MIT6 013S09 Chap06

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Chapter 6: Actuators and Sensors, Motors and Generators

6.1 Force-induced electric and magnetic fields

6.1.1 Introduction

Chapter 5 explained how electric and magnetic fields could exert force on charges, currents, and
media, and how electrical power into such devices could be transformed into mechanical power.
Chapter 6 explores several types of practical motors and actuators built using these principles,
where an actuator is typically a motor that throws a switch or performs some other brief task
from time to time. Chapter 6 also explores the reverse transformation, where mechanical motion
alters electric or magnetic fields and converts mechanical to electrical power. Absent losses,
conversions to electrical power can be nearly perfect and find application in electrical generators
and mechanical sensors.

Section 6.1.2 first explores how mechanical motion of conductors or charges through
magnetic fields can generate voltages that can be tapped for power. Two charged objects can
also be forcefully separated, lengthening the electric field lines connecting them and thereby
increasing their voltage difference, where this increased voltage can be tapped for purposes of
sensing or electrical power generation. Section 6.1.3 then shows in the context of a current-
carrying wire in a magnetic field how power conversion can occur in either direction.

6.1.2 Motion-induced voltages

Any conductor moving across magnetic field lines acquires an open-circuit voltage that follows
directly from the Lorentz force law (6.1.1)18:

f = q(E + v × μ o H) (6.1.1)

Consider the electron illustrated in Figure 6.1.1, which has charge –e and velocity⎯v.

−eE
Force balance -e
⎯H

−ev × μ o H ⎯v

Figure 6.1.1 Forces on an electron moving through electromagnetic fields.

18
Some textbooks present alternative explanations that lead to the same results. The explanation here views matter
as composed of charged particles governed electromagnetically solely by the Lorentz force law, and other forces,
such as the Kelvin force densities acting on media discussed in Section 4.5, are derived from it.

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It is moving perpendicular to H and therefore experiences a Lorentz force on it of −ev × μo H .
It experiences that force even inside a moving wire and will accelerate in response to it. This
force causes all free electrons inside the conductor to move until the resulting surface charges
produce an equilibrium electric field distribution such that the net force on any electron is zero.

In the case of a moving open-circuited wire, the free charges (electrons) will move inside
the wire and accumulate toward its ends until there is sufficient electric potential across the wire
to halt their movement everywhere. Specifically, this Lorentz force balance requires that the
force -eEe on the electrons due to the resulting electric field⎯Ee be equal and opposite to those
due to the magnetic field -ev × μ o H , that is:

−ev × μ o H = eE e (6.1.2)

Therefore the equilibrium electric field inside the wire must be:

E e = −v × μo H (6.1.3)

There should be no confusion about Ee being non-zero inside a conductor. It is the net force on
free electrons that must be zero in equilibrium, not the electric field Ee . The electric Lorentz
force qEe must balance the magnetic Lorentz force or otherwise the charges will experience a
net force that continues to move them until there is such balance.

Figure 6.1.2 illustrates such a wire of length W moving at velocity v perpendicular to H .

I +
+ +
V R Φ
- ⎯H W
-
-
⎯v,⎯f, x̂

Figure 6.1.2 Forces and voltages on a wire moving in a magnetic field.

If the wire were open-circuited, the potential Φ across it would be the integral of the electric field
necessary to cancel the magnetic forces on the electrons, where:

Φ = vμo HW (6.1.4)

and the signs and directions are as indicated in the figure. We assume that the fields, wires, and
velocity v in the figure are all orthogonal so that v × μ o H contributes no potential differences
except along the wire of length W.

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Example 6.1A
A large metal airplane flies at 300 m s-1 relative to a vertical terrestrial magnetic field of ~10-4
Teslas (1 gauss). What is the open-circuit voltage V wingtip to wingtip if the wingspan W is ~40
meters? If B points upwards, is the right wing positive or negative?

Solution: The electric field induced inside the metal is − v × μ o H (4.3.2), so the induced voltage
V = WvμoH ≅ 40×300×1.26×10-6×10-4 ≅ 1.5×10-6 volts, and the right wingtip is
positive.

6.1.3 Induced currents and back voltages

If the moving wire of Figure 6.1.2 is connected to a load R, then current I will flow as governed
by Ohm’s law. I depends on Φ, R, and the illustrated Thevenin voltage V:

I = ( V − Φ ) R = ( V − vμo HW ) R (6.1.5)

The current can be positive or negative, depending on the relative values of V and the motion-
induced voltage Φ. From (5.2.7) we see that the magnetic force density on the wire is
F = I × μ o H [Nm-1]. The associated total force f be exerted on the wire by the environment and
by H follows from (6.1.5) and is:

f be = I × μ o HW = xˆμ o HW ( V − Φ ) R [ N] (6.1.6)

where the unit vector x̂ is parallel to v .

Equation (6.1.6) enables us to compute the mechanical power delivered to the wire by the
environment (Pbe) or, in the reverse direction, by the wire to the environment (Poe), where Pbe = -
Poe. If the voltage source V is sufficiently great, then the system functions as a motor and the
mechanical power Poe delivered to the environment by the wire is:

Poe = f oe • v = vμ o HW ( V − Φ ) R = Φ ( V − Φ ) R [W] (6.1.7)

The electrical power Pe delivered by the moving wire to the battery and resistor equals the
mechanical power Pbe delivered to the wire by the environment, where I is given by (6.1.5):

Pe = −VI + I2 R = − [ V ( V − Φ ) R ] + ⎡⎣( V − Φ ) R ⎦⎤ = [( V − Φ ) R ] [ −V + ( V − Φ )]
2
(6.1.8)
= −Φ ( V − Φ ) R = Pbe [ W ]

The negative sign in the first term of (6.1.8) is associated with the direction of I defined in Figure
6.1.2; I flows out of the Thevenin circuit while Pe flows in. If V is zero, then the wire delivers
maximum power, Φ2/R. As V increases, this delivered power diminishes and then becomes
negative as the system ceases to be an electrical generator and becomes a motor. As a motor the

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mechanical power delivered to the wire by the environment becomes negative, and the electrical
power delivered by the Thevenin source becomes positive. That is, we have a:

Motor: If mechanical power out Poe > 0,


V > Φ = vμoHW, or v < V/μoHW (6.1.9)

Generator: If electrical power out Pe > 0,


V < Φ, or v > V/μoHW (6.1.10)

We call Φ the “back voltage” of a motor; it increases as the motor velocity v increases until
it equals the voltage V of the power source and Pe = 0. If the velocity increases further so that
Φ > V, the motor becomes a generator. When V = Φ, then I = 0 and the motor moves freely
without any electromagnetic forces.

This basic coupling mechanism between magnetic and mechanical forces and powers can be
utilized in many configurations, as discussed further below.

Example 6.1B
A straight wire is drawn at velocity v = x̂ 10 m s-1 between the poles of a 0.1-Tesla magnet; the
velocity vector, wire direction, and field direction are all orthogonal to each other. The wire is
externally connected to a resistor R = 10-5 ohms. What mechanical force⎯f is exerted on the wire
by the magnetic field⎯B? The geometry is illustrated in Figure 6.1.2.

Solution: The force exerted on the wire by its magnetic environment (6.1.6) is
⎯fbe =⎯ I ×⎯HμoW [N], where the induced current I = -Φ/R and the back voltage
Φ = vμoHW [V]. Therefore:
fbe = - x̂ μoHWΦ/R = - x̂ v(μoHW)2/R = - x̂ 10×(0.1×0.1)2/10-5 = 1 [N], opposite to⎯v.

6.2 Electrostatic actuators and motors

6.2.1 Introduction to Micro-Electromechanical Systems (MEMS)

Chapter 6 elaborates on Chapter 5 by exploring a variety of motors, generators, and sensors in


both linear and rotary configurations. Electric examples are analyzed in Section 6.2, and
magnetic examples in Section 6.3. Section 6.2.1 reviews the background, while Sections 6.2.2
and 6.2.3 explore parallel-capacitor-plate devices using linear and rotary motion respectively.
Section 6.2.4 discusses electrostatic motors exerting forces on dielectrics, while Section 6.2.5
discusses the limits to power density posed by electrical breakdown of air or other media, which
limits peak electric field strength.

Micro-electromechanical systems (MEMS) are commonly used as motors, generators,


actuators, and sensors and underlie one of the major current revolutions in electrical engineering,
namely the extension of integrated circuit fabrication technology to electromechanical systems
on the same substrate as the circuits with which they interoperate. Such devices now function as

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optical switches, radio-frequency switches, microphones, accelerometers, thermometers, pressure
sensors, chemical sensors, micro-fluidic systems, electrostatic and magnetic motors, biological
sensors, and other devices. They are used in systems as diverse as video projectors, automobile
air bag triggers, and mechanical digital memories for hot environments.

