Application Form Non Engr Owned Renewal With Change Up Gradation Any Category Misc O3

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ONE-Comb
NON ENGINEER OWNED/SHARED For Year Ending:
OPERATOR FIRMS/COMPANIES 30 June 20___
(for Renewal/
PAKISTAN ENGINEERING Existing Name of Firm:_____________________________________ Upgradation)
COUNCIL Existing License No. with Category: _________________________
Application Form Requiring
Any of following alone OR in Combination:
a Renewal (with change in previous license)
b Upgradation (works done or financial based) Application No.
c Downgradation (For office use)
d Change in Code(s) __________
Tick ( ) Any One or Change of Address
Combination
e
f Change of Ownership
g Duplicate / Loss of License
h Change in firm name
i Reinstatment
 Please fill in CAPITAL LETTERS.
 Submit this form in relevant PEC Office of your region on the basis of firm’s address. Detail of these offices is given
in Annex-A.
 Read INSTRUCTIONS enclosed with this form before filling the form.
1. Change of Firm’s Name (Please fill in case of Change otherwise strike out)

New Name of Firm/Company:


(as per name in ownership documents)

Name of Applicant (CEO/COO/MD/Chairman):______________________________


Contact details of firm:
Phone No.: _______________________ Mobile No. : ____________________
E-mail: _________________________ Fax. : _________________________
Courier Service availability: Yes/No (strike out which is not relevant)
(Phone No., Mobile No, email and fax should be functional/in use as PEC will correspond through these contacts)

2. Change of Firm’s Address: (Please fill in case of change otherwise strike out)
New Address of firm/company:
(as per name in ownership documents)

3. Change of Ownership (Please fill in case of Change otherwise strike out)

a. Type of revised Ownership Private Ltd Public Ltd Co. SMC- Pvt Ltd.
Sole/Indl AoP LLP
(Tick ( ) relevant box) Co.

b. Revised Owners/Partners/Shareholders (as per ownership document)


No. Name CNIC % Share Contact No.

(Add separate sheet if required)


The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 1


Application No: _____________Firm Name: _________________________ License No:______
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4. NTN No.________________________________
(Please fill in case of Change otherwise strike out)
5. Bank Account (Please fill in case of Change otherwise strike it out)

Account title in the name of Firm/Company: _________________________________________


Bank with Branch:_______________________________________________________________
Account No.: ____________________________________________________________________

6. Upgradation (If required otherwise strike it out) Desired Category of upgradation __________

Upgradation on the basis of: [() any one of following and fill]

a. Net Worth ☐ Required Net Worth: Rs. _________________Mn Provided Net Worth:Rs.___________ Mn
b. Works ☐ Required Value of Work Order(s): Rs. ______Mn Provided Work Order (s):Rs. _______Mn
Detail of Works done(incase upgradation is requested in work done basis)

Completion status
Sr. Public or Total value
Work order No. & date In progress
No. Private Completed on of work
(_____%
( date)
completed)

Grand Total
(Add separate sheet if required)
7. Downgradation (If required otherwise strike it out) Desired Category of downgrdation ________
8. Fee

Required Fee (See INSTRUCTIONS): _______________________


Fee Paid: Rs._______________ (excluding bank charges, if any)
Voucher/Deposit Slip No.___________ Dated_____________________
9. Engineer Profile

Required PCPs = _______ Provided PCPs=________


(Please see Table-A given in instructions)

S. No. PEC No. Name

(Add separate sheet if required)

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 2


Application No: _____________Firm Name: _________________________ License No:______
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10. Desired Codes

A. General Codes (Tick ( ) required codes)


CE01 CE04 CE08 CE09 CE10 EE01 EE02 EE03 EE04 EE06
(except dams)
EE07 EE08 EE09 EE10 EE11 ME01 ME02 ME04 ME05 ME06
ME07 BC01 BC02
B. Special Codes (Tick ( ) required codes)
CE02 CE03 CE04 CE05 CE06 CE07 EE05 ME03 BC03
(with Dams)

UNDERTAKING BY CEO/ CHAIRMAN/ MANAGING PARTNER OR DIRECTOR

I ……………………………………CNIC No.………………………………, adult, do hereby solemnly declare as


under:-;
1. The information given above and documents/papers attached herewith are correct and accurate to the best of my
knowledge and belief and nothing has been concealed.
2. The name of my firm is not struck off or black-listed from any department.
3. There is no litigation in the Court or any other department (i.e. Public / Private) against the firm.
4. The firm has not been declared as bankrupt.
5. I shall abide by the provisions of PEC Act 1976 and Construction & Operation of Engineering Works Bye-Laws
1987, as amended time to time and any other direction issued by Pakistan Engineering Council on functioning
of this firm.
6. I shall be responsible if any information, document or paper submitted by me is found incorrect, fake or forged.
7. I shall inform the council within a week if any of aforementioned engineer(s) leaves the firm.
8. I have paid monthly salary to previously employed engineer(s) with this company.
9. I shall pay monthly salary to the engineer(s) employed with this company.
10. I shall inform the council about any such event taking place after grant of license, which renders our firm
ineligible for continuation of license, reduction in the category, suspension or cancellation of the license as per
Bye-laws 8(2).
11. I shall be liable to punitive action taken by PEC in event of misconduct committed on behalf of the firm.

