I.s.en1997 1 2004+a1 2013
I.s.en1997 1 2004+a1 2013
I.s.en1997 1 2004+a1 2013
I.S. EN 1997-1:2005
© CEN 2005 No copying without NSAI permission except as permitted by copyright law.
EN 1997:2004/AC:2009
EN 1997-1:2004/A1:2013
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I.S. xxx: Irish Standard – national specification based on the consensus of an expert panel and
subject to public consultation.
SWiFT xxx: A rapidly developed recommendatory document based on the consensus of the
participants of an NSAI workshop.
ICS number:
This document was published 91.120.20
under the authority of the NSAI
and comes into effect on:
11 February, 2005
Eurocodes permit certain design parameters to be selected nationally. In Ireland, the selection
of National Design Parameters (NDP's) is the responsibility of the Eurocodes Consultative
Committee (NSAI TC 015). National Annexes are developed in accordance with CEN and NSAI
procedures and include a public consultation process.
Where NSAI TC 015 considers it appropriate, NDP's are agreed and listed in Irish National
Annexes to Eurocodes.
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Eurocodes must always be used in conjunction with the accompanying National Annex (NA),
where available. For example, I.S. EN 1991-1-4, Eurocode 1: Actions on structures – Part 1-4:
General actions – Wind actions is to be used in conjunction with NA to I.S. EN 1991-1-4.
National Annexes are reviewed as necessary e.g. when a new edition, an amendment or a
corrigendum to a Eurocode is issued. The National Annex identifies what
amendments/corrigenda are addressed. The user should check that the National Annex
addresses the latest changes to the Eurocode. Previews of all documents are available on
www.standards.ie. Any questions should be directed to NSAI.
Where an Irish National Annex to a Eurocode has not been prepared, the user must make sure
that the general requirements of I.S. EN 1990 and the accompanying Irish National Annex are
complied with.
Where a Eurocode has been changed (revised/amended/corrected) and the National Annex has
yet to be revised to account for the change(s), the National Annex for the previous version is
available. Engineering judgement must be applied if using guidance contained therein e.g. when
selecting appropriate parameters.
Information on Eurocodes and the related national annexes is available from www.nsai.ie.
In Line with international standards practice the decimal point is shown as a comma (,)
throughout this document.
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English Version
Eurocode 7: Calcul géotechnique - Partie 1: Règles Eurocode 7 - Entwurf, Berechnung und Bemessung in der
générales Geotechnik - Teil 1: Allgemeine Regeln
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This amendment A1 modifies the European Standard EN 1997-1:2004; it was approved by CEN on 8 August 2013.
CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for inclusion of this
amendment into the relevant national standard without any alteration. Up-to-date lists and bibliographical references concerning such
national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN member.
This amendment exists in three official versions (English, French, German). A version in any other language made by translation under the
responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the
official versions.
CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia,
Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania,
Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United
Kingdom.
© 2013 CEN All rights of exploitation in any form and by any means reserved Ref. No. EN 1997-1:2004/A1:2013: E
worldwide for CEN national Members.
I.S. EN 1997-1:2005
EN 1997-1:2004/A1:2013 (E)
Contents Page
Foreword ..............................................................................................................................................................3
1 Modification to the Contents ................................................................................................................4
2 Modifications to National annex for EN 1997-1 ..................................................................................4
3 Modification to 1.1.2 ..............................................................................................................................4
4 Modification to 1.2 .................................................................................................................................5
5 Modification to 1.6 .................................................................................................................................5
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2
I.S. EN 1997-1:2005
EN 1997-1:2004/A1:2013 (E)
Foreword
This document (EN 1997-1:2004/A1:2013) has been prepared by Technical Committee CEN/TC 250
“Structural Eurocodes”, the secretariat of which is held by BSI.
This Amendment to the European Standard EN 1997-1:2004 shall be given the status of a national standard,
either by publication of an identical text or by endorsement, at the latest by November 2014, and conflicting
national standards shall be withdrawn at the latest by November 2014.
