Steven E. Aschheim-In Times of Crisis - Essays On European Culture, Germans, and Jews (2000)
Steven E. Aschheim-In Times of Crisis - Essays On European Culture, Germans, and Jews (2000)
Steven E. Aschheim-In Times of Crisis - Essays On European Culture, Germans, and Jews (2000)
In Times of Crisis
Steven E. Aschheim
3 Henrietta Street
London WC2E 8LU, England
Copyright 䉷 2001
The Board of Regents of the University of Wisconsin System
All rights reserved
5 4 3 2 1
Some of the chapters in this book originally appeared in the following publications: Journal of Contem-
porary History 28 (4): “Friedrich Nietzsche, Max Nordau, and Degeneration,” reprinted by permission
of Sage Publications Ltd.; “Excursus” was originally published under the title “The German-Jewish
Legacy beyond America,” in American Jewish Archives (November 1988); LBI Year Book XLIII
(1998): “German History and German Jewry: Boundaries, Junctions, and Interdependence,” reprinted
by permission of Leo Baeck Institute; German History 15 (2): “Archetypes and the German Jewish Dia-
logue: Reflections Occasioned by the Goldhagen Affair,” reprinted by permission of the German His-
tory Society; New German Critique 70 (Winter 1997), 117⫺41: “Nazism, Culture, and The Origins of
Totalitarianism: Hannah Arendt and the Discourse of Evil”; Tel Aviver Jahrbuch für deutsche Gesch-
ichte 26 (1997): “Post-Holocaust Mirrorings of Germany: Hannah Arendt and Daniel Goldhagen”;
Tikkun 11, no. 4 (July/August 1996): “Reconceiving the Holocaust?”; an earlier version of “George
Mosse at 80: A Critical Laudatio” appeared in Journal of Contemporary History 34 (2), reprinted by
permission of Sage Publications Ltd.; History & Memory 4, nos. 1/2 (Fall 1997): “On Saul Fried-
lander.” Unless otherwise noted all articles are reprinted here by the permission of their respective jour-
nals. “Assimilation and Its Impossible Discontents: The Case of Moritz Goldstein” was originally pub-
lished under the title “1912 The Publication of Moritz Goldstein’s ‘The German-Jewish Parnassus’
Sparks a Debate Over Assimilation, German Culture and the ‘Jewish Spirit,’” 䉷 1997 Yale University
Press, in Yale Companion to Jewish Writing and Thought in German Culture, edited by Sander L. Gil-
man and Jack Zipes (New Haven, Conn.: Yale University Press, 1997), reprinted here by permission of
Yale University Press. “Hannah Arendt in Jerusalem,” 䉷 2001 Regents of the University of California,
will be published in Hannah Arendt in Jerusalem, edited by Steven E. Aschheim (Berkeley & Los
Angeles: University of California Press, 2001), reprinted here by permission of the University of Califor-
nia Press. “Nazism, Normalcy, and the German Sonderweg,” 䉷 1988 Oxford University Press, Inc.,
was published in Studies in Contemporary Jewry, Volume IV, The Jews and the European Crisis, ed-
ited by Jonathan Frankel (New York: Oxford University Press, 1988), reprinted here by permission of
Oxford University Press, Inc.
Preface ix
vii
viii Contents
Notes 197
Index 265
Preface
ix
x Preface
cerns. At the same time, they also reflect a certain change and develop-
ment and, one hopes, a responsiveness to emerging problems and contro-
versies. Placing these essays together may, therefore, be useful in providing
a perspective over time on such continuity and change. I would hope that
any repetition that may occur—and an attempt has been made to cut this
to a minimum—will be compensated for by the variety of issues raised
and perspectives offered in the course of this work.
Over the years I have benefited immensely from the wisdom and advice
of countless friends and colleagues. I have gratefully acknowledged such
help in the notes and hope that I have not inadvertently omitted anyone.
I must, however, also acknowledge the support of Raphy Kadushin, ac-
quisitions editor of the University of Wisconsin Press, who showed im-
mediate interest in the book, and thank Hannah Nyala for her skillful
and sympathetic editing of the work. Juliet Skuldt has guided In Times of
Crisis to publication with remarkable warmth, good spirit, and compe-
tence. John Landau, acute as always, suggested the title of the book. It is
quite obvious to me that if these essays have any merit at all it is due to
the warmth and boisterous support of my ever-growing family, to whom
this volume is dedicated. It is also dedicated to the loving memory of my
mother who passed away in June 2000. Last, but certainly not least,
I want to thank Saul Friedlander and Anson Rabinbach, both of whom
read In Times of Crisis in manuscript form. They were embarrassingly
generous in their encouragement.
Part I
3
4 The Crisis of Culture—Then and Now
applied more to himself than it did, for instance, to the objects of his
scorn—Ibsen, Wilde, Baudelaire, Nietzsche, and so on.
These perceptions notwithstanding, this essay will seek to analyze and
reassess the Nietzsche–Nordau relationship in terms of a contemporary
perspective. On one level, clearly, it is tempting to regard both thinkers as
almost archetypal figures, extreme personifications of an epochal parting
of the ways, the point at which an indignant, rather bewildered and un-
comprehending, yet aggressively self-assertive European positivism con-
fronted the incipient modernist revolution intent on radically questioning,
indeed destroying, all its revered postulates. The clash of the Nordauian
and Nietzschean sensibilities can then be taken as historical evidence of
a particular cultural turning point. Nevertheless, appearances apart, there
were not only differences: there were also certain interesting, if limited,
affinities that need to be identified and analyzed. I shall document both
the clash and the commonalities and then attempt to evaluate the compet-
ing legacies of these two thinkers from our own present historical per-
spective. We may yet uncover some unsuspected relevancies contained in
Nordau’s heritage.
At the very center of what Max Nordau described as a “severe mental
epidemic . . . a sort of black death of degeneration and hysteria,” 5 stands
the figure of Friedrich Nietzsche. In Degeneration it is Nietzsche who,
more than anyone else, provided the philosophy behind what Nordau de-
scribed as the prevalent “ego-mania” and who furnished the grounds for
an ongoing “deification of filth, . . . licentiousness, disease and corrup-
tion.” 6 Nietzsche represented nothing less than the quintessence of intel-
lectual and moral degeneration. Indeed, Nordau’s definition of the ethical
climate of the fin-de-siècle is marked by what appears to be its essentially
Nietzschean characteristics:
More than his fellow “degenerates,” Nietzsche was not only considered
as insanely perverted but, as Sander Gilman has persuasively shown, a
thinker uniquely and consistently endowed with almost supernatural po-
tency, a “‘dangerous thinker’—not merely that he espoused dangerous
thoughts, but that he caused dangerous acts. . . .” 14 In this respect, Nor-
dau’s comments fitted into an ongoing tradition, a strategy not only for
dealing with Nietzsche himself but for coping with what many contem-
poraries regarded as even more disturbing phenomena: the remarkable
influence that Nietzsche had begun to exert and the perplexing prolifera-
tion of Nietzsche cults (often quite contradictory in nature and outlook)
that increasingly dotted the cultural landscape of the 1890s.15 Nietzsche,
wrote Nordau, was
obviously insane from birth, and his books bear on every page the imprint
of insanity. It may be cruel to insist on this fact. It is, however, a painful,
yet unavoidable, duty to refer to it anew, because Nietzsche has become
6 The Crisis of Culture—Then and Now
the means of raising a mental pestilence, and the only hope of checking its
propagation lies in placing Nietzsche’s insanity in the clearest light, and in
branding his disciples with the marks most suited to them, viz., as hysteri-
cal and imbecile.16
The “freedom” and “modernity,” the “progress” and “truth,” of these fel-
lows are not ours. We have nothing in common with them. They wish for
self-indulgence; we wish for work. They wish to drown consciousness in
the unconscious; we wish to strengthen and enrich consciousness. They
wish for evasive ideation and babble; we wish for attention, observation
and knowledge. The criterion by which true moderns may be recognised
and distinguished from impostors calling themselves moderns may be this:
Whoever preaches absence of discipline is an enemy of progress; and who-
ever worships his “I” is an enemy to society.20
Friedrich Nietzsche, Max Nordau and Degeneration 7
From his perspective Nordau was quite correct to single out Nietzsche
as a key articulator of this new modernist current with its assault on the
objective foundations of reality, its radical problematization of truth, and
its highly developed expressivist sense of subjective consciousness. Nietz-
sche is today, as we know, almost consensually viewed as foundational to
both the modernist and postmodernist projects.21 Who symbolizes better
than Nietzsche—who once scoffed, “All ordered society puts the passions
to sleep” 22 —the frontal attack on those values that Nordau held to be
most sacred: rationality, discipline, science, and order?
Nietzsche, of course, was instrumental in questioning the basic prem-
ises of a widespread nineteenth-century liberal faith that Nordau had ar-
ticulated: the belief in advancement based upon potentialities of the natu-
ral sciences. He fundamentally disputed the very idea of “progress.” Even
more radically, he railed against the presupposition that there was a prior,
objective reality “out there.” For Nordau and the many others whose
views Nordau mirrored, there could be no doubt about reality’s existence:
the laws of an objective natural and social world could confidently be
revealed through clear thinking and patient observation. “Culture and
command over the powers of nature are solely the result of attention; all
errors, all superstition, the consequence of defective attention. False ideas
of the connection between phenomena arise through defective observa-
tion of them, and will be rectified by a more exact observation.” Only
through their “want of attention” did degenerates produce “false judge-
ments respecting the objective universe.” 23
While Nordau sought to grasp and then adjust to objective reality,
Nietzsche spoke about reality as a construct of the self. It was the will to
power that created reality (a reality which, in some of his moods, Nietz-
sche regarded as wholly fictitious). What could have been further removed
from the Nordauian conception of knowledge than Nietzsche’s definition
of his Dionysus ideal: “the force in all life that wills error; error as the
precondition even of thought. Before there is ‘thought’ there must have
been ‘invention’; the construction of identical cases, of the appearance of
sameness, is more primitive than the knowledge of sameness.” 24
Nothing could have been more alien to Nordau’s way of thinking than
the radical perspectivism of Nietzsche, who denied the validity of any
stable, fixed viewpoint and who had written: “The world with which we
are concerned is false, i.e. is not a fact but a fable and approximation on
the basis of a meager sum of observations; it is in ‘flux’, as something in
a state of becoming, as a falsehood always changing but never getting
near the truth: for—there is no ‘truth.’” 25 “Truth,” he wrote elsewhere,
was a “mobile army of metaphors . . . illusions about which one has for-
gotten that this is what they are.” 26
8 The Crisis of Culture—Then and Now
has forgotten how to walk and speak and is on the way toward flying into
the air, dancing. His very gestures express enchantment. Just as the ani-
mals now talk, and the earth yields milk and honey, supernatural sounds
emanate from him, too: he feels himself a god, he himself now walks
about enchanted, in ecstasy, like the gods he saw walking in his dreams.
