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    Marsha J Pechman Financial Disclosure Report For 2010

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    Judicial Watch, Inc.
    - This is a financial disclosure report for Marsha J. Pechman, an Article III judge, for calendar year 2010. - It discloses her positions, agreements, income, gifts, liabilities, investments, and additional notes about transactions. - Her reported investments include mutual funds from companies like Vanguard, T. Rowe Price, and Dodge & Cox, as well as individual stocks. Notes provide details on transactions like funds being converted or merged.

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    Marsha J Pechman Financial Disclosure Report For 2010

    Uploaded by

    Judicial Watch, Inc.
    95 views8 pages
    - This is a financial disclosure report for Marsha J. Pechman, an Article III judge, for calendar year 2010. - It discloses her positions, agreements, income, gifts, liabilities, investments, and additional notes about transactions. - Her reported investments include mutual funds from companies like Vanguard, T. Rowe Price, and Dodge & Cox, as well as individual stocks. Notes provide details on transactions like funds being converted or merged.

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    Marsha J Pechman Financial Disclosure Report for 2010

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    - This is a financial disclosure report for Marsha J. Pechman, an Article III judge, for calendar year 2010. - It discloses her positions, agreements, income, gifts, liabilities, investments, and additional notes about transactions. - Her reported investments include mutual funds from companies like Vanguard, T. Rowe Price, and Dodge & Cox, as well as individual stocks. Notes provide details on transactions like funds being converted or merged.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    95 views8 pages

    Marsha J Pechman Financial Disclosure Report For 2010

    Uploaded by

    Judicial Watch, Inc.
    - This is a financial disclosure report for Marsha J. Pechman, an Article III judge, for calendar year 2010. - It discloses her positions, agreements, income, gifts, liabilities, investments, and additional notes about transactions. - Her reported investments include mutual funds from companies like Vanguard, T. Rowe Price, and Dodge & Cox, as well as individual stocks. Notes provide details on transactions like funds being converted or merged.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as PDF, TXT or read online from Scribd
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    of 8

    I

    FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


    2. Court or Organization U.S. District Court 5a. Report Type (check appropriate type) [-"-] Nomination, Date [] Annual [] Final

    Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

    1. Person Reporting (last name, first, middle initial) Pechman, Marsha J.


    4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)

    3. Date of Report 05/10/2011 6. Reporting Period 01/01/2010 to 12/31/2010

    Article III judge - active

    [] Initial

    5b. [] Amended Report

    7. Chambers or Office Address 700 Stewart Street, Room 14229 Seattle, WA 98101

    8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

    IMPOR TANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

    I. POSITIONS. (Re~,oning iuaiviauot o.ty; se~ pp. 9-13 of filing instructions.)


    ~] NONE (No reportable positions.) POSITION

    NAME OF ORGANIZATION/ENTITY

    2. 3. 4. 5.

    II. AGREEMENTS. aeponing inai~iau.t onty; see pp. 14-16 of filing instructions.)

    ~]

    NONE (No reportable agreements.)

    DATE
    1.1/1/99 2. 3.

    PARTIES AND TERMS


    Public Employees Retirement System, State of Washington (retirement benefit plan)

    Pechman, Marsha J.

    FINANCIAL DISCLOSURE REPORT Page 2 of 8

    Name of Person Reporting Pechman, Marsha J.

    Date of Report 05/10/2011

    IlL NON-INVESTMENT INCOME. (Reporting individual andsp ....


    A. Filers Non-Investment Income ~] NONE (No reportable non-investment income.)
    DATE

    ; see pp. 17-24 of filing instructions.)

    SOURCE AND TYPE

    INCOME (yours, not spouses)

    2. 3. 4.

    B. Spouses Non-Investment Income - lf you were married during anyportion of the reporting year, complete this section.
    (Dollar amount not required except for honoraria.)

    NONE (No reportable non-investment income.)

    DATE
    1.2010 2. 3. 4.

    SOURCE AND TYPE Preg ODonnel & Gillett

    IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.


    (Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

    NONE (No reportable reimbursements.) SOURCE


    1. 2. 3. 4. 5.

    DA~TES

    LOCATION

    PURPOSE

    ITEMS PAID OR PROVIDED

    FINANCIAL DISCLOSURE REPORT Page 3 of 8

    Name of Person Reporting Pechman, Marsha J.

    Date of Report 05/10/2011

    V. GIFTS. a.cl.des those to spouse and dependent children; see pp. 28-31 of filing instructions.)
    NONE (No reportable gifts.) SOURCE
    1. 2. 3. 4. 5.

    DESCRIPTION

    VALUE

    VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instruction~)
    D NONE (No reportable liabilities.)
    CREDITOR Visa
    2. 3. 4. 5.

