The Rock Reliefs of Ancient Iran Author(s): Neilson C.

Debevoise Reviewed work(s): Source: Journal of Near Eastern Studies, Vol. 1, No. 1 (Jan., 1942), pp. 76-105 Published by: The University of Chicago Press Stable URL: http://www.jstor.org/stable/542351 . Accessed: 12/03/2012 14:50
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THE ROCK RELIEFS OF ANCIENT IRAN

The rock carvings of Iran, in spite of a century of study, are still inadequately published. Attempts to date individual reliefs have appeared from time to time in widely scattered journals and volumes, but almost nothing has been done toward a chronological classification. Traveler, archeologist, and philologist have frequently studied the same monument without taking cognizance of one another's work, with dating results which are only amusing. The recent appearance of good photographs of hitherto little-known or insufficiently published reliefs' suggests a re-examination of the available material. Three types of evidence are available for dating Iranian rock reliefs. The first and most important of these is the inscription which originally accompanied nearly every relief. While cuneiform paleography has hardly begun to be developed, individuals whose dates are known frequently appear in the inscriptions. The criterion second in importance is that of the physical evidence. If one relief has been cut into or over another, obviously it must be later than the original one. The third type of evidence is stylistic. Although this is the least dependable of the three, it becomes more and more valuable as our knowledge of ancient art increases. Fortunately the majority of the Iranian reliefs are Mesopotamian in character or under strong influence from that area, and this makes stylistic evidence of more value than if it were dependent upon the little-known native Iranian art. From a very early period to recent times the barren rugged cliffs of western and southwestern Iran have been utilized for reliefs. Before the cutting could be done, an area slightly larger than the size of the
1 A. Stein, Old Routes of Western Irdn (London, 1940). Besides the reliefs of Iran, a few of those in northern Iraq have, for reasons that will appear evident, been chosen for in this inclusion article. The numerous reliefs of the Sasanian period will be discussed by the writer at a later date. than Rather add confusion by normalizing the spelling of place names, they have generally been spelled in this article as they appear in the publications. This paper owes much to the suggestions of my colleagues at the Oriental Institute, particularly R. A. Bowman, H. Frankfort, E. Schmidt, and the editor.

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relief had to be smoothed; the niche thus formed was frequently surmounted by a low arch. A number of such areas, prepared but never used, are known, one of the largest being at Behistcin.2 There are a number of instances in Iran where more than one relief, sometimes over a millennium apart in date, is to be found. This is true at Behistin (Achaemenid, Arsacid, modern Persian), Kurangin (Jemdet Nasr[?], Gutian), Malamir (Elamite, Achaemenid[?]), Naqsh-i-Rustam (Gutian, Achaemenid, Sasanid), and Sar-i-Pal (Sargonid, Arsacid). Not infrequently, new reliefs were carved directly over those of earlier times with the consequent partial or total destruction of the latter, as at Bavian in Iraq (Armenian over Assyrian), Behistin (eighteenth-century Persian over Arsacid), Naqsh-i-Rustam (Sasanid over Gutian), and Rayy (nineteenth-century Persian over Sasanid over [?]).3 There are other examples, as at Kurangin and Malamir, where it is apparent that there were earlier reliefs and that later cutting has obliterated all traces of them. It is clear, then, that one relief attracts others, either because the location is favorable or because later rulers sought to bask in the fame of older heroes. What made a particular spot desirable for reliefs? The most obvious necessity was a face of good solid rock. This was not always a cliff; especially in the Parthian period, as at Behistin,4 Tang-i-Sarwak,5 and Hung-Naur6zi,6 large boulders were employed. A number of the reliefs are located at some prominent point on a main road, like those at Behistcin or, to take a Syrian example, at the headland by Nahr el Kelb. The reliefs were certainly put at such places so that those who traveled the road might be impressed with the importance and power of the king pictured. Sometimes, as at Behistin, Taq-iBustin, and Shikaft-i-Salman near Malamir, there is a spring, and at the latter two places there are caves or grottos. This suggests that such sites may at one time have been sacred and at a much later date
E. Herzfeld, Am Tor von Asien (Berlin, 1920), P1. IX, lower left-hand corner. 3 F. Sarre and E. Herzfeld, Iranische Felsreliefs (Berlin, 1910), pp. 241 f. and bibliography. 4 Herzfeld, Am Tor von A sien, P1. LII, upper left. 5 Stein, Old Routes, pp. 104 f. and 110.
6 2

G. JMquier in V. Scheil,

Textes Elamites-Anzanites,

III [Paris, 1901]), p. 143.

Ire ser. (Mm.

Dl61. en Perse,

Vol.

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became traditional gathering-spots, just as Taq-i-Bustan is today a famous picnic ground. Reliefs are seldom located in the immediate vicinity of large centers of population, most probably because suitable cliffs are not likely to be found there.7 Certainly in the cases of Behistdin and Naqsh-i-Rustam the important Achaemenid monuments there were the prime causes which drew later rulers to utilize the same site. After these preliminary observations we may turn to an examination of the individual reliefs as far as they are now known.
I. THIRD MILLENNIUM

One of the earliest known rock reliefs in Iran is at Kurangdinon the Fahlifin River, near the town of Seh-talu, between Behbehan and

,r

D
["T

s;FI.L-eie
t

uan7

Shiraz (Fig. 1).8 The relief consists of two parts: the first is a rectangular panel showing two seated snake-gods and their attendants and worshipers; the second portrays three rows of standing figures arranged-as at Persepolis-as though descending stairs. These two reliefs are hardly of the same date. The one in the panel is clearly Mesopotamian in character and Gutian in date.' The scene is com7Note, however, that Stein (Old Routes, pp. 112 f.) believes there was a site near Tang-i-Sarwak which had a prolonged occupation. 8 E. Herzfeld, Archaeological History of Iran (London, 1935), p. 4 and Pls. II f. For photographs of details see Herzfeld, Iran in the Ancient East (London and New York, For another photograph see A. von Graefe, Iran. das neue Persien 1941), PI. XXXIV. (Berlin, 1937), p. 69. 9 As Herzfeld (Archaeological History, p. 5) recognized. See also H. Frankfort, Cylinder Seals (London, 1939), P1. XXI, b, c, e, and f. Professor Cameron first pointed out to me that the reliefs were not contemporary.

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plete in itself. A snake-god wearing a horned headdress is seated upon a coiled snake whose head he holds in his left hand; his right grasps a flowing vase whose streams extend to worshipers in front and attendants behind. Back of the god is another seated figure with horned headdress. The men on the stairs have no apparent connection with the scene in the panel. The middle row actually forms the background for a rockcut flight of stairs descending to the panel, while the other two rows, one above, the other below, move down imaginary stairs. The men on the stairs wear pigtails and costumes different from those in the panel. They are not cut in a panel nor do they line up with any of the figures in the panel; they are in profile, while those in the panel are in partial frontality. They are, therefore, not contemporary with the panel. In view of the above facts it is also difficult to believe that the relief near the stairs was carved later than the panel. If that were the case, it would certainly have some physical relation to the personages in the panel. Furthermore, it is almost impossible to believe that anyone would have carved such a large group of people simply coming down to look at an earlier relief. If the men on the stairs are neither contemporary nor later than the panel, they must be earlier. There is physical evidence to support this contention. The space within the panel is much too large for the relief, and there is a large blank area below it. Von Graefe's photograph seems to indicate that there is a slight error in Herzfeld's sketch and that the stairs descend at a more abrupt angle than he has indicated. The last two figures, one large and one small, are therefore standing on level ground and on the same level as the bottom of the panel. This suggests that the figures on the stairs were descending toward a part of the relief, perhaps a god or king and attendants, which was originally located where the panel now stands. In this case the later person who cut the Gutian relief cleared away some of the figures and in so doing made the panel. He left the figures on the stairs, avoiding the unnecessary labor of removing the entire earlier relief. If we accept the above arguments, the men on the stairs must be pre-Gutian. The use of the full profile is very unusual and one of the few times in which it is used is the late Uruk-Jemdet Nasr period.

