Consensus Options Report
Consensus Options Report
Consensus Options Report
Table of Contents
A Call to Action: We Can Do Better
Process Background
Infrastructure
Street and Highway Maintenance
Water Infrastructure
Wastewater Infrastructure
Solid Waste Collection
Summary of Alternatives
Preliminary Committee Recommendations
6
6
12
13
16
18
22
Public Safety
Fire Protection
Summary of Alternatives
Preliminary Committee Recommendations
Emergency Medical Services (EMS)
Preliminary Committee Recommendations
Law Enforcement
Preliminary Committee Recommendations
Corrections
Preliminary Committee Recommendations
25
25
28
30
32
34
35
41
42
43
Municipal Operations
Tax Assessment
Financial Administration
Courts
Code Enforcement
Clerk
Social Services and Health
Libraries
Summary of Alternatives
Preliminary Committee Recommendations
44
44
46
47
52
53
54
55
56
61
Economic Development
We Can Do Better
The Fiscal Reality Facing Local Government
Uneven Regional Growth
Minnesotas Shared Growth Program
Land Use Planning
Preliminary Committee Recommendations
64
64
65
67
67
69
70
ii
Governance
Laying the Groundwork for Systems Change
Why Do Places Explore the Idea of Thinking Bigger?
A Syracuse-Onondaga Story, Not Just a City Story
A Policy Motivation to Thinking Bigger
A Fiscal Motivation to Thinking Bigger
Preliminary Committee Recommendations
71
71
72
73
73
74
74
Conclusion
77
The Commission
79
iii
http://www.brookings.edu/research/reports2/2015
/01/22-global-metro-monitor
2
http://apps.tcf.org/architecture-of-segregation
http://centerstateopportunity.com/files/9213/8383/
3393/CenterState_AEO_Summary.pdf
5
http://www.bls.gov/lau/
http://www.ongov.net/about/populationTrends.ht
ml
Process Background
Consensus the Commission on Local Government Modernization was launched
in 2014 as a partnership of SYRACUSE 20/20, CenterState CEO, the County of
Onondaga, the City of Syracuse, FOCUS Greater Syracuse, the League of Women
Voters of the Syracuse Metropolitan Area, the Onondaga Citizens League and the
Homebuilders & Remodelers Association of CNY, with the expressed goal of
shaping a vision for more effective and efficient governance across Onondaga
County.
With representatives from Onondaga County, the City of Syracuse, the Onondaga Town
Supervisors Association, the Onondaga Village Mayors Association, and the business,
nonprofit, higher education and K-12 education communities, the Commission designed a
process where residents and stakeholders across the community are taking a leadership
role in defining how it wants to be organized and governed locally, with high quality
standards at an affordable price.
Complete information on the Commission, its members, reports and public
engagement can be found online at www.consensuscny.com.
The Commissions process has been built around two key phases. The first, a Baseline
Phase, was completed in early 2015 with a review of existing conditions across all local
governments countywide. The baseline review culminated with the release of a
comprehensive report to the community, entitled Who Does What & What it Costs,
detailing the local government universe in Onondaga County.
Following release of the baseline report and a series of public engagement forums
throughout the County, the Commissions process pivoted to a second phase: An
Options Review, during which it has reviewed and critically assessed local
governance and municipal services in the County, examined best practices
offered by peer communities across the country, and explored opportunities to
enhance the efficiency, effectiveness and responsiveness of Onondaga Countys
local government universe.
To facilitate its options review and enable further data collection and deeper dive
analysis, the Commission established committees:
Infrastructure, focusing on street and highway maintenance, water, wastewater,
solid waste collection and parks;
Public Safety, focusing on fire protection, emergency medical services, police and
corrections;
Municipal Operations, focusing on tax assessment, financial administration,
courts, code enforcement, clerk, social services, public health and libraries;
4
completed (or in-process) at the committee level to identify, flesh out and bring forward
ideas, concepts and strategies to build a stronger local government system in the
Syracuse-Onondaga community.
No recommendations have been officially voted on by the full Commission. No final
decisions have been made. No final report has been drafted.
The Commission has done this intentionally in order to benefit from the wisdom of
residents and stakeholders in the Syracuse-Onondaga community, all 468,000 of us.
Your voice is so critically important over the coming months. Please take the opportunity
to engage be it through a public forum, letter to the editor, feedback to the Commission
via our website (www.consensuscny.com), or other medium.
Our goal, following what we hope will be an engaging and powerful community
conversation on these issues, is to incorporate your feedback and issue the
Commissions final recommendations early in 2016.
Infrastructure
The Infrastructure Committee focused on four critical service areas:
Street and Highway Maintenance;
Water;
Wastewater; and
Solid Waste Collection.
Collectively, street and highway maintenance services had costs totaling $141
million in 2013, making them the third-highest cost function in the community.
Challenges and opportunities
1. The 36 separate service providers have independent workforces, fleets, staff
experts and planning processes, which results in some duplication of staff and
capital equipment.
2. Service deadheading occurs at municipal borders (e.g. snow plow blades being
lifted up at the municipal line), with legal boundaries dictating service areas /
routes more than considerations of efficiency and responsiveness.
3. Although a material amount of cooperation occurs between public agencies, much
of it is informal meaning that it can be subject to interpersonal dynamics rather
than what makes the most sense in terms of service delivery.
4. Public works agencies that serve communities with smaller tax bases can find it
more difficult if not cost prohibitive to fund larger infrastructure investments.
5. There is a statistical correlation between the scale of public works agencies in the
Syracuse-Onondaga community and their unit costs, with those serving more
square miles and / or larger populations tending to have lower unit costs.
6. Collectively, local governments in the Syracuse-Onondaga community operate 39
public works facilities.
10
11
WATER INFRASTRUCTURE
Water is a major economic resource for the Syracuse-Onondaga community. Its
importance to our communitys vitality is heightened by water access challenges that are
increasingly impacting other parts of the country. Ensuring access to clean, cost-effective
water is critically important to our future economy and quality of life.
What we have today
There are three main entities (two major retail providers) with primary responsibility
for providing water services in the Syracuse-Onondaga community The
Metropolitan Water Board (and the Onondaga County Water District), the
Onondaga County Water Authority and the City of Syracuse Water Department.
