Sma4801 Lu5 Research Ethics

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5 LEARNING UNIT 5
5 RESEARCH ETHICS

5.1 INTRODUCTION
Research involving human participants contributed many life-saving things to our
lives but it has not always considered the ethical aspects involved with working
with humans. Learning unit 5 is intended to help you understand the importance
of research ethics. Chapter 7 of the prescribed book (Fouché, C.B., Strydom, H.
& Roestenburg, W.J.H. [Eds.]. 2020. Research at grass roots – for the social sciences and
human services professions. 5th edition. Cape Town: Van Schaik – ISBN 9780627038211)
is titled ethical conduct in research with human participants. In this chapter,
the main elements that play a role in professional practice and research ethics are
briefly discussed.

FIGURE 5.1
Module outline (lesson 5)

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LEARNING UNIT 5: Research ethics

5.2 LEARNING OUTCOMES


After working through this learning unit and the relevant parts of the prescribed
book, you should be able to:

• define ethics as a concept for the human services professions


• explain the various ethical issues and principles in professional research
• gain a perspective on the importance of the role of review boards or
ethical committees
• implement guidelines for ethical decision-making in a research project

5.3 CONTENT OF THE LEARNING UNIT


To achieve the aim and learning outcomes of this unit, you will cover the following
topics in chapter 7 of the prescribed book:
(1) concepts of ethical conduct
(2) ethical principles
(3) review boards and ethics committees
(4) guidelines for ethical decision making
After reading and thinking about the contents of chapter 7 of the prescribed book,
you will have to explain the concepts of research ethics, ethical principles, the role
of review boards, and ethics committees and guidelines for ethical decision making.

5.4 KEY CONCEPTS


The following key terms are important in this learning unit:

• access to services • ethical conduct


• actions and competence of • dissemination and publication of
researchers findings
• anonymity and confidentiality; • ethical principles
• beneficence • human participants
• code of ethics • informed consent
• collaboration with contributors • institutional review boards (IRBs)
and sponsors • non-maleficence
• compensation • research ethics committees
• conflict of interest (RECs)
• cultural sensitivity • transparency
• debriefing • violation of privacy
• voluntary participation

Remember to take a look at the glossary of terms that has been uploaded on myUnisa
under Additional Resources. If you see a term and you do not know what it means,
stop and go to the glossary. This will familiarise you with the terminology of research
and you will get comfortable with the content of this module much quicker.

https://mymodules.dtls.unisa.ac.za/pluginfile.php/15594258/mod_folder/content/0/
SMA4801_Glossary%20of%20terms%20Eng.docx?forcedownload=1

After working through the learning unit, you should be able to explain all of the
above-mentioned concepts. These concepts are all explained or defined in the
prescribed textbook and this unit.

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5.5 CONCEPTS OF ETHICAL CONDUCT


Study the section titled concepts of ethical conduct in the prescribed textbook.
In this section, the concept of ethics is defined in terms of research.

Ethics is a set of moral principles that is suggested by an individual or group, is


subsequently widely accepted, and offers rules, and behavioural expectations about
the most correct conduct towards experimental subjects and respondents, employers,
sponsors, other researchers, assistants and students (Fouché et al., 2022:118).

Let us start off with ethical theories. Follow the link to watch the video:

https://www.youtube.com/watch?v=dyF8UzDMNsw

ACTIVITY 5.1: CONCEPTS OF ETHICAL CONDUCT

You need to log on to myUnisa to access and complete this activity. Remember that the
SMA4801 myUnisa site is a vital part of your module content.
How would you define ethics as a core concept of research in the human services
professions?
Ethics can be defined as a set of moral principles that is suggested by an individual or
group, is subsequently widely accepted and that offers rules and behavioural expectations
about the most correct conduct towards participants, respondents, employers, sponsors,
other researchers, assistants, and students. Ethical guidelines also serve as standards
of conduct and a basis upon which each researcher must evaluate their own conduct.
As such, this is an aspect that should be borne in mind continuously. Ethical principles
should be internalised in the personality of the researcher to such an extent that ethically
guided decision making, and the humane and sensitive treatment of participants, become
part of the total lifestyle.

