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Education Reform in
the Twenty-First
Century
The Marketization of Teaching
and Learning at a No-Excuses
Charter School
Erinn Brooks
Education Reform in the Twenty-First Century
“What happens when schools run like businesses? In this fascinating account,
Brooks goes undercover at Eclipse Prep, a for-profit charter school, to reveal
how ‘market-centered mania’ in education is transforming the work of teaching.
Richly detailed and engaging, this book takes us into a results-driven world where
teachers compete to climb the corporate educational ladder. The results may
surprise you.”
—Joanne Golann, Assistant Professor of Public Policy and Education, Vanderbilt
University, USA, and Author of Scripting the Moves: Culture and Control in a
“No Excuses” School (2021)
“While much has been written about the education reform movement, few
studies offer the view from the inside that Erinn Brooks brings us in this amazing
book. And what a view! Brooks’ covert ethnography carefully documents the
contradictions between equity and control in a ‘No-Excuses’ charter school, and
challenges the social justice rhetoric of education reform.”
—Christopher Lubienski, Professor of Education Policy, Indiana University,
USA, and Author of The Public School Advantage: Why Public Schools
Outperform Private Schools (2013)
“In her fascinating ethnography of a network charter school, Erinn Brooks shows
us how market logic undermines quality teaching and hurts students. Anyone
who wants an inside look at the dangers of turning education over to profit-
seeking corporations will find this book indispensable.”
—Michael Schwalbe, Professor of Sociology, North Carolina State University,
USA, and Author of Rigging the Game: How Inequality Is Reproduced in
Everyday Life (2008)
Education Reform
in the Twenty-First
Century
The Marketization of Teaching and Learning at a
No-Excuses Charter School
Erinn Brooks
Sociology
St. Norbert College
De Pere, WI, USA
© The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer
Nature Switzerland AG 2020
This work is subject to copyright. All rights are solely and exclusively licensed by the
Publisher, whether the whole or part of the material is concerned, specifically the rights
of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on
microfilms or in any other physical way, and transmission or information storage and
retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology
now known or hereafter developed.
The use of general descriptive names, registered names, trademarks, service marks, etc.
in this publication does not imply, even in the absence of a specific statement, that such
names are exempt from the relevant protective laws and regulations and therefore free for
general use.
The publisher, the authors and the editors are safe to assume that the advice and informa-
tion in this book are believed to be true and accurate at the date of publication. Neither
the publisher nor the authors or the editors give a warranty, expressed or implied, with
respect to the material contained herein or for any errors or omissions that may have been
made. The publisher remains neutral with regard to jurisdictional claims in published maps
and institutional affiliations.
This Palgrave Macmillan imprint is published by the registered company Springer Nature
Switzerland AG
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Acknowledgments
Eclipse’s administrators and staff are the bedrock of this study. In spite
of my covert status, I will be forever grateful for the openness and dedi-
cation that so many of my supervisors and colleagues displayed. I experi-
enced firsthand the precarity of working in a marketized, no-excuses envi-
ronment, but I also felt the deep comradery that coworkers and friends
sometimes develop under duress. I dedicate this book to the overworked
and underappreciated teachers and school support staff at Eclipse and far
beyond.
This study began as a dissertation, which was partially funded by the
Myra Sadker Foundation Doctoral Dissertation Grant, as well as North
Carolina State University’s Dissertation Completion Grant. I am indebted
to the members of my dissertation committee, who provided invaluable
guidance and feedback from design to defense. They include Martha
Crowley (co-chair), Sinikka Elliott (co-chair), Kim Ebert, and Michael
Schwalbe.
Several undergraduate research assistants poured their hearts into
revising and editing this book. Sara VanCuyk and Mofe Wyse, thank you,
and I look forward to seeing what exciting adventures come next for each
of you. I am also deeply indebted to Corrine Wiborg; I remain beyond
impressed with your work and could not have gotten this book across the
finish line without you. I am also grateful for thoughtful feedback from
Lisa McManus and Amanda Wyant, as well as three anonymous Palgrave
reviewers.
v
vi ACKNOWLEDGMENTS
Finally, I imagine very few book projects are completed without the
loving, loyal support of friends or family who patiently endure hours of
fieldwork, writing, venting, mulling, and more writing. Thank you to my
partner, Katy, for putting up with all of it. To my five daughters, I hope
for your sake that this book adds to the critique of what schooling is and
the dream of what it might be.
Contents
vii
viii CONTENTS
2.3.1 Data 37
References 39
3 AAG’s Frontstage 43
3.1 AAG’s Frontstage 45
3.1.1 Achieving Measurable Results 45
3.1.2 Marketing the AAG Brand 48
3.1.3 Recruiting and Retaining Customers 50
3.2 Marketization and Paternalism at Work 53
3.2.1 Staffing AAG Schools 53
3.2.2 Standardizing the Labor Process 56
3.2.3 Surveilling the Labor Process 60
3.3 Front and Center 62
References 63
4 Eclipse’s Backstage 65
4.1 Eclipse’s Backstage 66
4.1.1 Managing Student Behavior 66
4.1.2 Policing the Details 72
4.1.3 Inciting Fear Instead of Feeling Afraid 77
4.2 Discussion and Conclusion 79
References 83
Appendices 185
Index 193
List of Figures
xi
List of Tables
xiii
CHAPTER 1
(Ellison & Iqtadar, 2020; Golann & Torres, 2018). In pursuit of their
college-for-all missions, no-excuses schools take militaristic approaches to
both instruction and discipline. Academically, they implement extended
school days and years, often minimizing time spent on activities other
than direct instruction. They deploy a rigid curriculum that emphasizes
students’ abilities to recite correct answers on demand, using extrinsic
motivators to cultivate student compliance (Lamboy & Lu, 2017). School
leaders demand that staff maintain the highest expectations for student
achievement, contending that any challenges related to poverty, racism,
and the like can be overcome by steadfast allegiance to the no-excuses
model (Horn, 2016). Together, instructional practices are meant to
produce continuous student growth on standardized tests—growth on
which teachers’ jobs often depends.
