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Applied Underwater
Acoustics
Leif Bjørnø
UltraTech Holding, Taastrup, Denmark
Edited by
David Bradley
Elsevier
Radarweg 29, PO Box 211, 1000 AE Amsterdam, Netherlands
The Boulevard, Langford Lane, Kidlington, Oxford OX5 1GB, United Kingdom
50 Hampshire Street, 5th Floor, Cambridge, MA 02139, United States
Copyright © 2017 Elsevier Inc. All rights reserved.
No part of this publication may be reproduced or transmitted in any form or by any means,
electronic or mechanical, including photocopying, recording, or any information storage
and retrieval system, without permission in writing from the publisher. Details on how to
seek permission, further information about the Publisher’s permissions policies and our
arrangements with organizations such as the Copyright Clearance Center and the
Copyright Licensing Agency, can be found at our website: www.elsevier.com/permissions.
This book and the individual contributions contained in it are protected under copyright by
the Publisher (other than as may be noted herein).
Cover image: HISAS 1030eproduced image of a sunken WWII oil tanker copyright
©Kongsberg Maritime AS and Norwegian Defence Research Establishment (FFI).
Reprinted with permission.
Notices
Knowledge and best practice in this field are constantly changing. As new research and
experience broaden our understanding, changes in research methods, professional
practices, or medical treatment may become necessary.
Practitioners and researchers must always rely on their own experience and knowledge in
evaluating and using any information, methods, compounds, or experiments described
herein. In using such information or methods they should be mindful of their own safety
and the safety of others, including parties for whom they have a professional responsibility.
To the fullest extent of the law, neither the Publisher nor the authors, contributors, or
editors, assume any liability for any injury and/or damage to persons or property as a
matter of products liability, negligence or otherwise, or from any use or operation of any
methods, products, instructions, or ideas contained in the material herein.
D.A. Abraham
Ellicott City, MD, United States
L. Bjørnø
UltraTech Holding, Taastrup, Denmark
Ph. Blondel
Department of Physics, University of Bath, Bath, United Kingdom
M.J. Buckingham
Scripps Institution of Oceanography, University of California, San Diego,
La Jolla, CA, United States
A. Caiti
University of Pisa, Pisa, Italy
N.R. Chapman
University of Victoria, Victoria, BC, Canada
B. Dushaw
University of Washington, Seattle, WA, United States
D. Fattaccioli
LMA-CNRS, Marseille and DGA Naval Systems, Toulon, France
P. Gambogi
University of Pisa, Pisa, Italy
A. Gavrilov
Curtin University, Perth, WA, Australia
G. Grelowska
Gdansk University of Technology, Gdansk, Poland
P. Grenard
CTBTO, Vienna International Centre, Vienna, Austria
G. Haralabus
CTBTO, Vienna International Centre, Vienna, Austria
R.A. Hazelwood
R&V Hazelwood Associates LLP, Guildford, United Kingdom
S. Ivansson
Swedish Defence Research Agency, Stockholm, Sweden
D.R. Jackson
Applied Physics Laboratory, University of Washington, Seattle, WA,
United States
xiii
xiv List of Contributors
E. Kozaczka
Gdansk University of Technology, Gdansk, Poland
P.A. Lepper
Loughborough University, Loughborough, Leicestershire, United Kingdom
J.F. Lynch
Woods Hole Oceanographic Institution, Woods Hole, MA, United States
P. Mikhalevsky
Leidos Inc., Arlington, VA, United States
J.L. Miksis-Olds
University of New Hampshire, Durham, NH, United States
T.H. Neighbors III
Leidos Corporation (Retired), Bellevue, WA, United States
A.E. Newhall
Woods Hole Oceanographic Institution, Woods Hole, MA, United States
L. Pautet
CTBTO, Vienna International Centre, Vienna, Austria
M. Prior
CTBTO, Vienna International Centre, Vienna, Austria
M.D. Richardson
Marine Geosciences Division, Naval Research Laboratory,
Stennis Space Center, MS, United States
S.P. Robinson
National Physical Laboratory, Teddington, United Kingdom
D. Scaradozzi
University of Pisa, Pisa, Italy
J.-P. Sessarego
LMA-CNRS, Marseille and DGA Naval Systems, Toulon, France
C.C. Tsimenidis
Newcastle University, Newcastle upon Tyne, United Kingdom
M. Zampolli
CTBTO, Vienna International Centre, Vienna, Austria
Preface
The preface is a personal introduction to the book, with some comments about the
contents as seen by the author, the intent of the work, and recognition of those who
have contributed. The last is easy: the team of authors who contributed chapters or
sections of chapters are, without qualification, an outstanding group of experts who
have given their time and knowledge to make this book a valuable and useful text for
those working in the world of undersea science and technology. They have been a
joy to work with and are complemented and thanked for their efforts. From conver-
sations with Leif, we know his intent was to provide the undersea community with a
science-based text, yet an easily understood and practical reference to the details of
Underwater Acoustics. From these same conversations, it was clear his concept was
to draw on multiple expertises, vice singular authorship, as he felt strongly that the
readership would benefit from the depth that a group of experts would provide.
