Select SmallCap
Select SmallCap
Select SmallCap
(e) Warrants
Sub Total
f) Derivative
Sub Total
B) Debt Instruments
(a) Listed / awaiting listing on
Stock Exchange
Sub Total
E) Others
(a) Deposits with Commercial
Banks
Sub Total
Notes
a) Total NPA's provided for and its percentage to NAV Nil
b) Total value and percentage of illiquid equity shares Nil
c) NAV per unit (Rupees per unit)
At the At the end
beginning
Option 30/09/2017 31/10/2017
Direct Plan - Growth 14.2372 15.0547
Direct Plan - Dividend 13.2068 13.9652
Regular Plan - Growth 13.9770 14.7752
Regular Plan - Dividend 12.9480 13.6874
337.88 3.91%
315.95 3.65%
300.92 3.48%
292.53 3.38%
265.38 3.07%
262.22 3.03%
248.07 2.87%
246.73 2.85%
235.00 2.72%
232.38 2.69%
232.34 2.69%
226.01 2.61%
220.66 2.55%
211.29 2.44%
208.37 2.41%
200.48 2.32%
196.44 2.27%
195.20 2.26%
191.99 2.22%
175.79 2.03%
173.97 2.01%
172.86 2.00%
172.37 1.99%
169.12 1.96%
169.09 1.96%
163.73 1.89%
156.79 1.81%
156.20 1.81%
153.64 1.78%
153.42 1.77%
150.70 1.74%
149.52 1.73%
133.48 1.54%
132.87 1.54%
132.26 1.53%
132.01 1.53%
111.85 1.29%
109.50 1.27%
108.80 1.26%
104.45 1.21%
101.41 1.17%
101.12 1.17%
92.80 1.07%
80.15 0.93%
59.09 0.68%
8136.81 94.10%
0.00 0.00%
0.00 0.00%
7.82 0.09%
7.82 0.09%
0.00 0.00%
0.00 0.00%
8144.63 94.19%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
128.98 1.49%
128.98 1.49%
128.98 1.49%
0.00 0.00%
0.00 0.00%
343.45 3.97%
343.45 3.97%
29.96 0.35%
8647.02 100.00%
SUNDARAM MUTUAL FUND
Sundaram Select Small Cap Series-III
Monthly Portfolio Statement for the month ended 31 October 2017
Industrial Capital
13 INE152A01029 Thermax Ltd 14026
Goods
14 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 36615
Cholamandalam Investment and
15 INE121A01016 Finance Company Ltd Finance 11350
16 INE462A01022 Bayer Cropscience Ltd Pesticides 3255
Industrial Capital
17 INE003A01024 Siemens Ltd 9810
Goods
18 INE180A01020 Max Financial Services Ltd Finance 21095
19 INE647A01010 SRF Ltd Textile Products 7218
20 INE010V01017 L&T Technology Services Ltd Software 13690
21 INE203G01019 Indraprastha Gas Ltd Gas 7016
22 INE513A01014 Schaeffler India Ltd Industrial Products 2143
23 INE562A01011 Indian Bank Banks 34463
24 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 14034
Petroleum
25 INE172A01027 Castrol India Ltd 26472
Products
26 INE296A01024 Bajaj Finance Ltd Finance 5713
27 INE356A01018 MphasiS Ltd Software 14181
28 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 7602
29 INE628A01036 UPL Ltd Pesticides 12124
30 INE383A01012 The India Cements Ltd Cement 49000
Industrial Capital
31 INE117A01022 ABB India Ltd 6845
Goods
32 INE007A01025 CRISIL Ltd Finance 5247
33 INE246F01010 Gujarat State Petronet Ltd Gas 41162
34 INE036D01028 Karur Vysya Bank Ltd Banks 66172
Consumer Non
35 INE548C01032 Emami Ltd Durables 6660
36 INE823G01014 JK Cement Ltd Cement 8058