Disciplinarily, no-excuses schools prioritize order and obedience,
policing every detail of student appearance and behavior (Golann &
Torres, 2018; Whitman, 2008). This approach is rooted in a belief that
“sweating the small stuff” is a necessary precursor to academic success
(Whitman, 2008). In a synthesis of qualitative studies on no-excuses
schools, Ellison and Iqtadar (2020) noted the meticulousness with which
teachers monitored student behavior:
1.2.1 Accountability
Accountability refers to a widespread belief underpinning contempo-
rary education policy: schools and teachers must be held responsible, in
concrete ways, for achieving measurable results. The preoccupation with
quantification takes its inspiration from the corporate world, but it is
fueled by policies that demand schools demonstrate progress and access
funding on the basis of their data.7 This logic now informs the work
of teaching. In the most marketized environments, accountability means
that schools hire teachers as at-will employees, supervise them closely, and
1 MARKET-CENTERED MANIA AND NETWORK CHARTER SCHOOLS 9
evaluate them largely based on their students’ test scores (Abrams, 2016).
Even in school districts constrained by collective bargaining agreements,
states or private entities sometimes put teachers’ data on public display in
efforts to foster accountability.8
1.2.3 Competition
Market-centered education reform also centers on the principle of compe-
tition. Legislators, reformers, and school leaders who embrace marketiza-
tion argue that an absence of competition in the education sector drives
down school and teacher quality. Opening an otherwise closed market to
competition, they assert, improves efficiency and performance by forcing
schools to compete for students and teachers to compete for jobs (Buckley
& Schneider, 2009; Buras, 2014; Fabricant & Fine, 2015; Hoxby, 2002,
2003). Market-centered logic that prizes competition began on the far
right (Berliner & Biddle, 1995), but it now finds enormous support
among progressives. For instance, President Barack Obama’s 2009 Race
to the Top initiative (RTT) created a national grant competition, encour-
aging states to propose innovative education reforms for funding. RTT
channeled schools’ efforts in a marketized direction. Eligibility hinged on
states lifting caps on the number of charter schools allowed, plus elimi-
nating barriers to evaluating teachers based on test scores (Fabricant &
Fine, 2015). The vast majority of grant winners then incorporated two
staples of market-centered reform in their proposals: accountability via
performance-based teacher evaluations and competition through charter
school expansion (McGuinn, 2012).
1 MARKET-CENTERED MANIA AND NETWORK CHARTER SCHOOLS 11
1.2.5 Scale
Finally, market-centered reform hinges on scale. “Scaling up” describes
the growth or transformation achieved when supposedly excellent models
of schooling are replicated and proliferated across the nation’s educa-
tion landscape. The principle of scale operates at an organizational level
when districts or governments identify best practices then scale up by
implementing them in a number of schools. For example, the recent
adoption of common-core standards reflected a scaling up of a certain
set of learning outcomes (Tampio, 2018). Scale also applies to school
culture, particularly when it comes to the no-excuses model. In his book-
length profile of six inner-city schools, journalist David Whitman (2008)
praises the aim of scale in the no-excuses world. He explains,
The modern-day “no excuses” schools are thus unlike most of the high-
achieving, one-of-a-kind urban schools of earlier decades. They consciously
seek to copy themselves and spread a reform gospel, a message that runs
counter to the defeatist view that underlying social inequalities have to be
redressed before low-income minority students can do well. (p. 9)
Successful teaching in urban and rural areas requires all the same
approaches that transformational leadership in any setting requires. It
requires extraordinary energy, discipline, and hard work. What is encour-
aging is that there is nothing elusive about it. We can replicate and spread
success. By deepening our understanding of what differentiates the most
successful teachers and feeding those lessons into strategies for selection,
training, and professional development, we can increase the number of
highly successful teachers. (p. 33)
Paternalism means social policies aimed at the poor that attempt to reduce
poverty and other social problems by directive and supervisory means.
Programs based on these policies help the needy but also require that they
meet certain behavioral requirements, which the programs enforce through
close supervision. These measures assume that the people concerned need
assistance but that they also need direction if they are to live constructively.
Policies and programs that take a new paternalist approach offer tempo-
rary aid conditioned on recipients’ demonstration of prescribed behaviors.
Those providing assistance define the expected behaviors and monitor
participants closely, revoking help when outcomes are not met. This
approach gave rise to—and justifies—a host of recent changes to the US
social safety net, including the 1990s welfare reforms (Hays, 2003) and
broken-windows-style policing (Wilson & Kelling, 1998).
1 MARKET-CENTERED MANIA AND NETWORK CHARTER SCHOOLS 15
It’s undeniable that these schools aim to change the lifestyles of those
who attend them. They teach inner-city teenagers to embrace middle-class
values, to aspire to college, to behave properly, and to reject the culture of
the street. And they do all this by offering explicitly instruction in how to
behave, what to aim for, and how to get there. (Whitman, 2008, p. xiii)
Notes
1. Widespread concern about underperforming teachers and failing schools
was not always a given in the public education landscape. An elite narra-
tive mercilessly paints public schools and their teachers as at fault for not
only inefficient, low-quality education generally, but race- and class-based
achievement gaps specifically (Johnston, 2014). The Reagan and H.W.
Bush White Houses institutionalized criticism of public schooling and
teachers in unprecedented ways (Berliner & Biddle, 1995).
2. After a school is converted, the same students continue to populate the
same facilities, but instructional techniques and organizational patterns
change. Until recently, the same faculty stayed on as schools were
converted to charters (Buddin & Zimmer, 2005). It is increasingly
common for conversion schools to fire a significant proportion of—if not
all—staff (e.g., Buras, 2014).
3. One crucial difference is that CMOs have far outpaced EMOs in gener-
ating enormous enthusiasm and loyalty among teachers and leaders
(Abrams, 2016, pp. 186–187). For a detailed comparison of EMOs and
CMOs, see Abrams (2016, pp. 190–221).
4. Even before considering enrollment in a charter, families possess unequal
information and resources when it comes to choosing non-assigned
schools for their children (Fuller, Elmore, & Orfield, 1996; Lareau &
Goyette, 2014).
