Neuropsych Dream
Neuropsych Dream
Neuropsych Dream
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A neuropsychodynamic view of dreaming
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a"ective self-regulation
Wilfred Bion can be considered the author who formulated a theory of dreaming
and wakefulness closer to the present neuroscienti#c view. Bion (1991)
completely reframed the oneiric process. According to him, dreams are a psychic
activity which guarantees mental health, as a continuum between consciousness
and the unconscious in a two-way street: dreams are the realization of emotional
experiences foreclosed during wakefulness. In his assessment regarding working
through emotional experiences, substantially di"erent from Freud, there is no
di"erence between dreaming state and waking state. The transformation of beta
elements into alpha elements is similar in the two states. The symbolic
transformation of emotional and sensorial experiences is due to the dream, even
during wakefulness (Schneider, 2010).
Following Bion, Ogden (2010) and Grotstein (2000) stress the continuity and
complexity of the oneiric function in relation to psychotic and non-psychotic parts
of one’s personality. These characteristics make the dream a fundamental
element in the capacity to modulate the states of the self (i.e. self-regulation).
Fosshage’s studies (2013) have been focused in this direction. Summarizing his
thinking on dreams:
This assertion has the value of bringing dreams out of the entangled
desire/motivation theorized by Freud and post-Freudians. It extends our vision
on the role played by dreams in the regulation of a"ects and memories. The
study of dreams has thus become part of numerous empirical research
protocols, based on large case studies, which also take into account the
uniqueness of dreams and the dreamer’s history. We will brie$y describe some of
these studies.
The Frankfurt fMRI/EEG study (FRED) group has been conducting research, using
the Moser Method, on the dreams of patients who have been depressed for
several years (Fischmann et al., 2013). Their focus was on the changes in brain
functioning during psychoanalytic psychotherapy treatments. Brain structures
were monitored via fMRI and EEG. To sum up, comparing the dreams at the
beginning of psychoanalytic treatment with those at the beginning of the third
year of analysis, the research documented the following results:
The research also highlighted, through the analysis of individual dreams, the
changes in the dream atmosphere, namely, the possibility of expressing a wider
variety of a"ects, emotions, and problem-solving skills in the dream.
In Belgrade (Hau et al., 2013; Varvin et al., 2012), a group of colleagues conducted
research on dreams produced in a sleep laboratory, with people involved in the
Balkan Wars. The dreams were studied following the Moser Method, associated
with PEA – Psychoanalytic Enunciation Analysis. Thirty dreams of 25 PTSD
patients were analyzed; the control group involved 25 subjects (and 30 dreams)
with traumatic experiences, although they had not developed PTSD. The
statistical analysis highlighted a di"erent representation of the trauma in the two
groups. The group with traumatic experiences, but without PTSD, succeeded to
produce entire dream sequences, organized in a narrative plot, with rare
awakenings. The PTSD group, in contrast, had frequent awakenings during
recurrent dreams (which involved the trauma). The results showed that, in the
group with PTSD, the ability to symbolize was intact, but the narrative structure
of the dream was absent; in fact, the dreams often presented a single image,
sometimes #guratively not connected to the trauma, even if full of anguish.
Similar research was carried out by Cartwright et al. (1984). In this protocol, the
dreams of 20 depressed patients following divorce were analyzed. The research
showed that the daily emotional worries entered the dreams in a di"erent way in
patients in remission compared with those not in remission. The latter
manifested in their dreams a lesser ability to link a"ects to memories and to
experience emotions. The author concludes that the dream content is linked to
the dreamer’s daily worries and contributes to the regulation of the mood
disorder only when the a"ects are within a certain de#ned range. If the a"ect is
excessively high or low, in such a way that it cannot be connected to the related
memories, this dream function fails. If this function fails, the transformative
process of emotions during sleep – and therefore also during wakefulness – is
blocked. Therefore, patients not in remission had no way of using the dream to
regulate the a"ects and their mood disorder persisted.
Furthermore, Cartwright et al. (1984) demonstrated how a"ects and memories
appear in dreams concerning both past and present events, and also show how
in dreams there are elements indicative of the evolution of treatment and the
remission of symptoms. Dreams convey information directly concerning the
analytic trend and its evolution. This was also highlighted by Kramer et al. (2015),
who addressed the topic of a"ects in the dream, involving the beginning and the
end of the analysis. The authors presented a descriptive analysis of the manifest
dream content of 63 patients. Dreams were analyzed according to a grid on
which psychodynamic parameters were present such as: a"ects, associations,
transference, gender, relational progress, and other categories. This research
demonstrated a prevalence of negative a"ects in the dreams at the beginning of
analysis and the prevalence of positive a"ects in dreams at the end.