He is no longer an artist, he has become a work of art.29
The human race rarely produces an individual who, realizing his power,
and upheld by an exalted self-appreciation, is prepared to enter alone
upon life’s battle-field, on which he must wield his sword and shield with
might and skill to come out as victor or even alive. These exceptional
men . . . offer the finest and most perfect types of our race . . . They look
with contempt upon the beaten paths, and open new highways for
themselves.40
13
14 The Crisis of Culture—Then and Now
at the same time being crucially shaped by him. Unlike Kaufmann, for
these circles (with some conspicuous exceptions such as Jacques Der-
rida)11 the issue of the connection to National Socialism by and large
goes quite unmentioned, unnoticed, and the very need to even engage the
putative Nietzsche-Nazi link has been virtually obliterated. This Nietz-
sche is quite dissimilar to Kaufmann’s. Here he is the radically skeptical
perspectivist, the anti-totalizing prophet of heterogeneity, fragmentation,
and discontinuity.12
But the post-structuralists, like Kaufmann,13 have also fashioned an
ultimately epistemological14 and rather sterilized Nietzsche, shorn of all
vestiges of his vitalist Lebensphilosophie and his Great Politics of degen-
eration and regeneration.15 If anything he appears not as the embodiment
of National Socialism, but as the therapeutic answer and the antithetical
response to it. This postmodernist Nietzsche is one with postmodernism’s
larger agenda, so often presented as an explicit antidote to the Nazi expe-
rience. For Lyotard, Auschwitz reveals the bankruptcy of the grand meta-
narratives of the Enlightenment and their accompanying belief in progress
and reason. In a post-Auschwitz world, such totalizing, homogenizing,
and manipulating modes must give way to non-privileging heterogeneous,
pluralistic, and ironic narratives.16 This, of course, is very much open to
question. Lyotard’s is a reductive treatment of the Enlightenment project
in which, as one analyst provocatively notes,
they were a disaster partly because they were delivered in garbled English
(!) but also because in the presence of France’s most famous living Nietz-
scheans, Paul Veyne and Michel Foucault, he devoted time to uncover
what he claimed to be the fascist implications of Nietzsche’s way of think-
ing. By then the distance between the “old” and the “new” Nietzsche
seemed so great that, as one reporter put it, Habermas’ line seemed a
strange proposition: especially “in a place where two prominent Nietz-
scheans teach, neither of whom can be mistaken for anti-democrats.” 20
The post-war resuscitation of Nietzsche and his appropriate recon-
struction into a prophet eminently suited to our own times (as he is thus
refitted for all other times) required therefore that he emigrate into more
hospitable waters. France and the nascent, politically ambiguous, post-
structuralist revolution of the 1970s seemed to have been tailor-made for
this. It is still not clear why the deconstructionist impulse was born in
France and at that particular moment. Numerous explanations, some
more persuasive than others, have been offered.21 Whatever the explana-
tion, there can be little doubt about the obviously dominant role of Nietz-
sche within this new dispensation. In paradoxical fashion, Nietzsche
came to possess canonic status within a body of thought that sought to
problematize the very notion of canon. As a recent volume “Nietzsche as
Postmodernist” puts it: “Nietzsche paved the way for the philosophical
concept of postmodernism” itself. In this view Lyotard’s increasingly au-
thoritative definition of postmodernism as a “distrust of metanarrative”
can be seen simply to be drawn from a particular strain within Nietz-
sche’s thought.22
To be sure, it would be an error to lump all the so-called post-
structuralist trends and thinkers together. Not all its exponents are
equally enthusiastic Nietzscheans and not all use him in the same way.
Moreover, at times they critique each other on the basis of a kind of im-
plicit Nietzschean purity. Derrida once accused Foucault of “confirming
metaphysics in its fundamental operation,” perhaps the most dire anti-
Nietzschean deed in the entire deconstructionist lexicon.23 Whatever the
differences, however, there can be little doubt that—together perhaps
with another old Nietzschean, Martin Heidegger—Nietzsche and what
has been called his “unremitting interrogation of Western civilization” 24
is most central to this project and its sensibility.
Nietzsche’s genealogical conception of history, and what is not always
convincingly taken to be its radical problematizing of origins;25 the em-
phasis on the discourse of power; the radically skeptical perspectivism; the
experimental quest for self-creation; the fascination with the outer reaches
of human experience (the realms of madness, cruelty, violence, and pain
repressed by metaphysics and reason); the transgressive “Dionysian” im-
18 The Crisis of Culture—Then and Now
is condemned, as Mark Lilla has put it, not because it subtly perpetuates
power but because it seeks to displace it from body to soul.30 In Foucault’s
work, then, the question of nihilism is left wide open. In the absence of
any unchangeable rule or norm, the positive and destructive capacities of
which Nietzsche spoke coalesce as permanent possibilities.
There is a veritable rush in various feminist quarters to render this
postmodernist Nietzsche as inspirational source. Jacques Derrida has spec-
tacularly demonstrated the radical heterogeneities, the reversals, the en-
coded complexities of Nietzsche’s treatment of women (“Nietzsche might
well be lost in the web of his text, lost much as a spider who finds he is
unequal to the web he has spun”), and their centrality to his project.31
But its politicization too often elides such complexities. Here Nietzsche
is simply invoked “to find ways of understanding and affirming sexual
differences that do not imply social relations of domination and subordi-
nation; . . . conceptions of power and practices of criticism which are not
confined to the reactive perspective of slave morality; . . . the desire . . . to
find . . . forms of relations to others, to knowledge and to self which
might provide bases for less oppressive social relations.” 32 The mighty
exegetical efforts involved in suitably transforming the Zarathustrian
whip and the explicitly and radically anti-democratic, anti-egalitarian
Nietzsche into this soft humanizing role have not been lost on even the
most enthusiastic members of these circles.33
Contemporary feminist Nietzscheanism may have its own particular
emphases, but we should remind ourselves it is no new creation. The same
interpretive imperatives and tensions between Nietzsche’s apparent dis-
missal of women and its exegetical interpretive overcoming, his radically
emancipatory and transvaluative side,34 and his emphasis on a biologistic,
essentialist conception of the “identity” of women beset its advocates,
many of whom flirted openly with various forms of bio-eugenic politics,
as early as the 1890s.35 It may be salutary to remember that historically
there have been feminist Nietzscheans of all stripes. For example, the fu-
turist vitalist Valentine de Saint-Point, who sought “to make lust into a
work of art” and who argued that after battle “it is normal for the victors,
to turn to rape in the conquered land, so that life may be re-created,”
translated the notion of the Übermensch into a new myth of the masculin-
ized superwoman. Give woman, she proclaimed, “a war cry and with joy
she will ride again on her instinct and lead you towards undreamed of
conquests . . . Let woman rediscover her own cruelty and violence that
make her turn on the beaten . . . and mutilate them.” 36 While for some
de Saint-Point’s construction may have been less attractive, can we say
that it was less plausible than the rival feminist appropriations of her own
or the present day?
20 The Crisis of Culture—Then and Now
In many obvious ways the Nietzschean corpus has formed and influ-
enced contemporary sensibilities, but it is equally true that the Nietz-
sche(s) of our own times could only arise, like those of other times, be-
cause changed circumstances induced and encouraged him to be read and
emphasized in this particular way. Nietzsche has simultaneously influ-
enced but also been appropriately reconstructed to fit what his champions
take to be our own age of radical ideological and epistemological indeter-
minacy. Like other constructions—including my own—all interpreta-
tions of Nietzsche are particular and historically conditioned. Indetermi-
nacy is in many ways a Nietzschean legacy, and the deconstructionists are
surely correct to highlight historical and textual contingency. Yet they do
not differ in kind from the multiple Nietzscheanisms that form the history
of the ongoing Nietzsche legacy. The making of this particular Nietzsche,
like all other Nietzscheanisms, involves a series of selective interpretive
operations. They too have constructed their own privileged, “meta”-
Nietzsche: the self-subverting, paradoxical one of indeterminacy.
If many contemporary critics are to be believed, this Nietzsche simply
consists of another, not always persuasive, reading: one, they argue, that
entails not the jettisoning of metaphysics but rather the elaboration of yet
another one. Of course, the post-structuralists continue to teach us much
that is valuable about the textual and perspectivist nature of language
and truth, and several have done so by apparently drawing sustenance
from Nietzsche’s formulations. As Avital Ronell has put it: “The question
of the text erupted with Nietzsche, everything appears to be organized
around the absence of an oeuvre.” 37 But equally plausible counter-
interpretations have been made that Nietzsche was the first to see through
such claims and that his intra-linguistic play “does not amount to an ab-
sence of origins and absence of foundation,” a mere play of signifiers, but
an overabundance of plastic forces, a surplus of force, part of the physics
of the will to power.38 Furthermore, some have argued that for all Nietz-
sche’s iconoclasm, and indeed, perhaps because of it, he remains, after
all, within the classical philosophical mode a “seeker after truth.” 39 One
critic has recently gone so far as to suggest a “Nietzsche who is merely
rehashing familiar Kantian themes, minus the rigor of Kant’s exposi-
tion.” 40 Be that as it may, others claim that Nietzsche’s insistently judg-
mental stance posits the principle of rank-order as overriding. This pre-
supposes the “supra-perspectival” truth that postmodernists deny.41
They point to the fact that the canonic postmodernist Nietzschean
text—“On Truth and Lie in an Extra-Moral Sense”—was only published
posthumously and that many other similar musings appeared in the un-
published notes to The Will to Power.42 They argue that Nietzsche at-
tacked specific modes of logic and rationality rather than Western
Thinking the Nietzsche Legacy Today 21
24
Against Social Science 25
From the very beginning of the new science the joy in progress was muted:
its thought on society took pride in not transcending that which was. The
impulse of philosophy to transform the Ought into the Is readily gave way
to the sober acceptance of the Is as the Ought . . . sociology has remained
“positive” not only because it desires to keep to the given . . . but also be-
cause it takes a positive stance toward that which exists. It has enjoined
itself to refrain from treating that which exists critically.30
nature and its laws, by negating the very idea of a dialectic, “social prac-
tice” was effectively “throttled by the inexorable.” This sociology was
charged with establishing the “general limits of all political action” and
preparing men for obedience and resignation to the existing order:
The laws positivist science discovered and that distinguish it from empiri-
cism, were positive also in the sense that they affirmed the prevailing order
as a basis for denying the need to construct a new one. Not that they ex-
cluded the idea of reform and change—on the contrary, the idea of prog-
ress loomed large in the sociology of Comte—but the laws of progress
were part of the machinery of the given order . . . the authority of natural
laws in place of free action . . . The idea of order, so basic to Comte’s posi-
tivism, has a totalitarian content in its social as well as methodological
meaning.31
The great sociologists of their own Weimar time came in for similar
treatment from our thinkers. The Critical theorists railed that Karl Mann-
heim’s concept of “ideology’ in effect reduced all knowledge to a kind of
“false consciousness.” 32 And, indeed, Hannah Arendt’s very first publica-
tion (in 1930) was devoted to a defense of the autonomy of philosophy
in the face of the reductionist threat posed by Mannheim’s Ideology and
Utopia (published in 1929).33 Sociology, the young philosopher indig-
nantly proclaimed, “denies reality to thought as a matter of principle . . .
Everything in the mental or intellectual realm is regarded as ideology or
utopia.” In effect, Arendt adopted a technique which many years later
(1969) Peter L. Berger described as “relativizing the relativizers.” 34 It was
not thought but sociology’s (and psychoanalysis’) “mistrust of the mind,”
she wrote, that was suspect and in need of explanation. The discipline
had to be understood as a product of the homeless condition induced
by a bourgeois economistic modernity and the breakdown of tradition.
“Sociology itself,” she wrote,
is bound to a historical moment without which it could not have arisen
in the first place, the moment when a justified mistrust of the mind was
awakened through its homelessness. . . . The interpretation of mental life
purely in terms of reducing it to ideology or utopia is justified only when
the economic component has gained such predominance in life that
thought in fact can and must become “ideological superstructure.”. . .