5. “Creaming” describes selective recruitment and enrollment practices, for
example when schools recruit more educationally favorable students that
will be potentially less costly to educate (Lacireno-Paquet et al., 2002).
1 MARKET-CENTERED MANIA AND NETWORK CHARTER SCHOOLS 19
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CHAPTER 2
Phoenix was a seventh grader with a big personality. Kind eyes softened
the smirk that often graced his face, but this depth was hard to notice at
first. Hard because, during the typical class period, Phoenix was cracking
jokes with one classmate and tirelessly teasing another. He was also a
familiar face in the hallway—a common destination for students whom
teachers decided to send out for misbehavior. As a teacher’s assistant (TA)
charged with remediating students in reading and math, I quickly learned
that Phoenix was confronting pre-Algebra coursework with the math skills
of a third grader. I hoped that I could help in some small way and tried to
build trust with him, first through short conversations, and later by slip-
ping him a pack of multiplication flashcards along with a nightly practice
log. It was especially heartbreaking, then, when Phoenix wandered to the
back of a classroom to chat with me one afternoon. We had known one
another for a few months now, and he asked, “Are you gonna be here
next year?” When I affirmed and asked why, he downplayed the question:
“I just wanted to know.” When I pressed him, he admitted, “People are
always leaving, so I just wanted to know.”
Phoenix’s question reveals a largely unspoken understanding at Eclipse
Prep: people and relationships are temporary. Mirroring other no-excuses
charter schools where annual teacher attrition can reach 50% (e.g., Torres
& Golann, 2018; Horn, 2016), Eclipse teachers come and go. Some of
this churn is rather tidy, occurring at the end of a school year, on good
terms, as a result of a move or a promotion, perhaps accompanied by
who oversees operations and supervises teachers and TAs for grades six
through eight.
Because AAG manages each school in its network, high-level admin-
istrators from national headquarters or regional hubs frequently visit
schools. AAG surveillance feels ubiquitous not only because higher-ups
visit often, but also because they sometimes drop by unexpectedly. Staff
become most familiar with regional directors, who schedule day-long
visits at least monthly. Regional directors oversee a handful of AAG
schools in a bounded geographic area. In addition to overseeing school
quality, they directly supervise principals. National directors’ visits occur
less often but draw more careful preparations and staging. National
directors oversee all network schools, and they supervise regional direc-
tors. Depending on a school’s location, they may fly in for visits. As
a result, principals and VPs structure a school day—sometimes a series
of days—around their presence. On the day of a national director’s
arrival, one-third of classrooms might be staffed by substitute teachers2 to
allow for standout teachers to participate in evaluative and developmental
meetings.
AAG maintains a vast internal labor market, and the organization both
allows and encourages staff to move between positions frequently. Occa-
sionally, movement is lateral. More often, staff achieve upward mobility
within the organization. This is by design. AAG runs specific training
programs, through which staff obtain the certification necessary to qualify
for higher-level administrative positions. Employees typically move up
one level at a time; teachers become VPs, VPs become principals, prin-
cipals become regional directors, and regional directors become national
directors. Variations of this promotion path allow teachers and VPs
to pursue educational specialties instead of school leadership positions.
For example, employees might become specialists (later directors) of
curriculum, instruction, or assessment. Later in this chapter, I discuss how
AAG positions its internal labor market as a counterbalance to relatively
low teacher salaries.
When one steps into any AAG school, certain commonalities produce a
particular experience. This is intentional; each school is an extension of
AAG and therefore a reflection of the brand. Physically, AAG schools
appear almost identical. Although building structures differ somewhat,
floors in any AAG school are carpeted with maroon, indoor-outdoor
rugs and tiled with beige, vinyl squares. In empty hallways, two stripes
on either side of the floor draw one’s eye. Each 12-inch stripe spans
the length of the hallway and squeezes groups of students into straight
lines as they transition between classrooms. AAG paint colors, signage,
logos, and mottos are consistent across network schools. Visitors immedi-
ately confront walls decorated with the AAG color palette: maroon, slate,
teal, and beige. These colors also appear on AAG’s website and in its
printed material. At Eclipse’s main entrance, bold block letters proclaim
AAG students as “super scholars.” A nearby wall of well-known univer-
sity mascots reminds visitors of the network’s goal for its students: college
readiness.
A main office lies at the forefront of each AAG school. Two front
doors house the Eclipse office—one providing a first stop for visitors and
the second providing office access for those already inside the building.
Immediately inside the main office stand two, expansive L-shaped desks.
Arranged side-to-side with only a small entryway between them, they
create a customer-service counter of sorts. The counter displays business
cards for its occupants—the administrative assistant, Ms. Thomas, who is
a white woman in her fifties, and the admissions coordinator, Ms. White,
who is a black woman in her forties. On the customer side of the counter,
upholstered maroon chairs line the wall, interrupted by a coffee table
displaying AAG literature and Eclipse printouts. Thomas registers visitors
by checking their licenses and noting a destination on hand-printed name
badges.
Beyond the customer greeting area, a shared wall hides a teacher
resource space. A crowded copy machine radiates heat, opposite a counter
with dwindling office supplies and a row of locked cabinets. In the far
corner of the resource space stands a skinny wooden table. On Eclipse’s
most put-together days, this table holds four, evenly spaced laptops. A
laminated sign on AAG letterhead declares it a “Customer Work Station,”
where parents can complete online satisfaction surveys by an approaching
deadline. To the left of the resource area stand two offices, which house
the Eclipse principal and one of four VPs.
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With these facts in view, it is convenient and not illogical to
arrange the major part of Byron’s satiric verse into two distinct
groups. The one, deeply rooted in classical and English tradition,
conforming to established conventions and obeying precedents well
understood in our language, includes English Bards, Hints from
Horace, The Curse of Minerva, The Waltz, and The Age of Bronze,
besides other works shorter and less noteworthy. The other,
retaining something of the “sæva indignatio” of Juvenal and Swift,
but embodying it in what may be called, for want of a better term, the
Italian burlesque spirit—that mood which, varying in individual
authors, but essentially the same, prevails in the poetry of Pulci,
Berni, and Casti—comprises Beppo, Don Juan, and The Vision of
Judgment. Generally speaking, this division on the basis of sources
corresponds to a difference in metre: the classical satires employ,
almost from necessity, the iambic pentameter couplet, while those in
the Italian manner adopt the exotic ottava rima. This classification is
also partly chronological, for the English satires, with the exception
of The Age of Bronze and some short epigrams, were written before
1817, and the Italian satires appeared during the eight years
following that date, while Byron was in Italy and Greece.
