United States Court of Appeals, Tenth Circuit
United States Court of Appeals, Tenth Circuit
United States Court of Appeals, Tenth Circuit
3d 1193
46 ERC 1633, 28 Envtl. L. Rep. 20,561
This case arises from Department of the Interior Secretary Bruce Babbitt's
decision to inventory certain public lands in Utah for wilderness characteristics.
Defendants appeal from the issuance of a preliminary injunction by the district
court on November 15, 1996, enjoining Defendants from proceeding further
with the inventory. We exercise jurisdiction under 28 U.S.C. 1292(a)(1).
Because we conclude that Plaintiffs lack standing to challenge the inventory,
we vacate the preliminary injunction and remand with instructions to dismiss
the seven causes of action directly related to the inventory and to further
consider Plaintiffs' sixth cause of action, the only cause of action not directly
related to the inventory.
I. BACKGROUND
A. Summary of Utah Wilderness Debate
2
Soon after FLPMA was enacted, BLM began its nationwide wilderness review
program in accordance with the Wilderness Inventory Handbook ("WIH"),
which was adopted to standardize the FLPMA 603 process. See BLM, U.S.
Dep't of the Interior, Wilderness Inventory Handbook 3 (1978) [hereinafter
WIH]. The review proceeded in three stages: (1) the "inventory" phase,
consisting of (a) an "initial inventory" to identify "wilderness inventory units,"
which were defined as roadless areas of 5000 acres or more that may have
wilderness characteristics, and (b) an "intensive inventory" of these units to
determine whether the units possessed wilderness characteristics and, if so,
designation of the units as "wilderness study areas" ("WSAs"); (2) the "study"
phase, during which WSAs were studied to determine whether the lands were
suitable for designation as wilderness; and (3) the "reporting" phase, consisting
of the Secretary's recommendations to the President and the President's
recommendations to Congress. WIH, supra, at 3, 9-11; see also Rocky
Mountain Oil & Gas Ass'n v. Watt, 696 F.2d 734, 740 (10th Cir.1982)
(discussing 603 wilderness review process). FLPMA 603 directed the
Secretary to "manage [the lands subject to the wilderness review process] ... so
as not to impair the suitability of such areas for preservation as wilderness." 43
U.S.C. 1782(c). To implement this directive, BLM adopted the Interim
Management Policy and Guidelines for Lands Under Wilderness Review
("IMP").2 See Rocky Mountain Oil, 696 F.2d at 739.
in Utah as wilderness,4 Congress has not yet passed any such legislation.
B. 1996 Inventory
6
On July 24, 1996, Secretary Babbitt sent a letter to Utah Congressman James
Hansen acknowledging the "stalemate" on the Utah wilderness issue and
informing him that "a small team of career professionals, who have substantial
expertise in addressing wilderness issues in Utah and elsewhere," were going to
"take a careful look at the lands identified in the 5.7 million acre bill [H.R.
1500] that have not been identified by the BLM as wilderness study areas, and
report their findings."5 Letter from Bruce Babbitt, Secretary of the Interior, to
James V. Hansen, Chairman, Subcommittee on National Parks, Forests, and
Public Lands 2 (July 24, 1996). Babbitt noted the team was "explicitly
instructed to apply the same legal criteria that were used in the original
inventory" and estimated the work would be completed within six months. Id.
Although Representative Hansen, along with Utah Senators Orrin Hatch and
Robert Bennett, strongly opposed Babbitt's plan to "re-inventory" federal lands
in Utah, 6 the BLM team began its inventory fieldwork in September 1996. The
team proceeded with the inventory in accordance with the Utah Wilderness
Review Procedures ("1996 Procedures"), which were adopted by BLM
specifically for purposes of the 1996 inventory and which incorporated various
provisions of the WIH.
According to the Defendants in this action, the sole purpose of the 1996
inventory is to identify the presence or absence of wilderness characteristics on
the public lands. They assert the report based on the inventory will not contain
any recommendations concerning the suitability or unsuitability of the lands for
management as wilderness and neither the inventory nor the report will affect
the management of the public lands. Babbitt has consistently maintained that
once he reviews the results of the inventory, he will make the report public and
determine what further action, if any, will be taken.
C. Proceedings Below
9
In October 1996, the State of Utah, the Utah School and Institutional Trust
Lands Administration, and the Utah Association of Counties (collectively,
"Plaintiffs") filed suit in federal district court challenging the 1996 inventory on
various grounds and seeking to enjoin the Secretary and BLM from proceeding
with the inventory. Plaintiffs named as Defendants the Department of Interior;
Babbitt, in his official capacity as Secretary; BLM; and Michael Dombeck, in
his official capacity as acting director of BLM (collectively, "Defendants").
10
11
12
Approximately three weeks after Plaintiffs filed their Complaint, they filed a
motion seeking a temporary restraining order and preliminary injunction,
asking the district court to enjoin Defendants from completing the inventory
and from using information gathered during the inventory process.7 Plaintiffs
relied on three arguments to support their motion: (1) Defendants violated
FLPMA by failing to allow public involvement in the inventory process; (2)
Defendants violated the APA and FLPMA by failing to allow public comment
before adopting the 1996 Procedures; and (3) Defendants had no authority to
include state trust lands in the inventory.
13
14
After a hearing, the district court granted Plaintiffs' motion and enjoined
Defendants from proceeding with the inventory. The court first concluded
Plaintiffs were likely to prevail on their legal claims. The court determined that
neither FLPMA 201 nor FLPMA 603 authorized the inventory. The court
then noted that even if 201 did authorize the inventory, Defendants violated
the section by failing to allow public participation. Next, the court concluded
that Plaintiffs would be irreparably harmed absent a preliminary injunction.
