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CONGENITAL
AND ACQUIRED
BONE MARROW
FAILURE
Edited by
M.D. Aljurf
Adult Hematology and Bone Marrow Transplantation
Oncology Center, King Faisal Specialist Hospital
and Research Center, Riyadh, Saudi Arabia
E. Gluckman
Eurocord, Saint Louis Hospital, Paris, France
C. Dufour
Hematology Unit
G. Gaslini Children’s Hospital, Genova, Italy
Academic Press is an imprint of Elsevier
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This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may
be noted herein).
Notices
Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understand-
ing, changes in research methods, professional practices, or medical treatment may become necessary.
Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any informa-
tion, methods, compounds, or experiments described herein. In using such information or methods they should be mindful
of their own safety and the safety of others, including parties for whom they have a professional responsibility.
To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any
injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or
operation of any methods, products, instructions, or ideas contained in the material herein.
ISBN: 978-0-12-804152-9
S.O. Ahmed Adult Hematology and Bone Marrow S. Elmahdi Department of Pediatrics, Graduate
Transplantation, Oncology Center, King Faisal School of Medicine, Nagoya University, Nagoya,
Specialist Hospital and Research Center, Riyadh, Japan
Saudi Arabia
P. Farruggia Pediatric Hematology and Oncology
G. Aldawsari Adult Hematology and Bone Marrow Unit, A.R.N.A.S. Ospedale Civico, Palermo, Italy
Transplantation, Oncology Center, King Faisal
F. Fioredda Hematology Unit, G. Gaslini Children’s
Specialist Hospital and Research Center, Riyadh,
Hospital; Unità di Ematologia Istituto Giannina
Saudi Arabia
Gaslini, Genova, Italy
M.D. Aljurf Adult Hematology and Bone Marrow
S. Gandhi Department of Haematological Medicine,
Transplantation, Oncology Center, King Faisal
King’s College Hospital/King’s College London,
Specialist Hospital and Research Center, Riyadh,
London, United Kingdom
Saudi Arabia
S. Giraudier Hematology Laboratory, Henri–
H. Alzahrani Adult Hematology and Bone Marrow
Mondor Hospital, Paris–Est–Creteil University,
Transplantation, Oncology Center, King Faisal
Paris, France
Specialist Hospital and Research Center, Riyadh,
Saudi Arabia E. Gluckman Eurocord, Hospital Saint-Louis, Paris,
France
M. Ayas Pediatric Hematology–Oncology and Stem
Cell Transplantation, King Faisal Specialist Hospital F. Grimaldi Hematology, Department of Clinical
and Research Center, Riyadh, Saudi Arabia Medicine and Surgery, Federico II University,
Naples, Italy
A. Bacigalupo Istituto di Ematologia, Policlinico
Universitario A. Gemelli, Universita’ Cattolica del B. Höchsmann Institute of Transfusion Medicine,
Sacro Cuore, Roma, Italy University of Ulm; Institute of Clinical Transfusion
Medicine and Immunogenetics, German Red Cross
F. Ciceri Hematology and BMT Unit, IRCCS San
Blood Transfusion Service Baden–Württemberg–
Raffaele Scientific Institute; University Vita-
Hessia, and University Hospital Ulm, Ulm,
Salute San Raffaele, IRCCS San Raffaele Scientific
Germany
Institute, Milano, Italy
K. Hosokawa National Institutes of Health, National
J.N. Cooper National Institutes of Health, National
Heart, Lung, and Blood Institute, Bethesda, MD,
Heart, Lung, and Blood Institute, Bethesda, MD,
United States
United States
S. Kojima Department of Pediatrics, Graduate
J.H. Dalle Hematology–Immunology Pediatric
School of Medicine, Nagoya University, Nagoya,
Department, Robert–Debre Hospital, Paris,
Japan
France
T. Leblanc Hematology–Immunology Pediatric
C. Dufour Hematology Unit, G. Gaslini Children’s
Department, Robert–Debre Hospital, Paris, France
Hospital; Unità di Ematologia Istituto Giannina
Gaslini, Genova, Italy
ix
x List of Contributors
J.C.W. Marsh Department of Haematological P. Scheinberg Oncology Center, Hospital São José
Medicine, King’s College Hospital/King’s College National Institutes of Health, National Heart, Lung,
London, London, United Kingdom and Blood Institute, Bethesda, MD, United States
D. Meyran Hematology–Immunology Pediatric H. Schrezenmeier Institute of Transfusion
Department, Robert–Debre Hospital, Paris, France Medicine, University of Ulm; Institute of Clinical
Transfusion Medicine and Immunogenetics,
M. Miano Hematology Unit, G. Gaslini Children’s
German Red Cross Blood Transfusion Service
Hospital; Unità di Ematologia Istituto Giannina
Baden–Württemberg–Hessia, and University
Gaslini, Genova, Italy
Hospital Ulm, Ulm, Germany
G.J. Mufti Department of Haematological
S. Sica Istituto di Ematologia, Policlinico
Medicine, King’s College Hospital/King’s College
Universitario A. Gemelli, Universita’ Cattolica del
London, London, United Kingdom
Sacro Cuore, Roma, Italy
J.R. Passweg Division of Hematology, University
M.T.L. Stanghellini Hematology and BMT Unit,
Hospital Basel, Basel, Switzerland
IRCCS San Raffaele Scientific Institute, Milano,
R. Peffault de Latour BMT Unit, French Reference Italy
Center for Aplastic Anemia and PNH, Saint-Louis
A. Tichelli Hematology, University Hospital of
Hospital, Paris, France
Basel, Basel, Switzerland
A.M. Risitano Hematology, Department of Clinical
M.T. Van Lint Divisione di Ematologia e Trapianto
Medicine and Surgery, Federico II University,
di Midollo Osseo, IRCCS AOU San Martino IST,
Naples, Italy
Genova, Italy
A. Rovó Hematology, University Hospital of Bern,
A.J. Warren Cambridge Institute for Medical
Bern, Switzerland
Research; The Department of Haematology,
A. Ruggeri Eurocord, Hospital Saint-Louis; University of Cambridge; Wellcome Trust–Medical
Hematology Department, Hospital Saint Antoine, Research Council Stem Cell Institute, University of
Paris, France Cambridge, Cambridge, United Kingdom
Introduction
From the first descriptions by Ehrlich over a haploidentical and cord blood transplants, and
century ago to where we are today, the under- in supportive care of hematopoietic stem cell
standing of the pathogenesis and biology and transplantation have lead not only to the expan-
of the diseases that are encompassed under sion of the potential donor pool, but also to re-
the umbrella of the “bone marrow failure syn- markable improvements in the outcome of he-
dromes” have witnessed tremendous progress. matopoietic stem cell transplantation for bone
This has been coupled with significant improve- marrow failure from related and unrelated stem
ments in the clinical care and outcomes of both cell sources with excellent rates of cure, par-
congenital and acquired forms of bone marrow ticularly in the younger patients, when a fully
failure. matched unrelated donor is used.