The numerous ballads, political verses, and personal epigrams,
some printed in the daily newspapers, others sent in letters to his
friends, constitute another interesting group of satires, about which,
however, no very satisfactory generalizations can be made. There
are also lines and passages of a satiric nature in other poems, but
these, casual as they are, need to be mentioned only because of
their connection with ideas advanced in the genuine Verse-Satires,
or because of some especial interest attaching to them.
In taking up the separate poems included in this mass of
material it seems best to observe, as far as practicable, a
chronological order, for by so doing, we may observe the steady
growth and broadening of Byron’s ability as a satirist, and trace his
connection with the events of his time. However, before proceeding
directly to an analysis of the poet’s work and methods, it is
necessary to say something of his predecessors in English satire,
from many of whom he derived so much.
CHAPTER II
ENGLISH SATIRE FROM DRYDEN TO BYRON
The lofty tone of this address ought not, however, to obscure the fact
that Pope was primarily a personal satirist, actuated too often merely
by the desire to satisfy his private quarrels. His claim to being an
agent for the cause of public virtue is sometimes justified in his work,
but not infrequently it is but a thin pretence for veiling his underlying
malice and vindictiveness. What Pope really wanted, most of all, in
his satires, was to damage the reputation of his foes; and, it must be
added, he generally achieved his aim.
Pope was both less scrupulous and more personal than Dryden.
He appropriated Dryden’s method of presenting portraits of well-
known persons under type-names; but unlike Dryden, who had
preserved a semblance of fairness, Pope was too often merely
vituperative and savage. He seldom attained that high variety of
satire which plans “to attack a man so that he feels the attack and
5
half acknowledges its justice.” Unlike Dryden, too, he rarely
mastered the difficult art of turning the individual objects of his scorn
into representatives of a broader class. His personal sketches do
not, except in a few instances like the celebrated Atticus, live as
pictures of types.
Pope, moreover, was not always discreet enough to mask his
opponents under pseudonyms. Sometimes, following a device
introduced into English satire by Hall, he used an initial letter, with
dashes or asterisks to fill out the name. More often he printed the
6
name in full. He had no scruples about making attacks on women, a
7
practice not countenanced by Dryden. In his satire on personal
enemies he was insolent and offensive: however, he seldom gave
vent to his rage, but kept cool, revised and polished every epithet,
and retorted in a calm, searching dissection of character. In his
methods he was unprincipled, never hesitating to make the vilest
charges if they served his purposes.
In matters of form and technique Pope’s art is unquestioned. He
refined and condensed the couplet until it cut like a rapier. The
beauty of his satire thus lies rather in small details than in general
effect, in clear-cut and penetrating phrasing rather than in breadth of
conception. With all this his work is marked by an air of urbanity,
ease, and grace, which connects him with Horace rather than with
Juvenal. His wit is constant and his irony subtle. He understood
perfectly the value of compression and of symmetry.
Finally he left behind him a heritage and a tradition. With all his
malice, his occasional pettiness and habitual deceit, he so
transformed the verse-satire that no imitator, following his design,
has been able to surpass it. The methods and the forms which he
used became, for good or for evil, those of most satire in the
eighteenth century. From the Dunciad down to the days of Byron it
was Pope’s influence chiefly that determined the course of English
satire in verse.
Byron was fond of associating himself with Pope. He paid
homage to him as a master, sustained, in theory at least, his
principles of versification, defended his character, and offered him
the tribute of quotation and imitation. Over and over again he
repeated his belief in “the Christianity of English poetry, the poetry of
8
Pope.” Only in satire, however, did Pope’s influence become
noticeable in Byron’s poetry; but in satire this influence was
important.
Pope’s chief contemporary in formal satire in verse was Young,
whose Love of Fame, The Universal Passion was finished in 1727,
before the publication of the Dunciad. The seven satires which this
work contains comprise portrayals of type characters under Latin
names, diversified by allusions to living personages, the intention
being to ridicule evils in contemporary social life. The Epistles to
Pope (1730), by the same author, are more serious, especially in
their arraignment of Grub Street. Young’s comparatively lifeless work
made seemingly no strong appeal to Byron. The latter never
mentions him as a satirist, although he does quote with approval
some favorite passages from his work.
Lighter in tone and less rigidly formal in structure was the poetry
of a group of writers headed by Prior and Gay, both of whom were at
their best in a kind of familiar verse, lively, bantering, and worldly in
spirit. Prior managed with some skill the octosyllabic couplet of
9
Butler; Gay was successful in parody and the satiric fable. The
connection of Prior and Gay with Byron is not a close one, although
the latter quoted from them both in his Letters, and composed some
10
impromptu parodies of songs from Gay’s Beggar’s Opera.
With Swift Byron had, perhaps, more affinity. Swift’s cleverness
in discovering extraordinary rhymes undoubtedly influenced the
11
versification of Don Juan, and his morbid hatred of human nature
12
and sordid views of life sometimes colored Byron’s satiric mood.
Much lower in the literary scale are the countless ballads and
lampoons of the period which maintain the rough and ready
aggressiveness of Marvell, in a style slovenly, broken, and
journalistic. Events like the trial of Sacheverell and the South Sea
Bubble brought out scores of ephemeral satires which it would be
idle to notice here. Of these scurvy pamphleteers, three gained
considerable notoriety: Tom Brown (1663–1704), Thomas D’Urfey
(1653–1723), and Ned Ward (1667–1731). Defoe, in several long
satires, especially in the formidable folio Jure Divino, shows the
results of a study of Dryden, although his lines are rugged and his
style is colloquial. The work of no one of these men had any visible
influence on Byron, but their production illustrates the wide-spread
popularity at this time of satire, even in its transitory and unliterary
phases.