The court stated that "[i]f the Plaintiffs are denied involvement from the
earliest stages of the reinventory procedure, they may well be placed at a
serious disadvantage in challenging the factual basis for the reinventory results
once the process is complete." The court acknowledged, however, that "it is not
presently known what the results of the reinventory will be or for that matter
whether the Plaintiffs will disagree with those results." Nevertheless, the court
found that the "offer of public comment after the process is complete cannot
[remedy] the advantage Defendants would gain by developing inventory
criteria and conducting the inventory without public scrutiny." Finally, the
court concluded that the balance of interests favored the issuance of an
injunction.8 The district court therefore enjoined Defendants "from further
work on the Utah Wilderness Review until this case is finally adjudicated on its
merits."
15
Defendants appeal the district court's order enjoining them from completing the
1996 inventory and argue that Plaintiffs' claims should be dismissed for lack of
standing and ripeness. In the alternative, Defendants argue the district court
abused its discretion in granting the preliminary injunction because Plaintiffs
cannot show a likelihood of success on the merits. In support of this alternative
position, Defendants assert that BLM is authorized to conduct the inventory,
that no public participation is required during the inventory process, and that
the balance of hardships compels denial of injunctive relief.
II. DISCUSSION
A. Standing Requirements
16
16
17
Standing is but one of several gatekeepers " 'founded in concern about the
proper--and properly limited--role of the courts in a democratic society.' " Id. at
750, 104 S.Ct. at 3324 (quoting Warth v. Seldin, 422 U.S. 490, 498, 95 S.Ct.
2197, 2204-05, 45 L.Ed.2d 343 (1975)).
18 of the doctrines that cluster about Article III--not only standing but mootness,
"All
ripeness, political question, and the like--relate in part, and in different though
overlapping ways, to an idea, which is more than an intuition but less than a rigorous
and explicit theory, about the constitutional and prudential limits to the powers of an
unelected, unrepresentative judiciary in our kind of government."
19
Id. (quoting Vander Jagt v. O'Neill, 699 F.2d 1166, 1178-79 (D.C.Cir.1983)
(Bork, J., concurring)).
20
Because Plaintiffs have invoked Article III jurisdiction to challenge the conduct
of the executive branch of government, the necessity of a case or controversy is
of particular import. See Region 8 Forest Serv. Timber Purchasers Council v.
Alcock, 993 F.2d 800, 804 (11th Cir.1993). The warnings against unrestrained
exercise of the power of judicial review over the conduct of the executive or
congressional branches by relaxation of the standing requirements are
numerous and dire. See, e.g., Valley Forge Christian College v. Americans
United for Separation of Church & State, Inc., 454 U.S. 464, 473-74, 102 S.Ct.
752, 759-60, 70 L.Ed.2d 700 (1982); United States v. Richardson, 418 U.S.
166, 188-93, 94 S.Ct. 2940, 2952-55, 41 L.Ed.2d 678 (1974) (Powell, J.,
concurring). Restraint in the exercise of judicial review preserves not only the
power and vitality of the judiciary, but that of each of the other two coordinate
branches of federal government as well. See Valley Forge, 454 U.S. at 474, 102
S.Ct. at 759-60; Richardson, 418 U.S. at 188-89, 94 S.Ct. at 2952-53. Standing
to invoke the power of the federal courts is not a mere technical hoop through
which every plaintiff must pass, but rather is "a part of the basic charter
promulgated by the Framers of the Constitution." Valley Forge, 454 U.S. at
22
Bennett, 520 U.S. at ----, 117 S.Ct. at 1163 (citing Lujan v. Defenders of
Wildlife, 504 U.S. 555, 560-61, 112 S.Ct. 2130, 2136-37, 119 L.Ed.2d 351
(1992)); see also Phelps v. Hamilton, 122 F.3d 1309, 1316 (10th Cir.1997).
"The party invoking federal jurisdiction bears the burden of establishing these
elements." Lujan v. Defenders of Wildlife, 504 U.S. 555, 561, 112 S.Ct. 2130,
2136, 119 L.Ed.2d 351 (1992). The burden is therefore on Plaintiffs " 'clearly
to allege facts demonstrating that [they are] a proper party to invoke judicial
resolution of the dispute.' " United States v. Hays, 515 U.S. 737, 743, 115 S.Ct.
2431, 2435, 132 L.Ed.2d 635 (1995) (quoting Warth v. Seldin, 422 U.S. 490,
"In addition to the immutable requirements of Article III, 'the federal judiciary
has also adhered to a set of prudential principles that bear on the question of
standing.' " Bennett, 520 U.S. at ----, 117 S.Ct. at 1161 (quoting Valley Forge,
454 U.S. at 474-75, 102 S.Ct. at 759-60). These prudential principles include
"the general prohibition on a litigant's raising another person's legal rights [and]
the rule barring adjudication of generalized grievances more appropriately
addressed in the representative branches." Allen, 468 U.S. at 751, 104 S.Ct. at
3324. "[U]nlike their constitutional counterparts, [these prudential
requirements] can be modified or abrogated by Congress." Bennett, 520 U.S. at
----, 117 S.Ct. at 1161.
26
Because neither FLPMA nor NEPA provide for a private right of action,
Plaintiffs rely on the judicial review provisions of the APA10 in bringing their
claims. Cf. Lujan v. National Wildlife Fed'n, 497 U.S. 871, 882, 110 S.Ct.
3177, 3185-86, 111 L.Ed.2d 695 (1990) (noting that plaintiffs did not contend
that FLPMA and NEPA provide a private right of action and that plaintiffs were
proceeding under the APA). Consequently, in addition to the Article III
standing requirements,11 Plaintiffs must also meet the statutory standing
requirements of the APA: Plaintiffs must show there has been some "final
agency action" and must "demonstrate that [their] claims fall within the zone of
interests protected by the statute forming the basis of [their] claims." Catron
County Bd. of Comm'rs v. United States Fish & Wildlife Serv., 75 F.3d 1429,
1434 (10th Cir.1996).
