An Overview of N-Heterocyclic Carbene Properties A
An Overview of N-Heterocyclic Carbene Properties A
An Overview of N-Heterocyclic Carbene Properties A
An Overview of N-Heterocyclic
Carbene: Properties and Applications
Norein Sakander, Ajaz Ahmed, Bisma Rasool
and Debaraj Mukherjee
Abstract
1. Introduction
1
Electrophile and Lewis Acid
Figure 1.
Major applications of NHCs.
NHCs are categorised as heterocyclic entities with at least one nitrogen atom and a
carbene carbon inside the ring structure [7, 8]. Several diverse types of carbene com-
pounds with varying substitution patterns, ring diameters, and levels of heteroatom
stabilisation fit under these criteria [9]. The first known compound, IAd (1a), serves
as an illustration of the general structures of NHCs in Figure 2. The exceptional
stability of the carbene centre C2 can be partially explained by the overall electrical
and steric impact of these structural characteristics.
NHCs typically have bulky substituents next to the carbene carbon, as shown in
IAd by the two adamantyl groups attached to the nitrogen atoms. These substituents
work to kinetically stabilise the species by sterically disfavoring dimerization to the
corresponding olefin (the Wanzlick equilibrium). Yet, the nitrogen atoms’ ability to
stabilise electrons is a much more crucial feature. The highest occupied molecular
orbital (HOMO) and the lowest unoccupied molecular orbital (LUMO), which are
best defined as a formally sp2-hybridised lone pair and an unoccupied p-orbital at
the C2 carbon, respectively, in NHCs such as IAd are different from conventional
carbenes (Figure 3).
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An Overview of N-Heterocyclic Carbene: Properties and Applications
DOI: http://dx.doi.org/10.5772/intechopen.1001331
Figure 2.
Structure of carbene.
Figure 3.
Molecular orbital diagram of NHC.
The nearby nitrogen atoms maintain this structure both mesomerically and induc-
tively by contributing electron density into the vacant p-orbital and reducing the
energy of the occupied s-orbital, respectively. Because NHCs are cyclic, this forces the
carbene carbon into a configuration that is more sp2-like and favours the singlet state.
The C-N bond lengths (1.37 A) found in IAd, which lie between those of its equivalent
imidazolium salt (IAdH1, 1.33 A)4 and its C2-saturated counterpart (IAdH2, 1.49
A) [10], reflect this ground-state structure and indicate that the C22 nitrogen bonds
have partial double-bond character. All classes of NHC can be stabilised using these
broad principles, however the proportional importance of each effect differs from
compound to compound (Figure 4).
Due to their partial aromaticity, NHCs generated from heteroaromatic compounds
benefit from a higher level of stability. As less proximal steric bulk is required due
to this effect, which has been estimated to be about 25 kcal/mol for model imidazol-
2-ylidenes [11], the simple methyl-substituted NHC 1,3- di(methyl)imidazol-2-ylidene
(IMe) is persistent in solution [12]. The first example of a stable carbene that does not
benefit from aromaticity was described by Arduengo and coworkers in 1995 [13] and
is known as 1,3-di(mesityl)imidazolin-2-ylidene (SIMes). Therefore, stabilising the
carbene centre does not need two nearby nitrogen atoms [14]. Stable carbenes con-
taining only one nitrogen substituent, as the series of cyclic (alkyl) (amino)carbenes
(CAACs,) discovered by Bertrand et al. [15], have also garnered significant research
Figure 4.
Different types of N-heterocyclic Carbenes.
3
Electrophile and Lewis Acid
interest. NHCs bearing alternate heteroatoms, such as sulphur and oxygen, are acces-
sible. When the carbene centre is generated at places other than C2, similar compounds
stabilised by a single nitrogen atom may arise. These mesoionic or “abnormal” car-
benes, for which it is impossible to sketch a neutral, non-zwitterionic carbene reso-
nance structure, tend to be more electron-donating than their “normal” equivalents
and can exhibit a wide range of distinct characteristics [16, 17]. There have also been
reports of remote NHCs, in which the carbene carbon is not located close to a nitrogen
heteroatom. The characteristics of the carbene can be significantly influenced by the
size and substitution pattern of the nitrogen heterocycle. Although while instances of
NHCs with smaller or bigger ring sizes, such as N, N9- diamidocarbenes (DACs), have
also been described, the greatest class of NHCs is still 5-membered rings. Due to the
higher N-C-N bond angle in these later compounds, which in turn effectively moves
the nitrogen substituents closer to the carbene centre, there is an increase in steric
shielding. Bigger rings also have an electrical impact because the cyclic structure’s
geometric constraints change the kind and extent of heteroatom stabilisation. It is
also important to note that numerous related groups of stable carbenes exist, which,
although not being NHCs, benefit from related methods of stabilisation. These include
cyclic derivatives and cyclic species featuring different ring heteroatoms such as
phosphorus instead of nitrogen [7, 14, 17].