The introduction is “short and sweet”: Consider the following to be a practical
compendium of the knowledge of Underwater Acoustics; it is meant to be a working
document that readers can draw on to accomplish their specific task and a reference
base for further study, if required.
Leif wished to dedicate this book to Walter G. Mayer, late Professor of Physics at
Georgetown University, Washington, D.C., USA, a close personal friend and
colleague for many years.
I thank Irina, my wife, for her support, encouragement, and patience; her presence
at my side is critical in endeavors like this.
For Leif Bjørnø,
Tom Neighbors and Dave Bradley
xv
CHAPTER
General Characteristics
of the Underwater
Environment 1
L. Bjørnø1,y, M.J. Buckingham2
1
UltraTech Holding, Taastrup, Denmark ; Scripps Institution of Oceanography,
University of California, San Diego, La Jolla, CA, United States2
1.1 INTRODUCTION
Over the past about 100 years the exploitation of the seas and their resources has
continuously increased. Acoustic waves have turned out to be a very useful tool
for detecting resources and objects in the water column and on the seafloor. Other
methods have been used with varying degrees of success depending on the objects
to be detected or investigated. These methods include magnetics, magnetic anomaly
detection, where minor changes in the earth’s magnetic field due to presence of an
object can be measured; optical methods; electric field changes; hydrodynamics
such as pressure changes; thermal methods; and electromagnetic waves. While
radar is very useful for detection of objects above water, electromagnetic radar
waves are strongly absorbed in seawater. While electromagnetic waves in the visible
frequency band from 4 to 8$1014 Hz are much less absorbed, with a minimum ab-
sorption coefficient of 3$103 cm1 in the green-blue light near 455 nm wavelength
(i.e., 6.59$1014 Hz), electromagnetic wave absorption in the normally used radar
bands is several orders of magnitude higher than in the visible band. Seawater salt
contains magnesium that makes the water conduct electricity since the Mg2 þ cation
constitutes 3.7% of seawater salt. A 1 GHz radar wave in the ultra-high frequency
(UHF) band with a 0.3 m wavelength has a 1400 dB/m absorption coefficient while
the same wavelength in the 5 kHz sound wave has a 3$104 dB/m absorption coef-
ficient. Therefore, radar systems are not useful for detecting objects under water.
Underwater sound is used in many applications, such as hydrography, off-shore ac-
tivities, dredging, defense and security, marine research, and fishery.
Hydrography includes harbor and river surveys, bathymetric surveys, flood damage
assessment, engineering inspection, pipeline and cable route surveys, exclusive eco-
nomic zone (EEZ) mapping, breakwater mapping, and so on. Off-shore activities
include pipeline and cable installation and inspection, leakage detection, route and
site surveys, subsea structure installation support, renewables, remotely operated
vehicle (ROV) intervention guidance, decommissioning, reconnaissance surveys,
y
30 March 1937e24 October 2015.
Applied Underwater Acoustics. http://dx.doi.org/10.1016/B978-0-12-811240-3.00001-1 1
Copyright © 2017 Elsevier Inc. All rights reserved.
2 CHAPTER 1 General Characteristics of the Underwater Environment
search and recovery, oil and gas prospecting, and prospecting for minerals and re-
sources on and in the seafloor. Dredging includes sonars used by rock and stone
dump vessels, excavator and trailing suction hopper dredgers, cutter suction and
bucket dredgers, clamshell grab cranes and underwater plow vessels, and
placement support. Defense and security includes mine counter measures,
submarine and torpedo detection, obstacle avoidance, search and recovery, underwa-
ter communication, vessel and fleet protection, waterside security, diver detection, and
so on. Marine research includes environmental monitoring, ambient noise measure-
ments, marine archeology, marine mammal research, and fishery research.
Fishery includes fishery operations, fish school detection, catch monitoring and
control, trawl position control, phytoplankton and zooplankton investigations,
communication between monitoring sensors on fishing gear and the fishing vessel,
seabed mapping, bottom discrimination, and so on.
The counterpart to radar above water is sonar under water. SONAR is the
acronym for sound navigation and ranging. It was originally used during World
War II as an analog to the name “radar” and as a replacement for the name “asdics”
for underwater detection systems using sound, which were used by the British Royal
Navy during World War I. The two most common sonar types are passive and active.