Attention is drawn to the possibility that some of the elements of this document may be the subject of patent
rights. CEN shall not be held responsible for identifying any or all such patent rights.
According to the CEN-CENELEC Internal Regulations, the national standards organizations of the following
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countries are bound to implement this European Standard: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech
Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece,
Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal,
Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United Kingdom.
3
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I.S. EN 1997-1:2005
EN 1997-1:2004 (E)
Contents
Foreword................................................................................................................................. 5
Section 1 General ................................................................................................................ 9
1.1 Scope.............................................................................................................................. 9
1.2 Normative references .................................................................................................... 10
1.3 Assumptions.................................................................................................................. 11
1.4 Distinction between Principles and Application Rules..................................................... 11
1.5 Definitions ..................................................................................................................... 12
1.6 Symbols ........................................................................................................................ 13
Section 2 Basis of geotechnical design ........................................................................... 19
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I.S. EN 1997-1:2005
EN 1997-1:2004(E)
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EN 1997-1:2004 (E)
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I.S. EN 1997-1:2005
EN 1997-1:2004(E)
Foreword
This document (EN 1997-1) has been prepared by Technical Committee CEN/TC250
“Structural Eurocodes”, the secretariat of which is held by BSI. CEN/TC 250 is responsible for
all Structural Eurocodes.
This European Standard shall be given the status of a national standard, either by publication
of an identical text, or by endorsement, at the latest by May 2005 and conflicting national
standards shall be withdrawn by March 2010.
In 1975, the Commission of the European Community decided on an action programme in the
field of construction, based on article 95 of the Treaty. The objective of the programme was the
elimination of technical obstacles to trade and the harmonisation of technical specifications.
Within this action programme, the Commission took the initiative to establish a set of
harmonised technical rules for the design of construction works which, in a first stage, would
serve as an alternative to the national rules in force in the Member States and, ultimately,
would replace them.
For fifteen years, the Commission, with the help of a Steering Committee with Representatives
of Member States, conducted the development of the Eurocodes programme, which led to the
first generation of European codes in the 1980s.
In 1989, the Commission and the Member States of the EU and EFTA decided, on the basis of
an agreement1 between the Commission and CEN, to transfer the preparation and the
publication of the Eurocodes to CEN through a series of Mandates, in order to provide them
with a future status of European Standard (EN). This links de facto the Eurocodes with the
provisions of all the Council’s Directives and/or Commissions Decisions dealing with European
standards (e.g. the Council Directive 89/106/EEC on construction products - CPD - and
Council Directives 93/37/EEC, 92/50/EEC and 89/440/EEC on public works and services and
equivalent EFTA Directives initiated in pursuit of setting up the internal market).
The Structural Eurocode programme comprises the following standards generally consisting of
a number of Parts:
1 Agreement between the Commission of the European Communities and the European Committee for
Standardisation (CEN) concerning the work on EUROCODES for the design of building and civil engineering works
(BC/CEN/03/89).
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I.S. EN 1997-1:2005
EN 1997-1:2004 (E)
The Member States of the EU and EFTA recognise that Eurocodes serve as reference
documents for the following purposes:
— as a means to prove compliance of building and civil engineering works with the essential
requirements of Council Directive 89/106/EEC, particularly Essential Requirement N°1 –
Mechanical resistance and stability – and Essential Requirement N°2 – Safety in case of
fire;
— as a basis for specifying contracts for construction works and related engineering services;
The Eurocodes, as far as they concern the construction works themselves, have a direct
relationship with the Interpretative Documents2 referred to in Article 12 of the CPD, although
they are of a different nature from harmonised product standards3. Therefore, technical aspects
arising from the Eurocodes work need to be adequately considered by CEN Technical
Committees and/or EOTA Working Groups working on product standards with a view to
achieving full compatibility of these technical specifications with the Eurocodes.
The Eurocode standards provide common structural design rules for everyday use for the
design of whole structures and component products of both a traditional and an innovative
nature. Unusual forms of construction or design conditions are not specifically covered and
additional expert consideration will be required by the designer in such cases.