Collectively, they supply approximately 90% of residents in Onondaga County. The
Metropolitan Water Board supplies 2/3 of the water volume and has 32 major
industrial users.
In addition to these primary providers, residents in some parts of the County get
their water from local municipal wells (in Baldwinsville and Tully) or individual
wells.
Challenges and opportunities
The current water infrastructure network in the Syracuse-Onondaga community
faces significant and growing needs, and deferred maintenance has compromised
the systems integrity.
Federal funding assistance has been waning.
The fragmentation of the ratepayer base among suppliers and districts can make
major investments even when necessary cost prohibitive and exacerbate the
deferred maintenance problem.
There is some functional duplication across the two major retail providers in terms
of administration, meter reading, billing and treatment plant operations.
12
WASTEWATER INFRASTRUCTURE
The proper functioning and maintenance of our network of pipes, treatment plants and
outfalls are critically important not only to the Syracuse-Onondaga communitys economic
viability, but our environment and quality of life.
What we have today
Wastewater treatment for most municipalities in the Syracuse-Onondaga
community is provided by the County Department of Water Environment
Protection, which operates 6 treatment plants and more than 150 pumping stations
in the Consolidated Sanitary District. County sewer service is confined to this
district and includes all or portions of 21 municipalities. Several villages own and
maintain their own sewage treatment plants.
Wastewater costs in the Syracuse-Onondaga community totaled $147 million in
2013, making it the second-highest cost of all government functions. County
government is responsible for approximately 88% of these expenditures, with the
remainder comprised of the City (2%), towns (7%) and villages (3%).
Reflecting national trends, capital investment needs for wastewater and storm
water infrastructure in our community are growing.
Challenges and opportunities
We are not currently structured to meet the Environmental Protection Agencys
Ten Attributes for an Effective Wastewater Utility (see following page), which
includes elements such as infrastructure stability, operational optimization and
financial viability. This creates issues not only for the sustainability of our
infrastructure both in capital and financial terms but regulatory compliance
risks.
There is a growing number of pump stations in the Syracuse-Onondaga
community. In the past ten years the number of stations has increased 36%, from
116 to 158 while population remained flat.
Eight towns in the Syracuse-Onondaga community are not in the Countys
Consolidated Sanitary District.
There is a broad scale in size of sanitary districts, with the smallest covering 19
homes and a pump station.
Every sewer district bills for services independently, which results in a diversity of
approaches.
External pressure is increasing to upgrade collection and treatment infrastructure,
and towns and villages are being pushed to meet more stringent standards.
13
Source: A Primer for Water and Wastewater Utilities, U.S. Environmental Protection Agency
Product Quality
Produces potable water, treated effluent, and
process residuals in full compliance with
regulatory and reliability requirements and
consistent with customer, public health, and
ecological needs.
Customer Satisfaction
Provides reliable, responsive, and affordable
services in line with explicit, customeraccepted service levels. Receives timely
customer feedback to maintain
responsiveness to customer needs and
emergencies.
14
15
Residential Trash Collection in Onondaga County: A Study Comparing Cost and Type of Service,
June 1999, Syracuse University, Maxwell School of Citizenship and Public Affairs.
17
SUMMARY OF ALTERNATIVES
In reviewing street and highway maintenance, water, wastewater and solid waste
collection, the Infrastructure Committee explored a range of service delivery options.
Although certain options are more applicable in the context of some infrastructure-related
functions than in others, the following summary generally outlines the range of
alternatives.
Models of local government public works and street / highway maintenance services
range from local models in which multiple governments bear responsibility for providing
services in individual communities (as is the case in the Syracuse-Onondaga community
today), to countywide models in which a single provider is responsible for a broader
geographic area.
In the middle of the range are intermunicipal / hybrid models based on intermunicipal
shared services, where administrative functions, operations and / or capital equipment
are shared between or among otherwise independent government units.
Model 1: Local Approaches
At one end of the continuum is the delivery of public works services using a local model of
administration, operations and capital. Under this framework, individual local
governments deliver the service independently within their boundaries and retain
autonomy over the type, level and cost of services provided. As a result, some service
differentiation exists across local governments.
For example, some governments provide trash collection as a municipal service, some
contract it out to a private vendor, and others play no role at all. Similarly, some public
works departments have the capacity, equipment and expertise to perform major capital
repairs in-house; others contract the function out completely.
The local model characterizes most public works services in the Syracuse-Onondaga
community today. In total, the county is home to 36 separate public works agencies one
each in the County, City, 19 towns and 15 villages. Though the agencies do collaborate
typically on an informal, as needed basis they handle administration, operations and
capital equipment independent of one another. Examples of collaboration include interagency support for large scale jobs, shared facilities, shared fueling depots and bulk bid
purchasing of common supplies.
Perceived Advantages
Department administration is closer to community it serves
Constituent connection with public works agency
Local structure creates greater direct tie to communities served
Greater sensitivity to (and prioritization of) local community service needs
Quicker response time to local needs
Local decision-making autonomy over type and level of services provided
18
Each government can match its own equipment to its own desires, needs
Each government has ready access to its own equipment for local use
Perceived Disadvantages
Administrative duplication across neighboring municipalities
Administrative cost concentrated on smaller tax base and geographic area
Services not prioritized based on regional needs
Operational cost concentrated on smaller tax base and geographic area
Facilities often in close proximity to one another
Service delivery can dead head at municipal borders, creating inefficiencies
Equipment redundancy in neighboring jurisdictions and countywide
Equipment redundancy creates maintenance redundancy
Absence of pooled purchasing compromises economies of scale
Municipal-level equipment tracking is often less sophisticated and makes it difficult
to determine life costs of maintained equipment
Capital cost concentrated on smaller tax base and geographic area
Model 2: Hybrid / Intermunicipal Shared Services
Next are hybrid models that leverage inter-municipal shared services in administration,
operations or capital equipment to collaboratively deliver public works services across
otherwise independent governments. This may happen broadly and cover all services
(e.g. a full operational or administrative merger of public works agencies), or more
narrowly focused on a specific type of service (e.g. county contracting with local
governments to handle ice and snow removal on county roads), such as occurs in the
Syracuse-Onondaga community on certain street maintenance functions.