In a passive sonar system, the acoustic signal originates at a target and propagates to
a receiver, where the acoustic signal is converted to an electrical signal for process-
ing. In an active sonar system, an electrical signal is converted to an acoustical signal
by a transmitter and the sound waves propagate from the transmitter to a target and
back to a receiver, where conversion from acoustical to electrical signal takes place
followed by electronic signal processing. Signal processing is aimed at enhancing
the return signal from the target or reducing the noise in which the return signal
may be embedded, as discussed in Chapter 11. The transmitter is normally called
the projector and the receiver is called the hydrophone, as discussed in Chapter
10. If the return signaldthe echodfrom a target is detected, the position and the
potential target movement are determined by the time delay of the echo from the
target and the direction of the echo, respectively. The speed of a moving target
can be estimated from the frequency shiftdthe Doppler shiftdin the echo from
the target, as discussed in Chapter 2.
When a sound wave is produced in water it propagates from the site where it is
produced. Sound sources can be natural, such as breaking waves, rain falling on the
water surface, seismic activities in the seafloor, and so on, or man-made such as
sonar signals, underwater explosions, ship noise, and so on, as discussed in Chap-
ter 6. During propagation the sound signal is exposed to a number of processes
which may change the sound signal and its propagation, such as sound signal
amplitude attenuation due to absorption, divergence, and scattering, as discussed
in Chapter 4. Scattering takes place during the sound wave’s interaction with
the sea surface, seafloor, and inhomogeneities in the water column, as discussed
in Chapter 5. These inhomogeneities can be natural, such as plankton, fish and
sea mammals, and variations in the sea temperature and salinity. Scattering and
reflection of sound signals may cause sound waves to follow different paths, pro-
ducing multi-path sound propagation, which can make detection of objects in the
1.1 Introduction 3
water column and on the seafloor difficult. The scattering of underwater sound may
lead to reverberation which limits detection. Use of advanced signal processing on
the transmitted and received signal opens up the possibility to avoid or reduce the
degradation of the propagated sound signal, as discussed in Chapter 11. Ambient
noise in the sea can also become a limiting factor for signal detection. The sound
signal received by a hydrophone carries information about the signal source and
what the signal has encountered while propagating from the source to the hydro-
phone. The signal received by the hydrophone is processed to extract information
of value to the user. This complicated “underwater world,” where sound propaga-
tion is influenced by many individual sources with effect on the sound signal’s
amplitude, phase, and spectral composition, is the basis for this book, “Applied
Underwater Acoustics.”
Each chapter is introduced with a section giving the necessary definitions and
describing the physical background for the subsequent sections of the chapter. The
man-made sources of sound from sonar systems of various types are described in Chap-
ter 10. This chapter also describes the different transducer types, their charge forming
elements, and their geometries. Chapter 10 illuminates the sonar types available today,
characteristic features, as well as their design, calculation, and calibration. Hydro-
phones, including array types, and their characteristics are also a part of Chapter 10.
The sound wave propagation through the water and the different factors which
influence the propagation path are discussed in several chapters. The oceanographic
features with influence on sound propagation are illuminated in Chapter 2. Chapter 2
also includes definitions and describes important acoustic wave concepts, such as
wave geometries, divergence, convergence, reflection and transmission at interfaces,
refraction and diffraction, and propagation through inhomogeneous media.
Chapter 3 discusses the capability to calculate sound propagation in the sea using
available models.
Absorption of sound in fresh and in seawater is caused by the several mecha-
nisms described in Chapter 4. The interplay of these mechanisms and their depen-
dence on frequency are discussed in detail, and the best formulations for
calculating sound absorption are provided.
When a sound wave in the sea hits a boundary, such as the seafloor, sea surface,
or an object in the water column, the sound wave is reflected and scattered. Chapter 5
describes the scattering dependence on the geometry of the scattering object and its
surface qualities. Useful expressions for scattering calculations including
perturbation approximations and the HelmholtzeKirchhoff method are provided.
Also scattering from one and two scales of surface roughness are presented. Chapter
5 provides an in-depth discussion of scattering which can lead to reverberation,
which in turn can limit sound signal reception in the sea.
Chapter 6 discusses ambient noise in the sea produced by natural sources, such as
seismic activities, breaking waves, bubbles formed near the sea surface, precipitation,
biological activities, ice, and man-made sources, such as shipping, prospecting for oil
and gas, and so on. The spectra, directivity, and ambient noise coherence are pre-
sented, and self-noise produced by the ship making, the noise measurements, and
4 CHAPTER 1 General Characteristics of the Underwater Environment
procedures for noise reduction are an integral part of Chapter 6. The temporal and
spatial variability of noise and statistical methods for characterizing noise are
emphasized.
