SUNDARAM MUTUAL FUND

Sundaram Select Small Cap Series-II

Monthly Portfolio Statement for the month ended 31 October 2017

SL No ISIN Code Name of the instrument Rating / Industry Quantity

A) Equity & Equity Related
(a) Listed / awaiting listing on
Stock Exchange
1 INE331A01037 The Ramco Cements Ltd Cement 46873
2 INE486A01013 CESC Ltd Power 31015
3 INE891D01026 Redington (India) Ltd Transportation 190818
4 INE171A01029 The Federal Bank Ltd Banks 240273
5 INE169A01031 Coromandel International Ltd Fertilisers 51505
Mahindra & Mahindra Financial
6 INE774D01024 Finance 60748
Services Ltd
7 INE034A01011 Arvind Ltd Textile Products 61856
8 INE055A01016 Century Textiles & Industries Ltd Cement 18147
9 INE302A01020 Exide Industries Ltd Auto Ancillaries 112575
10 INE918I01018 Bajaj Finserv Ltd Finance 4638
Consumer
11 INE716A01013 Whirlpool of India Ltd 16864
Durables
12 INE028A01039 Bank of Baroda Banks 133027
Industrial Capital
13 INE152A01029 Thermax Ltd 22286
Goods
14 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 57855
Cholamandalam Investment and
15 INE121A01016 Finance Company Ltd Finance 18100
16 INE462A01022 Bayer Cropscience Ltd Pesticides 5201
Industrial Capital
17 INE003A01024 Siemens Ltd 15440
Goods
18 INE180A01020 Max Financial Services Ltd Finance 33254
19 INE647A01010 SRF Ltd Textile Products 11367
20 INE203G01019 Indraprastha Gas Ltd Gas 11090
21 INE513A01014 Schaeffler India Ltd Industrial Products 3373
22 INE010V01017 L&T Technology Services Ltd Software 20752
23 INE562A01011 Indian Bank Banks 54754
24 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 22253
Petroleum
25 INE172A01027 Castrol India Ltd 42282
Products
26 INE296A01024 Bajaj Finance Ltd Finance 9093
27 INE356A01018 MphasiS Ltd Software 22609
28 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 12111
29 INE628A01036 UPL Ltd Pesticides 19222
30 INE383A01012 The India Cements Ltd Cement 79000
Industrial Capital
31 INE117A01022 ABB India Ltd 10874
Goods
32 INE007A01025 CRISIL Ltd Finance 8309
33 INE246F01010 Gujarat State Petronet Ltd Gas 65270
Consumer Non
34 INE548C01032 Emami Ltd Durables 10560
35 INE036D01028 Karur Vysya Bank Ltd Banks 104220
36 INE823G01014 JK Cement Ltd Cement 13169
37 INE342J01019 Wabco India Ltd Auto Ancillaries 1758
Consumer
38 INE348B01021 Century Plyboards (India) Ltd 38783
Durables
39 INE780C01023 JM FInancial Ltd Finance 66122
Consumer
40 INE176A01028 Bata India Ltd 12877
Durables
GlaxoSmithKline Consumer Consumer Non
41 INE264A01014 2000
Healthcare Ltd Durables
Construction
42 INE776C01039 GMR Infrastructure Ltd 526654
Project
Media &
43 INE424H01027 SUN TV Network Ltd 10835
Entertainment
44 INE451A01017 Force Motors Ltd Auto 2135
Healthcare
45 INE437A01024 Apollo Hospitals Enterprise Ltd 5690
Services
Sub Total