Company’s Seal: - _______________ Signature:-______________

Date: -_______________ Name: -_________________

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 3


Application No: _____________Firm Name: _________________________ License No:______
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INSTRUCTIONS
FILLING UP THE APPLICATION FORM FOR
RENEWAL/UPGRADATION/ADDITION OF CODE(S)/CHANGE OF
ADDRESS/CHANGE OF OWNERSHIP/LOSS OF LICENCE OF NON-ENGINEER
OWNED/SHARED OPERATOR FIRM/COMPANY
General
 Prior to naming your firm, check availability of the name from PEC website:
https://coportal.pec.org.pk/Miscellaneous/NameCheck. PEC will not accept a name which has already
been given to a firm registered with PEC or a name with the words like CONSULTANT/
CONSULTANCY/OPERATOR as its part.
1. DOUCMENTS REQUIRED FOR COMPANY’S PARTICULARS:
Following documents will be required:
a Individual or Sole Proprietor:
NTN certificate in the name of firm or in the name of owner with the firm’s name mentioned
in it.
b AOP/Partnership Concern Firms:
Partnership Deed duly registered by Registrar of Firms (RoF) by issuing Form-C or H.
c SECP Companies (Pvt ltd/ LLP/ Public Ltd/ SMC Pvt Ltd):
i) Certified true copies of following documents to be issued by SECP:
ii) Certificate of Incorporation.
iii) MOA.
iv) Latest Form 29.
v) Form 3A if any change in incorporation has occurred before company’s AGM
d CNIC of Owner/Partner(s)/Shareholder(s):
CNIC copy of owner in case of 100 % ownership OR of leading partner in case of
shareholding.
2. FEE:
a. Renewal
i) If a firm is already renewed upto last financial year, then:
Renewal fee = (Annual fee) x (Number of Renewal years; maximum 03 years)

ii) In case the firm is defaulting, then:

Renewal fee = Current Renewal Fee + Arrears (Default Period)


Arrears (Default Period; period prior to current financial year)
 Last two years default = Applicable annual Fee x No. of years; in addition to (if
any);
 3rd and 4th year of default = 50% of Applicable annual fee x No. of years; in
addition to (if any);
 5th and 6th year of default = 20% of Applicable annual fee x No. of years;
 No default fee on 7th year and beyond
Note:
o While calculating default period, the period after 30th June 2017 will be counted
on financial year basis. Period between 1st Jan 2017 to 30th June 2017will be
counted as half year. Period before 2017 will be counted on calendar year basis.
o Amount of fee applicable during the particular period will be taken for
calculation.

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 4


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb
b. For Upgradation
i. Renewal fee, if the firm is not already renewed.
ii. Annual fee of desired category x No. of upgradation steps; maximum 03 times even if
No. of upgradation steps are more than three.
Example.
i.Fee for an already renewed firm requiring upgradation to category C-2 will be:
Rs.125000 x 2 = Rs.250000/-
ii. Fee for an already renewed firm requiring upgradation to category C-A will be:
Rs.400000 x 3 = Rs.120000/-
c. Fee Depositing Method
 Fee shall be deposited through Bank Challan/Deposit Slip only in following accounts:
 MCB Bank account: 0685583041005497 (Branch code 0069).
 HBL Bank account: 00427901578603 (Branch code 0602).
 Dedicated fee challan are available within MCB/HBL. In case of non-availability of PEC
dedicated challan, bank’s standard deposit slip may be used along with required detail.
 Original Fee Challan/Deposit Slip is to be attached with Application Form.
3. UPGRADTION ON THE BASIS OF FINANCIAL SOUNDNESS:
 Audited account prepared by ICAP registered Audit firm up to C4 category registration. For
C3 and above category, audit report duly audited by ICAP registered QCR rated Audit firm.
Email ID of Audit firms must be given on ICAP website from where PEC will confirm the
submitted Audit Report. The amount of Networth values for various categories are given in
Table-A enclosed.
 Bank statement of last 03 months.
4. UP-GRADATION ON THE BASIS OF EXECUTED/ IN HAND WORKS:
Required Value of Works

Accumulative value of works for upgradation to a category = 70% of project limit of one category
below the desired category. For example, if the desired category is C1 then the total required
amount of works done will be equal to 70% of C2 category limit (Rs.1000 M) i.e. Rs.700M.

 For Public Sector Work(s)


i) Copies of single/multiple work order(s) and sublet/JV agreement (if any)with required
accumulative worth completed during last 03 years till date of submission of
application and/ OR in hand works with minimum 60% completion of each work.
ii) Original Performance Certificate(s) as per PEC specimen given in Annex-B attached
duly filled, signed and stamped by employer & firm.
 For Private Work(s) /Sublet Work(s)
i) Copies of work order(s) issued to prime constructor, JV Agreement/Contract
Agreement between Prime Constructor and Sub-constructor.
ii) Original Performance/ Completion Certificates issued by employer or client or
Consultant engaged with the project (if any).
iii) Copies of evidence of payments (through cheques/invoices tallying with bank
statement of employed firm and amount deducted as income tax thereof (there should
be evidence based on logical link of documents).