Sound propagation in shallow water is strongly influenced by the physical prop-
erties and geometries of the sea surface and seafloor. These boundaries form a sound
channel through which the underwater sound is guided. It is possible by using
information about the boundaries to produce models for calculating sound
propagation through the channel. Many experiments have given valuable informa-
tion about sound propagation in shallow water, the continental shelf, and ice-
covered water. Chapter 7 provides up-to-date results and procedures for measuring
and calculating sound propagation in shallow water.
The seafloor has frequently the strongest influence on sound propagation in
seawater, in particular in shallow waters. This influence is produced by the nature
of the seafloor sediments, their elastic qualities and porosity, and the seafloor surface
geometry. Also, rocks and boulders on and in the seafloor influence reflection and
scattering from the seafloor. Practical models for calculating scattering from the sea-
floor at high and at low sound frequencies are provided in Chapter 8. The chapter
also includes an in-depth discussion of the physical properties important for seafloor
sound propagation, reflection, and scattering. Methods for measuring sediment geo-
acoustic properties, seafloor roughness spectra, and statistics for seafloor heteroge-
neity including methods for seafloor identification and characterization by using
sonar are presented in Chapter 8.
Underwater sound is used to investigate oceanographic and environmental sea
qualities. Sound velocity profiles are created by variations with water depth in tem-
perature, salinity, and pressure, which form sound ducts in the sea that can be used
for sound propagation over great distances. This sound propagation is used to detect
and describe oceanographic phenomena such as gyres and eddies, fronts, influx of
warmer into colder water, and water flow with different salinity, by measuring
acoustic signal arrival time to known positions around an acoustic source. This
process, which is named tomography, is used for studies at basin scale down to
shorter distances in shallow water. Acoustic tomography is described in Chapter
9. The acoustic thermometry of the ocean, where long-time variations in the ocean
temperature are detected by measurements of the arrival time of coded acoustic sig-
nals propagated over thousands of kilometers, is also an aspect of tomography. In
general acoustic signals gather information about the qualities of the materials in
which they have propagated. This information can be unveiled through inversion
procedures, where return signal processing can inform us about seafloor qualities
and characteristics of the water column and help perform rapid environmental
assessment. Inversion procedures are discussed in Chapter 9.
When underwater signals have been picked up by a hydrophone or a hydrophone
array these signals are processed. Frequently the desired signal is embedded in noise
such as ambient noise or reverberation. To detect the signal it is necessary to filter the
received signal from noise and to amplify the desired signal before the detection and
estimation process is performed. As of 2016, several signal processing “tools” are
1.2 A Brief Exposition of the History of Underwater Acoustics 5
available to the underwater acoustician. These tools and their applications are
described in-depth in Chapter 11.
Underwater acoustic methods are used extensively to detect the type and magni-
tude of biomass in the sea. Studies range from very smallescale phyto- and
zooplankton, over various species of fish to sea mammals. Systems for catch
monitoring and control and habitat mapping are described in Chapter 12, which
also includes target strengths of single fish and fish shoals and the acoustic models
used for studies. Sound produced by certain fish types, and the sensitivity of marine
fish and mammals to underwater sound are also discussed in Chapter 12.
In general, sound propagation is considered a linear process. However, higher
sound signal amplitudes may produce nonlinear processes such as harmonic distor-
tion and acoustic saturation. Nonlinear processes are also found in focused sound
fields and in cavitation, a local bubble formation process formed by pressures below
the hydrostatic pressure. Nonlinear underwater acoustics includes the use of para-
metric acoustic arrays for sound generation and reception and underwater explosions
used for prospecting for oil, gas, and minerals. Finite-amplitude underwater sound is
discussed in Chapter 13.
Chapter 14 describes a series of underwater sound applications for marine
renewables, underwater surveillance networks, investigations of soundscapes,
characterization of noise from ships and production platforms, nuclear-test-ban
treaty monitoring, underwater communication and networks, unmanned vehicles
for surveillance and monitoring, underwater archeology, investigations in polar
environments, warning against seismic activities and against tsunamis, model exper-
iments in water tanks, and seafloor application of ocean observatories.
Section 1.2 of this chapter provides a brief history of underwater acoustics.
Section 1.3 presents the international system of units used in the book, followed
in Section 1.4 with a discussion on the use of the decibel scale. Section 1.5 covers
the features of oceanography including sound speed profiles, thermoclines, arctic
regions, deep isothermal layers, expressions for the speed of sound, surface waves,
internal waves, bubbles from wave breaking, ocean acidification, deep-ocean hy-
drothermal flows, eddies, fronts and large-scale turbulence, and diurnal and
seasonal changes. Section 1.6 discusses the sonar equation which is fundamental
to underwater acoustics. Section 1.7 contains a list of the acronyms. The chapter
concludes with the list of references.
communication, shipping, defense, and security are becoming closer. The compre-
hensive activity in underwater acoustics is based on research and development
over more than two millennia, spawned by human curiosity about the sea and its
ability to support sound wave propagation.
