Pal Aksh Appa 2006
Pal Aksh Appa 2006
Pal Aksh Appa 2006
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Multi-method
Using a multi-method qualitative qualitative
approach to examine approach
collaborative relationships
389
Nitha Palakshappa
Department of Commerce, Massey University, Auckland, New Zealand, and
Mary Ellen Gordon
Market Truths Ltd, Omarama, New Zealand
Abstract
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Purpose – The purpose of this paper is to describe a multi-method approach for examining
collaborative relationships.
Design/methodology/approach – Collaborative relationship performance is examined by combining
narratives, structured questionnaires, and perceptual mapping within a case-based approach.
Findings – Details associated with case selection and subsequent analysis are discussed. Themes
emerging from the study are used to illustrate the depth of insights that were gained.
Research implications/limitations – The findings demonstrate the value of the approach in
discovering insights that would not have emerged from more commonly utilised methodologies.
Practical implications – The methodology described in this paper captures the detailed dynamics
of collaborative business relationships. As such, it allowed us to identify specific steps that managers
can take to improve the performance of their collaborative relationships: in particular by ensuring that
everyone involved in the relationship shares an understanding of the purpose of the relationship, and
the roles of the participating individuals and organisations.
Originality/value – The paper describes a new approach to studying collaborative business
relationships, which is needed since the overall performance of collaborative business relationships is
not improving in spite of extensive previous research trying to uncover the factors that influence
performance.
Keywords Qualitative research, Research methods, Joint ventures, Partnership, Strategic alliances
Paper type Research paper
nature of the phenomena, the fragmented nature of existing research, and conceptual
and methodological challenges.
Given the diverse nature of the phenomena, it’s not surprising that researchers have
attempted to control some variation by limiting studies to a particular industry,
relationship type, or geographic location or by limiting their studies to particular
aspects of collaborative performance or its antecedents or consequences.
Although some research examines relationships in a cross-section of industries
(Alajoutsijärvi et al., 2000; Aulakh et al., 1996; Blankenburg-Holm et al., 1996;
Chowdhury, 1992; Gulati, 1999; Harrigan, 1988), many studies concentrate on a single
industry (e.g. insurance, hospitals, automobiles or semi-conductors – Burgers et al.,
1993; Hamel, 1991) or industry type (e.g. technology-related industries). Such studies
provide considerable insight into collaboration within a particular industry; however
it’s often not clear whether the results generated are transferable to other settings.
In addition, many studies also focus on a single type of collaborative relationship. For
example, some researchers concentrate on buyer – supplier relations (Alajoutsijärvi et al.,
2000; Hausman, 2001; Jap, 1999; Paun, 1997; Zaheer et al., 1998), whereas others examine
international joint ventures (e.g. Geringer, 1991; Glaister and Buckley, 1999; Hu and Chen,
1996; Hyder and Ghauri, 2000; Lin and Germain, 1998; Luo, 2002; Lyles and Salk, 1996).
Once again, this limits the generalisability of findings to alternative types of relationships,
yet only a few studies consider multiple forms of collaborative relationships (Doz, 1996;
Dussauge et al., 2000; Harrigan, 1988; Hoffman and Schlosser, 2001).
Research on collaborative business relationships is also often limited to a particular
geographic area or areas, yet given such things as firm size or industry distribution vary
geographically, it is also not clear to what extent findings from a study of collaborative
business relationships in one particular geographic area are transferable to other areas.
Perhaps, the most serious of the limitations on the types of relationships included
in empirical studies of collaborative relationships is survivor bias. Few studies
include discontinued relationships in their sampling frames, and even among active
relationships, it’s likely to be easier to get data about relationships that are performing well
than about those that are performing poorly. This limits performance variation, and may
result in a misleading picture about the antecedents and consequences of performance.
Numerous potential antecedents of collaborative performance have been suggested
in the literature. Some studies consider the influence of environmental variables, while
others focus to a greater degree on the way partners interact. Many researchers have Multi-method
also examined how partner or organisational characteristics influence performance; qualitative
however, empirical work that attempts to tie all of these antecedents together is
lacking. This is significant given that omitting antecedents that are correlated with approach
variables that are included in a study may result in exaggeration of the importance of
variables that are included, and once again makes generalisation difficult since
different studies include and omit different antecedents. In addition, the varying 391
combinations of potential performance antecedents included in different studies make
it difficult to understand if and how these variables interact.
Whether industry, relationship type, and geographic location are held constant or
allowed to vary, and whether or not the same or different models are being tested,
researchers attempting to study collaborative business relationships also face
measurement challenges, and this may explain why many propositions that have been
made about these relationships have not been well tested empirically. Measuring
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Methodological approach
Overview of methodology
Decisions on research design within this study reflect an attempt to overcome many of
the challenges outlined in the previous section, whilst ensuring that a holistic view of
collaboration is presented from the viewpoint of participating managers.
