0 A 1 BCC 52
0 A 1 BCC 52
0 A 1 BCC 52
Scientic revolution
1.1
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1.1.1
Signicance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1.2
1.3
Scientic method . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1.3.1
Empiricism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1.3.2
Baconian science . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1.3.3
Scientic experimentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1.3.4
Mathematization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1.3.5
1.3.6
Institutionalization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
New ideas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
12
1.4.1
Heliocentrism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
12
1.4.2
Gravitation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
12
1.4.3
Medical discoveries . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
14
1.4.4
Chemistry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
15
1.4.5
Optics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
16
1.4.6
Electricity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
16
17
1.5.1
Calculating devices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
17
1.5.2
Industrial machines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
18
1.6
Scientic developments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
18
1.7
Contrary views . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
19
1.8
See also . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
19
1.8.1
Revolutions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
20
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
20
1.10 Sources . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
25
Optics
35
2.1
History . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
35
2.2
Classical optics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
41
2.2.1
Geometrical optics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
41
2.2.2
Physical optics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
46
1.4
1.5
1.9
ii
CONTENTS
2.3
Modern optics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
53
2.3.1
Lasers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
53
2.3.2
KapitsaDirac eect . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
54
Applications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
54
2.4.1
Human eye . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
54
2.4.2
Photography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
56
2.4.3
Atmospheric optics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
57
2.5
See also . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
57
2.6
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
57
2.7
External links . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
61
2.4
Byzantine science
72
3.1
72
3.2
Mathematics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
72
3.3
Medicine . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
72
3.4
Greek re . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
73
3.5
74
3.6
74
3.7
See also . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
74
3.8
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
75
76
4.1
76
4.1.1
76
4.1.2
77
78
4.2.1
78
4.2.2
Notable scientists . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
78
4.2.3
Arabs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
78
4.2.4
Moors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
79
4.2.5
Persians . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
79
4.2.6
Assyrians . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
80
80
4.3.1
80
4.3.2
81
4.4
Role of Christians . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
82
4.5
Role of Persians . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
82
4.6
See also . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
82
4.7
Notes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
83
4.8
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
86
4.9
Further reading . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
86
87
4.2
4.3
CONTENTS
iii
92
4.11.1 Text . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
92
4.11.2 Images . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
93
96
Chapter 1
Scientic revolution
This article is about a period in the history of science. For the process of scientic progress via revolutions, proposed
by Thomas Kuhn, see Paradigm shift.
The scientic revolution was the emergence of modern science during the early modern period, when developments
in mathematics, physics, astronomy, biology (including human anatomy) and chemistry transformed views of society
and nature.[1][2][3][4][5][6][7] The scientic revolution began in Europe towards the end of the Renaissance period and
continued through the late 18th century, inuencing the intellectual social movement known as the Enlightenment.
While its dates are disputed, the publication in 1543 of Nicolaus Copernicus's De revolutionibus orbium coelestium
(On the Revolutions of the Heavenly Spheres) is often cited as marking the beginning of the scientic revolution, and
its completion is attributed to the grand synthesis of Newtons 1687 Principia. By the end of the 18th century, the
scientic revolution had given way to the "Age of Reection".
The concept of a scientic revolution taking place over an extended period emerged in the eighteenth century in the
work of Bailly, who saw a two-stage process of sweeping away the old and establishing the new.[8]
1.1 Introduction
Advances in science have been termed revolutions since the 18th century. In 1747, Clairaut wrote that "Newton
was said in his own lifetime to have created a revolution.[9] The word was also used in the preface to Lavoisier's 1789
work announcing the discovery of oxygen. Few revolutions in science have immediately excited so much general
notice as the introduction of the theory of oxygen ... Lavoisier saw his theory accepted by all the most eminent men
of his time, and established over a great part of Europe within a few years from its rst promulgation.[10]
In the 19th century, William Whewell established the notion of a revolution in science itself (or the scientic method)
that had taken place in the 15th16th century. Among the most conspicuous of the revolutions which opinions on this
subject have undergone, is the transition from an implicit trust in the internal powers of mans mind to a professed
dependence upon external observation; and from an unbounded reverence for the wisdom of the past, to a fervid
expectation of change and improvement.[11] This gave rise to the common view of the scientic revolution today:
A new view of nature emerged, replacing the Greek view that had dominated science for almost 2,000
years. Science became an autonomous discipline, distinct from both philosophy and technology and
came to be regarded as having utilitarian goals.[12]
It is traditionally assumed to start with the Copernican Revolution (initiated in 1543) and to be complete in the
grand synthesis of Isaac Newton's 1687 Principia. Much of the change of attitude came from Francis Bacon whose
condent and emphatic announcement in the modern progress of science inspired the creation of scientic societies
such as the Royal Society, and Galileo who championed Copernicus and developed the science of motion.
In the 20th century, Alexandre Koyr introduced the term Scientic Revolution, centering his analysis on Galileo,
and the term was popularized by Buttereld in his Origins of Modern Science. Thomas Kuhn's 1962 work The Structure
of Scientic Revolutions emphasized that dierent theoretical frameworkssuch as Einstein's relativity theory and
Newtons theory of gravity, which it replacedcannot be directly compared.
1
1.1.1
Signicance
The period saw a fundamental transformation in scientic ideas across mathematics, physics, astronomy, and biology
in institutions supporting scientic investigation and in the more widely held picture of the universe. The scientic
revolution led to the establishment of several modern sciences. In 1984, Joseph Ben-David wrote:
Rapid accumulation of knowledge, which has characterized the development of science since the
17th century, had never occurred before that time. The new kind of scientic activity emerged only in
a few countries of Western Europe, and it was restricted to that small area for about two hundred years.
(Since the 19th century, scientic knowledge has been assimilated by the rest of the world).[13]
Many contemporary writers and modern historians claim that there was a revolutionary change in world view. In
1611 the English poet, John Donne, wrote:
[The] new Philosophy calls all in doubt,
The Element of re is quite put out;
The Sun is lost, and th'earth, and no mans wit
Can well direct him where to look for it.[14]
Mid-20th century historian Herbert Buttereld was less disconcerted, but nevertheless saw the change as fundamental:
Since that revolution turned the authority in English not only of the Middle Ages but of the ancient
worldsince it started not only in the eclipse of scholastic philosophy but in the destruction of Aristotelian physicsit outshines everything since the rise of Christianity and reduces the Renaissance and
Reformation to the rank of mere episodes, mere internal displacements within the system of medieval
Christendom.... [It] looms so large as the real origin both of the modern world and of the modern
mentality that our customary periodization of European history has become an anachronism and an
encumbrance.[15]
The history professor Peter Harrison attributes Christianity to having contributed to the rise of the scientic revolution:
historians of science have long known that religious factors played a signicantly positive role in the
emergence and persistence of modern science in the West. Not only were many of the key gures in
the rise of science individuals with sincere religious commitments, but the new approaches to nature
that they pioneered were underpinned in various ways by religious assumptions. ... Yet, many of the
leading gures in the scientic revolution imagined themselves to be champions of a science that was
more compatible with Christianity than the medieval ideas about the natural world that they replaced.[16]
Although historians of science continue to debate the exact meaning of the term, and even its validity, the scientic
revolution still remains a useful concept to interpret the many changes in science itself.
Ptolemaic model of the spheres for Venus, Mars, Jupiter, and Saturn. Georg von Peuerbach, Theoricae novae planetarum, 1474.
The terrestrial region, according to Aristotle, consisted of concentric spheres of the four elementsearth,
water, air, and re. All bodies naturally moved in straight lines until they reached the sphere appropriate
to their elemental compositiontheir natural place. All other terrestrial motions were non-natural, or
violent.[19][20]
The celestial region was made up of the fth element, aether, which was unchanging and moved naturally
with uniform circular motion.[21] In the Aristotelian tradition, astronomical theories sought to explain the
It is important to note that ancient precedent existed for alternative theories and developments which pregured later
discoveries in the area of physics and mechanics; but in light of the limited number of works to survive translation in a
period when many books were lost to warfare, such developments remained obscure for centuries and are traditionally
held to have had little eect on the re-discovery of such phenomena; whereas the invention of the printing press made
the wide dissemination of such incremental advances of knowledge commonplace. Meanwhile, however, signicant
progress in geometry, mathematics, and astronomy was made in medieval times, particularly in the Islamic world as
well as Europe.
It is also true that many of the important gures of the scientic revolution shared in the general Renaissance respect
for ancient learning and cited ancient pedigrees for their innovations. Nicolaus Copernicus (14731543),[24] Kepler
(15711630),[25] Newton (16421727),[26] and Galileo Galilei (15641642)[1][2][3][27] all traced dierent ancient and
medieval ancestries for the heliocentric system. In the Axioms Scholium of his Principia, Newton said its axiomatic
three laws of motion were already accepted by mathematicians such as Huygens (16291695), Wallace, Wren and
others. While preparing a revised edition of his Principia, Newton attributed his law of gravity and his rst law of
motion to a range of historical gures.[26][28]
Despite these qualications, the standard theory of the history of the scientic revolution claims that the 17th century
was a period of revolutionary scientic changes. Not only were there revolutionary theoretical and experimental
developments, but that even more importantly, the way in which scientists worked was radically changed. For instance,
although intimations of the concept of inertia are suggested sporadically in ancient discussion of motion,[29][30] the
salient point is that Newtons theory diered from ancient understandings in key ways, such as an external force being
a requirement for violent motion in Aristotles theory.[31]
1.3.1
Empiricism
The Aristotelian scientic traditions primary mode of interacting with the world was through observation and searching for natural circumstances through reasoning. Coupled with this approach was the belief that rare events which
seemed to contradict theoretical models were aberrations, telling nothing about nature as it naturally was. During
the scientic revolution, changing perceptions about the role of the scientist in respect to nature, the value of evidence, experimental or observed, led towards a scientic methodology in which empiricism played a large, but not
absolute, role.
By the start of the scientic revolution, empiricism had already become an important component of science and
natural philosophy. Prior thinkers, including the early 14th century nominalist philosopher William of Ockham, had
begun the intellectual movement toward empiricism.[32]
The term British empiricism came into use to describe philosophical dierences perceived between two of its founders
Francis Bacon, described as empiricist, and Ren Descartes, who was described as a rationalist. Thomas Hobbes,
George Berkeley, and David Hume were the philosophys primary exponents, who developed a sophisticated empirical
tradition as the basis of human knowledge.
The recognized founder of empiricism was John Locke who proposed in An Essay Concerning Human Understanding
(1689) that the only true knowledge that could be accessible to the human mind was that which was based on experience. He argued that the human mind was created as a tabula rasa, a blank tablet, upon which sensory impressions
were recorded and built up knowledge through a process of reection.
1.3.2
Baconian science
The philosophical underpinnings of the scientic revolution were laid out by Francis Bacon, who has been called the
father of empiricism.[33] His works established and popularised inductive methodologies for scientic inquiry, often
called the Baconian method, or simply the scientic method. His demand for a planned procedure of investigating
all things natural marked a new turn in the rhetorical and theoretical framework for science, much of which still
surrounds conceptions of proper methodology today.
Bacon proposed a great reformation of all process of knowledge for the advancement of learning divine and human,
which he called Instauratio Magna (The Great Instauration). For Bacon, this reformation would lead to a great
advancement in science and a progeny of new inventions that would relieve mankinds miseries and needs. His Novum
Organum was published in 1620. He argued that man is the minister and interpreter of nature, that knowledge and
human power are synonymous, that eects are produced by the means of instruments and helps, and that man
while operating can only apply or withdraw natural bodies; nature internally performs the rest, and later that nature
can only be commanded by obeying her.[34] Here is an abstract of the philosophy of this work, that by the knowledge
of nature and the using of instruments, man can govern or direct the natural work of nature to produce denite results.
Therefore, that man, by seeking knowledge of nature, can reach power over it and thus reestablish the Empire of
Man over creation, which had been lost by the Fall together with mans original purity. In this way, he believed,
would mankind be raised above conditions of helplessness, poverty and misery, while coming into a condition of
peace, prosperity and security.[35]
For this purpose of obtaining knowledge of and power over nature, Bacon outlined in this work a new system of logic
he believed to be superior to the old ways of syllogism, developing his scientic method, consisting of procedures
for isolating the formal cause of a phenomenon (heat, for example) through eliminative induction. For him, the
philosopher should proceed through inductive reasoning from fact to axiom to physical law. Before beginning this
induction, though, the enquirer must free his or her mind from certain false notions or tendencies which distort the
truth. In particular, he found that philosophy was too preoccupied with words, particularly discourse and debate,
rather than actually observing the material world: For while men believe their reason governs words, in fact, words
turn back and reect their power upon the understanding, and so render philosophy and science sophistical and
inactive.[36]
Bacon considered that it is of greatest importance to science not to keep doing intellectual discussions or seeking
merely contemplative aims, but that it should work for the bettering of mankinds life by bringing forth new inventions,
having even stated that inventions are also, as it were, new creations and imitations of divine works.[34] He explored
the far-reaching and world-changing character of inventions, such as the printing press, gunpowder and the compass.
1.3.3
Scientic experimentation
Francis Bacon was a pivotal gure in establishing the scientic method of investigation. Portrait by Frans Pourbus (1617).
William Gilbert was an early advocate of this methodology. He passionately rejected both the prevailing Aristotelian
philosophy and the Scholastic method of university teaching. His book De Magnete was written in 1600, and he is
regarded by some as the father of electricity and magnetism.[38] In this work, he describes many of his experiments
with his model Earth called the terrella. From these experiments, he concluded that the Earth was itself magnetic
and that this was the reason compasses point north.
