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URBAN
ECOLOGY
EMERGING PATTERNS AND
SOCIAL-ECOLOGICAL SYSTEMS
Edited by
PRAMIT VERMA
Integrative Ecology Laboratory (IEL), Institute of Environment & Sustainable Development (IESD),
Banaras Hindu University (BHU), Varanasi, Uttar Pradesh, India
PARDEEP SINGH
Department of Environmental Studies, PGDAV College, University of Delhi, New Delhi, India
RISHIKESH SINGH
Integrative Ecology Laboratory (IEL), Institute of Environment & Sustainable Development (IESD),
Banaras Hindu University (BHU), Varanasi, Uttar Pradesh, India
A.S. RAGHUBANSHI
Integrative Ecology Laboratory (IEL), Institute of Environment & Sustainable Development (IESD),
Banaras Hindu University (BHU), Varanasi, Uttar Pradesh, India
Elsevier
Radarweg 29, PO Box 211, 1000 AE Amsterdam, Netherlands
The Boulevard, Langford Lane, Kidlington, Oxford OX5 1GB, United Kingdom
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This book and the individual contributions contained in it are protected under copyright by the Publisher
(other than as may be noted herein).
Notices
Knowledge and best practice in this field are constantly changing. As new research and experience broaden
our understanding, changes in research methods, professional practices, or medical treatment may become
necessary.
Practitioners and researchers must always rely on their own experience and knowledge in evaluating and
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liability for any injury and/or damage to persons or property as a matter of products liability, negligence or
otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in the
material herein.
ISBN: 978-0-12-820730-7
Luca Afonso Centre for Invasion Biology, Syed Mohsin Bukhari Applied and Environ-
Department of Botany and Zoology, Stellen- mental Microbiology Laboratory, Department
bosch University, Matieland, South Africa of Wildlife and Ecology, University of Veteri-
Muhammad Akmal Water Research Labo- nary and Animal Sciences, Lahore, Punjab,
ratory, Department of Fisheries and Aqua- Pakistan
culture, University of Veterinary and Animal M.C. Chandan RCG School of Infrastructure
Sciences, Lahore, Punjab, Pakistan Design and Management, Indian Institute of
Waqas Ali Applied and Environmental Micro- Technology Kharagpur, West Bengal, India
biology Laboratory, Department of Wildlife Ranit Chatterjee Kyoto University, Kyoto,
and Ecology, University of Veterinary and Japan
Animal Sciences, Lahore, Punjab, Pakistan Álvaro Corredor-Ochoa Tampere University,
Carmen Antuña-Rozado VTT Research Centre Tampere, Finland
of Finland Ltd., Espoo, Finland Ambika Dabral Resilience Innovation Knowl-
Vidhu Bansal Research Scholar, Department of edge Academy, New Delhi, Delhi, India
Architecture and Regional Planning (ARP), Lalatendu Keshari Das IIT Bombay, Mumbai,
Indian Institute of Technology (IIT) Kharagpur, Maharashtra, India
West Bengal, India
Rajkumari Sanayaima Devi Deen Dayal
Sunny Bansal Research Scholar, Ranbir and Upadhyaya College (University of Delhi), New
Chitra Gupta School of Infrastructure Design Delhi, India
and Management (RCGSIDM), Indian Institute
Juan Du Department of Architecture & Urban
of Technology (IIT) Kharagpur, West Bengal,
Ecologies Design Lab, Faculty of Architecture,
India
The University of Hong Kong, Hong Kong
André C.S. Batalhão Environmental Sciences, Special Administrative Region, China
Center for Environmental and Sustainability
Karen J. Esler Department of Conservation
Research e CENSE/Nova Lisbon University,
Ecology and Entomology and Centre for Inva-
Caparica, Portugal
sion Biology, Stellenbosch University, Matie-
Rahul Bhadouria Department of Botany, Uni- land, South Africa
versity of Delhi, Delhi, India
José Fariña-Tojo Universidad Politécnica de
H.A. Bharath RCG School of Infrastructure Madrid, Madrid, Spain
Design and Management, Indian Institute of
Mirijam Gaertner Nürtingen-Geislingen Uni-
Technology Kharagpur, West Bengal, India
versity of Applied Sciences (HFWU), Schel-
Antonia D. Bousbaine Département de Géo- menwasen 4-8, Nürtingen, Germany and
graphie, Laboratoire LAPLEC, Université de Centre for Invasion Biology, Department of
Liège, Liège, Belgium Botany and Zoology, Stellenbosch University,
Christopher Bryant Géographie, Université de Matieland, South Africa
Montréal, Canada & Adjunct Professor, School Mateo Gasparovic Chair of Photogrammetry
of Environmental Design and Rural Develop- and Remote Sensing, Faculty of Geodesy, Uni-
ment, University of Guelph, Montréal, Québec, versity of Zagreb, Zagreb, Croatia
Canada
xi
xii Contributors
Sjirk Geerts Department of Conservation and Wenjian Pan Department of Architecture &
Marine Sciences, Cape Peninsula University of Urban Ecologies Design Lab, Faculty of Archi-
Technology, Cape Town, South Africa tecture, The University of Hong Kong, Hong
Dilawar Husain Department of Mechanical Kong Special Administrative Region, China
Engineering, School of Engineering and Tech- D. Pavlova National Research University
nology, Sandip University, Nashik, India Higher School of Economics, Moscow, Russia
Ali Hussain Applied and Environmental Daniela Perrotti University of Louvain, Lou-
Microbiology Laboratory, Department of vain-la-Neuve, Belgium
Wildlife and Ecology, University of Veterinary Ravi Prakash Department of Mechanical Engi-
