Volume 1 1
Volume 1 1
Volume 1 1
Paper 2 – Volume 1
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Political Theory and Political Science
● Political Science is a comprehensive subject or field of study of which political theory is only a sub-
field.
● Political Science includes everything: political thought, political theory, political philosophy, political
ideology, institutional or structural framework, comparative politics, public administration,
international law, organization, etc.
● Some thinkers have stressed the science aspect of political science and they suggest that political
science is studied as a science with scientific methods. Political theory to the extent it is a part of
political philosophy cannot be regarded as political science because there is no room for abstract
intuitive conclusions or speculations in political science, political philosophy relies on exactly those
un-exact methods. Political theory is neither pure thought, nor pure philosophy, nor pure science.
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● To facilitate the unity and integrity of human societies or the collective needs of society political
theory becomes important it tries to study and find solutions to problems in this process.
● The relevance lies in evolving various approaches regarding the nature and purpose of the state, the
basis of political authority and the best form of government to practice, and relations between the
state and the individual in the context of his basic rights.
● The relevance of political theory is:
○ In providing an explanation and description of the political phenomenon,
○ Helping select the political goals and actions for a community and
○ Helps in providing the basis for making moral judgments.
● Political Theory seeks to study the present and future problems of the political life of society and to
suggest solutions for dealing with those problems.
● David Held has commented that the task of the political theorist is very great in its complexity
because in the absence of systematic study,
● There is a danger that politics will be left to the ignorant and self-seeking people who are in pursuit
of power.
● Political theory is relevant at the individual level, it makes one aware of one's rights and duties and
helps one understand and appreciate the socio-political realities and problems like poverty, violence,
corruption, etc.
● Political theory is also important because it can go forward basing itself on the theories and proposing
the means and directions for changing society to establish an ideal society.
● Marxist theory for instance is an example of a theory that not only proposes the direction but also
goes so far as to advocate a revolution for establishing an egalitarian state.
● If the political theory is sound and it can be transmitted and communicated to people then it can
become a very powerful force for the advancement of society and mankind.
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● The common good was required as more complete than the private good of the individual.
● The classical tradition also sought to search ways for to an ideal state and a stable system.
● The main question that the classical tradition was asked was what is the best form of
government? And who should rule and why? Also, how should conflict situations be resolved?
2. Liberal Political Theory
● With the Renaissance and Reformation in Europe followed by the Industrial Revolution, the
dominance of the classical tradition came to an end.
● The new philosophical wave was led by thinkers like Hobbes, Locke, Thomas Jefferson, Thomas
Paine, Jeremy Bentham, J.S. Mill, Herbert Spencer
● The main thrust of the liberal tradition was the individual's rights and the state was merely
regarded as a contract between individuals to benefit from the conflict resolution mechanism
that a system of rule of law provides.
● The main aim of the state in the liberal tradition is to help individuals realize their fundamental
inalienable rights. Social control is best secured by law.
● The new liberal theories dismissed the idea of the common good and an organic community and
instead advocated that the government should govern as less as possible for individual rights to
reign supreme and free him from political, social, and economic restraints as far as possible.
3. Marxist Political Theory
● The fundamental changes that the industrial revolution brought about caused inequality and a
large class of impoverished industrial workers emerged.
● The basic liberal position that supported total economic freedom was challenged by Karl Marx
and Engles in the latter half of the nineteenth century who proposed “scientific socialism.
● Marx offered a new way of looking at history up to that time and suggested that the task of
knowledge is not just to understand the world but to change the social life of mankind for the
better Marx suggested a revolutionary path.
● Marx saw societies that liberal capitalism helped create as fundamentally unequal as a
consequence of property concentration with a few
● He wanted to create a society where "man shall not be exploited by man" and where each
individual will have the full opportunity to develop his or her personality and potential.
● He also was the first major thinker to stress the historical exploitation of the female gender and
the need for women's liberation.
● The most important themes of Marxist political theory are class division, class struggle, property
relations, modes of production, the state as an instrument of class domination, and revolution
by the proletariat.