An examination of select hybrid models within New York illustrates the diversity of intermunicipal approaches:
Onondaga County contracts with several towns and villages to provide snow and
ice removal on county-owned roads during the winter.
Monroe and Jefferson Counties provide technical assistance to local
governments throughout the county, while local governments maintain all localand county-owned roads within their boundaries.
A large number of public works agencies throughout the state, including in the
Town of Philadelphia and Town of Addison, operate fuel depots that are jointly
used by public works agencies of the counties, towns and villages, as well as the
local school districts.
Chemung County has provided public works administrative and staff supervision
under contract to the Town of Big Flats for the past year. More recently, the county
announced in January 2015 that it had reached agreement with the City of Elmira
to consolidate the two governments public works agencies. Under that plan, city
19
20
Model 3: Countywide
At the other end of the continuum are services delivered through a countywide model by
a single government / service provider. Under this model, all public works services are
consolidated into a countywide organization, with local presence established through
satellite facilities strategically located throughout the region. A unified, streamlined
administration oversees the entire operation and deploys personnel and capital resources
in response to both regional and local service needs.
Perceived Advantages
Countywide coordination of services, personnel, equipment and facility deployment
Standardized policies and procedures to ensure consistent service levels, job
training and safety
Mitigate administrative duplication
Deeper organizational capacity for jobs requiring concentrated expertise or
manpower
Mitigate operational duplication
Eliminate service deadheading at municipal boundaries
Enlarged tax base over which to spread expenditures
Standardize services and equipment across county
Larger pool of personnel allows for specialization and more technical projects to be
done in-house
More efficient facility distribution throughout county
More coordinated and broader capital equipment replacement strategy across
region can yield economies of scale through single procurement agency
Reduced duplication of specialized equipment
Enlarged tax base over which to spread capital expenditures, some of which are
significant (e.g. dumps, plows, trash collection trucks)
Perceived Disadvantages
Reduced accountability as administrators are further from constituents
Loss of service differentiation among communities
Loss of local decision-making authority over services, levels
Less responsiveness to local / neighborhood-level concerns
Local governments relinquish control over services, levels
Loss of service differentiation among communities
Local governments relinquish control over equipment, supplies
Asset distribution may be less responsive to community / neighborhood needs
21
22
23
Solid Waste
1. Expand the Southern Onondaga Trash System into contiguous towns that
already have contracts with a private hauler.
2. Pursue bulk bidding of hauler services across multiple municipalities to increase
collection volume and drive down unit costs.
3. In towns with no current involvement, develop service districts and bid collection
services in aggregate to drive down costs for individual property owners who are
currently paying direct to private haulers on a property-by-property basis.
Additional Recommendations
In the course of the Infrastructure Committees work, several additional areas were
examined and opportunities to improve were identified. The following preliminary
recommendations are therefore offered:
1. Parks Maintenance: All agencies in the Syracuse-Onondaga community should
be merged under a single roof, in a way that retains individual community / park
identities but maximizes economies of scale.
2. Broadband Access: This is a crossover issue with the Economic Development
Committee. The opportunity should be pursued to provide high speed access to
all in the community. The State of New York currently has a funding opportunity
of $50 million for expansion of broadband to underserved areas.
3. Mass Transit: There should be regional discussion to support CENTRO the
Central New York Regional Transportation Authority and work together on a
sustainable long term plan. Research vouchers and contract models for
effectiveness.
24
Public Safety
The Public Safety Committee focused on four critical service areas:
Fire Protection;
Emergency Medical Services (EMS);
Law Enforcement; and
Corrections.
FIRE PROTECTION
Fire protection is not only one of the most visible services provided by local government,
but one of the most essential. A robust and effective response system is necessary to
protect life and property.
What we have today
The Syracuse-Onondaga community is served by nearly five dozen separate
agencies. Excluding the Onondaga Nation Fire Department, 57 agencies provide
fire protection to portions of the County.
In 2013, 57 different fire departments responded to 55,286 requests for service in
the Syracuse-Onondaga community. This amounts to about 150 calls per day and
about one call for every 8.4 residents. Fifty percent of calls were answered by the
City of Syracuse, 19% by the next 8 busiest departments in the neighboring
suburbs (each with more than 1,000 calls per year), and 20% by 18 departments
that handle between 400 and 1,000 calls per year each. The remainder are
handled by 29 agencies that each respond to about a call per day or less.
The agencies serving the Syracuse-Onondaga community represent a variety of
types. There are municipal departments, where the City and some villages directly
provide the service themselves; there are fire districts, which are separate units of
local government with their own elected boards of commissioners, some of which
have their own fire associated fire departments; and there are fire protection
districts, which are geographic areas created by towns to receive service pursuant
to a formal contract between the town government and one or more fire service
providers.
In cities and villages, fire services are funded by property taxes. In fire protection
districts, the town government levies the property tax on properties in the areas
served. In fire districts, town governments levy (and collect) the district tax but
otherwise have no direct input into the district budget.
Although Onondaga County itself is not formally involved in the actual delivery of
fire services, its Office of Emergency Management plays a coordinating and
oversight role.
25
26
27
28
stations are owned by separate volunteer departments while others are owned by
the County. The volunteers maintain their branding on many stations, uniforms
and apparatus. However, all turn out gear is owned by the County and has
consistent markings; all members (paid or volunteer) need to meet consistent
training standards; and all operate under a single unified command structure. All
essential functions are funded through County funds and patient billings, while the
volunteer departments have separate fundraisers to support their activities. The
County department provides both fire and EMS transport services. In sum, this
model is the result of regionalization by evolution as volunteer departments have
slowly turned to the County for support over many decades to the point where the
majority of services are provided by paid staff, but volunteers still play an important
role. (www.fairfaxcounty.gov/fr/)
Indianapolis: The city and surrounding Marion County merged in 1970 by act of the
state legislature. Eleven included towns that existed outside the former City of
Indianapolis were permitted to retain some autonomy and local governing / service
delivery responsibilities. Some of these towns provide their own fire protection,
while others contract with the Indianapolis Fire Department. The city fire
department only provides fire and rescue services; EMS transport is performed by
a separate regional organization. (www.indy.gov/egov/city/dps/ifd/)
30
31
Second, it would mitigate the current reality that response resources are not always
effectively matched to location; that is, occasionally the system responds to calls with
something other than the closest resource, simply because of the extent of territorial
boundaries created when the area was sparsely populated.