The research on which daily worries enter the dream turns out to be very
meaningful. Hartmann and Brezler (2008) investigated the reaction to the attack
on the Twin Towers. The authors collected 880 dreams from 44 people (10
dreams from before the traumatic event and 10 after). The goal was to assess
whether the traumatic event had brought about any changes in the “Central
Dream Imagery,” which they de#ned as: “A contextualizing image or central
image is a striking, arresting, or compelling image – not simply a story – but an
image that stands out by virtue of being especially powerful, vivid, bizarre, or
detailed” (p. 214). The expected results of an increase in the intensity of the
Central Dream Imagery were con#rmed, but the images collected were not
directly related to the Manhattan scene. The majority of the images were related
to the fear of being attacked. This fear was represented through scenes of daily
life and not through the attack on the Twin Towers itself. In other words, the
dreams represented the concern linked to the attack, but not directly the images
of the collapse of the Twin Towers.
It is therefore highlighted that the dreams linked to traumatic events are not
dreams of replication of what has actually been witnessed, but that dreams
create images from scratch as a function of the daytime emotional request.
Domho" (1996, 2011) and Domho" and Fox (2015) considered the relationship
between dreaming, the stages of mind wandering and daydreaming. In addition
to the images of “Figurative Embodiments,” other images, de#ned as “unrealistic,”
appear in dreams and they could represent forms of cognitive impairment or
malfunction. These “unrealistic” #gures are also called “bizarre” (Blechner, 2013)
and generate in the dreamer a feeling of unrelatedness.
I do not consider that images are chosen for the purpose of disguise
and are, therefore, transformed into other images. Instead, I feel that
the dreamer selects images for their evocative power and actual
usefulness in imagistic thinking, in a manner similar to a waking
person selecting words to further the process of thinking and
communicating. (p. 443)
And he continues by supporting the thesis that images should not be translated,
but must keep the metaphor open, even when the discourse of the dream does
not appear logical and coherent. Regarding the dream inconsistency, Blechner
(2001) speaks both of the “grammar of irrationality,” which characterizes the
cognition of the dream with respect to wakefulness, and of disjoint cognition
(Blechner, 2005, 2013). In his 2013 paper, he writes:
According to the authors and studies previously reported (Bion, 1991; Cartwright
et al., 1984; Ferenczi, 1932; Grotstein, 2000; Hartmann, 1998; Langille, 2019;
Sterpenich et al., 2020), one of the main functions of dreams is to rebalance the
basic emotional systems (a"ective self-regulation). This rebalance takes place
during danger-less sleep, thanks to its deactivation of the anti-gravity muscular
system. During the waking state, it allows an a"ectively integrated and optimal
functioning of the superior cognitive cerebral regions of the hemispheric
neocortex.
It is worthwhile to note that dreams are always represented in the present time,
even when they regard past events, as if the related memory were
recollected/dreamt again in order to be reconsolidated. This memory
reconsolidation (Alberini, 2013) of traumatic events in less traumatic versions,
Full Article Figures & data
therefore bound with less unpleasant a"ects, may represent the core of the self-
repairing and a"ect
References self-regulatory
Citations Metrics function of dreaming (Fischmann &
Di"erent parts of the self seem to be represented in alternate shifts during REM
and NREM sleep (McNamara, 2004). Moreover, dreams work at #nding solutions
and trade-o"s between selves with di"erent needs or among identi#cations with
contradictory self-objects. In the case of patients, even adults, su"ering from
long-term consequences of early relational trauma, dissociative defenses, and
dissociated selves can appear as nightmares. There is experimental evidence
(Fischmann & Leuzinger-Bohleber, 2018) that repetitive traumatic dreams or
recurrent nightmares can be understood as embodied memories of early
traumatic relations which are the expression of abuse as well as neglect.
Nightmares are often the pristine representation of traumatic memories
belonging to early infancy, dissociated in the body and somatized (Bucci, 2018).
Moreover, the complete lack of nightmares and dreams would indicate worse
conditions and a bad prognosis for a therapeutic success.