● Marxism also suggests that rights, liberty, equality, justice, and democracy in a capitalist liberal
democracy are only enjoyed by the rich and property classes because the state is controlled by
the upper classes who use the institutions of the state as a tool for class exploitation.
● He believed real liberty and equality can only be achieved in a classless and stateless society.
● Marxist political theory provided the basis for the establishment of a socialist state through
revolutionary action.
4. Empirical-Scientific Political Theory
● In America, a new kind of political theory was developed particularly in the post second world
war period that suggested relying on the scientific method (instead of philosophical) and basing
theories upon facts (rather than on values).
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● Charles Merriam, Harold Lasswell, Gosnell, David Easton, and Stuart Rice focused on studying
politics in the context of the behavior of individual human beings as members of a political
community.
● The task of the political theory according to this new school of thought is to formulate and
systematize the concept of the science of political behavior in which emphasis is placed on
empirical research than on political philosophy.
● Behavioral scientists suggested a political theorist should clarify and criticize “systems of
Concepts” which have empirical relevance to political behavior.
5. Behavioral Political Theory
● It suggested that the job of political theory is to explain political phenomena and extrapolate
from that and predict the future.
● Political theory is not to question or propose who rules, should rule, and why but rather who
does rule and how?
● Or in other words, it should not question the basis of the state but should be happy with the
status quo, stability, equilibrium, and harmony in the society.
● It should focus attention on the study of the political behavior of men, groups, and institutions
irrespective of their good or bad character. Practical political theory is not only concerned with
the study of the state but also with the political process.
● Since 1970 the sole focus of the empiricists and behavioral scholars on science, value-free politics,
and methods came under criticism and lost popularity because they failed to address pressing
political and social issues.
● So there has been a revival of interest in political theory in the USA, Europe, and other parts of
the world.
● Thinkers like John Rawls, Robert Nozick, Habermas made noteworthy contributions and took up
basic issues like liberty, equality, and justice, etc.
● Theory again regained the status of a legitimate form of knowledge and inquiry.
● Further many scholars expressed that social sciences throw up distinctive problems that cannot
be grasped by scientific models. (This is because perceptions and resulting actions of men vary
and the same phenomenon can be viewed differently by different minds who may interpret the
social issues differently).
● So, it is difficult to do an objective scientific analysis of social issues and events with scientific
rigor.
● John Rawls's book: “A Theory of Justice” was important because he examined basic issues like
rights, duties, and obligations with great brilliance and offered a justification of civil disobedience,
and with an original inquiry into intergenerational justice.
● Scholars like Peter Laslett, John Pocock, Quentin Skinner, and John Dunn were called the 'new
historians' of political thought.
● Juergen Habermas and the Frankfurt School gave important theories and Ronald Dworkin focused
on the philosophy of law.
● David Held has opined that contemporary political theory has four distinct tasks:
○ Philosophical: to focus on the fundamental philosophical positions of the normative and
conceptual framework;
○ Empirical: to empirically understand and explain the concepts;
○ Historical: to examine the important concepts in the historical context;
○ Strategic: to assess the feasibility of moving from where we are to where we might like to be.
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Nature and scope of political science
Political Theory as science
● "Science is a systematic body of knowledge, the facts of which have been accurately and impartially
collected, arranged, and classified through the use of various scientific methods of observation,
comparison, and experimentation."
● Various arguments are forwarded for and against the discipline being a science.
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Is Politics an Art?
● The term 'Art' refers to the practical application of knowledge. Political Science applies knowledge
about political events for creating a good social and political order. Hence, it is an art.
● Robert Dahl states that "Political Science is both Science and Art. Whenever students of Political
Science test their theories against the data of experience by observation, political analysis can be
regarded as scientific. When this political analysis is applied to the working of political institutions it
is an art"
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6. It is the study of Power, Authority, Influences, Political activities, and Political Processes: Political
Science is normative as well as empirical. The normative approach of Political Science studies norms,
ideals, morals, principles, and philosophy of political science e.g., What should be the nature of the
state etc. The empirical approach of political Science observes and analyses political activities and
institutions as they are scientific.