Note: As much as possible under this option, fire departments should retain their
current names and stations to continue to foster tradition and community connection.
Long-Range Option
While certain departments are an exception, most volunteer fire departments are facing
a long term decrease in the number volunteers and consequently may soon have
growing difficulty in responding to emergencies appropriately. For the more densely
populated, commercially developed suburban areas adjacent to the City of Syracuse, a
transition to a predominately career, centrally-managed metropolitan department would
be the best solution. This alternative would need to be cost effective and provide at
least the same level of service to the communities, with no decrease in objective
performance measures. In the outlying areas, the strategic allocation of paid resources
from the metropolitan department would augment the existing volunteer departments.
The long term option would be an opt-in system whereby fire departments could
choose to join based on their ability to sustain their current operations. The opt-in
system would focus on ensuring services in areas where volunteers need assistance
and departments could choose to have assistance only during certain periods of the
day.
Nearly all agencies respond with their own advanced life support (paramedics) or
have arrangements for that service from an immediate neighbor.
Advanced life support is present in all communities.
A substantial paid staff is spread throughout the Syracuse-Onondaga community,
with most of them being purely EMS professionals employed by private
organizations (non-profit and commercial). The remainder are dual EMTfirefighters employed by municipalities, which are more expensive than single
purpose employees.
Challenges and opportunities
In general, the Syracuse-Onondaga community has a relatively rapid response
from qualified providers. However, additional coordination of resources and other
organizational changes could lead to improved services.
Service levels in the City and pockets of the inner suburbs meet the expectations
of the communities and are close to industry high performance targets. The goal
should be to get 80% of the total population up to a high level of service, rather
than just having high service in specific pockets of the county (e.g. City,
Fayetteville, portions of Clay and Dewitt, East Syracuse). There are coverage
challenges in more rural areas where limited call volumes make high service levels
less economically viable.
Absence of dynamic positioning of ambulances and personnel resources reduces
system efficiency.
Territorial boundaries represent a real inefficiency. State public Health law
prohibits agencies from sharing resources across these boundaries prior to there
being a call request, so the more territorial boundaries that exist, the lower the
efficiency / effectiveness of the system. Reducing the number of boundaries would
yield a more efficient deployment of ambulances and personnel. Specifically, fewer
boundaries would allow for more dynamic positioning of resources and reduce
response times.
There is no central measurement of performance in the Syracuse-Onondaga
community for key indicators such as appropriateness of care, survival rates,
transport to correct facilities or cost of operation.
There is no reliable data on EMS workforce in the Syracuse-Onondaga community
including pay rates, level of certification, hours worked / volunteered and the
agencies that volunteers work for in the community.
Anecdotally, there are fewer EMS volunteers than just a few years ago and the
existing paid workforce is spread thinly across multiple agencies, with the majority
of employees working for multiple organizations.
33
34
LAW ENFORCEMENT
The Syracuse-Onondaga community is served by 15 local law enforcement agencies that
span two levels of government: The County, through the Onondaga County Sheriffs
Office, and those municipalities which maintain and fund their own police departments.
Among the municipal agencies, the City of Syracuse Police Department is the largest in
force size, budget and call volume.
The accompanying map illustrates the distribution of police departments throughout the
Syracuse-Onondaga community. Although the County Sheriffs Office technically has
countywide jurisdiction, it serves as the primary law enforcement agency only in those
localities not otherwise covered by their own municipal department (in the map, those
areas shaded in light gray). Including the City of Syracuse, there are fourteen such
municipal departments, concentrated generally in the northern half of the County (in the
map, those areas shaded in color).
What we have today
In 2013, and including the State Police, 17 different law enforcement agencies7
responded to 407,564 calls for service in the Syracuse-Onondaga community. This
amounts to an average of 1,117 calls per day and about 870 calls per thousand
residents.
Based on calls for service, the Syracuse Police Department, Onondaga County
Sheriff and New York State Police were the top 3 busiest agencies. They
accounted for roughly two-thirds of all calls for service and served more than 60%
of the countys population as primary responder for law enforcement calls for
service.
The total expense for law enforcement (excluding State Police) was over $88
million or about $188 per capita in 2013.
Village and town police officials interviewed in the course of the project report that
their rapid response time and detailed knowledge of the community are valued by
residents and worth the additional cost. All residents in the County pay taxes for
both the Sheriffs Office and State Police; individual municipal police departments
are property tax funded in addition to paying for these two services.
In many areas the different agencies work well together through both formal and
informal arrangements. Some examples include joint training, criminal investigative
There are several other law enforcement agencies that serve specific locations such as the Syracuse
University Public Safety Department and the Onondaga Community College Public Safety Department that
are excluded from the report because they primarily serve only a specific small area and do not routinely
respond to 911 calls. They are an important part of law enforcement in the community, but their
responsibilities would not change based on report recommendations.
35
task forces, using the closest resource for serious calls and information sharing.
Other specific operational examples include the availability of Air One to all
agencies, joint training for tactical teams, and coordinated traffic safety and
enforcement campaigns such as Buckle Up and Stop-DWI.
All law enforcement agencies are dispatched through the Onondaga County 911
Center, and all law enforcement vehicles have automatic vehicle locator
technology. This technology works in parallel with computer aided dispatching and
a mutual assistance agreement to ensure that the closest police agency is
dispatched to high priority calls.
Challenges and Opportunities
The total number of sworn officers in the community has decreased by 10%, or
102 officers, from 2007. The Citys force has shrunk by 7.8%, or 38 officers over
the same period. The Onondaga County Sheriff has lost 11.2%, or 29 officers. The
total loss of officers for every other department in the community was 13.4%, or 35
officers.
The number of law enforcement calls for service has been relatively steady for the
last eight years while the number of officers available for all agencies in the County
to respond is going down. The result of the steady demand and the declining staff
has been an increased workload by about 10 percent, as measured by calls per
officer. The result is that officers are spending more time responding to calls and
less time conducting proactive police work such as foot patrols or establishing
community rapport.