A qualitative methodology was therefore selected based on its ability to increase our
understanding of the dynamics and outcomes of collaborative relationships. In particular,
a methodology that was open to the “new and unexpected” was essential as was a
methodology that would enable us to delve deeper into each collaborative relationship
since the main goal of the study was to step back and examine collaborative relationships
from a fresh perspective.
According to Gummesson (2001), case study research recognises a multitude of
variables and complex interrelationships, and allows for a holistic account of the
network of relationships among a number of factors. In this regard, the method moves
beyond detailing single cause-and-effect links. In particular, using case research in this
study allows the development of theory that is based on a rich understanding of
collaborative outcomes and antecedents relevant to managerial practice. With regard
to our current understanding of collaboration, a case study approach allows empirical
research that “investigates a contemporary phenomenon within its real-life context
when the boundaries of the phenomena are not clearly evident” (Yin, 1994). The
relationship was the main unit of analysis within this study.
Given the exploratory nature of this research, specific hypotheses were not
considered appropriate. As suggested by Eisenhardt (1989), the cases for this research
were chosen for theoretical rather than statistical generalisability in order to aid theory
development. According to Patton (2002), purposeful sampling allows the researcher to
examine the issues that are integral to the research by selecting information-rich cases.
Purposeful sampling was used to select the cases studied to ensure relationships
varied in terms of performance (above or below average), partner location (domestic or
international), use of technology (high or low), and resource contributions (partners
contributing similar or different resources – this distinction is similar to the horizontal
vs vertical distinction made in prior research, but more explicitly recognises that many Multi-method
relationships do not fit neatly into either of those categories) leading to a total of 16 qualitative
possible combinations (2 £ 2 £ 2 £ 2). This systematic variation was intended to
help us isolate factors that might affect performance and understand their interactions approach
and boundary conditions.
The University of Canterbury’s database of collaborative business relationships
served as the sampling frame for identifying cases. This comprehensive database, 393
which was compiled in 1997, contains details on a number of domestic and
international collaborations involving New Zealand (NZ) firms. One respondent from
one of the firms involved in the relationship completed the original questionnaire used
to create this database.
Information captured in this database included descriptive background information,
details of the collaborative activities (e.g. distribution, joint marketing) and type,
partner-related information and an overall assessment of the performance of the
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Interviews were audio taped and transcribed for analysis. The transcripts were coded
by two individuals and repeated until agreement on the assigned codes was reached.
Codes provided a guide for emergent themes and formed a crucial part of the
single-case summaries and the cross-case analysis. The compilation of a detailed case
summary for each relationship, including information from all sources, preceded
the cross-case analysis.
An important aspect of case research is the use of multiple sources of evidence to
converge on the same findings. Multiple sources help reduce the problems associated
QMRIJ with respondent bias or poor recall/articulation through the personal interview
process. The multiple source approach also allows for consideration of a broader
9,4 range of issues and within-method triangulation (Bonoma, 1985; Yin, 1994). These
procedures, in turn, strengthen the grounding of the theory, produce more accurate
results and enhance construct validity (Eisenhardt, 1989).
Depth interviews were conducted with managers in as many of the participating
394 organisations as possible (in most cases this was all participating organisations, but
two of the relationships studied were relatively large networks, and for each of those no
representatives of at least one participating organisation were interviewed) of the
partner organisations. Each interview consisted of three components. These are
discussed next.
Unstructured narrative
The unstructured phase was designed to elicit general information and was purely
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Structured questionnaire
The next phase of data collection involved the use of a structured questionnaire.
This was carefully constructed to enable comparisons across the collaborative
relationships. The structured section included questions about the inputs provided by
each of the partners, the scope of the relationship, contributions of each partner and
measures used to assess the success of the relationship. Specifically, the structured
section concerned:
.
the specific inputs provided by each partner, including such things as research
and development, marketing or distribution channels;
.
the scope of the relationship in terms of activities, product-markets and
geographic markets;
.
the experience level of each partner with respect to each input and geographic
market;
.
any specific outcome measures used to evaluate the relationship, and Multi-method
achievement of objectives. qualitative
The measures used allowed for a richer description of the specific collaborative approach
relationship than was available in either the original database or in most previous
research. That is because such things as inputs and market boundaries were described
by the managers rather than specified a priori. 395
Asking the same questions of multiple partners within a relationship and multiple
individuals within the same organisation enabled us to compare and contrast descriptions
given by different participants in the same alliance. This was important in understanding
just how serious a limitation the reliance on single informants in most research on
collaborative business relationships is, and in considering whether the extent of consensus
relates to the level of performance within collaborative business relationships.