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The pigtail was worn as early as that period,10and rows of animals and men are characteristic of the times." The costume of the men on the stairs is similar to that on other Jemdet Nasr monuments and is very different from that worn in Early Dynastic and Sargonid times. Furthermore, after the Jemdet Nasr period partial frontality is the rule. For the above reasons a tentative date of Jemdet Nasr may be suggested for the relief of the men on the stairs. A relief similar to that in the panel at Kurangin was cut at Naqshi-Rustam near Persepolis,"2but most of it has been destroyed by a later one of Bahram II. Here again are the two seated snake-gods, in this case with two worshipers before and an attendant behind. At the far left in front of the gods was a seated figure, apparently female, with a turreted crown. This relief, judging from Mesopotamian analogies, must also date to the Gutian period. To the east of Qasr-i-Shirin, at Zohab, near Sar-i-Pctl, there are three reliefs, all probably of the time of Naram Sin (ca. 2500 B.c.). The most important (Fig. 2) evidently celebrates a victory of Annubanini, king of the Lullubi, who is depicted standing before the goddess Inanna. The ruler has his left foot on the body of one captive, and the goddess has two men at the end of a rope. The king holds a bow in one hand and a crook-shaped weapon in the other. The goddess extends to the king a ring, the symbol of power which after the entrance of Greek influence becomes a wreath, as we shall see. Below and to the right of this scene is an inscription, to the left of which is a file of six nude captives. No regularly shaped panel was cut for the relief, the smoothed area following roughly the outline of the figures. Both relief and inscription are Babylonian in character.13 Near by is a relief in the same style as that of Annubanini. It consists of the king, a captive, and a much-worn inscription, apparently the same as that just mentioned.14 Not far away is another relief
10 Frankfort, Cylinder Seals, P1. V, c and g; P1. VIII, c, e, and f. 11While rows of animals are the more common, figures of men are also found in the same arrangement as in ibid., P1. VIII, e.
12

Herzfeld,

Archaeological

History,

p. 5 and P1. IV (photograph

and sketch).

13 Herzfeld, Am Tor von Asien, pp. 3-5 and Abb. 1 and P1. II. On the inscription see G. G. Cameron, History of Early Iran (Chicago, 1936), pp. 40 f. 14 Herzfeld, Am Tor von Asien, pp.5f., Abb. 2 and Pls. III and IV left. On the inscription see the valuable and extensive article by Herzfeld, "Khorasan: Denkmalsgeographische Studien zur Kulturgeschichte des Islam in Iran," Der Islam, XI (1921), 126, and
Archaeological History, p. 3.

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showing a king before the goddess Inanna. There is apparently no inscription, but the style indicates that it is of the same date as the other two reliefs.1, About fifteen miles east of Sar-i-Pfil near the village of Sheikhan there is a relief and inscription which have been correctly dated to about the time of Naram Sin (Pl. Ia).16 The king, formerly known as

FIG. 2.-Annubanini

Tar... dunni, stands erect with a bow in his left hand and a dagger in the other." His left foot rests on the chest and stomach of a prostrate foe, while before him another enemy begs with upraised hand for mercy. The outline of the smoothed rock is irregular and to some exAm 15 Herzfeld, 16 J. de Morgan, Tor von Asien, Mission pp. 5 f. and P1. IV right. en Perse, Vol. IV (Paris, 1896), P1. X (photograph scientifique

of a cast of a squeeze); C. J. Edmonds, "Two More Ancient Monuments in Southern Kurdistan," Geographical Journal, LXXII (1928), 162 f. (photograph of a part of the relief). For bibliography see Herzfeld, "Khorasan," Der Islam, XI (1921), 127, n. 2, and Cameron, History of Early Iran, p. 41, n. 58. A copy of the inscription has now appeared (see Herzfeld, Iran, Fig. 302). 17 De Morgan's squeeze has been damaged and shows only a part of the handle of the dagger, but cf. Edmonds' photograph.

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tent follows the figures. The photograph of De Morgan's squeeze suggests that the style is peculiar, almost unique, but Edmonds' photograph indicates that this is an illusion of the lighting and that the relief falls into line with other works of the period.

FIG. 3.-Naram Sin

Southwest of Sulaimaniyah on the cliff side of Darband-i-Gawr in the Kara Dagh is an important relief closely related to the victory stele of Naram Sin and almost certainly to be dated to his reign (Fig. 3).18 The great king is represented as climbing a slope, his bow m his
1s C. J. Edmonds, "Two Ancient Monuments in Southern Kurdistan," Geographical Journal, LXV (1925), 63 f. and photograph. A sketch of the monument is to be found in S. Smith, Early History of Assyria (London, 1928), p. 97, Fig. 9. This is almost certainly the same monument reported by Jacquerez to V. Scheil (Une saison de fouilles & Sippar ["WMm. Institut franCais d'arch~ologie oriental du Caire," Vol. I (1902)], p. 14 [no illustration]). The height of the main figure, "10 feet" and "3 to 4 meters," compares

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83

left hand and some weapon, perhaps a mace, in his right. Two small figures of fallen enemies lie underfoot. The parallel with the "Victory Stele" is very close.
II. LATE ELAMITE

From Gutian times to about the eighth century B.C., there is apparently a gap in our series of monuments. In view of the scarcity of reliefs it is worth while to consider a rock slab discovered by Sir Aurel Stein'9 on a mound at Qal'ah-i-Til to the south of Malamir. It consists of two tall central figures, each with two attendants. The tall individual to the left with ankle-length skirt is a man, and so are his attendants, who wear knee-length garments. The tall figure on the right, whose skirts sweep the ground, is a woman, but her attendants appear to be men.20 The style seems to be related to the Hanni reliefs, and the bell-shaped skirts also suggest the earlier bronze statue of Napir-asu, wife of Untash-Huban of Elam (ca. 1265-1245 B.C.). This would limit the date to some time between the thirteenth and the eighth centuries B.C. In the area about Malamir21 are a number of important reliefs, many of which date to late Elamite times. These are among the most difficult of all Iranian reliefs to date, since few parallels from that region are available and the reliefs are not Babylonian in character. The simplest to deal with is a series erected by a man named Hanni or by his officials. One is located at Qffl-i-Fir'fin (Stein, Qil-Fara), northeast of Malamir; the others are a short distance to the southwest of the same place at Shikaft-i-Salman. The most elaborate is at Qil-iFir'in,22 where Hanni himself appears as the central figure (P1. IIa). He is dressed in a long wrap-around skirt which bells out at the
closely in the two accounts, and the descriptions are very similar. Furthermore, the object which the king carries in his right hand is damaged in a manner which would easily suggest a sword to the nonprofessional observer, and it was so reported by Jacquerez. The available information on the location of the two reliefs also suggests that they are identical.
19
20

Old Routes,

Fig.

43.

The sex may be determined by comparison with the Hanni reliefs discussed below, where the figures are identified by inscriptions. 21 For a map of the region see Stein, Old Routes, p. 127.
22 V. Scheil, Textes Elamites-Anzanites, Ire s~r. (Mgm. Dl61. en Perse, Vol. III (Paris, 1901]), P1. 23 (photograph from a squeeze). The monuments have been described many times by travelers, frequently without illustration, as A. H. Layard, "Description of the Province of Khfizistdn," JRGS, XVI (1846), 75-77.

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bottom. Both the edge and the bottom have a fringe, and the edge has a band of embroidery in addition. His outer coat, which is also fringed and embroidered, comes down to his knees and is held together with a belt. It opens in front with a fairly deep V to disclose some sort of an undershirt. Hanni wears a pigtail and a long square-cut beard. Behind him are two attendants, the upper one wearing a short skirt and bearing a bow and the lower one clothed in a long skirt. In front of Hanni in the upper part of the relief is a file of three musicians, all wearing ankle-length skirts. The first of these on the right carries a harp, the second plucks a lyre, and the third is apparently blowing on some instrument no longer clearly distinguishable.23 Below the musicians seems to be a scene of sacrifice, with three animals already butchered, one about to die, and a priest putting incense or pouring a libation on a small altar. The Hanni reliefs can be dated to about the eighth century B.C.for a number of reasons. The nearest approximation to the script and language is to be found in the Elamite tablets from the library of Ashurbanipal of Assyria (668-626 B.C.). How much earlier these tablets might be is impossible to say, but it is probably not more than one or two centuries.24 Further, the style of the Hanni relief and particularly the costume is almost identical with a stele of Adda-hamitiInshushinak of Susa (653-648 B.C.).25 Only a short distance southwest of Malamir at Shikaft-i-Salman are three reliefs in which appear Hanni, his ministers, and their wives and children.26 While the women's skirts sweep the ground, those of the men appear to end above the knees. The overdeveloped musculature of the legs shows clear Assyrian influence, and the treatment of the pigtails which end in two hooks (one turning in each direction) may
23For details of these instruments and of the various figures, see G. JHquier, "Description du site de Malamir," in Scheil, Mgm. D6l. en Perse, III, 133-36. See also F. W.
Galpin, The Music of the Sumerians .... (Cambridge, 1937), pp. 9, 30, and 83.