36
Federally reported serious crime data for the last 25 years shows that the rate of
reported property crime has decreased substantially in the Syracuse-Onondaga
community. The amount of serious crime reported is, on average, 44% lower in
2014 than it was in 1990.
37
The number of reported violent crimes in Syracuse has dropped in the last several
years from the long term average of about 1,400 incidents per year. Anecdotally,
there is an increase in number of violent crimes committed by gang members and
incidents related to the drug trade. The reported crimes in 2014 were 28% below
the high year in 2005.
In the remainder of Onondaga County, the rate of reported violent crime has
remained essentially level for the last 25 years. There are about 375 violent crimes
per year on average in the rest of the County, compared to 1,400 in Syracuse.
38
39
40
41
CORRECTIONS
The County is exclusively responsible for providing and administering corrections and
incarcerations in the Syracuse-Onondaga community. However, there are inefficiencies
created by the Countys operation of two separate corrections departments one by the
Sheriff for prisoners that have not yet been sentenced, and one by the Department of
Corrections for prisoners that have been sentenced. Onondaga is the only New York
county that has not unified its prison operations.
What we have today
For 2013, the average daily census of the Onondaga County Justice Center, operated
by the Sheriff, was 614. Ninety-two percent of the prisoners were unsentenced. The
Sheriffs Office has about 280 sworn personnel assigned to different roles in the
Custody Section. The Justice Center operates at nearly full capacity, especially during
the summer months. Any overflow prisoners are sent preferentially to Jamesville and
the alternative is to board them with another county for a fee.
Also in 2013, the average daily census of the Jamesville Correctional Facility,
operated by the Department of Corrections, was 476. Seventy percent were
sentenced. The Department of Corrections has 184 funded positions, including a
small percentage of non-sworn support staff.
Challenges and Opportunities
The County operates separate facilities and administers them across separate
departments.
There is cooperation with certain shared administrative tasks, including using the
same records management system, human resources, purchasing, food service and
correctional health.
There are two separate union agreements, with the Department of Corrections staff
earning less than the Sheriffs deputies. While the officers and deputies that directly
work in custody of prisoners have similar training, union rules prevent them from being
assigned at the other facility.
42
43
Municipal Operations
The Municipal Operations Committee focused on those service areas that were neither
infrastructure nor public safety related, including:
Tax Assessment;
Financial Administration;
Courts;
Code Enforcement;
Clerk;
Social Services and Health; and
Libraries.
TAX ASSESSMENT
Property taxes are a critically important revenue source for local governments. As a
result, an effective and equitable tax assessment system is the basis for funding
municipal government and the services it provides.
What we have today
There are 17 separate tax assessment units in the Syracuse-Onondaga
community, including the City and 16 town-based providers.
There are broad scale differences in the jurisdiction of these agencies. The largest
is the City, which maintains assessments on more than 42,000 parcels; the
smallest unit administers 1,539 parcels.
Although villages have the authority to run their own assessment operations in
New York State, none do in the Syracuse-Onondaga community. Each villages
assessment function is effectively consolidated within its surrounding town, and
village property taxes are levied using the town-derived assessment for each
property.
There are three Coordinated Assessment Programs (CAPs) in the SyracuseOnondaga community, whereby multiple towns have effectively merged their
assessment functions under authority granted by the State Real Property Tax Law.
Challenges and opportunities
There is functional and administrative duplication across separate assessment
units, particularly in back office capacity required by each office.
There is variability in the level of assessment across the Syracuse-Onondaga
community, with equalization rates ranging from as low as 2% to as high as 100%.
44
There are large scale differences across the assessment units: Eight units handle
more than 10,000 properties each, while five units handle fewer than 3,000
properties each.
The technical expertise required to administer accurate, equitable assessments is
in limited supply, creating succession challenges beyond the current group of
assessors in the Syracuse-Onondaga community.
Tax certiorari lawsuit defense is costly and can create substantial burdens for
smaller municipalities.
There is a statistical correlation between scale of assessing units in the SyracuseOnondaga community and their unit costs, with those serving a higher number of
parcels tending to have lower unit costs, as shown in the following graph.
45
FINANCIAL ADMINISTRATION
A strong financial administration function is critically important to prudent fiscal
management in local government, especially in light of the budgetary challenges
municipalities increasingly face.
What we have today
Financial administration is disaggregated across the local governments of the
Syracuse-Onondaga community. Every general purpose local government has a
treasurer, budget officer and / or finance department to administer its financial
management responsibilities.
The size, cost and capacity of the function varies, with the largest-budget
governments tending to have the greatest investment in financial administration. In
smaller governments, the budget officer responsibility is borne by the town
supervisor or village mayors office, with input from department heads who oversee
46
COURTS
The organization of New York States court system results in different levels of local
government having markedly different responsibilities. At the town and village level,
locally-funded justice courts handle a range of criminal proceedings including felonies,
misdemeanors / violations and traffic infractions.
What we have today
There are 19 town courts and 9 village courts, all of which are locally-funded.
Separate City and County courts are state-funded.
Total judicial costs in the Syracuse-Onondaga community totaled nearly $18.3
million in 2013. County costs, which also included state-mandated functions such
as district attorney and public defender, accounted for 80%; town and village costs
accounted for 17% of the total.
Every town government in the Syracuse-Onondaga community operates its own
court, while 9 of the fifteen villages do so. For those 6 villages that do not maintain
their own court, proceedings are handled by the surrounding towns court.
47
Town and village justice courts do generate some revenue to offset a portion of
their local cost burden. The net municipal share (after State and County fees are
assessed) of court revenues generated in 2013 ranged from a high of $1.0 million
to a low of less than $10,000.
Challenges and opportunities
There is limited intermunicipal sharing of administrative capacity, justices or
facilities at the present time.
NYS Uniform Justice Court Act, Section 106-a, authorizes two or more contiguous
towns to share a court.
Adequate facilities are a real and growing concern for many justice courts.
Town and village courts do generate some revenue through fines and fees, but
most run a deficit with local taxpayers funding the difference. The average deficit
across all town and village justice courts in 2013 was approximately $54,000; the
cumulative deficit was more than $1.4 million.