This very private theatre of virtual reality is especially manifest in dreaming. Sleep
and dreaming in particular are processes that require the nightly suspension of
sensory inputs in order to foster synaptic plasticity with the aim of reducing the
redundancy and complexity accumulated during the waking life. Virtual reality
models are in this way updated and modi#ed every night. From the point of view
of the social brain, predictions (fantasies) regard the intentions of signi#cant
others, their internal worlds, or more precisely their theory of mind. Actually,
they are predictions about predictions, or second-order/meta predictions, having
the goal of realizing a synchrony of intentions and the sharing of a similar model
of the ecological niche the group inhabits. In lay terms, synchrony is gradually
realized through the sharing of the same dream or vision of the present reality
and the future to be, in spite of the fact that any prediction or fantasy is unique
to any individual due to his own history and experience.
Discussion
Ten years ago, in their comprehensive review on dreams, Blundo et al. (2011)
a&rmed that dreaming and its associated oneiric activity had multiple
fundamental functions for the psychophysical wellbeing of a person. At that time,
neuroscienti#c knowledge did not yet o"er many answers regarding the
biological functions of dreams. Nonetheless, as surveyed in the previous
paragraphs, the centrality of dreams in self-awareness, self-regulation, a"ect
regulation, memory consolidation, and internal con$ict resolution, is now
increasingly acknowledged (Langille, 2019; Sterpenich et al., 2020). Only a few of
the cited authors (Blechner, 2001, 2013; Domho", 1996, 2011; Domho" & Fox,
2015; Hobson & McCarley, 1977) speci#ed cognitive distortions or relative
dysfunctions as explanations of the apparent bizarreness of some dreams,
whose importance in the general functioning of brain cannot be ruled out so
easily.
Recently experimental evidence from Giulio Tononi’s group, from human and
animal studies, “support that emotions in dreams and wakefulness engage
similar neural substrates, and substantiate a link between emotional processes
occurring during sleep and emotional brain functions during wakefulness”
(Sterpenich et al., 2020, p. 1). According to these authors, fearful dreams were
followed by better emotion regulation in response to fear-eliciting stimuli during
wakefulness, demonstrated through fMRI and correlated with increased medial
prefrontal cortex inhibitory activity towards the limbic system and the amygdala
(Sterpenich et al., 2020).
The opposition between manifest and latent content of dreams dates back to
more than a century ago when Freud proposed his theory of dreaming in 1900.
This distinction formed the basis for the psychoanalytic metapsychology of that
time, where consciousness and unconsciousness were strongly separated and,
while consciousness was evident in itself, unconsciousness was revealed by the
latent content of dreams. Nowadays, neuroscientists have largely converged on
assuming that the unconscious and the automatic functioning of the mind are
the standard of our mental functioning and not the exception. Therefore,
consciousness is the mystery to be addressed, including dreaming as an altered
state of consciousness. Moreover, consciousness is a very limited function for a
memory capacity that corresponds to the working memory of 7 plus or minus 2
digits.
Taking the above into consideration, in our clinical practice we see the emotional
content of a dream as a useful sort of GPS or compass indicating, within the
analytic process, where the patient and the therapeutic relation stands and
where it is going.
Conclusion
This review of the literature concerning the functions of dreams indicates that
dreaming plays an evolutionary role in maintaining homeostasis from a cognitive
and a"ective point of view. The relative deactivation of cortical prefrontal regions
facilitates the emergence into dream consciousness of more emotional contents,
belonging to subcortical and limbic structures. Emotions are then expressed in
an iconic and metaphorical language. The majority of scholars, as mentioned,
have underlined the iconic and metaphorical language of dreams which is neither
bizarre nor meaningless per se, but does need to be “unraveled” in its emotional
roots. Moreover, according to the inferential brain model and predictive
processing, dreaming, as any other brain or bodily function, follows the
imperative of maintaining the organism’s homeostasis in its own ecological niche.
Therefore, the function of dreaming would be to organize and update a virtual
reality model that informs the expectations the organism has of the external
world and of its own body.
Taking all of this into account, the evidence in the literature summarized in this
paper, as well as our clinical experience, suggest that the meaning of dreaming,
represented by embodied memory and emotional virtual scenarios, should be
understood by unveiling the patient’s core emotional struggles, his/her way of
dealing with it, in daily life as well as during the analytic session. Thus, the
analyst’s function is not to highlight the dream’s latent content through
interpretations, but to tune into the emotions elicited, and actively ask about the
patient’s feelings when they are not spontaneously reported. This narrative, often
co-constructed in clinical situations, o"ers precious information about the
ongoing therapeutic process of internalized dysfunctional relational models
which can be transformed into more adaptive ones.
Disclosure statement
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