When considering acquired bone marrow Telomere shortening and telomeropathies
failure, in the last 4 decades, aplastic anemia have been increasingly recognized as contrib-
has progressed from a disease that was almost uting factors for bone marrow failure and stem
universally fatal to one in which the majority cell exhaustion in acquired states and causative
of patients can now expect to be cured and lead factors for the increasing number of entities of
normal lives. We have gained noteworthy in- congenital bone marrow failure.
sights in understanding the immune mechanism Several new treatment modalities have
of hematopoietic stem cell destruction, stem cell emerged during the last decade, most notable
niche, and T-cell dysregulation. This knowledge of which is the introduction of thrombopoietin
has placed immunosuppressive therapy at the mimetic agents. Possible interventions to rescue
center stage in the treatment of aplastic anemia, telomere length are being actively investigated.
and has facilitated the initiation of clinical trials Given the exciting progress in the field, this
for the use of new potential therapies to treat ac- book is a timely educational initiative produced
quired aplastic anemia. jointly by the Working Party of Severe Aplas-
Substantial progress in the knowledge about tic Anemia of the European Society for Blood
the role of somatic mutations and their relation and Marrow Transplantation and the European
to clonal hematopoiesis in acquired bone mar- School of Haematology.
row failure has been facilitated by the use of the The contents are a collection of up-to-date
next generation sequencing technologies, and contributions from world-renowned experts in
has allowed us to understand their relationship the field of congenital and acquired bone mar-
with myelodysplastic syndromes, paroxysmal row failure. The chapters in this book provide
nocturnal hemoglobinuria, and the risk of dis- extensive coverage for all aspects of congenital
ease progression. and acquired bone marrow failure, including bi-
Advances in HLA-typing technology, prog- ology, pathology, and treatments involving he-
ress in the field of alternate donor availability, matopoietic stem cell transplantation.
xi
xii Introduction
We hope this book will be an important re- With the endorsement of the European Soci-
source for scientists, clinicians, nurses, and all ety for Blood and Marrow Transplantation and
other health-related professionals involved in the European School of Haematology
research and patient care with the bone marrow
failure syndromes. Mahmoud Aljurf, Eliane Gluckman, Carlo Dufour
C H A P T E R
1
Epidemiology of Acquired Bone
Marrow Failure
F. Grimaldi*, S. Gandhi**, A.M. Risitano*
*Hematology, Department of Clinical Medicine and Surgery, Federico II University,
Naples, Italy; **Department of Haematological Medicine, King’s College Hospital/
King’s College London, London, United Kingdom
AA and association with toxins/drugs 3
unclear why a female preponderance is not seen tries and Europe, where recently an incidence of
in a quintessential autoimmune disorder, such as 5.4%, stable across the years, has been reported
AA among studies in Europe and United States. in a large registry study from EBMT [25].
In all the largest studies available, including a Cases of AA associated with HAV, HBV, HGV,
series of 300 patients reported by Clinical Center parvovirus B19 [26–29], Epstein–Barr virus
at NIH by Young et al. [22], the Barcelona report (EBV) [30], transfusion-transmitted virus (TTV)
[2] and epidemiologic study from Thailand [9], [31] or echovirus [32] infections have been re-
2 patient age peaks of incidence are constantly ported. In a German–Austrian study of 213 pe-
observed, one among young adults and the sec- diatric cases aged 17 years or less of AA, 80% of
ond in the elderly. This characteristic biphasic cases were idiopathic, 9% followed posthepatitis
distribution shows two peaks, one from 10 to AA, 7% were following viral infections, and 4%
25 years and the second above 60 years. Within were associated with drugs/toxins [33].
the younger age group, a small peak in the in- Parvovirus B19 is the causative agent for fifth
cidence is observed in childhood, probably due disease, usually in the immunocompetent host.
to overlap with inherited marrow-failure syn- However, transient aplastic crises have been re-
dromes featured by a less penetrating pheno- ported in chronic hemolytic anemias, such as
type, where classical physicalanomalies of the sickle cell disease owing to reticulocytopenia,
inherited marrow-failure syndromes are not ob- and cases of severe AA have also been reported
vious. On the other hand, the second incidence in normal individuals during an acute episode
peak of AA seen above 60 years may reflect the of infection [34]. The actual incidence of acute
smaller pool of hematopoietic stem cell reserve parvovirus B19 infection at presentation in AA
left, with age-related telomeric attrition and its is not known, but in single case series of 27 pa-
capacity to maintain normal hemopoiesis, in the tients with AA from India, parvovirus B19 IgM
face of an immune insult against the hematopoi- and viral DNA was detected in nearly 40% of the
etic precursor cells [23]. cases [35]. This maybe an important etiological
factor, especially in immunocompromised host
or patients with chronic hemolytic anemias.
