MDPI Healthcare 10 00163
MDPI Healthcare 10 00163
MDPI Healthcare 10 00163
Article
Solving Patient Allocation Problem during an Epidemic
Dengue Fever Outbreak by Mathematical Modelling
Jung-Fa Tsai 1 , Tai-Lin Chu 1 , Edgar Hernan Cuevas Brun 1 and Ming-Hua Lin 2, *
1 Department of Business Management, National Taipei University of Technology, Taipei 10608, Taiwan;
[email protected] (J.-F.T.); [email protected] (T.-L.C.); [email protected] (E.H.C.B.)
2 Department of Urban Industrial Management and Marketing, University of Taipei, Taipei 11153, Taiwan
* Correspondence: [email protected]
Abstract: Dengue fever is a mosquito-borne disease that has rapidly spread throughout the last
few decades. Most preventive mechanisms to deal with the disease focus on the eradication of
the vector mosquito and vaccination campaigns. However, appropriate mechanisms of response
are indispensable to face the consequent events when an outbreak takes place. This study applied
single and multiple objective linear programming models to optimize the allocation of patients and
additional resources during an epidemic dengue fever outbreak, minimizing the summation of the
distance travelled by all patients. An empirical study was set in Ciudad del Este, Paraguay. Data
provided by a privately run health insurance cooperative was used to verify the applicability of
the models in this study. The results can be used by analysts and decision makers to solve patient
allocation problems for providing essential medical care during an epidemic dengue fever outbreak.
that focused on the allocation of hospital wards considering revenue and equity factors.
The objective of the stochastic programming model was to maximize both factors consid-
ered in the model. For operating room scheduling, Molina-Pariente et al. [10] presented
a mixed integer linear programming model that solved problems integrating operating
room planning and scheduling with surgical teams based on the surgeons’ experience and
skills. Beroule et al. [11] introduced a series of meta-heuristic methods to resolve a more
subject-specific operating room scheduling that dealt with medical device sterilization.
A more extensive study conducted by Steiner et al. [12] covered a case in Parana, Brazil
that aimed to improve the existing healthcare system in the region. The multi-objective
approach was set to maximize population homogeneity in designated microregions within
the state, to maximize the variety of medical procedures offered in each area, and to
minimize the distance travelled by patients between regions. Heshmat et al. [13] used
clustering and mathematical programming to solve the scheduling of appointments in
outpatient chemotherapy clinics.
Studies on the management of allocation of emergency medical services have also been
conducted. Shahriari et al. [14] presented a model that minimized the total time of casualties
being transferred from an incident spot to a medical facility, considering the uncertainties
of the demand points. Anparasan and Lejeune [15] proposed an integer linear program-
ming model to determine the number, size, and location of treatment facilities, deploy
critical medical staff, locate ambulances to triage points, and organize the transportation
of severely ill patients. They also developed an algorithmic procedure using hierarchical
constraints and valid inequalities to reduce the solution time. Devi et al. [16] proposed
a mixed-integer linear programming model to design the topology of health care facility
networks. Their model considers minimizing the total cost of establishing and operating
temporary testing laboratories and minimizing the maximum travel time from a patient
node to a testing facility. Esra Büyüktahtakın et al. [17] introduced an epidemics–logistics
mixed-integer programming model to determine the optimal amount, timing and location
of resources. Their model aims to minimize the total number of infections and fatalities
under a limited budget over a multi-period planning horizon. Liu et al. [18] modified the
Esra Büyüktahtakın et al. [17] model by changing capacity constraint, and then applied
it to control the 2009 H1N1 outbreak in China. Liu et al. [18] formulated the problem as
a mixed-integer non-linear programming model and determined when to open the new
isolated wards and when to close the unused isolated wards.
Recently, the rapid outbreak of the coronavirus has attracted increasing attentions
from researchers to apply mathematical techniques for solving resource allocation problems
in healthcare system. Different mathematical models are constructed by [19–25] to opti-
mally allocate critical hospital supplies to treat COVID-19 patients. For instances, [22,23]
considered an optimal allocation of ICU beds (intensive care unit beds) and personal
protective equipment, respectively, under the scarcity of available resources. A binary
integer optimization model is developed to find the best allocation for ICU beds, consider-
ing candidate patients with suspected/confirmed COVID-19 [22]. Santini [24] proposed
an Integer Programming formulation to maximize the number of tests a country can
perform and validated their approach on both real-life data from Italy and synthetic in-
stances. Jordan et al. [26] provided a comprehensive review of optimization in the context
of COVID-19 prediction and control.