27
Defendants argue that Plaintiffs lack Article III standing because they cannot
show an injury-in-fact flowing from the 1996 inventory.12 Defendants also
argue that Plaintiffs lack standing under the APA because the inventory does
not constitute a "final agency action" and because Plaintiffs cannot show they
are "aggrieved" within the meaning of the APA. See 5 U.S.C. 704, 702. This
court reviews questions of standing de novo. See Catron County, 75 F.3d at
1433. Because "[c]ase-or-controversy considerations ... 'obviously shade into
those determining whether the complaint states a sound basis for equitable
relief[,]' [t]he latter set of considerations ... inform our judgment about whether
[Plaintiffs] have standing." Allen, 468 U.S. at 760-61, 104 S.Ct. at 3329
(quoting O'Shea v. Littleton, 414 U.S. 488, 499, 94 S.Ct. 669, 677-78, 38
L.Ed.2d 674 (1974)).
28
Hodel, 839 F.2d 694, 703-04 (D.C.Cir.1988)). After carefully reviewing the
allegations in Plaintiffs' Complaint, this court concludes that seven of the eight
causes of action relate directly to the 1996 inventory.13 The only cause of action
not directly related to Defendants' decision to conduct the inventory is
Plaintiffs' sixth cause of action, claiming that Defendants are currently
imposing a de facto wilderness management standard on non-WSA federal
lands, in violation of FLPMA.
29
Although Plaintiffs have alleged eight causes of action, they have not alleged a
distinct identifiable injury for each cause of action. A thorough review of the
allegations in Plaintiffs' Complaint and the arguments in their appellate brief
reveals that Plaintiffs essentially allege five types of injury with respect to all
their causes of action: (1) Plaintiffs have generally been injured by Defendants'
acting in contravention of the law; (2) Plaintiffs have been injured by denial of
their right to participate in the inventory process; (3) Plaintiffs have been
injured by Defendants' imposition of a de facto wilderness management
standard on non-WSA federal lands, formalization of which is imminent due to
the 1996 inventory; (4) Plaintiffs have been injured by denial of their
opportunity to comment on whether the lands included in the inventory are
"roadless" and by Defendants' changes to their road maintenance policies; and
(5) Plaintiffs have been injured by Defendants' failure to prepare an EIS.
Analysis of each alleged injury is necessary to determine whether Plaintiffs
have met their burden of establishing the "irreducible constitutional minimum"
of standing: that they suffered an "injury-in-fact," i.e., an invasion of a
"judicially cognizable interest," which is "fairly traceable" to Defendants'
conduct and which will "likely be redressed by a favorable decision." Bennett,
520 U.S. at ----, 117 S.Ct. at 1161.
31
At the motion to dismiss stage, this court "must accept as true all material
allegations of the complaint, and must construe the complaint in favor of the
complaining party." Warth v. Seldin, 422 U.S. 490, 501, 95 S.Ct. 2197, 2206,
45 L.Ed.2d 343 (1975). Further, "we 'presum[e] that general allegations
embrace those specific facts that are necessary to support the claim.' "
In their brief, Plaintiffs argue that although Defendants did not file a motion to
dismiss prior to appeal, this court should apply a motion to dismiss standard in
determining whether they have standing to challenge the 1996 inventory
because "when standing to sue is raised this early in the litigation, such as in the
context of a preliminary injunction, the [motion to dismiss standard] applies."14
Defendants, however, suggest a more stringent standard should apply in cases
such as this, when a plaintiff is the beneficiary of a preliminary injunction. Cf.
Church v. City of Huntsville, 30 F.3d 1332, 1336 & n. 1 (11th Cir.1994)
(applying motion to dismiss standard to determine standing on appeal from a
preliminary injunction because defendants did not challenge standing before the
district court, but "leav[ing] for another day a determination of the degree of
evidence necessary to support standing at the preliminary injunction stage
when the plaintiff is on notice that standing is contested").
33
34
In their Complaint, Plaintiffs generally assert they have been injured because
Defendants are acting without authority and otherwise in contravention of
established procedures.15 On appeal, Plaintiffs appear to abandon these
arguments altogether in the standing context16 and for good reason: the mere
allegation that Defendants are acting without authority or in violation of the law
is insufficient to establish standing.
35
The Supreme Court "has repeatedly held that an asserted right to have the
Government act in accordance with [the] law is not sufficient, standing alone, to
confer jurisdiction on a federal court." Allen, 468 U.S. at 754, 104 S.Ct. at 3326
(holding plaintiffs lacked constitutional standing to challenge government
action that allegedly violated the law); cf. Diamond, 476 U.S. at 62, 106 S.Ct.
at 1703 ("The presence of a disagreement, however sharp and acrimonious it
may be, is insufficient by itself to meet Art. III' requirements."). To prevail on
the merits, Plaintiffs must prove that Defendants have acted in contravention of
the law. To reach the merits, however, Plaintiffs must first identify a concrete
injury flowing from Defendants' allegedly unlawful actions. See Valley Forge,
454 U.S. at 485, 102 S.Ct. at 765 ("Although respondents claim that the
Constitution has been violated, they claim nothing else. They fail to identify
any personal injury suffered by them as a consequence of the alleged
constitutional error, other than the psychological consequence presumably
produced by observation of conduct with which one disagrees. That is not an
injury sufficient to confer standing under Art. III...."). We therefore consider
Plaintiffs' additional claims of injury to determine whether Plaintiffs have
shown a concrete injury flowing from Defendants' allegedly unlawful
conduct.17
2. Denial of Public Participation
36
Plaintiffs also claim they are injured by Defendants' refusal to allow public
participation in the inventory process, in violation of FLPMA 201.18
Defendants counter that 201 does not require public participation in the
inventory itself.19 Further, Defendants argue that any injury suffered by
Plaintiffs from the denial of such participation is conjectural and hypothetical
since it is not yet known how Defendants will utilize the report based on the
inventory and, moreover, whether Plaintiffs will even disagree with the results
of the inventory.
37
of this right constitutes an injury for standing purposes and, further, whether the
denial of public participation at this point constitutes a final agency action ripe
for review.