POSTHEPATITIS AA AND AA Very recently retrospective observations
OCCURRING AFTER VIRAL about eight AA cases occurring during HIV in-
INFECTIONS fection have been reported [36]. Even if AA ap-
pears to be a late rare complication in HIV pa-
Posthepatitis AA is a stereotypical syndrome, tients, report from Pagliuca et al. [36] highlights
where pancytopenia often presents 2–3 months that immunosuppressive therapy is a feasible
after an acute attack of seronegative severe but strategy in AA patients and that better outcome
self-limited liver inflammation. This distinct is observed in patients eligible to transplant,
variant has been commonly seen in 5–10% of while death for infection remain the principle
“classical” AA cases, typically occurring in ado- cause of mortality in undertreated patients.
lescent boys and young men [24]. Severe imbal-
ance of the T-cell immune system as seen with
“classical” AA, human leukocyte antigen (HLA) AA AND ASSOCIATION WITH
association, and effective response to immuno- TOXINS/DRUGS
suppressive therapy strongly suggest an im-
mune-mediated mechanism. As for other form There is no discernible difference in the de-
of AA, higher incidence is noted in East Asia mographics or clinical behavior, including re-
(4–10%), when compared to the Western coun- sponse to immunosuppressive therapy, between
4 1. Epidemiology of Acquired Bone Marrow Failure
patients classified as having “drug or toxin in- clined to the point that it has not been reported
duced” versus “idiopathic” AA [37]. as significant risk factor in any recent systematic
Benzene is the most widely studied and im- epidemiologic study of AA in Western countries.
plicated amongst toxins causing AA. The rela- Even in Thailand where the need for such effec-
tionship was initially brought to light by a case tive and inexpensive antibiotic is substantial, and
where a series of workers exposed through their usage is reported 100 times greater than in the
specific occupations [15] and has since been West, association with AA is infrequent, prob-
detected in some, but not all population-based ably due to lower-doses prescription [9].
case-control studies. An association has been In the IAAAS study [3] approximately 25%
seen in some case-control studies but even when of the identified AA cases were related to
present, the proportion of cases that can be at- drug use. Major drug associations were with
tributed to this chemical has been small. Studies gold salt (relative risk, RR of 29), antithyroid
on American workers earlier in this century sug- drugs (RR of 11), and nonsteroidal antiinflam-
gested that the risk of AA was about 3% in men matory agents (RR of 8.2 for Indomethacin).
exposed to concentration higher than 300 ppm, Similarly in 235 patients with AA prospec-
and in the more recent IAAAS study [3], benzene tively followed by the Barcelona group [2],
was accounted for about 1–3% of AA recorded 67 cases (28.5%) had a history of exposure to
cases. Similarly in Thailand population, benzene drugs or toxic agents that have been associated
carried a relative risk of 3.5 but accounted for an with AA, sometime in the preceding 6 months.
etiologic fraction of only 1% [9]. Forty nine (20.8%) cases had been exposed to
Pesticides have been associated with AA in a the following drugs (Table 1.1). In addition, 21
large number of medical records. In the Indian (8.9%) cases had been exposed to toxic agents:
cohort of pediatric AA, although significantly insecticides (n = 8), benzene (n = 6), and other
higher blood levels of organochlorine com- solvents (n = 10).
pounds were detected suggesting an associa-
tion, they were not entirely supported by statis- TABLE 1.1 Exposures to Drugs Reported to be
tical methods [14]. Anecdotal case reports of AA Associated With Aplastic Anemia in the
following use and pesticides, such as dichloro- 2–6 Months Prior to Hospital Admission
Among 235 Cases (Montané et al. [2])
diethyly-trichlorthane (DDT), chlordane or lin-
dane, or following exposure to organic solvents, Drug N (%)
such as toluene and other molecules resembling
Allopurinol 9 (3.8)
benzene, or containing benzene ring, again point
merely to an association. Unfortunately, system- Indomethacin 9 (3.8)
atic population case-control studies correlating Gold salts 9 (3.8)
level and duration of exposure of these identi- Sulfonamides 9 (3.8)
fied toxins and AA onset are lacking. Carbamazepine 5 (2.1)
Initially suggested by accumulation of case re- Ticlopidine 4 (1.7)
ports, specific drug associations have been estab-
Chloramphenicol 3 (1.2)
lished in different population based study and
have changed across time, mainly due to chang- Oxyphenbutazone 3 (1.2)
es in drugs diffusion and utilization. Chloram- Phenylbutazone 3 (1.2)
phenicol, for example, that gained notoriety for Penicillamine 3 (1.2)
its prominent association with AA in the 1950s Clopidogrel 2 (0.8)
and for decades was considered the common-
Methimazole 2 (0.8)
est cause of the disease, has progressively de-
AA and association with HLA genes 5
Finally, incidence of drug-associated AA ap- Nimer et al. [39]. Subsequently, positive asso-
pears to be lower in East Asia [8,9]. ciation between HLA-DR2 (precisely DRB1*15
allele) and AA was confirmed in Chinese [40],
Japanese [41], Turkish [42], Pakistani [43], and
AA AND ASSOCIATION Malaysian [44] series. These data depict a clear
WITH HLA GENES role for HLA-DR2 gene as risk factor for AA,
and different distribution of this gene across
The (HLA) system is a crucial group of genes human population may probably account for
responsible for starting and regulating immune different incidence seen for AA inspecific geo-
response. Since antigen presentation and T-cell graphical areas and ethnic groups. Interestingly,
activation through HLA may represent the early when Maciejewski et al. [45] analyzed distribu-
step that precede global hematopoietic stem cell tion of HLA-DR2 (mainly DRB1*15 allele) across
destruction in AA, HLA polymorphism may disease subgroups (i.e., AA, hemolytic PNH
contribute to pathogenesis of the disease by: (1) and AA/PNH), they found an increased fre-
increasing or decreasing susceptibility to AA, quency in the ones where bone marrow failure
particularly for specific ethnic or age groups, was associated with a PNH clone. Other DR2 al-
(2) facilitating activity of drugs or viral antigen leles have been correlated with AA; in a single
to break immune tolerance and starting the dis- case report, Nakao et al. [46] showed a specific
ease, (3) influencing response to immunosup- T-cell cytotoxic response associated with the
pressive therapy. DRB1*0405 allele. The DRB1*07 allele has been
As for other autoimmune disease, a large reported in a single cohort of Iranian subjects
number of studies demonstrated an association [47], and DRB1*0901 in Chinese children [48].