Only when people no longer see their existence in community as given,
only when, as by means of economic advancement, the individual sud-
denly finds himself belonging to a completely different community . . .
does the question of meaning arise.35
On the surface, Leo Strauss does not appear to share this hostility.36
Quite the contrary, actually, he once (quite disingenuously, I think) de-
Against Social Science 29
clared that “my specialty is . . . social science” 37 and formulated his “so-
ciology of philosophy” in explicitly Mannheimian terms, describing it as
“a legitimate subdivision of sociology of knowledge.” 38 Yet this “sociol-
ogy of philosophy” contains a frontal attack upon the assumptions of the
sociology of knowledge and, furthermore, is designed to grasp and pre-
serve what that science, according to Strauss, grossly denies: the privi-
leged, irreducible role of the philosopher in society.
ect, after all, his return to the verities of pre-modern philosophy and its
assumptions, was based upon the search for universals denied by the
postulates of Weberian social science and its associated historicist as-
sumptions.59
But, of course, all these individual confrontations were really parts of
broader critiques against social science itself, and these in turn were re-
flections of the wider alternative philosophies and politics respectively be-
ing adumbrated. Strauss, the Critical Theorists, and Arendt not only re-
garded social science as essentially “instrumental,” but also as a reflection
and reinforcement of a technico-reductionist mentality characteristic of
liberal-capitalist modernity.60 One need not elaborate on this for the Criti-
cal Theorists, for if the Frankfurt School is famous for anything it is for
its enduring, multifaceted efforts to demonstrate the pernicious permuta-
tions and domination of “instrumental”—as opposed to substantive—
reason in modern society.61 Indeed, it is precisely its rather undifferenti-
ated critique, its tendency in this regard to collapse distinctions between
liberal-bourgeois and Fascist regimes or between mass murder and the
Hollywood culture industry, that has aroused much of the criticism
against it.62 In their reading, bourgeois sociology becomes the very incar-
nation of this kind of instrumental reason, defined as a form of false con-
sciousness. Bourgeois sociology, they argued, assumed an unproblematic
unity between individual and society by, as it were, abolishing social an-
tagonisms and the idea of a dialectical totality that would allow for genu-
ine radical criticism.63 It treated “society, potentially the self-determining
subject, as if it were an object, and could be determined from outside . . .
Such a substitution of society as object for subject constitutes the reified
consciousness of sociology.” 64 Indeed, it was in order to construct a kind
of dialectical anti-positivist counter-sociology, which they dubbed “Criti-
cal Theory,” that their alternative Institute for Social Research was
founded in 1923.
While the Frankfurt School rejected positivistic sociology on the re-
demptive (albeit fragile) grounds of an as yet historically unrealized eman-
cipatory dialectic, Leo Strauss dismissed it in favor of a resurrected pre-
modern notion of enduring rationality and natural right. The positivist
assumption that modern science represented the highest form of knowl-
edge, he noted, inevitably deprecated an always existent and necessary
pre-scientific knowledge. It was precisely these pre-scientific assump-
tions—for instance, the presupposition that social science can tell human
beings from other beings—that not only remained valid but were the es-
sential precondition for all later “scientific” operations.65
But this logical matter was not primary. Time and again, as with his
analysis of Weber, Strauss returned to positivism’s prescriptive inabilities
Against Social Science 33
achieve a scientific character only when men had become social beings
and unanimously followed certain patterns of behavior, so that those who
did not keep the rules could be considered to be asocial or abnormal.88
The precondition for the very possibility of the discipline called statis-
tics was
great numbers . . . behaviorism and automatism in human affairs . . . The
unfortunate truth about behaviorism and the validity of its “laws” is that
the more people there are, the more likely they are to behave and the less
likely to tolerate non-behavior . . . Statistical uniformity is by no means a
harmless scientific ideal; it is the no longer secret political ideal of a soci-
ety which, entirely submerged in the routine of everyday living, is at peace
with the scientific outlook inherent in its very existence.89
To gauge the extent of society’s victory in the modern age, its early substi-
tution of behavior for action and its eventual substitution of bureaucracy
. . . it may be well to recall that its initial science of economics, which
substitutes patterns of behavior only in this rather limited field of human
activity, was finally followed by the all-comprehensive pretension of the
social sciences which, as “behavioral sciences,” aim to reduce man as a
whole, in all his activities, to the level of a conditioned and behaving ani-
mal. If economics is the science of society in its early stages, when it could
impose its rules of behavior only on sections of the population and on
parts of their activities, the rise of the “behavioural sciences” indicates
clearly the final stage of this development, when mass society has de-
voured all strata of the nation and “social behavior” has become the stan-
dard for all regions of life.90
Judaism had purely negative, external roots, and was simply a response
to Weimar anti-Semitism and its later murderous Nazi incarnation, even
if the evolution of their deepening attempts to grasp it indicates a rather
far-reaching change in attitude. Witness, for example, Horkheimer’s early
and mechanical reduction of the “Jewish problem” to capitalism102 —“he
who does not wish to speak of capitalism, should also be silent about
fascism” 103 —as well as the use of conventional empirical methods in the
famous 1950 study of The Authoritarian Personality through Adorno
and Horkheimer’s far more subtle philosophical ruminations on Ausch-
witz and its implications.104
Still, here we want to examine whether the peculiar resistance to social
science of these thinkers can in any other “more positive” way be linked
to their Jewish predicament and (variously understood) sensibility. There
are a number of possible approaches to this question. If a common thread
is to be found perhaps it lies in the peculiar German tradition of Bildung
which, in the context of a protracted struggle for emancipation, George
Mosse has argued, ironically became integral to German Jewish intellec-
tual identity itself. With its emphasis on the primacy of culture, the goal
of an individual emancipation beyond religion and nationality, and its
insistence upon personalized, humanizing modes, the Bildung’s ideal be-
came an almost automatic part of German Jewry’s cultural and intellec-
tual radar. Mosse even argues that it was with the Frankfurt School—
the least explicitly Jewish of those considered here—that this peculiarly
German Jewish identity reached its climax!105
For the Frankfurt School, this may help illuminate the connections be-
tween their awareness of anti-Semitism and the Holocaust, the resistance
to positivist reductionism, and the still glimmering hope for some kind of
transcendence, a hope which animated their project to the end. While
they sought to expose the murderous dialectic of the Enlightenment and
the falsity of the present, they nevertheless did cling to an admittedly more
blurred, ever more abstracted utopian ideal of universal human emanci-
pation, which in the post-Holocaust era they defined as the paradoxical
desire for the saving of the hopeless.106 Martin Jay has suggested that in
all this a clearly Jewish ingredient can be found. In the “cardinal tenet of
Critical Theory: the prohibition of premature positivity,” he writes, “. . .
the Jews became the metaphoric equivalent of that remnant of society
preserving negation and the nonidentical . . . underlying the Frankfurt
School’s refusal to describe the utopian alternative to the present society
was the traditional Jewish taboo on naming God or picturing para-
dise.” 107 At the same time, Anson Rabinbach has recently suggested,
Adorno traced the origins of anti-Semitism to this Jewish Bildverbot. The
enforcement of this taboo fostered enormous hatred and resentment. In
40 The Crisis of Culture—Then and Now
has a deeper reverence than any other beholder for the sacred tables of the
Hebrews as well of the other nations in question. Yet since he is only a be-
holder of these tables . . . he is not subject to the commandments of any.
This is true also and especially of the tables, or “values,” of Western cul-
ture. But according to him, all scientific-concepts, and hence in particular
the concept of culture is an outgrowth of nineteenth-century Western cul-
ture; its application to ‘cultures’ of other ages and climates is an act stem-
ming from the spiritual imperialism of that culture. There is then a glaring
contradiction between the claimed objectivity of the science of cultures
and the radical subjectivity of that culture.113
Against Social Science 41
How, finally, can we place these thinkers into historical perspective and
assess their concerns and contributions? The inability, combined with the
lack of desire, to give liberalism its due no doubt constituted a continuing
and grave blind spot in their intellectual arsenal. Their condemnations
and fears of “modernity” as such (never properly distinguished from its
totalitarian variants) may appear today as overheated, melodramatic.
These biases, built into the fabric of Weimar radical theory, do indeed
render that legacy an ambiguous one. Yet, surely, the fact that these and
other Weimar intellectuals continue to generate excitement and maintain
their varied, yet foundational, relevance at the end of the twentieth cen-
tury should give us some pause. Perhaps their ideas and sensibilities still
speak to us because the unease with “modernity” (however understood)
and its characteristic cognitive modes has never really been fully alleviated
and because these (Jewish) thinkers, imbued with humanizing impulses,
provide redemptive clues to understanding—and perhaps transcending—
a still homogenizing and reductive age.
Four
44
Nazism and the Holocaust in Contemporary Culture 45
As a result, the discourse on Nazism and the Shoah very early on high-
lighted the general question of the limits and possibilities of empathy, an
issue that with Bosnia and Rwanda has again become searingly relevant.
It also produced, and quite quickly so, the unfortunate syndrome of
“comparative victimization.” Already in 1945 there was a German ten-
dency either to blame or claim parity with (or, indeed, even greater suffer-
ing than) the classic victims of Nazism. No less a member of the exiled
German resistance than Volkmar von Zuehlsdorff announced in 1946
that “Today the Jews and Poles are not the victims, but the Germans ir-
respective of their political persuasions.” 18 “The ovens of Auschwitz,” he
wrote later, “have become the glowing fires of Hamburg and Dresden, of
Berlin, Leipzig, Cologne, Essen, Dortmund . . . .” 19
Since then, this “competition” as to who constitutes the most “authen-
tic” victim has become one of the great hallmarks of contemporary politi-
cal discourse not only within Germany and Israel but far beyond; Ameri-
can culture, for example, is rife with a kind of cult of the victim. The
point here is that the rapid and deep enshrinement of paradigmatic status
upon Nazism ensured that its uses and applications would reach far be-
yond its original historical circumstances.
On the one hand, given its symbolic-emotive force as a guiding moral
metaphor, the “Holocaust” and the language of genocide have been used
to characterize any number of historical and contemporary persecutions
and atrocities, ranging from the medieval witch craze through black slav-
ery to Vietnam. The differences in origin, scope, and consequences were
usually rather significant and the analogies did not necessarily illuminate
either the Shoah or the comparative historical case in question. On the
other hand, over the years the insistence upon the uniqueness of the Holo-
caust assumed the form of an extra-historical and political vested interest,
becoming a crucial means of defining the particularity of Jewish identity.
The rhetoric—and elevation—of singular Jewish victimization (in itself
not inaccurate when viewed in its purely historical context) inevitably
produced a certain resentment and initiated a kind of fruitless compe-
tition in both historical and ongoing victimization that informs, for in-
stance, even current tensions between Black and Jewish people. Michael
Bernstein has elegantly formulated the problem: “once victimhood is un-
derstood to endow one with special claims and rights, the scramble to
attain that designation for one’s own interest group is heated as any other
for legitimacy and power.” 20
The radical singularity, the “uniqueness” that is built into this para-
digm of “absolute evil”—one that from its beginnings has satisfied mul-
tiple “extra-historical” cultural and political functions—has thus itself
become a site of conflict. The Holocaust was certainly singular, unique,
Nazism and the Holocaust in Contemporary Culture 49
but, given the fact that historical events are such by definition, the status
of such a categorization is far from clear. As David Biale has pointed out,
In an acute and unresolved way the legacy of the catastrophe has opened
up ultimate questions relating to the possibilities and limits of human
empathy, solidarity, and the ability to block out or recognize the suffering
of others. It has raised the delicate problem of balancing historically
meaningful distinctions between atrocities with the commonalities of ex-
perience that allow for some kind of common ground and solidarity.