7. Master Science: Aristotle called political science the 'Master Science' because Politics determines the
environment within which every person will organize his life. No one can claim that he has nothing
to do with politics. No one can escape from the parameters set by politics. Politics is the total study
of Man, Society, State, Morality, etc.
8. Study of Political system and its environments: Varied political systems exist and function in
different environments. Political science studies them concerning the response given and feedback
secured. The policies of one system have an impact on the other systems. Also, political decisions are
not made in vacuums. These are influenced by economic structure, social institutions, and the whole
environment in which the state functions.
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● Hume, Max Weber, Comte, and Marx, detached values from facts and regarded political theory
as merely individual or group preferences.
(i) These preferences were related, not to certain metaphysical or moral realities, but to one's
own life experiences. Europe had evolved a common set of values like capitalism, nationalism,
and democracy, from 1848 to 1918, and could afford 'moral relativism. It continued to bask
in the dreamland oblivious of the rise of a new value system in Russia, Fascism in Italy, and
Nazism in Germany.
(ii) Excessive concentration on the study of facts, structures, processes, motives, attitudes, etc
led to hyper-factionalism or crude empiricism resulting in an avalanche of facts that was
swaying away the whole discipline.
3. Expansion of state power, bureaucracy, and huge military establishments and failure in building
democracy:
● Alfred Cobban looked at the expansion of state power, bureaucracy, and huge military
establishments as a danger to the growth of political theory.
● The Communist world suffered from the concentration of power and the party machine, whereas
the western world failed to reform its democracy as a living tool'.
● Abstraction of the state as an engine of power keeps moral values away from politics. All this has
resulted in the consequential decline of political theory.
4. Lack of creative ideas and blind adoption of the scientific method:
Cobban opines that political thinking itself has become directionless, and lacking in the past.
Worried about the fate of society, and seriously wanted to reform it through their creative ideas.
● The historical approach led to power as the standard of success. In order to gain power theorists
blindly adopted scientific methods. Blind adoption of the scientific method, borrowed from
natural sciences, resulted in the loss of criteria of judgment and merely produced cold-blooded
passionless scholars who made vague theories that lacks a humanitarian approach.
5. Ideological Reductionism:
● Dante Germino discovers 'ideological reductionism' as the cause of the decline of political theory.
By this, he means reducing political theory to merely an ideology, such as Marxism.
● Positivisation of social science or a mad rat race to become 'science' and political upheavals of
democracy, nationalism, imperialism, etc.. have destroyed the environment necessary for the
growth of political theory.
● The positivism of Auguste Comte gave birth to a 'science of society or sociology by discovering
laws governing human behavior. It was patterned on natural sciences. Marx claimed that he had
discovered the laws of human development. With such laws in hand or with the Marxist ideology
of society, the existing class could be transformed into a classless and stateless society. The lack
of scientifically ideological practice reduced the trend of theory and thus made political theory a
utopian idea to practice
6. The strict distinction between empirical knowledge and value judgments:
● Another cause of decline found by Germino is the rigid separation of “ought to be and fact” and”
value and being (reality”)
● Max Webber made a sharp distinction between empirical knowledge and value judgments. Based
on this separation, he challenged the Marxian view.
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● Although, he accepted the role and importance of values but put it beyond the purview of
scientific treatment.
○ As a social scientist, he stood for ethical neutrality which makes a political (value) theory
difficult to grow.
○ Therefore, Germino is convinced that a full recovery of critical political theory within the
positivist universe of discourse cannot be achieved.
○ He regards Easton, Cobban, and Waldo as axiological positivists who unsuccessfully tried to
unite values with factual studies, and visualize the making of political theory.
7. Consensus regarding the values and objectives of society in the West and success in achieving them
in practice has also weakened the desire to have any new political theory. People have got
everything.
Partridge observes, 'If the classical political theory has died, perhaps it has been killed by the triumph
of democracy.