Understanding the reactivity of NHCs is made possible by their ground-state
electrical structure. The lone pair located in the plane of the heterocyclic ring of
NHCs makes these compounds nucleophilic in contrast to the normal electrophilicity
of the majority of transitory carbenes. The main effect of this property is that NHCs
are inclined to function as s-donors and bind to a variety of metallic and non-metallic
species. The extraordinary power and distinctive characteristics of these interac-
tions, as well as their impact on the stability, structure, and reactivity of the resulting
complexes or adducts, are what have driven NHC interest to such a high level. The
following sections go into more detail about this extensive coordination chemistry
and the various applications of NHCs that result from it.
The relative simplicity with which libraries of structurally varied analogues may
be created and researched is another appealing aspect of NHCs. Synthetic approaches
to NHCs profit from years of study on the synthesis of heterocyclic compounds since,
in the majority of situations, the carbene is produced following deprotonation of the
matching cationic heterocyclic azolium salt [18]. The steric and electrical characteristics
of the resultant carbene may be easily changed for most classes of N-heterocycles by
simply changing the starting materials in a modular synthetic procedure. With various
kinds of heterocycles having essentially varied steric needs, the nitrogen-substituents or
other groups located next to C2 have the most impact on the steric environment at the
carbene centre. The heterocycle class is the main factor controlling the NHC electronics,
however the ring backbone substitution pattern is also crucial. The evaluation of these
characteristics enables straightforward comparisons between NHCs as well as between
NHCs and other related compounds like phosphines, enabling better informed choice
of the best carbene for any particular application [19, 20].
Figure 5.
Coordination of NHC to transition metals.
Figure 6.
NHC showing medicinal properties.
5. NHCs as organocatalysts
Figure 7.
NHC as organocatalyst.
Figure 8.
Different reactivity of Breslow intermediate.
azolium salt precursor is often deprotonated in order to produce the active catalyst
in situ. The creation of asymmetric variants utilising chiral NHCs has significantly
increased the syntactic value of several of these transformations. The most successful
enantioselectivity-inducing catalysts have been those based on the triazol-2-ylidene
motif, with systems that include a chiral nitrogen substituent into a rigid polycyclic
structure being commonly used.
One geometric isomer of the Breslow intermediate is preferred over the other
when using these asymmetrical catalysts, and the electrophile approaches the least
hindered enantiotopic face. Since the benzoin condensation is reversible, the Breslow
intermediary may potentially attack other electrophiles nucleophilically. In particular,
aldehyde addition reactions to activated alkenes, like Michael acceptors, have received
a great deal of attention (the Stetter reaction). The researchers have been focusing
on expanding the pool of appropriate olefinic coupling partners for this process
[40]. Recently, the application of relatively electron-neutral styrene derivatives was
accomplished utilising an electron-rich 2,6-dimethoxyphenyl N-substituted triazol-
2-ylidene catalyst [41].
There are additional Breslow intermediate reactivity routes that do not need a
formal umpolung at the carbonyl carbon [42]. For instance, removing a leaving group
from the a-position can lead to the same kind of acyl azolium salts as those produced
by adding NHC to esters. Similar species can also be produced via the direct in situ
oxidation of the Breslow intermediate in the presence of an external oxidant or by
pre-oxidised substrates like ketenes. Upon addition-elimination of a nucleophile,
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An Overview of N-Heterocyclic Carbene: Properties and Applications
DOI: http://dx.doi.org/10.5772/intechopen.1001331
these intermediates may release the NHC fragment immediately, or they may first
react as enolate or enone equivalents with the azolium moiety as a bystander [43].