(b) Overseas Security

Sub Total

(c) Privately Placed / Unlisted

Sub Total

(d) Preference / Right Shares

Karur Vysya Bank Ltd - Rights
1 *** Banks 17370
Shares
Sub Total

(e) Warrants
Sub Total

f) Derivative
Sub Total

Total for Equity & Equity Related

B) Debt Instruments
(a) Listed / awaiting listing on
Stock Exchange
Sub Total

(b) Privately Placed / Unlisted

Sub Total

(c) Govt Security

Sub Total

(d) Securitized Debt Instruments

Sub Total
 Total for Debt Instruments

C) Money Market Instruments

(a) Certificate of Deposits
Sub Total

(b) Commercial Papers

Sub Total

(c) Treasury Bills

Sub Total

(d) Reverse Repo / CBLO

1 CBLO
Sub Total

Total for Money Market

Instruments

D) Mutual Fund Units

(a) Investment in Mutual Fund
Units
Sub Total

E) Others
(a) Deposits with Commercial
Banks
Sub Total

(b) Share Application Money

pending Allotment
Share Application Money pending
Allotment
Sub Total

Cash and Other Net Current

Assets
Grand Total

*** Details awaited

Notes
a) Total NPA's provided for and its percentage to NAV Nil
b) Total value and percentage of illiquid equity shares Nil
c) NAV per unit (Rupees per unit)
At the At the end
beginning
Option 30/09/2017 31/10/2017
Direct Plan - Growth 14.2372 15.0547
Direct Plan - Dividend 13.2068 13.9652
Regular Plan - Growth 13.9770 14.7752
Regular Plan - Dividend 12.9480 13.6874

d) Dividend declared during the period (Rupees per unit) Nil

e) Total outstanding exposure in derivative instruments at the end Nil

f) Total investments in foreign securities /ADR'S/GDR'S at the end Nil
g) Portfolio Turnover Ratio 1.37%
h) Repo in corporate debt Nil
ctober 2017
Mkt Value % of Net Asset
Rs. in Lacs

337.88 3.91%
315.95 3.65%
300.92 3.48%
292.53 3.38%
265.38 3.07%
262.22 3.03%
248.07 2.87%
246.73 2.85%
235.00 2.72%
232.38 2.69%
232.34 2.69%
226.01 2.61%
220.66 2.55%
211.29 2.44%
208.37 2.41%
200.48 2.32%
196.44 2.27%
195.20 2.26%
191.99 2.22%
175.79 2.03%
173.97 2.01%
172.86 2.00%
172.37 1.99%
169.12 1.96%
169.09 1.96%
163.73 1.89%
156.79 1.81%
156.20 1.81%
153.64 1.78%
153.42 1.77%
150.70 1.74%
149.52 1.73%
133.48 1.54%
132.87 1.54%
 132.26 1.53%
132.01 1.53%
111.85 1.29%
109.50 1.27%
108.80 1.26%
104.45 1.21%

101.41 1.17%

101.12 1.17%

92.80 1.07%
80.15 0.93%
59.09 0.68%
8136.81 94.10%

0.00 0.00%

0.00 0.00%

7.82 0.09%
7.82 0.09%

0.00 0.00%

0.00 0.00%

8144.63 94.19%

0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%
 0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

128.98 1.49%
128.98 1.49%

128.98 1.49%

0.00 0.00%

0.00 0.00%

343.45 3.97%
343.45 3.97%

29.96 0.35%
8647.02 100.00%
 SUNDARAM MUTUAL FUND
Sundaram Select Small Cap Series-III
Monthly Portfolio Statement for the month ended 31 October 2017

SL No ISIN Code Name of the instrument Rating / Industry Quantity

A) Equity & Equity Related
(a) Listed / awaiting listing on
Stock Exchange
1 INE331A01037 The Ramco Cements Ltd Cement 29606
2 INE486A01013 CESC Ltd Power 19202
3 INE891D01026 Redington (India) Ltd Transportation 120817
4 INE171A01029 The Federal Bank Ltd Banks 151752
5 INE169A01031 Coromandel International Ltd Fertilisers 32688
Mahindra & Mahindra Financial
6 INE774D01024 Finance 38733
Services Ltd

7 INE055A01016 Century Textiles & Industries Ltd Cement 11482

8 INE034A01011 Arvind Ltd Textile Products 38903
9 INE302A01020 Exide Industries Ltd Auto Ancillaries 71541
10 INE918I01018 Bajaj Finserv Ltd Finance 2930
11 INE028A01039 Bank of Baroda Banks 83642
Consumer
12 INE716A01013 Whirlpool of India Ltd Durables 10303