and Animal Sciences, Lahore, Punjab, Pakistan neering, Motilal Nehru National Institute of
Syed Makhdoom Hussain Aquaculture Technology, Allahabad, Uttar Pradesh, India
Research Laboratory, Department of Zoology, A.S. Raghubanshi Integrative Ecology Labo-
Government College University, Faisalabad, ratory (IEL), Institute of Environment & Sus-
Punjab, Pakistan tainable Development (IESD), Banaras Hindu
Arshad Javid Applied and Environmental University (BHU), Varanasi, Uttar Pradesh,
Microbiology Laboratory, Department of India
Wildlife and Ecology, University of Veterinary Juho Rajaniemi Tampere University, Tampere,
and Animal Sciences, Lahore, Punjab, Pakistan Finland
Vaishali Kapoor Deen Dayal Upadhyaya Col- Rumana Islam Sarker Department of Infra-
lege (University of Delhi), New Delhi, India structure Engineering, University of Innsbruck,
Sushil Kumar School of Environmental Scien- Innsbruck, Austria
ces, Jawaharlal Nehru University, New Delhi, Joy Sen Professor and Head, Department of
India Architecture and Regional Planning; Joint Fac-
Pyarimohan Maharana School of Environ- ulty, Ranbir and Chitra Gupta School of Infra-
mental Sciences, Jawaharlal Nehru University, structure Design and Management, Indian
New Delhi, India Institute of Technology (IIT) Kharagpur,
R.K. Mall DST-Mahamana Centre of Excellence West Bengal, India
in Climate Change Research, Institute of Envi- Fariya Sharmeen Institute for Management
ronment and Sustainable Development, Bana- Research, Radboud University, Nijmegen, the
ras Hindu University, Varanasi, Uttar Pradesh, Netherlands; Faculty of Civil Engineering
India and Geosciences, Delft University of Technol-
Y. Milshina National Research University ogy, Delft, the Netherlands
Higher School of Economics, Moscow, Russia Sujit kumar Sikder Leibniz Institute of Eco-
Golam Morshed Department of Infrastructure logical Urban and Regional Development
Engineering, University of Innsbruck, Inns- (IOER), Dresden, Germany
bruck, Austria Nidhi Singh DST-Mahamana Centre of Excel-
G. Nimish RCG School of Infrastructure Design lence in Climate Change Research, Institute of
and Management, Indian Institute of Technol- Environment and Sustainable Development,
ogy Kharagpur, West Bengal, India Banaras Hindu University, Varanasi, Uttar
Pradesh, India
Tahir Noor Applied and Environmental Micro-
biology Laboratory, Department of Wildlife Ravindra Pratap Singh Research Scholar, Inte-
and Ecology, University of Veterinary and grative Ecology Laboratory, Institute of Envi-
Animal Sciences, Lahore, Punjab, Pakistan ronment and Sustainable Development,
Banarasi Hindu University, Varanasi, Uttar
Piotr Nowakowski Silesian University of Tech-
Pradesh, India
nology, Katowice, Poland
Contributors xiii
Rishikesh Singh Integrative Ecology Labo- Pratap Srivastava Shyama Prasad Mukherjee
ratory (IEL), Institute of Environment & Sus- Post-graduate College, University of Allaha-
tainable Development (IESD), Banaras Hindu bad, Allahabad, Uttar Pradesh, India
University (BHU), Varanasi, Uttar Pradesh, Nuala Stewart Master of Sustainable Develop-
India ment, Macquarie University, Sydney, NSW,
Saumya Singh DST-Mahamana Centre of Australia
Excellence in Climate Change Research, Insti- Denilson Teixeira Environmental Engineering,
tute of Environment and Sustainable Develop- Federal University of Goiás, Goiânia, Brazil
ment, Banaras Hindu University, Varanasi,
Sachchidanand Tripathi Deen Dayal Upad-
Uttar Pradesh, India
hyaya College (University of Delhi), New
Anita Singh Department of Botany, Banaras Delhi, India
Hindu University, Varanasi, Uttar Pradesh,
Shweta Upadhyay Integrative Ecology Labo-
India
ratory (IEL), Institute of Environment & Sus-
Pardeep Singh Department of Environmental tainable Development (IESD), Banaras Hindu
Studies, PGDAV College, University of Delhi, University (BHU), Varanasi, Uttar Pradesh,
New Delhi, India India
Rajeev Pratap Singh Department of Environ- Barkha Vaish Department of Environment and
ment and Sustainable Development, Institute of Sustainable Development, Institute of Envi-
Environment and Sustainable Development, ronment and Sustainable Development, Bana-
Banaras Hindu University, Varanasi, Uttar ras Hindu University, Varanasi, Uttar Pradesh,
Pradesh, India India
Vaibhav Srivastava Department of Environ- Pramit Verma Integrative Ecology Laboratory
ment and Sustainable Development, Institute of (IEL), Institute of Environment & Sustainable
Environment and Sustainable Development, Development (IESD), Banaras Hindu Uni-
Banaras Hindu University, Varanasi, Uttar versity (BHU), Varanasi, Uttar Pradesh, India
Pradesh, India
Mariusz Wala PST Transgór S.A., Rybnik,
Poland
Foreword
xv
xvi Foreword
21st century. Given the magnitude, intensity Nagendra, H., Bai, X., Brondizio, E.S., Lwasa, S., 2018.
and interconnectedness of the challenge The urban south and the predicament of global
sustainability. Nature Sustainability 1, 341e349.
ahead, there is a pressing need for interdis- Parnell, S., Elmqvist, T., McPhearson, T., Nagendra, H.,
ciplinary research on urban social-ecological Sörlin, S., 2018. Introduction - Situating knowledge
systems that investigate the challenges of and action for an urban planet. In: Elmqvist, T., et al.
urban sustainability and resilience from (Eds.), The Urban Planet. Cambridge University
diverse angles. This book presents a Press, pp. 1e16.