38
39
40
... [T]he Secretary shall ... provide State and local governments with data from
the inventory for the purpose of planning and regulating the uses of nonFederal lands in proximity of such public lands.
41
43 U.S.C. 1711. The district court concluded that even assuming Defendants
have authority under 201 to conduct the inventory, "it appears to be contrary
to law that such an effort can be made without public involvement."
42
43
inclusion or exclusion.' " Brown v. Gardner, 513 U.S. 115, 120, 115 S.Ct. 552,
556, 130 L.Ed.2d 462 (1994) (quoting Russello, 464 U.S. at 23, 104 S.Ct. at
300-01); cf. United States v. Granderson, 511 U.S. 39, 63, 114 S.Ct. 1259,
1272, 127 L.Ed.2d 611 (1994) (Kennedy, J., concurring in the judgment) ("The
presumption [that Congress acts intentionally and purposely in the disparate
inclusion or exclusion] loses some of its force when the sections in question are
dissimilar and scattered at distant points of a lengthy and complex
enactment.").
44
Plaintiffs argue 201 must be read in conjunction with 202 and that public
participation must therefore be provided throughout the land use planning
process, which they assert includes the inventory. Although 201 and 202 are
certainly related in that the provisions of both sections are utilized in the overall
land use planning process, the sections have different purposes and different
requirements. Section 201 provides for a continuing inventory and
identification of the public lands, whereas 202 addresses the development,
maintenance, and revision of land use plans. The public participation
requirements of 202 apply only when the Secretary is making decisions
regarding land use plans, i.e., when the Secretary is making decisions directly
affecting the actual management of the public lands. Section 202's requirements
do not apply when the Secretary is merely conducting an inventory of public
lands under the authority of 201, an inventory which, according to the plain
language of 201, shall not affect the management or use of the public lands.22
We have found nothing to suggest that any time the Secretary conducts an
inventory under 201, he necessarily engages in land use planning under 202.
The plain language of 201 belies this suggestion: the Secretary is legislatively
directed by 201 to maintain "on a continuing basis" an inventory of the public
lands, which must be "kept current so as to reflect changes in conditions and to
identify new and emerging resource and other values." 43 U.S.C. 1711(a).
45
Defendants have consistently maintained that once the Secretary reviews the
report based on the 1996 inventory, the Secretary will make the report public
and determine what further action, if any, will be taken. Defendants have
further acknowledged that if they later decide to consider amending the land
use plan to manage lands included in the inventory as WSAs, they will be
required to comply with NEPA and FLPMA 202, thereby affording Plaintiffs
full public participation rights.24 If Defendants amend the plan without
allowing Plaintiffs to participate in the process, Plaintiffs may bring a claim to
set aside the amendment. See National Parks & Conservation Ass'n v. FAA,
998 F.2d 1523, 1529-31, 1533 (10th Cir.1993) (setting aside land use plan
amendment because BLM failed to give sufficient notice and comment).
47
48
This court therefore concludes FLPMA 201 does not require public
participation during the inventory process. Plaintiffs' claim that they are injured
by the denial of public participation with respect to the 1996 inventory is
consequently without merit.26 Plaintiffs therefore have no standing to challenge
the inventory based on this alleged injury. See Claybrook, 111 F.3d at 907;
Arjay, 891 F.2d at 898.
49
50
letter from the Secretary to the BLM Utah State Director.28 In claiming that
Defendants are imposing a "de facto wilderness management standard,"
Plaintiffs argue that Defendants are essentially imposing an IMP standard,
which is used to ensure the continuing suitability of public lands for
designation as wilderness. Plaintiffs assert that only those lands designated as
WSAs pursuant to FLPMA 603 or FLPMA 202 may be managed under an
IMP standard.29 According to Plaintiffs, application of the IMP standard
precludes many uses on federal lands, which in turn limits access to and uses of
state trust lands surrounded by the particular federal lands ("inheld" state trust
lands).
51
52
53
While not premising their challenge to the 1996 inventory on the initial
imposition of a de facto wilderness management standard, Plaintiffs do make a
failed attempt to link the two prospectively. Specifically, Plaintiffs allege that
Defendants will formalize the wilderness management standard as a result of
the inventory.31 Plaintiffs also allege that, "[i]n light of Defendants' past
actions," Defendants will fail to provide for notice and comment when they
formally adopt the management standard.
55
56
If Defendants do in fact amend the land use plan to manage the lands included
in the inventory as WSAs under the IMP, and do so without the public
participation required by FLPMA 202, Plaintiffs may challenge the plan
amendment at that time. See supra Part II.B.2. If Plaintiffs are then entitled to
relief, the appropriate remedy would be to enjoin the misuse of the inventory,
not its preparation. At this point, however, Plaintiffs have not suffered a
concrete, actual or imminent injury and thus have no standing to challenge the
1996 inventory on these grounds.
4. Roads
57
In their Complaint, Plaintiffs assert that the 1996 Procedures adopted for the
1996 inventory contain a different definition of "roadlessness" than the WIH,
which was adopted for the original FLPMA 603 wilderness review process.
59
While far from clear, Plaintiffs apparently allege they are injured as a result of
their inability to comment on whether the particular lands included in the 1996
inventory are roadless. Plaintiffs argue that if the 1996 Procedures had used the
same definition of "roadlessness" as the WIH, the requirement to consider
public support for the use of a road would have allowed them to comment. The
WIH is not controlling, however, as it was adopted for purposes of the FLPMA
603 wilderness designation process, not for the purpose of conducting
inventories under the authority of FLPMA 201. Therefore, the WIH does not
provide Plaintiffs with a right to comment in this instance. As previously
discussed, Plaintiffs also have no right under 201 to participate in the
inventory process. See supra Part II.B.2. Again, if Defendants later rely on the
results of the inventory in amending the land use plan for the lands included in
the inventory, Defendants will be required under FLPMA 202 to provide the
public with an opportunity to comment.