Additionally, the Internet of Things (IoT) can create innovative applications in health-
care. IoT-based real-time patient-generated medical data that can be collected from wearable
networked sensor-based devices are used to predict and control infectious diseases [27–29].
During the COVID-19 pandemic, healthcare providers in the areas where dengue is en-
demic or who are treating patients with recent travel history to the coronavirus pandemic
areas need to consider dengue and COVID-19 in the differential diagnosis of acute febrile
illnesses. Several studies [30–32] focused on stress-related psychiatric disorders, clinically
significant depression, and elevated anxiety symptoms among medical personnel providing
care to COVID-19 patients.
Healthcare 2022, 10, 163 3 of 13
The extension of allocation models can be generally classified into long-term, short-
term, and medium-term based on the entire scheduling time period considered in the
optimization approaches. Currently, the literature concerning medium-term planning
allocation models is more limited. Medium-term planning models cope with situations
that take longer than a few days, but less than years. Epidemics and pandemics fall into
this category. There are many diseases that can cause these events, for examples, influenza,
dengue fever, chikungunya, and yellow fever. Patient and resource allocation among
medical facilities during a pandemic influenza outbreak was investigated by Sun et al. [33].
Epidemic and pandemic events, topics treated in this paper, have become more re-
current in the past two centuries. An increase in global population, surpassing 7 billion
inhabitants, and the fast speed of globalization have contributed to the increase in infectious
diseases, not to mention the effect of natural disasters, human conflicts, and high levels
of poverty in some areas. Fortunately, advances in technology and science have forged
a new path for the analysis and response toward these events. Today, in the 21st century,
the systematical combination of modern epidemiology, new field-based rapid diagnostic
tools, vaccinations, clinical care standards, communication, and real-time training allow
to provide a more efficient response to the reappearance of old threats, as well as the
introduction of new ones [34].
Paraguay is a high-endemicity country for the dengue disease. Since 2009, dengue
fever has emerged as a critical health problem in Paraguay with periodic significant epi-
demic outbreaks [35,36]. Due to the dengue epidemic, which has a significantly negative
impact on population health and economic development in Paraguay, it is necessary to
develop appropriate mechanisms of response to face the dengue outbreak. One of the
major issues is how to allocate infected patients in different hospitals to receive appropriate
care. Although mathematical modelling is an effective technique for resource allocation,
few studies in the literature focused on patient allocation problem in a dengue outbreak
in Paraguay. Therefore, this study intends to apply mathematical modelling for solving
this problem in Paraguay that have not been intensively treated in the past. The aim of this
study is to provide an effective mechanism for the management of medical facilities and
resources during a dengue fever epidemic. The models intended to help decision makers
to order and distribute additional resources for the most appropriate areas, optimizing
the occupancy of hospitals, the usage of medical resources, and the working hours of
medical personnel. By combining the factors mentioned above, three models were utilized
to analyze a dengue fever epidemic.
The rest of the paper is organized as follows. Section 2 describes the case of a privately
run health insurance cooperative in Ciudad del Este, Paraguay and defines the three math-
ematical models used in this paper. In Section 3, an analysis of the empirical results is sum-
marized to present the most relevant findings of this paper. Section 4 presents a discussion
and clarifies the practical contributions of this paper. The final section, Section 5, contains
the conclusions and some important remarks.
Figure 1. Population areas and hospitals in the map of Ciudad del Este.