24It was for this and other reasons to be cited that Cameron (History of Early Iran, pp. 159 f.) placed Hanni about the close of the eighth century. 25 M. P6zard, d'une stile de Adda-hamiti-In-sugnak," "Reconstitution Babyloniaca,
VIII (1924), 1-26 and P1. I; Encyclopddie photographique de l'art, No. 9 (Paris, 1936),

p. 274. 26 Scheil, Mom. Del. en Perse, Vol. III (1901), Pls. 32a-b and 33 (water-color sketches). Photographs of the reliefs of P1. 32a-b are given by Stein, Old Routes, Fig. 45. Although there'is no statement in Scheil's publication as to which of the Hanni inscriptions belong to which relief, it is possible to work out the arrangement from the parts of the reliefs which appear on the photographs of the squeezes of the inscriptions.

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come from the same area. Two of these reliefs have clearly been cut over older ones, although there is nothing in the published material to suggest to what period the older work belongs.27 Other reliefs in the Malamir area are much more difficult to date. One at Qffl-i-Fir'in is clearly of two different periods. The later relief is that of a man wearing a flaring skirt which reaches to about the knees. Both hands are raised, as in some of the Hanni reliefs, in an attitude of worship. He wears a long beard, probably square cut at the end. This relief may well date to approximately the time of Hanni. The older relief shows on the right a scene of animal sacrifice and on the left a row of four figures moving to the left in the opposite direction from the later and much larger man. This relief may well be only slightly older than that of the man previously described. The scale of the earlier example is very much smaller."2
III. ACHAEMENID

With two other groups of reliefs at Qil-i-Fir'ain, including over three hundred figures, little or nothing can be done. One of these is located on a large boulder.29 In the center stands a figure about four times as tall as any of the others and dressed in an ankle-length skirt. He wears a short-sleeved garment and a belt. Behind him are four rows of much smaller figures, and these are continued in front on another side of the boulder. Under the central figure, De Morgan's sketch shows four kneeling figures with hands upraised as if supporting something. Another series of reliefs, apparently in the same style, is located on a rock face not far away.30 Here there are five rows of figures, apparently in somewhat similar costumes but executed with more freedom and with variations in the posture, a feature not found in the relief on the boulder. The top row shows a king seated on a
27

Scheil,

Mgm. Dl61. en Perse,

Vol.

III

(1901),

P1. 33; Stein,

Old Routes,

Fig.

45 right.

Cf. Scheil, op. cit., P1. 32b (the same relief), where the sketch gives no evidence of this recutting. In general, however, De Morgan's sketches seem fairly trustworthy. 28 Scheil, Mom. Del. en Perse, Vol. III (1901), P1. 27. Cf. the drawing which purports to be after a photograph and therefore very accurate in G. Perrot and C. Chipiez, History of Art in Persia (London, 1892), p. 379, Fig. 184. This was apparently drawn from a print made from the wrong side of the negative, for the figures are backward. The omission of a number of details shown in De Morgan's sketch makes it still further suspect.
29 Scheil, 30 Scheil, Mlm. Dl61. en Perse, Vol. P1. 30. III (1901),

Fig. 44 (photograph).
Mgm. Dl61. en Perse,

Pls. 28 f. (sketches);

Stein,

Old Routes,

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throne receiving men, who approach from the right.31 Before the king is a small table and behind him another which bears some objects, perhaps vessels. The king himself is dressed in an ankle-length costume, but all others wear skirts which come to about the knees. The relief is obviously connected with those of the Achaemenid period, for example, the tomb facades at Naqsh-i-Rustam. Not only the scene of the king receiving his ministers but also the use of rows of figures and thronebearers make this clear. Although no final decision can be reached until photographs of all these reliefs are available, the work does not look post-Achaemenid. It might possibly belong to the early Achaemenid period itself, but the fact that, in the relief showing the reception of the ministers, all except the king wear short skirts suggests that they might be pre-Achaemenid, perhaps Elamite under Assyrian influence. While the reliefs at Persepolis obviously are based on Assyrian models, they differ in style and in technique so much that they cannot have been borrowed as late as the time of Cyrus. As has been shown, most relief work in Iran is under Babylonian or Mesopotamian influence. May we not suppose that the Persepolis reliefs are the climax of a long period of such borrowing-a climax achieved under the impetus of conquests in the Land of the Two Rivers by the early Achaemenidae?32 Few Achaemenid rock reliefs other than tomb facades are known; of these, the one which accompanies the inscription of Darius the Great at Behistfin is the most important.33 The king appears with his left foot on the chest and stomach of the prostrate Gaumata even as did Naram Sin at a much earlier date. As in the same reliefs, the king carries a bow in his left hand, but his right is upraised. Behind him are two attendants with bow and spear. Before the king are the nine rebels, while overhead floats the winged symbol of Ahura Mazda. Another relief, very probably of Achaemenid date, is located above
31 Cf. Erich F. Schmidt, The Treasury of Persepolis and Other Discoveries .... ("OIC,"

No. 21 [Chicago, 1939]), Fig. 14. 32 In the Malamir area at ShAh-SuwAr, on the east side of the plain near a ruined Imam-Zadeh, Layard ("Description of the Province of Khfizistin," JRGS, XVI [1846], 78) reports a relief high up on a great scarp. It consists of a king on a throne and five prisoners with bound hands who stand before him. The figures are about two feet high. A place below the relief was probably occupied by an inscription of which no trace remains. Without any illustration, its date cannot be judged.
33 L. W. King and R. C. Thompson, The Sculptures and Inscription on the Rock of Behist?2n in Persia (London, 1907), Pls. I ff.

of Darius

the Great

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a tomb at Deh-i-N5 on the right bank of the Gamas-i-Ab to the north of Kangavar. It consists of a man in Achaemenid dress with his hands raised in the conventional gesture of worship and of a separate, smaller panel, apparently cut into the larger one, picturing two figures on either side of a fire altar.34 The fact that the smaller panel is cut into the larger one suggests that the two reliefs are not contemporary, but this cannot be confirmed by an examination of the photographs. IV. SELEUCID Unfortunately, the Seleucid period, the link between Achaemenid and Parthian times, is almost unknown in Iran, but two reliefs from the palace of a Fratadara at Persepolis, dating roughly to the end of the fourth century B.C.,35 give us a glimpse of the changes taking place (P1. III). The better preserved of these (P1. IIIb) shows a man wearing a Persian type of costume reaching to his ankles. One hand is raised in worship, the other holds some object, perhaps the barsom. The attitude is found in Achaemenid Iran in the figure of the king on the tomb facades, on a repousse gold figure in the Oxus treasure, and it is frequent in Phoenician monuments contemporary with the Persepolis Fratadara reliefs." It also occurs on Parthian stelae from Ashur.37 The second Fratadara relief (P1. IIIa) Herzfeld believes to be that of a woman ;38 if this is so, it is the beginning of a new tradition, for while Achaemenid women in Iran were not represented on reliefs,39 Parthian women appear rather frequently. This second relief is in much worse condition but represents a personage in the same general attitude. The outer garment reaches somewhat below the knees and is caught up over one arm. The legs are clothed in fairly tight trousers. Folds in the cloth are depicted in a style even more similar to the Parthian than in the first relief. Three kilometers from Sar-i-Pfil is a tomb known as Kel-i-DAid.
34De Morgan, Mission scientifique en Perse, IV (1896), 299-301 and P1. XXXIII graph); Sarre and Herzfeld, Iranische Felsreliefs, p. 63 and Abb. 22 (photograph).
35 Herzfeld, Archaeological History, pp. 46 f.