between polymorphism of HLA class II genes Finally, evidences available correlate AA even
and AA susceptibility (Table 1.2, a). with other HLA-II class genes, such as Dpw3
An increased frequency of HLA-DR2 was [49] and DR4 [22].
first described in several studies for European Less data are available for HLA class I genes.
and American Caucasian patients [38], and Early reports suggested a correlation with HLA-
finally confirmed in a multiethnic cohort by A2 gene [50,51] and with HLA-B7 and HLA-B14
6 1. Epidemiology of Acquired Bone Marrow Failure
genes at least in European patients [52,53]. More- tentially different HLA landscape in children
over, association between HLA-B14 alleles, HLA- with AA, even if further investigation involving
Cw7, and AA has been confirmed by Maciejewski a higher number of patient are needed to specifi-
et al. [45] in a multiethnic cohort of 212 American cally address this question (Table 1.2, c).
individuals. Finally Shichishima et al. [54] report- Association between agranulocytosis and
ed higher incidence of HLA-B*4002 and HLA- HLA genes has been reported for drugs expo-
A*0206 in 78 Japanese AA patients, suggesting sure in specific ethnic groups, suggesting that
a potential role of HLA class I genes even in Far certain alleles may facilitate the initiation of AA
East countries. through direct presentation of drug-derived an-
HLA genes revealing a protective role in devel- tigens to T-cells [37]. HLA-class II haplotypes
oping AA have been identified too (Table 1.2, b). have been reported to be associated with clozap-
Even if data refer mainly to small series of pa- ine-induced agranulocytosis in Askenazi Jewish
tients, and may reflect natural polymorphism [60,61] individuals, and association between
in HLA system, again a key role for HLA class HLA-DRB1*08 alleles and thionamide-induced
II genes and its alleles is suggested. HLA- AA has been described for Japanese patients
DRB1*13 appeared to be protective in a cohort [62]. A similar mechanism of disease can be sug-
of patients of Turkish origin [55], as well as gested for posthepatitis AA too, where associa-
HLA-DRB1*03:01, HLA-DRB1*11:01, and HLA- tion between HLA class I, specifically HLA-B8,
B1*51:01 alleles appear to be protective in co- and hematological disease have been document-
hort of Chinese children [48]. In a small cohort ed [24] (Table 1.2, d).
of Pakistani patients [43], HLA-DRB1*03 had an Finally, some groups have shown that re-
higher frequency in healthy control, suggesting sponse to immunosuppressive therapy can be
a putative protective role, and a similar observa- related to specific HLA genes. HLA-DRB1*1501
tion is available for allele DRB1*1302 in Korean is the most clearly allele associated with a better
population [56]. response to Cyclosporine [41], and the presence
Even if AA has a typical bimodal age of inci- of HLA-DR2 and a PNH clone independently
dence, majority of studies did not look specifi- predict response to therapy in patients under
cally into HLA frequency and age differences, immunosuppression [45]. On the other hand
mostly due to their retrospective nature and HLA-DRB1*1502 allele [63], that represents a dif-
rarity of disease. Therefore, a good assump- ferent allele variant of HLA-DR2, doesn’t seem
tion could be that data on HLA allele frequency to have same influence on treatment, even if its
could be inferred to the pediatric setting. How- incidence is increased among older Japanese pa-
ever Fuhrer et al. [57] in a recent study involv- tients with AA. High-resolution genotyping of
ing 181 Caucasian children observed a positive HLA-DRB1 showed that the HLA-DRB1*04 al-
association between HLA-A26 and HLA-B14 lele coding for alanine position 74 (HLA-DR4-
alleles, but not a higher incidence of HLA-DR2. Ala74) [64] predispose to AA independently
Similarly Chen et al. [48] in a retrospective sur- from HLA-DRB1*15 and that HLA-DRB1*04 al-
vey conducted on 80 Chinese children showed leles are associated with worse response to cy-
an higher than expected incidence of class I closporine and poorest prognosis (Table 1.2, e).
HLA-B48 alleles and class II HLA-DRB*09 al- Association between AA and HLA remains
lele. Finally, a frequency of HLA-DR2 B15 allele an intriguing field of interest. However studies
not different from normal population has been with larger patients populations from different
reported by Kook et al. [58] in North Korean AA ethnic backgrounds are needed to better address
children and by Yoshida et al. [59] in Japanese complex relations between HLA, environmental
AA children. These limited data suggest a po- factors, ethnicity, and AA incidence.