2 According to Art. 3.3 of the CPD, the essential requirements (ERs) shall be given concrete form in interpretative
documents for the creation of the necessary links between the essential requirements and the mandates for
harmonised ENs and ETAGs/ETAs.
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I.S. EN 1997-1:2005
EN 1997-1:2004(E)
The National Standards implementing Eurocodes will comprise the full text of the Eurocode
(including any annexes), as published by CEN, which may be preceded by a National title page
and National foreword, and may be followed by a National annex.
The National annex may only contain information on those parameters, which are left open in
the Eurocode for national choice, known as Nationally Determined Parameters, to be used for
the design of buildings and civil engineering works to be constructed in the country concerned,
i.e. :
— the procedure to be used where alternative procedures are given in the Eurocode.
Links between Eurocodes and harmonised technical specifications (ENs and ETAs) for
products
There is a need for consistency between the harmonised technical specifications for
construction products and the technical rules for works4. Furthermore, all the information
accompanying the CE Marking of the construction products, which refer to Eurocodes should
clearly mention which Nationally Determined Parameters have been taken into account.
EN 1997-1 gives design guidance and actions for geotechnical design of buildings and civil
engineering works.
In using EN 1997-1 in practice, particular regard should be paid to the underlying assumptions
and conditions given in 1.3.
This standard gives alternative procedures and recommended values with notes indicating
where national choices may have to be made. Therefore the National Standard implementing
EN 1997-1 should have a National annex containing all Nationally Determined Parameters to
be used for the design of buildings and civil engineering works to be constructed in the relevant
country.
4 see Art.3.3 and Art.12 of the CPD, as well as clauses 4.2, 4.3.1, 4.3.2 and 5.2 of ID 1.
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I.S. EN 1997-1:2005
EN 1997-1:2004 (E)
— A.2
— A.4
— A.5
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I.S. EN 1997-1:2005
EN 1997-1:2004(E)
Section 1 General
1.1 Scope
(1) EN 1997 is intended to be used in conjunction with EN 1990:2002, which establishes the
principles and requirements for safety and serviceability, describes the basis of design and
verification and gives guidelines for related aspects of structural reliability.
(2) EN 1997 is intended to be applied to the geotechnical aspects of the design of buildings
and civil engineering works. It is subdivided into various separate parts (see 1.1.2 and 1.1.3).
(3) EN 1997 is concerned with the requirements for strength, stability, serviceability and
durability of structures. Other requirements, e.g. concerning thermal or sound insulation, are
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not considered.
(4) Numerical values of actions on buildings and civil engineering works to be taken into
account in design are provided in EN 1991 for the various types of construction. Actions
imposed by the ground, such as earth pressures, shall be calculated according to the rules of
EN 1997.
(5) Separate European Standards are intended to be used to treat matters of execution and
workmanship. They are denoted in the relevant sections.
(6) In EN 1997 execution is covered to the extent that is necessary to comply with the
assumptions of the design rules.
(7) EN 1997 does not cover the special requirements of seismic design. EN 1998 provides
additional rules for geotechnical seismic design, which complete or adapt the rules of this
Standard.
(1) EN 1997-1 is intended to be used as a general basis for the geotechnical aspects of the
design of buildings and civil engineering works.
Section 1: General
Section 8: Anchorages
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I.S. EN 1997-1:2005
EN 1997-1:2004 (E)
— in A: recommended partial safety factor values; different values of the partial factors may be
set by the National annex;
(1) EN 1997-1 is supplemented by EN 1997-2 that provides requirements for the performance
and evaluation of field and laboratory testing.
(1) This European Standard incorporates by dated or undated reference, provisions from other
publications. These normative references are cited at the appropriate places in the text and the
publications are listed hereafter. For dated references, subsequent amendments to or revisions
of any of these publications apply to this European Standard only when incorporated in it by
amendment or revision. For undated references the latest edition of the publication referred to
applies (including amendments).
NOTE The Eurocodes were published as European Prestandards. The following European Standards
which are published or in preparation are cited in normative clauses
10
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