The centrality of the Nazi trauma within Israeli life needs little elabora-
tion.22 But there too its inscriptive meanderings have been complicated,
dynamic, and ambiguous. There too, at least in the initial stages, a deep
divide pertained between public commemoration and private experience;
the mute pervasiveness of this within private experience is most poignantly
captured in David Grossman’s remarkable novel, See under Love.” 23
In the early years of Statehood, the Churban (destruction), as it was
initially called, was made publicly manageable by incorporating it—as
the extreme edge, to be sure—into the traditional, Zionist narrative of
the transition from a powerless Diaspora to potent sovereignty, a saga
that moved from exile and catastrophe to resistance and, ultimately, col-
lective national deliverance. But because this version more or less locked
the event into conventional ideological categories of martyrdom and re-
demption (laden as it also always was with the equalizing heroic motifs
taken from the uprising of the Warsaw Ghetto), this somehow lessened
the need for a differentiated, direct confrontation with the horrific speci-
ficities of the event. It possessed, rather, a kind of shadowy mythic status,
an event from a remote world populated more by archetypes than real
people. This was certainly true for the way in which the Kastner trial of
the 1950s was conducted, and the televised re-staging of the trial in 1994
was distinguished precisely by a nuanced, differentiated psychological
and political understanding of the complexities involved. Moreover, the
opposition to reparations headed by Menachem Begin, though powerful,
could still not be articulated in a framework that transcended the concrete
issue itself.
50 The Crisis of Culture—Then and Now
Beginning in 1961 with the Eichmann trial and accelerating during and
after the high point of June 1967, a particular constellation of events
produced paradigmatic shifts in Israeli (and general Jewish) representa-
tions of the catastrophe and placed what had been latent at the very de-
fining center of consciousness. The outlines of these developments are
familiar enough. In the days and weeks immediately preceding the Six-
Day War a feeling of utter isolation and vulnerability, indeed, the fear
of possible extermination, permeated the country. As the most obvious
available existential and historical analogy, the Shoah suddenly assumed
a central experiential relevance. No longer remote exilic history but a
perceived imminent prospect, its meaning and salience underwent dra-
matic transformation. The prevailing wisdom and governing ideology
were transformed. The predicament of the Jewish state and the powerless
Diaspora were now no longer regarded as antithetical; Jewish fate was
existentially and politically one. The uniqueness of Jewish continuity,
fate, and victimhood—with the Holocaust as its measure and standard—
was now, more than ever, underlined. While Diaspora Jewish self-
definition was more and more tied to identification with the Holocaust,
Israeli political culture increasingly invoked it as the crucial legitimizing
force behind the state’s existence.
Despite the insistence of many uncomfortable intellectuals at the time
that Jerusalem was not Auschwitz, that the fact of sovereignty made all
the difference, and that the structure of the Arab-Israel conflict was not
analogical to the anti-Semitic Nazi project,24 the Shoah was continually
invoked as part of a continuing Jewish historical isolation—as expressed
in the popular song, “the whole world was and is against us”—and made
into the governing metaphor of the Arab-Israel conflict. Menachem Be-
gin’s famous reference to Yassir Arafat in Beirut during the Lebanon war
as “Hitler in his bunker” is only the most well known of an ongoing
tendency. (Note, however, that such rhetoric of extermination was not
originally limited to the right: Abba Eban described the pre-1967 map of
Israel as “Auschwitz lines.”) The contemporary Israeli radical right derives
its sustenance from this perception and takes it to an extreme. The world
is depicted in terms of the murderous enemies and destroyers of the Jew-
ish people and the Arabs portrayed as a mix of the Nazi and Amalek
metaphors. The general phenomenon of Kahanism—and indeed the par-
ticular act of Baruch Goldstein and his multiple murder of Arabs at the
tomb of the Fathers in Hebron in 1994—is incomprehensible outside of
this mindset.
It was, then, in the late 1960s that the Shoah exploded into public
consciousness in Israel and the Diaspora alike. Since that time it has insis-
tently occupied a defining central role in political discourse. Placing the
Nazism and the Holocaust in Contemporary Culture 51
cisely because of its immense emotive and symbolic power and its rele-
vance as the governing metaphor of “evil,” the accusation of or compari-
son with Nazism and Nazi-like behavior and intentions is employed by
virtually all sides of many political and cultural debates as a potent “la-
bel,” the ultimate critique and form of political outlawing and an effective
means to either propel or still action. We in Israel tend to take for granted
both the depth of penetration of this discourse, its speed, and multiple
controversies: how many of us remember the outrage provoked by the
attempt to commemorate the Nazi murder of homosexuals and lesbians
at Yad Vashem, the invocation by the Sephardi “rebel” Uzi Meshulam of
the “Ashke-Nazi” analogy, accusations by the settlers during the Rabin-
Peres years that the army was behaving like Nazis, and the maverick reli-
gious dove Yeshayahu Leibowitz’s recurring damnation of post-1967 Is-
rael as Judeo-Nazi? In the period of just a few weeks in early 1995 there
occurred the scandal over the attempt to auction Holocaust “soap,” the
debate over the visit to Israel of the converted survivor, Cardinal Lustiger
of Paris, and the outcry prompted by the historian Moshe Zimmermann’s
portrayal of the attitudes of Hebron settlers as akin to that of the Hitler
youth. Most revelatory, and shocking, of course, was that infamous (in-
deed fatal) pictorial fabrication—of Yitzhak Rabin dressed in SS uni-
form—paraded so prominently at right-wing political rallies prior to the
assassination.
The intensity in Germany and Israel may be the greatest but the use of
the code as metaphor for ultimate evil and a mode of positioning one’s
self and condemning one’s enemies is exceedingly powerful and frequent
in American culture as well. Who has not heard abortion characterized
as Holocaust? The Gun Owners of America liken the FBI to the Gestapo,
while Minister Louis Farrakhan compares the condition of a deprived
Iraq’s hospitals to those of the death camps. The examples are endless.
What does this all amount to? I am suggesting that National Socialism
and the atrocities its adherents committed will continue to play founda-
tional roles but will increasingly do so not only in problematic but also
in consciously problematizing ways. More and more the subject will be
torn out of its known, predictable contexts and undergo critical “defami-
liarization.” The controversies around its proper interpretation, appro-
priate lessons, and commemoration will generate its eventual cultural cen-
trality and vitality.
While the future content of these discourses cannot be predicted, they
will certainly be affected by changing sociopolitical constellations. In
Germany, with its increased political and economic power, unification
and greater self-confidence will no doubt constitute a spur to reconsider
and rewrite a relatively “normalized” national history that mutes if not
54 The Crisis of Culture—Then and Now
(Con)Fusions of Identity—
Germans and Jews
Five
Excursus
Growing Up German Jewish in South Africa
I was born in South Africa, and it was in that shaping context, as a child
of German Jewish refugees who had come to the shores of that country
during the 1930s, that some of the sensibilities associated with the Ger-
man Jewish legacy were transmitted to me.1 Over the years, of course, my
understanding of the meaning of that legacy changed and deepened as it
became more conscious, and the task of this essay will be to delineate
briefly that evolution. But from a child’s emotional point of view, to the
extent that one can distinguish the specifically German Jewish compo-
nents from the general experience of growing up Jewish, it was initially a
rather embarrassing inheritance.
It was, no doubt, my parents’ German accent, at once comfortingly
familiar yet clearly foreign, which first alerted me to the “alienness” of
my background. To the outside world, or so I believed, the fact of Ger-
man foreignness was especially unforgivable in the years following World
War II. In the first few weeks of primary school, when asked where my
parents came from, I murmured “Australia.” How could a child, even
around 1950, acknowledge German origins, admit that in some way he
had been the mortal enemy? Of course, already at that age I intuited the
difference well enough but it was well-nigh impossible to articulate that,
no, my parents were not the enemy but victims, and that defining them
as archetypal Germans was an obscene irony.
There was, in fact, a double bind in such a predicament. For if from a
child’s point of view being Jewish did not exempt one from the stigma of
Germanness, very often in the eyes of our conventionally bigoted, lower-
middle-class teachers, Germanness was little more than a synonym for
Jewishness. This was brought traumatically home to me when a particu-
larly sadistic manual-training teacher descended upon me and scolded me
for crude behavior (what exactly I had done remains a mystery to this
day). He was fully aware that I was Jewish—in South Africa a finely tuned
59
60 (Con)Fusions of Identity—Germans and Jews
64
Assimilation and Its Impossible Discontents 65
the framework and content for such a revival? Apart from the Zionists,
other radical circles—such as the one associated with the journal Der
Freistaat—joined the debate and proposed different solutions. Like the
Zionists, they believed that the creative Jewish instincts were repressed
under the dictates of a “foreign culture” and that authentic expression
was possible only in a Jewish milieu suited to the structure of the Jewish
soul. But they went beyond Zionism in arguing not for some vague, uto-
pian Jewish culture of the future in Palestine but for the immediate union
(Anschluss) of German Jewry with existing Eastern European Jewish cul-
ture. For these disaffected Zionists—most prominently Fritz Mordecai
Kaufmann—the culture of Ostjudentum (Eastern European Jewry) was
synonymous with Jewish culture itself.
More than its vagueness, Goldstein’s posited solution, as well as his
mode of diagnosis, revealed a kind of bewildered despair. It is here that
the document retains its compelling historical interest. Perhaps, indeed,
it should be read as a classic and pained restatement: a symptomatic ex-
pression of the ongoing and unresolved issue of the modalities and duali-
ties of Jewish identity within German culture, a problem that both pre-
ceded and postdated his ruminations.