Industrial Capital
13 INE152A01029 Thermax Ltd 14026
Goods
14 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 36615
Cholamandalam Investment and
15 INE121A01016 Finance Company Ltd Finance 11350
16 INE462A01022 Bayer Cropscience Ltd Pesticides 3255
Industrial Capital
17 INE003A01024 Siemens Ltd 9810
Goods
18 INE180A01020 Max Financial Services Ltd Finance 21095
19 INE647A01010 SRF Ltd Textile Products 7218
20 INE010V01017 L&T Technology Services Ltd Software 13690
21 INE203G01019 Indraprastha Gas Ltd Gas 7016
22 INE513A01014 Schaeffler India Ltd Industrial Products 2143
23 INE562A01011 Indian Bank Banks 34463
24 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 14034
Petroleum
25 INE172A01027 Castrol India Ltd 26472
Products
26 INE296A01024 Bajaj Finance Ltd Finance 5713
27 INE356A01018 MphasiS Ltd Software 14181
28 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 7602
29 INE628A01036 UPL Ltd Pesticides 12124
30 INE383A01012 The India Cements Ltd Cement 49000
Industrial Capital
31 INE117A01022 ABB India Ltd 6845
Goods
32 INE007A01025 CRISIL Ltd Finance 5247
33 INE246F01010 Gujarat State Petronet Ltd Gas 41162
34 INE036D01028 Karur Vysya Bank Ltd Banks 66172
 Consumer Non
35 INE548C01032 Emami Ltd Durables 6660
36 INE823G01014 JK Cement Ltd Cement 8058
Consumer
37 INE348B01021 Century Plyboards (India) Ltd 24498
Durables
38 INE780C01023 JM FInancial Ltd Finance 41705
39 INE342J01019 Wabco India Ltd Auto Ancillaries 1067
Consumer
40 INE176A01028 Bata India Ltd 8142
Durables
Construction
41 INE776C01039 GMR Infrastructure Ltd 332868
Project
GlaxoSmithKline Consumer Consumer Non
42 INE264A01014 1200
Healthcare Ltd Durables
Media &
43 INE424H01027 SUN TV Network Ltd Entertainment 6838
44 INE451A01017 Force Motors Ltd Auto 1340
Healthcare
45 INE437A01024 Apollo Hospitals Enterprise Ltd 3586
Services
Sub Total

(b) Overseas Security

Sub Total

(c) Privately Placed / Unlisted

Sub Total

(d) Preference / Right Shares

Karur Vysya Bank Ltd - Rights
1 *** Banks 11029
Shares
Sub Total

(e) Warrants
Sub Total

f) Derivative
Sub Total

Total for Equity & Equity Related

B) Debt Instruments
(a) Listed / awaiting listing on
Stock Exchange
Sub Total

(b) Privately Placed / Unlisted

Sub Total

(c) Govt Security

Sub Total

(d) Securitized Debt Instruments

 Sub Total

Total for Debt Instruments

C) Money Market Instruments

(a) Certificate of Deposits
Sub Total

(b) Commercial Papers

Sub Total

(c) Treasury Bills

Sub Total

(d) Reverse Repo / CBLO

1 CBLO
Sub Total

Total for Money Market

Instruments

D) Mutual Fund Units

(a) Investment in Mutual Fund
Units
Sub Total

E) Others
(a) Deposits with Commercial
Banks
Sub Total

(b) Share Application Money

pending Allotment
Share Application Money pending
Allotment
Sub Total

Cash and Other Net Current

Assets
Grand Total

*** Details awaited

Notes
a) Total NPA's provided for and its percentage to NAV Nil
b) Total value and percentage of illiquid equity shares Nil
c) NAV per unit (Rupees per unit)
At the At the end
beginning
Option 30/09/2017 31/10/2017
Direct Plan - Growth 13.9988 14.8048
Direct Plan - Dividend 12.9879 13.7357
Regular Plan - Growth 13.8407 14.6333
Regular Plan - Dividend 12.8099 13.5434

d) Dividend declared during the period (Rupees per unit) Nil

e) Total outstanding exposure in derivative instruments at the end Nil

f) Total investments in foreign securities /ADR'S/GDR'S at the end Nil
g) Portfolio Turnover Ratio 1.32%
h) Repo in corporate debt Nil
ctober 2017
Mkt Value % of Net Asset
Rs. in Lacs