Seto, K.C., Pandey, B., 2019. Urban Land Use: Cen-
welcome step in this direction. tral to Building a Sustainable Future. One Earth 1,
168e170.
Wolfram, M., Frantzeskaki, N., Maschmeyer, S., 2016.
References Cities, systems and sustainability: Status and per-
Estrada, F., Botzen, W.W., Tol, R.S., 2017. A global eco- spectives of research on urban transformations.
nomic assessment of city policies to reduce climate Current Opinion in Environmental Sustainability 22,
change impacts. Nature Climate Change 7, 403e406. 18e25.
C H A P T E R
1
Urban ecology e current state of
research and concepts
Pramit Verma1, Rishikesh Singh1, Pardeep Singh2,
A.S. Raghubanshi1
1
Integrative Ecology Laboratory (IEL), Institute of Environment & Sustainable Development
(IESD), Banaras Hindu University (BHU), Varanasi, Uttar Pradesh, India; 2Department of
Environmental Studies, PGDAV College, University of Delhi, New Delhi, India
O U T L I N E
Urban Ecology
https://doi.org/10.1016/B978-0-12-820730-7.00001-X 3 Copyright © 2020 Elsevier Inc. All rights reserved.
4 1. Urban ecology e current state of research and concepts
1. Introduction
I. Emerging facets of urban ecology e urban and urbanization, theory and concepts
1. Introduction 5
developed and continues to do so with impunity. The urban population has increased from a
mere ‘750 million (1951) to 4.2 billion (2018)’ (Chapter 18; United Nations, 2018a, b) consti-
tuting more than 55% of the total world population. About 9.8 billion people will be living
in urban areas by 2050 which will increase to 11.2 billion by 2100 (United Nations, 2018a,
b). The resource base for such a massive population is made available at the cost of natural
resources, environmental destruction and ecosystem services. Furthermore, apart from the
environmental factors, the resource distribution and consumption in an urban ecosystem is
not equitable since there is an influence of social factors, such as income, governance and pol-
icy, civic amenities, and so on.
Taking the example of CO2 emission from electricity consumption from urban households
in India, cities such as Allahabad had per capita emission of 12 kg CO2 per capita per month,
whereas Chennai emitted 81 kg CO2 per capita per month (Ahmad et al., 2014). The reason
has been attributed to the lifestyle and income disparities. Rural areas predominantly utilize
traditionally solid fuels, which might be responsible for higher carbon emission from cooking
activities. This kind of disparities within urban ecosystems also exist in different processes
and components which determine the scale and magnitude of the effect of urban phenomena
on its environment.
I. Emerging facets of urban ecology e urban and urbanization, theory and concepts
6 1. Urban ecology e current state of research and concepts
resource requirements for activities such as housing and construction, transport, and so on
(Schandl and Schaffartzik, 2015). It is simply how raw material or finished products are trans-
ferred to urban systems, and waste and transformed products come out. However, this flow
of material takes place at economic and environmental costs.
Wolman’s work in urban metabolism and ecosystems led to their recognition as an impor-
tant area of research. Wolman’s hypothetical city gave an estimate of material budget for
food, fuel and water use, and sewage, refuse and air pollutants that a million US citizens
would store and transform according to 1965 standard rates (Wolman, 1965). Such studies
for whole cities are rare, and an in-depth analysis of a few cities by the UNESCO’s Man
and the Biosphere Programme in the 1970s gave further insight into urban metabolism
studies (Bai, 2016). Urban metabolism is concerned with the flow and transformation of ma-
terials and energy in an urban setup. These are classified as inputs and outputs (Decker et al.,
2000). It was found that the material balance of Hong Kong with a population of 5.5 million
residents was approximately equal to that of Wolman’s hypothetical US city (Decker et al.
2000). Furthermore, 3.65 million residents of Sydney, in 1990, metabolized as much as Wol-
man’s hypothetical US city with the exception of high CO2 levels. The cause would probably
be the higher number of automobiles (Ibid).
Urban sustainability has a greater chance of success ‘when the scales of ecological pro-
cesses are well-matched with the human institutions charged with managing humane
environment interactions’ (Leslie et al., 2015). In the past few decades, the field of urban ecol-
ogy transformed from studying ecology in the city to ecology of the city (Childers et al., 2014).
This has led to the coupling of urban metabolism principles with human choices and prefer-
ences, giving rise to SES. Cities transform raw materials, fuel and water into the built struc-
ture, human biomass and waste. Energy flow and material transformation conceived as
urban metabolism do not give a complete picture of these urban centres. The human aspect,
when added to urban metabolism, provides a more holistic approach towards the study of
these cities. Recently, this fact is being accepted and taken into account of urban system
studies. The growth and development of cities is a process of organization in which human
choices and preferences play a pivotal role, working in an ecological matrix.
Hence, this book deals with the emerging aspects of urban ecological studies from the
perspective of SES. Urban ecology comprises a number of dimensions which have been out-
lined in this book, like, urban metabolism [Chapter 2], land use land cover change [Chapters
3 and 4], disaster risk management [Chapter 5], urban ecosystem services [Chapter 6], urban
green space [Chapter 7], urban agriculture [Chapter 8], carbon emissions [Chapter 9], trans-
port in cities [Chapter 10], urban air quality [Chapter 11], water management [Chapter 12],
urban biodiversity [Chapter 13], waste management [Chapters 14, 15 and 23], climate change
and human health [Chapter 17], urban heat island effect [Chapter 17], sustainable and smart
cities [Chapters 18 and 19], urban design [Chapters 20 and 21], policy and management
[Chapter 22] and nutrient fluxes [Chapter 16], among many others. This book discusses the
conceptual undertakings and advances in the field of urban ecology. The next section gives
a brief description of the state of research into urban ecology followed by a discussion on
the major themes covered in this book.