Advantages of MEMS over their larger counterparts include size, weight, power
consumption, and cost, and also much increased speed due to the extremely small masses and
distances involved. For example, some MEMS electromechanical switches can operate at MHz
frequencies, compared to typical speeds below ~1 kHz for most traditional mechanical devices.
The feature size of MEMS ranges from sub-microns or microns up to one or more millimeters,
although the basic electromagnetic principles apply to devices of any scale. Recent advances in
micro-fabrication techniques, such as new lithography and etching techniques, precision micro-
molds, and improved laser cutting and chipping tools, have simplified MEMS development and
extended their capabilities.

The Lorentz force law (6.2.1) is fundamental to all electric and magnetic motors and
generators and expresses the force vector f [Newtons] acting on a charge q [Coulombs] as a
function of the local electric field E , magnetic field H , and charge velocity vector v [ms-1]:

f = q ( E + v × μo H ) [Newtons] (6.2.1)

For the examples in Section 6.2 the velocities v and magnetic fields H are negligible, so the
force is primarily electrostatic, f = qE , and can be readily found if E is known. When E is
unknown, the energy method of Section 5.4.2 can often be used instead, as illustrated later. The
power densities achievable in MEMS devices can be quite high, and are typically limited by
materials failures, such as electrical breakdown or ohmic overheating.

6.2.2 Electrostatic actuators

The simplest MEMS actuators use the electric force between two capacitor plates to pull them
together, as illustrated in Figure 6.2.1(a) for a cantilevered loudspeaker or switch. The Lorentz
force density F [N m-2] attracting the two plates is given by the qE term in (6.2.1). Although
one might suppose the force density on the upper plate is simply ρsE, where ρs is the surface
charge density [C m-2] on that plate, the correct force is half this value because those charges
nearer the surface screen those behind, as suggested in Figure 6.2.1(b); the charges furthest from
the surface perceive almost no E at all. The figure shows a one-to-one correspondence between
electric field lines and charges in a highly idealized distribution—reality is more random. The
figure shows that the average field strength E perceived by the charges is half the surface field
Eo, independent of their depth distribution ρ(z). Therefore the total attractive electric pressure is:

Pe = ρs ( E o 2 ) ⎡⎣ Nm−2 ⎤⎦ (6.2.2)

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(a) (b)
Eo/7 Eo/2

+
V f s
-
σ
Eo area A air

Figure 6.2.1 Electrostatic MEMS switch and forces on a charged conductor.

But the boundary condition at a conductor (2.6.15) is n̂ • D = ρs , so:

ρs = εo E o (6.2.3)

Pe = εo E o 2 2 ⎡⎣ Nm −2 ⎤⎦ (electric pressure attracting capacitor plate) (6.2.4)

This is the same pressure derived more rigorously in (5.2.4) and (5.4.3).

If Eo is near its breakdown value EB ≅ 108 [V m-1] for gaps less than ~10-6 meters, then the
pressure P = εoEo2/2 ≅ 8.8×10-12×1016/2 = 4.4×104 [N m-2]. A Newton is approximately the
gravitational force on the apple that fell on Newton’s head (prompting his theory of gravity), or
on a quarter-pound of butter. Therefore this maximum electrostatic force density is about one
pound per square centimeter, comparable to that of a strong magnet.

The cantilever acts like a spring with a spring constant k, so the total force f is simply
related to the deflection x: f = kx = PA, where A is the area of the capacitor plate. Thus the
deflection is:

x = PA k = εo E o 2 A 2k [ m ] (6.2.5)

The ratio A/k is controlled by the composition, thickness, and length of the cantilever, and the
desired deflection is controlled by the application. For example, k must be adequate to overcome
stiction19 in switches that make and break contact, and x must be adequate to ensure that the
voltage between the capacitor plates does not cause arcing when the switch is open.

Alternatively both capacitor plates could be charged positive or negative so they repel each
other. In this case the charge Q moves to the outside surfaces and connects to the very same
field strengths as before due to boundary conditions (E = Q/εoA) , except that the negative
pressure εoE2/2 on the two plates acts to pull them apart rather than together. The field between
the plates is then zero.

19
Stiction is the force that must be overcome when separating two contacting surfaces. These forces often become
important for micron-sized objects, particularly for good conductors in contact for long periods.

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Even with extreme electric field strengths the power density [W m-3] available with linear
motion MEMS actuators may be insufficient. Power equals force times velocity, and rotary
velocities can be much greater than linear velocities in systems with limited stroke, such as the
cantilever of Figure 6.2.1(a) or the lateral-displacement systems illustrated in Figure 6.2.2. Since
it is difficult to compute the lateral electric fields responsible for the lateral forces in rotary or
linear systems [e.g., the z components in Figure 6.2.2(a)], the energy methods described below
are generally used instead.

(a) (b)
V+ W L
f
f
W
s f
z 0 - f
Figure 6.2.2 Electrostatic actuators comprising partially overlapping capacitor plates.

The two charged parallel plates illustrated in Figure 6.2.2(a) are pulled laterally toward one
another (z increases) because opposite charges attract. The force⎯f required to pull the plates
apart depends only on their electric charge q and the plate geometry, independent of any attached
circuit. This force⎯f in the -z direction can be found by noting that f does work on the
capacitor/circuit system, increasing its total energy wT if f is positive:

f = - dwT/dz = - dwe/dz - V dq/dz [N] (energy-force equation) (6.2.6)

where we is the electric energy stored in the capacitor, V is the capacitor voltage20, and dq is
incremental charge flowing from any attached circuit into the positive terminal of the capacitor.
The negative sign in (6.2.6) results because f is in the -z direction. Since this energy-force
equation is correct regardless of any attached circuit, we can evaluate it for an attached open
circuit, battery, or arbitrary Thevenin equivalent, provided it results in the given capacitor
voltage V and charge q.

The force computed using (6.2.6) is the same for any attached circuit and any form of the
energy expression (3.1.16):

we = CV2/2 = q2/2C [J] (electric energy in a capacitor) (6.2.7)

The algebra is minimized, however, if we assume the capacitor is open-circuit so that q is


constant and dq/dz = 0 in (6.2.6). Because V depends on z in this case, it is simpler to use we =
q2/2C to evaluate (6.2.6), where: 1) C = εoWz/s [F], 2) the overlap area of the capacitor is Wz, 3)
the plate separation is s << W, and 4) we neglect fringing fields. Thus (6.2.6) becomes:

f = - (q2/2) (dC-1/dz) = - (q2/2)(s/εoW)dz-1/dz = (q2/2)(s/εoWz2) [N] (6.2.8)


20
For convenience, V represents voltage and v represents velocity in this section.

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The rapid increase in force as z → 0 results because q is constant and concentrates at the ends of
the plates as the overlap approaches zero; z→0 also violates the assumption that fringing fields
can be neglected.

It is interesting to relate the force f of (6.2.8) to the electric field strength E, where:

E = ρs/εo = q/Wzεo [V m-1] (6.2.9)

q = WzεoE = WzεoV/s [C] (6.2.10)

f = q2s/2εoWz2 = WsεoE2/2 = A'Pe [N] (lateral electric force) (6.2.11)

where A' = Ws is the cross-sectional area of the gap perpendicular to⎯f, and Pe = ΔWe = εoE2/2 ­
0 is the electric pressure difference acting at the end of the capacitor. Note that this pressure is
perpendicular to⎯E and is “pushing” into the adjacent field-free region where We = 0; in contrast,
the pressure parallel to⎯E always “pulls”. Later we shall find that “magnetic pressure” Pm =
ΔWm is similarly attractive parallel to⎯H and pushes in directions orthogonal to⎯H.

Note that if V is constant, then the force f (6.2.11) does not depend on z and is maximized as
s→0. For a fixed V, the minimum practical plate separation s corresponds to E near the
threshold of electrical breakdown, which is discussed further in Section 6.2.5. Also note that the
force f is proportional to W, which can be maximized using multiple fingers similar to those
illustrated in Figure 6.2.2(b). Actuator and motor designs generally maximize f and W while
preserving the desired stroke21.

Example 6.2A
Design a small electrostatic overlapping plate linear actuator that opens a latch by moving 1 mm
with a force of 10-2 Newtons.

Solution: The two-plate actuator illustrated in Figure 6.2.2(a) exerts a force f = WsεoE2
(6.2.11). If E is near the maximum dry-gas value of ~3.2×106 V m-1, the gap
s = 1 mm, and W = 1 cm, then f = 10-2×10-3×8.85×10-12×1013 = 8.85×10-4 [N]. By
using M fingers, each wider than the 1-mm stroke, the force can be increased by M
[see Figure 6.2.2(b)]. If we let M = 12 the device yields f = 1.06×10-2, but its length
L must be greater than 12 times twice the finger width (see figure), where the finger
width G must exceed not only the stroke but also several times s, in order to make
fringing fields negligible. If G ≅ 4 mm, then the actuator length is 12×2×4 mm = 9.6
cm, large compared to the width. A three-plate actuator with two grounded plates on
the outside and one charged plate inside would double the force, halve the length L,
protect users from electrocution, and simplify sealing the actuator against moisture

21
The “stroke” of an actuator is its range of positions; in Figure 6.2.2(a) it would be the maximum minus the
minimum value of z. Although the force (6.2.11) becomes infinite as the minimum z → 0 for constant q, this would
violate the assumption z >> d and can cause V→∞; V is usually held constant, however.