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 5


Application No: _____________Firm Name: _________________________ License No:______
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Note:
i) Financial value of work awarded to JV partner/sub-constructor will be according to
% age of share in JV or sublet contract.
ii) No work order should have been used in any previous up-gradation of applicant firm.
iii) In case work has been carried out without valid license; beyond the limit of license,
with expired license and/or without relevant codes, then the firm will be liable to
penalty equal to 3 times fee of desired category.
5. a. Employment of Engineers:
For requirement of PCPs of relevant category and combination of PE and RE, please see
Table-A, enclosed.
b. Engineer’s Verification:
 Biometric verification slips of all engineers conducted at any of PEC Offices.
 Complete PEC No. of engineer will be written from his / her PEC Card.
c. Calculation of PCPs:
The calculation of PCPs will be carried out as under:-
 Experience based PCPs (Length of experience will be counted from the date of passing
of B.Sc Engg. Or B.E. degree)
 Registered Engineer (R.E)
Minimum 05 PCPs will be given up to 05 years of experience. Thereafter, one PCP
will be added on each additional year of experience. For example, an R.E of 01 day
to 05 years’ experience will get 05 PCPs, whereas, an R.E with 9 years’ experience
will get 05+4 PCPs Points.
 Professional Engineer (P.E)
Minimum 10 PCPs will be given from date of PEC upto 10 years of experience.
Thereafter, one PCP shall be added for each year of experience to engineers engaged
in the construction and operation of engineering works.
 Maximum experience based PCP will be 30.
o Bonus PCPs on continuity of service in o Extra Point PCPs
the applicant’s company after its a) Masters MS : 02
registration with PEC (for P.E only) b) PhD : 04
a) 10 to 14 years : 02 c) Life Membership : 01
b) 15 to 19 years : 04
c) 20 to 24 years : 08
d) 25 years and above : 12
o Extra Bonus PCPs o Deduction of PCPs
In case of shareholding of P.E in the In case of age of engineer is beyond 65
applicant firm/company, with; Years, then deduction will be;
a) 10 – 19 % : 05 a) 65 – 75 years : 01 PCP/year
b) 20 – 49 % : 10 b) 75 – 80 years : 02 PCP/year
c) 50 – 74 % : 15 c) Above 80 years : 05 PCP/year
d) 75 % and over : 20

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 6


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb
6. SPECIALIZATION CODES: (Detail of specialization codes is given in Annex-C):
Specialized Codes will be awarded on basis of two criteria:-
On Engineer Experience:
 Verifiable CV duly signed by relevant engineer;
 Verifiable Experience Certificate issued by the organization from where the engineer acquired
particular experience (not required in case of retired Govt. engineer, for whom copy of
retirement letter is required).
OR
On Company’s Experience:
 Company’s experience supported with verifiable relevant work order/agreement with
employer along with Performance Certificate; and
 Duly signed CV of engineer of relevant discipline.
7. Addition of Code(s)
Required documents:
a. Engineer’s biometric acknowledgment(if engineer is newly employed)
b. Original License
c. Other documents as per para ‘6’ above.
8. Duplicate/ loss of License
Required documents:
a. Copy of FIR/ Police Report.
b. Undertaking for Issuance of Duplicate/ loss of Licence (Annex-D).
Newspaper clipping for loss of Licence (Annex-E).
9. Change of Firm’s Name
Required documents:
a. Relevant Ownership Documents (Copy).
b. Undertaking for change of firm/company name (Original) (Annex-F).
c. Newspaper clipping for change of firm name (Original) (Annex-G).
d. Original PEC Licence issued by PEC.
e. Firm’s Account Maintenance Certificate with New Name (Annex-H)

10. Change of Firm’s Address


Required documents:
a. NTN in case of individual/sole proprietorship.
b. In case of partnership concern, documents issued by Registrar of Firms showing registered
mailing address.
c. In case a company is registered with SECP, the SECP’s documents showing registered
mailing address.

SUMMARY OF DOCUMENTS REQUIRED FOR


UPGRADATION OF CONSTRUCTOR/OPERATOR APPLICATION

1. Return of previous original licence.


2. Ownership Documents:-
a. For Individual or Sole Proprietor:
NTN certificate in the name of firm or in the name of owner with the firm’s name mentioned in it.
b. For AOP/Partnership Concern Firms:
Partnership Deed duly registered by Registrar of Firms (RoF) issuing Form-C or H.
c. For SECP Registered Companies:
Certified true copies of following documents to be issued by SECP:
i) Certificate of Incorporation.