60
Plaintiffs also claim that Defendants changed their road maintenance policies as
a result of their decision to conduct the 1996 inventory. In support of their
motion to preliminarily enjoin Defendants from completing the inventory,
Plaintiffs submitted several affidavits from various county officials discussing
changes to Defendants' road maintenance policies since the inventory was
commenced. Specifically, the affiants testified that Defendants revoked a
62
5. NEPA Violation
63
64
Plaintiffs assert the 1996 inventory constitutes a "major federal action," thereby
requiring compliance with NEPA.33 We fail to see, however, how an inventory
of public lands constitutes a "major federal action significantly affecting the
quality of the human environment." NEPA 102, 42 U.S.C. 4332(2)(C).
FLPMA 201 expressly provides that an inventory "shall not, of itself, change
or prevent change of the management or use of public lands." 43 U.S.C.
1711(a). Further, as we have already discussed, the 1996 inventory does not
constitute an amendment to or revision of a land use plan. See supra Part II.B.2.
The inventory also cannot be characterized as a "proposal for legislation." As
previously stated, if Defendants later utilize the report based on the inventory in
recommending wilderness legislation or if they decide to amend the land use
plan, they will be required to comply with NEPA at that time. At this stage,
however, NEPA does not require preparation of an EIS. See Fund for Animals,
Inc. v. Thomas, 127 F.3d 80, 84 (D.C.Cir.1997) (holding national policy which
"maintained the substantive status quo " could not be characterized as a "major
federal action"); Sabine River Auth. v. U.S. Dep't of Interior, 951 F.2d 669, 679
(5th Cir.1992) (holding federal government's "acquisition of negative easement
which by its terms prohibits any change in the status quo does not amount to [a]
'major Federal action[ ]' " (second alteration in original)). Therefore, Plaintiffs'
claim that they are injured by Defendants' failure to prepare an EIS for the
1996 inventory is without merit and does not constitute a foundation upon
which to premise standing. Cf. Claybrook, 111 F.3d at 907 ("[I]f the plaintiffs'
claim has no foundation in law, he has no legally protected interest and thus no
standing to sue."); Arjay, 891 F.2d at 898 ("We hold that appellants lack
68
69
have been injured because imposition of the standard impairs their ability to
lease their state trust lands.
70
71
72
Plaintiffs have also satisfied the standing requirements of the APA: Defendants'
alleged imposition of the de facto wilderness management standard constitutes
a final agency action, and Plaintiffs' claims fall within the zone of interests
protected by FLPMA. See Catron County, 75 F.3d at 1434 (holding APA
standing requirements satisfied where county alleged Secretary failed to comply
with NEPA when designating critical habitat). We therefore conclude Plaintiffs
have standing to pursue their de facto management cause of action. Their sole
available remedy, as requested in their Complaint, is an injunction prohibiting
the alleged imposition of the de facto wilderness management standard until
and unless Defendants comply with FLPMA.
73
whether Plaintiffs' claim can survive a motion to dismiss. This court expresses
no view on whether Plaintiffs' claim could survive a motion for summary
judgment or whether their claim should succeed on the merits. We also note
that if Defendants move for a summary judgment, Plaintiffs "can no longer rest
on such 'mere allegations' [of injury], but must 'set forth' by affidavit or other
evidence 'specific facts' " in support of their claim. Defenders of Wildlife, 504
U.S. at 561, 112 S.Ct. at 2136-37 (quoting Fed.R.Civ.P. 56(e)).
III. CONCLUSION
74
This court concludes Plaintiffs do not have standing to challenge the 1996
inventory. Due to our resolution of the standing issue, we need not address
Defendants' ripeness argument nor need we address Defendants' argument that
the district court abused its discretion in granting Plaintiffs' motion for a
preliminary injunction.
75
The definition of "wilderness" is taken from the Wilderness Act of 1964, which
defines "wilderness" as
an area where the earth and its community of life are untrammeled by man,
where man himself is a visitor who does not remain. An area of wilderness is
further defined to mean ... an area of undeveloped Federal land retaining its
primeval character and influence, without permanent improvements or human
habitation, which is protected and managed so as to preserve its natural
conditions and which (1) generally appears to have been affected primarily by
the forces of nature, with the imprint of man's work substantially unnoticeable;
(2) has outstanding opportunities for solitude or a primitive and unconfined
type of recreation; (3) has at least five thousand acres of land or is of sufficient
The lands subject to the FLPMA 603 review process are managed under the
IMP until Congress designates the lands as wilderness or the lands are released
from further wilderness consideration. See Rocky Mountain Oil & Gas Ass'n v.
Watt, 696 F.2d 734, 740 (10th Cir.1982) (discussing 603 wilderness review
process)
In 1995, Utah Representatives James Hansen and Enid Greene sponsored H.R.
1745, which would have designated approximately 2.1 million acres of federal
lands in Utah as wilderness. Utah Senators Orrin Hatch and Robert Bennett
introduced a similar bill, S. 884, in the Senate. Various environmental groups
supported H.R. 1500, which would have designated approximately 5.7 million
acres as wilderness. H.R. 1500, which has been introduced every year since
1989, was sponsored in 1995 by New York Representative Maurice Hinchey.