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that could short-circuit the plates. The plate voltage V = Es = 3200 volts. This
design is not unique, of course.

6.2.3 Rotary electrostatic motors

Because forces (6.2.4) or (6.2.11) in electrostatic motors are limited by the maximum electric
field strength E possible without electric arcing, higher power densities [W m-3] require higher
speeds since the power P = fv [watts], where f is force [N], and v is velocity [m s-1]. Figure 6.2.3
pictures an ideal 4-segment rotary electrostatic motor for which v and the resulting centrifugal
forces are ultimately limited by the tensile strength of the rotor. For both materials and
aerodynamic reasons the maximum v at the rotor tip is usually somewhat less than the speed of
sound, ~340 m/s. Some rotors spin much faster in vacuum if the material can withstand the
centrifugal force.

+
θ stator -
R rotor
+
- T

Figure 6.2.3 Four-segment rotary electrostatic motor.

This motor has radius R, plate separation s, and operating voltage V. Stationary “stator”
plates occupy two quadrants of the motor and a second pair of quadrant plates (the “rotor”) can
rotate to yield an overlap area A = R2θ [m2] that varies from zero to πR2/2 as θ increases from
zero to π/2. If the voltage V is applied across the plates, a torque T is produced22, where:

T = −dw T dθ [ N m ] (6.2.12)

and dwT is the increment by which the total system energy (fields plus battery) is increased as a
result of the motion dθ. The negative sign in (6.2.12) reflects the fact that the torque T is applied
by the motor to the environment. If we replace the overlap area of Wz in (6.2.8) by its
equivalent R2θ, then (6.2.8) and (6.2.12) become:

w e = Q 2 2C = Q 2s 2εo R 2 θ (6.2.13)

22
Torque T [Nm] equals the force f on a lever times its length L. Therefore the mechanical work performed by the
torque is wm = fx = fL(x/L) = Tθ, where θ = x/L is the angle (radians) through which the lever rotates about its pivot
at one end. Power is Tdθ/dt = Tω [W].

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T = −dw T dθ = Q 2s 2εo R 2 θ2 = εo R 2 V 2 s [ N m ] (6.2.14)

where Q = εoR2θV/s [C], which follows from (6.2.10) where Wz → R2θ [m2].

If we assume R = 10-3, s = 10-6, and V = 3 volts (corresponding to 3×106 Vm-1, below the
breakdown limit discussed in Section 6.2.5; then (6.2.14) yields:

T = 8.8×10-12×(10-3)232/10-6 ≅ 7.9×10-11 [N m] (6.2.15)

This torque exists only until the plates fully overlap, at which time the voltage V is switched to
zero until the plates coast another 90° and V is restored. The duty cycle of this motor is thus 0.5
because T ≠ 0 only half of the time.

A single such ideal motor can then deliver an average of Tω/2 watts, where the factor ½
reflects the duty cycle, and Tω is the mechanical power associated with torque T on a shaft
rotating at ω radians s-1. If the tip velocity v of this rotor is 300 ms-1, slightly less than the speed
of sound so as to reduce drag losses while maximizing ω, then the corresponding angular
velocity ω is v/R = 300/10-3 = 3×105 radians s-1 or ~3×106 rpm, and the available power Tω/2 ≅
7.9×10-11 × 3×105/2 ≅ 1.2×10-5 watts if we neglect all losses. In principle one might pack
~25,000 motors into one cubic centimeter if each motor were 10 microns thick, yielding
~0.3 W/cm3. By using a motor with N segments instead of 4 this power density and torque could
be increased by a factor of N/4. The small micron-sized gap s would permit values of N as high
as ~500 before the fringing fields become important, and power densities of ~40 W/cm-3.

This 40-W/cm3 power density can be compared to that of a 200-hp automobile engine that
delivers 200×746 watts23 and occupies 0.1 m3, yielding only ~1.5 W/cm3. Extremely high power
densities are practical only in tiny MEMS devices because heat and torque are then easier to
remove, and because only micron-scale gaps permit the highest field strengths, as explained in
Section 6.2.5. Rotary MEMS motors have great potential for extremely low power applications
where torque extraction can be efficient; examples include drivers for micro-gas-turbines and
pumps. The field of MEMS motors is still young, so their full potential remains unknown.

6.2.4 Dielectric actuators and motors

One difficulty with the rotary motor of Figure 6.2.3 is that voltage must be applied to the moving
vanes across a sliding mechanical boundary. One alternative is to use a dielectric rotor driven by
voltages applied only to the stator. The configuration could be similar to that of Figure 6.2.3 but
the rotor would be dielectric and mounted between identical conducting stators with a potential
V between them that is turned on and off at times so as to produce an average torque as the rotor
rotates. Figure 6.2.4 illustrates the concept in terms of a linear actuator for which the force f can
more easily be found. We again assume that fringing fields can be neglected because W >> d.

23
There are 746 watts per horsepower.

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+ d
εo
V ⎯E ε
-
L
Figure 6.2.4 Linear dielectric slab actuator.

The force f can be found by differentiating the total stored electric energy we with respect to
motion z, where C is the effective capacitance of this structure, and:

we = CV2/2 = Q2/2C [J] (6.2.16)

To simplify differentiating we with respect to z, it is easier to use the expression we = Q2/2C


because is this case Q is independent of z whereas C is not.

For two capacitors in parallel C = Co + Cε (3.1.14), where Co and Cε are the capacitances
associated with the air and dielectric halves of the actuator, respectively. Capacitance C was
defined in (3.1.8), and equals εA/s where A is the plate area and s is the plate separation. It
follows that:

C = Cε + Co = εzW/s + εo(L - z)W/s = [z(ε - εo) + εoL]W/s (6.2.17)

The force f pulling the dielectric slab between the charged plates is given by the force-
energy relation (6.2.6) and can be combined with (6.2.16) and (6.2.17) to yield:

( ) ( )
f ≅ −dw e dz = −d Q 2 2C dz = − Q 2s 2W d ⎡⎣ z ( ε − εo ) + εo L⎤⎦
−1
dz
(6.2.18)
= ( Q 2s 2W ) ⎡⎣ z ( ε − εo ) + εo L⎤⎦ ( ε − εo ) = ( Q 2 W 2sC2 ) ( ε − εo ) [ N ]
−2

This force can be expressed in terms of the electric field strength E between the two plates by
substituting into (6.2.18) the expressions Q = CV and V = Es:

f ≅ (E2sW/2)(ε - εo) = [(ε - εo)E2/2]Ws = ΔPeA [N] (6.2.19)

where A = Ws is the area of the endface of the dielectric slab, and the differential electric
pressure pulling the slab between the charged plates is:

ΔPe = (ε - εo)E2/2 [Nm-2] (6.2.20)

The differential pressure ΔPe pushing the interface into the capacitor is thus the difference
between the electric pressure on one side of the dielectric interface and that on the other, where
the pressure Pe on each side is simply the electric energy density there:

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Pe = εE2/2 [Nm-2], [Jm-3] (6.2.21)

Because the electric field at the right-hand end of the slab approaches zero, it exerts no additional
force. Electric pressure is discussed further in Section 5.5.2.

Applying these ideas to the rotary motor of Figure 6.2.3 simply involves replacing the rotor
by its dielectric equivalent and situating it between conducting stator plates that are excited by V
volts so as to pull each dielectric quadrant into the space between them. Then V is switched to
zero as the dielectric exits that space so the rotor can coast unpowered until the dielectric
quadrants start entering the next pair of stator plates. Thus the drive voltage V is non-zero half
the time, with two voltage pulses per revolution of this two-quadrant rotor. The timing of the
voltages must be responsive to the exact position of the rotor, which is often determined by a
separate rotor angular position sensor. Start-up can fail if the rotor is in exactly the wrong
position where f = 0 regardless of V, and the rotor will spin backwards if it starts from the wrong
position. Figure 6.3.6 suggests how multiple segments and excitation phases can avoid this
problem in the context of magnetic motors.

Example 6.2B
Design a maximum-power-density rotary electrostatic motor that delivers 10 W power at
ω ≅ 106 r s-1 without make/break or sliding electrical contacts.