Hospital
Area
H1 H2 H3 H4 H5 H6
A1 7.37 6.89 7.19 6.80 8.08 9.19
A2 4.99 3.99 3.43 4.93 4.99 5.82
A3 3.19 2.30 2.28 2.95 3.50 4.52
A4 2.56 2.17 1.56 3.18 1.63 1.56
A5 7.11 7.59 8.56 6.47 8.11 8.93
A6 1.47 1.60 2.57 0.79 2.39 3.44
A7 2.49 2.78 2.77 3.19 1.60 0.50
A8 2.02 2.96 3.95 1.78 2.83 3.39
A9 3.77 4.40 4.59 4.39 3.18 2.20
The numbers of non-ICU beds, ICU beds, and doctors and nurses available during
epidemics in the six hospitals are listed in Table 2. Nurses took rounds of 12 h a day, while
doctors’ rounds per day were extended throughout 24 h. Two types of patients were taken
into consideration: type 1 (P1) patients admitted into non-ICU beds, requiring 15 min of
medical assistance provided by doctors and 30 min of assistance provided by nurses, and
type 2 (P2) patients hospitalized in ICU beds that required 15 min of assistance provided
by doctors and 40 min by nurses per day. The length of stay for P1 and P2 patients was
3 and 6 days, respectively. Tables 3 and 4 list the estimated demand data per population
area during six weeks of a dengue fever epidemic in Ciudad del Este, Paraguay. The
estimated demand is based on the historical data of the number of patients suffering from
dengue fever in the areas most affected by the epidemic. The demand of non-ICU beds will
be higher in areas A2, A3, and A5 than other areas. The demand of ICU beds will be higher
in areas A2, A5, and A9 than other areas. Both demands of non-ICU beds and ICU beds
will reach a high level in week 4.
Healthcare 2022, 10, 163 5 of 13
Table 2. Available medical resources and staff at medical facilities per day.
Table 3. Estimated demand based on admissions from week 1 to week 3 of a dengue fever epidemic
in Ciudad del Este, Paraguay.
Table 4. Estimated demand based on admissions from week 4 to week 6 of a dengue fever epidemic
in Ciudad del Este, Paraguay.
subject to:
∑ X p,a,h,t = Demand p,a,t ∀ p ∈ P, ∀ a ∈ A, ∀t ∈ T, (2)
h∈ H
X p,a,h,t ≥ 0 ∀ p ∈ P, ∀ a ∈ A, ∀h ∈ H, ∀t ∈ T. (6)
The objective function (1) aims to minimize the total distance travelled by all patients
to a hospital. Constraint (2) deals with the demand of patients, ensuring that every patient
Healthcare 2022, 10, 163 7 of 13
is admitted into a hospital. Constraints (3) and (4) are related to the intermediate variable
for the number of patients, assuming conditions on the first day and the following days,
respectively. Constraint (5) ensures the availability of resources, and constraint (6) specifies
that the decision variables have to be greater than or equal to zero.
2.2. Model 2–Multiple Objective Function and Planning Horizon Including Medical Personnel
Working Hours
Model 2 introduces a bi-objective function and multiple planning horizons to enhance
capabilities and flexibility. A second objective that minimizes the total distance travelled by
each patient is incorporated. Moreover, considering multiple planning horizons in Model 2
that can define the length of periods and accept data modification is more applicable to
epidemics, especially because the scenarios during these events may vary radically from
one day to another. The additional parameters and variables are introduced as follows.
Additional Sets
T 0 : set of time periods on the next planning horizon
S: set of medical personnel types (i.e., doctor, nurses)
Ss : set of patient types requiring the assistance of medical personnel type s
Additional Parameters
StaffHoursp,s : staff hours required for patient type p of staff type s
StaffCapacitys,h,t : staff capacity in hours of staff type s at hospital h on day t
ResourceShortager,t : shortage of medical resource r on day t
StaffHrsShortages,t : shortage of staff hours s on day t
M: A large number
Additional Variables
ReleasedPatientsp,h,t : number of patients of type p who are admitted in a previous planning
horizon and will be released from hospital h on day t of the current planning horizon
NextReleasedPatientsp,h,t : number of patients of type p who are admitted in current plan-
ning horizon but will be released from hospital h on day t0 of the next planning horizon
Ya,h : equals 1 if patients are admitted in hospital h, otherwise 0
D: maximum distance from patient to assigned hospital
The bi-objective function is
( )
Minimize ∑ ∑ ∑ ∑ X p,a,h,t × Distancea,h , Min D , (7)
p a h t
subject to:
(2) ~ (6)
NoPatients p,h,1 = InitialPatients p,h + ∑ X p,a,h,1 − ReleasedPatients p,h,1 ∀ p ∈ P, h ∈ H, (9)
a∈ A
∑ NoPatients p,h,t × Sta f f Hours p,s ≤ Sta f f Capacitys,h,t ∀ s ∈ S, h ∈ H, t ∈ T, (11)
p ∈ Ss
Ya,h = 0 or 1 ∀ a ∈ A, h ∈ H, (14)
Sta f f HrsShortages,t = Sta f f Capacitys,h,t − ∑h∈ H ∑ p∈Ss NoPatients p,h,t × Sta f f Hours p,s
(16)
− ∑ p∈Ss NoPatients p,h0 ,t × Sta f f Hours p,s .