I. Emerging facets of urban ecology e urban and urbanization, theory and concepts
2. State of research in urban ecology 7
FIGURE 1.1 Publications related to ‘urban ecology’ for each year from 1999 to 2019 indexed in the Web of Science
core collection (accessed on 05 December 2019).
I. Emerging facets of urban ecology e urban and urbanization, theory and concepts
8 1. Urban ecology e current state of research and concepts
China, Germany, Canada and Mexico (Fig. 1.2). African countries were represented by South
Africa, and Asian countries were represented by China and Singapore in the top 25 results.
This does not mean that various dimensions of urban ecology are not being researched in
other countries; however, it does indicate that the transdisciplinary nature of urban ecology
might be lacking in such studies.
The next section discusses the various themes covered in this book. It describes the concep-
tual undertakings and advances in the field of urban ecology covered in this book.
FIGURE 1.2 Tree diagram of the country and region-wise number of documents related to ‘urban ecology’
published between 2009 and 2019. From Web of Science, accessed on 05 December 2019.
I. Emerging facets of urban ecology e urban and urbanization, theory and concepts
3. Urban ecology: concepts and definitions 9
FIGURE 1.3 Dimensions of urban ecology e a word of author keywords from each chapter in the book.
I. Emerging facets of urban ecology e urban and urbanization, theory and concepts
10 1. Urban ecology e current state of research and concepts
There are many definitions of the city according to different countries. How a city is
defined generally depends on its population, presence of an administrative unit in the city
and any other economic or social characteristic important for that country. Based on the num-
ber of people, cities have been defined by total population, population density or both. Some
countries designated other terms for larger urban areas comprising more than one urban core
such as urban agglomeration (India), urbanized area (United States) and conurbations
(United Kingdom). A city has at least 50,000 population in Japan and the European Union,
and 2500, 2000 and 200 population in the United States, Israel and Iceland, respectively. A
list of some countries that have defined cities according to population is given in Fig. 1.4.
For a researcher, the first task before conducting any urban-based research is to identify and
define the study area. Generally, district, city, urban agglomeration or block in case of rural
areas is selected. The next step is to gather data and extract the boundary of the site. Informa-
tion regarding the boundary of a city is generally not available in digital formats which makes
the processing of data very difficult. If available, such digital information is out of date , for
example, the urban boundaries of cities in India are expanding at a rate greater than that at
which the administration works. This results in the presence of high-density urban patches
classified as rural or outside the municipal boundary in local bodies’ records and escaping
full evaluation for urban landscapes. Satellite data and geographical information systems
(GIS) play a vital role in landscape-based studies.
Confusion in data available for urban areas can be better understood by the following
example, for example,. Data regarding population, literacy, number of households, area
and employment sector are available at ward (sub-city) and village level for towns (urban)
and blocks (rural), respectively. Calculation of secondary metrics and change in these quan-
tities is possible for these categories at the aforementioned urban or rural units. Information
regarding amenities and assets is available at subdistrict (tehsil) level. The boundary of a sub-
district is independent of the boundary of a city, town or village. Thus, metrics calculated
from such data are applicable at different levels of urban areas, each having a different pop-
ulation, and thus pose a difficulty for researchers when calculating per capita metrics This
example comes from India, where cities are constituted inside a district, however, it points
out the confusing, often overlapping and sometimes absent data regarding urban areas.
Other countries may have better systems of administrative demarcation, however, the point
remains that in order to study urban systems, the data should reflect the ground reality.
Need for a uniform urban boundary becomes more apparent when we look at urban areas
from a landscape perspective. The scale at which an urban area is perceived should match the
scale at which it is expanding and information is available. The rate of urbanization should be
taken into account to revise the definition of a city. Thus, the definition needs to be versatile
and able to cope with rapid urban expansion as well as uniform to make comparisons across
regions possible. A better way to define a city is by taking into account population, popula-
tion density, employment and their concentration gradient identified through remote sensing
and GIS. A GIS grid with these layers and a threshold value of concentration gradient for
defining urban, semiurban and rural can be used similar to the methodology followed in a
European Commission working paper (Dijkstra et al. 2018) but additionally having well-
I. Emerging facets of urban ecology e urban and urbanization, theory and concepts
3. Urban ecology: concepts and definitions 11
City/Town by populaon
New Zealand, 1000
Bahrain, 2500
Guam, 2500
Switzerland, 10000
Spain, 2000
Slovakia, 5000
Portugal, 10000
Norway, 200
Netherlands, 2000
Lithuania, 3000
Ireland, 1500
Iceland, 200
Greece, 10000
France, 2000
Czech Republic, 2000
Austria, 5000
Albania, 400
Turkey, 20001
Malaysia, 10000
Israel, 2000
India, 5000
Venezeula, 1000
Bolivia, 2000
Argenna, 2000
USA, 2500
Puerto Rico, 2500
Panama, 1500
Mexico, 2500
Greenland, 200
Cuba, 2000
Canada, 1000
Senegal, 10000
Liberia, 2000
Ethiopia, 2000
Equatorial Guinea, 1500
Botswana, 5000
Zambia, 5000
Sudan, 5000
0 3000 6000 9000 12000 15000 18000 21000
Populaon
FIGURE 1.4 City/town by population in some countries (UNSD, 2015).
defined economic and employment thresholds similar to prerequisites already present in the
definition of towns according to Census of India (2011). Threshold defining these values may
differ from countries. This can result in a uniform definition of cities and needs to be inves-
tigated further.