De Magnete was inuential not only because of the inherent interest of its subject matter, but also for the rigorous
way in which Gilbert described his experiments and his rejection of ancient theories of magnetism.[39] According to
Thomas Thomson, Gilbert['s]... book on magnetism published in 1600, is one of the nest examples of inductive
philosophy that has ever been presented to the world. It is the more remarkable, because it preceded the Novum
Organum of Bacon, in which the inductive method of philosophizing was rst explained.[40]
Galileo Galilei has been called the father of modern observational astronomy",[41] the father of modern physics",[42][43]
the father of science,[43][44] and the Father of Modern Science.[45] His original contributions to the science of
motion were made through an innovative combination of experiment and mathematics.[46]
Galileo was one of the rst modern thinkers to clearly state that the laws of nature are mathematical. In The Assayer
he wrote Philosophy is written in this grand book, the universe ... It is written in the language of mathematics,
and its characters are triangles, circles, and other geometric gures;....[47] His mathematical analyses are a further
development of a tradition employed by late scholastic natural philosophers, which Galileo learned when he studied philosophy.[48] He displayed a peculiar ability to ignore established authorities, most notably Aristotelianism. In
broader terms, his work marked another step towards the eventual separation of science from both philosophy and
religion; a major development in human thought. He was often willing to change his views in accordance with observation. In order to perform his experiments, Galileo had to set up standards of length and time, so that measurements
made on dierent days and in dierent laboratories could be compared in a reproducible fashion. This provided a
reliable foundation on which to conrm mathematical laws using inductive reasoning.
Galileo showed a remarkably modern appreciation for the proper relationship between mathematics, theoretical
physics, and experimental physics. He understood the parabola, both in terms of conic sections and in terms of
the ordinate (y) varying as the square of the abscissa (x). Galilei further asserted that the parabola was the theoretically ideal trajectory of a uniformly accelerated projectile in the absence of friction and other disturbances. He
conceded that there are limits to the validity of this theory, noting on theoretical grounds that a projectile trajectory
On this page Galileo Galilei rst noted the moons of Jupiter. Galileo revolutionized the study of the natural world with his rigorous
experimental method.
of a size comparable to that of the Earth could not possibly be a parabola,[49] but he nevertheless maintained that for
distances up to the range of the artillery of his day, the deviation of a projectiles trajectory from a parabola would
1.3.4
Mathematization
Scientic knowledge, according to the Aristotelians, was concerned with establishing true and necessary causes of
things.[52] To the extent that medieval natural philosophers used mathematical problems, they limited social studies to
theoretical analyses of local speed and other aspects of life.[53] The actual measurement of a physical quantity, and the
comparison of that measurement to a value computed on the basis of theory, was largely limited to the mathematical
disciplines of astronomy and optics in Europe.[54][55]
In the 16th and 17th centuries, European scientists began increasingly applying quantitative measurements to the
measurement of physical phenomena on the Earth. Galileo maintained strongly that mathematics provided a kind of
necessary certainty that could be compared to Gods: "...with regard to those few [mathematical propositions] which
the human intellect does understand, I believe its knowledge equals the Divine in objective certainty...[56]
Galileo anticipates the concept of a systematic mathematical interpretation of the world in his book Il Saggiatore:
Philosophy [i.e., physics] is written in this grand bookI mean the universewhich stands continually open to our gaze, but it cannot be understood unless one rst learns to comprehend the language
and interpret the characters in which it is written. It is written in the language of mathematics, and its
characters are triangles, circles, and other geometrical gures, without which it is humanly impossible
to understand a single word of it; without these, one is wandering around in a dark labyrinth.[57]
1.3.5
1.3.6
Institutionalization
The rst moves towards the institutionalization of scientic investigation and dissemination took the form of the
establishment of societies, where new discoveries were aired, discussed and published.
The rst scientic society to be established was the Royal Society of England. This grew out of an earlier group,
centred around Gresham College in the 1640s and 1650s. According to a history of the College:
10
the scientic network which centred on Gresham College played a crucial part in the meetings which
led to the formation of the Royal Society.[60]
These physicians and natural philosophers were inuenced by the "new science", as promoted by Francis Bacon in
his New Atlantis, from approximately 1645 onwards. A group known as The Philosophical Society of Oxford was run
under a set of rules still retained by the Bodleian Library.[61]
On 28 November 1660, the 1660 committee of 12 announced the formation of a College for the Promoting of
Physico-Mathematical Experimental Learning, which would meet weekly to discuss science and run experiments.
At the second meeting, Robert Moray announced that the King approved of the gatherings, and a Royal Charter
was signed on 15 July 1662 which created the Royal Society of London, with Lord Brouncker serving as the rst
President. A second Royal Charter was signed on 23 April 1663, with the King noted as the Founder and with the
11
The Royal Society had its origins in Gresham College, and was the rst scientic socety in the world.
name of the Royal Society of London for the Improvement of Natural Knowledge"; Robert Hooke was appointed
as Curator of Experiments in November. This initial royal favour has continued, and since then every monarch has
been the patron of the Society.[62]
The Societys rst Secretary was Henry Oldenburg. Its early meetings included experiments performed rst by Robert
Hooke and then by Denis Papin, who was appointed in 1684. These experiments varied in their subject area, and were
12
both important in some cases and trivial in others.[63] The society began publication of Philosophical Transactions
from 1665, making it the oldest and longest-running scientic journal in the world, and the rst journal to establish
the tradition of peer review.[64] and B, which deals with the biological sciences.[65]
The French established the Academy of Sciences in 1666. In contrast to the private origins of its British counterpart,
the Academy was founded as a government body by Jean-Baptiste Colbert. Its rules were set down in 1699 by King
Louis XIV, when it received the name of 'Royal Academy of Sciences and was installed in the Louvre in Paris.
1.4.1
Heliocentrism
For almost ve millennia, the geocentric model of the Earth as the center of the universe had been accepted by all but
a few astronomers. In Aristotles cosmology, Earths central location was perhaps less signicant than its identication
as a realm of imperfection, inconstancy, irregularity and change, as opposed to the heavens, (Moon, Sun, planets,
stars) which were regarded as perfect, permanent, unchangeable, and in religious thought, the realm of heavenly
beings. The Earth was even composed of dierent material, the four elements earth, water, re, and air,
while suciently far above its surface (roughly the Moons orbit), the heavens were composed of dierent substance
called aether.[66] The heliocentric model that replaced it involved not only the radical displacement of the earth to
an orbit around the sun, but its sharing a placement with the other planets implied a universe of heavenly components
made from the same changeable substances as the Earth. Heavenly motions no longer needed to be governed by a
theoretical perfection, conned to circular orbits.
Copernicus 1543 work on the heliocentric model of the solar system tried to demonstrate that the sun was the center
of the universe. Few were bothered by this suggestion, and the pope and several archbishops were interested enough
by it to want more detail.[67] His model was later used to create the calendar of Pope Gregory XIII.[68] However, the
idea that the earth moved around the sun was doubted by most of Copernicus contemporaries. It contradicted not
only empirical observation, due to the absence of an observable stellar parallax,[69] but more signicantly at the time,
the authority of Aristotle.
The discoveries of Johannes Kepler and Galileo gave the theory credibility. Kepler was an astronomer who, using
the accurate observations of Tycho Brahe, proposed that the planets move around the sun not in circular orbits, but
in elliptical ones. Together with his other laws of planetary motion, this allowed him to create a model of the solar
system that was an improvement over Copernicus original system. Galileos main contributions to the acceptance
of the heliocentric system were his mechanics, the observations he made with his telescope, as well as his detailed
presentation of the case for the system. Using an early theory of inertia, Galileo could explain why rocks dropped
from a tower fall straight down even if the earth rotates. His observations of the moons of Jupiter, the phases of
Venus, the spots on the sun, and mountains on the moon all helped to discredit the Aristotelian philosophy and the
Ptolemaic theory of the solar system. Through their combined discoveries, the heliocentric system gained support,
and at the end of the 17th century it was generally accepted by astronomers.
This work culminated in the work of Isaac Newton. Newtons Principia formulated the laws of motion and universal
gravitation, which dominated scientists view of the physical universe for the next three centuries. By deriving Keplers
laws of planetary motion from his mathematical description of gravity, and then using the same principles to account
for the trajectories of comets, the tides, the precession of the equinoxes, and other phenomena, Newton removed the
last doubts about the validity of the heliocentric model of the cosmos. This work also demonstrated that the motion
of objects on Earth and of celestial bodies could be described by the same principles. His prediction that the Earth
should be shaped as an oblate spheroid was later vindicated by other scientists. His laws of motion were to be the
solid foundation of mechanics; his law of universal gravitation combined terrestrial and celestial mechanics into one
great system that seemed to be able to describe the whole world in mathematical formulae.
1.4.2
Gravitation
As well as proving the heliocentric model, Newton also developed the theory of gravitation. In 1679, Newton began
to consider gravitation and its eect on the orbits of planets with reference to Keplers laws of planetary motion. This
13
followed stimulation by a brief exchange of letters in 167980 with Robert Hooke, who had been appointed to manage
the Royal Society's correspondence, and who opened a correspondence intended to elicit contributions from Newton
to Royal Society transactions. [70] Newtons reawakening interest in astronomical matters received further stimulus
by the appearance of a comet in the winter of 16801681, on which he corresponded with John Flamsteed.[71] After
the exchanges with Hooke, Newton worked out proof that the elliptical form of planetary orbits would result from a
centripetal force inversely proportional to the square of the radius vector (see Newtons law of universal gravitation
History and De motu corporum in gyrum). Newton communicated his results to Edmond Halley and to the Royal
Society in De motu corporum in gyrum, in 1684.[72] This tract contained the nucleus that Newton developed and
expanded to form the Principia.[73]
14
Isaac Newton's Principia, developed the rst set of unied scientic laws.
The Principia was published on 5 July 1687 with encouragement and nancial help from Edmond Halley.[74] In this
work, Newton stated the three universal laws of motion that contributed to many advances during the Industrial
Revolution which soon followed and were not to be improved upon for more than 200 years. Many of these advancements continue to be the underpinnings of non-relativistic technologies in the modern world. He used the Latin word
gravitas (weight) for the eect that would become known as gravity, and dened the law of universal gravitation.
Newtons postulate of an invisible force able to act over vast distances led to him being criticised for introducing
"occult agencies into science.[75] Later, in the second edition of the Principia (1713), Newton rmly rejected such
criticisms in a concluding General Scholium, writing that it was enough that the phenomena implied a gravitational
attraction, as they did; but they did not so far indicate its cause, and it was both unnecessary and improper to frame
hypotheses of things that were not implied by the phenomena. (Here Newton used what became his famous expression
hypotheses non ngo[76] ).
1.4.3
Medical discoveries
The writings of Greek physician Galen had dominated European thinking in the subject for over a millennium. It
was the publicized ndings of the Italian scholar Vesalius that rst demonstrated the mistakes in the Galenic model.
His anatomical teachings were based upon the dissection of human corpses, rather than the animal dissections that
Galen had used as a guide. Published in 1543, Vesalius De humani corporis fabrica[77] was a groundbreaking work
of human anatomy. It emphasized the priority of dissection and what has come to be called the anatomical view
of the body, seeing human internal functioning as an essentially corporeal structure lled with organs arranged in
three-dimensional space. This was in stark contrast to many of the anatomical models used previously, which had
strong Galenic/Aristotelean elements, as well as elements of astrology.
Besides the rst good description of the sphenoid bone, he showed that the sternum consists of three portions and
the sacrum of ve or six; and described accurately the vestibule in the interior of the temporal bone. He not only
veried the observation of Etienne on the valves of the hepatic veins, but he described the vena azygos, and discovered
the canal which passes in the fetus between the umbilical vein and the vena cava, since named ductus venosus. He
described the omentum, and its connections with the stomach, the spleen and the colon; gave the rst correct views of
the structure of the pylorus; observed the small size of the caecal appendix in man; gave the rst good account of the
mediastinum and pleura and the fullest description of the anatomy of the brain yet advanced. He did not understand
15
the inferior recesses; and his account of the nerves is confused by regarding the optic as the rst pair, the third as the
fth and the fth as the seventh.
Further groundbreaking work was carried out by William Harvey, who published De Motu Cordis in 1628. Harvey
made a detailed analysis of the overall structure of the heart, going on to an analysis of the arteries, showing how their
pulsation depends upon the contraction of the left ventricle, while the contraction of the right ventricle propels its
charge of blood into the pulmonary artery. He noticed that the two ventricles move together almost simultaneously
and not independently like had been thought previously by his predecessors.[78]
In the eighth chapter, Harvey estimated the capacity of the heart, how much blood is expelled through each pump
of the heart, and the number of times the heart beats in a half an hour. From these estimations, he demonstrated
that according to Gaelens theory that blood was continually produced in the liver, the absurdly large gure of 540
pounds of blood would have to be produced every day. Having this simple but essential mathematical proportion
at hand which proved the overall impossible aforementioned role of the liver Harvey went on to prove how the
blood circulated in a circle by means of countless experiments initially done on serpents and sh: tying their veins and
arteries in separate periods of time, Harvey noticed the modications which occurred; indeed, as he tied the veins,
the heart would become empty, while as he did the same to the arteries, the organ would swell up.
This process was later performed on the human body (in the image on the left): the physician tied a tight ligature
onto the upper arm of a person. This would cut o blood ow from the arteries and the veins. When this was done,
the arm below the ligature was cool and pale, while above the ligature it was warm and swollen. The ligature was
loosened slightly, which allowed blood from the arteries to come into the arm, since arteries are deeper in the esh
than the veins. When this was done, the opposite eect was seen in the lower arm. It was now warm and swollen.
The veins were also more visible, since now they were full of blood.
Various other advances in medical understanding and practice were made. French physician Pierre Fauchard started
dentistry science as we know it today, and he has been named the father of modern dentistry. Surgeon Ambroise
Par (c.15101590) was a leader in surgical techniques and battleeld medicine, especially the treatment of wounds,[79]
and Herman Boerhaave (16681738) is sometimes referred to as a father of physiology due to his exemplary teaching in Leiden and his textbook Institutiones medicae (1708).