Consumer
37 INE348B01021 Century Plyboards (India) Ltd 24498
Durables
38 INE780C01023 JM FInancial Ltd Finance 41705
39 INE342J01019 Wabco India Ltd Auto Ancillaries 1067
Consumer
40 INE176A01028 Bata India Ltd 8142
Durables
Construction
41 INE776C01039 GMR Infrastructure Ltd 332868
Project
GlaxoSmithKline Consumer Consumer Non
42 INE264A01014 1200
Healthcare Ltd Durables
Media &
43 INE424H01027 SUN TV Network Ltd Entertainment 6838
44 INE451A01017 Force Motors Ltd Auto 1340
Healthcare
45 INE437A01024 Apollo Hospitals Enterprise Ltd 3586
Services
Sub Total
(e) Warrants
Sub Total
f) Derivative
Sub Total
B) Debt Instruments
(a) Listed / awaiting listing on
Stock Exchange
Sub Total
E) Others
(a) Deposits with Commercial
Banks
Sub Total
Notes
a) Total NPA's provided for and its percentage to NAV Nil
b) Total value and percentage of illiquid equity shares Nil
c) NAV per unit (Rupees per unit)
At the At the end
beginning
Option 30/09/2017 31/10/2017
Direct Plan - Growth 13.9988 14.8048
Direct Plan - Dividend 12.9879 13.7357
Regular Plan - Growth 13.8407 14.6333
Regular Plan - Dividend 12.8099 13.5434
213.41 3.91%
195.61 3.58%
190.53 3.49%
184.76 3.38%
168.42 3.08%
167.19 3.06%
156.11 2.86%
156.02 2.86%
149.34 2.74%
146.80 2.69%
142.11 2.60%
141.94 2.60%
138.88 2.54%
133.72 2.45%
130.66 2.39%
125.47 2.30%
124.81 2.29%
123.83 2.27%
121.92 2.23%
114.04 2.09%
111.21 2.04%
110.53 2.02%
108.49 1.99%
106.66 1.95%
105.86 1.94%
102.87 1.88%
98.35 1.80%
98.04 1.80%
96.91 1.77%
95.16 1.74%
94.86 1.74%
94.42 1.73%
84.18 1.54%
83.97 1.54%
83.80 1.53%
80.77 1.48%
69.17 1.27%
68.63 1.26%
67.88 1.24%
66.04 1.21%
63.91 1.17%
60.84 1.11%
58.57 1.07%
50.30 0.92%
37.24 0.68%
5124.24 93.86%
0.00 0.00%
0.00 0.00%
4.96 0.09%
4.96 0.09%
0.00 0.00%
0.00 0.00%
5129.20 93.95%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
100.98 1.85%
100.98 1.85%
100.98 1.85%
0.00 0.00%
0.00 0.00%
217.07 3.98%
217.07 3.98%
12.40 0.23%
5459.65 100.00%
SUNDARAM MUTUAL FUND
Sundaram Select Small Cap Series-IV
Monthly Portfolio Statement for the month ended 31 October 2017
Industrial Capital
13 INE152A01029 Thermax Ltd 14772
Goods
14 INE356A01018 MphasiS Ltd Software 20593
15 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 37909
Cholamandalam Investment and
16 INE121A01016 Finance 12000
Finance Company Ltd
17 INE462A01022 Bayer Cropscience Ltd Pesticides 3429
Industrial Capital
18 INE003A01024 Siemens Ltd 10180
Goods
19 INE180A01020 Max Financial Services Ltd Finance 21897
20 INE647A01010 SRF Ltd Textile Products 7572
21 INE513A01014 Schaeffler India Ltd Industrial Products 2261
22 INE203G01019 Indraprastha Gas Ltd Gas 7335
23 INE010V01017 L&T Technology Services Ltd Software 13789
24 INE562A01011 Indian Bank Banks 36114
Petroleum
25 INE172A01027 Castrol India Ltd 27980
Products
26 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 14714