    DESCRIPTION Credit card Periodic payment contract~~

    VALUE CODE
    J K

    ~~ college tuition

    FINANCIAL DISCLOSURE REPORT Page 4 of 8

    Name of Person Reporting Pechman, Marsha J.

    Date of Report 05/10/2011

    VII. INVESTMENTS and TRUSTS - i .... e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 o/filing instructions.)
    [~ NONE (No reportable income, assets, or transactions.)

    1. 2. 3. 4. 5. 6. 7. 8. 9. I0. 11. 12. 13. 14. 15.

    Advanta Bank Corp CD Bank Dep Sweep Opt (money market acct) Cisco Systems Columbus Bank & Trust Co. CD Comerica Bank CD Davis New York Venture Fund Inc. D1. Y Dodge & Cox Income Dodge & Cox International Duke Energy Corp. Emerson Electric EuroPacific Growth Fund Exxon/Mobil Corp. Fairholme Funds Inc. Federated Money Mkt/Tr Gov Obligs Fd Instl A A A A A A A A A

    None Interest None None None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None J J J J J J K K K T T T T T T T T T J J T T

    Sold

    04/15/10

    Sold Sold

    08/09/10 04/29/10

    K L

    A A

    Buy (addl)

    09/14/10

    Buy Buy (addl)

    01/07/10 K 07/01 / 10 J

    16. General Electric 17. Harbor Bond Fund

    A A

    Dividend Dividend

    J J

    T T

    1. Income Gain Codes: (See Columns B I and I34) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes ISee Column C2)

    A =$] ,000 or less F =$50.001 - $100,000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

    B =$I.001 - $2,500 G =$100,~01 - $I,000,000 K -$15.001 - $50,000 O =$500.001 - $1,000.000 R =Cosl (Real Estate Only) V =Other

    C =$2,501 - $5.000 HI =$1,000,001 - $5,000;000 L =$5C.001 - $100,000 PI =$1 000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

    D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100.001 - $250,000 P2 =$5 000 001 -$25 000 000 T =Cash Market

    E =$15,001 - $50.000

    FINANCIAL DISCLOSURE REPORT Page 5 of 8

    Name of Person Reporting Pechman, Marsha J.

    Date of Report 05/10/2011

    VII. INVESTMENTS and TRUSTS -i .... e, value, transactions (Includes those of sp ...... d dependent children; seepp. 34-60 of f!llng lnstructions.)
    NONE (No reportable income, assets, or transactions.)
    Description of Assets (including trust assets)
    Place "(X)" after each asset exempt from prior disclosure B. Income during ~eporting period (l) Amount Code 1 (A-H) C. Gross value at end of reporting period ..... (2) Value Method . 3 (Q-W) (1) Type (e.g.; buy, sell, redemption): D. Transactions during reporting period (2) (3) I (4) Value Date mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)

    (2) (1) Type (e.g., Value Code 2 div., rent, or int.) .... ~... O-P)

    Gain Code 1 (A-H)

    18. 19.

    Harris Assoc Inv Tr - Oakmark Eq&Inc Fund

    None

    Buy Buy (addl)

    04/29/10 K 09/14/10 J

    20. Johnson & Johnson 21. 22. Oppenheimer Main Str Fund Pioneer Cullen Value Fund C1 A

    A A A

    Dividend Dividend Dividend None

    T Sold 01/07/10 J J J A (see VII1. notes) A (see VII1. notes) (see VIII. notes)

    Merged 06/07/10 (with line 23) T K J J J J


    J L

    23. Pioneer Cullen Value Fund C1 Y 24. 25. 26. 27. 28.
    29. 30. 31. 32. 33. 34. Vanguard Fixed Income - Sh Term Inv Growth D.

    Open

    06/07/10

    Professionally Mngd Fund Portfolio Ostweis Funds Spectra Energy Corp. Target Touchtone Instl Funds T Rowe Price Growth Stock Fund Inc.
    T Rowe Price Pers Strategy Funds Inc. Vanguard Bond Index Fund Sh Term Port Fund CI - Inv

    A A A

    Dividend Dividend Dividend None

    T T T T T
    T T Buy Sold (part) 04/30/10 07/01/10 04/30/10 07/01/10 09/14/10 K L K L K

    A
    A B

    Dividend
    Dividend Dividend

    (see VIII. notes) B

    Dividend

    Buy (addl) Buy (addl) Buy (addl)

    1. lncome Gain Codes:

    A =$1,000 0r less

    B--$1;001 - $2,500 : ~ ~]~!~0i ~ ~ii0~0i~00 K =$!5;001 - $50,000 O ~$500,001 - $1;000,000 R =Cost (Real Estate Only) V =Other