If the essay was informed by a Zionist sensibility, its tone was more
confused than it was triumphalist. For Goldstein, the psycho-historical
tragedy of acculturated Jews was to be found in their persistent condition
of duality and fragmentation. The creation of a full Jewish, Hebrew-
speaking culture was possible only in Zion, he wrote, but that was not
really an option for the present generation of German Jews, those who
had “left the ghetto, we lucky-unlucky beneficiaries of West European
culture, we eternal-halves, we excluded and homeless.” The cultural con-
dition of German Jewry was thus part blessing, part curse. For although
Goldstein proposed the creation of a distinct culture in which Jews would
work unconditionally as Jews, it did not mean that the deeply ingrained
German inheritance had to—or could or should—be simply jettisoned:
“We cannot cast it off as one exchanges a garment. We do not want to
give this all up; it means draining the blood of our life.” 6 Ironically
enough, some later radical Zionists were convinced that German Jews
were so thoroughly acculturated, their German “spirit” so deep, that they
were incapable of inhabiting a Jewish one. Thus, in 1917 a student Zion-
ist, G. Wollstein, proposed that in order to prevent the “Berlinization” of
the future Jewish state, German Jews should marry only Eastern Euro-
pean Jews and refrain from writing in Hebrew journals, for their contri-
butions could consist only of Jewish words wrapped in the German
spirit!7
Forty-five years after the appearance of his Kunstwart piece, Goldstein
Assimilation and Its Impossible Discontents 67
mental signs of that past existence. But this was because they were still in
a transitional phase. What one took to be inherent characteristics of the
Jewish physique and psyche were simply products of their historical and
sociological—and thus alterable—contexts. To speak of such an inborn
substance, Lissauer exclaimed, was to speak in precisely those racial
terms employed by enemies of the Jews.12
This underside of the debate, we should point out, merely refueled and
underlined an intuition of an evasive yet palpable Jewish “otherness” that
had been sensed and discussed throughout the period of modern German
Jewish acculturation. This was a sentiment that was shared, even though
it was evaluated and deployed in radically different terms, by Jews, non-
Jews, and anti-Semites alike. Hannah Arendt has suggested that the dy-
namic governing the notion of an indistinct, yet powerfully felt, Jewish
“spirit” or inner essence was embedded in the logic of emancipation, in
the very terms of the assimilationist pact: “Instead of being defined by
nationality or religion, Jews were being transformed into a social group
whose members shared certain psychological attributes and reactions, the
sum total of which was to constitute ‘Jewishness.’ In other words, Juda-
ism became a psychological quality and the Jewish Question became an
involved personal problem for every individual Jew.” 13
It was this hypostatization of some invisible but determinative inner
essence that from the late-eighteenth century increasingly characterized
both Jewish and non-Jewish perceptions. With the passing of time it be-
came increasingly definitive of Jewish identity itself: as the overt signs
of Jewish difference receded, this simultaneously elusive yet ultimately
constitutive internality (whether viewed approvingly or with distaste) be-
came of paramount importance. Heinrich Heine provided some of the
earliest and most powerful expressions of both the positive and negative
psychological valences of a “Jewishness” experienced both as a kind of
mental defect—“Incurable deep ill! defying treatment. . . . Will Time, the
eternal goddess, in compassion / Root out this dark calamity transmitted
from sire to son?”—and as an expression of “the genuine, the ageless,
the true”: it was the “character of the Jewish people,” he wrote, that was
the “cause,” the key agent in the moralization of the West.14
Goldstein’s assertion of ineradicable inherited Jewish characteristics,
then, was not simply a passing fancy, the mutterings of a whimsical eccen-
tric, but part of a larger cluster of convictions that seemed if anything to
become more pronounced during this period. As moderate a German
Jewish journal as Ost und West announced in its 1901 opening statement
that, apparent differences notwithstanding, all Jews “shared the same in-
herited characteristics.” 15 Like others involved in the fin-de-siècle Jewish
renaissance, it implied, rather remarkably, that genetics somehow doomed
the politics and culture of assimilation.
Assimilation and Its Impossible Discontents 69
Strikingly, the debate did not center on the issue of external character-
istics. It focused instead on the question of internal content, of the cor-
responding Jewish “spirit,” because there was, more or less, general
agreement that Jews did in fact possess physically distinguishing features
and mannerisms. Liberal Jews like Lissauer recognized that there were
painfully obvious physical landmarks of Jewishness, but they asserted
that these were hangovers from the ghetto and would disappear with the
successful completion of the assimilation process. Similarly Ludwig Gei-
ger, the editor of the Allgemeine Zeitung des Judentums, elsewhere admit-
ted the existence of this external dimension, but he did not quite know
what to do with such an awkward perception. Jews, he wrote, were easily
identifiable by the way they moved, by the shape of their noses, and by
other bodily cues, but he drew no cultural or sociological conclusions
from these observations.16 Still other liberal Jews of the time were often
shocked by what appeared to be an “instinctive,” physical recognition of
kinship. Wrapped in a scarf so that only his eyes were visible, the play-
wright Richard Beer-Hoffmann was shocked when a caftan-clad Ostjude
stopped him and said, “My good sir is one of us. . . . He will tell me how
I can get to the Nollendorfplatz?” 17
Many identifying German Jews claimed that they too possessed this
instinctive capacity for mutual recognition. The radical anarchist Gustav
Landauer, for instance, was convinced that he could identify fellow Jews
merely by looking at them.18 At the same time, for those interested in
escaping their historical fate, Judaism could be regarded as a physiologi-
cal defect. Thus, the famous linguist Fritz Mauthner experienced it as a
kind of “duct” in the brain, a disease he was afraid to contract.19
Like Goldstein, it was yet another young Zionist and Germanist (per-
haps such people most sharply and paradoxically experienced the ten-
sions between Deutschtum and Judentum), Ludwig Strauss, who did
most to radicalize and polarize the debate and who—on the basis of pop-
ular physiognomic and racial wisdom—sought to derive internal conclu-
sions and content from these external characteristics, thereby providing a
literal and unified psycho-physiological form to the notion of a Jewish
“national substance.” In Strauss’s conception, Jewish identity was locat-
able by external signs that betrayed an inner life. “The obvious bodily
differences between Jewish and non-Jewish Germans,” he exclaimed, “is
necessarily connected to an inner difference, a dissimilarity in national
substance.” 20
Even if deployed for quite different, positive purposes, if such notions
did not exactly mimic, they seemed at least to parallel a longstanding,
anti-Jewish discourse that linked the external to the internal, the physio-
logical to the spiritual and cultural. Richard Wagner’s 1850 essay “Juda-
ism in Music,” for instance, explained the roots of an “instinctive,” “in-
70 (Con)Fusions of Identity—Germans and Jews
Jewish cultural forms and the conscious practice of Jewish deeds. For
Benjamin, Judaism was an “esoteric” matter: its power derived from the
fact that it was both ill-defined and yet self-understood.28 He was cer-
tainly not alone. For many intellectual Jews, the importance of Jewishness
lay in its implicit nature; it was not a formal commitment or series of
obligations but a hidden sensibility that powerfully informed one’s spiri-
tual and mental life.
In the years following the Kunstwart affair there were, nevertheless,
numerous positive, “exoteric” developments in the direction that Gold-
stein had advocated. World War I and the years of the Weimar Republic
witnessed the appearance of divergent, self-affirming “Jewish” journals
of high intellectual quality, such as Martin Buber’s Der Jude and the Cen-
tralverein’s Der Morgen (under the editorship of Julius Goldstein); a vir-
tual cult of the “Ostjuden” (or at least a serious reassessment of the East-
West Jewish relation among various circles of German Jewry);29 an
outburst of “Weimar” Jewish intellectual and theological creativity that
blossomed in diverse directions30 and included the work and thought of
Hermann Cohen, Franz Rosenzweig, and Gershom Scholem (and even
the “esoteric” Walter Benjamin).31
But of course the tensions, ambiguities, and casuistic definitions con-
cerning Deutschtum and Judentum continued unresolved. They were de-
finitive, perhaps the source of much that was creative in German Jewry
through 1933. Beneath all these exoteric re-definitions there remained a
persistent, positively evaluated experience (indeed, an ideology) of an elu-
sive, indefinable, yet radically determinative inner Jewish essence. Jew-
ishness, as Franz Rosenzweig put it, was “no entity, no subject among
other subjects, no one sphere of life among other spheres of life; it is not
what the century of emancipation with its cultural mania wanted to re-
duce it to. It is something inside the individual that makes him a Jew,
something infinitesimally small yet immeasurably large, his most impene-
trable secret, yet evident in every gesture and every word—especially in
the most spontaneous of them.” 32
Sigmund Freud, too, regarded Jewishness and its “many dark emo-
tional powers” as “all the more powerful the less they could be expressed
in words,” and as “the clear consciousness of an inner identity, the famil-
iarity of the same psychological structure.” 33 This insistence on a Jew-
ishness that resists definition, or as Yosef Hayim Yerushalmi has put it,
the intuition of a distinct sensibility, essence, or character deprived of any
particular content,34 did not only play an important role for intellectual
German Jews. We may also dub it a prevailing ideology of our own times,
a way in which countless contemporary secular Jews approach articulat-
ing their own persistent but difficult to locate sense of a “Jewish self.”
Seven
In the intellectual discourse of our day, Hannah Arendt has become some-
thing of an icon. The climate of postmodernism and identity politics, and
the search for a non-ideological, post-totalitarian posture, has endowed
her work with renewed relevance and vitality. In Western Europe, the
United States, and even in Eastern Europe, her work has become the sub-
ject of intense, often celebratory, interest and analysis.1 In Israel this en-
gagement has been conspicuously lacking. This may tell us as much about
our own cultural self-understanding and biases as it will about the nature
of Arendt’s person and thought. In Israel—beginning prior to, but cer-
tainly coming to a climax with, the appearance in 1963 of her deeply
controversial, explosive book on Eichmann2 —Arendt has, to all intents
and purposes, been relegated to the status of an adversary, an “enemy”
tainted by “self-hating,” even anti-Semitic impulses, one condemned as a
thinker whose tone and work violated some of the society’s most basic
taboos.3 The experience of reading Arendt, I have been told by a number
of sophisticated Israeli intellectuals, still evokes a visceral sense of physical
revulsion! This is a distaste that has been marked, moreover, not so much
by overt confrontation and refutation as by stark collective silence and
implicit communal excommunication.4
It is a quite remarkable but telling fact that none of Hannah Arendt’s
work was translated into Hebrew before the year 2000—it was only then,
after much politicking, that Eichmann in Jerusalem appeared.5 It will not
do to claim, as some have, that other major thinkers of the Cold War
period (such as Karl Popper and Friedrich Hayek) went similarly untrans-
lated. For, quite unlike these authors, Arendt’s life and thought were pas-
sionately linked to core predicaments of the modern Jewish experience.
Furthermore, her work often analyzed in pioneering and provocative
fashion almost all the great issues—the complex dynamics of emanci-
pation and assimilation, the tortuous binds of Western Jewish identity
and its “psychologized” forms, the phenomenon of nineteenth- and
twentieth-century Jewish intellectual and cultural creativity, the nature
of anti-Semitism and totalitarianism, Jewish politics and Zionism, and
73
74 (Con)Fusions of Identity—Germans and Jews
above all the genocidal eruption of Nazism and the Holocaust.6 It was
precisely her involvement in these matters, her troubling relevance, that
rendered her so threatening. In Israel, in a still-developing, insecure, and
highly ideological culture wary of partial identifications and provisional
commitments, Arendt’s critiques (especially in the ironic mode, often
made in an offhand, arrogant manner) could not easily be absorbed.
Today, in a later, quite different climate, there are signs—as the confer-
ence for which this paper was prepared perhaps attests—of a new genera-
tional openness, a willingness to receive and read Arendt somewhat dif-
ferently, perhaps even to appropriate selected aspects of her thought.7 But
to understand the history and nature of Arendt’s reception in Jerusalem to
date, we must also examine the closely interrelated ways in which Arendt
herself engaged and imagined Jerusalem—both actually and metaphori-
cally. In order to do this satisfactorily, it is necessary to place Arendt
within the relevant historical context.
Like the figures she vividly brought to life—Rahel Varnhagen, Hein-
rich Heine, Franz Kafka, Hermann Broch, and many others—Hannah
Arendt’s achievements and biases, her creativity, and inner conflicts must
all be seen as part of the quite extraordinary history of post-emancipation
German Jewish intellectuals and their wider engagement with the impera-
tives of German culture and its later great breakdown. Arendt was not
only a keen analyst of that experience but was herself a central expression
of it.8 Much of her acuity derived from the fact that she embodied the
tensions and contradictions that fueled so much of its creativity, especially
as they manifested themselves in the productive turbulence of the Weimar
Republic in which she spent her formative years. Her Weimar friends,
lovers, and adversaries—ranging from Karl Jaspers and Martin Heideg-
ger to Kurt Blumenfeld, Theodor Adorno, Gershom Scholem, and Walter
Benjamin—were all lightning rods of this history, incarnations of its man-
ifold yet related sensibilities.