There is a statistical correlation between scale of justice courts in the SyracuseOnondaga community and their deficit level, with the smallest courts (measured by
caseload and revenue) having the highest deficit as a percentage of revenue.
48
49
50
51
CODE ENFORCEMENT
Code enforcement, which is critically important to ensuring the health and well-being of
persons and property, involves the investigation and enforcement of State laws and local
ordinances pertaining to building standards, property / land use, and important quality of
life measures.
What we have today
Nearly every municipality in the Syracuse-Onondaga community handles its own
code enforcement, though there is some collaboration between towns and their
villages (e.g. Town of Elbridge and the Villages of Elbridge and Jordan).
Code enforcement responsibilities span both the State Uniform Code (which is the
same for all local governments equally) and specific provisions of the municipal
code (which is different across municipalities and often reflects certain quality of
life matters the local community wants to focus its enforcement efforts on). On
balance, the state-established Uniform Code covers about 90% of enforcement
responsibilities, with local ordinances representing the other 10%.
Neighboring communities with similar development density and land uses tend to
have common code approaches and face similar enforcement challenges.
Challenges and opportunities
Code enforcement expertise and staff capacity is limited, particularly in smaller
municipalities where the function is less than full-time.
The technical expertise required to implement effective code enforcement is in
limited supply, creating succession challenges beyond the current group of code
enforcement personnel in the Syracuse-Onondaga community.
There are disparities in technology utilization for record keeping across
municipalities.
52
CLERK
Often the face of municipal government, every general purpose local government has a
clerk position. Duties typically include interfacing with the public on permit and license
applications, and maintaining the books, files and records of local government.
What we have today
There are 36 separate municipal clerks in the Syracuse-Onondaga community
one in each general purpose local government. In many cases, those positions are
supported by deputy clerk and / or clerical personnel.
In the County, the clerk is an elected position in accordance with State County
Law. In the City, it is an appointed position in accordance with the City Charter. In
towns, clerk positions are almost always elected, pursuant to State Town Law
(although some towns in New York State have sought to convert the position to an
appointed one in recent years). In villages, clerks are appointed by the mayor and
board, in accordance with State Village Law.
Challenges and opportunities
Although progress has been made, local governments in the Syracuse-Onondaga
community are not yet making optimal use of online / electronic opportunities for
the filing and permit processing responsibilities that clerk offices generally handle.
There is a range of information technology capacity in place across clerk offices,
with some having significantly more robust capabilities than others.
53
54
LIBRARIES
Library services in the Syracuse-Onondaga community are essentially consolidated under
the Onondaga County Public Library (OCPL). The product of a 1976 merger of the
Syracuse Public Library and the nonprofit Onondaga Library System, OCPL is one of 23
public library systems chartered by the New York State Board of Regents. It is
responsible for providing library development and resource sharing support across the
systems member libraries, as well as an integrated records system that links member
libraries.
What we have today
OCPL operates a Central library downtown, 8 branch libraries within the City, 2
satellite libraries and 12 independent suburban member libraries.
The libraries within OCPL are a variety of different types, which impacts their
governance structure and funding framework. The types include public school
district libraries, public special legislative district libraries, association libraries and
public / municipal libraries.
55
SUMMARY OF ALTERNATIVES
In reviewing these functional areas, the Municipal Operations Committee explored a
range of service delivery options. In general, there is a range of ways in which these local
government services can be provided. The diversity of approaches is evident in the
Syracuse-Onondaga community today.
At one end of the continuum are services that are based at the most local level, delivered
by individual local governments or service providers generally operating independently of
one another. Examples include financial administration and clerk, both of which are
provided by 36 separate entities. While there is occasional inter-municipal collaboration in
these services, the basic structure is disaggregated across the County.
At the other end of the continuum are services that are based at the regional or
countywide level, delivered by a single government with service jurisdiction spanning
otherwise independent municipalities. These include social services, public health and
mental health, each of which is provided exclusively by Onondaga County on a
countywide basis in accordance with state law.
In between are hybrid models in which services are delivered over geographies that are
larger than individual communities, but smaller than the entire County. Examples in the
Syracuse-Onondaga community include tax assessment (17 separate agencies, with all
villages already merged into their towns and three consolidated multi-town agencies) and
libraries (where a single regional umbrella system serves 31 libraries, including 21
independent suburban libraries).
Model 1: Local
Under this model, a service is delivered more or less independently by a multitude of
service providers. Typically those service providers are municipalities, although in some
cases (e.g. fire protection) they are not general purpose local governments. The model is
enabled by state law granting local governments (i.e. individual communities) the
autonomy to decide which services they will provide and at what level.
The local model is not devoid of inter-municipal cooperation, however; indeed, much of
the cooperation (formal and informal) that exists in the delivery of services across the
Syracuse-Onondaga community occurs in services that use a local delivery structure. But
even with examples of collaboration, the local model is based on a disaggregated
approach where local communities budget, fund, deliver and administer particular
services at the municipal level. In most cases where service autonomy is granted at the
local level, there is no requirement that governments collaborate in the delivery of the
service.
Perceived Advantages
Local control, choice and decision-making authority
Local democracy and resident access to elected officials and department heads
56
58
Model 1: Local
Model 2: Hybrid
Model 3: Regional
Would be feasible. At
present there are three
counties in New York State
that deliver tax
assessment services on a
countywide basis
Nassau, Tompkins and
Schuyler, although
Schuylers structure
involves each town
appointing the county
assessor as its own.
Is technically feasible,
although there are
challenges in maintaining
local-level accountability,
checks and balances over
financial transactions
through a regional
framework that spans
many individual
governments. Further, the
use of different financial
software systems makes
full administrative
integration difficult.
Does not appear feasible
under current state law,
though a quasi-regional
model could be envisioned
in which municipal-level
courts share common
facilities and staff in
strategically located
sections of the County
(e.g. quadrants). Such an
arrangement would be
further enabled by an
expansion of the current
hybrid model.
Financial
Administration
(including
purchasing)
Courts
59
Model 1: Local
Model 2: Hybrid
Model 3: Regional
Exists today.
Exists today.
Exists today.