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 7


Application No: _____________Firm Name: _________________________ License No:______
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ii) MOA.
iii) Latest Form 29.
iv) Form 3A if any change of incorporation has occurred prior to company’s AGM.
d. CNIC of Owner/Partner(s)/Shareholder(s) :
CNIC copy of owner in case of 100 % ownership OR of leading partner in case of shareholding
3. NTN: Copy of Enterprise/Firm/ Company’s NTN Certificate.
4. Bank Account: Firm’s Account Maintenance Certificate with New Name issued by Concerned
Bank.
5. Fee: Original Fee Challan
6. Up-gradation on Net worth Basis :
Financial Statement duly audited by ICAP registered Audit firm in case of up gradation up to C-4
and QCR rated ICAP registered firm. The amount of Networth values for various categories are given in
Table-A enclosed.
7. Upgradation on the Basis of Work Order(s):
Copies of single/multiple work order(s) and sublet/JV agreement (if any)with required accumulative
worth completed during last 03 years till date of submission of application and/ OR in hand works with
minimum 60% completion of each work alongwith their performance certificates .
8. Engineer’s Document:
a. Copy of National Identity Card.
b. Copy of PEC Registration Card (Renewed).
c. Detail CV duly signed by engineer concerned.
d. Copy of Appointment Letter of the Firm/Company for employed engineer(s).
e. Acknowledgement Biometric Slip (All engineers).
f. Experience Certificate if required for award of Specialized Code(s).
g. Copy of Supervisory Certificate instead of experience Certificate and CV.

9. Supervisory Engineers (If employed)


a. Copy of National Identity Card.
b. Copy of PEC Registration Card (Renewed).
c. Copy of Appointment Letter of the Firm/Company.
10. Specialization Codes
Specialized Codes will be awarded on basis of two criteria:-
a. On Engineer Experience:
 Verifiable CV duly signed by relevant engineer;
 Verifiable Experience Certificate issued by the organization from where the engineer acquired the
particular experience (not required in case of retired Govt. engineer, for whom copy of retirement
letter is required).
OR
b. On Company’s Experience:
 Company’s experience supported with verifiable relevant work order/agreement with employer;
 Performance Certificate as per specimen given in Annex-B and
 Duly signed CV of engineer of relevant discipline.

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 8


Application No: _____________Firm Name: _________________________ License No:______
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Annex-A
List of PEC Offices with Jurisdiction, Addresses and Contact Detail
PEC HEAD OFFICE
PEC Head Office, Islamabad Jurisdiction:
Pakistan Engineering Council,
Ataturk Avenue (East) G-5/2, Islamabad (ICT), Rawalpindi, Attock, Jehlum,
Islamabad. Chakwal & Gilgit-Baltistan
UAN: (+92-51) 111-111-732
Phone : (+92-51) 2829348, 2829311
REGIONAL OFFICES
Regional Office, Lahore Regional Office, Karachi
Jurisdiction: Jurisdiction:
37 – Shershah Block, Punjab except ST-14/A, Block-2, Sindh
New Garden Town Lahore Rawalipindi, Kehkashan-V, Province
opposite to Passport office. Attock, Jehlum Clifton, Karachi.
Phone : 042 - 99232020 & and Chakwal Phone: +(92-21) 99250215-
042 – 99232021 16
Fax: 042 - 99232022 Email: [email protected]
Email: [email protected]
Regional Office, Peshawar Regional Office, Quetta
Plot No 18-B/1, Jurisdiction: Main Samungli Road Jurisdiction:
(Office Enclaves), Phase V, KPK Province (southern side) Balochistan
Hayatabad, Quetta. Province
Peshawar. Phone: +(92-81) 2871673
Phone: +(92-91)9217880 Fax: +(92-81) 2871674
Fax: +(92-91)5892892 Email: [email protected]
Email: [email protected]
BRANCH OFFICES (Jurisdiction; Areas of respective regions)
PUNJAB
PEC Branch Office, Multan
CF24-J Near T-Chowk, Shah Rukn-e-Alam
Colony, Multan.
Phone: (92-61) 9220221
Fax: (92-61) 9220221
Email : [email protected]
SINDH
PEC Branch Office, Hyderabad PEC Branch Office, Sukkur
House # B-90,HDA Housing Scheme, Near Plot# B-7, Imdad Ali Awan Road,
Post Office Hamdard Co-operative Society, Sukkur
,Phase-1, Qasimabad, Hyderabad. Phone: +(92-71) 5815190
Phone #: 022-2672459, (92-22) 9240013 Email : [email protected]
Email : [email protected]
PEC Branch Office, Larkana PEC Branch Office, Nawabshah
Near Chandka Petrol Pump
Wagon Road, Larkana. House no. A1/3, Housing Society,
Phone: +(92-74) 4752989 SP Office Road, Nawabshah
Email : [email protected] Phone: 0244366267

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 9


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb
KHYBER PAKHTUNKHUA
Branch Office, Mardan Branch Office, Abbottabad

House no 41, street 01 Sector I (opposite 19-AL Fatah Avenue Al-YousafManzil,


Mardan sports complex) Mandian, Abbottabad.
Sheikh Maltoon town Mardan Phone:0992-412516
Email: [email protected]
PEC Branch Office, Swat Branch Office, Dera Ismail Khan
Pakistan Engineering Council, Near Primary
School ChailShagi Pakistan Engineering Council,
Saidu Sharif Swat 4, Qasim Road
Phone : 0946-721525 Dera Ismail Khan Cantt
Phone: 0966-9280555
Fax: 0966-9280666
Email: [email protected]
BALOCHISTAN
PEC Branch Office, Khuzdar PEC Branch Office, Loralai