    C =$2;501 - $5,000 Ill =$1,000,001- $5,000;000 L =$50,001 ~ $100,000 PI =$1;000;001 ~ $5i000;000 P4 =MOre than $50,000,000 S =Assessment W =Estimated

    (See C0iurnns Bi ~nd I)4) ....... ~ ~$50100i ~ $:i6~i00~ 2. Value Codes J =$15,000 or less (See Columns C1 and D3) N =$250,001 -$500;000 P3 =$25,000 001 - $50 000 000 3. Value Method Codes Q =Appraisal (See Colunm C2) U =Book Value

    D =$5,00t - $15,000 H2 =More than $5,000;000 M =$i00,001 - $250,000 P2 =$5,000~001 -$25;000,000 T --Cash Market

    E =$15,001 - $50,000

    FINANCIAL DISCLOSURE REPORT Page 6 of 8 VII. INVESTMENTS and TRU S TS -i ....

    Name of Person Reporting Pechman, Marsha J.

    Date of Report 05/10/2011

    e, value, t ...... tions (Includes those of sp ......d dependent children; see pp. 34-60 of.filing instructions.)

    NONE (No reportable income, assets, or transactions.)


    A. B. C. D. Transactions during reporting period

    Place !r(X)~ after each asset

    Amount

    Type (e.g.,

    Value

    Value Method Code 3 (Q-W)

    Type (e.g., buy, sell; redemption)

    Value Date mm/dd/yy Code 2 (J-P)

    Gain Code 1 (A-H)

    Identity of buyer/seller (if private transaction)

    35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47.

    Vanguard Inflation-Protected Securities Vanguard Prime Money Mkt Fund Vanguard Short Term - Treas Admiral Vanguard Strategic Equity Fund Vanguard Total Bond Mkt Index - Inv

    B A A A A

    Dividend Dividend Dividend Dividend Dividend

    K K M K

    T T T T
    Buy 01/07/10 J

    (part)
    Sold (part)

    Sold

    01/07/10 07/01/10

    J L

    Merged

    10/19/10

    (see VIII. notes) (see VIII. notes)

    (with line 41) Vanguard Total Bond Mkt Index - Adm Vanguard Total International Stock Index Fund Vanguard Total Stock Market Index Fund Inv Vanguard Total Stock Market Index Fund Adm Vanguard Wellesley Income Fund Vanguard Wellington Fund Wells Fargo & Co. A A A A A B A Dividend Dividend Dividend Dividend Dividend Dividend Dividend L J K J
    T

    J K

    Open

    i 10119/10

    Merged

    10/19/10 L

    (see VIII. notes) (see VIII. notes)

    (with line 44) Open


    10/19/10 L

    (See Columns B I and D4) 2. Value C~xtes (See Columns C1 and D3) 3. Value Method Codes (See Column C2)

    F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25;000,001 - $50,000,000 Q =Appraisal U =Book Value

    G =$100~001 - $1;000;000 K =$15~001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

    C =$2,501 - $5,000 H 1 =$1;000,001 - $5;000,000 L =$50,001 - $I 00,000 P I =$ 1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated

    D =$5,00 t - $15,000 H2 =More than $5~000,000 M =$ 100,001 - $250;000 P2 =$5,000,001 - $25,000,000 T =Cash Market

    E =$15,001 - $50,000

    FINANCIAL DISCLOSURE REPORT Page 7 of 8

    Name of Person Reporting Pechman, Marsha J.

    Date of Report 05/10/2011

    VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)


    VII. 21. A dividend o4 shares was declared on this holding on 12/3/09; it was sold on 01/07/09 VII. 22. Converted to Pioneer Cullen Value Fund Class Y on 06/07/10 VII. 23. Converted from Pioneer Cullen Value Fund Class A on 06/07/10 VII. 30. Vanguard Bond Index Fund Sh Term Port Fund CI - Inv has been listed as "Vanguard Bond Index" in the 2008 and 2009 FDRs -- they are the same fund. VII. 40. Converted to Vanguard Total Bond Mkt Index - Adm VII. 41. Converted from Vanguard Total Bond Mkt Index - Inv VII. 43. Converted to Vanguard Total Stock Market Index Fund - Adm VII. 44. Converted from Vanguard Total Stock Market Index Fund - Inv

    FINANCIAL DISCLOSURE REPORT Page 8 of 8

    Name of Person Reporting Pechman, Marsha J.

    Date of Report 05/10/2011

    IX. CERTIFICATION.
    I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

    Signature: S/Marsha J. Pechman

    NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

    Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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