213.41 3.91%
195.61 3.58%
190.53 3.49%
184.76 3.38%
168.42 3.08%
167.19 3.06%

156.11 2.86%
156.02 2.86%
149.34 2.74%
146.80 2.69%
142.11 2.60%
141.94 2.60%

138.88 2.54%
133.72 2.45%
130.66 2.39%
125.47 2.30%
124.81 2.29%
123.83 2.27%
121.92 2.23%
114.04 2.09%
111.21 2.04%
110.53 2.02%
108.49 1.99%
106.66 1.95%
105.86 1.94%
102.87 1.88%
98.35 1.80%
98.04 1.80%
96.91 1.77%
95.16 1.74%
94.86 1.74%
94.42 1.73%
84.18 1.54%
83.97 1.54%
 83.80 1.53%
80.77 1.48%
69.17 1.27%
68.63 1.26%
67.88 1.24%
66.04 1.21%

63.91 1.17%

60.84 1.11%

58.57 1.07%
50.30 0.92%
37.24 0.68%
5124.24 93.86%

0.00 0.00%

0.00 0.00%

4.96 0.09%
4.96 0.09%

0.00 0.00%

0.00 0.00%

5129.20 93.95%

0.00 0.00%

0.00 0.00%

0.00 0.00%
 0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

100.98 1.85%
100.98 1.85%

100.98 1.85%

0.00 0.00%

0.00 0.00%

217.07 3.98%
217.07 3.98%

12.40 0.23%
5459.65 100.00%
 SUNDARAM MUTUAL FUND
Sundaram Select Small Cap Series-IV
Monthly Portfolio Statement for the month ended 31 October 2017

SL No ISIN Code Name of the instrument Rating / Industry Quantity

A) Equity & Equity Related
(a) Listed / awaiting listing on
Stock Exchange
1 INE331A01037 The Ramco Cements Ltd Cement 31050
2 INE486A01013 CESC Ltd Power 20158
3 INE891D01026 Redington (India) Ltd Transportation 126280
4 INE171A01029 The Federal Bank Ltd Banks 158892
5 INE169A01031 Coromandel International Ltd Fertilisers 33961
Mahindra & Mahindra Financial
6 INE774D01024 Finance 40101
Services Ltd
7 INE034A01011 Arvind Ltd Textile Products 41226
8 INE055A01016 Century Textiles & Industries Ltd Cement 12049
9 INE302A01020 Exide Industries Ltd Auto Ancillaries 74670
10 INE918I01018 Bajaj Finserv Ltd Finance 3073
11 INE028A01039 Bank of Baroda Banks 88181
Consumer
12 INE716A01013 Whirlpool of India Ltd Durables 10862