None of the 1995 bills passed. In 1997, Utah Representative Chris Cannon
sponsored H.R.1952, which would designate approximately 2.1 million acres as
wilderness. H.R. 1500 was again introduced by Representative Hinchey, along
with its Senate counterpart, S. 773, sponsored by Illinois Senator Richard
Durbin. To date, none of the 1997 bills have passed
According to Robert V. Abbey, project leader for the 1996 inventory, the
inventory was to include fieldwork, review of resource data from recent aerial
photography, and review of information generated in prior federal and state
reviews and public hearings on the public lands in Utah
See Letter from James V. Hansen, Orrin G. Hatch, & Robert F. Bennett to
Bruce Babbitt, Secretary of the Interior (Aug. 1, 1996)
A party seeking a preliminary injunction must show the following: (1) that it
will suffer an irreparable injury absent an injunction; (2) that the threatened
injury outweighs the harm an injunction may cause the opposing party; (3) that
an injunction would not be adverse to the public interest; and (4) that it is
substantially likely to prevail on the merits. See Elam Constr., Inc. v. Regional
Transp. Dist., 129 F.3d 1343, 1346-47 (10th Cir.1997)
8
The court did not address Defendants' claim that the case was not ripe for
review
We note that approximately 45 days after oral argument in the appeal of this
case, Plaintiffs filed a Motion to Remand to the District Court for the
Jurisdictional Issues of Standing, Ripeness, and Final Agency Action. In
arguing that this court should remand to the district court, Plaintiffs noted they
were granted leave to amend and supplement the Complaint to add an ultra
vires claim, which affected the standing analysis. Plaintiffs also argued they
had uncovered documents during formal discovery which provided additional
support for their allegations of injury-in-fact. Plaintiffs additionally noted they
had recently responded to Defendants' motion to dismiss in the district court,
which was their first opportunity to fully address the standing issue. Defendants
opposed the motion, arguing the standing issue had been fully briefed and
argued in this appeal. This court denied Plaintiffs' motion. Plaintiffs' amended
Complaint is not before us. We therefore consider only the allegations in
Plaintiffs' original Complaint
10
Section 10(a) of the APA provides: "A person suffering legal wrong because of
agency action, or adversely affected or aggrieved by agency action within the
meaning of a relevant statute, is entitled to judicial review thereof." 5 U.S.C.
702. The APA further provides:
Agency action made reviewable by statute and final agency action for which
there is no other adequate remedy in a court are subject to judicial review. A
preliminary, procedural, or intermediate agency action or ruling not directly
reviewable is subject to review on the review of the final agency action.
Id. 704.
11
12
Defendants also argued that Plaintiffs had not shown they would suffer an
"irreparable" injury in the absence of an injunction
Standing is "jurisdictional in nature," and "we are obligated to satisfy ourselves
as to our own jurisdiction at every stage of the proceeding." Alexander v.
Anheuser-Busch Cos., 990 F.2d 536, 538 (10th Cir.1993). Therefore,
Defendants' failure to argue before the district court that Plaintiffs lacked
standing because they could show no injury-in-fact does not bar our
considering the argument at this time. See, e.g., Joslin v. Secretary of Dep't of
Treasury, 832 F.2d 132, 134 (10th Cir.1987); Citizens Concerned for
Separation of Church & State v. City & County of Denver, 628 F.2d 1289, 1301
(10th Cir.1980).
13
In their briefs on appeal, both parties have focused on the 1996 inventory and
have generally treated all the causes of action as flowing from the inventory. A
close reading of Plaintiffs' Complaint, however, reveals that Plaintiffs' sixth
cause of action, their claim that Defendants are currently imposing a de facto
wilderness management standard on non-WSA federal lands in violation of
FLPMA, does not stem from Defendants' decision to conduct the inventory.
The remaining seven causes of action, however, all relate directly to the 1996
inventory
The first cause of action challenges the inclusion of state trust lands in the lands
being inventoried. In the second cause of action, Plaintiffs claim that
Defendants have unlawfully singled out the State of Utah for "unique and
special study." In the third cause of action, Plaintiffs claim that Defendants do
not have authority to conduct the inventory, and in the fourth cause of action,
Plaintiffs assert that Defendants have violated FLPMA by failing to allow
public participation in the inventory process. The fifth cause of action
challenges the promulgation of the 1996 Procedures. In the seventh cause of
action, Plaintiffs claim that because Defendants arbitrarily changed their
interpretation of FLPMA and the WIH, both Defendants' decision to conduct
the inventory and the 1996 Procedures are arbitrary and capricious and should
thus be set aside. Finally, in the eighth cause of action, Plaintiffs assert the
inventory constitutes a major federal action that may significantly affect the
environment, necessitating preparation of an EIS.
14
15
In particular, Plaintiffs claim they are injured because (1) Defendants lack
authority to include state trust lands in the 1996 inventory; (2) Defendants have
improperly singled out the State of Utah for "unique and special study"; (3)
Defendants lack authority to conduct the 1996 inventory; and (4) Defendants
In arguing they are likely to prevail on the merits, which is a requirement for
obtaining a preliminary injunction, Plaintiffs do maintain their contention that
Defendants lack authority to conduct the 1996 inventory and to include state
trust lands in the inventory
17
Plaintiffs proceeded before the district court on alternative theories. They first
alleged that Defendants lacked statutory authority to conduct the 1996
inventory. As noted in the preceding section, Plaintiffs have appropriately
abandoned the contention that they are automatically entitled to standing
merely because they allege Defendants are without authority to conduct the
inventory. In the alternative, Plaintiffs alleged inter alia that even if the
inventory was proper under FLPMA 201, the public had a right under
FLPMA to participate in the inventory. This alternative argument assumes that
Defendants have authority under 201 to conduct the inventory. For purposes
of analyzing Plaintiffs' alleged injuries, we also assume, though we do not
decide, that Defendants do have authority under 201 to conduct the 1996
inventory
19
We note that BLM representatives attended several meetings with various state
and local officials concerning the 1996 inventory and, although it did not solicit
information, BLM did "welcome any information" pertinent to the inventory.