The latter half of the eighteenth century, comparatively poor
though it is in poetry of an imaginative sort, is rich in satiric literature
of every variety. Nearly every able writer of verse—even including
Gray—tried his hand at satire, and the resulting product is
enormous. The heroic couplet as employed by Pope was recognized
as the proper measure for formal satire, and the influence of Pope
appeared in the diverse forms used: the mock-heroic, the personal
epistle, the critical verse-essay, and the moral or preceptive poem.
At the same time no small proportion of less formal satire took the
manner of Gay and Swift, in the octosyllabic couplet. The ballad and
other less dignified measures still continued popular for ephemeral
satire. Finally there was a body of work, including Cowper’s Task,
the satiric poems of Burns, and the early Tales of Crabbe, which
must be regarded as, in some respects, exceptional.
Of the satirists of the school of Pope, the greater number seem
to have had Dr. Johnson’s conception of Satire as the son of Wit and
Malice, although, like Pope, they continued to pose as the upholders
13
of morality even when indulging in the most indiscriminate abuse.
They borrowed the lesser excellencies of their master, but seldom
attained to his brilliance, keeping, as far as they were able, to his
form and method, but lacking the genius to reanimate his style.
The mock-heroic was exceedingly popular during the fifty years
following the death of Pope. The satires of one group, following The
Rape of the Lock, contain no personal invective, and are satiric only
14
in the sense that any parody of a serious genre is satiric. Another
class of mock-heroics, modelled particularly on the Dunciad, make
no pretence of refraining from personal satire, and are often violently
15
scurrilous. A large number of poems imitate the title of the Dunciad
16
without necessarily having any mock-heroic characteristics. In the
field of personal, and especially of political, satire, are many poems
17
not corresponding exactly to any of the above mentioned types.
The bitter party feeling aroused by the rise to power of Lord Bute and
by the resulting protests of Wilkes in the North Briton was the
occasion of many broadsides during the decade between 1760 and
18
1770.
Several satires of the period, based particularly on Pope’s satiric
epistles, seem to maintain a more elevated tone, although they also
19
are frequently intemperate in their personalities. An excellent
example is the very severe Epistle to Curio by Akenside, praised for
20
its literary merits by Macaulay. A small, but rather important class
of satires is made up of criticisms of literature or literary men in the
21
manner of either the Essay on Criticism or the Dunciad. Still
another group deal, like Young’s Love of Fame, with the foibles and
22
fads of society, using type figures and avoiding specific references.
It is necessary, finally, to include under satire many of the didactic
23
and philosophic poems which seemed to infect the century. These
Ethic Epistles, as they are styled in Bell’s Fugitive Pieces, are often
little more than verse sermons. Obviously many poems of this nature
hardly come within the scope of true satire. Goldsmith’s Deserted
Village (1770), for instance, has some satirical elements; yet it is,
properly speaking, meditative and descriptive verse. The same may
be said, perhaps, of the so-called satires of Cowper.
The body of work thus cursorily reviewed shows a wide diversity
of subject-matter combined with a consistent and monotonous
uniformity of style. In most of the material we find the same regular
versification, the same stock epithets, and the same lack of
distinctive qualities; indeed, were the respective writers unknown, it
would be a difficult task to distinguish between the verse of two such
satirists as James Scott and Soame Jenyns. During the fifty years
between the death of Pope and the appearance of Gifford’s Baviad
(1794) only four names stand out above the rest as important in the
history of English satire in verse: Johnson, Churchill, Cowper, and
Crabbe.
Of these writers, Johnson contributed but little to the mass of
English satire. His London (1738) and The Vanity of Human Wishes
(1749) are imitations of Juvenal, characterized by stateliness, dignity,
melancholy, and sonorous rhetoric, but with only a slight element of
24
personal attack. The latter poem received high praise from Byron.
Churchill and Byron, who have often been compared because of
their quarrels with the reviewers and their denunciation of a
conservative and reactionary government, were much alike in their
arrogant independence, their fiery intensity, and their passionate
liberalism. Churchill, however, unlike Byron, was always a satirist,
and undertook no other species of poetry. In many respects he
resembled Oldham, whose career, like his, was short and
tumultuous, and whose wit, like his, usually shone “through the harsh
cadence of a rugged line.”
All Churchill’s work is marked by vigor, effrontery, and
earnestness, and the ferocity and vindictiveness of much of it give
force to Gosse’s description of the author as “a very Caligula among
men of letters.” However, although he was responsible for two of the
most venomous literary assaults in English—that on Hogarth in the
Epistle to William Hogarth (1763) and that on Lord Sandwich in The
Candidate (1764)—he did not stab from behind or resort to
underhand methods. Despite his obvious crudities, he is the most
powerful figure in English satire between Pope and Byron.
Churchill employed two measures: the heroic couplet, in the
Rosciad (1761) and several succeeding poems; and the octosyllabic
couplet, in The Ghost (1763) and The Duellist (1764). His
versification is seldom polished, but his lines have, at times,
something of the robustness and impetuous disregard of regularity
which lend strength to Dryden’s couplets. It was to Churchill that
Byron attributed in part what he was pleased to term the “absurd and
25
systematic depreciation of Pope,” which, in his opinion, had been
developing steadily towards the end of the eighteenth century.
Churchill frankly acknowledged his preference of Dryden over
26
Pope, a partiality which he shared with Voltaire and Dr. Johnson.
The fact is, however, that, despite his failure to attain smoothness
and artistic finish, he owed more to Pope than he realized or cared to
27
admit.
With Cowper, Byron had temperamentally little in common; yet
Cowper is interesting, if only for the reason that he proves, by
contrast with Churchill, the range in manner of which the classical
satire is capable. He was most successful in a kind of mildly moral
reproof, which has often ease, humor, and apt sententiousness,
although it rarely possesses energy enough to make it effective as
satire. Cowper’s familiar verse, often satirical in tone, is almost
wholly admirable, the best of its kind between Prior and Praed.