Solution: A segmented dielectric rotor sandwiched between charged conducting plates avoids
sliding electrical contacts. Assume the rotor has radius R, thickness s, and is made of
two electrically insulated dielectrics having permittivities ε = 10εo and εo, and that
they are radially segmented as is the rotor in Figure 6.2.3, but with M segments rather
than 4. The maximum pressure on the edges of the rotor dielectric boundaries
between ε and εo is ΔPe = (ε - εo)E2/2 [N m-2]. The mechanical power delivered
during the half cycle the voltages are applied to the plate is Tω = 20 = ΔPe(R/2)sMω.
Let’s arbitrarily set s = 10-6, E = 106 [V m-1], and M = 800. Therefore R =
2×20/(sMωΔPe) = 40/[10-6×800×106×9×8.85×10-12×(106)2/2] = 1.3×10-3 [m]. The
operating voltage is Es ≅ 1 volt and the power density is ~105 W/cm3.

6.2.5 Electrical breakdown

In every case the torque or force produced by an electrostatic MEMS actuator or motor is limited
by the breakdown field EB = VB/d, where VB is the breakdown voltage, and the dependence of EB
on d is non-linear. Electric breakdown of a gas occurs when stray free electrons accelerated by E
acquire enough velocity and energy (a few electron volts24) to knock additional free electrons off
gas molecules when they collide, thus triggering a chain reaction that leads to arcing and
potentially destructive currents. Water molecules shed electrons much more easily in collisions
than do nitrogen or oxygen molecules, and so EB is much lower in moist air. This is why it is
easier to draw visible sparks in cold dry winter air than it is in summer, because in winter the

24
An electron volt is the energy acquired by an electron or other equally charged particle as it accelerates through a
potential difference of one volt. It is equivalent to e = 1.6021×10-19 Joules.

- 162 -
field strengths can be much greater before breakdown occurs, and such high-voltage breakdowns
are more visible.

If, however, the gap between the two electrodes is sufficiently small, the probability
diminishes that an ionizing collision will occur between any free electron and a gas atom before
the electron hits the positively charged electrode. This mean-free-path, or average distance
before a “collision”, for free electrons is on the order of one micron in air, so breakdown is
inhibited for gaps less than the mean free path. However, even when the gap is so narrow that
gas breakdown is unlikely, if the field strength E is increased to ~3 × 108 [V m-1], or two orders
of magnitude beyond typical values for EB in dry gas, any free electrons can then acquire enough
energy to knock an ion loose from the positively charged wall. Such a positive ion can then
acquire enough energy to release multiple electrons when it impacts the negatively charged wall,
producing another form of chain reaction, electrical arcing, and breakdown.

The reasons electric actuators and motors are so attractive on the scale of MEMS, but almost
never used at larger scales, are therefore that: 1) the breakdown field strength EB increases
approximately two orders of magnitude for micron-sized gaps, enabling force densities up to four
orders of magnitude greater than usual, and 2) enormous values for E and pressure can be
achieved with reasonable voltages across micron or sub-micron gaps (⇒ ~3×108 [V m-1] and ~10
lb/cm2).

The breakdown fields for materials are problematic because any local defect can concentrate
field strengths locally, exceeding the threshold. Fields of ~106 Vm-1 are a nominal upper bound,
although somewhat higher values are obtained in integrated circuits.

6.3 Rotary magnetic motors

6.3.1 Commutated rotary magnetic motors

Most electric motors and generators are rotary because their motion can then be continuous and
high velocity, which improves power density and efficiency while prolonging equipment life.
Figure 6.3.1 illustrates an idealized motor with a rotor comprising a single loop of wire carrying
current I in the uniform magnetic field H . The magnetic field can originate from permanent
magnets in the stationary stator, which is the magnetic structure within which the rotor rotates,
or from currents flowing in wires wrapped around the stator. The rotor typically has many turns
of wire, often wrapped around a steel core with poles that nearly contact the stator along a
cylindrical surface.

The total torque (force times radius) on the motor axle is found by adding the contributions
from each of the four sides of the current loop; only the longitudinal elements of length W at
radius r contribute, however. This total torque vector T = f × r is the integral of the torque
contributions from the force density F acting on each incremental length ds of the wire along its
entire contour C:

T= ∫C r × F ds (torque on rotor) (6.3.1)

- 163 -
⎯f ⎯A
⎯T

N H S

x W
- ⎯r
z
+ θ
y
I

Figure 6.3.1 Rotary single-turn magnetic motor.

The force density F [N m-1] on a wire conveying current I in a magnetic field H follows from
the Lorentz force equation (5.1.1) and was given by (5.2.7):

F = I × μ o H ⎡⎣ N m −1 ⎤⎦ (force density on wire) (6.3.2)

Thus the torque for this motor at the pictured instant is clockwise and equals:

T = zˆ 2rIμ o HW [ N m ] (6.3.3)

In the special case where H is uniform over the coil area Ao = 2rW, we can define the magnetic
moment M of the coil, where | M |= IA o and where the vector M is defined in a right hand
sense relative to the current loop I . Then:

T = M × μo H (6.3.4)

Because the current flows only in the given direction, H and the torque reverse as the wire
loop passes through vertical (θ = nπ) and have zero average value over a full rotation. To
achieve positive average torque, a commutator can be added, which is a mechanical switch on
the rotor that connects one or more rotor windings with one or more stationary current sources in
the desired sequence and polarity. The commutator reverses the direction of current at times
chosen so as to maximize the average positive torque. A typical configuration is suggested in
Figure 6.3.2(a) where two spring-loaded carbon brushes pass the current I to the commutator
contacts, which are rigidly attached to the rotor so as to reverse the current polarity twice per
revolution. This yields the more nearly constant torque history T(θ) illustrated by the dashed
line in Figure 6.3.2(b). In this approximate analysis of a DC motor we assume that the time

- 164 -
constant L/R associated with the rotor inductance L and circuit resistance R is short compared to
the torque reversals illustrated in Figure 6.3.2(b).

(a) I (b)
rotating to rotor coil with commutation
Torque
commutator ⎯T I
contacts
π θ
0 2π
θ
without commutation
I
stationary
spring-loaded
carbon brushes
Figure 6.3.2 Commutator motor torque history and contact configuration.

Power is conserved, so if the windings are lossless then the average electrical power
delivered to the motor, Pe = VI , equals the average mechanical power delivered to the
environment:

Pm = f m v m = f m rm ω = Tω (6.3.5)

where vm is the velocity applied to the motor load by force fm at radius rm. If the motor is driven
by a current source I, then the voltage across the rotor windings in this lossless case is:

V = Pe I = Pm I = Tω I (6.3.6)

This same voltage V across the rotor windings can also be deduced from the Lorentz force
f = q ( E + v × μo H ) , (6.1.1), acting on free conduction electrons within the wire windings as
they move through H . For example, if the motor is open circuit (I ≡ 0), these electrons spinning
about the rotor axis at velocity v will move along the wire due to the “ qv × μo H ” force on them
until they have charged parts of that wire relative to other parts so as to produce a “ qE ” force
that balances the local magnetic force, producing equilibrium and zero additional current. Free
electrons in equilibrium have repositioned themselves so they experience no net Lorentz force.
Therefore:

E = −v × μo H ⎡⎣V m -1 ⎤⎦ (electric field inside moving conductor) (6.3.7)

The integral of E from one end of the conducting wire to the other yields the open-circuit
voltage Φ, which is the Thevenin voltage for this moving wire and often called the motor back-

- 165 -
voltage. Φ varies only with rotor velocity and H, independent of any load. For the motor of
Figure 6.3.1, Equation (6.3.7) yields the open-circuit voltage for a one-turn coil:

Φ = 2EW = 2vμo HW = 2ωrμo HW = ωAoμo H [ V] (motor back-voltage) (6.3.8)

where the single-turn coil area is Ao = 2rW. If the coil has N turns, then Ao is replaced by NAo
in (6.3.8).

The Thevenin equivalent circuits representing the motor and its external circuit determine
the current I, as illustrated in Figure 6.3.3.

Rs I Rw
+ + +
Vs V Φ
- - -
external circuit motor/generator

Figure 6.3.3 Equivalent circuit for a driven motor/generator.

Rw is the winding resistance of the motor, where:

I = ( Vs − Φ ) ( R s + R w ) (motor current) (6.3.9)

When the motor is first starting, ω = Φ = 0 and the current and the torque are maximum,
where Imax = Vs/(Rs + Rw). The maximum torque, or “starting torque” from (6.3.3), where Ao =
2rW and there are N turns, is:

T max = ẑ 2WrNImax μo H = zNA


ˆ o Imax μo H [ Nm] (6.3.10)

Since Φ = 0 when v = 0 , IΦ = 0 and no power is converted then. As the motor accelerates


toward its maximum ω, the back-voltage Φ steadily increases until it equals the source voltage
Vs so that the net driving voltage, torque T, and current I → 0 at ω = ωmax. Since (6.3.8) says Φ
= ωNAoμoH, it follows that if Φ = Vs, then:

Vs VI
ωmax = = s max (6.3.11)
NAoμo H Tmax

where the relation to Tmax comes from (6.3.10), and ωmax occurs at Tmin. = 0. At ωmax no power is
being converted, so the maximum motor power output Pmax occurs at an intermediate speed ωp,
as illustrated in Figure 6.3.4.