Is technically feasible,
though it could
compromise individual
local governments desire
to focus the enforcement
function on specific issues
of local concern. Under
state law, the minimum
required enforcement
pertains to the Uniform
Building Code.
Municipalities can legally
opt out of enforcing that,
in which case state law
requires the county
government to handle
enforcement functions.
Would be less feasible as
long as independent
municipalities exist, since
the clerk function is
responsible for maintaining
the books and
documentation of each
municipal government.
Exists today. Primary
opportunities involve
decisions at the state level
regarding programmatic /
benefit offerings and cost
share.
May be feasible, though
politically difficult in that
local independent libraries
may lose governance
authority and, in some
cases, current funding
vehicles based on their
legal structure. Efficiency
improvements may be
minimal, given the hybrid
regional system already in
place under OCPL.
Code
Enforcement
Clerk
Social Services
and Health
Libraries
60
61
The state has not announced any additional plans to assume responsibility for
other public benefit programs. Once the Medicaid technology platform is
completed, SNAP (Food Stamps) could logically be considered for takeover by
the state since there is no face-to-face interview requirement.
Libraries
1. Create a statewide library card, waive library fines for children, and pursue
opportunities for regional purchasing and material sharing within a broadened
framework that includes libraries at higher education institutions.
63
Economic Development
WE CAN DO BETTER
The Economic Development Committee focused on the regions economic
competitiveness, its nexus with local government services / policy, and the extent to
which issues like land use and fiscal growth capacity (both of the Syracuse-Onondaga
community as a whole and as individual communities) impact its ability to grow and thrive.
Framing the Committees work is the reality that, by any objective measure, economic
performance in the Syracuse-Onondaga community continues to lag the state and nation.
The employed labor force in Onondaga County is smaller today than it was in
1990, and that contraction has not been confined to the City the City is down
23.5% in that period, while the suburbs are down 3.2%. The entire SyracuseOnondaga community is down 9.5%, compared to 7.4% growth in the State and
23.2% growth nationally.
Population growth in the Syracuse-Onondaga community has been anemic, and
declines have not been confined to the City. Between 2000 and 2010, nineteen of
the 35 municipalities in the County lost population. Since 1970, the entire
Syracuse-Onondaga community has lost 0.9% of its population, compared to 8.2%
growth in the State and 55.4% growth nationally.
Despite population decline in the Syracuse-Onondaga community since 1970,
urbanized land area over that time period has increased 92% such that fewer
people are spread across a larger area and creating new infrastructure investment
and maintenance demands that are borne by a smaller number of residents.
The challenged economic performance of the Syracuse-Onondaga community is
validated by a host of rankings, including most recently Brookings Institutions Metro
Monitor, which ranked the metropolitan area 294 out of the worlds 300 largest in its
economic performance over 2013-2014. According to Brookings, since the trough of the
recession, the metropolitan areas combined performance on job growth, unemployment,
output (i.e. gross product) and housing prices ranked 98 out of the nations 100 largest
metros. Further, since the trough of the recession,
The total number of full- and part-time jobs in the Syracuse metropolitan area has
increased 2.4%, roughly one-quarter the national growth rate; and
The gross product output of the Syracuse metropolitan area has increased 6.1%,
less than half the national growth rate.
Brookings own work on the 2013 CenterState Agenda for Economic Opportunity found
that the CenterState region lags the nation in most critical indicators of economic
performance from 2000-2012, including change in economic output (11.8% vs. 19.7%),
64
change in employment (-0.8% vs. 1.3%), output per worker ($91.15 vs. $96.24), and
household income ($39,660 vs. $49,200).
http://www.metrocouncil.org/Communities/Planning/Local-Planning-Assistance/Fiscal-Disparities.aspx
65
more than seventy-nine thousand percent. The same tax rate applied in these two
different contexts, therefore, produces hugely different property tax revenue levels. The
following graphics plot out relative fiscal capacity vs. population covered for municipalities
in the Syracuse-Onondaga community. The first graphic includes the City plus all towns
and villages; the second graphic shows only the towns and villages.
66
Not surprisingly, tax bases covering larger numbers of residents tend to be larger, and
thus capable of producing more sheer dollars when the mean countywide property tax
rate is applied in this hypothetical analysis. As important, however, is the capacity
challenge facing those municipalities with a smaller relative property tax base. Where the
base is smaller, overall capacity is lower, rates may need to be higher to generate the
same amount of money than would otherwise be the case with a larger tax base, and the
burden is concentrated on a smaller number of residents and property taxpayers.
67
to, first, create regional incentives to growth and second, to bridge differences in fiscal
capacity.9
Under the program, 60% of all new growth in property tax base remains in the host
community, defined as the municipality in which the investment actually occurs. The
other 40% of new growth in property tax base flows to a regionally shared pot that is
distributed pursuant to formula. The shared pot grows over time as new investments are
made anywhere in the region. Since 1971, the shared portion of that regions tax base
has grown to represent more than one-third of the total commercial / industrial tax base,
and 10% of the overall tax base (including residential).
The goals of Minnesotas program are cross-cutting:
Shifting economic development within the region away from a zero sum fiscal
growth framework, and into one that is more collectively beneficial;
Providing a way for local governments to share in resources generated by the
regions growth without removing any existing resources they already have; and
Bridging fiscal capacity gaps among communities in the region.
Under Minnesotas system, the shared portion of the tax base is distributed by formula to
municipalities based on their respective fiscal capacity, defined as equalized market value
per capita. This means that:
A municipality whose fiscal capacity is equal to the regional average gets a payout
equal to its share of total population;
A municipality whose fiscal capacity is greater than the regional average gets a
payout that is smaller; and
A municipality whose fiscal capacity is less than the regional average gets a
payout that is larger.
An analysis of market values per capita within the Syracuse-Onondaga community finds
that the net recipients of such a tax sharing arrangement that is, those with the lowest
market values per capita would be the City of Syracuse and the majority of village
governments within the County.