The satire of Crabbe is essentially realistic. It portrays things as
they are, dwelling on each sordid detail and sweeping away all the
illusions of romance. In The Village (1783), for instance, Crabbe
describes life as he found it among the lower classes in a Suffolk
coast town—a life barren, humdrum, and dismal: thus the poem is an
antidote, possibly intentional, to the idyllic and sentimental picture
drawn by Goldsmith in The Deserted Village. The ethical element is
always present in Crabbe’s work, and thus he preserves the
didacticism of Pope and Cawthorn; but his homely phraseology, his
sombre portraiture, and his pitiless psychological analysis of
character connect him with a novelist like Hardy. Possibly some of
the realism of Don Juan may be traced to the example of Crabbe, for
28
whom Byron had both respect and affection.
Aside from that exercised by the work and heritage of Pope, the
most definite influence upon Byron’s satiric verse came from the
satires of William Gifford (1756–1826), which had appeared some
years before Byron began to write. Gifford, who early became the
young lord’s model and counsellor, and who later revised and
corrected his poetry, continued to the end to be one of the few
29
literary friends to whom Byron referred consistently with deference.
Gifford’s reputation was established by the publication of two
short satires, the Baviad (1794) and the Mæviad (1795), printed
together in 1797. The Baviad is an imitation of the first satire of
Persius, in the form of a dialogue between the poet and his friend;
the Mæviad paraphrases Horace’s tenth satire of the first book. Both
are devoted primarily to deserved, but often unnecessarily harsh,
criticism of some contemporary fads in literature, particularly of the
30
“effusions” of the so-called Della Cruscan School. Gifford was a
Tory in a period when the unexpected excesses of the French
revolutionists were causing all Tories, and even the more
conservative Whigs, to take a stand against innovation, eccentricity,
and individualism in any form. Since the Della Cruscans were nearly
31
all liberals, it was natural that Gifford should be enthusiastic in his
project of ridiculing the “metromania” for which they were
responsible. Thus his satires are protests against license, defending
the conventional canons of taste and reasserting the desirability of
law and order in literature.
Undoubtedly Gifford performed a certain service to the cause of
letters by condemning, in a common-sense fashion, the silly
32
sentimentality of the Della Cruscans. Unfortunately it was almost
impossible for him to compose satire without being scurrilous.
Although he may have possessed the virtue of sincerity with which
Courthope credits him, he invariably picked for his victims men who
were too feeble to reply effectually. Still the satires, appearing so
opportunely, made Gifford both famous and feared. The Baviad and
the Mæviad were placed, without pronounced dissent, beside the
Dunciad. Mathias said of the author, in all seriousness: “He is the
most correct poetical writer I have read since the days of Pope.”
Even Byron, so immeasurably Gifford’s superior in most respects,
was dominated so far as to term him “the last of the wholesome
33 34
satirists” and to refer to him as a “Bard in virtue strong.”
The plain truth is that Gifford is not always correct, seldom
wholesome, and never great. Something of his style at the worst
may be obtained from a single line,
“Yet not content, like horse-leeches they come,”
of which even the careless Churchill would have been ashamed.
Gifford wanted good-breeding, and he had no geniality; his irascible
nature made him intolerant and unjust. Moreover he lacked a sense
of discrimination and proportion; he used a sledge-hammer
constantly, often when a lighter weapon would have served his
purpose. In him the artistic satire of Pope seems to have
degenerated into clumsy and crude abuse.
Carrying to excess a practice probably begun by Pope, with the
advice of Swift, Gifford had accompanied his satires with copious
and diffuse notes, sometimes affixing a page or more of prose
35
comment to a single line of verse. Mathias, whose Pursuits of
Literature was, according to De Quincey, the most popular book of
its day, so exaggerated this fashion that it is often a question in his
work to decide which is meant for an adjunct to the other—verse or
prose annotation.
Thomas James Mathias (1754–1835), like Gifford, a Tory, with a
bigoted aversion to anything new or strange, and a firm belief in the
infallibility of established institutions, published Dialogue I of the
Pursuits of Literature in May, 1794, Dialogues II and III in June,
1796, and Dialogue IV in 1797. In his theory of satire he insisted on
three essentials: notes, and full ones; anonymity in the satirist; and a
personal application for the attack. His chosen field included “faults,
vices, or follies, which are destructive of society, of government, of
good manners, or of good literature.” Mathias is pedantic,
ostentatious in airing his information, and indefatigable in tracking
down revolutionary ideas. His chief work is a curiosity, discursive,
disorderly, and incoherent, with a versification that is lifeless and
36
unmelodious.
With the work of Mathias, this cursory summary of the strictly
formal satire in the eighteenth century comes to a natural resting-
place. Only a year or two after the Pursuits of Literature, the Anti-
Jacobin began, and in its pages we find a more modern spirit. It is
now necessary, reverting to an earlier period, to trace the progress of
satire along other less formal lines, and to deal with some
anomalous poems, which, although satiric in tone, are difficult to
classify according to any logical system.
The satiric fable had a considerable vogue throughout the
37
century, and collections appeared at frequent intervals. Nearly all
have allegorical elements and contain little direct satire, their main
object being to point out and ridicule the weaknesses and follies of
human nature. The octosyllabic couplet, the favorite measure for
fables, was also a popular verse form in familiar epistles and
38
humorous tales, modelled on the work of Prior, Gay, and Swift.
Ephemeral political satire continued to flourish in rough and
indecorous street-ballads, sometimes rising almost into literature in
the productions of men like Charles Hanbury Williams (1708–1759)
and Caleb Whitefoord (1734–1810). With the inception of the
Criticisms on the Rolliad, political verse assumes a position of
distinct importance in the history of satire.