AA during pregnancy 7
8 1. Epidemiology of Acquired Bone Marrow Failure
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C H A P T E R
2
Pathophysiology of Acquired Bone
Marrow Failure
K. Hosokawa*, P. Scheinberg**, N.S. Young*
*National Institutes of Health, National Heart, Lung, and Blood Institute, Bethesda,
MD, United States; **Oncology Center, Hospital São José National Institutes of
Health, National Heart, Lung, and Blood Institute, Bethesda, MD, United States
In vitro experiments with patients’ cells are fected patients at presentation. There are few or
consistent with clinical observations in support- no CD34+ cells on flow cytometry [8].
ing an immune mechanism of AA. The presence Recent HSC fate-mapping analyses in mice
of PNH or acquired copy number-neutral loss of have suggested that progenitors and not HSCs
heterozygosity of the 6p arms (6pLOH) clones are fundamental for hematopoiesis under ho-
support clonal escape from immune-mediated meostatic conditions [11,12]. Physiological
BM destruction. Immune-mediated destruction studies to experimentally test this hypothesis
of BM can be modeled in animals and animal ex- are not possible in normal human subjects.
periments employing myelotoxic drugs or with However, certain disease states may indicate
myeloablative transplants show that very limit- the consequences of HSC loss on progenitors
ed numbers of HSCs can support hematopoiesis and the role of HSCs in human blood produc-
for very prolonged time periods. tion under nontransplant conditions. Using a
Clonal evolution, the development of myelo- flow cytometric gating scheme to define MPPs
dysplastic syndrome (MDS) and acute myeloid (CD34+CD38–Thy1–CD45RA–CD49f–), CMPs
leukemia (AML) in a patient with typical AA, of- (CD34+CD38+CD10–FLT3+CD45RA–), and MEPs
ten after successful IST, demonstrates genomic (CD34+CD38+CD10–FLT3- CD45RA–), the pro-
instability in the setting of immune or inflamma- genitor hierarchy was examined in a few cases
tory disease environment (and occurs in other of AA [13]. Consistent with previous reports,
immune diseases, such as inflammatory bowel the proportion of CD34+ cells within the over-
disease and chronic hepatitis). Short telomeres all mononuclear cell pool was much lower
appear to predispose to genomic instability, in AA compared with normal BM [6,9]. The
with tissue culture and animal model experi- CD34+CD38– stem-cell compartment in AA was
ments providing a mechanism of chromosome more significantly depleted compared with the
derangement. In some cases of clonal evolution, CD34+CD38+ progenitor compartment. HSCs
there is evidence of origin from a tiny clone of and MPPs were virtually undetectable in the
cells harboring a recurrent mutation in an MDS/ residual CD34+CD38– compartment, confirming
AML candidate gene. that HSCs are lost in AA, as determined by phe-
notype. Despite the loss of phenotypic HSCs,
the CD34+CD38+ compartment was detectable
in all cases. The percentage of myeloid progeni-
PATHOPHYSIOLOGY tors was equivalent compared with normal BM.
In contrast, erythroid progenitors were low, like
Hematopoiesis in AA HSCs, in all patients. These results suggest that
AA is a BM failure syndrome characterized ongoing erythropoiesis is more reliant on HSC
by pancytopenia of the peripheral blood and input compared with myelopoiesis. Consistent
BM hypoplasia [2–4]. Profound reduction in he- with these findings, clinical data suggested that
matopoietic stem and progenitor cells (HSPCs) the baseline absolute reticulocyte count (ARC)
is a consistent finding [5–9]. Stem cells/early and absolute lymphocyte count (ALC) together
progenitor cells can be assayed by long-term serve as a simple predictor of response to IST
culture-initiating cell assays (LTC-ICs) [7,9], or and greater rate of 5-year survival [14].
cobblestone area-forming cells [10], these cells In AA, BM is not truly empty but replaced by
are also markedly deficient in AA. The scant fat cells [15]. BM adipocytes were reported to
numbers of LTC-ICs per mononuclear cell sug- be possible negative regulators in the hemato-
gest that only a small percentage of residual poietic microenvironment [16]. To examine the
early hematopoietic cells remain in severely af- role of adipocytes in BM failure, recent study
Pathophysiology 15
investigated peroxisomal proliferator-activated of the AA patients, in a limited number of genes
receptor gamma (PPARγ), a key transcription and at low initial variant allele frequency [26].
factor in adipogenesis, utilizing an antagonist of Clonal hematopoiesis was detected in 47% of the
this factor [17]. While PPARγ antagonists inhib- AA, most frequently as acquired mutations. The
ited adipogenesis as expected, it also suppressed prevalence of the mutations increased with age.
T-cell infiltration of BM, reduced plasma in- DNMT3A-mutated and ASXL1-mutated clones
flammatory cytokines, decreased expression of tended to increase in size over time; the size of
multiple inflammasome genes, and ameliorated BCOR- and BCORL1-mutated and PIGA-mutat-
marrow failure. These results suggested that ed clones decreased or remained stable. How-
PPARγ antagonists acted as negative regulators ever, clonal dynamics were highly variable and
of T cells in addition to their inhibition of BM did not determine the response to therapy and
adipogenesis. long-term survival among individual patients.
AA is strongly associated with PNH [18]. These results were consistent with those of re-
PNH is a rare acquired disorder of HSCs, char- cent studies in which candidate-gene targeted
acterized by hemolytic anemia, BM failure, and sequencing also showed recurrent mutations in
venous thrombosis. The etiology of PNH is a a similar spectrum of genes [28,29]. Two hun-
somatic mutation in the X-linked phosphati- dred and nineteen genes were screened in 39 pa-
dylinositol glycan class A gene (PIG-A), result- tients, and found somatic mutations in 9 (23%),
ing in global deficiency of glycosyl phosphati- comprising ASXL1, DNMT3A, and BCOR. The
dylinositol–anchored proteins (GPI–APs) [19]. median allele burden was <10% in 7 patients
Clinically, AA may coexist or appear to evolve [28]. In 2 of 38 patients (SLIT1, and SETBP1 with
to other hematologic diseases that are character- ASXL1) using a smaller panel of 42 genes, 3 mu-
ized by proliferation of distinctive cell clones, as tations were found. However, the patient with
in PNH or MDS [2]. Nearly half of AA patients SETBP1 and ASXL1 was tested at time of pro-
have clonal populations of cells lacking GPI–APs gression to MDS.