(photo-

36O. M. Dalton, Treasure of the Oxus (London, 1905), P1. XII, Fig. 38; G. Contenau, Antiquitis orientales, Vol. II (Paris, 1930), P1. 34, gives a good example.
37

W. Andrae

and H. Lenzen, History,

Die Partherstadt

Assur

1933]), Pl. 59.

("WVDOG,"

Vol. LVII

(Leipzig,

39 The only known appearance of women on Achaemenid reliefs is on those from Dascylium in Asia Minor; see Herzfeld, Am Tor von Asien, P1. XII.

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On the cleared face of the cliff below the tomb, in a carefully cut rectangular frame, is a single male figure with one hand raised in an attitude of worship, the other holding the barsom (Fig. 4).40 This relief has been dated to the Median period, but the peculiar headdress and, in fact, the whole costume and attitude are found on coins of the first Persis series which date to about 250-150 B.C.41 The costume is proved by the reliefs at Persepolis to be nonMedian, and the relief appears to be Seleucid in date on the basis of numismatic evidence. Near the village of Batas, five miles south of the Spilik pass, to the west of RowAndiz, is a very worn relief (P1. Ib).42 The panel is cut a foot or more into the rock with a shallow frame on the outside and a beveled mounting on the inside. The figure, which faces right, is about eight feet tall. His right hand is upraised and holds some object which terminates in a triangle. He wears a long coat, opening down the front, which reaches the knees. His trousers are tight at the bottom and are caught up between the legs with a cord which drops from FIG. 4.--Figure below tomb at the belt. In spite of Lehmann-Haupt's Kel-i-DA6Qd. inability to verify the matter on the in the his left hand a long staff which rests holds spot, figure probably on his left shoulder and which is ornamented at the top with a series
40 Sarre and Herzfeld, Iranische Felsreliefs, p. 62 and Abb. 21 (photograph);
Am Tor von Asien, 41 G. F. Hill, p. 13, Abb. 8 (sketch). Mesopotamia and Persia (London, Catalogue of the Greek Coins of Arabia,

Herzfeld,

1922), P1. XXIX (cf. esp. the reverse of No. 2). 42 C. F. Lehmann-Haupt, Armenien Einst und Jetzt, II, Part I (Berlin, 1926), 278-81; C. J. Edmonds, "A Third Note on Rock Monuments in Southern Kurdistan," Geographical Journal, LXXVII (1931), 350-55. In both works the relief is said to be Hittite.

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of knobs. The knobbed headdress and the peculiar tubular beard as shown in Lehmann-Haupt's drawing would then be part of this staff. There is certainly a distinct suggestion of the staff, especially where it meets the ground, in Edmonds' photograph. Furthermore, while it would be difficult-if not impossible-to find parallels for such a beard and headdress, the use of a long staff is known in a period contemporary with the type of dress which the figure wears. The relief of Antiochus I of Commagene at Nimrud Dagh shows him carrying such a staff in the left hand at approximately the same angle.43 The cord supporting the trousers also appears on the Nimrud Dagh relief. Even without this evidence the style of the Batas relief would assign it to the late second or first century B.C.44 It is interesting to note how many reliefs assigned to the Seleucid or early Parthian period are contained in carefully cut rectangular frames, some of them furnished with moldings. Certain reliefs in Syria, unpublished but believed to be Seleucid in date, also display the same characteristic. The reliefs at Kel-i-DAid, Batas, Bavian (rider relief), Tang-i-Sarwak ("hooded" figure), and Behist-fn (Mithradates II) all suggest that a carefully cut and squared frame may have been commonly used in Seleucid times and in the early Parthian period when Seleucid influence was still strong. There is a large group of reliefs at Tang-i-Sarwak, sixty miles south of Malamir, only a part of which has been published. On one side of a boulder is a figure wearing a low flat headdress and offering wine or incense on a fire altar at the left.45 The work is crude and difficult to date. The figure is apparently in the old partial frontality, and the headdress, which Stein says recalls a cowl, is very much like that on the first series of coins of Persis (third century B.c.).46 The reverse of these coins shows a figure in the same costume and attitude as at Tang-i-Sarwak. Stein notes47 that this and other reliefs on the same rock looked more free in the treatment of the figures than the reliefs heretofore discussed. Furthermore, the style does not fit into the Parthian series but is reminiscent of the Fratadara reliefs from Per43Herzfeld, Am Tor von Asien, P1. XIV, left. 44I do not see any Hittite elements in the relief as suggested by Lehmann-Haupt, op. cit., pp. 279-81, and S. Smith in Edmonds, "A Third Note .... " op. cit., pp. 350 f.
45 Stein, Old Routes, Fig. 32.
47

46Hill, op. cit., P1. XXIX.

Old Routes,

p. 112.

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OFNEAR EASTERN STUDIES JOURNAL

sepolis. Tentatively a date in the third century B.C.may therefore be suggested. On the same boulder in a similar attitude is another figure which is only partially visible in the published photographs. Stein also mentions48two more figures in bad condition on the same rock. A third he describes as "a standing figure with a haloed head and wide flowing mantle."49
V. PARTHIAN

we may be sure they Little as we know of the early Parthians,5so brought no tradition of rock reliefs with them from the steppe country of the Oxus and Jaxartes. In Iran such a tradition had long been established, and certain influences from this earlier material on the Parthian style may be indicated. The Parthians appear to have introduced into Iran the motif of the horseback rider as a subject for reliefs. This is not surprising, since it was the perennial incursions of the nomadic and seminomadic peoples from the steppe country which kept the horse a factor in Iran. Men riding horses are not portrayed on Achaemenid reliefs, but the theme of the charging knight is a familiar one from the homeland of the Parthians and contiguous areas.51 The armored knight with leveled lance galloping at an opponent appears on the Armenian relief at Bavian and on the Parthian reliefs at BehistPn and Tang-i-Sarwak. It is frequently found on Sasanian reliefs52and even survives as late as Fath Ali Shah in the early nineteenth century A.D.at Rayy.53 This motif appears to have been a contribution by the Parthians to the iconography of Iran. A second type of Parthian relief with a horseman is one in which a rider with lance or sword attacks an animal which rears to claw the horse. This motif appears to have a different origin from that of the charging cavalier, for it is found on seals of the Achaemenid period,54
48 Ibid., 49 Ibid. p. 111. A Political History of Parthia (Chicago, 1938), pp. 1-8.

50 N. C. Debevoise,

51A M. I. Rostovtzeff, "Dura and the Problem of Parthian Art," Yale Classical Studies, V (1935), 269 f., gives full bibliography and a discussion of the subject.
52

Herzfeld,

Am

Tor von Asien, Ancient

Pls. XXIII Oriental

and XLIII

for example. of Mr. Edward T. Newell

53Sarre and Herzfeld, Iranische Felsreliefs, p. 241, Abb. 114.

("OIP," Vol. XXII [Chicago, 1934]), P1. XXXI, No. 459. The motif is also found on unpublished seal impressions of early Achaemenid times from Persepolis. See also Rostovtzeff, "Dura," Yale Classical Studies, V (1935), 265-72.