1.4.4
Chemistry
Chemistry, and its antecedent alchemy, became an increasingly important aspect of scientic thought in the course
of the 16th and 17th centuries. The importance of chemistry is indicated by the range of important scholars who
actively engaged in chemical research. Among them were the astronomer Tycho Brahe,[80] the chemical physician
Paracelsus, Robert Boyle, Thomas Browne and Isaac Newton. Unlike the mechanical philosophy, the chemical
philosophy stressed the active powers of matter, which alchemists frequently expressed in terms of vital or active
principlesof spirits operating in nature.[81]
Practical attempts to improve the rening of ores and their extraction to smelt metals was an important source of
information for early chemists in the 16th century, among them Georg Agricola (14941555), who published his
great work De re metallica in 1556.[82] His work describes the highly developed and complex processes of mining
metal ores, metal extraction and metallurgy of the time. His approach removed the mysticism associated with the
subject, creating the practical base upon which others could build.[83]
English chemist Robert Boyle (16271691) is considered to have rened the modern scientic method for alchemy
and to have separated chemistry further from alchemy.[84] Although his research clearly has its roots in the alchemical
tradition, Boyle is largely regarded today as the rst modern chemist, and therefore one of the founders of modern
chemistry, and one of the pioneers of modern experimental scientic method. Although Boyle was not the original
discover, he is best known for Boyles law, which he presented in 1662:[85] the law describes the inversely proportional
relationship between the absolute pressure and volume of a gas, if the temperature is kept constant within a closed
system.[86]
Boyle is also credited for his landmark publication The Sceptical Chymist in 1661, which is seen as a cornerstone book
in the eld of chemistry. In the work, Boyle presents his hypothesis that every phenomenon was the result of collisions
of particles in motion. Boyle appealed to chemists to experiment and asserted that experiments denied the limiting
of chemical elements to only the classic four: earth, re, air, and water. He also pleaded that chemistry should cease
to be subservient to medicine or to alchemy, and rise to the status of a science. Importantly, he advocated a rigorous
approach to scientic experiment: he believed all theories must be proved experimentally before being regarded as
true. The work contains some of the earliest modern ideas of atoms, molecules, and chemical reaction, and marks
16
1.4.5
Optics
Important work was done in the eld of optics. Johannes Kepler published Astronomiae Pars Optica (The Optical
Part of Astronomy) in 1604. In it, he described the inverse-square law governing the intensity of light, reection by
at and curved mirrors, and principles of pinhole cameras, as well as the astronomical implications of optics such as
parallax and the apparent sizes of heavenly bodies. Astronomiae Pars Optica is generally recognized as the foundation
of modern optics (though the law of refraction is conspicuously absent).[87]
Willebrord Snellius (15801626) found the mathematical law of refraction, now known as Snells law, in 1621.
Subsequently Ren Descartes (15961650) showed, by using geometric construction and the law of refraction (also
known as Descartes law), that the angular radius of a rainbow is 42 (i.e. the angle subtended at the eye by the edge
of the rainbow and the rainbows centre is 42).[88] He also independently discovered the law of reection, and his
essay on optics was the rst published mention of this law.[89]
Christiaan Huygens (16291695) wrote several works in the area of optics. These included the Opera reliqua (also
known as Christiani Hugenii Zuilichemii, dum viveret Zelhemii toparchae, opuscula posthuma) and the Trait de la
lumire.
Isaac Newton investigated the refraction of light, demonstrating that a prism could decompose white light into a
spectrum of colours, and that a lens and a second prism could recompose the multicoloured spectrum into white
light. He also showed that the coloured light does not change its properties by separating out a coloured beam and
shining it on various objects. Newton noted that regardless of whether it was reected or scattered or transmitted, it
stayed the same colour. Thus, he observed that colour is the result of objects interacting with already-coloured light
rather than objects generating the colour themselves. This is known as Newtons theory of colour. From this work
he concluded that any refracting telescope would suer from the dispersion of light into colours. The interest of the
Royal Society encouraged him to publish his notes On Colour (later expanded into Opticks). Newton argued that light
is composed of particles or corpuscles and were refracted by accelerating toward the denser medium, but he had to
associate them with waves to explain the diraction of light.
In his Hypothesis of Light of 1675, Newton posited the existence of the ether to transmit forces between particles.
In 1704, Newton published Opticks, in which he expounded his corpuscular theory of light. He considered light to
be made up of extremely subtle corpuscles, that ordinary matter was made of grosser corpuscles and speculated that
through a kind of alchemical transmutation Are not gross Bodies and Light convertible into one another, ...and may
not Bodies receive much of their Activity from the Particles of Light which enter their Composition?"[90]
1.4.6
Electricity
Dr. William Gilbert, in De Magnete, invented the New Latin word electricus from (elektron), the Greek
word for amber. Gilbert undertook a number of careful electrical experiments, in the course of which he discovered
that many substances other than amber, such as sulphur, wax, glass, etc.,[91] were capable of manifesting electrical
properties. Gilbert also discovered that a heated body lost its electricity and that moisture prevented the electrication
of all bodies, due to the now well-known fact that moisture impaired the insulation of such bodies. He also noticed
that electried substances attracted all other substances indiscriminately, whereas a magnet only attracted iron. The
many discoveries of this nature earned for Gilbert the title of founder of the electrical science.[92] By investigating
the forces on a light metallic needle, balanced on a point, he extended the list of electric bodies, and found also that
many substances, including metals and natural magnets, showed no attractive forces when rubbed. He noticed that dry
weather with north or east wind was the most favourable atmospheric condition for exhibiting electric phenomenaan
observation liable to misconception until the dierence between conductor and insulator was understood.[93]
Robert Boyle also worked frequently at the new science of electricity, and added several substances to Gilberts list
of electrics. He left a detailed account of his researches under the title of Experiments on the Origin of Electricity.[93]
Boyle, in 1675, stated that electric attraction and repulsion can act across a vacuum. One of his important discoveries
was that electried bodies in a vacuum would attract light substances, this indicating that the electrical eect did not
depend upon the air as a medium. He also added resin to the then known list of electrics.[92][94][95][96][91]
This was followed in 1660 by Otto von Guericke, who invented an early electrostatic generator. By the end of the
17th Century, researchers had developed practical means of generating electricity by friction with an electrostatic
generator, but the development of electrostatic machines did not begin in earnest until the 18th century, when they
17
became fundamental instruments in the studies about the new science of electricity. The rst usage of the word
electricity is ascribed to Sir Thomas Browne in his 1646 work, Pseudodoxia Epidemica. In 1729 Stephen Gray (1666
1736) demonstrated that electricity could be transmitted through metal laments.[97]
1.5.1
Calculating devices
John Napier invented logarithms as a powerful mathematical tool. With the help of the prominent mathematician
Henry Briggs their logarithmic tables embodied a computational advance that made calculations by hand much
quicker.[110] His Napiers bones used a set of numbered rods as a multiplication tool using the system of lattice
multiplication. The way was opened to later scientic advances, particularly in astronomy and dynamics.
At Oxford University, Edmund Gunter built the rst analog device to aid computation. The 'Gunters scale' was a
large plane scale, engraved with various scales, or lines. Natural lines, such as the line of chords, the line of sines and
tangents are placed on one side of the scale and the corresponding articial or logarithmic ones were on the other side.
This calculating aid was a predecessor of the slide rule. It was William Oughtred (15751660) who rst used two
such scales sliding by one another to perform direct multiplication and division, and thus is credited as the inventor
of the slide rule in 1622.
Blaise Pascal (16231662) invented the mechanical calculator in 1642.[111] The introduction of his Pascaline in 1645
launched the development of mechanical calculators rst in Europe and then all over the world.[112][113] Gottfried
Leibniz (16461716), building on Pascals work, became one of the most prolic inventors in the eld of mechanical
calculators; he was the rst to describe a pinwheel calculator, in 1685,[114] and invented the Leibniz wheel, used in the
arithmometer, the rst mass-produced mechanical calculator. He also rened the binary number system, foundation
of virtually all modern computer architectures.[115]
John Hadley (16821744) was the inventor of the octant, the precursor to the sextant (invented by John Bird), which
18
1.5.2
Industrial machines
Denis Papin (16471712) was best known for his pioneering invention of the steam digester, the forerunner of the
steam engine.[116] The rst working steam engine was patented in 1698 by the inventor Thomas Savery, as a "...new
invention for raising of water and occasioning motion to all sorts of mill work by the impellent force of re, which will
be of great use and advantage for drayning mines, serveing townes with water, and for the working of all sorts of mills
where they have not the benett of water nor constant windes. [sic][117] The invention was demonstrated to the Royal
Society on 14 June 1699 and the machine was described by Savery in his book The Miners Friend; or, An Engine
to Raise Water by Fire (1702),[118] in which he claimed that it could pump water out of mines. Thomas Newcomen
(16641729) perfected the practical steam engine for pumping water, the Newcomen steam engine. Consequently,
he can be regarded as a forefather of the Industrial Revolution.[119]
Abraham Darby I (16781717) was the rst, and most famous, of three generations of the Darby family who played
an important role in the Industrial Revolution. He developed a method of producing high-grade iron in a blast furnace
fueled by coke rather than charcoal. This was a major step forward in the production of iron as a raw material for the
Industrial Revolution.
19
Isaac Newton (16431727) built upon the work of Kepler and Galileo. He showed that an inverse square
law for gravity explained the elliptical orbits of the planets, and advanced the law of universal gravitation.
His development of innitesimal calculus opened up new applications of the methods of mathematics to science. Newton taught that scientic theory should be coupled with rigorous experimentation, which became
the keystone of modern science.
20
1.8.1
Revolutions
Revolution
British Agricultural Revolution/Neolithic Revolution
Industrial Revolution
Commercial Revolution
Digital Revolution
Chemical Revolution
Information Revolution
1.9 References
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[5] Hannam, p. 342
[6] Grant, pp. 2930, 427.
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[19] Grant, pp. 5563, 87104
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[63] Henderson (1941) p. 29
[64] Philosophical Transactions A About the journal. The Royal Society. Retrieved 11 December 2009.
[65] Philosophical Transactions of the Royal Society B. The Royal Society. Retrieved 11 December 2009.
[66] Lewis, C.S. (2012), The Discarded Image, Canto Classics, pp. 3, 4, ISBN 978-1107604704
[67] Hannam, p. 303
1.9. REFERENCES
23
24
[98] galileo.rice.edu The Galileo Project > Science > The Telescope by Al Van Helden The Hague discussed the patent
applications rst of Hans Lipperhey of Middelburg, and then of Jacob Metius of Alkmaar... another citizen of Middelburg,
Sacharias Janssen had a telescope at about the same time but was at the Frankfurt Fair where he tried to sell it
[99] Loker, Aleck (2008). Proles in Colonial History. Aleck Loker. pp. 15. ISBN 978-1-928874-16-4.
[100] Newton, Isaac. Optics, bk. i. pt. ii. prop. 3
[101] Treatise on Optics, p. 112
[102] White, Michael (1999). Isaac Newton: The Last Sorcerer. Perseus Books. p. 170. ISBN 978-0-7382-0143-6.
[103] Hall, Alfred Rupert. Isaac Newton: adventurer in thought. p. 67
[104] King, Henry C. (2003). The History of the Telescope. Courier Dover Publications. pp. 77. ISBN 978-0-486-43265-6.
[105] telescopeptics.net 8.2. Two-mirror telescopes. Telescope-optics.net. Retrieved on 26 September 2011.
[106] Hadleys Reector. amazing-space.stsci.edu. Retrieved 1 August 2013.
[107] Lienhard, John (2005). Gases and Force. Rain Steam & Speed. KUHF FM Radio.
[108] Wilson, George (15 January 1849). On the Early History of the Air-pump in England. Proceedings of the Royal Society
of Edinburgh.
[109] Timbs, John (1868). Wonderful Inventions: From the Mariners Compass to the Electric Telegraph Cable. London: George
Routledge and Sons. p. 41. ISBN 978-1172827800. Retrieved 2 June 2014.
[110] "Napier, John". Dictionary of National Biography. London: Smith, Elder & Co. 18851900.
[111] Marguin, Jean (1994). Histoire des instruments et machines calculer, trois sicles de mcanique pensante 16421942.
Hermann. p. 48. ISBN 978-2-7056-6166-3. citing Taton, Ren (1963). Le calcul mcanique. Paris: Presses universitaires
de France.
[112] Schum, David A. (1979). A Review of a Case against Blaise Pascal and His Heirs. Michigan Law Review 77 (3):
446483. JSTOR 1288133.
[113] Pascal biography. Groups.dcs.st-and.ac.uk. Retrieved on 26 September 2011.
[114] Smith, David Eugene (1929). A Source Book in Mathematics. New York and London: McGraw-Hill Book Company, Inc.
pp. 173181.
[115] McEvoy, John G. (March 1975). A Revolutionary Philosophy of Science: Feyerabend and the Degeneration of Critical
Rationalism into Sceptical Fallibilism. Philosophy of Science 42 (1): 49. JSTOR 187297.
[116] Denis Papin. NNDB
[117] Jenkins, Rhys (1936). Links in the History of Engineering and Technology from Tudor Times. Ayer Publishing. p. 66.
ISBN 0-8369-2167-4.
[118] Savery, Thomas (1827). The Miners Friend: Or, an Engine to Raise Water by Fire. S. Crouch.
[119] Thomas Newcomen (16631729), BBC History
[120] Grant
[121] Hannam, James (31 October 2012) Medieval Christianity and the Rise of Modern Science, Part 2. biologos.org
[122] Hassan, Ahmad Y and Hill, Donald Routledge (1986), Islamic Technology: An Illustrated History, p. 282, Cambridge
University Press.
[123] Salam, Abdus, Dala, H. R. and Hassan, Mohamed (1994). Renaissance of Sciences in Islamic Countries, p. 162. World
Scientic, ISBN 9971-5-0713-7.
[124] Briault, Robert (1919). The Making of Humanity. London, G. Allen & Unwin ltd. p. 188.
[125] Hu, Toby E. (2003) The Rise of Early Modern Science: Islam, China and the West, 2nd. ed., Cambridge: Cambridge
University Press. ISBN 0-521-52994-8. pp. 545.
[126] Saliba, George (1999). Whose Science is Arabic Science in Renaissance Europe? Columbia University.
[127] Bala, Arun (2006) Dialogue of Civilizations in the Birth of Modern Science. Palgrave Macmillan. ISBN 0230609791
1.10. SOURCES
25
[128] "Book Review of The Dialogue of Civilizations in the Birth of Modern Science by Arun Bala". MuslimHeritage.com
[129] Sobol, Peter G. (December 2007). Review of The Dialogue of Civilizations and the Birth of Modern Science". Isis 98 (4):
829830. doi:10.1086/529293.