Industrial Capital
13 INE152A01029 Thermax Ltd 14772
Goods
14 INE356A01018 MphasiS Ltd Software 20593
15 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 37909
Cholamandalam Investment and
16 INE121A01016 Finance 12000
Finance Company Ltd
17 INE462A01022 Bayer Cropscience Ltd Pesticides 3429
Industrial Capital
18 INE003A01024 Siemens Ltd 10180
Goods
19 INE180A01020 Max Financial Services Ltd Finance 21897
20 INE647A01010 SRF Ltd Textile Products 7572
21 INE513A01014 Schaeffler India Ltd Industrial Products 2261
22 INE203G01019 Indraprastha Gas Ltd Gas 7335
23 INE010V01017 L&T Technology Services Ltd Software 13789
24 INE562A01011 Indian Bank Banks 36114
Petroleum
25 INE172A01027 Castrol India Ltd 27980
Products
26 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 14714
27 INE296A01024 Bajaj Finance Ltd Finance 5997
28 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 8060
29 INE628A01036 UPL Ltd Pesticides 12717
30 INE383A01012 The India Cements Ltd Cement 52000
Industrial Capital
31 INE117A01022 ABB India Ltd 7178
Goods
32 INE007A01025 CRISIL Ltd Finance 5505
33 INE246F01010 Gujarat State Petronet Ltd Gas 43164
Consumer Non
34 INE548C01032 Emami Ltd Durables 6982
35 INE036D01028 Karur Vysya Bank Ltd Banks 68883
36 INE823G01014 JK Cement Ltd Cement 8495
Consumer
37 INE348B01021 Century Plyboards (India) Ltd 26037
Durables
38 INE780C01023 JM FInancial Ltd Finance 43704
39 INE342J01019 Wabco India Ltd Auto Ancillaries 1119
Consumer
40 INE176A01028 Bata India Ltd 8532
Durables
Construction
41 INE776C01039 GMR Infrastructure Ltd 347291
Project
GlaxoSmithKline Consumer Consumer Non
42 INE264A01014 1300
Healthcare Ltd Durables
Media &
43 INE424H01027 SUN TV Network Ltd 7167
Entertainment
44 INE451A01017 Force Motors Ltd Auto 1413
Healthcare
45 INE437A01024 Apollo Hospitals Enterprise Ltd 3805
Services
Sub Total

(b) Overseas Security

Sub Total

(c) Privately Placed / Unlisted

Sub Total

(d) Preference / Right Shares

Karur Vysya Bank Ltd - Rights
1 *** Banks 11481
Shares
Sub Total

(e) Warrants
Sub Total

f) Derivative
Sub Total

Total for Equity & Equity Related

B) Debt Instruments
(a) Listed / awaiting listing on
Stock Exchange
Sub Total

(b) Privately Placed / Unlisted

Sub Total

(c) Govt Security

Sub Total

(d) Securitized Debt Instruments

Sub Total
 Total for Debt Instruments

C) Money Market Instruments

(a) Certificate of Deposits
Sub Total

(b) Commercial Papers

Sub Total

(c) Treasury Bills

Sub Total

(d) Reverse Repo / CBLO

1 CBLO
Sub Total

Total for Money Market

Instruments

D) Mutual Fund Units

(a) Investment in Mutual Fund
Units
Sub Total

E) Others
(a) Deposits with Commercial
Banks
Sub Total

(b) Share Application Money

pending Allotment
Share Application Money pending
Allotment
Sub Total

Cash and Other Net Current

Assets
Grand Total

*** Details awaited

Notes
a) Total NPA's provided for and its percentage to NAV Nil
b) Total value and percentage of illiquid equity shares Nil
c) NAV per unit (Rupees per unit)
At the At the end
beginning
Option 30/09/2017 31/10/2017
Direct Plan - Growth 13.9234 14.7353
Direct Plan - Dividend 12.8919 13.6436
Regular Plan - Growth 13.7786 14.5776
Regular Plan - Dividend 12.7486 13.4879

d) Dividend declared during the period (Rupees per unit) Nil

e) Total outstanding exposure in derivative instruments at the end Nil

f) Total investments in foreign securities /ADR'S/GDR'S at the end Nil
g) Portfolio Turnover Ratio 1.32%
h) Repo in corporate debt Nil
ctober 2017
Mkt Value % of Net Asset
Rs. in Lacs

223.82 3.91%
205.35 3.59%
199.14 3.48%
193.45 3.38%
174.98 3.06%
173.10 3.02%
165.34 2.89%
163.82 2.86%
155.87 2.72%
153.97 2.69%
149.82 2.62%
149.65 2.61%