ROCK RELIEFS OF ANCIENT IRAN

91

although it does not appear on rock reliefs of the same epoch. A Parthian relief with the same theme is found at Tang-i-Sarwak.55 Men on horseback are found on Parthian reliefs at Qasr Ghelli, Sar-i-Pil, and Hung Naurozi. Thus it is apparent-in spite of limited evidencethat there is continuity in technique and, to some extent, in iconography between Achaemenid and Parthian times. Although the Parthians added some new elements to Iranian culture, Rostovtzeff is correct when he states that "the Parthian kings and their vassals continued the earlier traditions of the monumental art of the Achaemenid period."'56 What of the possibility of influence from pre-Achaemenid times on Parthian reliefs? One common type of Parthian relief shows a row of human figures presented in full frontality as the convention of the period demanded.57 Most of the earlier reliefs display the human figure in the older position of partial frontality, that is, a side view of the feet and head and a front view of the shoulders."5 Two early examples of a full side view are known.59 By Achaemenid times both side view and partial, though never total frontality, were used. There is no evidence to show that complete frontality was employed in Seleucid Iran,60 but it was certainly common in Arsacid times, and perhaps the Parthians introduced it. Be that as it may, the idea of a row of figures is an old one on rock reliefs in Iran. Two groups of early reliefs have a large number of figures arranged in more than one register, one at the other at Qfl-i-Fir'An. Kurangun, Other examples show only one register and fewer figures, as on the reliefs of Annubanini at Sar-i-Pfl and of Darius at Behistfin. The Parthian reliefs continue the tradition of rows of figures, examples of which may be found at Tang-i-Sarwak, Behistin, and Shimbar. The relief of Mithradates at Behistfin may even have been directly influenced by that of Darius, which is only a few hundred feet away
55 Stein, Old Routes, Fig. 35. 56 Op. cit., p. 171; see also pp. 242, 267, et passim.

57For an extended discussion and bibliography on frontality see Rostovtzeff, pp. 236-41. 58E.g., the relief of Annubanini at Sar-i-Pfl, above. 59 Kurangfin and Qfil-i-Fir'ftn (see above).
60 It does Les Rois de Syrie, appear on Seleucid coins (see E. Babelon, Commagqne [Paris, 1890], P1. II [Seleucus I] and P1. V [Antiochus 1]).

op. cit.,

d'Arme'nie,

et de

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JOURNAL OF NEAR EASTERN STUDIES

from it. By Sasanian times the older tradition had become dim, and more ambitious compositions were attempted.61 In view of their damaged condition and inadequate publication, it is difficult to date the Parthian reliefs of Iran. There is little comparative material, and almost none of it is adequately dated. Nevertheless, there is enough evidence to warrant a beginning. The majority were provided with inscriptions, those at Behistin in Greek62 and the others in some form of Pahlavi.63 The present state of paleographical studies in the Near East does not enable us to date even the Greek on that basis. With Pahlavi we are still worse off, for both script and language are so imperfectly known that in many cases the inscriptions cannot even be read, let alone dated by means of the script.64 To judge from the reliefs,65 in the late Parthian period a script in the line of development between the Aramaic and Syriac forms was evolved,66 and, when more is known of it, this script may also be useful for dating purposes. Other dating criteria may be found in the treatment of the drapery on the reliefs. As has been pointed out, this is a development from Achaemenid times. At Persepolis the folds of cloth, though carefully laid in graceful lines, never allow one to forget that they are carved in stone; following the oriental tradition there is little suggestion of the human body which underlies the garments. The Parthian reliefs lack the perfection which distinguishes the earlier work, and as time passes there is a tendency to forget the body underneath almost entirely. The folds of drapery on the Parthian work become conventionalized
61 Only two reliefs with rows of figures are known; both are at Shapur and show the victory of Shapur over Valerian (cf. Sarre and Herzfeld, Iranische Felsreliefs, Pls. XLIII and XLV). 62 Herzfeld, Am Tor von Asien, pp. 36-41.

E. Bor6, "Lettre sur quelques antiquitfs de la Perse," JA, XIII (3d ser., 1842), 328 f. (with copies of three inscriptions); Stein, Old Routes, pp. 109 f. and Figs. 36, A and B (squeezes of two inscriptions); Hung Naurazi (Malamir): Herzfeld,
AMI, I (1929-30), 71; Sar-i-Pfil: De Morgan, Mission scientifique en Perse, IV (Paris,

63 Tang-i-Sarwak:

1896), 156, and Figs. 144 f. (a photograph of the relief and of a squeeze of the inscription); Herzfeld, Am Tor von Asien, pp. 53-55 and Pl. XXVI (photographs of the relief and a sketch of the inscription; Shimbar: A. H. Layard, "A Description of the Province of Khfizistin," JRGS, XVI (1846), pp. 84-86 (copies of four or five inscriptions); Finik: undecipherable, see p. 103, n. 104 for bibliography. 64Cf. W. B. Henning on the Tang-i-Sarwak inscriptions in Stein, Old Routes, p. 110.
65 At

Tang-i-Sarwak

and probably also at Shimbar. of the Oriental Institute suggests.

66 So Professor

Bowman

ROCK RELIEFS OF ANCIENT IRAN

93

and are frequently represented as a series of more or less parallel lines.67 Just about the close of the Parthian period, the representations of the folds become more elaborate and soon take on a wind-blown effect.68 This is especially apparent in the ribbons which float out behind the headdresses of the late Parthian and early Sasanian monarchs. On some reliefs certain figures wear their hair in large puffs on either side of the head and this mode of coiffure is an important clue for dating. In the first century A.D.,from the evidence of the figurines from Seleucia and of the reliefs at Hatra, a considerable percentage of the people wore their hair relatively short. The remainder wore it in a long bob with the ends curled. The women actually affected a net and perhaps a rat to accentuate this roll effect.69 How much the actual hairdress changed in the succeeding two hundred years is difficult to say, but the figurines from Seleucia suggest that the puffs grew more popular without any serious change in the method of arranging the hair. In any case these puffs were seized on by the artists and, as time went on, became more and more conventionalized and elaborate. Eventually they appear on coins, reliefs, and silverware, as large circular disks studded with small bosses representing curls. These disks appear on the coins for the first time in the reign of Osroes (ca. 109/10-128/29) and at intervals thereafter.70 Both the coins and the figurines give us a fairly clear idea of the progress and direction of the artistic deterioration taking place during the second century A.D., and this may be used as dating evidence for comparison with the reliefs. Historical probability is another limiting factor which, though less cogent, is worthy of consideration when there is so little evidence. Parthia settled down with an imperial coinage and maintained contact with the West under Mithradates II (ca. 123-88/87 B.C.). It is improbable that Parthian reliefs were cut much before that time.
67Cf. also the Parthian stelae and statuary, Andrae and Lenzen, Die Partherstadt Assur ("WVDOG," Vol. LVII [Leipzig, 1933]), P1. 59; A. Godard, "Les Statues Parthes de Shami," Athdr-&-Irdn, II (1937), 285-305. 68 Cf. the figure by the altar at Tang-i-Sarwak, the reliefs at Naqsh-i-Rejeb and at as examples, respectively, of late Parthian, early, and middle Sasanian Naqsh-i-Rustam, draperies. Early Sasanian examples in which the wind-blown effect is just developing may be seen in the graffiti at Dura-Europus.
6

W.

Van

Ingen,

Figurines

from

Seleucia

on the

Tigris 1903),

("University P1. XXXI.

Studies: Humanistic Series," Vol. XLV [Ann Arbor, 1939]), pp. 38 f.

of Michigan

Wroth,

Catalogue

of the Coins of Parthia

(London,

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JOURNALOF NEAR EASTERN STUDIES

Royal reliefs would be likely in the latter part of the first century B.C. and throughout the first century A.D. In the second century the failure of the revenues-owing to the shift of commerce, the Roman campaigns in the West, and the breakdown of the royal power-makes it less likely that the Great King would engage extensively in such activities. Many of the reliefs of that century would be the work of petty princes, numbers of whom were largely independent at the close of the Empire. In the case of the reliefs at Behistuin, the names Mithradates and Gotarzes mentioned in the inscriptions are limiting factors. That of Mithradates depicts a row of bareheaded individuals, perhaps wearing diadems. The coiffure at once suggests the coins of Mithradates II (123-88/87 B.c.), and both the remainder of the inscription and the known facts of his reign fit this picture very well.7 We may feel relatively sure of this identification. The second relief is much later in date and will be discussed further on in this article. Both of these reliefs seem to have been placed in a smoothed area prepared by someone else, possibly one of the Achaemenidae. There is considerable unused space, especially at the top, which continues unbroken across both reliefs. If this space had been smoothed by those who cut the Mithradates' relief, they would have done twice as much work as necessary. More probably both reliefs took advantage of someone else's work. Almost contemporary with the relief of Mithradates II at Behistcjn is the "rider relief" (Fig. 5) at Bavian (Iraq)72which is cut into another older and certainly Assyrian relief.7" The later one shows a rider with a very long spear which is leveled at some unseen enemy. The horse appears to be at a gallop with only his hind legs on the ground.
71Both reliefs were identified by Herzfeld. For bibliography and additional facts supporting the attribution of one relief to Mithradates see Debevoise, Parthia, pp. 44 f. and notes. 72A. H. Layard, Discoveries in the Ruins of Nineveh and Babylon .... (London, 1853), p. 210; W. Bachmann, Felsreliefs in Assyrien ("WVDOG," Vol. LII [Leipzig, 1927]), pp. 16-21, Abb. 14 and Pls. 19 f. 73Bachmann, op. cit., Abb. 14 and Pls. 19 f. In spite of excellent photographs some study will be necessary to make out the details. Note the row of gods standing on animals which include a lion and a "dragon." Cf. the Assyrian reliefs of the same type, ibid., Pls. 26 ff. Traces of the older relief are also to be found in two standing figures, one on either side of the inset relief. Note that the latter relief, as might be expected, is cut deeper than the first and that its ground line is several inches below that of the earlier example.