Letter from G. William Lamb, State Director, BLM, to Mark O. Walsh, Utah
Association of Counties 2 (Sept. 18, 1996)
20
process is a legal question. This court need not accept Plaintiffs' allegation that
they are entitled to public participation. See Hackford v. Babbitt, 14 F.3d 1457,
1465 (10th Cir.1994) (noting that in determining standing, court is "not bound
by conclusory allegations, unwarranted inferences, or legal conclusions");
Western Mining Council v. Watt, 643 F.2d 618, 624 (9th Cir.1981) (noting that
in determining standing, court does not "necessarily assume the truth of legal
conclusions merely because they are cast in the form of factual allegations");
cf. Murphy v. United States, 45 F.3d 520, 522 (1st Cir.1995) (noting that when
reviewing dismissal for lack of subject matter jurisdiction, plaintiff "may not
rest merely on 'unsupported conclusions or interpretations of law' " (quoting
Washington Legal Found. v. Massachusetts Bar Found., 993 F.2d 962, 971 (1st
Cir.1993))
We recognize that in cases when the standing inquiry overlaps with the merits
of the plaintiff's claim, courts have been inconsistent in their willingness to
resolve legal questions in determining standing. See Taylor v. FDIC, 132 F.3d
753, 767-68 (D.C.Cir.1997) (discussing differing treatment). In this case,
however, we conclude it is appropriate to resolve the legal question of whether
FLPMA provides for public participation to the extent necessary to determine
whether Plaintiffs have suffered an injury-in-fact for standing purposes. Cf. id.
at 766-68 (disposing of reinstatement claim on standing grounds after rejecting
plaintiffs' assertion that voluntary departure constituted a constructive
discharge); Claybrook v. Slater, 111 F.3d 904, 906-09 (D.C.Cir.1997) (holding
plaintiff lacked standing after concluding the statute upon which plaintiff relied
in bringing her claim did not impose legal duty plaintiff claimed it did); Arjay
Assocs., Inc. v. Bush, 891 F.2d 894, 898 (Fed.Cir.1989) (holding plaintiffs
lacked standing because "the injury they assert is to a nonexistent right to
continued importation of a Congressionally excluded product"); see also
Marshall County Health Care Auth. v. Shalala, 988 F.2d 1221, 1226
(D.C.Cir.1993) ("Appellants ... overlook the character of the questions before
the district court when an agency action is challenged. The entire case on
review is a question of law, and only a question of law. And because a court
can fully resolve any purely legal question on a motion to dismiss, there is no
inherent barrier to reaching the merits at the 12(b)(6) stage.").
21
(c) Criteria for development and revision--In the development and revision of
land use plans, the Secretary shall-....
(9) ... coordinate the land use inventory, planning, and management activities of
or for such lands with the land use planning and management programs ... of
the States and local governments within which the lands are located.... In
implementing this directive, the Secretary ... shall provide for meaningful
public involvement of State and local government officials ... in the
development of land use programs, land use regulations, and land use decisions
for public lands, including early public notice of proposed decisions which may
have a significant impact on non-Federal lands....
....
(f) Procedures applicable to formulation of plans and programs for public land
management--The Secretary shall allow an opportunity for public involvement
and by regulation shall establish procedures, including public hearings where
appropriate, to give Federal, State, and local governments and the public,
adequate notice and opportunity to comment upon and participate in the
formulation of plans and programs relating to the management of the public
lands.
43 U.S.C. 1712(a), (c)(9), (f). The regulations to FLPMA 202 set forth
specific requirements for public participation during the preparation,
amendment, and revision of land use plans. See, e.g., 43 C.F.R. 1610.2,
1610.4.
22
Defendants have not argued on appeal nor did they argue before the district
court that they were conducting the 1996 inventory under the authority of
FLPMA 202. We note, however, that various documents in the record contain
oblique references by Defendants to 202 in the context of their authority to
conduct the inventory. Nevertheless, Defendants have never asserted that they
are currently amending the land use plan for the lands included in the
inventory. Defendants have acknowledged that amending the land use plan for
these lands is a "possible next step[ ]," but have noted this is only one
possibility. Letter from Bruce Babbitt, Secretary of the Interior, to James V.
Hansen, Chairman, Subcommittee on National Parks, Forests, and Public Lands
2-3 (July 24, 1996). Another possibility stated by Defendants is that they may
formulate, through a legislative NEPA process, new wilderness
recommendations to Congress. See id. Defendants have consistently
acknowledged that if they do in fact amend the land use plan in the future, they
will be required to comply with the public participation requirements of 202
23
These eight factors are: (1) land areas for specific use, designation, or transfer;
(2) allowable resource uses; (3) resource condition goals and objectives; (4)
program constraints; (5) need for more specific and detailed plans; (6) support
action necessary to achieve goals; (7) general implementation sequences of
planned actions; and (8) intervals and standards for monitoring and evaluating
the plan. See 43 C.F.R. 1601.0-5(k)
24
Although FLPMA 202 requires the Secretary to rely on the inventory of the
public lands when revising a land use plan, the inventory is only one of nine
factors the Secretary is directed to consider. See 43 U.S.C. 1712(c). Further,
nothing in the statute or the regulations indicates that Plaintiffs would be
precluded from challenging the results of the inventory if those results are
utilized in proposing a revision to a land use plan
25
Any future injury Plaintiffs may suffer from the submission of the inventory
report directly to Congress is speculative at best. As the district court itself
recognized, "it is not presently known what the results of the reinventory will
be or for that matter whether the Plaintiffs will disagree with those results."
Given this uncertainty and the uncertainty of what Congress might do, if
anything, with the report, we are left with "a conjecture based on speculation
that is bottomed on surmise." Wyoming ex rel. Sullivan v. Lujan, 969 F.2d 877,
882 (10th Cir.1992) (holding Wyoming lacked standing to challenge Secretary's
exchange of federally owned coal for easement)
26
Plaintiffs also apparently argue they have been injured because they were not
allowed to comment on the adoption of the 1996 Procedures, in violation of
FLPMA and the APA. It is unclear upon which provision of FLPMA Plaintiffs
base their claim. In their Complaint, Plaintiffs reference both FLPMA 309
and FLPMA 310. Neither of these provisions provide a basis for their claim
Section 309 provides that
the Secretary, by regulation, shall establish procedures, including public
hearings where appropriate, to give the Federal, State, and local governments
and the public adequate notice and an opportunity to comment upon the
formulation of standards and criteria for, and to participate in, the preparation
and execution of plans and programs for, and the management of, the public
lands.