I. Emerging facets of urban ecology e urban and urbanization, theory and concepts
12 1. Urban ecology e current state of research and concepts
energy, and the various social and ecological interactions act like the ‘metabolism’ of living
organisms. Urban metabolism is the study of the flow of matter and energy through a city
providing a model for human and nature interactions.
I. Emerging facets of urban ecology e urban and urbanization, theory and concepts
3. Urban ecology: concepts and definitions 13
(2) cocioeconomic activities increase leading to higher productivity; and (3) socioeconomic
activities diversify leading to better opportunities. They showed that for doubling the population
of a city, about 85% of infrastructure development is needed (Bettencourt and West, 2010). This
indicates that cities essentially grow like an organism with some savings as the size increases.
These savings are in the form of cost or material benefits which are made due to the increase in
scale. However, this may not indicate that such growth is necessarily sustainable.
I. Emerging facets of urban ecology e urban and urbanization, theory and concepts
14 1. Urban ecology e current state of research and concepts
quality, urban heat island effect, water and air pollution, psychological and mental health,
and urban design (Giles-Corti et al., 2016).
4. Conclusions
The preceding section described some of the concepts including the urban boundary, ur-
ban health, modelling and remote sensing, smart and sustainable city and indicators of sus-
tainability, which have been used in this book. Since cities contain a number of components
which are mainly created by humans, they function at different trajectory than natural eco-
systems. Currently, cities are plagued by several problems such as biodiversity loss, air qual-
ity, green spaces, lack of open space, and so on. However, it is believed that cities are resilient
ecosystems, and better performing cities continue to do so for several decades. Policy based
on an understanding of the workings of different components in urban ecosystems would
help in creating a sustainable future.
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Further reading
Ahmad, S., Baiocchi, G., Creutzig, F., 2015. CO2 emissions from direct energy use of urban households in India. Envi-
ronmental science & technology 49 (19), 11312e11320.
I. Emerging facets of urban ecology e urban and urbanization, theory and concepts
C H A P T E R
2
Urban metabolism: old challenges,
new frontiers, and the research
agenda ahead
Daniela Perrotti
University of Louvain, Louvain-la-Neuve, Belgium
O U T L I N E
Urban Ecology
https://doi.org/10.1016/B978-0-12-820730-7.00002-1 17 Copyright © 2020 Elsevier Inc. All rights reserved.
18 2. Urban metabolism: old challenges, new frontiers, and the research agenda ahead
ecology (Wachsmuth, 2012; Castàn Broto et al., 2012; Newell et al., 2017). Each of these dis-
ciplines encompasses different schools, which focus on a wide range of methods and diver-
sified scales of analysis. In quantitative terms, industrial ecology is the most influential
research path in UM studies (Newell and Cousins, 2014). Industrial ecology approaches to
resource accounting have extended beyond the original focus on the metabolism of industrial
systems and industrial symbiosis to include the broader scale of cities (Bai, 2007; Kennedy
et al., 2012). In industrial ecology, UM is defined as ‘the sum total of the technical and socio-
economic processes that occur in cities, resulting in growth, production of energy, and
elimination of waste’ (Kennedy et al., 2007). In UM research, cities are studied as open
systems whose metabolism is the result of the interactions with other (close or remote)
anthropogenic systems and the natural environment. Beyond the concept, industrial ecology
UM research provides analytical tools and methods to assess the resource intensity of urban
systems and, when applied in policy and practice, to enable resource use optimization.
Material Flow Analysis (MFA) is the most used method for resource accounting in indus-
trial ecology (Cui, 2018; Kennedy et al., 2011). Rather than a single model, it consists of a fam-
ily of mass-balance models that can vary from national to local scales and includes aggregate
materials and energy accounts as well as assessments of a single material or substance. The
Eurostat’s Economy-wide material flow accounting (EW-MFA) is the most widely spread
method within the MFA family and represents the basis of standard statistical reporting in
the EU (Eurostat, 2001). The EW-MFA was introduced in the late 1960s (Ayres and Kneese,
1969) and further developed in the 1990s (Baccini and Brunner, 1991; Bringezu, 1997). It was
initially conceived as a standardized method for flow accounting at the scale of national econ-
omies. Hammer et al. (2003) adapted the EW-MFA at the city and regional level, opening the
path to a still growing number of applications to urban systems (e.g., Hammer and Giljum,
2006; Barles, 2009; Voskamp et al., 2017; Bahers et al., 2019). In the EW-MFA, only material
input and output flows entering or leaving the system are considered, excluding in-boundary
processes and dynamics associated with resource use. Hence the model results in a ‘black
box’ representation of the socioeconomic system itself. The method has in the past decades
gained maturity thanks to considerable efforts by the scientific community to work consis-
tently toward methodological harmonization and standardization across existing datasets
(Fischer-Kowalski et al., 2011). In the past few years research efforts have concentrated on
integrating the EW-MFA with other methods for the assessment of urban resource flows
(Daigger et al., 2016) and with ecosystem services frameworks (Perrotti and Stremke,
2020). Substance Flow Analysis (SFA) belongs to the same mass-balance family of accounts
as the Eurostat EW-MFA. It concentrates on the analysis of substance fluxes and key nutrients
(primarily carbon, nitrogen and phosphorus), which are assessed either separately or coupled
with other fluxes. SFA applications at the city level range from analysis of individual ele-
ments responsible for human-induced water, air, or soil contamination in urban ecosystems
(or contamination risks) (Barles, 2010), to investigation into the mutual dependency of mul-
tiple elements in water-agro-food systems (Verger et al., 2018; Esculier et al., 2019), and to
coupled material and energy fluxes in an ‘urban nexus’ perspective (Chen and Lu, 2015).