Model 2 is based on a bi-objective function presented in (7). Equation (8) presents
a single objective function transformed from (7). In order to increase the flexibility of the
algorithm, a dummy hospital h’ is introduced for dealing with the patients who may be
rejected due to the lack of enough resources. The second set of summations referred to the
dummy hospital where the expression ( T + 1 − t) ensures that patients were assigned to
the dummy hospital as the last way to resolve the model, minimizing the second objective.
Constraint (10) involves the number of patients who will be released in the next planning
horizon. Medical personnel capacity is referred to in constraint (11). Constraints (12)–(14)
are the constraints related to the second objective. Equations (15) and (16) are incorporated
to predict when resource shortage and shortage of staff hours occur.
2.3. Model 3–Multiple Objective Function and Planning Horizon Including Additional Resources
Model 3 investigates the advantage of allocating additional resources of all types.
Using the improvements made in Model 2, Model 3 optimizes the model considering addi-
tional medical resources and medical personnel working hours. The additional parameters
and variables are introduced as follows.
Additional Parameters
AddResourcesr,t: number of additional resource r available on day t
AddPersResourcess,t: working hours of additional personnel resource s on day t
Additional Variables:
AddRAllocationr,h,t: number of resource r allocated to hospital h on day t
AddPRAllocations,h,t: working hours of medical personnel type s allocated to hospital
h on day t
The patient allocation optimization problem that minimizes the total distance travelled
by each patient considering in multiple planning horizons and considers additional medical
resources and medical personnel working hours, referring from Sun et al. [33], can be
formulated as follows.
Model 3:
subject to:
(2) ∼ (6), (9) ∼ (16)
Constraints (17) and (18) ensure that the allocation of additional medical resources and
additional working hours of medical personnel, respectively, does not exceed the available
Healthcare 2022, 10, 163 9 of 13
additional capacity. Model 3 can help decision makers identify areas where these resources
could be allocated.
3. Results
This study used the data provided by a privately run health care cooperative in Ciudad
del Este to investigate the patient allocation optimization problem. In order to provide
an efficient response to the outbreak, all beds in each hospital shown in Table 2 were
assumed to be available. Data belonging to week 1 was set as the only input for Model 1.
Table 5 shows the allocation of patients from the results of Model 1. More than one value
in a box meant patients were allocated in more than one hospital. The objective function
value was 323.08, accounting for 125 patients.
Day
Types of Patients Area
1 2 3 4 5 6 7
A1 - - 2 2 2 2 2
A2 3 3 3 3 3 3 3
A3 2, 3 2, 3 2, 3 2, 3 2 2 2
A4 3 3 3 3 3 3 3
P1 A5 4 1 1 4 1 1 4
A6 4 1 1 4 1 1 4
A7 6 6 6 6 6 6 6
A8 4 1 1 1 1 1 1
A9 - - 5 5 5 5 5
A3 - - - 3 3 3 3
P2
A6 - - - - 1 1 1
- no demand for the day.
In order to solve the multiple objective model, the ε-constraint method was applied.
In this study, an upper limit with respect to patient travel distance to a hospital was set to 9.
The total patient travel distance was identified as 7.11 km and remained unchanged when
the upper limit was larger than 7.5 km. However, the solution became infeasible when
the upper limit was fixed at 7 km or below. The results from Model 1 and Model 2 were
mostly similar for week one. Week 2 represented the second planning horizon in Model 2.