ROCK RELIEFS OF ANCIENT IRAN

95

The upper part of the man's costume alone remains visible. His coat was apparently belted at the waist and opened down the front in a wide V. The folds, particularly apparent on the arm holding the spear, are un-Assyrian and appear to be typical of the Parthian period. The rider's hat is roughly the shape of a modern fez except that the top is slightly larger than the bottom. It is reminiscent of a hat worn by Darius the Great74 or even more so of headgear which appears on a number of reliefs from Phoenicia dated to the Achaemenid period. It

FIG. 5.-The

"rider relief" at Bavian

is also frequent on the sculpture of Palmyra, and some evidence has been produced to show that it was connected with the priestly class.'7 Hats similar in shape but with a saw-tooth edging around the top are found on the reliefs at Nimrud Dagh76and on the coins of Tigranes the Great of Armenia.77 There is fairly clear evidence that this type of hat or one similar to it was worn in the centuries immediately before and after the beginning of the Christian era by royalty and by the priestly
74Schmidt, op. cit., Fig. 16. 75H. Ingholt, Studier over Palmyrensk Skulptur (Kobenhavn, 1928), pp. 29-31 and notes, gives bibliography for the Palmyrenean as well as for the earlier material. For examples from Palmyra see ibid., PIs. II, 3; IV, 2 and 4; and VIII, 2.
76

K. Humann

and

0. Puchstein,

Reisen

in Kleinasien

und Nordsyrien

Pls. XXXVIII f. 77P. Gardner, The Seleucid Kings of Syria (London, 1878), P1. XXVII, Nos. 5 ff.

(Berlin,

1890),

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JOURNAL OF NEAR EASTERN STUDIES

class. Apparently the Parthians did not use it, for it does not appear on known Parthian monuments or on the coins. The rider wears around his neck a multiple torque. While the single form is found in the Assyrian and Achaemenid periods, the multiple form makes its first appearance in the Seleucid age,7"and it is found on the Parthian coins throughout the Parthian period. It does not appear on the relatively few known coins of Tigranes the Great of Armenia. Neither the costume, the torque, nor the scene of the charging rider with leveled spear is found in Assyrian art, and the relief cannot be Assyrian, a fact which Andrae recognized." As noted above, the rider with the leveled spear does not appear in Achaemenid art, nor do the multiple torque, the man's costume, or the treatment of the folds of the drapery. The relief is so unlike those of the Sasanian period that this possibility need not be discussed. There remain only the Seleucid and Parthian periods. The rider is undoubtedly a royal personage to judge from Parthian and Sasanian parallels to the scene. A comparison with the badly damaged relief of Mithradates II at Behistctn yields so few similarities that it seems unlikely that the relief is Parthian. This is borne out by the headdress of the rider at Bavian which is unlike that on any Parthian relief or on the coins. Yet the vigor and style of the work suggest that it was executed in the first century B.C. The location of the relief in the mountains of northeastern Iraq and the approximate date proposed make one think at once of Tigranes the Great of Armenia, who might have erected it between 87 and 81 B.C.to celebrate his recovery of the seventy valleys ceded to Mithradates II of Parthia.80 The attribution is a tempting one, since the valleys lay somewhere in this neighborhood and since the Armenians were closely connected with the area where the motif of the charging horseman apparently originated.81 A later development of the theme of the charging horseman is found in the relief at Behistuin of Gotarzes II (ca. A.D. 38-51), perhaps erected about A.D. 50 in commemoration of his great victory over
78

Rostovtzeff, W. Andrae Debevoise, See p. 90.

"Dura,"

Yale Classical Felsreliefs,

Studies, pp. 20 f.

V (1935),

229 f. ant, n. 102.

79
80

in Bachmann,
Parthia,

p. 51.

81

ROCK RELIEFS OF ANCIENT IRAN

97

Meherdates. An inscription tells us that the relief was that of a Gotarzes, but the relatively late style precludes Gotarzes I (91-81/80 B.C.).82 This relief is the link between the reliefs of Bavian and the Sasanian examples at Naqsh-i-Rustam. It is the second example of the theme of the charging horseman, and it is interesting to note that Gotarzes probably came from the northeastern frontier of Parthia. A large boulder at Behistminhas Parthian reliefs on three sides.83 The best preserved shows a figure clad in trousers and coat sacrificing at an altar. The man holds a small bowl in his left hand and wears a diadem, a torque, and a heavy belt perhaps made of pieces of semiprecious stone. On each side of the central figure is an attendant who wears a plain tunic and trousers. The figures of both attendants lean toward the king. Herzfeld has correctly dated the reliefs between A.D. 50 and 150. The most extensive group of Parthian reliefs is that at Tang-iSarwak, south of Malamir.84 The inscriptions with these reliefs have already been touched upon briefly.85 On a detached rock in the uppermost part of the valley are cut two figures wearing long coats and baggy trousers.86 They carry a paddle-like object in the left hand, and Stein believed he saw a scabbard on the same side. On the basis of the stylistic evidence previously brought forward this relief should be placed about the close of the first century A.D. It is interesting to note that the right foot is in profile and the left turns downward in an attempt to show it facing the onlooker. A painting of Bithnanaia at Dura,87 dating to the last quarter of the first century A.D., shows the feet in a similar position except that the left foot is there in profile. Near by these standing figures is another, reclining on a couch, which is badly damaged and of which there is no available photograph. Farther down the valley is a large boulder with a number of reliefs. It is apparent at once from their relative positions that not all were
82 For bibliography on the inscription and a historical discussion see Debevoise, Parthia, pp. 173 f. and notes. 83Herzfeld, Am Tor von Asien, pp. 55 f. and P1. LII; King and Thompson, op. cit., pp. xxv f. and note and Pls. X f. 84C. A. de Bode, Travels in Luristan and Arabistan, I (London, 1845), facing pp. 353 and 355 f.; Stein, Old Routes, Figs. 29-37 and 42. 85 See p. 92. 86 Stein, Old Routes, pp. 104 f. and Fig. 31. 87F. Cumont, Fouilles de Doura-Europos (Paris, 1926), Atlas Pi. XXXII.

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JOURNAL OF NEAR EASTERN STUDIES

cut at the same time. First let us consider the topmost and largest example consisting of nine figures (II).88 On the left is a seated figure holding a wreath, probably the king with the symbol of power so common on both reliefs and coins. Next come five male attendants wearing trousers and coats reaching to the knees. On the right are three female figures,89the middle one seated and corresponding to the figure with the wreath on the other side of the relief. This is probably the queen. The first woman depicted on the Parthian coinage is Musa, mother and wife of Phraataces, whose head was placed on coins of A.D. 2 at the time of their marriage.90 The only other woman on the

IV
KING

KING

QUEEN

wo Boys

MEN FOUR
HORSEMAN

IIMa
MAN ANDLION

FIG. 6.-The

physical evidence for the sequence dating of a relief at Tang-i-Sarwak

royal coinage appears during the reign of Gotarzes II,91 the monarch who cut his relief at Behisthn. There is also a woman on the earliest Sasanian relief at Naqsh-i-Rejeb.92 Note also that the coiffures of the attendants vary, some being short and closely cut and others bobbed and curled at the ends, giving an effect very similar to the "rat" which
8s The italic numerals in parentheses refer to Fig. 6. For a photograph of part of the relief see P1. IIb. 89 Cf. a female figurine from Seleucia which resembles these women, in van Ingen, Figurines from Seleucia, P1. LXXXVIII, No. 1652. 90Debevoise, Parthia, pp. 148 f. and n. 22. 91Wroth, Coins of Parthia, p. 172 and P1. XXVII, No. 18. The coins of Kamnaskires I and his queen Anzaze (81/80 B.c.) are an earlier example (see Hill, op. cit., p. 245 and PI. XXXVIII, Nos. 1-4). 92Sarre and Herzfeld, Iranische Felsreliefs, P1. XII. New photographs will be published by Dr. E. F. Schmidt.