scientists in the 18th and 19th centuries. Sound sources included bells, gunpowder,
hunting horns, and human voices. The scientists’ ears usually served as receivers. In
1743, J.A. Nollet (1700e1770) conducted a series of experiments to prove that wa-
ter is compressible. With his head underwater, he heard a pistol shot, bell, whistle,
and loud shouts. He noted that the intensity of the sound decreased only a little with
depth, thus indicating that the loss mostly occurred at the water surface. In 1780,
Alexander Monro (1733e1817) tested his ability to hear sounds underwater. He
used a large and a small bell, which he sounded both in air and in water. The bells
could be heard in water. However, he found that the pitch sounded lower in water
than in air. He also attempted to compare the speed of sound in air and in water,
and he concluded that the two sound speeds seemed to be the same.
The breakthrough in sound speed measurement came in September 1826, when
the Swiss physicist J.D. Colladon (1802e1893) and the French mathematician
J.K.F. Sturm (1803e1855) made the first widely known measurement of the sound
speed in water on Lake Geneva at a water temperature of 8 C. A bell hanging down
from a boat was used as transmitter, and when striking the bell a flash of light was
made by igniting gunpowder. This flash could be seen by Colladon in a boat about
10 miles from the transmitter. He started his watch when he saw the flash and
stopped it, when he heard the sound signal in the water about 10 s later. His receiver
was a trumpet designed with one end in the water and the other in his ear. By using
this rather primitive setup they were able to measure the sound speed in water at 8 C
as 1435 m/s, which is only about 3 m/s less than today’s accepted value [2]. From the
sound speed and water density they could determine the bulk modulus of the water.
During the years 1830e1860 scientists started thinking about applications of un-
derwater sound. Questions such as “Can the echo of a sound pulse in water be used
for determination of the water depth or the distance between ships?” or “Can the
communication between ships be improved by underwater transmission of sound?”
were posed. The frustration in relation to the use of underwater sound for depth mea-
surements is obvious from M.F. Maury’s (1806e1873) words in Chapter 12 of his book
Physical Geography of the Sea, 6th ed. 1859, where he says, “Attempts to fathom the
ocean, by both sound and pressure, had been made, but out in blue water every trial
was only a failure repeated. The most ingenious and beautiful contrivances for deep-
sea sounding were resorted to. By exploding petards, or ringing bells in the deep sea,
when the winds were hushed and all was still, the echo or reverberation from the bot-
tom might, it be held, be heard, and the depth determined from the rate at which
sound travels through water. But though the concussion took place many feet below
the surface, echo was silent, and no answer was received from the bottom.”
During the latter half of the 19th century, when the maritime world changed from
sail to engine driven ships and wood was replaced by steel in ship construction,
concern was expressed about safe navigation in fog and the danger of collision
with other ships or icebergs. John Tyndall (1820e1893) in England and
Joseph Henry (1797e1878) in the USA in separate investigations found sound prop-
agation in air to be unreliable and in 1876 recommended to the lighthouse authorities
in both countries that they adopt high-power siren warning installations at all major
8 CHAPTER 1 General Characteristics of the Underwater Environment
lighthouses. From 1873 joint experiments took place and a large-scale steam-driven
siren was built at the South Foreland lighthouse in England driven by a steam pres-
sure of 5$105 Pa and 100 to 400 Hz frequencies were investigated [3]. Sound trans-
mission conditions, however, caused problems. Wind speed and temperature
gradients over the sound propagation path caused strong variations in the sound
detection distance. The possible advantages of signaling by sound in water were
taken up again in the late 1880s by Lucien Blake and Thomas Alva Edison
(1847e1931) in the USA. Edison invented an underwater device for communication
between ships; however, for some unknown reason the US government lost interest
in his invention.
Submerged bells on lightships were introduced to a large extent during the last
years of the 19th century. The sound from these bells could be detected at a great
distance through a stethoscope or by using simple microphones mounted on a ship’s
hull. When the ship was outfitted with two detecting devices, one on each side of the
hull, it became possible to determine the possible bearing of the lightship by trans-
mitting the sounds separately to the right and the left ears of the observer. Elisha
Gray, who was working with Edison on improving the telephone, recognized that
the carbon button microphone in a suitable waterproof container could be used as
a hydrophone to receive underwater bell signals. In 1899, Gray and A.J. Mundy
were granted a patent on an electrically operated bell for underwater signaling.
FIGURE 1.1
Langevin’s piezoelectric quartz-based transmitter/receiver. (1) connected to a.c. oscillator
and amplifier and to the receiver. (2) The steel inner electrode. (3) The watertight
container. (4) The steel outer electrode. (5) The layer of 0.004 m thick slices of quartz.