The reactivity of α,β-unsaturated aldehydes is a potent and well-studied class of
transformations. Because to the extended p-system of the Breslow-type intermedi-
ates produced with these substrates, nucleophilic attack may take place conjugately
to produce products with an umpolung at the β-position (referred to as a “conjugate
umpolung” [44]). In these methods, sterically demanding NHC catalysts that inhibit
competitive functionalization at the traditional “carbonyl” position are frequently
advantageous. The first conjugate addition of the NHC to the β-position as opposed
to the carbonyl group occurs in another category of reactions with a,b-unsaturated
carbonyl compounds. After this, the resultant adducts can react to produce products
that are a- or b-functionalized as a consequence of chemistry of the Morita-Baylis-
Hillman type or a formal umpolung at the b-position, respectively [45]. Accessing the
umpolung reactivity seen with aldehydes from other kinds of substrates is one very
fascinating topic of current study endeavour. Chi and coworkers recently published
an exquisite proof of this idea in a number of annulation reactions of saturated
aliphatic esters [46]. Figure 9 provides a mechanistic explanation for these events and
illustrates how the critical diamino dienol Breslow-type intermediate is formed. The
acyl azolium salt that results from the first nucleophilic addition-elimination of the
NHC to the ester group tautomerizes to produce an enol species. The azolium group
in this molecule has an electron-withdrawing property that makes the b-CH2 protons
very acidic. If there is an excess of DBU base (where DBU is 1,8-diazabicyclo [5.4.0]
undec-7-ene, 1.5–2 equiv.), deprotonation can take place to produce the homoenolate
equivalent. The high degree of conjugation present in the resultant intermediate with
b-aryl-substituted substrates can also help to explain the extraordinary selectivity
for this deprotonation step over more traditional a-functionalization methods. The
Breslow-type species, which may react as a nucleophile through conjugate umpol-
ung to produce b-functionalized products, is comparable to that synthesised under
standard circumstances using a,b-unsaturated aldehyde substrates.
Figure 9.
Mechanistic explanation for diamino dienol Breslow-type intermediate formation.
Figure 10.
Reaction of NHC with enones.
9
Electrophile and Lewis Acid
Aliphatic esters are often used as feedstocks in organic chemistry, but there are few
other synthetic techniques for specifically activating the b-position of these sub-
strates. This approach also permits high degrees of enantiocontrol during the annula-
tion processes utilising the chiral triazol-2-ylidene catalyst, delivering five-membered
heterocycles in enantiomeric ratios using enone, trifluoroketone, or hydrazone
electrophiles (the reaction with enones is shown in Figure 10).
6. Conclusions
Acknowledgements
Conflict of interest
Ac Acetyl
aq Aqueous
Boc tert-Butoxycarbonyl
Bu n-Butyl
Bn Benzyl
CAN Ceric ammonium nitrate
CH3CN Acetonitrile
Cbz Benzyloxycarbonyl
CuAAC CuI-catalysed azide-alkyne cycloaddition
Cu(OAc)2 Copper acetate
CuSO4 Copper sulphate
Cy Cyclohexyl
d.r. Diastereomeric ratio
DCM Dichloromethane
DIAD Diisopropyl azodicarboxylate
DMF Dimethylformamide
DMSO Dimethylsulfoxide
Et Ethyl
h Hours
IPA Isopropanol
m.p. Melting point
Me Methyl
mCPBA Meta perchloro benzoic acid
min Minutes
n-Bu n-Butyl
NaN3 Sodium azide
NH3 Ammonia
NHC N-heterocyclic carbene
Ph Phenyl
Py Pyridine
Rf Retention factor
RT Room temperature
TBS tert-Butyldimethylsilyl
t
Bu tert-Butyl
TEA Triethylamine
Tf Trifluoromethanesulfonyl
TFA Trifluoroacetic acid
THF Tetrahydrofuran
Tosylate p-Toluenesulfonate
Triflate Trifluoromethanesulfonate
Ts p-Toluenesulfonyl
11
Electrophile and Lewis Acid
Author details
© 2023 The Author(s). Licensee IntechOpen. This chapter is distributed under the terms of
the Creative Commons Attribution License (http://creativecommons.org/licenses/by/3.0),
which permits unrestricted use, distribution, and reproduction in any medium, provided
the original work is properly cited.
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DOI: http://dx.doi.org/10.5772/intechopen.1001331
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