This section was considered particularly important for the future development of a
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Perceptual mapping
Perceptual mapping techniques (Huff, 1990) were used to develop a visual representation
of elements that each individual respondent believed to have influenced performance in
their relationship. Perceptual mapping is a two-dimensional technique that is used to
summarise information and obtain a visual representation of the interviewees’ thoughts.
It is a research tool that is increasingly being used by management researchers. According
to Fiol and Huff (1992). Mapping provides a good trigger for the memory of the
interviewee, and helps reveal gaps in information.
This study utilised a form of mapping that illustrates influence, causality and
system dynamics, and is designed to demonstrate causal relationships between
concepts. Selection was based on its suitability to the research purpose – that is,
developing an understanding of the factors influencing the outcomes of collaborative
relationships. Specifically, the mapping allowed us to assess factors participants
believe to account for performance in their collaborative relationships. The maps also
form an important part of both the single and cross-case analysis and are essential for
the development of a model of collaboration.
The mapping process was carefully developed based on work by Gordon et al.
(1999), tested and refined to ensure that it elicited managers’ perceptions concerning
what outcomes are important, what factors influenced these outcomes, and how all of
these were related, defined and measured. It was intended to highlight elements and/or
relationships that have not been discussed in the literature and to facilitate the possible
development of valid measures of factors for use in any future quantitative research on
collaborative outcomes. The details of the process that was used are described next.
The mapping section began by reiterating the outcomes highlighted by the
informant in the structured section of the interview.
First, the purpose of the section was explained to the respondent. Each respondent
was told that the aim was to discover what factors have influenced the achievement or
QMRIJ otherwise of the outcomes outlined. As the respondent listed the items, they were
9,4 recorded on a separate post-it note, using the respondent’s own terminology. Once
the respondent finished this process, the researcher probed for any extra factors.
This process was repeated until it was clear that all of the factors that the interviewee
believed influenced the achievement of the objectives within the relationship were
identified.
396 Secondly, each of the factors recorded on the post-it notes was explored
individually. The respondent was asked questions to identify different facets of the
factors and any if/how they are measured. Probing for this additional information
enabled us to increase our understanding of managerial definition and interpretation of
factors, measurement, and evaluation. For example, if good distribution channels were
suggested as an important factor, through probing we may have discovered that the
particular interviewee determines whether a distribution channel is good by
considering its timeliness, efficiency and so on. If more than one facet was been
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outlined for each factor, the respondent was then questioned further to ascertain
whether the different facets are indeed to be considered in combination or separately
(in which case a separate post-it note is utilised).
Any extra information included on the post-it note as a result of probing was coded
if appropriate. Explanations for factors were coded with a bullet point (†). Any
measurement of factors were coded (M), and those factors outlined as important/less
important were coded with either a ( *) or (#), respectively. Once this process was
complete, the post-it notes were laid out on a large piece of white A2 paper. The
respondent is asked to examine each of the post-it notes to ensure that they accurately
capture what is being said. Any necessary corrections were made at this stage. Also,
any recognised similarities or differences were explored.
At this point the respondent was asked to categorise the post-it notes based on any
perceived similarities. This process resulted in a series of post-it note piles. The
respondent was asked to provide a title for each pile. Concurrently, the respondent was
asked to begin placing the notes or categories of notes according to how they have
influenced each other and thereby the outcomes of the relationship. The next step
involved asking the respondent to place arrows on the map between factors in order to
demonstrate, visually, their influence on each other, and on the relationship outcomes.
The next step involved probing with prompts designed to ascertain the importance
of any factors highlighted in the literature as being potentially influential in
collaborative relationships that had not been mentioned by the respondent. Any factors
added at this stage were noted on a different coloured post-it to signal that it was a
prompted factor. Finally, the respondent was asked to view the map and assess its
representation of their own view of the antecedents influencing the outcomes of the
relationship.
An example of one of the maps produced is provided in Figure 1.
Analysis
According to both Yin (1994) and Eisenhardt (1989), the development of a concise case
description enhances the researcher’s familiarity with the case data, and aids
preliminary theory development. According to Patton (2002), immersing oneself in the
details of the cases enables the discovery of important themes and interrelationships.
Descriptions that are accurate, detailed and objective allow the theory to emerge
Market Issues Financial Issues Multi-method
Relationship Issues Changing Market qualitative
Financial viability
Conditions
of partner firm approach
Inability of partner to - Recesionary periodss
- Change in training
treat organisations with
delivery method Turnover
respect
- Arrogance of key - Sales (40%) 397
individual in partner (total gross sales)
Declining popularity of
firm (impact on - Rentals (60%)
key actor in videos
relationship dynamics)
New products Failure to meet original
sales targets and
Lack of support - Too much or too little
guarantees
- Marketing assistance Market share
- Order processes (fell Forecasted sales
- Training videos specifically
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apart)
Market image
naturally before links are made to extant literature. For these reasons, a single-case
summary that includes pertinent information from all sources of data formed the first
stage of analysis. Individual case descriptions were generated from a comprehensive
analysis of transcripts, structured questionnaires and perceptual maps.