The values from NextReleasedPatients p,h,t0 in week 1 were used as ReleasedPatients p,h,t in
week 2, and the InitialPatients p,h values were also based on the results of week 1. At the
end of week 2, no medical resources were exhausted, and all patients were allocated to
existing medical facilities. The objective function value stood at 419.41 for a total number
of 156 patients.
As the number of patients seeking medical assistance continued to grow, week 3 was
identified as the first week in which medical resources were not sufficient. Table 6 shows
the allocation of patients during week 3.
Resource shortage was observed when patients were allocated in the dummy hospital
represented by H7. The model showed that there was no medical personnel shortage, but
there was a shortage of both non-ICU and ICU beds. Table 7 shows the medical resource
shortage during week 3 obtained from constraints (15) and (16).
Similarly, a variation on medical personnel availability was involved to demonstrate
personnel resource shortage. Previous results were performed using the entire number of
medical personnel hours. Data from week 1 was further analyzed considering availability
of 50%, 30%, 10%, 9%, and 8%. Results remained unchanged at availability of 50% and
30%; however, when only 10% and 9% of all available hours were considered, the optimal
solution increased to 329.59. When the staff capacity was lowered to 8%, the solution
became infeasible.
Healthcare 2022, 10, 163 10 of 13
Day
Types of Patients Area
15 16 17 18 19 20 21
A1 2 7 7 7 7 7 7
A2 3 3, 7 2, 3 2, 3 7 7 7
A3 2, 3 2 2 2 2, 3 2, 3 2
A4 3, 5 3, 5 3 3, 5 3,5 3 3
P1 A5 1 7 7 7 7 7 7
A6 1, 2 1, 4 4 1 1, 2, 4 2, 4 1, 4
A7 6 5, 6 5, 6 5, 6 5, 6 5, 6 5, 6
A8 1 1 1 1 1 1 1
A9 5 5 1 1, 5 7 7 5
A1 - - - - - 7 7
A2 7 7 7 7 7 7 7
A3 7 7 7 7 7 2, 7 2, 3
A4 2 2 2 2 3 3 3
P2
A5 - - - 7 7 7 7
A6 1 1 1 1 2 1 1
A7 1 7 7 7 7 7 7
A8 - - - - 1 1 1
- no demand for the day.
Day
Medical Resource
15 16 17 18 19 20 21
R1 (non-ICU beds) −6 −11 −16 −22 −28 −34
R2 (ICU beds) −2 −5 −8 −12 −15 −19 −23
From the results of Model 2, the existing medical equipment was insufficient to satisfy
the demand of new admissions during week 3. Table 7 shows that the maximum shortage
for non-ICU beds is 34 and the maximum shortage for ICU beds is 23 during week 3. By
using these values, Model 3 distributed additional resources such that all patients were
successfully allocated in the existing hospitals. The distribution of additional resources is
displayed in Table 8. The total numbers of additional non-ICU beds and ICU beds that
can cover the shortage listed in Table 7 are 34 and 23, respectively. Model 3 allocated the
additional resources in appropriate hospitals. The objective function value for week 3
was 663.11.
Hospital
Medical Resource Total
H1 H2 H3 H4 H5 H6
R1 (non-ICU beds) 0 0 1 20 0 13 34
R2 (ICU beds) 0 0 6 7 0 10 23
After allocating the newly available medical resources listed in Table 8, the results
of week 4 obtained from Model 3 showed that another medical resource shortage event
occurred. However, the medical personnel working hours were sufficient. Model 3 was
used to find the optimal distribution of resources and to rearrange the allocation of patients
in the existing hospitals. The model reallocated the patients and produced an objective
value of 681.33 for all 251 patients. As the last two weeks proceeded, the number of
admissions per day continued to decrease. Therefore, the available resources were able to
cover all the requirements.
Healthcare 2022, 10, 163 11 of 13
4. Discussion
The case study in this paper served as an example on how the course of an epidemic
could be treated. Figure 2 illustrates the objective function values (the distance travelled
by all patients) obtained from Model 2 and Model 3, and the number of patients admitted
throughout the 6 weeks. The six-week patient data is almost symmetric distribution with
the peak number 251 of the outbreak occurred during weeks 3 and 4. We observed that
objective function value (in kilometers) increased as the number of patients increased. Both
objective function value and the number of patients decreased after the peak, leading to
lower points at the end of week 6.