Reproduced from Lasky, M., Review of undersea acoustics to 1950. J. Acoust. Soc. Amer., 61, (2), pp. 283e297
(1977), with the permission of the Acoustical Society of America.
Chilowsky left the project after filing the patent, Paul Langevin, who had
moved to Toulon, in 1917, turned his interest to the piezoelectric effectdoriginally
discovered by the Curie brothers in 1880dto develop transmitters and receivers for
underwater use. The newly developed vacuum tube amplifier, the Audion valve, was
used by Langevin for his quartz receiver, and in 1918 he completed the development
of his sandwich-type, steelequartzesteel transmitter, shown in Fig. 1.1. This trans-
mitter had a resonance frequency of 40 kHz produced by the sandwich consisting of
a layer of quartz in the form of a square mosaic 0.004 m thick and 0.2 m in square
between two square steel plates each of thickness 0.03 m. This transmitter increased
the range for one-way transmission to more than 8 km, and clear submarine echoes
were heard in February 1918.
In England Lord Rutherford had assembled a strong group of physicists at Uni-
versity of Manchester. In particular, two persons, who joined this group in 1915
and in 1916, respectively, Albert Beaumont Wood (1890e1964) and the Canadian
physicist Robert William Boyle (1883e1955) contributed substantially to sonar
development and to underwater acoustics. In 1917 several members of Lord
Rutherford’s group were moved to Parkeston Quay in the England, where they, under
leadership of professor W.H. Bragg, carried out research and development related to
underwater echolocation and passive listening under the top secret “ASDIC” project.
ASDIC is an acronym for “Allied Submarine Detection Investigation Committee” [4].
Boyle started out using the Fessenden oscillator, but found early on that its low
frequency, around 1 kHz, would not produce the necessary resolution for detecting
submarines. After contact was established between Boyle and Langevan in 1917,
10 CHAPTER 1 General Characteristics of the Underwater Environment
Boyle visited France and the scientists shared information. A slab of quartz was sent
to Boyle in England, and was tested by Boyle, who in March 1918 achieved an echo
from a submarine at nearly 500 m. The first practically working active sonar, or AS-
DICS as the British preferred to name it, was built by Boyle in November 1918. It
was successfully tested out fitted to a trawler a few days after the armistice on
November 11, 1918.
In the USA, Dr. Harvey C. Hayes (1880e1969) had gathered a group of special-
ists at Naval Experimental Station, New London, with the terms of reference “to
devise as quickly as possible the best of available technology to defeat a U-boat.”
Hayes and his group developed the towed hydrophone assembly called “the Eel,”
and a passive sonar installation using 48 hydrophonesdhull mounted and towedd
was tested on a US destroyer. This installation was the most advanced passive sonar
system produced during World War I [3].
In 1911 in Kiel, Germany, Karl Heinrich Hecht (1880e1961) developed a hydro-
dynamic siren source for producing underwater sound. Also, he developed an elec-
tromagnetic membrane transmitter, which during World War I was built into several
hundred surface ships and submarines.
The German scientist Alexander Behm (1880e1953) successfully tested the first
echosounder on the seafloor of the Fjord of Kiel in February 1916. Also, the German
engineer Hugo Lichte (1891e1963) performed extensive underwater acoustic
studies in which he correctly deduced the effects of temperature, salinity, and pres-
sure on the speed of sound. He predicted in 1919 that upward refraction produced by
pressure in deep water should produce extraordinarily long sound listening ranges.
This fact was verified many years later.
FIGURE 1.7
Normalized Munk profile for four values of the parameter R.
thermocline. Beneath the main thermocline, the axis of the deep sound channel is
located at a depth that may be anywhere between 500 and 1500 m, depending on
various factors including latitude. The region below the deep sound channel is the
deep isothermal layer, where the temperature is essentially independent of depth
and the sound speed increases linearly with increasing hydrostatic pressure.
The deep sound channel remains unaffected by surface conditions, particularly
solar heating and wind-induced mixing. Immediately beneath the surface, however,
down to depths of several hundred meters, the sound speed profile is sensitive to sur-
face inputs, showing diurnal and seasonal variations. In the North Atlantic during
winter, for example, the effect of strong winds is to create a well-mixed surface layer
of isothermal water. The sound speed in this layer increases linearly with depth, thus
forming a surface duct, which acts as an acoustic waveguide (Fig. 1.8A). In the sum-
mer months, on the other hand, the effect of solar heating is to create a surface layer
of relatively warm water, sometimes known as the secondary or seasonal thermocline
(Fig. 1.8B). This is a downward refracting layer that does not support long-range
acoustic transmission but instead gives rise to a deep acoustic shadow zone.