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● The critical theory challenges our common sense assumptions about the world and poses
controversial questions. It is a way of thinking that encourages us to critically approach our
assumptions about ourselves and the world. The Frankfurt School version of critical theory from the
beginning focused on the role of false consciousness and ideology in the perpetuation of capitalism
and analyzed works of culture, including literature, music, art, both 'high culture and ' or 'mass
culture. popular culture
● In the late 1960s, Jurgen Habermas of the Frankfurt School redefined critical theory in a way that
freed it from a tie-in with Marxism or the prior work of the School. In Habermas' epistemology, critical
knowledge was conceptualized as the knowledge that enabled human beings to emancipate
themselves from forms of domination through self-reflection and took psychoanalysis as the
paradigm of critical knowledge. Social sciences, included such approaches as world systems theory,
feminist theory, postcolonial theory, critical race theory, queer theory, social ecology, the theory of
communicative action, structuration theory, and neo-Marxian theory.
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Chapter - 1
Concepts
A concept is a general idea about something usually expressed in a short phrase. Political concepts are
political thought’s basic units of meaning
Liberty:
● Modern political and social philosophy views liberty as a key idea and a basic democratic virtue. The
idea of liberty developed at the beginning of contemporary civil society and political power.
● The most popular definition of liberty, which is a fundamental tenant of liberal philosophy, is "lack
of restrictions." The idea of liberty came into being when contemporary Europe began to form new
socioeconomic and political ties.
● ‘Licence’ means the abuse of freedom; it is the point at which freedom becomes‘ excessive’. Whereas
liberty is usually thought to be wholesome, desirable, and morally enlightening, the license is
oppressive, objectionable, and morally corrupt.
● Libertarians aim to minimize the scope of permissible behavior and increase the domain of personal
freedom. Libertarianism has occasionally drawn support from both liberals and socialists, but in the
latter half of the 20th century, it came to be more closely associated with the promotion of free-
market capitalism and the defense of private property rights.
● Right-wing libertarians like Milton Friedman and Robert Nozick view freedom primarily in economic
terms and support the greatest degree of consumer choice.
● J.S. Mill suggested a different way to discern between liberty and license. Mill advocated that people
should have the broadest possible scope of liberty since he was a libertarian who thought that
individual freedom was the foundation for moral self-development.
● Professor Ernest Barker discusses legal liberty, which is never total but always conditional. Lawful
liberty, he asserts, "is not absolute or unqualified liberty just because it is legal. The need for liberty
for everyone must inevitably qualify and condition the need for liberty for each individual”
● Isaiah Berlin’s (1909-1997) theory of liberty written Four Essays on Liberty (1969) contains the
following essays: Political Ideas in the Twentieth Century, Historical Inevitability, Two Concepts of
Liberty, and J. S. Mill and the Ends of Life. He advocates two types of liberty: Negative liberty And
Positive Liberty:
○ It is acknowledged that the positive idea of freedom goes beyond just defining freedom as non-
interference and does not presume that people have predetermined wishes. It examines the
process of developing an individual's selfhood, which serves as the foundation for that person's
freedom as self-determination, as it defines freedom as adhering to self-given rational principles.
“Positive liberty“, refers to the act of taking control over one’s life and realizing its fundamental
purposes.
○ “Negative liberty” revolves around the existence of a private sphere where an individual can do
as he or she pleases, free from the interference of any kind, whether from other individuals,
communities, the State, or by oppressive social forces. The individual is free of any external
barriers or constraints. Berlin defined "freedom" as "Not having my rights violated by others,"
adding that "the larger the region of non-interference, the greater my freedom."
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Negative Liberty:
● Negative freedom proponents often support the smallest state. It had a sympathetic view of
capitalism. The notion of negative freedom has often been portrayed in the form of ‘freedom of
choice.
● The notion of privacy is strongly linked to freedom when it is thought of negatively, as the lack of
outside intrusion. A "private" or personal domain of existence and a "public" universe of some sort
is suggested by the concept of privacy.
● For Hobbes, “a free man, is he, that in those things, which he by his strength and wit he can do, is
not hindered to do what he has a will to.”
● Although there is a fine line dividing self-regarding from other-regarding behavior, Mill argued that
the idea of liberty precluded any interference with one's self-regarding activities. According to Mill,
there is essentially no other justification for interfering with someone's liberty other than to prevent
"direct substantial injury" to others.