Arendt was both an explicator and a living example of what Dan
Diner, in another context, has termed the “Western” Jewish narrative.9
Unlike its East European counterpart—constructed upon the basis of col-
lective national experience and a relatively singular self-understanding—
this narrative takes as its starting point the individual and the rupture
with community and tradition, as well as the engagement with manifold
cultural worlds and political affiliations. It highlights ambivalence, mul-
tiple loyalties, fissures, breakdowns, and partial reconstitutions. One
could argue that perhaps one source of difficulty of absorbing Arendt
within Jerusalem was that such a model of fracture and conflict did not
sit easily with more organic national narratives, cut out of more unified,
heroic materials.
Hannah Arendt in Jerusalem 75
both the “Jewish” and general aspects of Western and Central European
cultural fragmentations, breakdowns, and attempted recoveries. These,
of course, were particularly acutely felt and analyzed during the Weimar
Republic.38 Little wonder, for instance, that Arendt was so enamored of
Kafka.39 Her insightful analysis of Benjamin and Scholem applies equally
to her own thought in matters both Jewish and general:
Benjamin’s choice, baroque in a double sense, has an exact counterpart in
Scholem’s strange decision to approach Judaism via the Cabala, that is,
that part of Hebrew literature which is untransmitted and untransmissible
in terms of Jewish tradition, in which it has always had the odor of some-
thing downright disreputable. Nothing showed more clearly—so one is in-
clined to say today—that there was no such thing as a “return” to either
the German or the European or the Jewish tradition than the choice of
these fields of study. It was an implicit admission that the past spoke di-
rectly only through these things that had not been handed down, whose
seeming closeness to the present was thus due precisely to their exotic
character, which ruled out all claims to a binding authority.40
But these were, on the whole, private utterances that need not preoccupy
us here. What does need attention in the present context was Arendt’s
Hannah Arendt in Jerusalem 79
the same outcry, the same structural tensions applied to Arendt’s October
1945 piece, Zionism Reconsidered.50 Again, what mattered as much as
the content of her arguments was the fact that they touched upon the
question of solidarity and the limits of loyal, connected criticism. Once
more, but this time in an unpublished letter, it was Scholem who angrily
responded. He fashioned a well-wrought, piercing refutation but what
underlies it is the pain and confusion engendered by the fact that this
attack was written by a supposed friend. He registered surprise that her
arguments were based “not on Zionist but rather extreme . . . anti-
Zionist grounds.” Given Arendt’s explicit Zionist commitments at the
time, Scholem had expected an immanent critique, one that took a posi-
tion from “within,” as it were. Instead, as he put it, he found an indiscrim-
inate mix of arguments, stated scornfully and written from the viewpoint
of a universalistic morality that existed in practice nowhere but in the
heads of disaffected Jewish intellectuals.51 Years later, in 1968, he wrote
an embittered letter to Hans Paeschke in which he made it clear that it
was Arendt’s fickleness, her disloyalty to her vaunted ideological and
group commitments that above all disturbed him: “I knew Hannah Ar-
endt when she was a socialist or half-communist,” (an assertion, by the
way, always heatedly denied by Arendt, who consistently claimed that “If
I can be said to ‘have come from anywhere’ it is from the tradition of
German philosophy”),52 “and I knew her when she was a Zionist. I am
astounded by her ability to pronounce upon movements in which she was
once so deeply engaged, in terms of a distance measured in light years
and from such sovereign heights.” 53
Even in his original reply to Arendt’s anti-Zionist polemic, Scholem
made explicit the fact that this was a confrontation about the nature of
ideological commitment: “I confess my guilt with the greatest calm to
most of the sins that you have attributed to Zionism. I am a nationalist
and fully unmoved by apparently progressive declarations against a view,
that since my earliest youth has been repeatedly declared as super-
ceded. . . . I am a ‘sectarian’ and have never been ashamed to present my
conviction of sectarianism as decisive and positive.” 54
As the years went by the rift between the two became even greater. We
should not, however, exaggerate this. Viewed in larger historical perspec-
tive, their differences and the intensity with which they expressed them
were linked, I think, to a certain kind of kinship and flowed from some
profound commonalities. Family quarrels, after all, are often the most
strongly felt. Both exemplified the radical revolt against German Jewish
bourgeois modes of assimilation. Both were classical German Jewish in-
tellectuals, products of the European and Jewish traditions which they
subjected to the most withering critiques (this, I think, in many ways ac-
Hannah Arendt in Jerusalem 81
Human beings simply can’t be as innocent as they all were in the face of
the gas chambers (the most repulsive usurer was as innocent as the new-
born child because no crime deserves such a punishment). We are simply
not equipped to deal, on a human, political level, with a guilt that is be-
yond crime and an innocence that is beyond goodness or virtue . . . we
Jews are burdened by millions of innocents, by reasons of which every
Jew alive today can see himself as innocence personified.93
86
German History and German Jewry 87
served in November 1923, was the fact that Jews endangered “even the
best German cause for which they stand up publicly, because their public
German expression is necessarily venal (in the deeper sense) . . . nowadays
a salutary complicity obligates those individuals of noble character
among both peoples to keep silent about their ties.” 18
It was precisely the widespread perception of Weimar as a Judenrep-
ublik, as essentially alien, cosmopolitan, rootless, and denigrative of the
German “spirit,” 19 that was also the spur to creating a novel, radical,
right-wing, genuinely “German” counter-cultural alternative. There is an
intertextual irony here. One generally, and correctly, identifies the rise of
modern, self-affirmative Jewish cultures (or sub-cultures) in connection
with a felt need to counter a sense of debilitating dependency. The Wei-
mar case is the strongest example I can think of that illustrates the oppo-
site: the revolt of the putative core of normative culture, the assertion of
a self-affirmative “German” alternative, to overcome what it took to be
a debilitating “Jewish” hegemony. It was exactly against, and yet around,
these points of co-constitutionality that countermodels of Deutschtum
were constructed.
Given the preliminary nature of these remarks, let me suggest that in
the—still insufficiently examined—area of intellectual confrontation,
this ironic process most tantalizingly reveals itself. In one way or another,
and at the very highest levels, these clashes—the titanic Heidegger-
Cassirer 1929 Davos debate on Kant, the confrontations between Martin
Buber and various Völkisch theologians, the subtle polemics between
Carl Schmitt and Leo Strauss—whether in explicit or coded form re-
volved around this tension and the desire of the non-Jewish intellectuals
to somehow reassert a threatened “German” spirit.20 Perhaps inherent to
the very act of co-constitutionality is this (Bloomian) “anxiety of influ-
ence,” fueling the desire to proceed from perceived dependency to auton-
omy. It is a process in which the drive for separation unwittingly reveals
a recognition of intimacy and the incapacity to abide it. Paradoxically,
these quasi-Freudian categories beautifully capture the convoluted Freud-
Jung relationship itself, a relationship that poignantly embodies the com-
plex intertextual, interpersonal aspects of our story. The father-son,
teacher-pupil relationship; Jung as the Christian outsider and Freud bend-
ing over backward to keep him within the fold and thus render analysis
more respectable; and then the break, the revolt of the son, the parricide;
and the end in which an angry Freud pinpoints and defines the difference
by confiding to their common patient, Sabina Spielrein, “We are and re-
main Jews . . .” 21 while Jung insists that he has formulated a creative,
healthy “Aryan” psychology as opposed to psychoanalysis which was
sickly, destructive, and “Jewish.” Freud, Jung proclaimed, “did not know
German History and German Jewry 91
the Teutonic soul.” 22 Out of a previous intimacy, the differences are again
constructed as “essentialized,” incommensurable entities.
Of course, the co-constitutive approach definitionally puts into ques-
tion any “essentializing” understandings of either “German” or “Jewish”
culture and identity, and any development of its ideas will have to try to
distinguish modes of “co-constitutionality” and identity formation from
the traditional, familiar model of “assimilation.” 23 It is a viewpoint in
which, as Samuel Moyn has recently argued in a stimulatingly instructive
paper, “Deutschtum and Judentum . . . deserve to be seen as constantly
evolving and mutually implicated rather than ontologically fixed and po-
larized categories.” 24 But there is a crucial disjunction here between our
own historical understanding and preferences and the ways in which
many nineteenth- and twentieth-century Germans either saw or wanted
to shape their reality. In the first place, the “drive to uniformity” was an
overall characteristic of the emergent, centralizing nation-state. “Essen-
tialist” thinking may have been an inevitable part of this process in gen-
eral but— given the extremely delayed, always precarious nature of Ger-
man efforts first to create and then consolidate a unified national state
and identity out of radically fragmented political, religious, regional, and
class realities—such thinking was at a premium there. The novelty and
insecurity of this identity rendered the quest for its realization ever more
obsessive and exclusionary. The construction of the notion of “Deutsch-
tum” and the evolving discourse around it increasingly assumed an essen-
tialist nature precisely because liberalism continued to be regarded largely
as a problem rather than a solution and heterogeneity a threat rather than
an enrichment.
We should remember that the term Deutschtum emerges only during
the Wars of Liberation25 and that, as late as 1860, Grimm’s Wörterbuch
reports that its usage was mainly ironic.26 Yet by the end of the century
the discourse between these two contrasting hypostatizations—Deutsch-
tum and Judentum—as warring and radically incommensurate prin-
ciples, was already in place. German anti-Semitism is by now too familiar
for it to be necessary to give examples of this. What is more interesting is
that given the increasing power of the discourse, Jews too, willy-nilly, be-
came enmeshed in its logic, forced to conduct the dialogue within this
essentialist framework. As Jakob Wassermann put it in 1921: “The Ger-
man and the Jew: I once dreamed an allegorical dream . . . I placed the
surface of two mirrors together; and I felt as if the human images con-
tained and preserved in the two mirrors would have to fight one another
tooth and nail.” 27 But this was only an extreme expression of a general-
ized, virtually unavoidable mode of thought. Not simply extreme assimi-
lationists but Orthodox and liberal Jews and Zionists alike were increas-
92 (Con)Fusions of Identity—Germans and Jews
93
94 (Con)Fusions of Identity—Germans and Jews
tained in Germany after the war, also among the young, by Celan’s un-
endurably painful poem “Todesfuge.” It gave the Germans, John Bayley
writes, “a kind of enormous and magical relief, the equivalent in great
art of the black joke current at the time: The Germans will never forgive
the Jews for Auschwitz.” 21 I do not intend, for one moment, to suggest
similarities between the two projects. But Celan’s categories, transmuted
into aesthetic form, also belong squarely within the archetypal matrix:
death, after all, is a blue-eyed master from Germany. The poetry comes
astonishingly close to Goldhagen’s portrait of jovial killers: “he whistles
his hounds to come close / he whistles his Jews into rows has them shovel
a grave in the ground / he commands us play up for the dance.” Did not
this indictment, Bayley asks, ironically lay “trouble to rest in the hearts
and minds of many Germans, who could feel their guilt wonderfully, and
painlessly, through its medium?”
Goldhagen, of course, has no aesthetics but he makes the guilt even
less painful for subsequent generations by insisting that post–1945 Ger-
mans have purged themselves of murderous anti-Semitism. I would suggest
that documents like these have served throughout as flagellant markers and
ironic acknowledgements of a crucial but submerged dimension of German
identity. What is new is that this emblematic proclamation is no longer
seen as subversive or counter-cultural in nature. The contrary may be true.