ROCK RELIEFS OF ANCIENT IRAN

99

the women wore. In this respect they resemble the busts on the archivolts of the palace at Hatra, which probably dates to the late first or early second century A.D.93 There is evidence that the relief of the king and queen (II) was cut after that of the four men below (I). The ground line of the king's throne is some distance above the top of the relief below (I). As it reaches a point above the left edge of relief I, the ground line of relief II drops some inches, then continues on a level to the right edge of relief I, when it makes a further drop. These changes in the level of the ground line of relief II show that the sculptor was influenced by the presence of relief I, which must therefore be earlier. We have, then, in the top relief (II) a scene of the Parthian court where the king and queen are seated on their respective thrones, with their attendants. For reasons to be presented shortly, the figure at the altar to the left (IV) frequently associated with group II94 does not appear to the writer to be a part of the larger relief (II) or necessarily a priest as is usually assumed. Below and to the right of the relief of the king and queen (II) is an inscription (A), in the preparation for which the last few inches of the skirt of the woman on the right was cut away. Underneath the relief of the king and queen (II) is one of four standing figures with closely cropped hair and wearing robes and trousers (I). Immediately to the right of these figures is a horseman (III) with lance or sword, killing some animal, perhaps a bear. This relief (III) is clearly cut into I and is therefore later. Inscription A to the right of the horseman's head was not destroyed by the relief of the rider (III) but, on the contrary, carefully follows the curving area for the rider's head, staying well away from the edge.95 Inscription A was therefore cut after the reliefs of the horseman (III), the four standing figures (I), and the king and queen (II). The lowest relief (IIIa) is very badly preserved but appears to be the standing figure of a man grasping a lion by the throat with his
93For a photograph of the busts see W. Andrae, Hatra ("WVDOG," Vol. XXI [Leipzig, 1912]), P1. XVI. On the date of the palace see 0. Reuther in Survey of Persian Art, ed. A. U. Pope, I (London, 1938), 420 f. and notes. I am still skeptical of a post-Trajan date for the palace. 94Rostovtzeff, "Dura," Yale Classical Studies, V (1935), 258. 95Stein, Old Routes, Fig. 36b.

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JOURNAL OF NEAR EASTERN STUDIES

right hand. The remaining figure, on the upper far left, is that of a man standing beside an altar, his hand upraised in an attitude of worship (IV). He has generally been identified as a priest. On the lowest block of the altar is an inscription (B), identical in script with that previously mentioned on the far right (A). Since A was put on after reliefs I to III, it follows that relief IV is also later. On the basis of the physical evidence thus far presented it is possible to deduce a sequence for the cutting of the reliefs as follows: The earliest relief is that of the four men (I); the second, that of the king and queen (II), for its cutter knew of the presence of I. The horseman, III, is cut into I and slightly into II and is therefore third. The figure by the altar (IV) and the two related inscriptions are fourth, since inscription A is cut into II and follows around III. The correctness of these deductions from the physical evidence is borne out by the iconography. While relief I, that of the four men and two children, is badly damaged, it is apparent that the hair is closely cropped and that only a partial frontality obtains. The two children may have been added slightly later. The style is reminiscent of the relief of Mithradates at Behistfn. The Tang-i-Sarwak relief (I) may represent the royal family, for there is no reason to suppose that the figures are divinities. The Hellenistic coiffure and the general character of their outline suggest a date at least as early as the first century B.c. The second relief (II), that of the king and queen, shows full frontality, and some individuals wear close-cropped hair and others have bobbed hair with curled ends. These facts, together with the presence of women, indicate a date about the first century A.D. One might even go so far as to propose Gotarzes II as the king represented. Relief III, that of the horseman, is approaching the Sasanid style with hair puffs much conventionalized and a small conical cap like that worn by the figure before the altar (IV). The relief of the horseman should probably be dated toward the end of the second century A.D. The lowest relief (IIIa), that of the man and the lion, is so nearly obliterated that any dating is scarcely more than guesswork. Like III and IV, no special panel has been prepared for it; instead, no more rock has been cut away than was necessary to show the outline of the figures. Note that in III, which is probably earlier, a small area beyond the outline has been cleared in places. Relief IIIa perhaps dates to the close of the second or the beginning of the third centuries

ROCK RELIEFS OF ANCIENT IRAN A.D.,

101

and what little of the carving is still distinguishable agrees with this view. The last relief (IV), that of the figure before the altar, probably belongs to the third century A.D. and is either late Parthian or early Sasanian. The hair puffs are fully conventionalized and the curls are merely small bosses. Weather has affected this relief less than any other of the group, though perhaps this is a matter of its location on the boulder. The ribbons on the cone upon the altar float away almost straight, and this lack of the wind-blown technique can be considered as almost certain evidence of the correctness of the above date. Finally, the script on the altar belongs to about this period. Note that this relief is separated by a band of uncut stone from the relief of the king and queen (II) with which it is usually associated. Besides this physical separation, the great difference in styles precludes any such connection. Further, oriental kings have never portrayed gods (to say nothing of priests) twice as large as themselves. There is no reason to assume that this is a priest, since we know that anyone was privileged to offer sacrifices. More probably it is the king himself. On the same boulder as the reliefs just described but on another face is the figure of a man reclining on a couch in the position so familiar from Palmyra. He holds a wreath, the symbol of power, in his right hand. On his right stands a smaller figure, perhaps an attendant or very possibly the king's son. The latter would be in keeping with Achaemenian tradition, for the reliefs at Persepolis picture Xerxes standing behind his father. To the left of the couch are two seated figures holding lances with decorated heads. De Bode96 believed that he saw on the figure to the left a sort of radiate nimbus, and there is a suggestion of this in Stein's photographs. The seated figures are therefore probably military gods similar to those at Dura Europus. The reclining figure, almost certainly the king, has highly conventionalized hair puffs and a small conical cap similar to that worn by the figure before the altar (IV) on the other side of the boulder. These facts, together with the inscription which is similar in script to A and B,97 suggest a date in the early third century A.D. for the relief.
91 Travels, I, 355. The reliefs are apparently badly stained but otherwise in fair shape. Because of the stain, photographs are unsatisfactory and a cast might be much more readable. 97So Stein, Old Routes, p. 106; cf. De Bode, Travels, Vol. I, Figs. 1-3 at the end of the volume, for rough copies of the inscriptions.

102

JOURNAL

OF NEAR

EASTERN

STUDIES

On another large stone to the north of that just described is the figure of a horseman done in flat relief. With leveled spear he rides against some unseen enemy as in the relief at Bavian; but between these two reliefs lies the whole story of development and degeneration during three centuries. Behind the horseman are two standing figures and one of a slain man, all much smaller in scale than the horseman. Stein states that the horseman is "mailed,"9gbut his very clear photograph gives no indication of this. On the contrary, the pattern of the embroidery on his tight-fitting vest is very apparent. The scale armor on the horse is clearly depicted. As Rostovtzeff has pointed out,99the horseman is merely one of the Dura graffiti done in relief. These graffiti date from the first half of the third century A.D., and, since the coiffure and general treatment of the relief agree with this date, it may safely be assigned to about that time. The scene is obviously historical, but without further information we cannot identify it. In the Shimbar Valley in the Bakhtiyari country, between Dizful and Isfahan, there is another Parthian relief,100 consisting of a row of nine figures about six feet high and three smaller ones about two feet three inches high, all in full frontality. To hazard a guess concerning the script from Layard's hand copies, the accompanying inscriptions appear to contain many more Pahlavi letters than the Tang-i-Sarwak inscriptions. The only available photograph is not clear, but it also suggests a date earlier than the third century A.D., perhaps some time in the second century A.D. A number of different costumes are represented on this relief, some trousers and "chaps" as in the case of the Shami statues, others knee-length coats. Two of the figures may carry spears. Rostovtzeff believed that one of the figures was nude and that the relief consisted of a row of gods,'0l but a suggestion more in keeping with the iconographical tradition would be that they represent the king, his court, attendant gods, and the royal children.
98 Old Routes,
100

p. 110.