Beyond MFA and SFA, other popular methods for resource accounting within industrial
ecology include Emergy-based analysis and Energy Flow Accounting (EFA). Emergy-based
analysis is characterized by the use of the ‘emergy’ concept as a basis for resource accounting
(Odum, 1996). Emergy is defined as the total amount of solar energy that is used directly and
indirectly to deliver a product or a service. As exemplified in the study of Beijing from 1990
I. Emerging facets of urban ecology e urban and urbanization, theory and concepts
1. Urban metabolism: from concept to methods 19
to 2004 (Zhang et al., 2009), in emergy-based analysis, the studied UM system includes the
socioeconomic system and the natural subsystems (the natural capital included within the
city’s administrative boundaries). Solar equivalent joule (SEJ) is used as a common unit to
account for all flows, including renewable sources (wind, rain, rivers, earth cycles), indige-
nous nonrenewable resources (e.g., coal, iron ore, sand, gravel) and all other resources im-
ported from other systems (fuels, goods, services). The emergy issued from renewable and
nonrenewable indigenous sources is considered regardless of the amount of final energy
used in the socioeconomic subsystem. Despite the limits resulting from the use of a single
unit for different energy flows and qualities (Hau and Bakshi, 2004), the emergy method
provides a clear picture of the contribution of natural energy to the system’s economy. Since
the beginning of the 2000s, EFA has been established as an alternative method to the EW-
MFA in industrial ecology research (Haberl, 2001a; Krausmann and Haberl, 2002). EFA is
grounded on a socioeconomic perspective of the energy metabolism of human organizations
and emphasizes the central role of energy flows in metabolic analysis, integrating technical
energy (power and heating) with biomass flows (wood, food, feed and biomaterials). EFA
adapts the set of indicators used in MFA to account for all streams of energy (including en-
ergy from renewable sources) and energy-rich materials that cross the system boundary
based on their gross calorific value, regardless of the purpose for which they are used (Hab-
erl, 2001a). All energy inputs that build up the biophysical structures of the societies are
considered alongside the biomass combusted to generate heat and/or electricity. EFA also
tracks the main energy conversion processes throughout the system (primary-final-useful en-
ergy) for both technical energy (used in artefacts) and nutritional energy (for humans and
livestock). The EFA’s focus on biomass is essentially due to the historical perspective adopted
in these studies. This allows for comparison between different types of societal organizations,
such as hunter-gatherer and agricultural societies, in which technical energy from fossil sour-
ces was not as dominant as in industrial societies. System boundaries are rarely restricted to a
single administrative urban unit and EFA is mostly performed at the regional, national, or
supranational scale (Krausmann, 2013). Moreover, through the introduction of additional
indicators such as Human Appropriation of Net Primary Production (HANPP), EFA also of-
fers valuable insights into the relations between land use and resource flows (Haberl et al.,
2006), placing human social activities (e.g., economic production or the use of technologies)
in a broader ecological context (Haberl, 2001b). EFA is regarded as a valuable tool to integrate
socioeconomic and natural flows in a comprehensive UM framework (Golubiewsk, 2012) and
can provide an interdisciplinary knowledge-base for industrial ecology, ecological economics
and human ecology to jointly advance UM research (Barles, 2010).
Recent years have seen the rise of political-industrial ecology, an interdisciplinary field
concerned with the cross-fertilization of epistemologies and the hybridization of qualitative
and quantitative methodologies used in industrial and political ecology (Newell et al.,
2017). In political ecology, socioeconomic flows of the UM are analyzed as the result of the
interactions between power, institutional structures, politics, social and human capital
(Swyngedouw and Heynen, 2003; Castàn Broto et al., 2012). Criticisms are addressed to ‘or-
thodox’ industrial ecological methods for their limited engagement with the social and polit-
ical challenges arising from unequal access to resources across societies or stakeholder groups
(Dalla Fontana and Boas, 2019) and uneven relations of power in the governance of natural
resources (Gandy, 2004).
I. Emerging facets of urban ecology e urban and urbanization, theory and concepts
20 2. Urban metabolism: old challenges, new frontiers, and the research agenda ahead
On the urban ecology side of the UM research spectrum, synergies and tradeoffs between
environmental and social concerns were central to the studies carried out since the 1970s
within the UNESCOeMan and the Biosphere Programme (UNESCO, UNEP, 1971).
Follow-up research by the United Nations University Institute for the Advanced Study of
Sustainability (UNU-IAS, former United Nations University Institute of Advanced Studies)
has allowed fostering an ‘urban ecosystems’ approach to resource management and policy
development in cities (Marcotullio and Boyle, 2003). Similar interdisciplinary questions
were explored in experimental programmes such as the Long Term Ecological Research
Program in the United States (LTER) that started in the 1980s and included 24 different pro-
jects (Hobbie et al., 2003). A long-lasting dialogue across disciplines was foreseen as a means
to achieve shared theoretical bases to understand cities as dynamic, complex and adaptive
systems linking ecology and society (Grimm et al., 2000; Pickett et al., 2011). More recently,
interdisciplinary exploratory research initiatives were carried out within the US National
Science Foundation’s Urban Long-Term Research Areas (ULTRA-Ex) with pilot projects
developed in over 20 US cities. The programme specifically tailored the opening of the ‘black
box’ of city systems and the study of the dynamic interactions between people and natural
ecosystems occurring in urban settings as well as their influence on cities’ liveability and
the health and functionality of nonurban systems. For example, in the Ecosystem Study of Bal-
timore, Maryland, and the District of ColumbiaeBaltimore City ULTRA-Ex project, bio-
geophysical models of water, carbon and nitrogen cycles from the watershed to the parcel
scale were coupled with econometric and structural models simulating locational choices
and patterns of land development; this aimed to inform sustainability policy scenarios for
enhanced water quality and carbon sequestration (Grove et al., 2013). Other urban ecology
experiments include the research, development and demonstration projects within the Public
Interest Energy Research Program (PIER) established by the California Energy Commission
in 1998. A research roadmap issued at the end of the programme proposed an expanded en-
ergy and resource use accounting framework including life cycle cost assessment, sociodemo-
graphic data and policy drivers underlying energy use. Outcomes of these projects provide
evidence of the benefit of combining socioeconomic and environmental perspectives with
UM research (Pincetl and Bunje, 2010; Pincetl et al., 2012).