How else can one regard the sociologist Ulrich Beck’s suggestion to view
“Auschwitz as German identity”? Very recently, only half tongue-in-cheek,
Maxim Biller, has described the obsession with the “Holocaust-Trauma
as the mother of a finally found German national self-consciousness. . . .”
For, he argues, only this event has finally brought forth the common expe-
rience, the key concept providing a previously quite unattainable unity to
a hopelessly divided nation. That is why, Biller concludes (satirically or
otherwise), “the Germans so love the Holocaust.” 22
The serious divide, then, has not been between German and Jewish
intellectuals. Indeed, with a few exceptions, in both the Anglo-Saxon and
Israeli academic world the critique has been devastating.23 It can be
summed up in the publicly circulated letter of the doyen of Holocaust
studies, Raul Hilberg, who declared that he found “virtually nothing” of
value in the book: “To me it is worthless.” 24 The scholarly anger (to be
sure, itself a complex mix of not always salutary motives) flows partly
from the perception that the book’s popular success is due to its simplistic
monocausality, its uncritical resurrection of archetypes and stereotypes,
and the pervading sense that somehow the national unit of analysis—the
“Germans”—provides a satisfactory explanatory key.
Naturally, this does not mean that there are no tensions and fissures in
the German Jewish/Israeli dialogue. It is because we both “own” the event
Archtypes and the German Jewish Dialogue 97
our parents, but mankind has brought about this catastrophe. This is
simply not true.” 43
Our dialogue is destined to wrestle with these issues and, if we cannot
arrive at ultimate truth, we can be sure that through the constant raising
of such dilemmas and conflicts, through irresolution and problematiza-
tion, the memory of this horrendous event and of those who perished in
it will be most urgently preserved.
Part III
105
106 Understanding Nazism and the Holocaust
In Germany it was the Junker aristocracy, not the bourgeoisie, that set
the tone. Instead of a nobility undergoing embourgeoisement, the middle
classes were feudalized. The failure of the liberal revolution in 1848 and
the Bismarckian mode of German unification, proponents of the Sonder-
weg thesis insisted, were the key events in a lasting historical pattern:
Germany was fated to remain an obstinately authoritarian society domi-
nated by pre-industrial elites. These elites, it was maintained, clung tena-
ciously to power, adjusting to a variety of changing circumstances. At the
critical moment they became the chief agents propelling Hitler into
power. Viewed from this perspective, Nazism was the extreme manifesta-
tion, the last fruits, of a foiled and distorted modernization process.
In what has by now become almost a classic work, two young British
historians, David Blackbourn and Geoff Eley, issued a radical and sophis-
ticated neo-Marxist challenge to this prevailing paradigm. First published
in German in 1980 under the telling title Mythen deutscher Gesch-
ichtsschreibung (Myths of German Historiography), the work was pub-
lished in 1984 in English, together with an extensive introduction that
detailed the heated debate their work had evoked up to that point.7 What-
ever the merits of their own alternative theories, a problem to which we
shall presently return, their incisive critique of the Sonderweg model per-
formed an invaluable service and has since that time rendered many of its
positions untenable, forcing its proponents into more and more qualifi-
cations.8 By and large, Sonderweg theories have subsequently gone into
retreat though they still constitute a temptation of sorts and tend from
time to time to reemerge in various guises. Paul Lawrence Rose’s Revolu-
tionary Antisemitism in Germany from Kant to Wagner (1990), Liah
Greenfield’s Nationalism: Five Roads to Modernity (1992), and Daniel
Goldhagen’s Hitler’s Willing Executioners: Ordinary Germans and the
Holocaust (1996) constitute representative examples of this genre. Black-
bourn and Eley exposed assumptions that had already settled into the
mold of an unexamined orthodoxy and opened up debate and possibili-
ties concerning fresh directions in the study of German history.
The idea of a Sonderweg, they pointed out, presumes a norm, a series
of suppositions and expectations as to what constitutes “proper” histori-
cal development.9 “Proper” or healthy development is inevitably taken to
be the Western liberal-democratic experience. Measured according to this
yardstick, German history will always—and definitionally so—be found
wanting. This normative exercise was regarded by Blackbourn and Eley
as virtually worthless. They pointed to the fact that specialists in British
and French history had long ago demolished the picture of bourgeois so-
cial transformation “of the kind that still seems to govern the categories
in which German if-only history is constructed.” 10 They argued that the
108 Understanding Nazism and the Holocaust
ity and political anxiety. Cultural pessimism was never an ideology that
floated “above class perceptions.” It existed within a particular socioeco-
nomic context. Never a worldview in its own right, it was merely the op-
posite side of the bourgeois coin of optimism and material progress.
Blackbourn’s insistence on the European-wide mood of cultural pessi-
mism has some merit but in certain ways it blurs some German particular-
ities. The distinction between Kultur and Zivilisation was originally and
peculiarly German, one born not in the 1870s but a century earlier, as
Norbert Elias has definitively established.46 At first a conceptual tool of
the Bildungsbürgertum, the educated bourgeoisie, against the aristocracy
and the absolutist court, the distinction was later transposed onto the
national level when it became a distinguishing mark of German identity
against the rationalistic French Revolution and the ensuing Napoleonic
invasion. German history, to be sure, does not consist of a single, linear
tradition of anti-Enlightenment and anti-Western impulses.47 But to en-
tirely disregard this ongoing tendency may produce a certain historical
colorblindness. Whatever its merits as an objective tool of historical anal-
ysis, many Germans repeatedly asserted a species of the Sonderweg thesis
to describe—and celebrate—their own condition. In that sense the Son-
derweg must at least be considered as a primary datum of German sub-
jective historical consciousness from the eighteenth century onward.
Yet even if we limit ourselves to Blackbourn’s periodization, his discus-
sion remains misleading. For cultural pessimism went far beyond civic
quietism and indifference. Indeed, it became a crucial political factor
when it became linked to a view infused with its own positive dynamic
and content, when it became associated with a new form of German na-
tionalism: völkisch ideology. This Weltanschauung—with its metaphysic
of national rootedness; its symbolism of blood, soil, and will; its anti-
urban, anti-liberal bias—was widely diffused in many middle-class Ger-
man institutions from the 1880s on. Like the anti-Semitism with which it
so often joined forces, völkisch influences with varying degrees of success
entered the political realm. Neither of these trends receives the indepen-
dent treatment it deserves from Eley and Blackbourn. Had they consid-
ered them more carefully, they would have seen (as George Mosse’s classic
study of the subject clearly demonstrated) that in this guise such tenden-
cies went well beyond mere pessimism and assumed a life of their own.48
Activist conceptions of national regeneration stood at the center of a poli-
tics that transcended previous conservative ideas.
To argue that cultural pessimism was merely the opposite side of cul-
tural optimism obscures the positive thrust that transformed its purported
initial impulse. Degeneration, like cultural pessimism, was the obverse
side of the notion of progress. Its significance, however, lay in the fact that
Nazism, Normalcy, and the German Sonderweg 119
still on. The horrible realities of Nazism had not yet been revealed. Today,
of course, we know differently and that knowledge should compel us to
abandon simple functionalist conceptions and to explain what Herf calls
“the triumph of ideology in the Third Reich.” 55 Neumann was quite cor-
rect when he argued that rationality demanded a break with a two-front
world war and a policy of genocide. But that break never came precisely
because the imperatives of racial revolution and genocide took precedence
over everyday rational economic and strategic interests. Hitler’s Third
Reich, Herf emphasizes, was not moved by common sense or interest-
group politics. “The utopia of a biologically superior master-race, not the
defense of German capitalism, was the core of Hitler’s worldview.” 56 Cap-
italist interests were, in the last resort, subordinate to the fulfillment of
this irrationalist racial utopia. Given this perspective it is not so much
1933 that needs explaining but Auschwitz.57
German conservative revolutionaries, political anti-Semites, völkisch
ideologues, Lebensphilosophie irrationalists, and even avowed racists
cannot simply be equated with Nazism’s radicalized implementation of
racism and genocide. But the impulse did not come from nowhere. The
materials from which the Nazis constructed their vision, they fully be-
lieved, were rooted in, and faithful to, an authentic German past and
tradition. When the time of testing came, the lack of a powerful liberal tra-
dition became critical. Unlike France—similarly beset with racist, proto-
fascist, and anti-Semitic forces—Germany possessed little in the way of
significant countervailing influences. France had antibodies: a normative
revolutionary tradition and a powerful heritage of Cartesian individual-
ism.58 The activation and counter-activation of these traditions remains a
crucial part of the story.
The experience of Germany was indeed “normal” in the sense that it
was exposed, more or less, to the same stresses and problems that con-
fronted the other modern, bourgeois nations of Europe. At a certain level
at least, history is obviously about uniqueness, distinctiveness, and yet
diverse Sonderwege. And, of course, there were distinctive circumstances
that applied in Germany as well as—perhaps most tellingly—the specific
modes of action developed in response to them. But in addition, German
“reality” was shaped, in no small measure, by its own perceptions, myths,
stereotypes, and ideologies. People everywhere create their reality as
much as they respond to it. If it has any meaning at all, perhaps the notion
of a German Sonderweg ultimately comes down to the desire of a per-
verted elite to turn reality into myth and finally to transform that myth
into a new, horribly deformed reality.
Eleven
122
Nazism, Culture, and The Origins of Totalitarianism 123
Whatever the merits and demerits of the debate, in the early years few
pointed out the rather delicious irony that Arendt’s critique of Jewish
elites and leadership was a direct expression of her post-assimilationist
Weimar Zionism, and of a consistently espoused, anti-apologetic view-
point already present in 1929 as she undertook her work on Rahel
Varnhagen.21
As with her analysis of anti-Semitism, so too with the rest of the book.
Only much later retrospective interpretations have been able to demon-
strate that the concepts employed to understand totalitarianism were in-
formed by Arendt’s broader ideational arsenal and a unique—and for
some, rather bizarre—political worldview.22 Such readings—as for ex-
ample the argument that in Arendt’s overall scheme of things totalitarian-
ism is conceived as the ultimate form of false, world-less politics, the
antithesis to her positive worldly ontology of freedom, plurality, action,
and the public realm—became possible only with the later, full oeuvre in
sight. Certainly, the Heideggerian influence and turn of thought were
hardly perceived at the time, and the debate as to the extent of Arendt’s
debt to her teacher and the harmful or beneficial effects is only now
really unfolding.23
At any rate, upon its appearance and ever since then, it was apparent
Nazism, Culture, and The Origins of Totalitarianism 125
both to the book’s admirers and its many detractors that in aim, scope,
construction, and conception The Origins was a quite extraordinary and
at the same time a very curious, even eccentric book. It bears constant
renewed scavengings and reveals a mind capable of flashes of brilliance
and original insight. To be sure, there has never been unanimity and some
views have been archly, even contemptuously, critical.24 Still, I believe, Phil-
lip Rieff’s 1951 assessment reflected a more general view: applying Burck-
hardt’s maxim on Machiavelli to The Origins—“Even if every line were
demonstrated to be false, the whole would still present an indispensable
truth”—Rieff declared that if the work “should, in some important parts,
be an error, it is, by its sweep and passion a creative error . . . It will make
public opinion as much as it tries to understand it.” 25 Arendt’s galvanizing
intellectual energy, her knack for perceiving unexpected relationships and
making almost recklessly large generalizations in novel, indeed subver-
sive, ways rendered her always an exciting, almost “shocking” thinker,
capable, on later reflection perhaps, of widely missing the mark but also
of rare illumination. Even her sternest critics granted this.