Occasionally, surface conditions are such as to create a sound speed profile with two
minima (Fig. 1.9). This might occur, for example, after the passage of a storm, when
solar heating creates a seasonal thermocline above a well-mixed, deep isothermal layer.
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maintained up to the almost incredible distance of 4000 miles by day,
and 6735 miles by night. The Marconi system has had many
formidable rivals, but it still holds the proud position of the most
successful commercial wireless system in the world.
We have not space to give a description of the other commercial
systems, but a few words on some of the chief points in which they
differ from the Marconi system may be of interest. We have seen that
an ordinary spark gap, formed by two metal balls a short distance
apart, becomes overheated by the rapid succession of discharges,
with the result that the sparking is irregular. What actually happens is
that the violent discharge tears off and vaporizes minute particles of
the metal. This intensely heated vapour forms a conducting path
which the current is able to cross, so that an arc is produced just in
the same way as in the arc lamp. This arc is liable to be formed by
each discharge, and it lasts long enough to prevent the sparks from
following one another promptly. In the Marconi system this trouble is
avoided by means of a rotating spark gap, but in the German
“Telefunken” system, so named from Greek tele, far off, and German
Funke, a spark, a fixed compound spark gap is used for the same
purpose. This consists of a row of metal discs about 1/100 inch
apart, and the spark leaps these tiny gaps one after the other. The
discs are about 3 inches in diameter, and their effect is to conduct
away quickly the heat of the discharge. By this means the formation
of an arc is prevented, and the effect of each discharge is over
immediately, the sparks being said to be “quenched.” The short
discharges enable more energy to be radiated from the aerial into
the ether, and very high rates of sparking are obtained, producing a
high-pitched musical note.
The “Lepel” system also uses a quenched spark. The gap
consists of two metal discs clamped together and separated only by
a sheet of paper. The paper has a hole through its centre, and
through this hole the discharge takes place, the discs being kept cool
by water in constant circulation. The discharge is much less noisy
than in the Marconi and Telefunken systems, and the musical note
produced is so sensitive that by varying the adjustments simple
tunes can be played, and these can be heard quite distinctly in the
telephone at the receiving stations.
In the three systems already mentioned spark discharges are
used to set up oscillatory currents in the aerial, which in turn set up
waves in the ether. Each discharge sets in motion a certain number
of waves, forming what is known as a train of waves. The discharges
follow one another very rapidly, but still there is a minute interval
between them, and consequently there is a corresponding interval
between the wave-trains. In the “Goldschmidt” system the waves are
not sent out in groups of this kind, but in one long continuous stream.
The oscillatory currents which produce ether waves are really
alternating currents which flow backwards and forwards at an
enormous speed. The alternating current produced at an ordinary
power station is of no use for wireless purposes, because its
“frequency,” or rate of flow backwards and forwards, is far too low. It
has been found possible however to construct special dynamos
capable of producing alternating current of the necessary high
frequency, and such dynamos are used in the Goldschmidt system.
The dynamos are connected directly to the aerial, so that the
oscillatory currents in the latter are continuous, and the ether waves
produced are continuous also.
The “Poulsen” system produces continuous waves in an
altogether different manner, by means of the electric arc. The arc is
formed between a fixed copper electrode and a carbon electrode
kept in constant rotation, and it is enclosed in a kind of box filled with
methylated spirit vapour, hydrogen, or coal gas. A powerful electro-
magnet is placed close to the arc, so that the latter is surrounded by
a strong magnetic field. Connected with the terminals of the arc is a
circuit consisting of a condenser and a coil of wire, and the arc sets
up in this circuit oscillatory currents which are communicated to the
aerial. These currents are continuous, and so also are the resulting
waves.
The method of signalling employed in these two continuous-
wave systems is quite different from that used in the Marconi and
other spark systems. It is practically impossible to signal by starting
and stopping the alternating-current dynamos or the arc at long or
short intervals to represent dashes or dots. In one case the sudden
changes from full load to zero would cause the dynamo to vary its
speed, and consequently the wave-length would be irregular;
besides which the dynamo would be injured by the sudden strains. In
the other case it would be extremely difficult to persuade the arc to
start promptly each time. On this account the dynamo and the arc
are kept going continuously while a message is being transmitted,
and the signals are given by altering the wave-length. In other words,
the transmitting aerial is thrown in and out of tune alternately at the
required long or short intervals, and the receiving aerial responds
only during the “in-tune” intervals.
The various receiving detectors previously described are
arranged to work with dis-continuous waves, producing a separate
current impulse from each group or train of waves. In continuous
wave systems there are of course no separate groups, and for this
reason these detectors are of no use, and a different arrangement is
required. The oscillatory currents set up in the aerial are allowed to
charge up a condenser, and this condenser is automatically
disconnected from the aerial and connected to the operator’s
telephones at regular intervals of about 1/1000 second. Each time
the condenser is connected to the telephones it is discharged, and a
click is produced. These clicks continue only as long as the waves
are striking the aerial, and as the transmitting operator interrupts the
waves at long or short intervals the clicks are split up into groups of
corresponding length.