ZahidabadKhuzdarBalochistan. [email protected]
Phone: 0336-2833554 Phone : 0824-410202
Email: [email protected] Plot:SI-150, Majeed Colony, Khan Sidique
Street Loralai.
PEC Branch Office, Gawadar PEC Branch Office, Turbat

Plot:SI-150, Phase 1 Shambay Ismail Ward College road,


Shah Near ZaraiTaraqiati Bank Limited, Turbat.
Noori Market Qandeel Chowk Gawader Phone: 0852-412125
Email: [email protected] Email : [email protected]
Phone : 0864-410060
Gilgit-Baltistan
PEC Branch Office, Gilgit

Near Pakistan Television (PTV) office,Jutial


Gilgit
Gilgit-Baltistan
Phone: +(92-5811) 920870
Fax: +(92-5811) 922595
Email: [email protected]
Azad Jammu and Kashmir
PEC Branch Office, Muzaffarabad Branch Office, Mirpur AJK
House # D-124, Street No 16, Jurisdiction: Flat No 1,2 & 3, First floor,
Upper Chattar Housing Azad Jammu HK Downtown Apartments Sector E.2 Plot
Scheme, Muzaffarabad. and Kashmir no 83 G
Phone no.: (92-058) Region near Mazhar Green plaza Haul road
22215111 Mirpur Azad kashmir.
[email protected] Phone: 05827-925915
Email: [email protected]

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 10


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb
Annex-C

List of Specialization Codes

DESCRIPTION AND CRITERIA OF SPECIALIZATION CODES,


OF CONSTRUCTOR/ OPERATORS

ENGINEER’S CRITERIA
CODE SPECIALIZATION DESCRIPTION
Discipline Experience
CE01 Road and Pavement Construction of road and road CIVIL/ Not required
Drainage & Retaining reinstatement, pavement, bus TRANSPORT
Structure bays, open car parks and related
works such as kerbs, footways.
Sign craft Installation
Installation of an integrated
sign posting system for
complexes, airports, shopping
centres, etc. Also includes
setting up of exhibition stands
and road signs.
Airports Taxiways, runways,
aprons, aircraft parking bays,
baggage handling system, track
transit system, etc.
CE02 Bridge Structures Construction of concrete, CIVIL Either firm’s experience
masonry, timber or steel supported with Work Order
bridges. along with satisfactory
Piling Performance Certificate
Installation of all types of issued by concerned
piling sheet piles, driven employer/department.
precast reinforced and OR
prestressed concrete piles, Engineer’s experience
bored cast in situ piles and supported with Experience
timber piles etc. Certificate relevant to code
issued by the organization/
firm, in whose employment
that engineer acquired the
experience.
CE03 Marine Structures Construction of marine CIVIL Either firm’s experience
Dredging structure such as jetties, ports, supported with Work Order
wharves, harbours, sea and along with satisfactory
river walls offshore Performance Certificate
Underwater Works construction works etc. issued by concerned
employer/department.
Underwater construction works OR
and maintenance of underwater Engineer’s experience
construction works. supported with Experience
Certificate relevant to code
issued by the organization/
firm, in whose employment
that engineer acquired the
experience.

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 11


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb
CE04 Dams/Water Retaining Construction of water retaining CIVIL/AGRI ● CE04 (except Dams) do
Structures structure such as dams, not require experience.
reservoirs, aqueducts,
Irrigation & Flood treatment plants, pipe laying ● For CE04(Dams), either
Control Systems works etc. firm’s experience
supported with Work
Earth work/dredging in canal, Order along with
river and offshore. satisfactory Performance
Certificate issued by
concerned
employer/department.
OR
Engineer’s experience
supported with Experience
Certificate relevant to code
issued by the organization/
firm, in whose employment
that engineer acquired the
experience.
CE05 Offshore Works Offshore construction works CIVIL Either firm’s experience
including related works. supported with Work Order
along with satisfactory
Performance Certificate
issued by concerned
employer/department.
OR
Engineer’s experience
supported with Experience
Certificate relevant to code
issued by the organization/
firm, in whose employment
that engineer acquired the
experience.
CE06 Tunneling and Tunneling and underpinning CIVIL/ MINING Either firm’s experience
underpinning works. supported with Work Order
along with satisfactory
Performance Certificate
issued by concerned
employer/department.
OR
Engineer’s experience
supported with Experience
Certificate relevant to code
issued by the organization/
firm, in whose employment
that engineer acquired the
experience.
CE07 Railways Tracks Installation of railway tracks, CIVIL/ Either firm’s experience
distressing of rails and tracks. TRANSPORT supported with Work Order
along with satisfactory
Performance Certificate
issued by concerned
employer/department.
OR
Engineer’s experience
supported with Experience
Certificate relevant to code

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 12


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb
issued by the organization/
firm, in whose employment
that engineer acquired the
experience.
CE08 Oil and Gas Pipe Installation, maintenance and CIVIL/ Not Required
Lines repair of oil and gas pipelines. MECHANICAL /
PETGAS
CE09 Sewerage Works Sewerage pipelines, disposal CIVIL/URBAN Not Required
works, sewerage treatment
works and allied works.
Water Supply
Installation, maintenance and
repair of water supply
pipelines, pumping stations,
tube wells, water treatment
works etc.
CE10 General Civil General civil engineering CIVIL Not Required
Engineering Works works, including earthworks,
sub-soil drainage, etc.