146.26 2.55%
142.81 2.49%
138.44 2.42%
138.14 2.41%
132.17 2.31%
129.52 2.26%
128.54 2.24%
127.89 2.23%
116.62 2.04%
116.27 2.03%
114.86 2.01%
113.69 1.99%
111.89 1.95%
111.83 1.95%
107.98 1.89%
103.95 1.82%
101.65 1.78%
100.98 1.76%
99.48 1.74%
99.06 1.73%
88.27 1.54%
87.85 1.53%
 87.41 1.53%
85.15 1.49%
73.52 1.28%
71.91 1.26%
71.19 1.24%
69.20 1.21%

66.68 1.16%

65.92 1.15%

61.39 1.07%
53.04 0.93%
39.52 0.69%
5411.41 94.50%

0.00 0.00%

0.00 0.00%

5.17 0.09%
5.17 0.09%

0.00 0.00%

0.00 0.00%

5416.57 94.59%

0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%
 0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

69.99 1.22%
69.99 1.22%

69.99 1.22%

0.00 0.00%

0.00 0.00%

227.48 3.97%
227.48 3.97%

12.33 0.22%
5726.37 100.00%
 SUNDARAM MUTUAL FUND
Sundaram Select Small Cap Series V
Monthly Portfolio Statement for the month ended 31 October 2017

SL No ISIN Code Name of the instrument Rating / Industry Quantity

A) Equity & Equity Related
(a) Listed / awaiting listing on
Stock Exchange
1 INE486A01013 CESC Ltd Power 25734
2 INE034A01011 Arvind Ltd Textile Products 63151
3 INE180A01020 Max Financial Services Ltd Finance 39394
Mahindra & Mahindra Financial
4 INE774D01024 Finance 50000
Services Ltd
5 INE302A01020 Exide Industries Ltd Auto Ancillaries 97844
6 INE780C01023 JM FInancial Ltd Finance 121700
Industrial Capital
7 INE003A01024 Siemens Ltd 15630
Goods
8 INE274J01014 Oil India Ltd Oil 52500
GlaxoSmithKline Consumer Consumer Non
9 INE264A01014 3730
Healthcare Ltd Durables
10 INE462A01022 Bayer Cropscience Ltd Pesticides 4704
11 INE342J01019 Wabco India Ltd Auto Ancillaries 2839
Consumer
12 INE176A01028 Bata India Ltd 21837
Durables
13 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 48246
Consumer Non
14 INE548C01032 Emami Ltd 13997
Durables
15 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 23004
16 INE010V01017 L&T Technology Services Ltd Software 20365
17 INE296A01024 Bajaj Finance Ltd Finance 9203
18 INE383A01012 The India Cements Ltd Cement 82000
19 INE171A01029 The Federal Bank Ltd Banks 129075
Industrial Capital
20 INE117A01022 ABB India Ltd 11171
Goods
21 INE028A01039 Bank of Baroda Banks 90627
Petroleum
22 INE172A01027 Castrol India Ltd Products 37293

23 INE123W01016 SBI Life Insurance Company Ltd Finance 22487

24 INE246F01010 Gujarat State Petronet Ltd Gas 67023
Construction
25 INE776C01039 GMR Infrastructure Ltd Project 704772
26 INE007A01025 CRISIL Ltd Finance 7507
27 INE849A01020 Trent Ltd Retailing 43596
ICICI Lombard General Insurance
28 INE765G01017 Finance 18883
Company Ltd
Healthcare
29 INE437A01024 Apollo Hospitals Enterprise Ltd 11847
Services
Consumer
30 INE415A01038 HSIL Ltd Durables 27076

Media &
31 INE424H01027 SUN TV Network Ltd 11049
Entertainment
32 INE055A01016 Century Textiles & Industries Ltd Cement 6700
33 INE647A01010 SRF Ltd Textile Products 5189
34 INE451A01017 Force Motors Ltd Auto 2101
Industrial Capital
35 INE951I01027 V-Guard Industries Ltd 12012
Goods
Sub Total