[130] Africa, Thomas W. (1961). Copernicus Relation to Aristarchus and Pythagoras. Isis 52 (3): 403409. doi:10.1086/349478.
JSTOR 228080.
[131] A survey of the debate over the signicance of these antecedents is in Lindberg, D. C. (1992) The Beginnings of Western
Science: The European Scientic Tradition in Philosophical, Religious, and Institutional Context, 600 B.C. to A.D. 1450.
Chicago: Univ. of Chicago Pr. ISBN 0226482316. pp. 35568.
1.10 Sources
Grant, E. (1996). The Foundations of Modern Science in the Middle Ages: Their Religious, Institutional, and
Intellectual Contexts. Cambridge Univ. Press. ISBN 0521567629.
Hannam, James (2011). The Genesis of Science. ISBN 1-59698-155-5.
Pedersen, Olaf (1993). Early Physics and Astronomy: A Historical Introduction. Cambridge Univ. Press. ISBN
0-521-40899-7.
Sharratt, Michael (1994). Galileo: Decisive Innovator. Cambridge: Cambridge University Press. ISBN 0-52156671-1.
Westfall, Richard S. (1971). The Construction of Modern Science. New York: John Wiley and Sons. ISBN
0-521-29295-6.
26
1.10. SOURCES
27
Image of veins from William Harvey's Exercitatio Anatomica de Motu Cordis et Sanguinis in Animalibus. Harvey demonstrated
that blood circulated around the body, rather than being created in the liver.
28
Title page from The Sceptical Chymist, a foundational text of chemistry, written by Robert Boyle in 1661.
1.10. SOURCES
Newtons Opticks or a treatise of the reections, refractions, inections and colours of light.
29
30
1.10. SOURCES
31
Air pump built by Robert Boyle. Many new instruments were devised in this period, which greatly aided in the expansion of scientic
knowledge.
32
An ivory set of Napiers Bones, an early calculating device invented by John Napier.
1.10. SOURCES
The 1698 Savery Engine was the rst successful steam engine.
33
34
Matteo Ricci (left) and Xu Guangqi (right) in Athanasius Kircher, La Chine ... Illustre, Amsterdam, 1670.
Chapter 2
Optics
This article is about the branch of physics. For the book by Sir Isaac Newton, see Opticks. For the musical artist, see
Optical (artist). For other uses, see Optic (disambiguation).
Optics is the branch of physics which involves the behaviour and properties of light, including its interactions with
matter and the construction of instruments that use or detect it.[1] Optics usually describes the behaviour of visible,
ultraviolet, and infrared light. Because light is an electromagnetic wave, other forms of electromagnetic radiation
such as X-rays, microwaves, and radio waves exhibit similar properties.[1]
Most optical phenomena can be accounted for using the classical electromagnetic description of light. Complete
electromagnetic descriptions of light are, however, often dicult to apply in practice. Practical optics is usually done
using simplied models. The most common of these, geometric optics, treats light as a collection of rays that travel in
straight lines and bend when they pass through or reect from surfaces. Physical optics is a more comprehensive model
of light, which includes wave eects such as diraction and interference that cannot be accounted for in geometric
optics. Historically, the ray-based model of light was developed rst, followed by the wave model of light. Progress in
electromagnetic theory in the 19th century led to the discovery that light waves were in fact electromagnetic radiation.
Some phenomena depend on the fact that light has both wave-like and particle-like properties. Explanation of these
eects requires quantum mechanics. When considering lights particle-like properties, the light is modelled as a
collection of particles called "photons". Quantum optics deals with the application of quantum mechanics to optical
systems.
Optical science is relevant to and studied in many related disciplines including astronomy, various engineering elds,
photography, and medicine (particularly ophthalmology and optometry). Practical applications of optics are found
in a variety of technologies and everyday objects, including mirrors, lenses, telescopes, microscopes, lasers, and bre
optics.
2.1 History
Main article: History of optics
See also: Timeline of electromagnetism and classical optics
Optics began with the development of lenses by the ancient Egyptians and Mesopotamians. The earliest known lenses,
made from polished crystal, often quartz, date from as early as 700 BC for Assyrian lenses such as the Layard/Nimrud
lens.[2] The ancient Romans and Greeks lled glass spheres with water to make lenses. These practical developments
were followed by the development of theories of light and vision by ancient Greek and Indian philosophers, and the
development of geometrical optics in the Greco-Roman world. The word optics comes from the ancient Greek word
, meaning appearance, look.[3]
Greek philosophy on optics broke down into two opposing theories on how vision worked, the "intromission theory"
and the emission theory.[4] The intro-mission approach saw vision as coming from objects casting o copies of
themselves (called eidola) that were captured by the eye. With many propagators including Democritus, Epicurus,
Aristotle and their followers, this theory seems to have some contact with modern theories of what vision really is,
but it remained only speculation lacking any experimental foundation.
Plato rst articulated the emission theory, the idea that visual perception is accomplished by rays emitted by the
eyes. He also commented on the parity reversal of mirrors in Timaeus.[5] Some hundred years later, Euclid wrote a
35
36
CHAPTER 2. OPTICS
treatise entitled Optics where he linked vision to geometry, creating geometrical optics.[6] He based his work on Platos
emission theory wherein he described the mathematical rules of perspective and described the eects of refraction
qualitatively, although he questioned that a beam of light from the eye could instantaneously light up the stars every
time someone blinked.[7] Ptolemy, in his treatise Optics, held an extramission-intromission theory of vision: the rays
(or ux) from the eye formed a cone, the vertex being within the eye, and the base dening the visual eld. The
rays were sensitive, and conveyed information back to the observers intellect about the distance and orientation of
surfaces. He summarised much of Euclid and went on to describe a way to measure the angle of refraction, though
he failed to notice the empirical relationship between it and the angle of incidence.[8]
During the Middle Ages, Greek ideas about optics were resurrected and extended by writers in the Muslim world. One
of the earliest of these was Al-Kindi (c. 80173) who wrote on the merits of Aristotelian and Euclidean ideas of optics,
2.1. HISTORY
37
favouring the emission theory since it could better quantify optical phenomenon.[10] In 984, the Persian mathematician
Ibn Sahl wrote the treatise On burning mirrors and lenses, correctly describing a law of refraction equivalent to
Snells law.[11] He used this law to compute optimum shapes for lenses and curved mirrors. In the early 11th century,
Alhazen (Ibn al-Haytham) wrote the Book of Optics (Kitab al-manazir) in which he explored reection and refraction
and proposed a new system for explaining vision and light based on observation and experiment.[12][13][14][15][16] He
rejected the emission theory of Ptolemaic optics with its rays being emitted by the eye, and instead put forward the
idea that light reected in all directions in straight lines from all points of the objects being viewed and then entered
the eye, although he was unable to correctly explain how the eye captured the rays.[17] Alhazens work was largely
ignored in the Arabic world but it was anonymously translated into Latin around 1200 A.D. and further summarised
and expanded on by the Polish monk Witelo[18] making it a standard text on optics in Europe for the next 400 years.
In the 13th century medieval Europe the English bishop Robert Grosseteste wrote on a wide range of scientic topics
discussing light from four dierent perspectives: an epistemology of light, a metaphysics or cosmogony of light, an
etiology or physics of light, and a theology of light,[19] basing it on the works Aristotle and Platonism. Grossetestes
most famous disciple, Roger Bacon, wrote works citing a wide range of recently translated optical and philosophical
works, including those of Alhazen, Aristotle, Avicenna, Averroes, Euclid, al-Kindi, Ptolemy, Tideus, and Constantine
the African. Bacon was able to use parts of glass spheres as magnifying glasses to demonstrate that light reects from
objects rather than being released from them.
The rst wearable eyeglasses were invented in Italy around 1286.[20] This was the start of the optical industry of
grinding and polishing lenses for these spectacles, rst in Venice and Florence in the thirteenth century,[21] and
later in the spectacle making centres in both the Netherlands and Germany.[22] Spectacle makers created improved
types of lenses for the correction of vision based more on empirical knowledge gained from observing the eects of
the lenses rather than using the rudimentary optical theory of the day (theory which for the most part could not even
38
CHAPTER 2. OPTICS
adequately explain how spectacles worked).[23][24] This practical development, mastery, and experimentation with
lenses led directly to the invention of the compound optical microscope around 1595, and the refracting telescope in
1608, both of which appeared in the spectacle making centres in the Netherlands.[25][26]
In the early 17th century Johannes Kepler expanded on geometric optics in his writings, covering lenses, reection
by at and curved mirrors, the principles of pinhole cameras, inverse-square law governing the intensity of light, and
the optical explanations of astronomical phenomena such as lunar and solar eclipses and astronomical parallax. He
was also able to correctly deduce the role of the retina as the actual organ that recorded images, nally being able
to scientically quantify the eects of dierent types of lenses that spectacle makers had been observing over the
previous 300 years.[27] After the invention of the telescope Kepler set out the theoretical basis on how they worked
and described an improved version, known as the Keplerian telescope, using two convex lenses to produce higher
magnication.[28]
2.1. HISTORY
39
Reproduction of a page of Ibn Sahl's manuscript showing his knowledge of the law of refraction, now known as Snells law
Optical theory progressed in the mid-17th century with treatises written by philosopher Ren Descartes, which explained a variety of optical phenomena including reection and refraction by assuming that light was emitted by
objects which produced it.[29] This diered substantively from the ancient Greek emission theory. In the late 1660s
and early 1670s, Isaac Newton expanded Descartes ideas into a corpuscle theory of light, famously determining that
white light was a mix of colours which can be separated into its component parts with a prism. In 1690, Christiaan
Huygens proposed a wave theory for light based on suggestions that had been made by Robert Hooke in 1664. Hooke
himself publicly criticised Newtons theories of light and the feud between the two lasted until Hookes death. In
1704, Newton published Opticks and, at the time, partly because of his success in other areas of physics, he was
40
CHAPTER 2. OPTICS
generally considered to be the victor in the debate over the nature of light.[29]
Newtonian optics was generally accepted until the early 19th century when Thomas Young and Augustin-Jean Fresnel
conducted experiments on the interference of light that rmly established lights wave nature. Youngs famous double
slit experiment showed that light followed the law of superposition, which is a wave-like property not predicted by
Newtons corpuscle theory. This work led to a theory of diraction for light and opened an entire area of study in
41
physical optics.[30] Wave optics was successfully unied with electromagnetic theory by James Clerk Maxwell in the
1860s.[31]
The next development in optical theory came in 1899 when Max Planck correctly modelled blackbody radiation by
assuming that the exchange of energy between light and matter only occurred in discrete amounts he called quanta.[32]
In 1905 Albert Einstein published the theory of the photoelectric eect that rmly established the quantization of
light itself.[33][34] In 1913 Niels Bohr showed that atoms could only emit discrete amounts of energy, thus explaining
the discrete lines seen in emission and absorption spectra.[35] The understanding of the interaction between light and
matter which followed from these developments not only formed the basis of quantum optics but also was crucial for
the development of quantum mechanics as a whole. The ultimate culmination, the theory of quantum electrodynamics,
explains all optics and electromagnetic processes in general as the result of the exchange of real and virtual photons.[36]
Quantum optics gained practical importance with the inventions of the maser in 1953 and of the laser in 1960.[37]
Following the work of Paul Dirac in quantum eld theory, George Sudarshan, Roy J. Glauber, and Leonard Mandel
applied quantum theory to the electromagnetic eld in the 1950s and 1960s to gain a more detailed understanding of
photodetection and the statistics of light.
2.2.1
Geometrical optics
1
1
2
interface
normal
and whose paths are governed by the laws of reection and refraction at interfaces between dierent media.[38] These
laws were discovered empirically as far back as 984 AD[11] and have been used in the design of optical components
and instruments from then until the present day. They can be summarised as follows:
42
CHAPTER 2. OPTICS
When a ray of light hits the boundary between two transparent materials, it is divided into a reected and a refracted
ray.
The law of reection says that the reected ray lies in the plane of incidence, and the angle of reection
equals the angle of incidence.
The law of refraction says that the refracted ray lies in the plane of incidence, and the sine of the angle
of refraction divided by the sine of the angle of incidence is a constant.
sin 1
=n
sin 2
where n is a constant for any two materials and a given colour of light. It is known as the refractive index.
The laws of reection and refraction can be derived from Fermats principle which states that the path taken between
two points by a ray of light is the path that can be traversed in the least time.[39]
Approximations
Geometric optics is often simplied by making the paraxial approximation, or small angle approximation. The
mathematical behaviour then becomes linear, allowing optical components and systems to be described by simple
matrices. This leads to the techniques of Gaussian optics and paraxial ray tracing, which are used to nd basic
properties of optical systems, such as approximate image and object positions and magnications.[40]
Reections
Main article: Reection (physics)
Reections can be divided into two types: specular reection and diuse reection. Specular reection describes
the gloss of surfaces such as mirrors, which reect light in a simple, predictable way. This allows for production
of reected images that can be associated with an actual (real) or extrapolated (virtual) location in space. Diuse
reection describes opaque, non limpid materials, such as paper or rock. The reections from these surfaces can only
be described statistically, with the exact distribution of the reected light depending on the microscopic structure of
the material. Many diuse reectors are described or can be approximated by Lamberts cosine law, which describes
surfaces that have equal luminance when viewed from any angle. Glossy surfaces can give both specular and diuse
reection.
In specular reection, the direction of the reected ray is determined by the angle the incident ray makes with the
surface normal, a line perpendicular to the surface at the point where the ray hits. The incident and reected rays and
the normal lie in a single plane, and the angle between the reected ray and the surface normal is the same as that
between the incident ray and the normal.[41] This is known as the Law of Reection.
For at mirrors, the law of reection implies that images of objects are upright and the same distance behind the
mirror as the objects are in front of the mirror. The image size is the same as the object size. The law also implies
that mirror images are parity inverted, which we perceive as a left-right inversion. Images formed from reection
in two (or any even number of) mirrors are not parity inverted. Corner reectors[41] retroreect light, producing
reected rays that travel back in the direction from which the incident rays came.