43 U.S.C. 1739(e). As previously discussed, the 1996 inventory is not a land
use "plan" or "program" and does not affect the management of the public
lands. Therefore, Plaintiffs' claim that they were denied an opportunity to
comment on the 1996 Procedures under 309 is without merit.
Section 310 provides the Secretary with general rule-making authority to carry
out the purposes of FLPMA and requires the Secretary to promulgate rules and
regulations in accordance with the rule-making provisions of the APA. See 43
U.S.C. 1740. To the extent Plaintiffs generally allege they were injured
because they were denied an opportunity to comment on the 1996 Procedures
under the APA, their argument is unpersuasive. Plaintiffs have not identified a
concrete injury resulting from the alleged procedural violation, but have merely
asserted their "interests in ensuring that Defendants employ public procedures
and standards are injured by Defendants' recent failure to do so." "This abstract,
generalized 'injury' is not sufficient to afford standing." Animal Legal Defense
Fund, Inc. v. Glickman, 130 F.3d 464, 471 (D.C.Cir.1997) (holding allegation
that Secretary failed to comply with notice and comment provisions of APA
was insufficient to afford standing because plaintiff "failed to make the case
that it has suffered a concrete injury as distinguished from the abstract
procedural right to submit comments").
Moreover, it is difficult to understand how Plaintiffs could be injured from the
allegedly improper promulgation of the procedures used to conduct the
inventory when they cannot identify a concrete injury from the inventory itself.
27
H.R. 1500 and H.R. 1745 were introduced before the 104th Congress in 1995.
H.R. 1500 would have designated approximately 5.7 million acres of federal
lands in Utah as wilderness, whereas H.R. 1745 would have designated
approximately 2.1 million acres as wilderness. Neither bill passed. See supra
note 4 (discussing wilderness bills). The 1996 inventory includes all public
lands identified in the H.R. 1500 and H.R. 1745 wilderness bills. See 1996
Procedures, supra
28
Plaintiffs quote the following language from the Secretary's letter: "I want you
to make sure that any BLM management decisions affecting potential
wilderness on BLM lands in Utah, whether within formally designated WSA's
or not, are given your careful attention."
29
The IMP was initially adopted to guide the management of the public lands
subject to the FLPMA 603 process. See supra Part I.A. According to
Plaintiffs, the IMP has been extended by policy to lands designated as WSAs
pursuant to FLPMA 202
30
31
As the basis for this conclusion, Plaintiffs first assert that under the 1996
Procedures, the public lands included in the inventory "will be considered
extensions of existing WSAs." Plaintiffs then assert that because WSAs are
managed under the IMP, "[i]t follows that Defendants will manage these units
under the IMP standards."
To support their assertion that the public lands included in the 1996 inventory
"will be considered extensions of existing WSAs," Plaintiffs apparently rely on
the following statement in the 1996 Procedures: "When review units are
contiguous to WSAs, they should be considered an extension of the WSA so
that no additional evaluation of outstanding opportunities is required." 1996
Procedures, supra. Read in context, this statement provides that review units
contiguous to existing WSAs are to be considered extensions of those WSAs in
determining whether the units possess "outstanding opportunities for solitude or
a primitive and unconfined type of recreation," which is one of several factors
for determining whether public lands have wilderness characteristics. See id.
Contrary to Plaintiffs' suggestion, the Procedures do not provide that these
review units will automatically be managed under the IMP simply because they
are considered extensions of existing WSAs for this one specific evaluation
purpose.
32
To the extent Plaintiffs claim the alleged changes to road maintenance policies
are attributable to Defendants' imposition of a de facto wilderness management
standard, their claim is encompassed in the cause of action directly challenging
imposition of the standard. See infra Part II.C
33
This court need not accept Plaintiffs' allegation that the 1996 inventory
constitutes a "major federal action," necessitating preparation of an EIS.
Although this issue is intertwined with the merits of Plaintiffs' claim, we
conclude it is appropriate to resolve the issue to the extent necessary to
determine whether Plaintiffs have suffered an injury-in-fact for standing
purposes. See supra note 20 (discussing appropriateness of resolving legal
questions to determine standing)
To the extent Plaintiffs allege that imposition of a de facto wilderness
management standard constitutes a "major federal action" requiring preparation
of an EIS, their claim is encompassed in the cause of action directly
challenging imposition of the standard. See infra Part II.C.
34
Plaintiffs moved for a preliminary injunction only with respect to the 1996
inventory. Plaintiffs did not move for a preliminary injunction to enjoin
Defendants from imposing the de facto management standard. In arguing
against Plaintiffs' motion to enjoin the inventory, Defendants did not directly
36
There are three separately named Plaintiffs in this suit: the State of Utah, the
Utah School and Institutional Trust Lands Administration, and the Utah
Association of Counties. This court concludes the Trust Lands Administration,
which is most directly injured by imposition of a de facto wilderness
management standard, has standing to pursue the de facto wilderness
management cause of action. Because we have concluded that one of the
Plaintiffs has standing to bring the claim, we need not consider whether the
other two Plaintiffs would also have standing to bring the claim. See Watt v.
Energy Action Educ. Found., 454 U.S. 151, 160, 102 S.Ct. 205, 212, 70
L.Ed.2d 309 (1981)
37
The redressability and immediacy requirements are relaxed somewhat for those
persons seeking to enforce procedural rights. See Lujan v. Defenders of
Wildlife, 504 U.S. 555, 572-73 n. 7, 112 S.Ct. 2130, 2142-43 n. 7, 119 L.Ed.2d
351 (1992). For example, the plaintiff need not establish with certainty that
adherence to the procedures would necessarily change the agency's ultimate
decision. See id.; see also Committee to Save the Rio Hondo v. Lucero, 102
F.3d 445, 452 (10th Cir.1996)
38