patterns of
metropolitan level through integrated and development.
inclusive approaches, ensuring adequate In July 2018, mayors of metropolitan cities from
coordination between the different spheres different regions who were concerned about the
of government and involving citizens as global housing crisis that has hit major urban areas
well as metropolitan stakeholders are all and advocating for better cities and respect of the
needed to implement the 2030 Agenda rights to the city for all, requested at the UN more
in an effective manner, in addition to legal and fiscal powers to tackle speculation and
ensuring transparency and accountability guarantee the social function of the city; more funds
in order to bring public policies closer to to invest in public housing and neighbourhoods;
citizens, especially the most vulnerable. the co-production with communities of alternative
In this regard, the metropolitan model is solutions; better planning to contribute to the
critical. This is a strategy that has clearly social, economic and environmental sustainability
been adopted by some metropolitan areas of the urban fabric; and enhanced cooperation
and which, ideally, should be followed by between cities to boost long-term strategies on a
others. metropolitan scale.175
Globally, metropolitan areas are recognized At the same time metropolitan governments
as engines of growth, functioning as drivers around the world are leading the fight against
of national and even international economies, climate change, strengthening the resiliency
leading investment and competitiveness. of cities as demonstrated by major cities in the
However, metropolitan areas are also home Global Climate Action Summit in September 2018,
to major contradictions: rising levels of wealth investing in urban de-carbonization, fostering the
coupled with problems of exclusion; economic transition to renewable energies, greening public
The transformation that needs to be brought adopted by the World Organization of United
about to achieve the global agendas will only Cities and Local Governments (UCLG) in 2016, as
occur if our development model responds to well as the annual reports of the Global Taskforce
the dreams and expectations of communities, of Local and Regional Governments (GTF) to the
and if there is collective responsibility to make UN High-Level Political Forum on Sustainable
the necessary adjustments and sacrifices to Development (HLPF) since 2017.
achieve more equitable, fair and sustainable In a context of increasing inequalities,
societies. endangerment of ecosystems and tensions that
The global agendas must either be local or they are threatening human solidarity, the GOLD V
simply will not be. The constituency of local and Report presents the efforts of a key constituency
regional governments (LRGs) has a critical role to that serves communities, responding to their
play to catalyse change and provide the kind of needs and hopes. It is a positive message about the
service delivery that will deliver inclusion, efficient impact that well-resourced localization can have
use of resources and sustainability. This LRG in a new vision for the sustainability of our planet.
constituency shares the sense of urgency to scale- The recommendations are addressed to local and
up and accelerate such a transformation. regional leaders and their organizations, to our
The findings of the GOLD V Report have partners, national governments, international
inspired policy recommendations that build upon organizations, civil society and social actors, as well
the ‘Bogota Commitment and Action Agenda’, as to the business sector.
• Integrate (or strengthen) robust localization • LRGs’ adequate fiscal powers and capacities,
strategies in their sustainable development as acknowledged by the Addis Ababa Action
strategies and action plans to expand the Agenda (paragraph 34) need strengthened local
involvement of LRGs and local actors, tax systems, including the power to capture
accelerating and upscaling territorial sustainable part of land and property added-value; a better
development. Localization strategies should be allocation of national fiscal revenues through
mainstreamed in all plans, programmes and fair, regular and predictable intergovernmental
budgets from national to local levels. transfers; and access to responsible borrowing
2 IPCC, “IPCC Special Report 2018: Summary 5 UNDESA, “World Population Prospects
for Policymakers,” 2018. 2019 Data Booklet” (New York, 2019).
61 For more information, see the North 83 See: https://sharingcitiesalliance.com/#about 112 Lorenzo Chelleri et al., “Multidisciplinary
American chapter of the GOLD V Report, and http://www.gsef-net.org/. Perspectives on Urban Resilience,” Basque
Box 1. Centre for Climate Change, 2012.
84 See: https://www.amsterdameconomicboard.
62 An example of the work carried out by com/en. 113 See: http://www.100resilientcities.org/
SDSN is the yearly US Cities Sustainable equitable-and-resilient-cities-why-were-in-
Development Report, a city-level report 85 See also: https://use.metropolis.org/case- boston/.
which ranks 105 US cities on progress studies/building-sustainable-income-and-
towards the UN’s Sustainable Development employment-opportunities. 114 CDMX Resilience Office, “CDMX Resilience
Goals (SDGs) for 2030. The results show that Strategy” (Mexico City, 2016).
86 Visit: https://use.metropolis.org/case-studies/
there will be significant work to do across 115 100 Resilient Cities, “Bangkok Resilience
micro-and-small-enterprise-development-
the board if the SDGs are to be achieved by Strategy,” 2017.
program.
2030, as cities on average scored only 48.9%.