(b) Overseas Security

Sub Total

(c) Privately Placed / Unlisted

Sub Total

(d) Preference / Right Shares

Sub Total

(e) Warrants
Sub Total

f) Derivative
Sub Total

Total for Equity & Equity Related

B) Debt Instruments
(a) Listed / awaiting listing on
Stock Exchange
Sub Total

(b) Privately Placed / Unlisted

Sub Total

(c) Govt Security

Sub Total

(d) Securitized Debt Instruments

Sub Total

Total for Debt Instruments

C) Money Market Instruments

(a) Certificate of Deposits
Sub Total

(b) Commercial Papers

Sub Total

(c) Treasury Bills

Sub Total
 (d) Reverse Repo / CBLO
1 Reverse Repo
Sub Total

Total for Money Market

Instruments

D) Mutual Fund Units

(a) Investment in Mutual Fund
Units
Sub Total

E) Others
(a) Deposits with Commercial
Banks
Sub Total

(b) Share Application Money

pending Allotment
Share Application Money pending
Allotment
Sub Total

Cash and Other Net Current

Assets
Grand Total

Notes
a) Total NPA's provided for and its percentage to NAV Nil
b) Total value and percentage of illiquid equity shares Nil
c) NAV per unit (Rupees per unit)
At the
At the end
beginning
Option 30/09/2017 31/10/2017
Direct Plan - Growth 9.9906 10.3899
Direct Plan - Dividend 9.9906 10.3899
Regular Plan - Growth 9.9685 10.3571
Regular Plan - Dividend 9.9686 10.3572

d) Dividend declared during the period (Rupees per unit) Nil

e) Total outstanding exposure in derivative instruments at the end Nil

f) Total investments in foreign securities /ADR'S/GDR'S at the end Nil
g) Portfolio Turnover Ratio 0.56%
h) Repo in corporate debt Nil
ctober 2017
Mkt Value % of Net Asset
Rs. in Lacs

262.15 3.03%
253.27 2.92%
231.24 2.67%
215.83 2.49%
204.25 2.36%
200.26 2.31%
198.85 2.30%
193.75 2.24%
189.13 2.18%
181.32 2.09%
180.62 2.09%
177.12 2.05%
176.19 2.03%
176.12 2.03%
174.83 2.02%
169.64 1.96%
165.71 1.91%
159.24 1.84%
157.15 1.81%
154.81 1.79%
153.98 1.78%
149.13 1.72%

148.89 1.72%
137.06 1.58%
135.32 1.56%
135.08 1.56%
128.89 1.49%
127.84 1.48%

123.04 1.42%

114.98 1.33%

94.63 1.09%
 91.09 1.05%
87.64 1.01%
78.87 0.91%
25.80 0.30%
5553.73 64.12%

0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

5553.73 64.12%

0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%
2231.00 25.76%
2231.00 25.76%

2231.00 25.76%

0.00 0.00%

0.00 0.00%

851.94 9.84%
851.94 9.84%

24.42 0.28%
8661.09 100.00%
 SUNDARAM MUTUAL FUND
Sundaram Select Small Cap Series VI
Monthly Portfolio Statement for the month ended 31 October 2017

SL No ISIN Code Name of the instrument Rating / Industry Quantity

A) Equity & Equity Related
(a) Listed / awaiting listing on
Stock Exchange
1 INE034A01011 Arvind Ltd Textile Products 28173
2 INE486A01013 CESC Ltd Power 11070
Mahindra & Mahindra Financial
3 INE774D01024 Finance 25000
Services Ltd
4 INE180A01020 Max Financial Services Ltd Finance 15600
5 INE302A01020 Exide Industries Ltd Auto Ancillaries 43585
Industrial Capital
6 INE003A01024 Siemens Ltd 7020
Goods
7 INE274J01014 Oil India Ltd Oil 23000
8 INE342J01019 Wabco India Ltd Auto Ancillaries 1263
Consumer
9 INE176A01028 Bata India Ltd 9691
Durables
10 INE296A01024 Bajaj Finance Ltd Finance 4300
11 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 10111
Construction
12 INE776C01039 GMR Infrastructure Ltd 368258
Project
13 INE383A01012 The India Cements Ltd Cement 36257
14 INE123W01016 SBI Life Insurance Company Ltd Finance 9980