It is important to note that under the Minnesota framework, market values per capita are
regularly recalculated and over time some net recipients become net contributors. Such
was the case with the City of Minneapolis itself, which has become a net contributor over
time.
http://www.metrocouncil.org/Communities/Planning/Local-Planning-Assistance/Fiscal-Disparities.aspx
68
500,000
200
450,000
180
400,000
160
350,000
140
300,000
120
250,000
100
200,000
80
150,000
60
100,000
40
50,000
20
Population
0
1950
1960
Population
1970
1980
1990
2000
70
2. Establish a regional land use plan that provides for consistent and enforceable
planning on a countywide basis. Provide for countywide coordination among
municipalities individual land use plans. Retain zoning and planning functions
within individual municipalities but leverage the regional plan to ensure
consistency and most effectively encourage growth in a way that optimizes
existing infrastructure and urbanized area, and reduces the creation of new
infrastructure that will require ongoing maintenance and long-term investment.
3. Combine the City and County Industrial Development Agencies and economic
development offices.
Governance
LAYING THE GROUNDWORK FOR SYSTEMS CHANGE: EFFICIENCY AND
EFFECTIVENESS
The Governance Committee focused on the overall structure of local government in the
Syracuse-Onondaga community its boundaries, how responsibilities are allocated
across levels of government, and similarities / differences across local governments in
order to assess the degree to which structure impacts efficiency and effectiveness. In
particular, the Committee considered how the current structure helps or hinders the ability
of the Syracuse-Onondaga community to make policy and manage investments that are
in the overall communitys best interest.
Several key themes emerged in the Governance Committees discussions:
The broader impacts on the Syracuse-Onondaga community of population loss
and stagnation;
The local fragmentation of service delivery, administrative responsibility, and policy
making authority on certain issues that are truly countywide in nature;
The fiscal and service sustainability of the City of Syracuse, which serves as the
regions economic engine and population hub; and
The similarly of function and scale that exists between the City and County
governments.
As with the Economic Development Committee, the Governance Committees work was
framed by a reality that, by any objective measure, economic performance in the
Syracuse-Onondaga community has lagged for at least a generation. A smaller employed
71
labor force, higher levels of poverty and stagnant population growth have increased the
management challenge for local government officials and concentrated the cost burden
on those residents and businesses who remain.
So, too has the emergence of confounding policy challenges that, in very real ways, are
cross-cutting and transcend municipal boundaries. Issues like poverty, economic
development and unemployment do not stop at the Citys edge, but rather affect other
parts of the County in fundamental ways.
Yet, our structures are not always designed to address such dynamic challenges (nor
capitalize on our regional assets) in truly regional ways. The County and Citys current
boundaries date to 1825; the towns and villages to as far back as the late 1700s.
Although over the years lines have been adjusted, and municipal powers and
responsibilities reconfigured, the reality is that the basic structure of local government we
have in place today is nearly two centuries old. The needs, challenges and opportunities
facing the Syracuse-Onondaga community have changed radically since.
The Consensus process, and the work of the Commission on Local Government
Modernization, offers a focused opportunity to examine those structures and have a
robust and engaging community dialogue about what makes the most sense for the
Syracuse-Onondaga community going forward.
Third, our current fragmented approach yields smaller individual tax bases that
make critical investments (esp. infrastructure) more difficult and cost prohibitive,
and contribute to deferred maintenance.
There is a policy motivation to thinking bigger.
A functional mapping review of the City and County finds that there is at
least $111 million in City budget appropriations that overlap with a
74
As the City and County take the lead on this initial recommendation, it is
vitally important to bear in mind that the additional recommendations
detailed in this report represent a paradigm shift in the delivery of services
at the Town and Village levels as well. Every unit and level of local
government will bear the challenge of change, and we cannot ignore the
fiscal realities facing our suburban partners. A host of Town and Village
officials clearly and directly expressed to Consensus that the balance of
current services with projected resources has grown dangerously tenuous
in light of economically- and tax cap-challenged revenues.
For this reason, there must be a formal mechanism and defined process
whereby towns and villages in the Syracuse-Onondaga community can
join the new city-county framework over time an opt-in process
whereby they can join by a vote of the constituents in that municipality.
Fiscal pressure on towns and villages will continue to grow, making it
likely some will opt in over the near term. Each opt in will represent an
additional investment in governing, delivering services, making policy and
competing as one community.
The model of leading with the City and County as the regions largest
local governments has precedent in communities like Indianapolis
notwithstanding its Unigov city-county structure, more than a dozen
towns and excluded cities elected to retain some or all of their governing
and service delivery autonomy.
2. Vest this new government with responsibility for specific regional matters,
including administering the regional land use plan, overseeing major
infrastructure planning and economic development planning using a countywide
model that is similar in form and function to the Twin Cities Metropolitan Council
in Minneapolis-St. Paul, Minnesota (http://www.metrocouncil.org/).
75
76
Conclusion
For too long, the Syracuse-Onondaga
community has struggled. That
struggle has compromised economic
opportunity for our residents, created
significant hardships for many of our
neighbors, and strained our local
governments. As troubling, it has
shrunk the promise of opportunity for
our children and grandchildren,
increasing the likelihood that they will
be forced to start their families and
careers elsewhere or for many,
continue to live in poverty.
78
The Commission
For additional information on the Commission on Local Government Modernization, its
members and its work, as well as to submit feedback, visit the Commissions website at:
www.consensuscny.com
COMMISSION MEMBERS
Cornelius B. Murphy, Co-Chair
Former President, SUNY ESF
M. Catherine Richardson, Co-Chair
Retired Attorney, Bond, Schoeneck & King, PLLC
James T. Walsh, Co-Chair
Former Representative for the 25th Congressional District of New York
Aminy I. Audi
CEO and Chairman, L. & J.G. Stickley, Inc.
Laurence G. Bousquet
Member, Bousquet Holstein, PLLC
William Byrne
Chairman of the Board, Byrne Dairy Inc.
Dr. Donna J. DeSiato
Superintendent of Schools, East Syracuse Minoa Central School District
Bethaida Bea Gonzalez
Dean, University College of Syracuse University
Darlene Kerr
Retired President, Niagara Mohawk
Patrick M. Kilmartin
County Legislator, 11th District
Melanie Littlejohn
Director of Community and Customer Management, National Grid
Andrew Maxwell
Director, Policy and Innovation for the City of Syracuse
Stephen Steve F. Meyer
President and CEO, Welch Allyn, Inc.
79
80