When navigating through the aforementioned projects, one could argue that the strong inter-
disciplinary focus of contemporary ecological science links back to Eugene P. Odum’s original
idea of a ‘new ecology’ (Odum, 1977). E. P. Odum intended ecology as a conceptual framework
and a project which should benefit society through linking physical and biological processes,
combining holism and reductionism and bridging social and natural sciences. Ecology as a
new ‘integrative science’ provides fertile soil to experiment with the integration of biophysical
and socioeconomic parameters within the same system framework, bridging communication
gaps and combining with economics methods (Barret and Odum, 1998; Barret, 2001). In line
with this ambition, this chapter will focus on the interoperability of industrial and urban ecology
methods and on the rise of new integrated approaches in ecological science as a way forward to
face current challenges and identify opportunities for advancing UM research.
I. Emerging facets of urban ecology e urban and urbanization, theory and concepts
22 2. Urban metabolism: old challenges, new frontiers, and the research agenda ahead
help identify common grounds and opportunities for cross-fertilization and more integrated
work.
On the conceptual level, the main difference between industrial ecology and urban ecology
approaches consists of their use of the ‘organism’ analogy (industrial ecology) and the
‘ecosystem’ concept (urban ecology) to refer to the city and to study its metabolism. A recur-
ring tendency to use these two terms nearly interchangeably could be observed in industrial
ecology studies until at least a few years ago (Golubiewsk, 2012; Kennedy, 2012). Interdisci-
plinary work across the two communities (Newell and Cousins, 2014; Bai, 2016) has favoured
substantial progress and increased clarity and consensus on the fact that rather than organ-
isms, cities are ecosystems and not analogous to them (Pickett et al., 1997; Grimm et al., 2008).
Tansley (1935) originally coined the term ‘ecosystem’ to describe the constant interchange
among organic and inorganic components in a biome, i.e., between the living organisms (in-
dividual plants and animals) and between these and all the inorganic elements that compose
their environment. He did not attempt to translate these interchanges into energy and mate-
rial flows, which was done later by Lindeman (1942), with the metabolism idea applied to
ecosystems subsequently popularized by Odum (Fischer-Kowalski, 1998), nor did he refer
to the human-dominated or urban ecosystems in particular. However, his contribution has
the merit to have opened the discussion on which level is the most appropriate to study a
city’s degree of heterotrophy through consideration of the relationship with its environment
and among its biotic and abiotic components (Golubiewsk, 2012). The urban ecosystem
concept as defined in contemporary urban ecological science (Cadenasso and Pickett, 2013)
is grounded in an understanding of cities as human-dominated systems (and, as such,
different from ‘natural’ and said ‘wild’ ecosystems), characterized by interrelations and feed-
back loops among material cycles and energy flows (rather than linear input-output
dynamics). Here regulating and governing mechanisms such as policy and planning play a
crucial role in shaping social and ecological processes (Bai, 2016). Differentiating between
the ‘organism’ and ‘ecosystem’ levels when referring to cities from an UM perspective is
more than a question of semantics. Confining UM within the limits of the organismal analogy
can limit the effective use of scientific principles and frameworks in analyzing how cities
function and their relationship with the surrounding environment, as well as hamper the
consolidation of a common knowledge base for more interdisciplinary work (Golubiewsk,
2012). In general, moving beyond organismic and biological metaphors to properly organize
comprehensive knowledge frameworks and city-specific system analytics reflects a growing
concern in systems thinking (Yang and Yamagata, 2019). A call for different urban disciplines
to coalesce around a ‘new science of cities’ has been expressed in the past decade (Batty,
2013), stressing the need for streamlining theory and methods to better describe the intricate
structure of the networks and flows that compose urban systems.
From a methodological standpoint, mass balance methods are used in both industrial and
urban ecology to measure urban resource flows in order to understand drivers of human con-
trol upon them. Input-output studies of biogeochemistry fluxes (water, nutrients, carbon and
other substances) and flows of useful and waste energy in ecosystems have a strong research
tradition in urban ecology (McHale et al., 2015). Complementarily, industrial ecology EW-
MFAs of cities concentrate on the account of flows of materials and technical energy that
make up the economy of urban systems. MFA studies that consist of a mass-balance model
for a single element (e.g., metals) normally concentrate on the pools and fluxes required for
economic consumption, manufacturing and recycling process, as well as on waste generation.
I. Emerging facets of urban ecology e urban and urbanization, theory and concepts
Another random document with
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All things have been delivered unto me of my Father: and no one
knoweth who the Son is, save the Father; and who the Father is,
save the Son, and he to whomsoever the Son willeth to reveal
him. Luke, 10, 22.
I know the things which have been, those which are, and
those which are to be; but me nobody knows. VII, 26.
Come unto me, all ye that labour and are heavy laden, and I will
give you rest. Matt., 11, 28.
But that ye may know that the Son of Man hath authority on
earth to forgive sins,—Mark, 2, 10.
If any man would come after me, let him deny himself, and take
up his cross, and follow me. Mark, 8, 34.
Come unto me, all ye that labour and are heavy laden, and I will
give you rest. Matt., 11, 28.