Concrete Repairs Reinforcement of structures by


way of pressure grouting,
guniting, etc.
Soil Investigation and
Stabilization Services include sampling,
investigation and testing
services to determine soil
classifications, strength and
composition. Also includes soil
Landscaping & stabilization works such as
Horticulture micro piling, ground
anchoring, sand drains and
ground grouting.
Reclamation Works
and Waterproofing Provision of Landscaping
services including tree
General Buildings and planting, turfing, horticulture
Maintenance etc.

Reclamation works. Water


proofing of basement, roofs
and walls.

All types of
repair/maintenance of civil
engineering works.
Construction related civil
engineering works including
allied electrical and
mechanical works.
Asphalt Road, P.C.C streets,
pavements including culverts.
BC01 Prefabricated Construction of buildings and CIVIL/ Not Required
Buildings and Steel industrial plants using MECHANICAL
Framed Buildings and prefabricated components and
Industrial Plants systems. Construction of steel

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 13


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb
framed buildings and industrial
plants.

Airports Terminal buildings,


Satellite buildings, cargo
terminals, air traffic control
towers, contact piers, passenger
loading bridges.
BC02 Restoration and Building restoration and CIVIL Not Required
Conservation conservation.
BC03 High Rise Buildings CIVIL Either firm’s experience
supported with Work Order
along with satisfactory
Performance Certificate
issued by concerned
employer/department.
OR
Engineer’s experience
supported with Experience
Certificate relevant to code
issued by the organization/
firm, in whose employment
that engineer acquired the
experience.
ME01 HVAC Installation, Commissioning MECHANICAL Not Required
maintenance and repairs of air
conditioning, refrigeration,
cold rooms and ventilation
system.
ME02 Fire Prevention and Installation and maintenance of MECHANICAL/M Not Required
Protection System fire alarms, prevention and ECHATRO
protection systems.
ME03 Lifts and Escalators Installation, commissioning MECHANICAL Either firm’s experience
and maintenance of lifts, supported with Work Order
escalators, travel lators and along with satisfactory
conveyor systems Performance Certificate
issued by concerned
employer/department.
Compressor OR
Generators Engineer’s experience
Installation, maintenance and supported with Experience
repair of centrifugal Certificate relevant to code
compressor, reciprocating issued by the organization/
compressor, air compressor, firm, in whose employment
skid, rotary compressor, that engineer acquired the
pipeline valves, blowers, liquid experience.
ring compressor, gas turbine
generator, steam generator,
diesel generator, solar
photometric, water turbine
generator and hybrid system.
ME04 Building Automation Building automation, industrial MECHANICAL/M Not Required
System and process control systems, ECHATRO
include installation and
maintenance of
microprocessors or computer
based building control systems

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 14


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb
and industrial process control
systems.
ME05 Workshop, Mill, Installation, commissioning MECHANICAL/M Not Required
Quarry System and maintenance of workshop, ECHATRO
mill and quarry systems such as
cranes, hoist, crushing and
screening plant, asphalt mixing
plant, etc.
ME06 Specialized Erection, maintenance and MECHANICAL/M Not Required
Fabrication and repair of exhaust stocks, tanks, ECHATRO
Treatment reactors, separators, filters,
scrubbers, dehydrators,
evaporators, pipings, furnaces,
grit blasting and painting, hot
and cold insulation, flare
Medical Equipment system, bearing and welding.

Installation, commissioning
and maintenance of medical
equipment such as:
- Compressed air
systems
Kitchen and Laundry - Hot water installation
Equipment - Sterilizer and
autoclave
- Medical gas
Heat Recovery System installation
- Hydrotherapy system
- Dental chair
- Mortuary refrigerator
Pollution Control etc.
System
Miscellaneous Installation, commissioning
Mechanical and maintenance of cooking
Equipment and kitchen equipment, laundry
equipment, etc

Installation, commissioning
maintenance and repair of
Chiller for Power boiler plant, heat exchangers,
Generation absorption chillers, unfired
pressure vessels and hot water
Specialized Plant systems, etc.

Landfill technology,
incinerator, oil separators.
Installation, testing
commission, maintenance and
repair of mechanical based
systems such as pumping
installation, sewerage
treatment plant installation,
water treatment plant
installation, rotary pumps,
reciprocating pumps,
centrifugal pumps and special
purpose pumps, etc.