Positive Liberty:
● The goal of proponents of positive liberty is to widen this range of self-determined behavior. The
democratic processes of shared decision-making broaden the scope of self-determined behavior
according to the philosophy of positive liberty. Instead of trying to live as law-free a life as possible, the
emphasis is on making sure that everyone has a voice in the creation of the rules they must abide by.
● The antithesis of freedom, in Rousseau's view, is being subjected to one's irrational instincts or
inclinations. Rousseau said that giving in to our desires and giving in to the desires of others are
fundamentally similar. We must consciously and rationally decide to fulfill our wants. In "The Social
Contract," he claims that following one's self-prescribed laws is liberty while following the urge of
one's sheer desire is enslavement.
● According to Rousseau, each person has control over his or her desires when laws are jointly crafted
by the people and the common good is kept in mind. He saw the imposition of collectively created
laws as a type of freedom.
● In a similar vein to Rousseau, Kant contends that one's freedom can't be demonstrated by actions
that are the product of one's environment operating through them. To be free, one must be able to
select or decide amongst their choices based on some logical idea they have agreed upon.
● T.H. Green was a significant proponent of positive liberty after Rousseau. "We shall probably all agree
that freedom, correctly understood, is the greatest of benefits; that its pursuit is the true purpose of
all our labor as citizens, However, we should carefully evaluate what we mean when we talk of
freedom in this way.” said by Green in this essay on Positive Liberty
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Equality
● Political science has grappled with the issues of equality and inequality for centuries. According to
Aristotle, human revolution is primarily motivated by inequity, whether it is actual or imagined.
● Equality integrates the concept of capacity building, the modern conception of the welfare state is
still focused on equality. The idea of "full" or "absolute" equality is problematic for those who adhere
to this definition since it would go against the assumption that there are differences.
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Views of various thinker on Equality
1. Equality in Liberalism: Dworkin has emphasized that equality is more important than liberty.
Therefore, liberalism is predicated on equality rather than being opposed to it. According to Isaiah
Berlin, human dignity and equality are the foundation of liberalism since freedom is meaningless
without them.
Dworkin is a critic of Nozick’s theory and is inspired by Rawls’s theory. Dworkin supports the idea of
‘just initial distribution’. In the "A political portion" of his book “SOVEREIGN VIRTUE”, Dworkin
outlines his idea of justice.
2. Amartya Sen / Equality of capabilities: He goes beyond the concept of resource equality. The idea
of human dignity is connected to the idea of equality. Even if we allocate equal resources, equality
may not yet be attained.
There are two distinctive features of the capability approach:
● It is based on social choice.
● It is a realization-focused approach.
3. Communitarian View of equality / Complex equality:
● This term is given by Michael Walzer in Sphere of Justice. He asserts that equality is not a simple
concept but rather a complicated one. People can sometimes be made equal through differences.
Complex equality suggests ‘block the exchanges’.
● Affirmative Actions are important steps suggested by Walzer in maintaining welfarism in society
and in practicing complex equality in society.
Affirmative Actions:
The notion of "affirmative action" was first used in the United States. Affirmative action programs may
be required of countries that ratified the convention, to rectify systematic discrimination. The goal of
affirmative action is to promote societal equality.
Mikhail Bakunin "Political freedom without economic equality is a pretense, a fraud, a lie and the
workers want no lying".
Theodore Bikel "I am a universalist, passionately devoted to the cause of equality within the human
family".
Feagler "Equality of opportunity is freedom, but equality of outcome is repression".
Fromm "Men are born equal, but they are born different as well".
Justice
● The preservation of justice has been a constant battle for man. Justice is given the top priority in
democratic regimes. The Latin term jus, which means to bind or enter into a contract, is where the
word justice originated. Justice is referred to as Dike in Greek. It connotes becoming closer to virtue.
Justice entails abiding by rules (customs). Justice is defined as righteous behavior, fairness, or the
exercise of power to uphold or protect a right.
● John Rawls of Harvard University, “justice is the first virtue of social institutions.”
● Aristotle, who had defined justice as the treating of equals equally and unequally in proportion to
their inequalities. He also distinguished three types of justice: distributive justice, corrective justice,
and commutative justice
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