because of somatic mutations in the PIG-A gene; These results show parallels between BM
these are called PNH clones [20,21]. Most clones failure and normal aging of the hematopoietic
are small and do not lead to clinical manifesta- compartment. The characteristic mutation sig-
tions of hemolysis or thrombosis [22], but classic nature and correlation of mutations with patient
PNH can be dominated by marrow failure (the age suggested age-related, spontaneous conver-
“AA/PNH syndrome”). PIG-A mutant cells can sion of methylated cytosine to thymidine at CpG
support hematopoiesis for long term, despite sites as major source of nucleotide alternations
accumulation of somatic mutations associated in AA [30]. Similar C-to-T conversion muta-
with clonal evolution to MDS/AML [23–25]. tions accumulate in hematopoietic progenitors
Recent studies have demonstrated clonal he- in healthy persons [31–33]. Mutations generally
matopoiesis in the majority of AA [26,27]. To appeared at a low variant allele frequency and
clarify the origin, importance, and dynamics involved common mutational targets in my-
over time of clonal hematopoiesis in AA, and its eloid cancers, which suggests that the origin and
relationship to the development of MDS, AML, clonal selections of these mutations are similar
or both, targeted deep-sequencing, SNP array to those in AA.
karyotyping, and whole-exome sequencing, However, the exact mechanism of selection
were performed to identify genetic alterations in of mutated cells in AA is unclear. DNMT3A is
AA and described their dynamics over long clin- essential for hematopoietic stem-cell differen-
ical courses [26]. Somatic mutations in myeloid tiation [34]. DNMT3A loss predisposes murine
cancer candidate genes were present in one-third HSCs to malignant transformation [35]. Deletion
16 2. Pathophysiology of Acquired Bone Marrow Failure
Pathophysiology 17
the Fas-dependent pathway of cell death [43,64]. Immune Escape Clones (PNH, 6pLOH)
In long-term culture of human BM, in which Certain clones may escape the immune attack
stromal cells were engineered to constitutively within the BM environment and proliferate and
express IFN-γ, the output of long-term-culture- attain a survival advantage over normal HSCs.
initiating cells (LTCI-ICs) was markedly dimin- The global absence of a large number of cell-sur-
ished, despite low concentrations of the cytokine face proteins in PNH has been hypothesized to
in the media, consistent with local amplification allow escape and survival of a preexisting mutant
of toxicity in the marrow milieu [49]. clone. Association of present PNH clone with a
Measurements of soluble circulating mediat- predictor of responsiveness to IST suggests that
ing factors in BM failure were limited largely to the escape is from immune attack [20,80–83].
one or two cytokines in AA [65–68]. High TPO Small PNH clones present at diagnosis usually
levels have been observed in patients with AA, remain stable over time, but may expand suffi-
and these abnormal levels correlate with disease ciently to produce symptomatic hemolysis [84].
severity [66,68]. Comprehensive analysis of 31 Comparison by microarray shows that residual
cytokines by an immuno-bead-based multiplex cells of normal phenotype in the PNH BM upreg-
assay (Luminex) identified that high levels of ulate the same apoptosis and cell-death genes as
TPO and granulocyte colony-stimulating fac- do CD34+ cells in aplastic marrow, while the PIG-
tor, with low levels of CD40 ligand, CXCL5, A mutant clone appears transcriptionally similar
CCL5, CXCL11, epidermal growth factor, vascu- to CD34+ cells from healthy donors [85]. Alter-
lar endothelial growth factor, and CCL11 were natively, NK cell mediated cytotoxicity may play
a signature profile for AA [69]. An increase in a role; immunoglobulin-like receptors (KIR) may
IL-17-producing Th17 cells in the peripheral be differentially expressed in PNH compared to
blood and BM of patients with AA has also been normal, resulting in cytotoxicity of normal HSCs
reported [55,70,71]. Recent study showed that [86]. Recent work has suggested expansion of au-
TPO and IL-17 levels are useful for differentiat- toreactive, CD1d-restricted, GPI-specific T cells
ing hypocellular refractory cytopenia of child- in PNH [38]. These data suggested important
hood (RCC) from pediatric AA [72]. roles for cell-extrinsic factors in clonal expansion
of PNH cells.
HLA and Cytokine Gene Polymorphisms
It was recently reported that AA patients po
There have been a number of studies on the ssessing clonal/oligoclonal hematopoiesis who
human leukocyte antigens (HLA) and their as- had specifically lost either HLA haplotype con-
sociation with AA. HLA-DR2 is overrepresent- taining the HLA-B*40:02, HLA-A*31:01, HLA-
ed among patients [73], suggesting a role for A*02:01, and HLA-A*02:06 [87]. Approximately
antigen recognition, and its presence is predic- 10% of AA have acquired copy number neutral
tive of a better response to CsA [74]. Further re- loss of heterozygosity (CN-LOH) in chromo-
search showed HLA-DRB1*1501 was associated some arm 6p (6pLOH), postulated to emerge by
with a good response to IST in Japanese cohorts immune selection against specific HLA alleles
[75,76]. [87–89]. This clonal hematopoiesis may repre-
Polymorphisms in cytokine genes, associated sent a signature of an escape from cytotoxic T-
with an increased immune response, also may cells autoimmunity targeting autoantigens and
be more prevalent: a nucleotide polymorphism strengthen the hypothesis of the immune-me-
in the TNF-α (TNF2) promoter at −308 [77], ho- diated pathogenesis of AA, although the exact
mozygosity for a variable number of dinucleo- mechanism is still unclear. Recent report showed
tide repeats in the gene encoding IFN-γ [78], and the PNH patient that had acquired CN-6pLOH
polymorphisms in the CTLA4 [79]. in GPI–AP+ granulocytes, but not in GPI–AP−
18 2. Pathophysiology of Acquired Bone Marrow Failure
granulocytes, supporting the hypothesis that a matory bowel disease. Recent work described
hostile immune environment drives selection previously unknown potential regulatory roles
of resistant hematopoietic cell clones [90]. Re- of the miR-145-5p and miR-126-3p in T-cell ac-
cent study reported successful isolation of HLA- tivation in AA, in which MYC and PIK3R2 are
B*40:02-restricted CTLs specific for HSCs that the respective targets of these miRNA [99]. Dys-
were present in AA patient peripheral blood or regulated miR-145-5p and miR-126-3p promote
BM [91]. T-cell proliferation and increase GZMB and IFN-
γ production. Targeting or employing miRNA
STAT3 Mutant Clones mimics might be novel molecular therapeutic
Large granular lymphocyte leukemia (LGL) approaches in AA.