To aid subsequent comparisons of findings to the literature and to facilitate the
cross-case analysis, the case accounts were arranged around the topics highlighted
from the literature as antecedents of collaboration. Further, topic headings are included
to incorporate outcome-related measures, managerial perceptions (including comments
and map related observations) and an examination of key case selection dimensions.
Hence, the following major headings were used consistently to write up each case:
.
outcomes;
.
resource contributions;
.
technology;
.
geographic scope;
.
context;
.
form and formation;
.
partner selection and opportunity;
.
relationship dynamics; and
.
managerial perceptions.
After preparing the single case summaries, cross-case analysis was undertaken.
Cross-case analysis enhances our ability to understand, explain and thereby draw out
valid generalisations (Miles and Huberman, 1994). It allows for greater explanations of
circumstances where certain observations are or are not likely to be present. Miles and
Huberman also argue that it enables the researcher to form more general categories of
QMRIJ how various conditions might actually be related. Overall, the broad approach adopted
9,4 in this study combines a case-oriented and variable-oriented approach (Miles and
Huberman, 1994), with comparison of groups of cases incorporating key selection
dimensions of the study. Each individual case is understood in its entirety, and then
compared to other cases at both a case level and a variable level.
Eisenhardt (1989) advocates within-case analysis followed by a cross-case pattern
398 search or explanation building. Eisenhardt (1989) suggests that this process is facilitated
by the selection of pertinent categories, followed by a search for within-group similarity
and intergroup differences. These categories can be those suggested by the literature or
can simply be chosen by the researcher. Given the amount of previous research that has
been conducted on collaboration, it is deemed appropriate to use dimensions derived
from the literature to facilitate comparison across cases. Within this, Eisenhardt (1989)
also stresses the importance of examining the data in divergent ways. Hence, the main
emphasis within the cross-case analysis is to search for patterns or explanations relating
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to collaborative outcomes using the selection dimensions applied in this study. The
specific process through which the cross-case analysis is conducted is described next.
The cases were initially compared solely on the combination of above- vs
below-average performance as categorised in the questionnaire completed for the
original sampling frame. This division involved comparing the above-average
relationships against the below-average relationships. As an understanding of
collaborative outcomes was the focus of this work, this major initial division is also one
of the most important. The cases are compared along the main headings used in the
write-up. This process is then repeated for domestic vs international relationships, those
that exhibited cumulative vs complementary resource contributions and either a high or
low technology use. Themes and associations between antecedents and outcomes were
noted.
In accordance with Brown and Eisenhardt (1997), each consecutive stage of analysis
incorporated a further dimension. The level of abstraction was continually decreased
with each iteration. At each stage the cases were compared along the dimensions used
in the single-case summary.
The cross-case analysis incorporated a detailed examination of responses to the
structured questionnaires and perceptual maps. These were used to highlight
comments made by individuals and elaborate on emerging themes.
The major themes discovered through the cross-case analysis were then compared
with both similar and conflicting literature in an attempt to build theoretical consistency.
Eisenhardt (1989) refers to this stage as “enfolding literature”. This process helps to
build internal validity and shape the theoretical contribution of the findings. Thus, the
cross-case analysis in this study fulfils the important role of furthering understanding,
but also provides useful insights into some interrelationships among facets of
collaborative relationships. In short, the analysis allows some understanding of how
many of the antecedents are interrelated and aid collaborative outcomes.
by each firm within a relationship were associated with the achievement of objectives.
As responses were sought from all participating organisations and individuals, we
were able to compare ratings and perceptual maps within and between participating
organisations. Relationships in which objectives were achieved showed a greater level
of comparability in the responses provided by participating individuals and
organisations. For example, Figure 2 is a perceptual map pertaining to the same
relationship as Figure 1, but generated from an interview with a different participant.
Note how differently these two participants in this unsuccessful relationship perceive
the situation.
opportunity to describe their relationships through their own eyes and using their own
words.
As a result of this approach potential facilitators and detractors of collaborative
performance were identified. This methodology allowed the extraction of subtle
nuances that were unlikely to be accessible within a traditional quantitative design.
The insights emerging from the case analysis have provided propositions relating to
collaborative performance which can now be tested quantitatively. As the research
method has also enabled the perceptions and concerns of the managers actually
involved in alliances to be captured, the findings provide managerially relevant
implications.
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Mary Ellen was previously a Senior Lecturer at the University of Canterbury in Christchurch,
New Zealand. Given her background, Mary Ellen maintains strong ties with many academics
which provides a bridge between her consulting work and leading-edge academic research in
New Zealand. E-mail: [email protected]
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