- 166 -
Pm(ω)
Pmax
Vs > 0 motor

0 ω
ωp ωmax
generator
Vs = 0

Figure 6.3.4 Mechanical power output Pm(ω) from a magnetic motor.

An expression for the mechanical output power Pm(ω) follows from (6.3.9):

(
Pm = Tω = IΦ = Vs Φ − Φ 2 ) (Rs + R w ) (mechanical power out) (6.3.12)

where (6.3.8) says Φ = ωNAoμoH, so Pm ∝ (Vsω - NAoμoHω2).

Equation (6.3.12) says that if Vs >> Φ, which occurs for modest values of ω, then the motor
power increases linearly with Φ and ω. Also, if Vs = 0, then Pm is negative and the device acts as
a generator and transfers electrical power to Rs + Rw proportional to Φ2 and therefore ω2.
Moreover, if we differentiate Pm with respect to Φ and set the result to zero, we find that the
mechanical power is greatest when Φ = Vs/2, which implies ωp = ωmax/2. In either the motor or
generator case, the maximum power transfer is usually limited by currents overheating the
insulation or by high voltages causing breakdown. Even when no power is transferred, the back-
voltage Φ could cause breakdown if the device spins too fast. Semiconductor switches that may
fail before the motor insulation are increasingly replacing commutators so the risk of excessive ω
is often a design issue. In an optimum motor design, all failure types typically occur near the
same loading levels or levels of likelihood.

Typical parameters for a commutated 2-inch motor of this type might be: 1) B = μoH =
0.4 Tesla (4000 gauss) provided by permanent magnets in the stator, 2) an N = 50-turn coil on
the rotor with effective area A = 10-3N [m2], 3) Vs = 24 volts, and 4) Rs + Rw = 0.1 ohm. Then it
follows from (6.3.11), (6.3.12) for Φ = Vs/2, and (6.3.10), respectively, that:

ωmax = Vs μ o HAN = 24 ( 0.4×10−3 × 50 ) = 1200 [ rs -1 ] ⇒ 11, 460 [rpm] 25 (6.3.13)

Pmax = ( Vs Φ − Φ 2 ) ( R s + R w ) = Vs2 ⎡⎣ 4 ( R s + R w ) ⎤⎦ [ W ] = 242 0.4 ≅ 1.4 [ kW ] (6.3.14)

Tmax = ANμ o HI max = Aμ o HVs ( R s + R w ) = 0.05× 0.4 × 24 0.1 = 4.8 [ Nm ] (6.3.15)

25
The abbreviation “rpm” means revolutions per minute.

- 167 -
In practice, most motors like that of Figure 6.3.1 wrap the rotor windings around a high
permeability core with a thin gap between rotor and stator; this maximizes H near the current I.
Also, if the unit is used as an AC generator, then there may be no need for the polarity-switching
commutator if the desired output frequency is simply the frequency of rotor rotation.

Example 6.3A
Design a commutated DC magnetic motor that delivers maximum mechanical power of 1 kW at
600 rpm. Assume B = 0.2 Tesla and that the source voltage Vs = 50 volts.

Solution: Maximum mechanical power is delivered at ωp = ωmax/2 (see Figure 6.3.4). Solving
(6.3.13) yields NAo = Vs/(ωmaxμoH) = 50/(2×600×60×2π×0.2) = 5.53×10-4, where
ωmax corresponds to 1200 rpm. If N = 6, then the winding area 2rW = Ao ≅
1 cm2. To find Imax we use (6.3.14) to find the maximum allowed value of
Rs + Rw = (VsΦ - Φ2)/Pm. But when the delivered mechanical power Pmech is
maximum, Φ = Vs/2, so Rs + Rw = (50×25 - 252)/103 = 0.63Ω, which could limit N if
the wire is too thin. Imax = Vs/(Rs + Rw) = 50/0.63 = 80 [A]. The starting torque Tmax
= Imax(NAo)μoH = 80(5.53×10-4)0.2 = 0.22 [N m]. This kilowatt motor occupies a
fraction of a cubic inch and may therefore overheat because the rotor is small and its
thermal connection with the external world is poor except through the axle. It is
probably best used in short bursts between cooling-off periods. The I2Rw thermal
power dissipated in the rotor depends on the wire design.

6.3.2 Reluctance motors

Reluctance motors combine the advantages of rotary motion with the absence of rotor currents
and the associated rotary contacts. Figure 6.3.5 suggests a simple idealized configuration with
only a single drive coil.

gap b
μ
μ rotor radius r

θ
stator
W

I N turns

Figure 6.3.5 Two-pole single-winding reluctance motor.

- 168 -
When the coil is energized the rotor is pulled by the magnetic fields into alignment with the
magnetic fields linking the two poles of the stator, where μ >> μo in both the rotor and stator.
Reluctance motors must sense the angular position of the rotor, however, so the stator winding(s)
can be excited at the right times so as to pull the passive high-μ rotor toward its next rotary
position, and then not retard it as it moves on toward the following attractive position. For
example, the current I in the figure will pull the rotor so as to increase θ, which is the overlap
angle between the rotor and the stator poles. Once the overlap is complete the current I would be
set to zero as the rotor coasts until the poles again have θ ≅ 0 and are in position to be pulled
forward again by I. Such motors are efficient if hysteresis losses in the stator and rotor are
modest and the stator windings are nearly lossless.

The torque on such a reluctance motor can be readily calculated using (6.2.12):

T = −dw T dθ [ N m ] (6.3.16)

The total magnetic energy wT includes wμ within the rotor and stator, wg in the air gaps between
them, and any energy in the power supply driving the motor. Fortunately we can simplify the
problem by noting that wg generally dominates, and that by short-circuiting the stator the same
torque exists without any power source if I remains unchanged.

The circumstances for which the gap energy dominates the total energy wT are easily found
from the static integral form of Ampere’s law (1.4.1):

NI = ∫C ( Hgap + Hstator + H rotor ) • ds ≅ 2bHgap (6.3.17)

To derive an approximate result we may assume the coil has N turns, the width of each gap is b,
and the contour C threads the coil and the rest of the motor over a distance ~2D, and through an
approximately constant cross-section A; D is the rotor diameter. Since the boundary conditions
in each gap require B⊥ be continuous, μHμ ≅ μoHg, where Hμ ≅ Hstator ≅ Hrotor and Hg ≡ Hgap.
The relative energies stored in the two gaps and the rotor/stator are:

(
w g ≅ 2bA μo Hg2 2 ) (6.3.18)

(
w r s ≅ 2DA μHμ2 2 ) (6.3.19)

Their ratio is:

w g w r s = 2b ( μo μ ) ( H g Hμ ) 2D = b ( μ μo ) D
2
(6.3.20)

Thus wg >> wμ if b/D >> μo/μ. Since gaps are commonly b ≅ 100 microns, and iron or steel is
often used in reluctance motors, μ ≅ 3000, so gap energy wg dominates if the motor diameter D
<< 0.3 meters. If this approximation doesn’t apply then the analysis becomes somewhat more

- 169 -
complex because both energies must be considered; reluctance motors can be much larger than
0.3 meters and still function.

Under the approximations wT ≅ wg and A = gap area = rθW, we may compute the torque T
using (6.3.16) and (6.3.18):26

T = −dw g dθ = −bμ o d A H g( 2
) dθ (6.3.21)

The θ dependence of Hg can be found from Faraday’s law by integrating⎯E around the short-
circuited coil:

∫c coil E • ds = −N ∫∫ A ( dB dt ) • da = −dΛ dt = 0 (6.3.22)

The flux linkage Λ is independent of θ and constant around the motor [contour C of (6.3.17)], so
Λ, wg and T are easily evaluated at the gap where the area is A = rθW:

Λ = N ∫ B • da = NBg A = Nμo H g rθW (6.3.23)


A

( ) (
w g = 2 μo Hg 2 2 bA = bΛ 2 N 2μo rθW ) (6.3.24)

( ) (
T = −dw g dθ = bΛ 2 N 2μo rWθ2 = r2 μo Hg 2 2 Wb [ N m] ) (6.3.25)

The resulting torque T in (6.3.25) can be interpreted as being the product of radius r and
twice the force exerted at the leading edge of each gap (twice, because there are two gaps),
where this force is the magnetic pressure μoHg2/2 [N m-2] times the gap area Wb projected on the
direction of motion. Because the magnetic field lines are perpendicular to the direction of force,
the magnetic pressure pushes rather than pulls, as it would if the magnetic field were parallel to
the direction of force. Unfortunately, increasing the gap b does not increase the force, because it
weakens Hg proportionately, and therefore weakens T ∝ H2. In general, b is designed to be
minimum and is typically limited to roughly 25-100 microns by thermal variations and bearing
and manufacturing tolerances. The magnetic field in the gap is limited by the saturation field of
the magnetic material, as discussed in Section 2.5.4.