is often associated with immune cytopenias and
can occur in BM failure, such as AA and MDS Autoantibodies
[92,93]. STAT3 mutations in LGL clonal expan- Autoantibodies are frequently detected in
sions are detected [94,95]. STAT3 clones can be patients with AA [100–103]. Antimoesin [100],
not only in known LGL concomitant cases, but diazepam-binding inhibitor-related protein 1
in a small population of other BM failure cases [101], kinectin [102], postmeiotic segregation in-
(7% AA and 2.5% MDS) [72]. In STAT3-mutat- creased 1 [102], and HNRNPK antibodies [103]
ed AA patients, trend toward better responses were reported to be expressed in AA. Recent
of IST and an association with the presence of study using SEREX identified autoantibodies
HLA-DR 15 were found. STAT3-mutant clones that are expressed in AA accompanied by im-
may facilitate a persistently dysregulated auto- mune abnormality [104]. Eight candidates were
immune activation, responsible for the primary identified: CLIC1, SLIRP, HSPB11, NHP2L1,
induction of BM failure in a subset of AA and SLC50A1, RPL41, RPS27, and SNRPF.
MDS.
Immune-Mediated BM Failure
Innate Immunity Mouse Models
Transcriptional analysis of T cells from AA Mouse models of AA, produced by the de-
has implicated some components of innate im- struction of BM cells using radiation, cytotoxic
munity in AA, including toll-like receptors and drugs, and immune cells, have been useful in
natural killer cells [96]. defining the hematopoietic stem cell and illus-
There are some experimental results that sup- trating the potency of small numbers of lympho-
port the natural killer cells involvement in AA cytes in specifically inducing apoptosis of BM
[97,98]. KIR and KIR ligand (KIR-L) genotype targets and their cytokines (e.g., IFN-γ-) as nega-
study showed that AA and PNH showed de- tive effector molecules [105–108]. Murine mod-
creased frequency of KIR-2DS1 and KIR-2DS5 els mimicking AA have used exposure to agents
genes [98]. The reduced frequency of these KIRs that result in marrow destruction through a
in AA and PNH may indicate an immunogenetic direct toxic effect, but models that explore anti-
relationship between these diseases. genic disparities between strains have resulted
in immune-mediated destruction of the marrow,
microRNAs more closely modeling human AA [109]. Infu-
There is emerging evidence that microRNA sion of parental lymph node cells into F1 hybrid
(miRNA) play crucial roles in controlling and donors caused pancytopenia, profound mar-
modulating immunity. Dysregulation of miRNA row aplasia, and death [63]. Not only a murine
can lead to autoimmune diseases, such as rheu- version of ATG and CsA but also monoclonal
matoid arthritis, multiple sclerosis, and inflam- antibodies to IFN-γ and tumor necrosis factor
Pathophysiology 19
abrogated hematologic disease, rescuing ani- and continued until days 91 and 112 posttreat-
mals. A powerful “innocent bystander” effect, ment [113].
in which activated cytotoxic T cells kill geneti-
cally identical targets, was present in second-
ary transplantation experiments [62]. In a minor Genetic Risk Factors in AA
histocompatibility antigen-discordant model, Telomeres are DNA sequences with a struc-
marrow destruction resulted from activity of an ture that protects chromosomes from erosion and
expanded H60 antigen-specific T-cell clone [61]. that a specific enzyme, telomerase, is involved
Treatment with the CsA abolished H60-specific in their repair after mitosis [114,115]. Telomeres
T-cell expansion and rescued animals from fatal are repeated nucleotide sequences that cap the
pancytopenia. The development of BM failure ends of chromosomes and protect them from
was associated with a significant increase in ac- damage. Acquired and congenital AA have been
tivated CD4+CD25+ T cells that did not express linked molecularly and pathophysiologically
intracellular FoxP3, whereas inclusion of normal by abnormal telomere maintenance [116,117].
CD4+CD25+ regulatory T cells in combination Telomeres are eroded with cell division, but in
with C57BL/6 LN cells aborted H60-specific T- HSCs, maintenance of their length is mediated
cell expansion and prevented BM destruction. by telomerase. Accelerated telomere shorten-
Trafficking of T cells to the marrow has also been ing is virtually universal in dyskeratosis con-
shown to be important in AA pathogenesis in genita, caused by mutations in genes encoding
murine models [110]. components of telomerase or telomere-binding
protein (TERT, TERC, DKC1, NOP10, or TINF2)
Mouse Models of Chemical and Drug [118–122]. Short telomeres were found in leuko-
Hematopoietic Toxicity cytes from approximately one-third of patients
In a few instances, mouse models have been with AA, especially those who do not have a re-
utilized to examine chemical and drug toxicity sponse to IST [123,124]. Systematic screening of
for hematopoiesis. Industrial exposure to ben- patients with apparently AA showed a few pa-
zene has numerous deleterious hematologic tients with TERT or TERC mutations [125,126].