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 15


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb
Installation, maintenance and
repair of gas turbine driven
chiller, steam turbine driven
chiller and centrifugal chiller.
Erection, maintenance and
repair of compressor station,
metering station, onshore
terminal station, co-generation
plant, gas processing plant,
petrochemical plant, oil
refinery, aviation re-fuelling
and de-fuelling system, petrol
station, heating ventilation and
air-conditioning.
EE01 Sound System Public address system, ELECTRICAL/ Not Required
audiovisual system, conference ELECTRO
system, intercom system and
MAT.
EE02 Security, Safety Installation and maintenance of ELECTRICAL/ Not Required
Surveillance System security, safety and ELECTRO/
surveillance systems (security, MECHATRO
alarm, car park security control
and card access control
systems. CCTV,
sensor/detection system,
vibration monitoring system,
gas protection system, platform
alarm system, aircraft warning
system, fire protection system
and earthing and lighting
protection.
EE03 Building Automation Building Automation, ELECTRICAL/ Not Required
System and Energy industrial and process control ELECTRO
Generation System system, included installation
and maintenance of
microprocessors or computer
based building control systems
and industrial process control
systems, includes installation
and maintenance of energy
generation systems
EE04 Low Voltage General wiring and control ELECTRICAL/ Not Required
Installation system wiring works not ELECTRO
exceeding 1 KV. Installation
and maintenance of low tension
overhead lines and
underground cabling not
exceeding 1KV. Also includes
installation and maintenance of
generating plant and equipment
not exceeding 1 KV.
EE05 High Voltage Installation and maintenance of ELECTRICAL Either firm’s experience
Installation high voltage equipment and supported with Work Order
underground cabling, high- along with satisfactory
tension overhead line including Performance Certificate
transmission tower exceeding issued by concerned
1kV. Also includes installation employer/department.

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 16


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb
and maintenance of generator OR
plant and equipment exceeding Engineer’s experience
1KV. supported with Experience
Certificate relevant to code
issued by the organization/
firm, in whose employment
that engineer acquired the
experience.
EE06 Specialized Lighting Installation and maintenance of ELECTRICAL/ Not Required
System street lighting, stadium ELECTRO/
floodlighting, traffic lighting, MECHATRO
airfield lighting, high mast
lighting installation, laser
system, stage lighting, special
effect lighting, navigational
aid, underwater lighting,
platform lighting,
petrochemical plant lighting,
oil refinery plant lighting, etc.
EE07 Telecommunication Telephone cabling and internal ELECTRICAL Not Required
Installation ducting, radio based /ELECTRO/
communication system, TELECOM
PABX, microwave system,
multiplex and signaling
troposcatter system, satellite
system, radar surveillance
system, data communication
equipment, remote subscriber
system, vessels and
navigational specialized
system, etc.
EE08 External Telecommunication cabling ELECTRICAL/ Not Required
Telecommunication (underground/ overhead), ELECTRO/
Works manholes, underground TELECOM
ducting/pipes.
EE09 IT & Software Engg COMPUTER/ Not Required
ELECTRO
EE10 Miscellaneous Installation, commissioning ELECTRICAL/ Not Required
Specialized and maintenance of ELECTRO
surgical/operating theater table
and lights, radiography
equipment, radiotherapy
equipment, nurse call system,
electronic scoreboard,
uninterruptible power supply
(UPS) system, etc.
(CE11, Any work not covered in above description of works CIVIL/ Not required
BC04, relevant to any engineering discipline. ELECTRICAL/
ME07, MECHANICAL/CH
and EM, etc.
EE11) (as per nature of
work)
C-6 (11) All types of repair/maintenance of civil engineering CIVIL/ Not required
works. Construction related civil engineering works ELECTRICAL/
including allied electrical and mechanical works. Water MECHANICAL
supply, sanitary, drainage, sewerage and plumbing (as per nature of
work)

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 17


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb
works. Street Road, P.C.C streets, pavements including
culverts.
O-6 (11) All types of operational works. Toll collection, CIVIL/ Not required
operational and management works. Mobile engineering ELECTRICAL/
workshop. MECHANICAL
(as per nature of
work)
C-5 (11) All types of repair/maintenance of civil engineering CIVIL/ Not required
works. ELECTRICAL/
Construction related civil engineering works including MECHANICAL
allied electrical and mechanical works. Water supply, (as per nature of
sanitary, drainage, sewerage and plumbing works. work
Asphalt Road, P.C.C streets, pavements including
culverts.
O-5 (11) All types of operational work. Toll collection, operational CIVIL/ Not required
and management works. Mobile engineering workshop. ELECTRICAL/
MECHANICAL
(as per nature of
work
CE (11) All types of repair/maintenance of civil engineering CIVIL/ Not required
works. ELECTRICAL/
Construction related civil engineering works including MECHANICAL
allied electrical and mechanical works. Asphalt Road, (as per nature of
P.C.C streets, pavements including culverts. work

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 18


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb

Annex-D

SPECIMEN

(UNDERTAKING FOR ISSUANCE OF DUPLICATE LICENCE/LOSS OF LICENCE)


(To be prepared on Firm’s Letterhead)

I________________________ Owner/Partner of M/s_______________________________ Address:


_____________________________, do affirm and declare as under:-

1. that I have lost original PEC licence of my firm, bearing No. __________ with validity period till
___________ on ____________.
2. that my above document has not been submitted for any identification / investigation / verification to any
office / department, etc.
3. that I am not involved in any deliberate act of losing subject document.
4. that if my document is found from any source it will not be misused and shall return it to PEC without
delay.
5. that my above mentioned statement is correct and true to the best of my knowledge and belief and nothing
has been concealed thereof.
Dated: ___________

Signature: ______________________

Name of Owner/Lead partner/CEO/COO/MD: ____________________

I.D. Card NO.______________________

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 19


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb

Annex-E

Newspaper clipping for loss of Licence

It is informed that the Constructors/Operators Licence of M/s_______________________________ bearing No.