27 INE296A01024 Bajaj Finance Ltd Finance 5997
28 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 8060
29 INE628A01036 UPL Ltd Pesticides 12717
30 INE383A01012 The India Cements Ltd Cement 52000
Industrial Capital
31 INE117A01022 ABB India Ltd 7178
Goods
32 INE007A01025 CRISIL Ltd Finance 5505
33 INE246F01010 Gujarat State Petronet Ltd Gas 43164
Consumer Non
34 INE548C01032 Emami Ltd Durables 6982
35 INE036D01028 Karur Vysya Bank Ltd Banks 68883
36 INE823G01014 JK Cement Ltd Cement 8495
Consumer
37 INE348B01021 Century Plyboards (India) Ltd 26037
Durables
38 INE780C01023 JM FInancial Ltd Finance 43704
39 INE342J01019 Wabco India Ltd Auto Ancillaries 1119
Consumer
40 INE176A01028 Bata India Ltd 8532
Durables
Construction
41 INE776C01039 GMR Infrastructure Ltd 347291
Project
GlaxoSmithKline Consumer Consumer Non
42 INE264A01014 1300
Healthcare Ltd Durables
Media &
43 INE424H01027 SUN TV Network Ltd 7167
Entertainment
44 INE451A01017 Force Motors Ltd Auto 1413
Healthcare
45 INE437A01024 Apollo Hospitals Enterprise Ltd 3805
Services
Sub Total
(e) Warrants
Sub Total
f) Derivative
Sub Total
B) Debt Instruments
(a) Listed / awaiting listing on
Stock Exchange
Sub Total
E) Others
(a) Deposits with Commercial
Banks
Sub Total
Notes
a) Total NPA's provided for and its percentage to NAV Nil
b) Total value and percentage of illiquid equity shares Nil
c) NAV per unit (Rupees per unit)
At the At the end
beginning
Option 30/09/2017 31/10/2017
Direct Plan - Growth 13.9234 14.7353
Direct Plan - Dividend 12.8919 13.6436
Regular Plan - Growth 13.7786 14.5776
Regular Plan - Dividend 12.7486 13.4879
223.82 3.91%
205.35 3.59%
199.14 3.48%
193.45 3.38%
174.98 3.06%
173.10 3.02%
165.34 2.89%
163.82 2.86%
155.87 2.72%
153.97 2.69%
149.82 2.62%
149.65 2.61%
146.26 2.55%
142.81 2.49%
138.44 2.42%
138.14 2.41%
132.17 2.31%
129.52 2.26%
128.54 2.24%
127.89 2.23%
116.62 2.04%
116.27 2.03%
114.86 2.01%
113.69 1.99%
111.89 1.95%
111.83 1.95%
107.98 1.89%
103.95 1.82%
101.65 1.78%
100.98 1.76%
99.48 1.74%
99.06 1.73%
88.27 1.54%
87.85 1.53%
87.41 1.53%
85.15 1.49%
73.52 1.28%
71.91 1.26%
71.19 1.24%
69.20 1.21%
66.68 1.16%
65.92 1.15%
61.39 1.07%
53.04 0.93%
39.52 0.69%
5411.41 94.50%
0.00 0.00%
0.00 0.00%
5.17 0.09%
5.17 0.09%
0.00 0.00%
0.00 0.00%
5416.57 94.59%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
69.99 1.22%
69.99 1.22%
69.99 1.22%
0.00 0.00%
0.00 0.00%
227.48 3.97%
227.48 3.97%
12.33 0.22%
5726.37 100.00%
SUNDARAM MUTUAL FUND
Sundaram Select Small Cap Series V
Monthly Portfolio Statement for the month ended 31 October 2017
Media &
31 INE424H01027 SUN TV Network Ltd 11049
Entertainment
32 INE055A01016 Century Textiles & Industries Ltd Cement 6700
33 INE647A01010 SRF Ltd Textile Products 5189
34 INE451A01017 Force Motors Ltd Auto 2101
Industrial Capital
35 INE951I01027 V-Guard Industries Ltd 12012