effects in human workers. When benzene was Mutation of SBDS underlie Shwachman–
subcutaneously injected into CD1 mouse, they Diamond syndrome (SDS), inherited syndrome
showed lethargy, irritability, and weight loss, featuring BM failure [127]. Heterozygosis for
with decreased hemoglobin, erythrocytes, leu- 258 + 2 T > C SBDS gene was associated with
kocytes, and BM cells indicative of BM failure AA (4 of 91 AA) and telomere shortening of
[111]. leukocytes [128]. These mutations cause low
Chronic, delayed hematotoxicity of the che- telomerase activity, accelerated telomere short-
motherapy drug busulfan was recapitulated in ening, and diminished proliferative capacity of
a mouse model: following a course of therapy, hematopoietic progenitors. Sex hormones in-
animals maintained normal blood and BM cell crease telomerase activity by upregulating the
counts for 1 year before developing pancytope- TERT gene [129]. Blood count improvement can
nia and frank marrow aplasia, with significant be obtained with androgen therapy in patients
decline in splenic colony-forming units (CFU) with mutation in telomere repair complex genes
[112]. BALB/c mice were treated 8 times with [130]. For more information about telomeres,
busulfan over 23 days and found reductions please refer Chapter 15.
in nucleated marrow cells, granulocyte-macro- Germ-line GATA2 gene mutations, lead-
phage (CFU-GM), CFU-erythroid, erythrocytes, ing to haploinsufficiency, have been identi-
leukocytes, platelets, and reticulocytes on day 1 fied in patients with familial MDS/AML [131],
20 2. Pathophysiology of Acquired Bone Marrow Failure
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struggled to keep his footing. Between them the girl uncomplainingly
picked her way upward.
And then they came to a place, as Stephen had hoped, where it was
necessary to scale a sheer scarp of six or seven feet in order to gain
a shelf near the summit. He had to kneel in order to help the girl up.
Turpan, not tall enough to pull himself up with his arms, cursed as his
boots slipped.
"Extend the barrel of your rifle to me," Stephen said, "and I will pull
you up until you are able to reach that overhanging bush. It will
support your weight."
Turpan nodded curtly. He was not happy about this. He was never
happy when playing a minor role, but he appreciated the urgency of
the moment.
Stephen pulled and the Bedchamber Assassin strained upward. Then
he grasped at the bush, and at the same moment Stephen gave a
sharp, Herculean tug.
Turpan snatched for the bush with both hands. "Got it," he said, and
swung himself upon the ledge.
"Yes," agreed Stephen, "but I have the rifle."
Turpan, fettered like a common criminal, lay upon his couch in the
tent where he had sat not long ago, a conqueror. The powerful
floodlight that shone in his face did nothing to sooth his raw temper.
Someone entered the tent and he strained in his bonds to see who it
was. Stephen came and stood over him.
Turpan licked his dry lips. "What time is it?" he asked.
"It is almost midnight. They have destroyed your rifle, but it has been
decided that, in view of your predatory nature, it would be dangerous
to release you again upon this colony. Are you prepared to meet your
fate?"
Turpan sneered. "Destroy me, fool—eunuch! It will not change your
lot here. You will remain an untouchable—an odd man out. May your
books comfort your cold bed for the rest of your life. I prefer death."
Stephen removed the hypodermic needle from the kit which they had
furnished him and filled it. He bared Turpan's arm. The muscles of
that arm were tense, like cords of steel. Turpan was lying. He was
frightened of death.
Stephen smiled a little. He looked a good deal younger when he
smiled. "Please relax," he said. "I am only a biological technician; not
an executioner."
Two hours later Stephen emerged from the tent, perspiring, and
found that the revel in the encampment continued unabated even at
this time of morning. Few suspected what had been going on in
Turpan's tent. These few now anxiously awaited his verdict.
"How did it go?" the former Planner of Flight One asked. "Was—the
equipment satisfactory? The drugs and chalones sufficient?"
He nodded wearily. "The character change appears to have been
complete enough. The passivity will grow, of course." A group of men
and women were playing a variety of hide-and-seek, with piercing
shouts and screams, among the shadows of the tents, and it was no
child's game.
"Don't worry about them," the Planner said. "They'll be over it in the
morning. Most of them have never had anything to drink before. Our
dictator's methods may have been cruder than we intended, but
they've certainly broken the ice."
"When will we see—Turpan?" someone asked. It was Ellen.
Stephen had not known that she was waiting. "Any moment now, I
believe," he said. "I will go in and see what is keeping him."
He returned in a few seconds. "A matter of clothing," he said with a
smile. "I warned you that there would be a complete character
change."
The garments were supplied. Stephen took them in. The floodlight
had been turned off now, and it was fairly dark in the tent.
"Hurry up," Stephen said gently.
"I can't—I cannot do it!"
"Oh, but you can. You can start all over now. Few of the colonists
ever knew you by sight. I am sure that you will be warmly enough
received."
Stephen came out. Ellen searched his face. "It will not be much
longer now," he told her.
"And to think that I doubted you!"
"I am only a technician," he said.
"There are one hundred and sixty-two male high scientists upon this
island," she said, coming forward and putting her arms around him,
"but only one, solid, unimaginative, blessed technician. It makes a
nice, even arrangement for us women, don't you think?"
"Even enough," he said. And at that moment Turpan stepped out of
the tent, and all of them looked. And looked. And Turpan, unable to
face that battery of eyes, ran.
Ran lightly and gracefully through the tent village toward the cliffs
beyond. And all along that gauntlet there were catcalls and wolf
whistles.
"Don't worry," the Planner said. "She will come back to us. After all,
there is a biological need."
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