Consumer Non
15 INE548C01032 Emami Ltd 5000
Durables
Industrial Capital
16 INE117A01022 ABB India Ltd 4478
Goods
17 INE246F01010 Gujarat State Petronet Ltd Gas 29712
ICICI Lombard General Insurance
18 INE765G01017 Finance 8378
Company Ltd
19 INE780C01023 JM FInancial Ltd Finance 28594
20 INE007A01025 CRISIL Ltd Finance 2471
Media &
21 INE424H01027 SUN TV Network Ltd 4935
Entertainment

22 INE055A01016 Century Textiles & Industries Ltd Cement 3000

GlaxoSmithKline Consumer Consumer Non

23 INE264A01014 773
Healthcare Ltd Durables
24 INE647A01010 SRF Ltd Textile Products 2303
25 INE451A01017 Force Motors Ltd Auto 846
Industrial Capital
26 INE951I01027 V-Guard Industries Ltd 5395
Goods
Sub Total

(b) Overseas Security

Sub Total

(c) Privately Placed / Unlisted

 Sub Total

(d) Preference / Right Shares

Sub Total

(e) Warrants
Sub Total

f) Derivative
Sub Total

Total for Equity & Equity Related

B) Debt Instruments
(a) Listed / awaiting listing on
Stock Exchange
Sub Total

(b) Privately Placed / Unlisted

Sub Total

(c) Govt Security

Sub Total

(d) Securitized Debt Instruments

Sub Total

Total for Debt Instruments

C) Money Market Instruments

(a) Certificate of Deposits
Sub Total

(b) Commercial Papers

Sub Total

(c) Treasury Bills

Sub Total

(d) Reverse Repo / CBLO

1 Reverse Repo
Sub Total

Total for Money Market

Instruments

D) Mutual Fund Units

(a) Investment in Mutual Fund
Units
Sub Total
 E) Others
(a) Deposits with Commercial
Banks
Sub Total

(b) Share Application Money

pending Allotment
Share Application Money pending
Allotment
Sub Total

Cash and Other Net Current

Assets
Grand Total

Notes
a) Total NPA's provided for and its percentage to NAV Nil
b) Total value and percentage of illiquid equity shares Nil
c) NAV per unit (Rupees per unit)
At the At the end
beginning
Option 30/09/2017 31/10/2017
Direct Plan - Growth 9.9968 10.2555
Direct Plan - Dividend 9.9968 10.2555
Regular Plan - Growth 9.9746 10.2231
Regular Plan - Dividend 9.9746 10.2231

d) Dividend declared during the period (Rupees per unit) Nil

e) Total outstanding exposure in derivative instruments at the end Nil

f) Total investments in foreign securities /ADR'S/GDR'S at the end Nil
g) Portfolio Turnover Ratio 0.13%
h) Repo in corporate debt Nil
ctober 2017
Mkt Value % of Net Asset
Rs. in Lacs

112.99 2.94%
112.77 2.94%
107.91 2.81%
91.57 2.38%
90.98 2.37%
89.31 2.33%
84.88 2.21%
80.35 2.09%
78.60 2.05%
77.43 2.02%
76.84 2.00%
70.71 1.84%
70.41 1.83%
66.08 1.72%

62.91 1.64%

62.06 1.62%
60.76 1.58%
56.72 1.48%
47.05 1.23%
44.46 1.16%
42.27 1.10%

40.79 1.06%

39.19 1.02%
38.90 1.01%
31.76 0.83%
11.59 0.30%
1749.30 45.54%

0.00 0.00%
 0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

1749.30 45.54%

0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

0.00 0.00%

1692.00 44.05%
1692.00 44.05%

1692.00 44.05%

0.00 0.00%
 0.00 0.00%

377.65 9.83%
377.65 9.83%

21.88 0.57%
3840.83 100.00%