The material represented under the title Criticisms on the Rolliad
was published in the Whig Morning Herald, beginning June 28, 1784,
shortly after the fall of the Fox-North coalition and the appointment of
the younger Pitt to the office of Prime Minister. It presents extracts
from a supposed epic, based on the deeds of the ancestors of John
Rolle, M. P., who had become the pet aversion of the Whigs. The
alleged verse excerpts, all of them short, are amalgamated by clever
prose comment. The editors included a group of young and
ambitious Whig statesmen: Dr. Lawrence, later Professor of Civil
Law at Oxford, who furnished the prose sections; Joseph Richardson
(1755–1803); Richard Tickell, already mentioned as the author of
The Wreath of Fashion; and two former cabinet ministers, General
Fitzpatrick, the friend of Fox, and Lord John Townshend. The object
of these men was to belittle and deride the more prominent Tories in
both Houses, particularly Rolle, Pitt, Dundas, and the Tory Bishops,
by singling them out, one by one, for ridicule. Their verse was a
flippant and free form of the heroic couplet. Although their main
purpose was political, they dealt only slightly with party principles,
preferring rather to excite laughter by their personal allusions.
The marked public approbation which attended their experiment
led the editors to continue their project in a series of Probationary
Odes for the Laureateship, comprising parodies of twenty-two living
poets. The odes follow the plan of the Pipe of Tobacco (1734) of
Isaac Hawkins Browne (1705–1760), which burlesques the poetry of
39
Cibber, James Thomson, Swift, Young, and Ambrose Phillips. The
plan of the contributors was further amplified in Political Eclogues
and Political Miscellanies, which keep to the original policy of
vituperation, at the same time showing a striking deterioration in the
quality of the verse. The first zest had grown languid, and in the last
collection, Extracts from the Album at Streatham (1788), containing
poems purporting to be by several ministers of state, the verse had
no value as literature.
The complete product of these Whig allies is, as a rule, clever
and pointed, but it is too often coarse and scandalous in content.
Although it failed in reinstating the Whigs in office, it occupies an
important position in English political satire. Despite its irregular
versification and its frequently unedifying subject-matter, it contains
40
some brilliant sketches and many witty lines.
A droll and impudent, but not altogether pleasing figure of this
same period was the Whig satirist, Rev. John Wolcot (1738–1819),
better known by his nom-de-guerre of Peter Pindar, who, making it
his especial function to caricature George III and his court, earned
from Scott the title of “the most unsparing calumniator of his time.”
George, with his bourgeois habits and petty economies, made a
splendid subject, and Pindar drew him with the homely realism of
Hogarth or Gilray, pouring forth a long series of impertinent squibs
until the monarch’s dangerous illness in 1788 gained him the
sympathy of the nation and roused popular feeling against his
lampooner. Pindar also engaged in other quarrels, notably with the
41
trio of Tory satirists, Gifford, Mathias, and Canning. His genius was
that of the caricaturist, and his vogue, like that of most caricaturists,
was soon over. However, the peculiar flavor of his verses, full as they
are sometimes of rich humor and grotesque descriptions, is still
delightful, and partly explains the merriment which greeted his work
at a time when his allusions were still fresh in people’s minds. It may
be added that Pindar shows few traces of Pope’s influence; he
makes no pretence of a moral purpose, and he seldom employs the
heroic couplet.
Professor Courthope suggests that Don Juan owes much in style
to the satires of Pindar. The question of a possible indebtedness will
be taken up more in detail in another chapter; it is sufficient here to
point out that Byron never refers to Wolcot by name, and makes only
42
one reference to his poetry.
Some of the most powerful social and political satire of the
century was written, in defence of democracy and liberalism, by the
43
vigorous pen of Robert Burns. His work, however, despite the fact
that it discussed many of the topics which were agitating the English
satirists, was not particularly influential at the time in England.
One peculiar work, significant in the evolution of satire because
of its undoubted influence on a succeeding generation, was the New
Bath Guide; or Memoirs of the B—r—d Family (1766), written by
44
Christopher Anstey (1724–1805). It consists of a series of letters,
most of them in an easy anapestic measure with curious rhymes,
purporting to be from different members of one family, and satirising
life at the fashionable watering-place made famous only a few years
before by Beau Nash. Anstey’s method of using letters for the
45
purpose of satire was followed by other authors, but never, until
Moore’s Two-penny Postbag and Fudge Family, with complete
success. Other satires of the century also employed the anapestic
46
metre in a clever way.
The Tory Anti-Jacobin, a weekly periodical which began on
November 20, 1797, and printed its last number on July 9, 1798,
appropriately closes the satire of the century, for it includes
examples of most of the types of satiric verse which had been
popular since the death of Pope. Founded by government
journalists, possibly at Pitt’s instigation, it planned to “oppose papers
devoted to the cause of sedition and irreligion, to the pay and
interests of France.” At a critical period in English affairs, when the
long struggle with France and Napoleon was just beginning and
many Whigs were still undecided as to their allegiance, it was the
purpose of the Anti-Jacobin, as representative of militant
nationalism, to oppose foreign innovations and to uphold time-
honored institutions. Each number of the paper contained several
sections: an editorial, or leader; departments assigned to Finances,
Lies, Misrepresentations, and Mistakes; and some pages of verse,
with a prose introduction. Gifford, who had been chosen to
superintend the publication, devoted himself entirely to editorial
management, so that the responsibility for the verse devolved upon
George Canning (1770–1827) and several assistants, among whom
were Ellis, now an adherent of the Tories, and John Hookham Frere
(1769–1846).
The Anti-Jacobin, then, planned first to revive the traditions of
English patriotism and to rally public opinion to the support of king
and country. As a secondary but essential element of its design, it
aimed, especially in its verse, to expose the falsity and fatuity of the
doctrines of Holcroft, Paine, Godwin, and other radical philosophers
and economists; to ridicule and parody the work of authors of the
revolutionary school, particularly of the English Lake poets and the
followers of the German romanticists; and incidentally to satirise
47
some of the social and literary follies of the age. Since the verse
was submitted by many contributors, its tone was not always
homogeneous, and it varied from playful jocularity to stern
didacticism. On the whole, however, it had a definite ethical purpose,
and avowedly championed sound morality and conservative
principles.