Goods
Sub Total
(e) Warrants
Sub Total
f) Derivative
Sub Total
B) Debt Instruments
(a) Listed / awaiting listing on
Stock Exchange
Sub Total
E) Others
(a) Deposits with Commercial
Banks
Sub Total
Notes
a) Total NPA's provided for and its percentage to NAV Nil
b) Total value and percentage of illiquid equity shares Nil
c) NAV per unit (Rupees per unit)
At the
At the end
beginning
Option 30/09/2017 31/10/2017
Direct Plan - Growth 9.9906 10.3899
Direct Plan - Dividend 9.9906 10.3899
Regular Plan - Growth 9.9685 10.3571
Regular Plan - Dividend 9.9686 10.3572
262.15 3.03%
253.27 2.92%
231.24 2.67%
215.83 2.49%
204.25 2.36%
200.26 2.31%
198.85 2.30%
193.75 2.24%
189.13 2.18%
181.32 2.09%
180.62 2.09%
177.12 2.05%
176.19 2.03%
176.12 2.03%
174.83 2.02%
169.64 1.96%
165.71 1.91%
159.24 1.84%
157.15 1.81%
154.81 1.79%
153.98 1.78%
149.13 1.72%
148.89 1.72%
137.06 1.58%
135.32 1.56%
135.08 1.56%
128.89 1.49%
127.84 1.48%
123.04 1.42%
114.98 1.33%
94.63 1.09%
91.09 1.05%
87.64 1.01%
78.87 0.91%
25.80 0.30%
5553.73 64.12%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
5553.73 64.12%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
2231.00 25.76%
2231.00 25.76%
2231.00 25.76%
0.00 0.00%
0.00 0.00%
851.94 9.84%
851.94 9.84%
24.42 0.28%
8661.09 100.00%
SUNDARAM MUTUAL FUND
Sundaram Select Small Cap Series VI
Monthly Portfolio Statement for the month ended 31 October 2017
Consumer Non
15 INE548C01032 Emami Ltd 5000
Durables
Industrial Capital
16 INE117A01022 ABB India Ltd 4478
Goods
17 INE246F01010 Gujarat State Petronet Ltd Gas 29712
ICICI Lombard General Insurance
18 INE765G01017 Finance 8378
Company Ltd
19 INE780C01023 JM FInancial Ltd Finance 28594
20 INE007A01025 CRISIL Ltd Finance 2471
Media &
21 INE424H01027 SUN TV Network Ltd 4935
Entertainment
(e) Warrants
Sub Total
f) Derivative
Sub Total
B) Debt Instruments
(a) Listed / awaiting listing on
Stock Exchange
Sub Total
Notes
a) Total NPA's provided for and its percentage to NAV Nil
b) Total value and percentage of illiquid equity shares Nil
c) NAV per unit (Rupees per unit)
At the At the end
beginning
Option 30/09/2017 31/10/2017
Direct Plan - Growth 9.9968 10.2555
Direct Plan - Dividend 9.9968 10.2555
Regular Plan - Growth 9.9746 10.2231
Regular Plan - Dividend 9.9746 10.2231
112.99 2.94%
112.77 2.94%
107.91 2.81%
91.57 2.38%
90.98 2.37%
89.31 2.33%
84.88 2.21%
80.35 2.09%
78.60 2.05%
77.43 2.02%
76.84 2.00%
70.71 1.84%
70.41 1.83%
66.08 1.72%
62.91 1.64%
62.06 1.62%
60.76 1.58%
56.72 1.48%
47.05 1.23%
44.46 1.16%
42.27 1.10%
40.79 1.06%
39.19 1.02%
38.90 1.01%
31.76 0.83%
11.59 0.30%
1749.30 45.54%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
1749.30 45.54%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
0.00 0.00%
1692.00 44.05%
1692.00 44.05%
1692.00 44.05%
0.00 0.00%
0.00 0.00%
377.65 9.83%
377.65 9.83%
21.88 0.57%
3840.83 100.00%