Continuous waves have certain advantages over dis-continuous
waves, particularly in the matter of sharp tuning, but these
advantages are outweighed to a large extent by weak points in the
transmitting apparatus. The dynamos used to produce the high-
frequency currents in the Goldschmidt system are very expensive to
construct and troublesome to keep in order; while in the Poulsen
system the arc is difficult to keep going for long periods, and it is
liable to fluctuations which greatly affect its working power. Although
all the commercial Marconi installations make use of dis-continuous
waves exclusively, Mr. Marconi is still carrying out experiments with
continuous waves.
There are many points in wireless telegraphy yet to be explained
satisfactorily. Our knowledge of the electric ether waves is still
limited, and we do not know for certain how these waves travel from
place to place, or exactly what happens to them on their journeys.
For this reason we are unable to give a satisfactory explanation of
the curious fact that, generally speaking, it is easier to signal over
long distances at night than during the day. Still more peculiar is the
fact that it is easier to signal in a north and south direction than in an
east and west direction. There are also remarkable variations in the
strength of the signals at certain times, particularly about sunset and
sunrise. Every station has a certain normal range which does not
vary much as a rule, but at odd times astonishing “freak” distances
are covered, stations having for a short time ranges far beyond their
usual limits. These and other problems are being attacked by many
investigators, and no doubt before very long they will be solved.
Wireless telegraphy already has reached remarkable perfection, but
it is still a young science, and we may confidently expect
developments which will enable us to send messages with all speed
across vast gulfs of distance at present unconquered.
Wireless telephony, like wireless telegraphy, makes use of
electric waves set up in, and transmitted through the ether. The
apparatus is practically the same in each case, except in one or two
important points. In wireless telegraphy either continuous or dis-
continuous waves may be used, and in the latter case the spark-
frequency may be as low as twenty-five per second. On the other
hand, wireless telephony requires waves which are either
continuous, or if dis-continuous, produced by a spark-frequency of
not less than 20,000 per second. In other words, the frequency of the
wave trains must be well above the limits of audibility. Although dis-
continuous waves of a frequency of from 20,000 to 40,000 or more
per second can be used, it has been found more convenient to use
absolutely continuous waves for wireless telephony, and these may
be produced by the Marconi disc generator, by the Goldschmidt
alternator, or by the Poulsen arc, the last named being largely
employed.
In wireless telegraphy the wave trains are split up by a
transmitting key so as to form groups of signals; but in telephony the
waves are not interrupted at all, but are simply varied in intensity by
means of the voice. All telephony, wireless or otherwise, depends
upon the production of variations in the strength of a current of
electricity, these variations being produced by air vibrations set up in
speaking. In ordinary telephony with connecting wires the current
variations are produced by means of a microphone in the transmitter,
and in wireless telephony the same principle is adopted. Here comes
in the outstanding difficulty in wireless transmission of speech. The
currents used in ordinary telephony are small, and the microphone
works with them quite satisfactorily; but in wireless telephony very
heavy currents have to be employed, and so far no microphone has
proved capable of dealing effectively with these currents. Countless
devices to assist the microphone have been tried. It was found that
one of the causes of trouble was the overheating of the carbon
granules, which caused them to stick together, so becoming
insensitive. To remedy this the granules have been cooled in various
ways, by water, gas, or oil, but although the results have been
improved, still the microphones worked far from perfectly. Improved
results have been obtained also by connecting a number of
microphones in parallel. The microphone difficulty is holding back the
development of wireless telephony, and at present no satisfactory
solution of the problem is in sight.
The transmitting and receiving aerials are the same as in
wireless telegraphy, and like them are tuned to the same frequency.
The receiving apparatus too is of the ordinary wireless type, with
telephones and electrolytic or other detectors.
Wireless telephony has been used with considerable success in
various German collieries, and at the Dinnington Main Colliery,
Yorkshire. Early last year Marconi succeeded in establishing
communication by wireless telephony between Bournemouth and
Chelmsford, which are about 100 miles apart; and about the same
time a song sung at Laeken, in Belgium, was heard clearly at the
Eiffel Tower, Paris, a distance of 225 miles. The German Telefunken
Company have communicated by wireless telephony between Berlin
and Vienna, 375 miles, and speech has been transmitted from Rome
to Tripoli, a total distance of more than 600 miles. These distances
are of course comparatively small, but if the microphone trouble can
be overcome satisfactorily, transatlantic wireless telephony appears
to be quite possible.
CHAPTER XXI
WIRELESS TELEGRAPHY—PRACTICAL
APPLICATIONS