Mirrors with curved surfaces can be modelled by ray-tracing and using the law of reection at each point on the
surface. For mirrors with parabolic surfaces, parallel rays incident on the mirror produce reected rays that converge
at a common focus. Other curved surfaces may also focus light, but with aberrations due to the diverging shape
causing the focus to be smeared out in space. In particular, spherical mirrors exhibit spherical aberration. Curved
mirrors can form images with magnication greater than or less than one, and the magnication can be negative,
indicating that the image is inverted. An upright image formed by reection in a mirror is always virtual, while an
inverted image is real and can be projected onto a screen.[41]
43
mirror
P
normal
Refractions
Main article: Refraction
Refraction occurs when light travels through an area of space that has a changing index of refraction; this principle
allows for lenses and the focusing of light. The simplest case of refraction occurs when there is an interface between
a uniform medium with index of refraction n1 and another medium with index of refraction n2 . In such situations,
Snells Law describes the resulting deection of the light ray:
n1 sin 1 = n2 sin 2
44
CHAPTER 2. OPTICS
n1
v1
n2 index
v2 velocity
normal
interface
2
Q
Illustration of Snells Law for the case n1 < n2 , such as air/water interface
where 1 and 2 are the angles between the normal (to the interface) and the incident and refracted waves, respectively.
This phenomenon is also associated with a changing speed of light as seen from the denition of index of refraction
provided above which implies:
v1 sin 2 = v2 sin 1
where v1 and v2 are the wave velocities through the respective media.[41]
Various consequences of Snells Law include the fact that for light rays travelling from a material with a high index
of refraction to a material with a low index of refraction, it is possible for the interaction with the interface to result
in zero transmission. This phenomenon is called total internal reection and allows for bre optics technology. As
light signals travel down a bre optic cable, it undergoes total internal reection allowing for essentially no light lost
over the length of the cable. It is also possible to produce polarised light rays using a combination of reection and
refraction: When a refracted ray and the reected ray form a right angle, the reected ray has the property of plane
polarization. The angle of incidence required for such a scenario is known as Brewsters angle.[41]
Snells Law can be used to predict the deection of light rays as they pass through linear media as long as the indexes
of refraction and the geometry of the media are known. For example, the propagation of light through a prism results
in the light ray being deected depending on the shape and orientation of the prism. Additionally, since dierent
frequencies of light have slightly dierent indexes of refraction in most materials, refraction can be used to produce
dispersion spectra that appear as rainbows. The discovery of this phenomenon when passing light through a prism is
famously attributed to Isaac Newton.[41]
Some media have an index of refraction which varies gradually with position and, thus, light rays curve through the
medium rather than travel in straight lines. This eect is what is responsible for mirages seen on hot days where the
changing index of refraction of the air causes the light rays to bend creating the appearance of specular reections
in the distance (as if on the surface of a pool of water). Material that has a varying index of refraction is called
a gradient-index (GRIN) material and has many useful properties used in modern optical scanning technologies
including photocopiers and scanners. The phenomenon is studied in the eld of gradient-index optics.[42]
A device which produces converging or diverging light rays due to refraction is known as a lens. Thin lenses produce
focal points on either side that can be modelled using the lensmakers equation.[43] In general, two types of lenses
exist: convex lenses, which cause parallel light rays to converge, and concave lenses, which cause parallel light rays to
diverge. The detailed prediction of how images are produced by these lenses can be made using ray-tracing similar
to curved mirrors. Similarly to curved mirrors, thin lenses follow a simple equation that determines the location of
the images given a particular focal length ( f ) and object distance ( S1 ):
45
1
1
1
+
=
S1
S2
f
where S2 is the distance associated with the image and is considered by convention to be negative if on the same side
of the lens as the object and positive if on the opposite side of the lens.[43] The focal length f is considered negative
for concave lenses.
Incoming parallel rays are focused by a convex lens into an inverted real image one focal length from the lens, on the
far side of the lens. Rays from an object at nite distance are focused further from the lens than the focal distance;
the closer the object is to the lens, the further the image is from the lens. With concave lenses, incoming parallel rays
diverge after going through the lens, in such a way that they seem to have originated at an upright virtual image one
focal length from the lens, on the same side of the lens that the parallel rays are approaching on. Rays from an object
at nite distance are associated with a virtual image that is closer to the lens than the focal length, and on the same
side of the lens as the object. The closer the object is to the lens, the closer the virtual image is to the lens.
Likewise, the magnication of a lens is given by
M =
S2
f
=
S1
f S1
where the negative sign is given, by convention, to indicate an upright object for positive values and an inverted object
for negative values. Similar to mirrors, upright images produced by single lenses are virtual while inverted images
are real.[41]
Lenses suer from aberrations that distort images and focal points. These are due to both to geometrical imperfections
and due to the changing index of refraction for dierent wavelengths of light (chromatic aberration).[41]
46
CHAPTER 2. OPTICS
A B C D E F GH I J K L
abcde f gh i j k l
-3f
-2f
-f
c d2f
ab
A
f
F
3f
g
G
4f
5f
Images of black letters in a thin convex lens of focal length f are shown in red. Selected rays are shown for letters E, I and K in blue,
green and orange, respectively. Note that E (at 2f) has an equal-size, real and inverted image; I (at f) has its image at innity; and
K (at f/2) has a double-size, virtual and upright image.
2.2.2
Physical optics
47
m/s (exactly 299,792,458 m/s in vacuum). The wavelength of visible light waves varies between 400 and 700 nm,
but the term light is also often applied to infrared (0.7300 m) and ultraviolet radiation (10400 nm).
The wave model can be used to make predictions about how an optical system will behave without requiring an
explanation of what is waving in what medium. Until the middle of the 19th century, most physicists believed
in an ethereal medium in which the light disturbance propagated.[44] The existence of electromagnetic waves was
predicted in 1865 by Maxwells equations. These waves propagate at the speed of light and have varying electric
and magnetic elds which are orthogonal to one another, and also to the direction of propagation of the waves.[45]
Light waves are now generally treated as electromagnetic waves except when quantum mechanical eects have to be
considered.
Modelling and design of optical systems using physical optics
Many simplied approximations are available for analysing and designing optical systems. Most of these use a single
scalar quantity to represent the electric eld of the light wave, rather than using a vector model with orthogonal electric
and magnetic vectors.[46] The HuygensFresnel equation is one such model. This was derived empirically by Fresnel
in 1815, based on Huygens hypothesis that each point on a wavefront generates a secondary spherical wavefront,
which Fresnel combined with the principle of superposition of waves. The Kirchho diraction equation, which is
derived using Maxwells equations, puts the Huygens-Fresnel equation on a rmer physical foundation. Examples of
the application of HuygensFresnel principle can be found in the sections on diraction and Fraunhofer diraction.
More rigorous models, involving the modelling of both electric and magnetic elds of the light wave, are required
when dealing with the detailed interaction of light with materials where the interaction depends on their electric and
magnetic properties. For instance, the behaviour of a light wave interacting with a metal surface is quite dierent
from what happens when it interacts with a dielectric material. A vector model must also be used to model polarised
light.
Numerical modeling techniques such as the nite element method, the boundary element method and the transmissionline matrix method can be used to model the propagation of light in systems which cannot be solved analytically. Such
models are computationally demanding and are normally only used to solve small-scale problems that require accuracy
beyond that which can be achieved with analytical solutions.[47]
All of the results from geometrical optics can be recovered using the techniques of Fourier optics which apply many
of the same mathematical and analytical techniques used in acoustic engineering and signal processing.
Gaussian beam propagation is a simple paraxial physical optics model for the propagation of coherent radiation such
as laser beams. This technique partially accounts for diraction, allowing accurate calculations of the rate at which
a laser beam expands with distance, and the minimum size to which the beam can be focused. Gaussian beam
propagation thus bridges the gap between geometric and physical optics.[48]
Superposition and interference
Main articles: Superposition principle and Interference (optics)
In the absence of nonlinear eects, the superposition principle can be used to predict the shape of interacting waveforms through the simple addition of the disturbances.[49] This interaction of waves to produce a resulting pattern is
generally termed interference and can result in a variety of outcomes. If two waves of the same wavelength and
frequency are in phase, both the wave crests and wave troughs align. This results in constructive interference and
an increase in the amplitude of the wave, which for light is associated with a brightening of the waveform in that
location. Alternatively, if the two waves of the same wavelength and frequency are out of phase, then the wave crests
will align with wave troughs and vice versa. This results in destructive interference and a decrease in the amplitude of
the wave, which for light is associated with a dimming of the waveform at that location. See below for an illustration
of this eect.[49]
Since the HuygensFresnel principle states that every point of a wavefront is associated with the production of a new
disturbance, it is possible for a wavefront to interfere with itself constructively or destructively at dierent locations
producing bright and dark fringes in regular and predictable patterns.[49] Interferometry is the science of measuring these patterns, usually as a means of making precise determinations of distances or angular resolutions.[50] The
Michelson interferometer was a famous instrument which used interference eects to accurately measure the speed
of light.[51]
48
CHAPTER 2. OPTICS
When oil or fuel is spilled, colourful patterns are formed by thin-lm interference.
The appearance of thin lms and coatings is directly aected by interference eects. Antireective coatings use
destructive interference to reduce the reectivity of the surfaces they coat, and can be used to minimise glare and
unwanted reections. The simplest case is a single layer with thickness one-fourth the wavelength of incident light.
The reected wave from the top of the lm and the reected wave from the lm/material interface are then exactly
180 out of phase, causing destructive interference. The waves are only exactly out of phase for one wavelength, which
would typically be chosen to be near the centre of the visible spectrum, around 550 nm. More complex designs using
multiple layers can achieve low reectivity over a broad band, or extremely low reectivity at a single wavelength.
Constructive interference in thin lms can create strong reection of light in a range of wavelengths, which can be
narrow or broad depending on the design of the coating. These lms are used to make dielectric mirrors, interference
lters, heat reectors, and lters for colour separation in colour television cameras. This interference eect is also
what causes the colourful rainbow patterns seen in oil slicks.[49]
49
Diraction on two slits separated by distance d . The bright fringes occur along lines where black lines intersect with black lines and
white lines intersect with white lines. These fringes are separated by angle and are numbered as order n .
showed that his results could only be explained if the two slits acted as two unique sources of waves rather than
corpuscles.[56] In 1815 and 1818, Augustin-Jean Fresnel rmly established the mathematics of how wave interference
can account for diraction.[43]
The simplest physical models of diraction use equations that describe the angular separation of light and dark fringes
due to light of a particular wavelength (). In general, the equation takes the form
m = d sin
where d is the separation between two wavefront sources (in the case of Youngs experiments, it was two slits), is
the angular separation between the central fringe and the m th order fringe, where the central maximum is m = 0
.[57]
This equation is modied slightly to take into account a variety of situations such as diraction through a single gap,
diraction through multiple slits, or diraction through a diraction grating that contains a large number of slits
at equal spacing.[57] More complicated models of diraction require working with the mathematics of Fresnel or
Fraunhofer diraction.[58]
X-ray diraction makes use of the fact that atoms in a crystal have regular spacing at distances that are on the order
of one angstrom. To see diraction patterns, x-rays with similar wavelengths to that spacing are passed through the
crystal. Since crystals are three-dimensional objects rather than two-dimensional gratings, the associated diraction
pattern varies in two directions according to Bragg reection, with the associated bright spots occurring in unique
patterns and d being twice the spacing between atoms.[57]
Diraction eects limit the ability for an optical detector to optically resolve separate light sources. In general, light
that is passing through an aperture will experience diraction and the best images that can be created (as described in
diraction-limited optics) appear as a central spot with surrounding bright rings, separated by dark nulls; this pattern
is known as an Airy pattern, and the central bright lobe as an Airy disk.[43] The size of such a disk is given by
sin = 1.22
where is the angular resolution, is the wavelength of the light, and D is the diameter of the lens aperture. If the
angular separation of the two points is signicantly less than the Airy disk angular radius, then the two points cannot
be resolved in the image, but if their angular separation is much greater than this, distinct images of the two points
are formed and they can therefore be resolved. Rayleigh dened the somewhat arbitrary "Rayleigh criterion" that
50
CHAPTER 2. OPTICS
two points whose angular separation is equal to the Airy disk radius (measured to rst null, that is, to the rst place
where no light is seen) can be considered to be resolved. It can be seen that the greater the diameter of the lens or
its aperture, the ner the resolution.[57] Interferometry, with its ability to mimic extremely large baseline apertures,
allows for the greatest angular resolution possible.[50]
For astronomical imaging, the atmosphere prevents optimal resolution from being achieved in the visible spectrum
due to the atmospheric scattering and dispersion which cause stars to twinkle. Astronomers refer to this eect as the
quality of astronomical seeing. Techniques known as adaptive optics have been used to eliminate the atmospheric
disruption of images and achieve results that approach the diraction limit.[59]
Dispersion: two sinusoids propagating at dierent speeds make a moving interference pattern. The red dot moves with the phase
velocity, and the green dots propagate with the group velocity. In this case, the phase velocity is twice the group velocity. The red dot
overtakes two green dots, when moving from the left to the right of the gure. In eect, the individual waves (which travel with the
phase velocity) escape from the wave packet (which travels with the group velocity).
Material dispersion is often characterised by the Abbe number, which gives a simple measure of dispersion based
on the index of refraction at three specic wavelengths. Waveguide dispersion is dependent on the propagation
constant.[43] Both kinds of dispersion cause changes in the group characteristics of the wave, the features of the
wave packet that change with the same frequency as the amplitude of the electromagnetic wave. Group velocity
dispersion manifests as a spreading-out of the signal envelope of the radiation and can be quantied with a group
dispersion delay parameter:
D=
1 dvg
vg2 d
where vg is the group velocity.[62] For a uniform medium, the group velocity is
51
(
)1
dn
vg = c n
d
where n is the index of refraction and c is the speed of light in a vacuum.[63] This gives a simpler form for the dispersion
delay parameter:
D=
d2 n
.
c d2
If D is less than zero, the medium is said to have positive dispersion or normal dispersion. If D is greater than zero, the
medium has negative dispersion. If a light pulse is propagated through a normally dispersive medium, the result is the
higher frequency components slow down more than the lower frequency components. The pulse therefore becomes
positively chirped, or up-chirped, increasing in frequency with time. This causes the spectrum coming out of a prism to
appear with red light the least refracted and blue/violet light the most refracted. Conversely, if a pulse travels through
an anomalously (negatively) dispersive medium, high frequency components travel faster than the lower ones, and the
pulse becomes negatively chirped, or down-chirped, decreasing in frequency with time.[64]
The result of group velocity dispersion, whether negative or positive, is ultimately temporal spreading of the pulse.