99 "Dura,"

Yale Classical

Studies,

V (1935),

272.

A. H. Layard, "A Description of the Province of Khdizistdn," JRGS, XVI (1846), 84-86 (without illustration of the relief but with copies of the inscriptions); rediscovered by Monypenny and published with a photograph by Herzfeld, "Bericht tiber archtologische Beobachtungen im slidlichen Kurdistan und in Luristan," A MI, I (1929-30), 71 and P1. VIII.
101 Rostovtzeff,

"Dura,"

Yale Classical

Studies,

have similar rows of figures as at Behistfin and Tang-i-Sarwak, many of which are clearly not gods. When the Parthians wanted to represent a scene of sacrifice, it was done as at Dura with an individual, not necessarily a priest, scattering incense on a fire altar (cf. Stein,
Old Routes, Figs. 32 and 36, and Herzfeld, Am Tor von Asien, P1. LII).

V (1935),

258.

Other

Parthian

reliefs

ROCK

RELIEFS

OF ANCIENT

IRAN

103

Another relief at a place called Hung-Naur6zi or Hong near Malamir may also be Parthian, but the single sketch thus far published is too uncertain evidence on which to form an opinion (Fig. 7).102 It is evidently of the early third century. Apparently there is no inscription.103 The published sketch reminds one of the relief showing Valerian before Shapur at Naqsh-i-Rustam, for which it might be the prototype if it is not actually Sasanian.

FIG. 7.-The

relief at Hung-Naur6zi

Of the reliefs at Qagr Ghelli and Finik1'4in northern Iraq little can be said beyond the remark of previous observers that they appear to be Parthian. They seem to be in an earlier rather than a later style and may date to the first century A.D. The Parthian relief at Sar-i-Pil, consisting of a man on horseback faced by one male figure holding out a wreath, has already been ade102 J6quier, in M6m. Dl61. en Perse, III, 143, and Fig. 3. Stein (Old Routes, p. 137) suggests that it looks much like the relief of the king and queen at Tang-i-Sarwak and thus implies that it may be Parthian. I do not know if he has seen the relief itself. 103A. H. Layard (Early Adventures in Persia, Susiana, and Babylonza, II [London, 1887], 12) states: "There was no inscription near them." However, Herzfeld (AMI, I [1929-30], 71) says that there are inscriptions of about the first century A.D. among the reliefs at Malamir, but no copies have been published, and I do not know with what reliefs they are associated. 104 G. Bell, Amurath to Amurath (2d ed., London, 1924), pp. 297-99 and Figs. 189f.; Layard, Discoveries in the Ruins of Nineveh and Babylon .... (London, 1853), pp. 54 f. and sketches.

104

OFNEAR EASTERN JOURNAL STUDIES

quately discussed."'0 Herzfeld has pointed out that both the paleography of the inscription and the iconography of the relief suggest a date in the second or third century A.D. At Amadia, some sixty miles north of Mosul, are two very worn reliefs'06 which may be either Parthian or Sasanian. Each consists of a single standing figure clothed apparently in trousers. They are probably late, but more than this it is impossible to say. While many of the characteristics of the various periods have already been indicated in the course of this discussion, some general conclusions may be drawn. The rock reliefs of Iran have been greatly influenced by Mesopotamia, though the Elamite and perhaps also the Parthian periods were less affected than were others. The subject matter follows the general trehd of the epoch, being predominantly religious in pre-Sargonid and Sargonid times, with an increasing amount of secular influence thereafter. In the Akkadian, Parthian, and Sasanian periods much of the relief work took on historical aspects, and this was probably true in other less known post-Sargonid eras. Where the evidence is available, there seems to be a continuity of development and tradition in the rock reliefs. But from the time of the Guti in the twenty-fourth century B.c. to the reawakening of the Elamites in the eighth, few rock reliefs seem to have been cut. Of the depths to which Babylonia and presumably also Iran sank under both the Guti and the Kassites, we are already aware. There was little interest in either art or literature. The Elamites seem to have taken over the Kassites' interest in stelae, and their culture, as one might expect, displayed certain archaistic tendencies. An example of this may be found in the bronze repoussework showing a series of warriors, dated by the script to the thirteenth century, but clearly copying the stele of Naram Sin in its style of execution.7"' When Elamite art again revived in the eighth century, a new and different spirit was present,
105 De Morgan, Mission

graph of the relief and a cast of the squeeze of the inscription); Herzfeld, Am Tor von A sien, pp. 54-55 and P1. XXVI (photographs of the relief and inscriptions and a copy of the latter). Herzfeld now reads the name of Artabanus (V?) (see his "Reisebericht," ZDMG, LXXX [1926], 228).
106W. Bachmann,
107

scientifique

en Perse, IV (1896),

154-56

and Figs.

144 f. (a photo-

Kirchen

und

Moscheen de l'art,

in

Armenien 1936),

Vol. XXV [Leipzig, 1913]), p. 1 and P1. I.

und 275.

Kurdistan

("WVDOG,"

PLATE I

a) Relief of Tar ... dunni at Sheikhan

b) S

PLATE II

a) Relief of Hanni near Malamir

b) One of the reliefs at Tang-i-Sarwak

PLATE III

a) Block with relieffrom Fratadarapalaceat Persepolis

b) Another sculptured b

ROCK RELIEFS OF ANCIENT IRAN

105

one which looks forward to the work of the Achaemenidae rather than backward into the past. It is difficult to study reliefs from sketches and inadequate photographs, and some of the results secured must be considered tentative. As soon as possible better photographs should be taken. Only a very poor beginning has been made on the study of the inscriptions, and in many cases there has been no attempt to read the excellent casts and photographs now available. Work along this line would yield valuable historical and linguistic results and would in many cases date exactly the reliefs studied herein, but the task calls for long and intensive study by a specialist in Pahlavi and Late Aramaic.
Date Place Paze Reference

Jemdet Nasr (?) Annubanini,time of Naram Sin Two other reliefs,same period Tar ... dunni, time of Naram Sin Naram Sin (?) Gutian Gutian Hanni, Elamite, 8th cent. Hanni, Elamite, 8th cent. (3) Time of Hanni (?) Achaemenid(?) (2) (?) Darius Achaemenid Seleucid Late Seleucidor Parthian Seleucid(?) (5) MithradatesII of Parthia Tigranesthe Great GotarzesII of Parthia Parthian (6) Parthian Parthian (?) Parthian Parthian Parthian Parthianor Sasanian
ORIENTAL UNIVERSITY INSTITUTE OF CHICAGO

78 Kurangin on Fahlidn R. 80 Zohab,near Sar-i-Pufl 80 Zohab,near Sar-i-Piil 81 Sheikhan,near Sari-i-Pu1 in Kara Dagh Darband-i-Gawr 82 78 Kurangi'non Fahlidn R. 80 Naqsh-i-Rustam 83 Qfl-i-Fir'an, near Malamir near Malamir 84 Shikaft-i-Salman, 85 Q1l-i-Fir'an 86 Qil-i-Fir'un nearMalamir ShAh-Suwar 86 Behistun 86 Deh-i-N5, right bank Gamas-i-ab 86 87 Kel-i-DA'd, near Sar-i-Pul of south Pass 88 Batas, Spilik 89 Tang-i-Sarwak Behistan 94 94 Bavian, Iraq 96 Behistfin 97 Tang-i-Sarwak Shimbar 102 near Malamir 103 Hung-Naur6zi, 103 Finik, northernIraq 103 QaqrGhelli,northernIraq 103 Sar-i-Pfil 104 Amadia,north of Mosul