Figure 2. Objective function values (in kilometers) and number of patients during the
six-week period.
Figure 2 indicates that the number of patients reaches a highest level in week 3 and
week 4. According to Tables 3 and 4, the estimated demands of ICU and non-ICU beds
during six weeks increase gradually at first and reach a high level in week 4. If the medical
resources are not enough to take care infected people, the dengue fever epidemic becomes
severe and the number of patients in hospitals remains high for a long time due to medical
resource shortage. Then people require a longer time to return to pre-pandemic normalcy.
Since Model 3 suggests how to allocate additional resources to provide enough medical
services for patients, the number of patients in the hospitals goes down gradually after the
number of infected people reaches a high level.
This study exemplified that resource allocation is a critical factor to attain a better
organizational structure. The results of the models provided a comprehensive understand-
ing of the distribution of the equipment, facilities and medical personnel for healthcare
organizations and analysts. The practical contributions of this study are listed as follows:
• To reduce costs for patients who need to travel to medical facilities, therefore reduc-
ing the time for patients to be admitted to wards and decreasing the probability of
virus spread.
• To distribute additional medical resources (i.e., non-ICU beds and ICU beds) through-
out different hospitals considering the development of an epidemic, therefore avoiding
the shortage of medical resource and the expansion of epidemic outbreaks.
• To stipulate the period and place where a resource could be exceeded, therefore
developing a response plan in advance.
• To analyze the process of an outbreak by presenting multiple planning horizons, thus
enabling to adjust the allocation of patients and additional resources more effectively.
5. Conclusions
It has been reported that appropriate levels of preparedness are crucial to deal with
the rapid spread of dengue fever epidemic; however, in many occasions, it is difficult
to predict their evolution, which easily leads to a shortage of equipment and human
Healthcare 2022, 10, 163 12 of 13
resources. The study adopts mathematical modelling to optimize the allocation of patients
and additional resources during an epidemic caused by diverse sources. Previous works
presented similar ideas for allocation, but few studies in the literature focused on using
mathematical modelling to solve patient allocation problem in a dengue outbreak in
Paraguay. This study applies single and multiple objective linear programming models
to optimally allocate patients and additional resources in hospitals during an epidemic
dengue fever outbreak, minimizing the total distance travelled by all patients. Based on the
analytical results, the decision makers can allocate patients in the most appropriate hospital
and distribute additional medical resources to avoid the shortage of medical resource and
the expansion of epidemic outbreaks.
For the patient allocation problem during a pandemic outbreak, there are still several
future research directions. Existing models can be extended to consider the capability of
hospital. The hospitals can be classified into several categories to take care of patients in
different phases of infection. Some hospitals are more likely to admit the severely injured
patients and others are responsible for treating slightly injured patients. Additionally,
the implementation of IoT-based technologies can substantially collect real-time patient-
generated medical data to predict the transmission of infectious diseases. The correct
prediction of future cases of infectious disease is helpful in preparing more medical re-
sources earlier to take care the rapid growth of dengue cases and mitigate the ramifications
of a dengue pandemic. These issues are important and worthy of future investigation.
Author Contributions: Conceptualization, J.-F.T. and E.H.C.B.; methodology, J.-F.T. and M.-H.L.;
software, T.-L.C., E.H.C.B. and M.-H.L.; validation, M.-H.L.; formal analysis, J.-F.T., T.-L.C., E.H.C.B.
and M.-H.L.; investigation, E.H.C.B.; data curation, E.H.C.B.; writing—original draft preparation,
E.H.C.B.; writing—review and editing, J.-F.T., M.-H.L. and T.-L.C.; visualization, T.-L.C. and E.H.C.B.;
supervision, J.-F.T. and M.-H.L.; project administration, J.-F.T. and M.-H.L.; funding acquisition, J.-F.T.
and M.-H.L. All authors have read and agreed to the published version of the manuscript.
Funding: This research was supported in part by the Ministry of Science and Technology in Taiwan
under Grants MOST 108-2410-H-027-018 and MOST 109-2410-H-027-012-MY2.
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Data Availability Statement: Not applicable.
Conflicts of Interest: The authors declare no conflict of interest.
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