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    Perform Customer Risk Profiling

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    Ram Mohan Mishra
    The document summarizes the process of performing customer risk profiling at a bank. It involves capturing additional client information including their investment profile, net worth, and knowledge of various instruments. It then calculates a risk score based on the client's MiFID risk profile information. The bank proposes investment strategies to the client based on their risk profile. The client can then accept the proposal, reject it, or request recalculation of the risk profile and new proposals.

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    Perform Customer Risk Profiling

    Uploaded by

    Ram Mohan Mishra
    13 views1 page
    The document summarizes the process of performing customer risk profiling at a bank. It involves capturing additional client information including their investment profile, net worth, and knowledge of various instruments. It then calculates a risk score based on the client's MiFID risk profile information. The bank proposes investment strategies to the client based on their risk profile. The client can then accept the proposal, reject it, or request recalculation of the risk profile and new proposals.

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    The document summarizes the process of performing customer risk profiling at a bank. It involves capturing additional client information including their investment profile, net worth, and knowledge of various instruments. It then calculates a risk score based on the client's MiFID risk profile information. The bank proposes investment strategies to the client based on their risk profile. The client can then accept the proposal, reject it, or request recalculation of the risk profile and new proposals.

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    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
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    13 views1 page

    Perform Customer Risk Profiling

    Uploaded by

    Ram Mohan Mishra
    The document summarizes the process of performing customer risk profiling at a bank. It involves capturing additional client information including their investment profile, net worth, and knowledge of various instruments. It then calculates a risk score based on the client's MiFID risk profile information. The bank proposes investment strategies to the client based on their risk profile. The client can then accept the proposal, reject it, or request recalculation of the risk profile and new proposals.

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    of 1

    27/04/21 Perform Customer Risk Profiling

    TEMENOS Banking Reference Processes


    Perform Customer Risk Profiling Last change: 17-Mar-2021 12:05:15
    Type: EPC

    Manage Customer
    Perform AML/ KYC
    Engagements
    Check (PWM)
    (PWM)

    Customer Risk
    Profiling to be
    Performed
    Mandatory KYC
    KYC documents
    documents
    received
    complete

    SC.MIFID.CLI
    Capture additional Relationship
    ENT.INFORM
    client information Manager (WM)
    ATION,INPUT

    -Clients Investment profile (Retail or professional)


    -Clients networth
    -Knowledge of various instruments
    Additional client -Purpose of investment
    information
    captured

    SA.SCORE.T Capture MiFID


    Relationship
    XN,MIFID.RIS risk profile
    Manager (WM)
    K.PROFILING information

    SA Calculate Risk Score

    SYS

    Risk profile
    calculated

    Investment Strategy
    proposals

    Draft investment Relationship


    proposal Manager (WM)

    Bank proposes investment strategies


    based on client risk profile.
    (Interface to ORCHESTRATE)

    Customer Feedback Receive prospect Relationship


    response Manager (WM)

    Prospect Prospect rejects Prospect requests


    accepts proposal proposal recalculation

    Generate
    Documents For CUSTOMER,
    Suggested Register feedback Relationship
    UPDATE.CO
    Investment... for rejection Manager (WM)
    MMENTS

    Feedback for
    rejection
    registered

    Temenos R21 Proprietary & Confidential 1

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