This makes dispersion management extremely important in optical communications systems based on optical bres,
since if dispersion is too high, a group of pulses representing information will each spread in time and merge, making
it impossible to extract the signal.[62]
Polarization
Main article: Polarization (waves)
Polarization is a general property of waves that describes the orientation of their oscillations. For transverse waves
such as many electromagnetic waves, it describes the orientation of the oscillations in the plane perpendicular to
the waves direction of travel. The oscillations may be oriented in a single direction (linear polarization), or the
oscillation direction may rotate as the wave travels (circular or elliptical polarization). Circularly polarised waves can
rotate rightward or leftward in the direction of travel, and which of those two rotations is present in a wave is called
the waves chirality.[65]
The typical way to consider polarization is to keep track of the orientation of the electric eld vector as the electromagnetic wave propagates. The electric eld vector of a plane wave may be arbitrarily divided into two perpendicular
components labeled x and y (with z indicating the direction of travel). The shape traced out in the x-y plane by the
electric eld vector is a Lissajous gure that describes the polarization state.[43] The following gures show some examples of the evolution of the electric eld vector (blue), with time (the vertical axes), at a particular point in space,
along with its x and y components (red/left and green/right), and the path traced by the vector in the plane (purple):
The same evolution would occur when looking at the electric eld at a particular time while evolving the point in
space, along the direction opposite to propagation.
Linear
Circular
Elliptical polarization
In the leftmost gure above, the x and y components of the light wave are in phase. In this case, the ratio of their
strengths is constant, so the direction of the electric vector (the vector sum of these two components) is constant.
Since the tip of the vector traces out a single line in the plane, this special case is called linear polarization. The
direction of this line depends on the relative amplitudes of the two components.[65]
In the middle gure, the two orthogonal components have the same amplitudes and are 90 out of phase. In this case,
one component is zero when the other component is at maximum or minimum amplitude. There are two possible
52
CHAPTER 2. OPTICS
phase relationships that satisfy this requirement: the x component can be 90 ahead of the y component or it can be
90 behind the y component. In this special case, the electric vector traces out a circle in the plane, so this polarization
is called circular polarization. The rotation direction in the circle depends on which of the two phase relationships
exists and corresponds to right-hand circular polarization and left-hand circular polarization.[43]
In all other cases, where the two components either do not have the same amplitudes and/or their phase dierence is
neither zero nor a multiple of 90, the polarization is called elliptical polarization because the electric vector traces out
an ellipse in the plane (the polarization ellipse). This is shown in the above gure on the right. Detailed mathematics
of polarization is done using Jones calculus and is characterised by the Stokes parameters.[43]
Changing polarization Media that have dierent indexes of refraction for dierent polarization modes are called
birefringent.[65] Well known manifestations of this eect appear in optical wave plates/retarders (linear modes) and in
Faraday rotation/optical rotation (circular modes).[43] If the path length in the birefringent medium is sucient, plane
waves will exit the material with a signicantly dierent propagation direction, due to refraction. For example, this is
the case with macroscopic crystals of calcite, which present the viewer with two oset, orthogonally polarised images
of whatever is viewed through them. It was this eect that provided the rst discovery of polarization, by Erasmus
Bartholinus in 1669. In addition, the phase shift, and thus the change in polarization state, is usually frequency
dependent, which, in combination with dichroism, often gives rise to bright colours and rainbow-like eects. In
mineralogy, such properties, known as pleochroism, are frequently exploited for the purpose of identifying minerals
using polarization microscopes. Additionally, many plastics that are not normally birefringent will become so when
subject to mechanical stress, a phenomenon which is the basis of photoelasticity.[65] Non-birefringent methods, to
rotate the linear polarization of light beams, include the use of prismatic polarization rotators which use total internal
reection in a prism set designed for ecient collinear transmission.[66]
Media that reduce the amplitude of certain polarization modes are called dichroic. with devices that block nearly
all of the radiation in one mode known as polarizing lters or simply "polarisers". Malus law, which is named after
tienne-Louis Malus, says that when a perfect polariser is placed in a linear polarised beam of light, the intensity, I,
of the light that passes through is given by
I = I0 cos2 i
where
I 0 is the initial intensity,
and i is the angle between the lights initial polarization direction and the axis of the polariser.[65]
A beam of unpolarised light can be thought of as containing a uniform mixture of linear polarizations at all possible
angles. Since the average value of cos2 is 1/2, the transmission coecient becomes
I
1
=
I0
2
In practice, some light is lost in the polariser and the actual transmission of unpolarised light will be somewhat lower
than this, around 38% for Polaroid-type polarisers but considerably higher (>49.9%) for some birefringent prism
types.[43]
In addition to birefringence and dichroism in extended media, polarization eects can also occur at the (reective)
interface between two materials of dierent refractive index. These eects are treated by the Fresnel equations. Part
of the wave is transmitted and part is reected, with the ratio depending on angle of incidence and the angle of
refraction. In this way, physical optics recovers Brewsters angle.[43] When light reects from a thin lm on a surface,
interference between the reections from the lms surfaces can produce polarization in the reected and transmitted
light.
Natural light Most sources of electromagnetic radiation contain a large number of atoms or molecules that emit
light. The orientation of the electric elds produced by these emitters may not be correlated, in which case the light
is said to be unpolarised. If there is partial correlation between the emitters, the light is partially polarised. If the
polarization is consistent across the spectrum of the source, partially polarised light can be described as a superposition
53
of a completely unpolarised component, and a completely polarised one. One may then describe the light in terms
of the degree of polarization, and the parameters of the polarization ellipse.[43]
Light reected by shiny transparent materials is partly or fully polarised, except when the light is normal (perpendicular) to the surface. It was this eect that allowed the mathematician tienne-Louis Malus to make the measurements
that allowed for his development of the rst mathematical models for polarised light. Polarization occurs when light
is scattered in the atmosphere. The scattered light produces the brightness and colour in clear skies. This partial
polarization of scattered light can be taken advantage of using polarizing lters to darken the sky in photographs.
Optical polarization is principally of importance in chemistry due to circular dichroism and optical rotation ("circular birefringence") exhibited by optically active (chiral) molecules.[43]
2.3.1
Lasers
54
CHAPTER 2. OPTICS
2.3.2
KapitsaDirac eect
The KapitsaDirac eect causes beams of particles to diract as the result of meeting a standing wave of light. Light
can be used to position matter using various phenomena (see optical tweezers).
2.4 Applications
Optics is part of everyday life. The ubiquity of visual systems in biology indicates the central role optics plays as the
science of one of the ve senses. Many people benet from eyeglasses or contact lenses, and optics are integral to the
functioning of many consumer goods including cameras. Rainbows and mirages are examples of optical phenomena.
Optical communication provides the backbone for both the Internet and modern telephony.
2.4.1
Human eye
2.4. APPLICATIONS
55
provides the curvature necessary to send the far point to innity. Astigmatism is corrected with a cylindrical surface
lens that curves more strongly in one direction than in another, compensating for the non-uniformity of the cornea.[80]
The optical power of corrective lenses is measured in diopters, a value equal to the reciprocal of the focal length
measured in meters; with a positive focal length corresponding to a converging lens and a negative focal length
corresponding to a diverging lens. For lenses that correct for astigmatism as well, three numbers are given: one for
the spherical power, one for the cylindrical power, and one for the angle of orientation of the astigmatism.[80]
Visual eects
Main articles: Optical illusions and Perspective (graphical)
For the visual eects used in lm, video, and computer graphics, see visual eects.
Optical illusions (also called visual illusions) are characterized by visually perceived images that dier from objective
reality. The information gathered by the eye is processed in the brain to give a percept that diers from the object
being imaged. Optical illusions can be the result of a variety of phenomena including physical eects that create
images that are dierent from the objects that make them, the physiological eects on the eyes and brain of excessive
stimulation (e.g. brightness, tilt, colour, movement), and cognitive illusions where the eye and brain make unconscious
inferences.[81]
Cognitive illusions include some which result from the unconscious misapplication of certain optical principles. For
example, the Ames room, Hering, Mller-Lyer, Orbison, Ponzo, Sander, and Wundt illusions all rely on the suggestion
of the appearance of distance by using converging and diverging lines, in the same way that parallel light rays (or
indeed any set of parallel lines) appear to converge at a vanishing point at innity in two-dimensionally rendered
images with artistic perspective.[82] This suggestion is also responsible for the famous moon illusion where the moon,
despite having essentially the same angular size, appears much larger near the horizon than it does at zenith.[83] This
illusion so confounded Ptolemy that he incorrectly attributed it to atmospheric refraction when he described it in his
treatise, Optics.[8]
Another type of optical illusion exploits broken patterns to trick the mind into perceiving symmetries or asymmetries
that are not present. Examples include the caf wall, Ehrenstein, Fraser spiral, Poggendor, and Zllner illusions.
Related, but not strictly illusions, are patterns that occur due to the superimposition of periodic structures. For
example transparent tissues with a grid structure produce shapes known as moir patterns, while the superimposition
of periodic transparent patterns comprising parallel opaque lines or curves produces line moir patterns.[84]
Optical instruments
Main article: Optical instruments
Single lenses have a variety of applications including photographic lenses, corrective lenses, and magnifying glasses
while single mirrors are used in parabolic reectors and rear-view mirrors. Combining a number of mirrors, prisms,
and lenses produces compound optical instruments which have practical uses. For example, a periscope is simply two
plane mirrors aligned to allow for viewing around obstructions. The most famous compound optical instruments in
science are the microscope and the telescope which were both invented by the Dutch in the late 16th century.[85]
Microscopes were rst developed with just two lenses: an objective lens and an eyepiece. The objective lens is
essentially a magnifying glass and was designed with a very small focal length while the eyepiece generally has a
longer focal length. This has the eect of producing magnied images of close objects. Generally, an additional
source of illumination is used since magnied images are dimmer due to the conservation of energy and the spreading
of light rays over a larger surface area. Modern microscopes, known as compound microscopes have many lenses in
them (typically four) to optimize the functionality and enhance image stability.[85] A slightly dierent variety of
microscope, the comparison microscope, looks at side-by-side images to produce a stereoscopic binocular view that
appears three dimensional when used by humans.[86]
The rst telescopes, called refracting telescopes were also developed with a single objective and eyepiece lens. In
contrast to the microscope, the objective lens of the telescope was designed with a large focal length to avoid optical
aberrations. The objective focuses an image of a distant object at its focal point which is adjusted to be at the focal
point of an eyepiece of a much smaller focal length. The main goal of a telescope is not necessarily magnication, but
rather collection of light which is determined by the physical size of the objective lens. Thus, telescopes are normally
indicated by the diameters of their objectives rather than by the magnication which can be changed by switching
56
CHAPTER 2. OPTICS
eyepieces. Because the magnication of a telescope is equal to the focal length of the objective divided by the focal
length of the eyepiece, smaller focal-length eyepieces cause greater magnication.[85]
Since crafting large lenses is much more dicult than crafting large mirrors, most modern telescopes are reecting
telescopes, that is, telescopes that use a primary mirror rather than an objective lens. The same general optical considerations apply to reecting telescopes that applied to refracting telescopes, namely, the larger the primary mirror,
the more light collected, and the magnication is still equal to the focal length of the primary mirror divided by the
focal length of the eyepiece. Professional telescopes generally do not have eyepieces and instead place an instrument
(often a charge-coupled device) at the focal point instead.[85]
2.4.2
Photography
f /# = N =
f
D
where f is the focal length, and D is the diameter of the entrance pupil. By convention, f/#" is treated as a single
symbol, and specic values of f/# are written by replacing the number sign with the value. The two ways to increase
the f-stop are to either decrease the diameter of the entrance pupil or change to a longer focal length (in the case of
a zoom lens, this can be done by simply adjusting the lens). Higher f-numbers also have a larger depth of eld due to
the lens approaching the limit of a pinhole camera which is able to focus all images perfectly, regardless of distance,
but requires very long exposure times.[89]
The eld of view that the lens will provide changes with the focal length of the lens. There are three basic classications
based on the relationship to the diagonal size of the lm or sensor size of the camera to the focal length of the lens:[90]
Normal lens: angle of view of about 50 (called normal because this angle considered roughly equivalent to
human vision[90] ) and a focal length approximately equal to the diagonal of the lm or sensor.[91]
Wide-angle lens: angle of view wider than 60 and focal length shorter than a normal lens.[92]
Long focus lens: angle of view narrower than a normal lens. This is any lens with a focal length longer than
the diagonal measure of the lm or sensor.[93] The most common type of long focus lens is the telephoto lens,
a design that uses a special telephoto group to be physically shorter than its focal length.[94]
Modern zoom lenses may have some or all of these attributes.
The absolute value for the exposure time required depends on how sensitive to light the medium being used is (measured by the lm speed, or, for digital media, by the quantum eciency).[95] Early photography used media that
had very low light sensitivity, and so exposure times had to be long even for very bright shots. As technology has
improved, so has the sensitivity through lm cameras and digital cameras.[96]
Other results from physical and geometrical optics apply to camera optics. For example, the maximum resolution
capability of a particular camera set-up is determined by the diraction limit associated with the pupil size and given,
roughly, by the Rayleigh criterion.[97]
2.4.3
57
Atmospheric optics
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[54] R. Hooke (1665). Micrographia: or, Some physiological descriptions of minute bodies made by magnifying glasses. London:
J. Martyn and J. Allestry. ISBN 0-486-49564-7.
[55] H. W. Turnbull (19401941). Early Scottish Relations with the Royal Society: I. James Gregory, F.R.S. (16381675)".
Notes and Records of the Royal Society of London 3: 22. doi:10.1098/rsnr.1940.0003. JSTOR 531136.
[56] T. Rothman (2003). Everythings Relative and Other Fables in Science and Technology. New Jersey: Wiley. ISBN 0-47120257-6.