The drive circuits initiate the current I in the reluctance motor of Figure 6.3.5 when the gap
area rθW is minimum, and terminate it when that area becomes maximum. The rotor then coasts
with I = 0 and zero torque until the area is again minimum, when the cycle repeats.
Configurations that deliver continuous torque are more commonly used instead because of their
smoother performance.

26
The approximate dependence (6.3.19) of wr/s upon A = rθW breaks down when θ→0, since wg doesn’t dominate
then and (6.3.19) becomes approximate.

- 170 -
B
A
π/9 1
4

μo μ >> μo 2

C
Figure 6.3.6 Reluctance motor with 3 stator and 4 rotor poles.

Figure 6.3.6 illustrates a reluctance motor that provides continuous torque using three stator
poles (A, B, C) and four rotor poles (1, 2, 3, 4). When windings A and B are excited, rotor pole
1 is pulled clockwise into stator pole B. The gap area for stator pole A is temporarily constant
and contributes no additional torque. After the rotor moves π/9 radians, the currents are
switched to poles B and C so as to pull rotor pole 2 into stator pole C, while rotor pole 1
contributes no torque. Next C and A are excited, and this excitation cycle (A/B, B/C, C/A) is
repeated six times per revolution. Counter-clockwise torque is obtained by reversing the
excitation sequence. Many pole combinations are possible, and those with more poles yield
higher torques because torque is proportional to the number of active poles. In this case only one
pole is providing torque at once, so the constant torque T = bW(μoHg2/2) [N m].

A calculation very similar to that above also applies to relays such as that illustrated in
Figure 6.3.7, where a coil magnetizes a flexible or hinged bar, drawing it downward to open
and/or close one or more electrical contacts.

gap area A go

μo
N turns
x
μ >> μo ⎯f force

Figure 6.3.7 Magnetic relay.

We can find the force f, flux linkage Λ, and gap energy wg using a short-circuited N-turn
coil to render Λ constant, as before:

- 171 -
f = −dw g dx (force closing the gap) (6.3.26)

Λ = Nμo Hg A (flux linkage) (6.3.27)

w g = (μ o H g 2 2)A(g o − x ) = (g o − x )Λ 2 (2N 2μ o A) [J] (gap energy) (6.3.28)

( ) (
f = −dw g dx = Λ 2 2N 2μo A = μo Hg 2 2 A [ N ] ) (force) (6.3.29)

This force can also be interpreted as the gap area A times a magnetic pressure Pm, where:

Pm = μoHg2/2 [N/m2] (magnetic pressure) (6.3.30)

The magnetic pressure is attractive parallel to the field lines, tending to close the gap. The units
N/m2 are identical to J/m3. Note that the minus sign is used in (6.3.29) because f is the magnetic
force closing the gap, which equals the mechanical force required to hold it apart; motion in the x
direction reduces wg.

Magnetic micro-rotary motors are difficult to build without using magnetic materials or
induction27 because it is difficult to provide reliable sliding electrical contacts to convey currents
to the rotor. One form of rotary magnetic motor is similar to that of Figures 6.2.3 and 6.2.4,
except that the motor pulls into the segmented gaps a rotating high-permeability material instead
of a dielectric, where the gaps would have high magnetic fields induced by stator currents like
those in Figure 6.3.6. As in the case of the rotary dielectric MEMS motors discussed in Section
6.2, the timing of the currents must be synchronized with the angular position of the rotor. The
force on a magnetic slab moving into a region of strong magnetic field can be shown to
approximate AμHμ2/2 [N], where A is the area of the moving face parallel to Hμ, which is the
field within the moving slab, and μ>>μo. The rotor can also be made permanently magnetic so it
is attracted or repelled by the synchronously switched stator fields; permanent magnet motors are
discussed later in Section 6.5.2.

Example 6.3B
A relay like that of Figure 6.3.7 is driven by a current source I [A] and has a gap of width g.
What is the force f(g) acting to close the gap? Assume the cross-sectional area A of the gap and
metal is constant around the device, and note the force is depends on whether the gap is open or
closed.

Solution: This force is the pressure μoHg2/2 times the area A (6.3.29), assuming μ >> μo. Since
∇ × H = J , therefore NI = ∫ H ( s ) ds = Hg g + HμS , where S is the path length around
the loop having permeability μ. When Hgg >> HμS, then Hg ≅ NI/g and f ≅

27
Induction motors, not discussed in this text, are driven by the magnetic forces produced by a combination of rotor
and stator currents, where the rotor currents are induced by the time-varying magnetic fields they experience, much
like a transformer. This avoids the need for direct electrical contact with the rotor.

- 172 -
μo(NI/g)2A/2 for the open relay. When the relay is closed and g ≅0, then Hg ≅
μHu/μo, where Hμ ≅ NI/S; then f ≅ (μNI/S)2A/2μo. The ratio of forces when the relay
is closed to that when it is open is (μg/μoS)2, provided Hgg >>HμS and this ratio >> 1.

6.4 Linear magnetic motors and actuators

6.4.1 Solenoid actuators

Compact actuators that flip latches or switches, increment a positioner, or impact a target are
often implemented using solenoids. Solenoid actuators are usually cylindrical coils with a
slideably disposed high-permeability cylindrical core that is partially inserted at rest, and is
drawn into the solenoid when current flows, as illustrated in Figure 6.4.1. A spring (not
illustrated) often holds the core near its partially inserted rest position.

(a)

⎯H C1 C2
C3
C4 × × × × × × × × × × coil
μ >> μo μo
⎯H
core
I
z
0 z =D
(b) -Bz
-Hz
axial fields
z
0 D
Figure 6.4.1 Solenoid actuator and fields (B and H are plotted on different scales).

If we assume the diameter of the solenoid is small compared to its length, then the fringing
fields at the ends of the coil and core can be neglected relative to the field energy stored
elsewhere along the solenoid. If we integrate H along contour C1 (see figure) we obtain zero
from Ampere’s law because no net current flows through C1 and ∂ D ∂t ≅ 0 :

∫C H • ds = ∫∫ A ( J + ∂ D ∂t ) • n̂ da = 0 (6.4.1)

This implies H ≅ 0 outside the solenoid unless Hz is approximately uniform outside, a possibility
that is energetically disfavored relative to H being purely internal to the coil. Direct evaluation

- 173 -
of H using the Biot-Savart law (1.4.6) also yields H ≅ 0 outside. If we integrate H along
contour C2, which passes along the axis of the solenoid for unit distance, we obtain:

∫C2 H • ds = No I = −H z (6.4.2)

where No is defined as the number of turns of wire per meter of solenoid length. We obtain the
same answer (6.4.2) regardless of the permeability along the contour C2, provided we are not
near the ends of the solenoid or its moveable core. For example, (6.4.2) also applies to contour
C3, while the integral of⎯H around C4 is zero because the encircled current there is zero.

Since (6.4.2) requires that Hz along the solenoid axis be approximately constant, Bz must be
a factor of μ/μo greater in the permeable core than it is in the air-filled portions of the solenoid.
Because boundary conditions require B⊥ to be continuous at the core-air boundary, H ⊥ must
be discontinuous there so that μHμ = μoHo, where Hμ and Ho are the axial values of H in the core
and air, respectively. This appears to conflict with (6.4.2), which suggests H inside the
solenoid is independent of μ, but this applies only if we neglect fringing fields at the ends of the
solenoid or near boundaries where μ changes. Thus the axial H varies approximately as
suggested in Figure 6.4.1(b): it has a discontinuity at the boundary that relaxes toward constant H
= NoI away from the boundary over a distance comparable to the solenoid diameter. Two
representative field lines in Figure 6.4.1(a) suggest how⎯B diverges strongly at the end of the
magnetic core within the solenoid while other field lines remain roughly constant until they
diverge at the right end of the solenoid. The transition region between the two values of Bz at the
end of the solenoid occurs over a distance roughly equal to the solenoid diameter, as suggested in
Figure 6.4.1(b). The magnetic field lines⎯B and⎯H "repel" each other along the protruding end
of the high permeability core on the left side of the figure, resulting in a nearly linear decline in
magnetic field within the core there; at the left end of the core there is again a discontinuity in
|Hz| because⎯B⊥ must be continuous.