For more information, see: https://www. 87 For details, go to: https://use.metropolis.org/ 116 More information available at: http://
sustainabledevelopment.report/reports/2019- case-studies/barcelona-activa. www.100resilientcities.org/dakar-unveils-
us-cities-sustainable-development-report/. africas-first-city-resilience-strategy-in-
88 See: https://use.metropolis.org/case-studies/ partnership-with-100-resilient-cities/.
63 See: https://www.dataforcities.org/wccd/. brussels-village-finance.
118 See: https://www.smartcitiesworld.net/ 142 Amnesty International, “At the Mercy of the 169 See: https://www.theguardian.com/
special-reports/traffic-congestion-cutting- Government: Violation of the Right to an cities/2016/dec/06/singapore-silver-tsunami-
through-the-complexity. Effective Remedy in Badia East, Lagos State, city-state-elderly-workforce-ageing-cities.
Nigeria,” 2014.
119 More information on: http://www.eurocities. 170 See also: https://www.theguardian.com/
eu/eurocities/documents/Cities-in-action- 143 For details, see: https://www.metropolis.org/ cities/2016/apr/07/loneliest-city-in-world.
Sharing-mobility-strategy-in-Milan-WSPO- sites/default/files/metobsip5_en_1.pdf.
A45SG9. 171 Further details available at: bit.ly/2IOrkys.
144 See: https://www.iied.org/special-approach-
120 See: https://www.c40.org/case_studies/brt- slum-upgrading-special-planning-area-mukuru- 172 Greater Manchester Combined Authority,
system-reduced-traveling-time-32-reduced- nairobi. “Age-Friendly Strategy,” 2018.
gas-emissions-40-and-reduced-accidents-90.
145 "Cities for Adequate Housing," New York, 173 See: www.who.int/iris/
121 More details available at: https://www. 16th July 2018, signed by Amsterdam, bitstream/10665/278979/1/WHO-FWC-ALC-
c40.org/case_studies/a-129-km-bus-rapid- Asunción, Barcelona, Berlin, Birmingham, 18.4-eng.pdf?ua=1.
transport-system-built-in-just-9-months-at-a- Buenos Aires, Durban, Geneva, Jakarta,
174 More information available at: https://www.
cost-of-2-millionkm. Lisbon, London, Mexico City, Medellin,
metropolis.org/sites/default/files/issue_
Montreal, Montevideo, New York, Paris, Seoul,
122 More information on: https://www.c40.org/ paper_urban_culture_heritage_-_comments_.
Strasbourg, Taipei, and Vienna amongst
case_studies/c40-good-practice-guides- pdf.
others. See: https://citiesforhousing.org/.
istanbul-metrobus-system.
175 "Cities for Adequate Housing," New York,
146 See: http://www.durban.gov.za/City_Services/
123 See: https://www.c40.org/case_studies/c40- 16th July 2018. See: https://citiesforhousing.
Community_Participation/Pages/Poverty-
good-practice-guides-johannesburg-green- org/.
Alleviation-Programme.aspx.
bond.
147 Greg Clark and Tim Moonen, “The Role of
124 See also: https://www.c40.org/case_studies/ Metropolitan Areas in the Global Agenda of
hanoi-metro-a-sustainable-public-transport- Local and Regional Governments in the 21st
for-densely-populated-cities. Century” (London: The Business of Cities, Ltd.,
2016). Working paper for the preparation of
125 Visit: https://www.c40.org/case_studies/
the 4th Global Report on Local Democracy
upgrade-of-the-cycle-network-in-bogota-
and Decentralization (GOLD).
dramatically-increases-bike-trips.
148 See also the municipality's web portal: bit.
126 See: https://www.c40.org/case_studies/
ly/2OPgRH2.
chennai-s-public-bicycle-sharing-system.
149 See: https://waterkant-berlin.de/.
127 See also: https://www.c40.org/case_studies/
electric-urban-cleaning-vehicles-to-drive- 150 See: http://usquare.brussels/en/.
down-city-s-ghg-emissions-save-costs-and-
improve-citizens-health. 151 See also: https://www.cityofsydney.nsw.gov.au/
vision/green-square.
128 For more information, go to: https://lamata.
lagosstate.gov.ng/. 152 OECD, "Divided Cities Understanding Intra-
Urban Inequalities," 2018.
129 Details available at: https://www.c40.org/
case_studies/tokyo-tokyo-metropolitan- 153 UCLG, “Co-Creating the Urban Future.”
government-green-building-program.
154 Visit: https://use.metropolis.org/case-studies/
130 See: https://www.c40.org/case_studies/ building-social-cohesion-in-the-badr-nazzal-
cities100-vancouver-zero-emissions-from- district-of-amman.
new-buildings.
155 Seguridad Justicia y Paz, “Ranking (2017) de
131 See: https://www.c40.org/case_studies/ Las 50 Ciudades Más Violentas Del Mundo.”
cities100-chicago-energy-saving-retrofits-for-
aging-housing-stock. 156 See: http://www.100resilientcities.org/
updates-from-african-cities/.
132 Visit: https://www.c40.org/case_studies/
hanoi-households-emissions-reduction- 157 See: http://www.redalyc.org/
through-cookstove-conversions. pdf/520/52001204.pdf.
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