The poetry of the Anti-Jacobin includes illustrations of many
varied satiric forms. New Morality is a set, formal satire in
conventional couplets and balanced lines, superior in technique to
the best work of Gifford and Mathias, and not unworthy of
comparison with many of the satires of Pope. Acme and Septimius,
or the Happy Union is a short informal verse tale, reminiscent in
manner of the unedifying personalities in the Rolliad. There are
satiric imitations of Horace and Catullus. There are parodies of many
sorts: the Needy Knife Grinder, an artistic parody of Southey’s
sapphics; the Loves of the Triangles, a burlesque of Darwin’s Loves
of the Plants; the Progress of Man, ridiculing the tedious didacticism
of Payne Knight; and Chevy Chace, a parody of the romantic ballad.
Hudibrastic couplets are used in A Consolatory Address to his
Gunboats, by Citizen Muskein; anapests, in the Translation of a
Letter, in the style of Anstey; and doggerel, in the Elegy on the Death
of Jean Bon André. The material of the satire comprehends events in
politics, in literature, in philosophy, and, to some extent, in society.
Thus, in small compass, the poetry of the Anti-Jacobin offers a
fruitful field for study.
In more than one respect, too, it furnished suggestions for the
nineteenth century. Ballynahinch and the Translation of a Letter may
have had some influence on the manner and versification of Moore
and Byron. Certain of the Odes, notably the imitation of Horace, III,
25, have the delicate touch which was to mark the lighter satire of
the Smiths and Praed, and, later, of Calverley, Barham, and Locker.
In its rare combination of refined raillery with subtle irony and
underlying seriousness, the satire of the Anti-Jacobin anticipates the
brilliance of Punch in the days when Thackeray was a contributor to
its pages. The dexterous and artistic humor of Canning and his
confederates did not drive out the cut-and-slash method of Gifford,
but it did succeed in teaching the lesson that mockery and wit are
fully as effectual as vituperation in remedying a public evil.
48
At the time of the subsidence of the Anti-Jacobin in 1798, the
boy Byron, just made a lord by the death of his great-uncle on May
19, 1798, was in his eleventh year. From this date on, therefore, it is
necessary to take account not only of the satiric literature which may
have influenced his work, but also of the events in politics and
society which were occurring around him and which determined in
many ways the course of his career as a satirist. From his
environment and his associations came often his provocation and his
material.
No single verse-satire of note was produced during the ten years
just preceding English Bards, and Scotch Reviewers. It seemed,
indeed, for a time, as if satire, fallen into feeble hands, would lose
any claim to be considered as a branch of permanent literature. The
increasing power of the daily newspapers and their abuse of the
freedom of the press stimulated the composition of short satiric
ballads and epigrams, designed to be effective for the moment, but
most of them hastily conceived, carelessly executed, and speedily
forgotten. The laws against libel, not consistently enforced until after
the second conviction of Finnerty in 1811 and the imprisonment of
the Hunt brothers in 1812, were habitually disregarded or evaded,
and the utmost license of speech seems to have been tolerated,
even when directed at the royal family. The ethical standard which
Pope had set for satire and which had been kept in New Morality
was now forgotten in the strife of faction and the play of personal
spite. Pope had laid emphasis on style and technique, and even
Mathias and Gifford had made some attempt to follow him; but the
new school of satirists cared little for art. No doubt this degradation
of satire may be partly attributed to the fact that the really capable
writers of the time—Wordsworth, Coleridge, Scott, and Southey—
were engaged in poetry of another sort; but the result was that satire
became the property of journalists and poetasters until Byron and
Moore recovered for it some of its former dignity.
It must not be inferred that there was a dearth of material for
destructive criticism. Few decades of English history have offered a
49
more tempting opportunity to a satirist. The Napoleonic Wars,
renewed in May, 1803, after the brief Peace of Amiens (1802), were
not, in spite of an occasional naval victory, resulting advantageously
for England; the disgraceful Convention of Cintra (1808) and the
Walcheren fiasco of 1809 had detracted from British prestige; and
the Peninsular Campaign of 1808 seemed at the time to be a
disastrous failure. The wearisome conflict had accentuated class
differences, since, as Byron afterwards pointed out in The Age of
Bronze, the landed interests only increased their wealth as the
struggle continued. Many reforms were being agitated: Catholic
Emancipation, opposed resolutely by George III and not made a
reality until Canning became supreme; the abolition of negro slavery,
championed persistently by Wilberforce; and many improvements in
the suffrage laws, planned by Sir Francis Burdett and a small group
of liberal statesmen. The older leaders, Pitt and Fox, died in the
same year (1806), leaving weaker and less trusted men to fill their
places; while political issues became confused until the
establishment of the Regency in 1811 opened the way for the long
Tory administration of Lord Liverpool. Some incidents of an unusually
scandalous character aroused a general spirit of dissatisfaction. The
impeachment of Melville in 1806 for alleged peculation of funds in
the naval office; the investigation in 1806 into the character of the
giddy Princess Caroline, instigated by the Prince of Wales, who had
married her in 1795 and deserted her within a year; the resignation
of the Duke of York from the command of the army, following a
dramatic exposé of his relations with Mrs. Clarke and her disposal of
commissions for bribes; the duel between Castlereagh and Canning
(1809)—all these were unsavory topics of the hour. The open
profligacy of the heir to the throne drew upon him ridicule and
contempt, and the frequent recurrence of the King’s malady left
Englishmen in doubt as to the duration of his reign. In such an age
the ephemeral satires of the newspapers joined with the cartoons of
Gilray and Cruikshank in assailing evils and expressing public
indignation. It is, then, remarkable that no writer of real genius
should have been led to commemorate these events in satire.
The formal satires of the decade are, for the most part, lifeless,
lacking in wit and art. The most readable of them is, perhaps, Epics
of the Ton (1807), by Lady Anne Hamilton (1766–1846), divided into
a Male Book and a Female Book. It is a gallery of contemporary
portraits, in which some twenty women and seventeen men, all
prominent personages, are sketched by one familiar with most of the
current scandal in court and private life. Although it is written in the
heroic couplet, the versification is singularly crude and careless.
Structurally the work has little discernible unity, being merely a series
of satiric characterizations without connecting links, and each section
might have been printed as a separate lampoon. The introductory
passage, however, contains a running survey of contemporary
poetry which was not without influence on Byron. Lady Hamilton,