Having approximated the field distribution we can now calculate energies and forces using
the expression for magnetic energy density, Wm = μH2/2 [J m-3]. Except in the negligible
fringing field regions at the ends of the solenoid and at the ends of its core, |H| ≅ NoI (6.4.2) and
μH2 >> μoH2, so to simplify the solution we neglect the energy stored in air as we compute the
magnetic force fz pulling on the core in the +z direction:

f z = −dw T dz [N] (6.4.3)

The energy in the core is confined largely to the length z within the solenoid, which has a cross-
sectional area A [m2]. The total magnetic energy wm thus approximates:

w m ≅ AzμH 2 2 [J] (6.4.4)

If we assume wT = wm and differentiate (6.4.4) assuming H is independent of z, we find the


magnetic force expels the core from the solenoid, the reverse of the truth. To obtain the correct
answer we must differentiate the total energy wT in the system, which includes any energy in the

- 174 -
power source supplying the current I. To avoid considering a power supply we may alternatively
assume the coil is short-circuited and carrying the same I as before. Since the instantaneous
force on the core depends on the instantaneous I and is the same whether it is short-circuited or
connected to a power source, we may set:

v = 0 = dΛ/dt (6.4.5)

where:

Λ ≅ Nψ m = N ∫∫ μHμ • da = N o z μHμ A (6.4.6)


A

Hμ is the value of H inside the core (μ) and Noz is the number of turns of wire circling the core,
where No is the number of turns per meter of coil length. But Hμ = Js [A m-1] = NoI, so:

Λ = N o2 IzμA (6.4.7)

(
I = Λ N o2 zμA ) (6.4.8)

We now can compute wT using only wm because we have replaced the power source with a
short circuit that stores no energy:

w T ≅ μHμ2 Az 2 = μ ( No I ) Az 2 = μ ( Λ μNo Az ) Az 2 = Λ 2 ( μNo2 Az2 )


2 2
(6.4.9)

So (6.4.9) and (6.4.6) yield the force pulling the core into the solenoid:

dw T d ⎡ Λ 2 ⎤ (Λ/N z) 2 μHμ2 A
o
fz = − =− ⎢ ⎥= = [N] (6.4.10)
dz dz ⎢ μN 2 2Az ⎥ 2Aμ 2
⎣ o ⎦

where Hμ = H. This force is exactly the area A of the end of the core times the same magnetic
pressure μH2/2 [Nm-2] we saw in (6.3.25), but this time the magnetic field is pulling on the core
in the direction of the magnetic field lines, whereas before the magnetic field was pushing
perpendicular to the field lines. This pressure equals the magnetic energy density Wm, as before.
A slight correction for the non-zero influence of μo and associated small pressure from the air
side could be made here, but more exact answers to this problem generally also require
consideration of the fringing fields and use of computer tools.

It is interesting to note how electric and magnetic pressure [N/m2] approximates the energy
density [J m-3] stored in the fields, where we have neglected the pressures applied from the low-
field side of the boundary when ε >> εo or μ >> μo. We have now seen examples where E and
H both push or pull on boundaries from the high-field (usually air) side of a boundary, where
both E and H pull in the direction of their field lines, and push perpendicular to them.

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6.4.2 MEMS magnetic actuators

One form of magnetic MEMS switch is illustrated in Figure 6.4.2. A control current I2 deflects a
beam carrying current I1. When the beam is pulled down toward the substrate, the switch (not
shown) will close, and when the beam is repelled upward the switch will open. The Lorentz
force law (1.2.1) states that the magnetic force f on a charge q is qv × μ o H , and therefore the
force density per unit length F [N m-1] on a current I1 = Nqv induced by the magnetic field
H12 at position 1 produced by I2 is:

F = Nqv × μ o H12 = I1 × μ o H12 ⎡⎣ Nm −1 ⎤⎦ (6.4.11)

N is the number of moving charges per meter of conductor length, and we assume that all forces
on these charges are conveyed directly to the body of the conductor.

x I1
z
y d

Figure 6.4.2 Magnetic MEMS switch.

If the plate separation d << W, then fringing fields can be neglected and the I2-induced
magnetic field affecting current I1 is H12 , which can be found from Ampere’s law (1.4.1)
computed for a contour C circling I2 in a right-hand sense:

∫C H • ds ≅ H12 2W = ∫∫ A J • nˆ da = I2 (6.4.12)

Thus H12 ≅ ẑI 2 2W . The upward pressure on the upper beam found from (6.4.11) and (6.4.12)
is then:

P = F W ≅ x̂μo I1I 2 2W 2 ⎡⎣ N m −2 ⎤⎦ (6.4.13)

If I1 = -I2 then the magnetic field between the two closely spaced currents is Ho′ = I1/W and
(6.4.13) becomes p = x̂μo H 'o 2 2 [N m-2]; this expression for magnetic pressure is derived
differently in (6.4.15).

This pressure on the top is downward if both currents flow in the same direction, upward if
they are opposite, and zero if either is zero. This device therefore can perform a variety of logic
functions. For example, if a switch is arranged so its contacts are closed in state “1” when the

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beam is forced upward by both I1 and I2 being positive (these currents were defined in the figure
as flowing in opposite directions), and not otherwise, this is an “and” gate.

An alternate way to derive magnetic pressure (6.4.13) is to note that if the two currents I1
and I2 are anti-parallel, equal, and close together (d << W), then H = 0 outside the two
conductors and Ho' is doubled in the gap between them so WHo' = I1. That is, if the integration
contour C circles either current alone then (6.4.12) becomes:

∫C H • ds ≅ Ho′W = ∫∫ A J • nˆ da = I1 = I2 (6.4.14)

But not all electrons comprising these currents see the same magnetic field because the currents
closer to the two innermost conductor surfaces screen the outer currents, causing the magnetic
field to approach zero inside the conductors, as suggested in Figure 6.4.3.

conductor
⎯H = 0
⎯Ho'/2 = average field
current I1 experienced by currents
inside the conductor

magnetic pressure
⎯Ho'

Figure 6.4.3 Surface current and force distribution in a conductor.

Therefore the average moving electron sees a magnetic field Ho'/2, half that at the surface28.
Thus the total magnetic pressure upward on the upper beam given by (6.4.13) and (6.4.14) is:

(
P = F W = I1 × μo H o′ 2W = x̂ H o′ W μo H o′ 2W)( ) (magnetic pressure) (6.4.15)
= x̂μo H o′2 2 ⎣⎡ N m −2 ⎦⎤

where Ho' is the total magnetic field magnitude between the two conductors, and there is no
magnetic field on the top of the upper beam to press in the opposite direction. This magnetic
pressure [N m-2] equals the magnetic energy density [J m-3] stored in the magnetic field adjacent
to the conductor (2.7.8).

28
A simple integral of the form used in (5.2.4) yields this same result for pressure.

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6.5 Permanent magnet devices

6.5.1 Introduction

A permanent magnet (Section 2.5.4) has a residual flux density Br when H = 0 inside it, and
this is the rest state of an isolated permanent magnet. In this case the magnetic energy density
2
inside is Wm = B • H 2 = 0 , and that outside, Wm = μ o H ≠ 0 . Boundary conditions (2.6.5) say
Br⊥ = μ o H o⊥ , where Ho⊥ is the boundary value in air. Since H // is continuous across an
insulating boundary and H r = 0 inside a resting permanent magnet, Ho // = 0 too. If an external
H is applied to a permanent magnet, then B within that magnet is altered as suggested by the
hysteresis diagram in Figure 2.5.3(b).

The force f [N] attracting a permanent magnet to a high-permeability material can be found
using:

f = dw m dx (6.5.1)

where x is the separation between the two, as illustrated in Figure 6.5.1, and wm is the total
energy in the magnetic fields [J]. The changing magnetic energy in the high-permeability
material is negligible compared to that in air because: 1) boundary conditions require continuity
in B⊥ across the boundary so that B⊥ = μH ⊥ = μ o H o⊥ , and therefore H⊥/Ho⊥ = μo/μ << 1, and
2) Wm [Jm-3] = μ H 2/2 where μ >> μo; thus the energy density in air is greater by ~μ/μo >> 1.

⎯H
Area A

South pole of permanent magnet μ>>μo

North pole of permanent magnet

Figure 6.5.1 Permanent magnet adhering to a permeable surface.

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The variable magnetic energy is dominated by the energy wm in the gap, which is the energy
density, Wm = μoHgap2/2, times the volume of the gap Ax, where A is the area of the magnet face
and x is the gap width. Thus:

2
w m ≅ μo H gap Ax 2 [J] (6.5.2)

Differentiating wm with respect to x yields the attractive force f ≅ μoHgap2A/2 [N], and the force
density:

F ≅ μo Hgap 2 2 = Wgap = Bgap 2 2μo ⎣⎡ J m −3 ⎦⎤ (6.5.3)

This can be expressed in terms of B: F = Bgap


2
2μo [Nm-2]. Note that the rest energy density
inside the permanent magnet is zero, so it exerts no pressure. Most permanent magnets have
magnetic flux densities B less than one Tesla (104 gauss), so a magnet this powerful with an area
A = 10 cm2 (~the size of a silver dollar) would therefore apply an attractive force AF =
0.001×12/2×4π10-7 ≅ 400N (~100 pound force). A more typical permanent magnet the same size
might attract a steel surface with only a 10–20 pound force.