[57] H. D. Young (1992). University Physics 8e. Addison-Wesley. ISBN 0-201-52981-5.Chapter 38
[58] R. S. Longhurst (1968). Geometrical and Physical Optics, 2nd Edition. London: Longmans.
[59] Lucky Exposures: Diraction limited astronomical imaging through the atmosphere by Robert Nigel Tubbs
[60] C. F. Bohren and D. R. Human (1983). Absorption and Scattering of Light by Small Particles. Wiley. ISBN 0-471-293407.
[61] J. D. Jackson (1975). Classical Electrodynamics (2nd ed.). Wiley. p. 286. ISBN 0-471-43132-X.
[62] R. Ramaswami and K. N. Sivarajan (1998). Optical Networks: A Practical Perspective. London: Academic Press. ISBN
0123740924.
[63] Brillouin, Lon. Wave Propagation and Group Velocity. Academic Press Inc., New York (1960)
[64] M. Born and E. Wolf (1999). Principle of Optics. Cambridge: Cambridge University Press. pp. 1424. ISBN 0-52164222-1.
[65] H. D. Young (1992). University Physics 8e. Addison-Wesley. ISBN 0-201-52981-5.Chapter 34
[66] F. J. Duarte (2015). Tunable Laser Optics (2nd ed.). New York: CRC. pp. 117120]. ISBN 978-1-4822-4529-5.
[67] D. F. Walls and G. J. Milburn Quantum Optics (Springer 1994)
[68] Alastair D. McAulay (16 January 1991). Optical computer architectures: the application of optical concepts to next generation
computers. Wiley. ISBN 978-0-471-63242-9. Retrieved 12 July 2012.
60
CHAPTER 2. OPTICS
[69] Y. R. Shen (1984). The principles of nonlinear optics. New York, Wiley-Interscience. ISBN 0-471-88998-9.
[70] laser. Reference.com. Retrieved 2008-05-15.
[71] Charles H. Townes Nobel Lecture. nobelprize.org
[72] The VLTs Articial Star. ESO Picture of the Week. Retrieved 25 June 2014.
[73] C. H. Townes. The rst laser. University of Chicago. Retrieved 2008-05-15.
[74] C. H. Townes (2003). The rst laser. In Laura Garwin and Tim Lincoln. A Century of Nature: Twenty-One Discoveries
that Changed Science and the World. University of Chicago Press. pp. 10712. ISBN 0-226-28413-1. Retrieved 200802-02.
[75] What is a bar code? denso-wave.com
[76] How the CD was developed. BBC News. 2007-08-17. Retrieved 2007-08-17.
[77] J. Wilson and J.F.B. Hawkes (1987). Lasers: Principles and Applications, Prentice Hall International Series in Optoelectronics. Prentice Hall. ISBN 0-13-523697-5.
[78] D. Atchison and G. Smith (2000). Optics of the Human Eye. Elsevier. ISBN 0-7506-3775-7.
[79] E. R. Kandel, J. H. Schwartz, T. M. Jessell (2000). Principles of Neural Science (4th ed.). New York: McGraw-Hill. pp.
507513. ISBN 0-8385-7701-6.
[80] D. Meister. Ophthalmic Lens Design. OptiCampus.com. Retrieved November 12, 2008.
[81] J. Bryner (2008-06-02). Key to All Optical Illusions Discovered. LiveScience.com.
[82] Geometry of the Vanishing Point at Convergence
[83] The Moon Illusion Explained, Don McCready, University of Wisconsin-Whitewater
[84] A. K. Jain, M. Figueiredo, J. Zerubia (2001). Energy Minimization Methods in Computer Vision and Pattern Recognition.
Springer. ISBN 978-3-540-42523-6.
[85] H. D. Young (1992). 36. University Physics 8e. Cornell University. ISBN 0-201-52981-5.
[86] P. E. Nothnagle, W. Chambers, M. W. Davidson. Introduction to Stereomicroscopy. Nikon MicroscopyU.
[87] Samuel Edward Sheppard and Charles Edward Kenneth Mees (1907). Investigations on the Theory of the Photographic
Process. Longmans, Green and Co. p. 214.
[88] B. J. Suess (2003). Mastering Black-and-White Photography. Allworth Communications. ISBN 1-58115-306-6.
[89] M. J. Langford (2000). Basic Photography. Focal Press. ISBN 0-240-51592-7.
[90] Bruce Warren (2001). Photography. Cengage Learning. p. 71. ISBN 978-0-7668-1777-7.
[91] Leslie D. Stroebel (1999). View Camera Technique. Focal Press. ISBN 0-240-80345-0.
[92] S. Simmons (1992). Using the View Camera. Amphoto Books. p. 35. ISBN 0-8174-6353-4.
[93] Sidney F. Ray (2002). Applied Photographic Optics: Lenses and Optical Systems for Photography, Film, Video, Electronic
and Digital Imaging. Focal Press. p. 294. ISBN 978-0-240-51540-3.
[94] New York Times Sta (2004). The New York Times Guide to Essential Knowledge. Macmillan. ISBN 978-0-312-31367-8.
[95] R. R. Carlton, A. McKenna Adler (2000). Principles of Radiographic Imaging: An Art and a Science. Thomson Delmar
Learning. ISBN 0-7668-1300-2.
[96] W. Crawford (1979). The Keepers of Light: A History and Working Guide to Early Photographic Processes. Dobbs Ferry,
New York: Morgan & Morgan. p. 20. ISBN 0-87100-158-6.
[97] J. M. Cowley (1975). Diraction physics. Amsterdam: North-Holland. ISBN 0-444-10791-6.
[98] C. D. Ahrens (1994). Meteorology Today: an introduction to weather, climate, and the environment (5th ed.). West Publishing Company. pp. 8889. ISBN 0-314-02779-3.
[99] A. Young. An Introduction to Mirages.
61
Further reading
Born, Max; Wolf, Emil (2002). Principles of Optics. Cambridge University Press. ISBN 1139643401.
Hecht, Eugene (2002). Optics (4 ed.). Addison-Wesley Longman, Incorporated. ISBN 0805385665.
Serway, Raymond A.; Jewett, John W. (2004). Physics for scientists and engineers (6, illustrated ed.). Belmont,
CA: Thomson-Brooks/Cole. ISBN 0534408427.
Tipler, Paul A.; Mosca, Gene (2004). Physics for Scientists and Engineers: Electricity, Magnetism, Light, and
Elementary Modern Physics 2. W. H. Freeman. ISBN 9780716708100.
Lipson, Stephen G.; Lipson, Henry; Tannhauser, David Stefan (1995). Optical Physics. Cambridge University
Press. ISBN 0521436311.
Fowles, Grant R. (1975). Introduction to Modern Optics. Courier Dover Publications. ISBN 0486659577.
62
CHAPTER 2. OPTICS
63
64
CHAPTER 2. OPTICS
I0
65
Polarizer
z
I
The eects of a polarising lter on the sky in a photograph. Left picture is taken without polariser. For the right picture, lter was
adjusted to eliminate certain polarizations of the scattered blue light from the sky.
66
Experiments such as this one with high-power lasers are part of the modern optics research.
CHAPTER 2. OPTICS
67
Model of a human eye. Features mentioned in this article are 3. ciliary muscle, 6. pupil, 8. cornea, 10. lens cortex, 22. optic nerve,
26. fovea, 30. retina
68
The Ponzo Illusion relies on the fact that parallel lines appear to converge as they approach innity.
CHAPTER 2. OPTICS
69
70
CHAPTER 2. OPTICS
71
A colourful sky is often due to scattering of light o particulates and pollution, as in this photograph of a sunset during the October
2007 California wildres.
Chapter 3
Byzantine science
Byzantine science played an important role in the transmission of classical knowledge to the Islamic world and to
Renaissance Italy, and also in the transmission of Arabic science to Renaissance Italy.[1] Its rich historiographical tradition preserved ancient knowledge upon which splendid art, architecture, literature and technological achievements
were built.
3.2 Mathematics
Byzantine scientists preserved and continued the legacy of the great Ancient Greek mathematicians and put mathematics in practice. In early Byzantium (5th to 7th century) the architects and mathematicians Isidore of Miletus and
Anthemius of Tralles used complex mathematical formulas to construct the great Hagia Sophia church, a technological breakthrough for its time and for centuries afterwards due to its striking geometry, bold design and height. In late
Byzantium (9th to 12th century) mathematicians like Michael Psellos considered mathematics as a way to interpret
the world.
3.3 Medicine
Main article: Byzantine medicine
Medicine was one of the sciences in which the Byzantines improved on their Greco-Roman predecessors. As a result,
Byzantine medicine had an inuence on Islamic medicine as well as the medicine of the Renaissance.
72
73
The frontispiece of the Vienna Dioscurides shows a set of seven famous physicians. The most prominent man in the picture is Galen,
who sits on a folding chair.
3.4 Greek re
Main article: Greek re
Greek re was an incendiary weapon used by the Byzantine Empire. The Byzantines typically used it in naval battles
74
to great eect as it could continue burning even on water. It provided a technological advantage, and was responsible
for many key Byzantine military victories, most notably the salvation of Constantinople from two Arab sieges, thus
securing the Empires survival. Greek re proper however was invented in c. 672, and is ascribed by the chronicler
Theophanes to Kallinikos, an architect from Heliopolis in the former province of Phoenice, by then overrun by the
Muslim conquests.[5]
3.8. REFERENCES
75
3.8 References
[1] George Saliba (2006-04-27). Islamic Science and the Making of Renaissance Europe. Retrieved 2008-03-01.
[2] Byzantine Medicine - Vienna Dioscurides. Antiqua Medicina. University of Virginia. Retrieved 2007-05-27.
[3] The faculty was composed exclusively of philosophers, scientists, rhetoricians, and philologists (Tatakes, Vasileios N.;
Moutafakis, Nicholas J. (2003). Byzantine Philosophy. Hackett Publishing. p. 189. ISBN 0-87220-563-0.)
[4] Anastos, Milton V. (1962). The History of Byzantine Science. Report on the Dumbarton Oaks Symposium of 1961.
Dumbarton Oaks Papers (Dumbarton Oaks, Trustees for Harvard University) 16: 409411. doi:10.2307/1291170. JSTOR
1291170.
[5] Pryor & Jereys 2006, pp. 607609
[6] Introduction to Astronomy, Containing the Eight Divided Books of Abu Mashar Abalachus. World Digital Library.
1506. Retrieved 2013-07-16.
[7] Pingree, David (1964). Gregory Chioniades and Palaeologan Astronomy. Dumbarton Oaks Papers 18: 13560.
[8] King, David A. (March 1991). Reviews: The Astronomical Works of Gregory Chioniades, Volume I: The Zij al- Ala'i by
Gregory Chioniades, David Pingree; An Eleventh-Century Manual of Arabo-Byzantine Astronomy by Alexander Jones.
Isis 82 (1): 1168. doi:10.1086/355661.
[9] Joseph Leichter (June 27, 2009). The Zij as-Sanjari of Gregory Chioniades. Internet Archive. Retrieved 2009-10-02.
[10] Tatakes-Moutafakis, Byzantine Philosophy, 110
[11] Tatakes-Moutafakis, Byzantine Philosophy, 189
[12] Robins, Robert Henry (1993). Chapter I. The Byzantine Grammarians: Their Place in History. Walter de Gruyter. p. 8.
ISBN 3-11-013574-4.
Chapter 4
4.1.1
Through the Umayyad and, in particular, the succeeding Abbasid Caliphate's early phase, lies the period of Islamic
history known as the Islamic Golden Age. This era can be identied as the years between 692 and 945,[15] and ended
when the caliphate was marginalized by local Muslim rulers in Baghdad its traditional seat of power. From 945
onward until the sacking of Baghdad by the Mongols in 1258, the Caliph continued on as a gurehead, with power
devolving more to local amirs.[17]
During the Islamic Golden Age, stable political structures were established and trade ourished. The Chinese were
undergoing a revolution in commerce, and the trade routes between the lands of Islam and China boomed both
overland and along the coastal routes between the two civilizations.[17] Islamic civilization continued to be primarily
based upon agriculture, but commerce began to play a more important role as the caliphate secured peace within the
empire. The wars and cultural divisions that had separated peoples before the Arab conquests gradually gave way to a
76
77
new civilization encompassing diverse ethnic and religious backgrounds. This new Islamic civilization used the Arabic
language as transmitters of culture and Arabic increasingly became the language of commerce and government.[18]
Over time, the great religious and cultural works of the empire were translated into Arabic, the population increasingly
understood Arabic, and they increasingly professed Islam as their religion. The cultural heritages of the area included
strong Hellenic, Indic, Asyrian and Persian inuences. The Greek intellectual traditions were recognized, translated
and studied broadly. Through this process, the population of the lands of Islam gained access to all the important
works of all the cultures of the empire, and a new common civilization formed in this area of the world, based on the
religion of Islam. A new era of high culture and innovation ensued, where these diverse inuences were recognized
and given their respective places in the social consciousness.[19]
4.1.2
The pious scholars of Islam, men and women collectively known as the ulama, were the most inuential element
of society in the elds of Sharia law, speculative thought and theology. Their pronouncements dened the external
practice of Islam, including prayer, as well as the details of the Islamic way of life. They held strong inuence over
government, and especially the laws of commerce. They were not rulers themselves, but rather keepers and upholders
of the rule of law.[20]
Conversely, among the religious, there were inheritors of the more charismatic expressions of Christianity and Buddhism, in the Su orders. These Muslims had a more informal and varied approach to their religion. Islam also
expressed itself in other, more esoteric forms that could have signicant inuence over public discourse during times
of social unrest.[21]
Among the more worldly, adab polite, worldly culture permeated the lives of the professional, the courtly
and genteel classes. Art, literature, poetry, music and even some aspects of religion were among the areas widely
appreciated by those of a more rened taste among Muslim and non-Muslim alike. New trends and new topics owed
from the center of the Baghdad courts, to be adopted both quickly and widely across the lands of Islam.[21]
Apart from these other traditions stood falsafa; Greek philosophy, inclusive of the sciences as well as the philosophy
of the ancients. This science had been widely known across Mesopotamia and Iran since before the advent of Islam.