5.6 ETHICAL PRINCIPLES


Study the section titled ethical principles in the prescribed textbook. This section
of the prescribed textbook describes the different ethical principles that guide all
research activities. These ethical principles are non-maleficence, beneficence, voluntary
participation, informed consent, transparency, privacy, anonymity, confidentiality,
access to services, compensation, debriefing, actions and competence of the researcher,
cooperation with the contributors and sponsors, dissemination of findings, social
and cultural sensitivity, and conflict of interest. Look out for these terms as you work
through this section of the prescribed textbook.
Click on the link below to take a look at the discussion of ethical principles:

https://www.youtube.com/watch?v=bKz1RmOnF7g

ACTIVITY 5.2: ETHICAL PRINCIPLES

You need to log on to myUnisa to access and complete this activity. Remember that
the SMA4801 myUnisa site is a vital part of your module content.
*Download the SAN CODE OF RESEARCH ETHICS. Select one of the principles and
explain why you think it is important.

46
LEARNING UNIT 5: Research ethics

5.7 REVIEW BOARDS AND ETHICS COMMITTEES


Study the section titled review boards and ethics committees in the prescribed
textbook. Universities, research institutions and major organisations have
ethics committees or institutional review committees that consider each research
proposal in accordance with strict guidelines and procedures before the researchers
are allowed to conduct their research. For some research projects, the researchers
will require ethical clearance from the university as well as from the organisation
within which they want to conduct their research.

ACTIVITY 5.3: REVIEW BOARD AND ETHICS COMMITTEES

You need to log on to myUnisa to access and complete this activity. Remember that
the SMA4801 myUnisa site is a vital part of your module content.
*Download the UNISA Policy on Research Ethics. Read the basic principles for research
involving human participants and select one of the moral or general ethics principles.
Write a short paragraph to explain the importance of the principle you selected.

Policy on Research Ethics - ref appr - Co

5.8 GUIDELINES FOR ETHICAL DECISION MAKING


Study the section titled guidelines for ethical decision making in the prescribed
textbook, paying close attention to the risk-benefit analysis, recruitment, participation
and dissemination as it relates to ethical decision making in research.

FIGURE 5.2
Guidelines for ethical decision making: the four quadrants of research ethics
(Fouché et al., 2022:131)

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Take a look at the video below for a discussion of ethical practice:

https://youtu.be/R5vuihGRtyE

5.9 SUMMARY OF LEARNING UNIT


This learning unit provided an overview of the concepts of ethical conduct, ethical
principles, review boards, and ethics committees and finally guidelines for ethical
decision making. Ethical conduct is at the heart of all research activities and ethical
principles should not only inform ethical research but also ethical decision making
throughout our lives.

The next learning unit will look at quantitative research design (Learning unit 6)
followed by a discussion of big data in social science research in lesson 6.

5.10 REFERENCES
Bertram, C. & Christiansen, I. 2020. Understanding research. An introduction to reading
research. Pretoria: Van Schaik.
Cohen, L., Manion, L. & Morrison, K. 2018. Research methods in education. New York:
Routledge.
Epistemology, ontology and axiology in research by Organizational Communication
Channel (8:03). Available at: https://www.youtube.com/watch?v=AhdZOsBps5o
(accessed on 29 August 2020).
Fouché, C.B., Strydom, H. & Roestenburg, W.J.H. (Eds.). 2021. Research at grass
roots – for the social sciences and human services professions. 5th edition. Cape Town:
Van Schaik.
King, B., Aslam, V., Donald, A., Henderson, S., Anderson, W. & Nortje, A. 2017.
Research in practice. Cape Town: Edge learning media.
Zarah, L. 2019. 7 Reasons why research is important. [Online] Available at: https://
owlcation.com/academia/Why-Research-is-Important-Within-and-Beyond-
the-Academe (accessed on 19 March 2020).

Additional reading:
SAN Code on Research ethics http://www.globalcodeofconduct.org/wp-
content/uploads/2019/02/SanCodeHistory.
pdf
Policy on research ethics (UNISA) https://www.unisa.ac.za/static/corporate_
web/Content/Colleges/CLAW/Research/
Docs/Policy%20on%20Research%20
Ethics%20 -%20rev%20appr%20 -%20
Council%20-%2015.09.2016.pdf
Research Ethics: Definition, Principles and ht tps: // w w w.public healthnotes.c om /
Advantages research-ethics-definition-principles-and-
advantages/

Principles of research – The Belmont https://www.city.ac.uk/research/support/


Report integrity-and-ethics/ethics/principles
Laerd Dissertation – principles for research https://dissertation.laerd.com/principles-
ethics of-research-ethics.php

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LEARNING UNIT 5: Research ethics

World Health Organization https://www.who.int/activities/ensuring-


ethical-standards-and-procedures-for-
research-with-human-beings
Global advocacy for HIV prevention avac.org/principles-research-ethics
(principles of research ethics)
American Psychological Association – ht t ps: // w w w. apa.o r g /m o nito r/ jan 0 3 /
principles for research ethics principles

Assessment 3 MCQ

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