In him seek shelter with all thy might: by his grace thou shalt
attain supreme peace, the eternal dwelling-place. XVIII, 62.
If they have called the master of the house Beelzebub, how
much more shall they call them of his household? Matt., 10, 25.
It would lead us far afield to set forth in detail all the striking things
that Jesus has to say about His own person and mission, but it may
be well to quote a few passages exhibiting lines of character and
thought not exemplified above:—
(a) His meekness and lowliness.
“The foxes have holes, and the birds of heaven have nests; but
the Son of Man hath not where to lay His head.” Luke, 9, 58.
“And He began to teach them, that the Son of Man must suffer
many things, and be rejected by the elders, and the chief priests,
and the scribes, and be killed, and after three days rise again.”
Mark, 8, 31.
“Every one who shall confess Me before men, him shall the Son
of Man also confess before the angels of God: but he that
denieth Me in the presence of men shall be denied in the
presence of the angels of God.” Luke, 12, 8-9.
“He that loveth father or mother more than Me is not worthy of
Me; and he that loveth son or daughter more than Me is not
worthy of Me.” Matt., 10, 37-38.
“Many will say to Me in that day, Lord, Lord, did we not prophesy
by Thy name, and by Thy name cast out devils, and by Thy
name do many mighty works? And then will I profess unto them,
I never knew you: depart from Me, ye that work iniquity.” Matt., 7,
22-23.
1884
Essays in Prachār on Krishnacharitra by Bunkim Ch. Chatterji.
1886
1. Krishnacharitra, Bunkim Ch. Chatterji, 1st edition. A volume in
Bengali prose on the character of Krishna.
1887
2. Raivatak, Nobin Ch. Sen. An epic poem in Bengali on
Krishna’s youth. 3. The Bhagavad Gītā, or the Lords Lay, Mohini
M. Chatterji. An English prose translation of the text and of parts
of Sankara’s commentary. An attempt is made to put the Gītā on
the same level as the New Testament.
1888
4. Krishna Jivani, Prosanna Kumar Vidyaratna. A life of Krishna
in Bengali prose.
1889
5. Srikrishner Jivana O Dharma, Gaur Gavinda Ray. The life and
religion of Krishna from the standpoint of the New Dispensation:
Bengali prose.
1890
6. Srimadbhagavadgītā, Krishnananda Swami (i.e. Krishna
Prasanna Sen). The text in the Bengali character with a Bengali
commentary and translation.
1892
Krishnacharitra, Bunkim Ch. Chatterji, 2nd edition. This edition
contains a great deal of new matter.
7. Amiya Nimai Charity, Shishir Kumar Ghose. First part. A life of
Chaitanya in Bengali prose.
1893
Amiya Nimai Charit. Second part.
8. Kurukshetra, Nobin Ch. Sen. An epic poem in Bengali on
Krishna at Kurukshetra.
1894
9. The Landmarks of Ethics according to the Gītā. Bulloram
Mullick.
Amiya Nimai Charit. Third part.
1895
10. Kālā Chānd Gītā, Shishir Kumar Ghose. A sort of Krishnaite
Song of Solomon in Bengali verse. It is said to have been
composed in 1888.
1896
11. Srikrishna, his Life and Teachings, Dhirendra Nath Pal. 3
vols.
12. Srikrishner Kalanka Kena? Nava Kumar Devasarma. A
Bengali prose defence of the character of Krishna.
13. The Bhagavad Gītā, Annie Besant. New and revised edition.
An English prose translation with an introduction and a few
notes.
14. Prabhās, Nobin Ch. Sen. An epic poem in Bengali on the
later years of Krishna’s life.
1897
15. Lord Gaurānga, Shishir Kumar Ghose, 1st volume. A life of
Chaitanya in English prose, with a discussion of the doctrine of
Incarnations.
1898
16. Krishna and Krishnaism, Bulloram Mullick.
Lord Gaurānga, 2nd volume.
17. Hindu Theism, Sitanath Tattvabhushan.
18. An Elementary Treatise on Universal Religion. Kshetra
Mohan Mukerji. The religion of the Gītā is here put forward as the
universal religion.
1899
19. Incarnation, Nanda Krishna Bose. This treatise follows in
most points the theory of Incarnation put forward in Lord
Gaurānga.
1900
20. The Young Men’s Gītā, Jogindranath Mukharji. An English
prose translation with introduction and notes.
21. Srimadbhagavadgītā, Prasanna Kumar Sastri, 2nd edition.
The text in the Bengali character, with several commentaries,
and a Bengali translation by Sasadhar Tarkachuramani.
1901
22. The Imitation of Sreekrishna, S. C. Mukhopadhaya. A daily
text-book, containing extracts in English from the Gītā, the
Mahābhārata, and the Bhāgavat Purāna.
23. Sree Krishna, Muralidhur Roy. An account, in English prose,
of the life and character of Krishna.
24. Srimadbhagavadgītā, Bhudhur Chattopadhaya, 4th edition.
The text in the Bengali character, with a Bengali commentary.
1903
25. A most elaborate edition of the Gītā, edited by Damudar
Mukerji, is being published in parts.
26. A Bengali verse translation of the Gītā by Satyendra Nath
Tagore is appearing in Bhārati.
Footnotes
1. The philosophic basis of the book is primarily the Sānkhya
system which is essentially atheistic.
5. E.g., X, 90.
7. X, 129.
10. Kaegi, 5; Macdonell, 202 ff.; Müller, A.S.L., Chap. II; Bose,
H.C., I, 9-12.
15. Müller, A.S.L., 316 ff.; Macdonell, 218 ff.; Kaegi, 5; Bose, H.C.,
I, 12-19.