These sciences were in many ways contrary to the teachings of Islam and the ways of the adab, but were nonetheless
highly regarded in society. The ulama tolerated these outlooks and practices with reservation. Some faylasufs made
a good living in the practices of astrology and medicine.[21]
78
The roots of Islamic science drew primarily upon Arab, Persian, Indian and Greek learning. The extent of Islamic
scientic achievement is not as yet fully understood, but it is extremely vast.[1]
These achievements encompass a wide range of subject areas; most notably[1]
Mathematics
Astronomy
Medicine
Other notable areas, and specialized subjects, of scientic inquiry include
Physics
Alchemy and chemistry
Cosmology
Ophthalmology
Geography and cartography
Sociology
Psychology
4.2.2
Notable scientists
In medieval Islam, the sciences, which included philosophy, were viewed holistically. The individual scientic disciplines were approached in terms of their relationships to each other and the whole, as if they were branches of a
tree. In this regard, the most important scientists of Islamic civilization have been the polymaths, known as hakim
or sages. Their role in the transmission of the sciences was central.[22]
The hakim was most often a poet and a writer, skilled in the practice of medicine as well as astronomy and mathematics. These multi-talented sages, the central gures in Islamic science, elaborated and personied the unity of
the sciences. They orchestrated scientic development through their insights, and excelled in their explorations as
well.[22]
4.2.3
Arabs
Ibn Ishaq al-Kindi (801873) was a philosopher and polymath scientist heavily involved in the translation of
Greek classics into Arabic. He worked to reconcile the conicts between his Islamic faith and his anity for
reason; a conict that would eventually lead to problems with his rulers. He criticized the basis of alchemy and
astrology, and contributed to a wide range of scientic subjects in his writings. He worked on cryptography
for the caliphate, and even wrote a piece on the subject of time, space and relative movement.[23]
ibn al-Haytham (9651040), also known as Alhazen, was an Arab scientist born in Basra, Iraq. Later, he
moved to Egypt as an adult. Hasan Haytham worked in several elds, but is now known primarily for his
achievements in astronomy and optics. He was an experimentalist who questioned the ancient Greek works of
Ptolemy and Galen. At times, al-Haytham suggested Ptolomeys celestial model, and Galens explanation of
vision, had problems. The prevailing opinion of the time, Galens opinion, was that vision involved emission of
rays from the eye, an explanation al-Haytham cast doubt upon. He also studied the eects of light refraction,
and suggested the mathematics of reection and refraction needed to be consistent with the anatomy of the
eye.[24] He played an important role in the development of optics, experimental physics, theoretical physics,
and the scientic method.
79
ibn al-Nas (12131288) was a physician who was born in Damascus and practiced medicine as head physician
at the al-Mansuri hospital in Cairo. He wrote an inuential book on medicine, believed to have replaced ibnSinas Canon in the Islamic world if not Europe. He wrote important commentaries on Galen and ibn-Sinas
works. One of these commentaries was discovered in 1924, and yielded a description of pulmonary transit,
the circulation of blood from the right to left ventricles of the heart through the lungs.[25]
4.2.4
Moors
al-Battani (850922) was an astronomer who accurately determined the length of the solar year. He contributed
to numeric tables, such as the Tables of Toledo, used by astronomers to predict the movements of the sun, moon
and planets across the sky. Some of Battanis astronomic tables were later used by Copernicus. Battani also
developed numeric tables which could be used to nd the direction of Mecca from dierent locations. Knowing
the direction of Mecca is important for Muslims, as this is the direction faced during prayer.[26]
al-Zarqali (10281087) was an Andalusian artisan, skilled in working sheet metal, who became a famous
maker of astronomical equipment, an astronomer, and a mathematician. He developed a new design for a
highly accurate astrolabe which was used for centuries afterwards. He constructed a famous water clock that
attracted much attention in Toledo for centuries. He discovered that the Suns apogee moves slowly relative to
the xed stars, and obtained a very good estimate[27] for its rate of change.[28]
Abbas ibn Firnas (810887) was an Andalusian scientist, musician and inventor. He developed a clear glass
used in drinking vessels, and lenses used for magnication and the improvement of vision. He had a room in his
house where the sky was simulated, including the motion of planets, stars and weather complete with clouds,
thunder and lightning. He is most well known for reportedly surviving an attempt at controlled ight.[29]
al-Zahrawi (9361013) was an Andalusian surgeon who is known as the greatest surgeon of medieval Islam. His
most important surviving work is referred to as al-Tasrif (Medical Knowledge). It is a 30 volume set discussing
medical symptoms, treatments, and mostly pharmacology, but it is the last volume of the set which has attracted
the most attention over time. This last volume is a surgical manual describing surgical instruments, supplies
and procedures. Scholars studying this manual are discovering references to procedures previously believed to
belong to more modern times.[30]
al-Idrisi (11001166) was a Moroccan traveler from Ceuta, cartographer and geographer famous for a map of
the world he created for Roger, the Norman King of Sicily. al-Idrisi also wrote the Book of Roger, a geographic
study of the peoples, climates, resources and industries of all the world known at that time. In it, he incidentally
relates the tale of a Moroccan ship blown west in the Atlantic, and returning with tales of faraway lands.[31]
4.2.5
Persians
al-Khwarizmi (ca. 8th9th centuries) was a Persian mathematician,[32] geographer and astronomer. He is
regarded as the greatest mathematician of Islamic civilization. He was instrumental in the adoption of the Indian
numbering system, later known as Arabic numerals. He developed algebra, which also had Indian antecedents,
by introducing methods of simplifying the equations. He used Euclidean geometry in his proofs.[33]
al-Razi (ca. 854925/935) was a Persian born in Rey, Iran. He was a polymath who wrote on a variety of
topics, but his most important works were in the eld of medicine. He identied smallpox and measles, and
recognized fever was part of the bodys defenses. He wrote a 23-volume compendium of Chinese, Indian, Persian, Syriac and Greek medicine. al-Razi questioned some aspects of the classical Greek medical theory of how
the four humors regulate life processes. He challenged Galen's work on several fronts, including the treatment
of bloodletting. His trial of bloodletting showed it was eective; a result we now know to be erroneous.[34]
al-Farabi (ca. 870950) was a Persian/Iranian (born in Farab, Iran) rationalist philosopher and mathematician
who attempted to describe, geometrically, the repeating patterns popular in Islamic decorative motifs. His
book on the subject is titled Spiritual Crafts and Natural Secrets in the Details of Geometrical Figures.[35]
80
4.2.6
Assyrians
Hunayn ibn Ishaq (809873) was an Assyrian Nestorian Christian scholar, physician, and scientist. He was
one of the most important translators of the ancient Greek works into Arabic. His translations interpreted,
corrected and extended the ancient works. Some of his translations of medical works were used in Europe for
centuries. He also wrote on medical subjects, particularly on the human eye. His book Ten Treatises on the Eye
was inuential in the West until the 17th century.[48]
Thabit ibn Qurra (835901) was a Sabian translator and mathematician from Harran, in what is now Turkey.
He is known for his translations of Greek mathematics and astronomy, but as was common, he also added his
own work to the translations. He is known for having calculated the solution to a chessboard problem involving
an exponential series.[49]
There are several dierent views on Islamic science among historians of science.
81
The traditionalist view, as exemplied by Bertrand Russell,[50] holds that Islamic science, while admirable in
many technical ways, lacked the intellectual energy required for innovation and was chiey important as a
preserver of ancient knowledge and transmitter to medieval Europe.
The revisionist view, as exemplied by Abdus Salam,[51] George Saliba[52] and John M. Hobson[53] holds that
a Muslim scientic revolution occurred during the Middle Ages,[54]
Scholars such as Donald Routledge Hill and Ahmad Y Hassan express the view that Islam was the driving force
behind the Muslim achievements,[55]
According to Dallal, science in medieval Islam was practiced on a scale unprecedented in earlier human history
or even contemporary human history.[56]
Toby E. Hu[57][58] takes the view that, although Islamic science did produce a number of innovations, it did
not lead to the Scientic Revolution.
Will Durant,[59] Fielding H. Garrison,[60] Hossein Nasr and Bernard Lewis[61] held that Muslim scientists
helped in laying the foundations for an experimental science with their contributions to the scientic method
and their empirical, experimental and quantitative approach to scientic inquiry.
4.3.2
82
4.7. NOTES
83
4.7 Notes
[1] Robinson (editor), Francis (1996). The Cambridge Illustrated History of the Islamic World. Cambridge University Press.
pp. 228229.
[2] William Bayne Fisher, et al, The Cambridge History of Iran 4, Cambridge University Press, 1975, p. 396
[3] Shaikh M. Ghazanfar, Medieval Islamic economic thought: lling the great gap in European economics, Psychology
Press, 2003 (p. 114-115)
[4] Ibn Khaldun, Franz Rosenthal, N. J. Dawood (1967), The Muqaddimah: An Introduction to History, p. 430, Princeton
University Press, ISBN 0-691-01754-9.
[5] Joseph A. Schumpeter, Historian of Economics: Selected Papers from the History of Economics Society Conference,
1994, y Laurence S. Moss, Joseph Alois Schumpeter, History of Economics Society. Conference, Published by Routledge,
1996, ISBN 0-415-13353-X, p.64.
[6] Howard R. Turner (1997), Science in Medieval Islam, p. 270 (book cover, last page), University of Texas Press, ISBN
0-292-78149-0
[7] Hogendijk, Jan P. (January 1999), Bibliography of Mathematics in Medieval Islamic Civilization
[8] A. I. Sabra (1996). Greek Science in Medieval Islam. In Ragep, F. J.; Ragep, Sally P.; Livesey, Steven John. Tradition,
Transmission, Transformation: Proceedings of Two Conferences on Pre-modern Science held at the University of Oklahoma.
Brill Publishers. p. 20. ISBN 90-04-09126-2.
[9] Bernard Lewis, The Jews of Islam, 1987, p.6
[10] Salah Zaimeche (2003), Introduction to Muslim Science.
[11] Hogendijk 1989
[12] Bernard Lewis, What Went Wrong? Western Impact and Middle Eastern Response
[13] Lewis, Brenard (1987). The Jews of Islam. Princeton University Press. pp. 56.
[14] Courbage, Youssef; Fargues, Phillipe (1995). Christians and Jews under Islam. London: I.B. Tauris Publishers. pp. ixx.
ISBN 1-86064-285-3.
[15] Marshall Hodgson, The Venture of Islam; Conscience and History in a World Civilization Vol 1. The University of Chicago,
1974, pg. 234.
84
[16] Marshall Hodgson, The Venture of Islam Conscience and History in a World Civilization Vol 1. The University of Chicago,
1974, pg. 230.
[17] Marshall Hodgson, The Venture of Islam; Conscience and History in a World Civilization Vol 1. The University of Chicago,
1974, pg. 233.
[18] Marshall Hodgson, The Venture of Islam; Conscience and History in a World Civilization Vol 1. The University of Chicago,
1974, pg. 235.
[19] Marshall Hodgson, The Venture of Islam; Conscience and History in a World Civilization Vol 1. The University of Chicago,
1974, pg. 236238.
[20] Marshall Hodgson, The Venture of Islam; Conscience and History in a World Civilization Vol 1. The University of Chicago,
1974, pg. 238.
[21] Marshall Hodgson, The Venture of Islam; Conscience and History in a World Civilization Vol 1. The University of Chicago,
1974, pg. 238239.
[22] Nasr, Seyyed Hossein (1968). Science and Civilization in Islam. Harvard University Press. p. 41.
[23] Masood (2009, pp.4952
[24] Masood (2009, pp.17375)
[25] Masood (2009, pp.11011)
[26] Masood (2009, pp.74, 14850)
[27] Linton (2004), p.97). Owing to the unreliability of the data al-Zarqali relied on for this estimate its remarkable accuracy
was somewhat fortuitous.
[28] Masood, Ehsan (2009). Science and Islam A History. Icon Books Ltd. pp. 7375.
[29] Masood (2009, pp.7173)
[30] Masood (2009, pp.108109)
[31] Masood (2009, pp.79-80)
[32] Toomer, Gerald (1990). Al-Khwrizm, Abu Jafar Muammad ibn Ms". In Gillispie, Charles Coulston. Dictionary of
Scientic Biography. 7. New York: Charles Scribners Sons. ISBN 0-684-16962-2.
[33] Masood (2009, pp.13945)
[34] Masood (2009, pp.74, 99105)
[35] Masood (2009, pp.14849)
[36] Masood (2009, pp.1045)
[37] Masood (2009, pp.5, 104, 145146)
[38] Masood (2009, pp.13235)
[39] Masood (2009, pp.16163)
[40] Lindberg, David (1978). Science in the Middle Ages. The University of Chicago Press. p. 23,56.
[41] Selin, Helaine, ed. (1997). Encyclopaedia of the History of Science, Technology, and Medicine in Non-Western Cultures.
Kluwer Academic Publishers. pp. 151, 235, 375.
[42] Henry Corbin, The Voyage and the Messenger: Iran and Philosophy, Translated by Joseph H. Rowe, North Atlantic
Books, 1998. p.45:
[43] Masood (2009, pp.15355)
[44] Lagerkvist, Urf (2005). The Enigma of Ferment: from the Philosophers Stone to the First Biochemical Nobel Prize. World
Scientic Publishing. p. 32.
[45] O'Connor, John J.; Robertson, Edmund F., Ghiyath al-Din Jamshid Masud al-Kashi, MacTutor History of Mathematics
archive, University of St Andrews.
4.7. NOTES
85
[46] K. B. Wolf, Geometry and dynamics in refracting systems, European Journal of Physics 16, p. 14-20, 1995.
[47] R. Rashed, A pioneer in anaclastics: Ibn Sahl on burning mirrors and lenses, Isis 81, p. 464491, 1990
[48] Masood (2009, pp.4748, 59, 9697, 17172)
[49] Masood (2009, pp.4849)
[50] Bertrand Russell (1945), History of Western Philosophy, book 2, part 2, chapter X
[51] Abdus Salam, H. R. Dala, Mohamed Hassan (1994). Renaissance of Sciences in Islamic Countries, p. 162. World
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