If two equal coin-shaped permanent magnets are stacked so they stick together, then they
experience primarily the attractive magnetic pressure Bgap2/2μo [Nm-2] associated with the gap
between them, and are bonded with approximately the same force density as if one of them were
merely a high-permeability sheet. In this case Bgap ≅ Br , as shown in Figure 2.5.3(b).

This simple gap-based magnetic pressure model does not explain the repulsive force
between two such coin magnets when one is flipped, however, for then H g ≅ 0 and wgap ≅ 0 for
all small values of x, and dwg/dx is also ~0. In this case the energy of interest wT lies largely
inside the magnets. This special case illustrates the risks of casually substituting simple models
for the underlying physical reality captured in Maxwell’s equations, the Lorentz force law, and
material characteristics.

Permanent magnets fail above their Curie temperature when the magnetic domains become
scrambled. Cooling overheated permanent magnets in a strong external magnetic field usually
restores them. Some types of permanent magnets can also fail at very low temperatures, and
should not be used where that is a risk.

6.5.2 Permanent magnet motors

Compact high-power-density motors often incorporate permanent magnets so current is not


wasted on maintenance of H . For example, the stator for the rotary single-turn coil motor of
Figure 6.3.1 could easily contain permanent magnets, avoiding the need for current excitation.
Moreover, modern permanent magnets can provide quite intense fields, above 0.5 Tesla. In this
case we should also consider the effect of the rotor currents on the stator permanent magnets,
whereas in the earlier example we considered the stator fields and rotor currents as given. The

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incremental permeability of a permanent magnet varies with the applied H. If H is oriented to
attract the stator pole and μoH > Br, then B in the permanent magnet will increase above Br (see
Figure 2.5.3), where the incremental permeability approaches μo. To the extent the incremental
μ > μo, some reluctance-motor torque will supplement the dominant torque studied earlier.

The permanent magnets can alternatively be placed on the rotor, avoiding the need for rotor
currents or a commutator, provided the stator currents are synchronously switched instead.
Clever electronics can detect the voltage fluctuations in the stator induced by the rotor and thus
deduce its position, potentially avoiding the need for a separate expensive angle encoder for
stator current synchronization.

Because different parts of permanent magnets see different B/H histories, and these depend
in part on B/H histories elsewhere in the device, modern design of such motors or generators
relies extensively on complex software tools for modeling support.

Example 6.5A
Two identical coin-shaped permanent magnets of 12-cm diameter produce 0.05 Tesla field
perpendicular to their flat faces; one side is the north pole of the magnet and the other is south.
What is the maximum force f attracting the magnets when placed face to face?

Solution: Using (6.5.3) yields f = ABgap2/2μo = π(0.06)2(0.05)2/(2×1.26×10-6) = 11.2 [N].

6.6 Electric and magnetic sensors

6.6.1 Electrostatic MEMS sensors

Sensors are devices that respond to their environment. Some sensors alter their properties as a
function of the chemical, thermal, radiation, or other properties of the environment, where a
separate active circuit probes these properties. The conductivity, permeability, and permittivity
of materials are typically sensitive to multiple environmental parameters. Other sensors directly
generate voltages in response to the environment that can be amplified and measured. One
common MEMS sensor measures small displacements of cantilevered arms due to temperature,
pressure, acceleration, chemistry, or other changes. For example, temperature changes can curl a
thin cantilever due to differences in thermal expansion coefficient across its thickness, and
chemical reactions on the surface of a cantilever can change its mass and mechanical resonance
frequency. Microphones can detect vibrations in such cantilevers, or accelerations along specific
axes.

Figure 6.6.1 portrays a standard capacitive MEMS sensor that illustrates the basic principles,
where the capacitor plates of area A are separated by the distance d, and the voltage V is
determined in part by the voltage divider formed by the source resistance Rs and the amplifier
input resistance R. Vs is the source voltage.

- 180 -
f
Rs
V+ plate area A
+
Vs R
- C d

Cantilevered capacitor C at V volts

Figure 6.6.1 Capacitive MEMS sensor.

The instantaneous circuit response to an increase δ in the plate separation d is an increase in


capacitor voltage V above its normal equilibrium value Ve determined by the voltage divider,
where Ve = VsR/(R+Rs). The capacitor then discharges exponentially toward Ve with a time
constant τ = (R//Rs)C.29 See Section 3.5.1 for further discussions of RC circuit behavior. If Rs
>> R then τ ≅ RC. If Rs >> R and R represents the input resistance of a high-performance sensor
amplifier, then that sensor can detect as little as ΔwΒ ≅ 10-20 joules per “bit of information”30.
This can be compared to the incremental increase Δwc in capacitor energy due to the
displacement δ << d as C decreases to C':

Δw c = ( C − C ') V 2 2 = V 2εo A ( d −1 − [ d + δ] ) 2 ≅ V2εoAδ 2d2


−1
[J] (6.6.1)

A simple example illustrates the extreme potential sensitivity of such a sensor. Assume the plate
separation d is one micron, the plates are 1-mm square (A = 10-6), and V = 300. Then the
minimum detectable δ given by (6.6.1) for Δwc = ΔwΒ = 10-20 Joules is:

2
δmin = Δw B × 2d 2 V 2εo A ≅ 10−20 2 (10−6 ) ( 3002 ×8.8×10−12 ×10−6 )
(6.6.2)
≅ 2 ×10−20 [ m ]

At this potential level of sensitivity we are limited instead by thermal and mechanical noise due
to the Brownian motion of air molecules and conduction electrons. A more practical set of
parameters might involve a less sensitive detector (ΔB ≅ 10-14) and lower voltages (V ≅ 5); then
δmin ≅ 10-10 meters ≅ 1 angstrom (very roughly an atomic diameter). The dynamic range of such
a sensor would be enormously greater, of course. This one-angstrom sensitivity is comparable to
that of the human eardrum at ~1kHz.

29
The resistance R of two resistors in parallel is R = (Ra Rb) = RaRb/(Ra + Rb).
30
Most good communications systems can operate with acceptable probabilities of error if Eb/No >~10, where Eb is
the energy per bit and No = kT is the noise power density [W Hz-1] = [J]. A bit is a single yes-no piece of
information. Boltzmann's constant k ≅ 1.38×10-23 [J oK-1], and T is the system noise temperature, which might
approximate 100K in a good system at RF frequencies. Thus the minimum energy required to detect each bit of
information is ~10No = 10 kT ≅ 10-20 [J].

- 181 -
An alternative to such observations of MEMS sensor voltage transients is to observe
changes in resonant frequency of an LC resonator that includes the sensor capacitance; this
approach can reduce the effects of low-frequency interference.

6.6.2 Magnetic MEMS sensors

Microscopic magnetic sensors are less common than electrostatic ones because of the difficulty
of providing strong inexpensive reliable magnetic fields at microscopic scales. High magnetic
fields require high currents or strong permanent magnets. If such fields are present, however,
mechanical motion of a probe wire or cantilever across the magnetic field lines could produce
fluctuating voltages, as given by (6.1.4).

6.6.3 Hall effect sensors

Hall effect sensors are semiconductor devices that produce an output voltage VHall proportional
to magnetic field H , where the voltage is produced as a result of magnetic forces on charge
carriers moving at velocity v within the semiconductor. They can measure magnetic fields or, if
the magnetic field is known, can determine the average velocity and type (hole or electron) of the
charge carriers conveying current. A typical configuration appears in Figure 6.6.2, for which the
Hall-effect voltage VHall is proportional to the current I and to the perpendicular magnetic field
H.

Ground

- - - - - - - - - - - -
x ⎯H ⎯E ⎯v W
z ⎯f I
+ + + + + + + + + + + +
y
+VHall

Figure 6.6.2 Hall effect sensor.

The operation of a Hall-effect sensor follows directly from the Lorentz force law:

f = q ( E + v × μo H ) [Newtons] (6.6.3)

Positively charged carriers moving at velocity v would be forced downward by f , as shown in


the figure, where they would accumulate until the resulting electric field E provided a
sufficiently strong balancing force qE in the opposite direction to produce equilibrium. In
equilibrium the net force and the right-hand side of (6.6.3) must be zero, so E = − v × μ o H and
the resulting VHall is:

VHall = xˆ • EW = vμo HW [ V ] (6.6.4)

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For charge carrier velocities of 30 m s-1 and fields μoH of 0.1 Tesla, VHall would be 3 millivolts
across a width W of one millimeter, which is easily detected.

If the charge carriers are electrons so q < 0, then the sign of the Hall voltage is reversed.
Since the voltage depends on the velocity v of the carriers rather than on their number, their
average number density N [m-1] can be determined using I = Nqv. That is, for positive carriers:

v = VH Wμo H ⎡⎣ms −1 ⎤⎦ (6.6.5)

N = I qv (6.6.6)

Thus the Hall effect is useful for understanding carrier behavior (N,v) as a function of
semiconductor composition.

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- 184 -
MIT OpenCourseWare
http://ocw.mit.edu

6.013 Electromagnetics and Applications


Spring 2009

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