_______________issued by PEC, has been lost. Any person who finds it, is requested to return the same at address:
__________________

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 20


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb

Annex-F

SPECIMEN

(UNDERTAKING FOR CHANGE OF NAME)


(To be prepared Firm’s Letterhead)

I_____________________________ Owner/Partner of M/s______________ Address


_________________ want to change the name (strike out irrelevant) of my/our firm with the consent and
knowledge of all partners/shareholders (strike out if the firm is owned by a single person) and state that
my/our above mentioned firm has neither been backlisted by any department nor has any liability towards
any department/ financial institution. If any liability is detected at any stage by any department/financial
institution in future, I/we will be responsible for the same.
Reason(s) for change of name is ____________________________________

Dated: ___________
Signature: ___________________________

Name of Owner/Lead partner/CEO/COO/MD: ___________________

I.D. Card NO._________________________

Permanent Address: ___________________

____________________________________

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 21


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb

Annex-G

Newspaper Clipping Showing Announcement for Change of Firm Name

Name of my firm M/s. _____________________, as given in PEC Licence No:_______________________, is


being changed to M/s._______________________ /Address_____________________________ with permanent
address _______________________. Necessary revision of name/address on PEC Licence will be arranged as
soon as possible.

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 22


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb

Annex-H
SPECIMEN

Firm’s Account Maintenance Certificate with New Name

Bank _____________
Dated: _____________

TO WHOM IT MAY CONCERN

This is to certify that M/s: ______________________ NTN: ________________ has been maintaining Account
# _____________________ with address ______________________ since _____________________. Title of
this account has been changed in Bank record as _______________with effect from
_______________________.
The status of this account as on _________________ is ACTIVE with the Bank.
This certificate is being issued on the specific request of the customer without any risk or responsibility on part
of Bank ____________ or any of its employees.

For Bank ______________________

Authorized Signature

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 23


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb

Annex-B
PERFORMANCE CERTIFICATE
(For works executed during last three years)

NAME OF FIRM: __________________________________________________________________________

PEC CATEGORY WITH REG # __________________ NTN NO.____________________________________

NAME OF EMPLOYER (DEPARTMENT/ PRIVATE ORGANIZATION/ INDIVUAL) WITH ADDRESS:


__________________________________________________________________________________________

NAME OF CONSULTANT: __________________________________________________________________

Work Work Executed Work


Original
Order/ Completion
Name of Project Contract Actual
Sr.# Contract Percentage,
Value (Rs) Starting Completion
No. & if Work is
in millions Date date, if work
date in Hand
completed
1.

2.

Total:-

VALUE OF WORK DONE UPTO LATEST BILL: _______________________________________________


Employer’s remarks on quality of work executed:

__________________________________________________________________________________________

__________________________________________________________________________________________

To be filled by Operator To be filled by Employer/Department


Name of Owner/ Name & designation
Share holder: _________________________ of employer :_______________________
Mobile No: ___________________________ Tele No: __________________________
Date: __________________________________ Mobile No: ________________________
Date: _____________________________
Address:-_________________________
Signature:____________________________
Signature: ________________________
Company seal/stamp Official seal/stamp

______________________________________________________________________
(i) Provide duly signed & stamped Performance Certificate (s) along with copy of work order(s) executed
during last 03 Years and each project be completed minimum up to 60%.
Please note that Performance Certificate (s) should be separate for each office/department

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 24


Application No: _____________Firm Name: _________________________ License No:______
ONE-Comb

TABLE ‘B’
OPERATOR’S CATEGORIES

Constructor’s Limit of Net Minimum Minimum requirement of engineers


Category Construction worth requirement of
cost of project (million professional
(million rupees) credit points
rupees) (PCPs)
(1) (2) (3) (4) (5)
two professional engineers with twenty years
O-A No limit 150 150 of experience each and three registered
engineers having supervisory certificate
two professional engineers with fifteen years
O-B Up to 2000 75 100 of experience each and two registered
engineers having supervisory certificate
two professional engineers with ten years of
O-1 Up to 1000 30 75 experience each and one registered engineers
having supervisory certificate
One professional engineer and registered
O-2 Up to 500 25 35
engineers.
O-3 Up to 200 10 20 fifty percent registered engineers.
O-4 Up to 100 3 15 fifty percent registered engineers.
O-5 Up to 30 2 5 One registered engineer
O-6 Up to 20 1 5 One registered engineer

The information given above and documents/papers attached herewith are correct and accurate to the best of my knowledge and belief and nothing has been concealed.

Signature of Applicant:________________________ Page No. 25

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