Her still revelatory comments upon the structure of assimilation and
the “psychologized” nature of modern Jewish identity;26 her instructive
analysis of the general disenfranchisement of minorities and its poten-
tially genocidal implications attendant upon what she called forced
“statelessness, the newest mass phenomenon in history”; 27 her shrewd
and still very pertinent identification of human with civic or political sta-
tus and the almost poetic concluding pages on human plurality and the
recuperative powers of natality and beginnings28 —all these can still be
read with profit. Above all, Arendt’s phenomenological exposition of the
transgressive impulse behind the camps—“the laboratories in which the
fundamental belief of totalitarianism that everything is possible is being
verified” 29 —retains its evocative power. One irritated scholar admon-
ished that while useful in familiar situations and when applied to estab-
lished concepts, the phenomenological method has no value when ex-
tended “to a new phenomenon and a new idea such as totalitarianism
. . . It then has a kind of inherent and inescapable arbitrariness: whatever
you put into the bag, you can also pull out.” 30 Despite this, Arendt, cer-
tainly no postmodernist believer in the non-representability of things, yet
aware of the difficulties, nevertheless can always be read as attempting to
confront her subject directly, seeking to somehow imaginatively enter the
abyss and render it comprehensible.
At the same time, the glaring inadequacies and weaknesses—both of
the parts and of the book as a whole—have by now surely become crystal
clear. Criticisms of the work abound and it is not my task here to engage
them in detail nor to consider the obvious problems inherent in the very
126 Understanding Nazism and the Holocaust
of the decline and collapse of the nation-state and the class system. Even
if one accepts the dubious premise that such a decay took place, it is not
at all apparent why particular societies rather than others became totali-
tarian. Moreover, as Margaret Canovan has noted, Arendt “writes about
the downfall of the nation-state in terms that might give one the impres-
sion that Europe had consisted of such states until the coming of imperial-
ism. When one considers, however, that most of Europe, and particularly
the German and Austro-Hungarian parts of it, with which she is most
concerned, had belonged to states that could not possibly be thought of
as national, it is difficult to tell what she is talking about.” 38
These are all, however, familiar criticisms. I must therefore return to
the main theme of this essay and argue that it is Nazism and Auschwitz—
far more than the Soviet experience—that animates The Origins.39 It is
this great transgressive moment in European history and the prior cre-
ation of a genocidal mentality that obsesses Arendt and drives her anal-
ysis.40 “You see,” she confided to her friend Kurt Blumenfeld in July 1947,
“I cannot get over the extermination factories.” 41 Upon learning of
Auschwitz in 1943 she later reported: “It was really as if an abyss had
opened . . . This ought not to have happened. And I don’t mean just the
number of victims. I mean the method, the fabrication of corpses and so
on . . . Something happened there to which we cannot reconcile ourselves.
None of us ever can.” 42 This concern, I believe, similarly explains the spe-
cial attraction of The Origins. As one contemporary noted, “the life of
the mind was of no use unless it addressed itself to the gas,” and it was
precisely this that Hannah Arendt did.43
What, in the light of this question, does The Origins propose? Most
striking perhaps is what it does not say, what it rejects by loud omission.
There is not a hint of the German Sonderweg here, no consideration of
the role and weight of the peculiarities of German political and social
development. It is not continuity but rather radical and nihilistic rupture
that is indicted. “The real trouble,” she wrote already in 1945, “lies not
in the German national character but rather in the disintegration of this
character.” 44 Moreover, in a sharp departure from the conventional wis-
dom (of, say, Thomas Mann, Georg Lukács, Adorno, and Horkheimer),
Arendt explicitly, even extremely, exculpated “culture” from the catastro-
phe.45 Very early on, she dismissed any notion of the complicity not only
of German but also European culture and tradition in what had tran-
spired. She insisted,
She later explained: “one compelling reason why I took such trouble to
isolate the elements of totalitarian governments was to show that the
Western tradition from Plato up to and including Nietzsche is above any
such suspicion.” 47
It was partly this consideration that induced her to locate the alterna-
tive “disintegrative” model in mass society. The roots of barbarism lay
exclusively in the processes of uprooting and atomization, spearheaded
by an imperialist bourgeois politics and economics of expansion for its
own sake, rendering not only the nation-state, but culture and tradition,
superfluous. Indeed, Arendt regards the totalitarian loss of limits itself—
where “everything becomes possible”—as a bourgeois invention. It is sur-
plus capital that produces the precondition for genocide: surplus people.
The Origins, thus, idiosyncratically fuses the conservative theory of mass
society with an exceedingly radical and insufficiently remarked Marxist
analysis of imperialism.48 It elaborates what Young-Bruehl has called a
“frontal assault” on the European nineteenth-century bourgeoisie, con-
ceived as the agent, rather than the victim, of unprecedented breakdown
and nihilistic expansion.49 This is a far cry from the 1960s scholarship of
other German Jewish refugees such as George Mosse and Fritz Stern who
firmly located Nazism within an ongoing anti-liberal, anti-bourgeois Ger-
man cultural tradition.50
Ernest Gellner has commented that given Arendt’s background and ed-
ucation, she was perfectly placed to provide a much-needed historical ac-
count of the German—especially the cultural—roots of the catastrophe
and that her adamant refusal to do so must be regarded as both strange
and significant. Her picture of a mass society controlled by terror, he cor-
rectly notes, obscures the fact “that Hitler’s New Order was indeed an
Order, which as long as it was victorious, was acceptable to many, with-
out the sanction of terror, and which could be justified in terms of themes
that had long been present,” 51 that were a recognizable part of the nor-
mative (rather than subterranean) historical European inheritance. This
“strange refusal” to speak or to confront and indict culture, Gellner
Nazism, Culture, and The Origins of Totalitarianism 129
claims, arises from the fact that Arendt was raised in and remained wed-
ded to some of the intellectual traditions taken up by Nazism (such as
romanticism) and thus sought to give such traditions a clean bill of health.
Her “dæmonic” picture of totalitarianism, the over-dramatic presenta-
tion, he argues, “is itself very much in the romantic tradition even if here,
ironically, it is used to exculpate romanticism and philosophy from having
fathered the allegedly alien evil.” 52
Gellner’s comments need careful unpacking,53 but at least his critique
has the merit of not stooping as low as some recent highly personalized
attacks on Arendt linking her exculpation of mind and culture from Na-
zism with her renewed 1950 defense of her ex-lover Martin Heidegger,
who in her mind is held to be “the embodiment” of such a culture.54
This is both a chronological and conceptual distortion. Arendt’s refusal
to indict culture and the specificities of German life in the catastrophe
may well be idiosyncratic, even dubious, history, but as we have already
shown, it far predated her purported 1950 Heideggerian Kehre. And as
I hope this essay will make clear, reducing the complexity of Arendt’s
engagement with the Nazi experience to her amorous rationalizations is
cheap at best.
The refusal to engage culture is, of course, problematic but Gellner is
quite wrong to claim that through distancing it from the catastrophe she
sought to represent totalitarianism as so novel and alien that it was “not
really after all very much concerned with us.” 55 He mistakenly conflates
novelty with alienness. There is no doubt that Arendt believed she was
dealing with radically unprecedented phenomena and was groping for the
intellectual equipment and conceptual vocabulary adequate to the task,
and she was doing this, to be sure, to some extent with the inherited and
problematic tools of romanticism and existentialism, for what else did
she have? But she rejected the Sonderweg approach in part because she
was impelled by the conviction that the issues raised transcended “Ger-
mans” and “Jews” 56 and far from being alien were a matter of urgent
universal concern. Already in 1945, and this was programmatic of what
she defined as her future task, she declared: “The reality is that ‘the Nazis
are men like ourselves’; the nightmare is that they have shown, have
proven beyond doubt what man is capable of.” 57
It may very well be that Arendt’s dismissal of peculiarly German fac-
tors, the continuity of its political and social history, was too extreme,
perhaps even misguided.58 But while conventional historical explanations
may be able to account for novel occurrences they may also require en-
tirely new, alternative ways of thinking even if some of them, like the idea
of mass society, turn out to be markedly inadequate and flawed. Hannah
Arendt, Alfred Kazin writes, saw totalitarianism “Biblically as a great
130 Understanding Nazism and the Holocaust
fall.” The break with tradition was her very definition of totalitarianism,
and rightly or wrongly, she regarded it as her task to radically and thus
controversially think through this novum, this “law unto itself.” 59 There
was nothing, contra Gellner, suspicious or covert about this: Arendt ex-
plicitly critiqued interpretations of Nazism that tended to rely on past
experiences or that employed older interpretational systems which, in her
view, were rather tortuously transposed onto what she regarded as a quite
different, novel sort of phenomenon.60 She consciously sought to repair
this predicament of Begriffslogiskeit, the lack of relevant master-models,
and to provide the missing ethical and cognitive equipment she deemed
necessary for the task.
Gellner, moreover, picks up on what many other commentators have
observed: her propensity for “operatic, metaphysical” description and
overblown analysis. There is very little in Arendt about the humdrum,
everyday world of politics; the quotidian workings of representative lib-
eral democracy hardly excite her interest.61 The Arendtian world revolves
around ultimate existentialist moments—the totalitarian abyss or the ec-
stasy of the revolutionary moment or of disinterested and high-minded
decision making in the polis. Very early on, friends and critics alike were
aware of this “ecstatic” predisposition. In 1954 Raymond Aron shrewdly
observed of the book that “one sees the world as the totalitarians present
it, and one risks feeling mysteriously attracted by the horror and the ab-
surdity that is described. I am not sure that Mme. Arendt herself is not in
some way fascinated by the monsters she takes from reality but which her
logical imagination, in some respects comparable to the imagination of
the ideologues she denounces, brings to the point of perfection.” 62
Aron did not mention the word but it was this predilection for a kind
of “dæmonic” discourse that her always sympathetic friend Karl Jaspers
detected as early as August 1946 when she wrote to him that one could
not think through the Nazi experience within familiar categories of crime,
guilt, and responsibility as Jaspers’ Die Schuldfrage had sought to do.63
“The Nazi crimes,” she wrote, “explode the limits of the law; and that is
precisely what constitutes their monstrousness . . . this guilt, in contrast
to all criminal guilt, oversteps and shatters any and all legal systems . . .
We are simply not equipped to deal, on a human, political level, with a
guilt that is beyond crime and an innocence that is beyond goodness or
virtue. This is the abyss that opened before us as early as 1933 (much
earlier, actually, with the onset of imperialistic politics) . . . .” 64
Jaspers retorted: “You say that what the Nazis did cannot be compre-
hended as ‘crime’— I’m not altogether comfortable with your view, be-
cause a guilt that goes beyond all criminal guilt inevitably takes on a
streak of ‘greatness’—of satanic greatness—which is, for me, as inappro-
Nazism, Culture, and The Origins of Totalitarianism 131
priate for the Nazis as all the talk about the ‘demonic’ element in Hitler
and so forth.” Anticipating a theme Arendt would pick up 17 years later,
he wrote,
It seems to me that we have to see things in their total banality, in their
prosaic triviality, because that’s what truly characterizes them. Bacteria
can cause epidemics that wipe out nations, but they remain merely bacte-
ria. I regard any hint of myth and legend with horror, and everything un-
specific is just such a hint . . . The way you express it, you’ve almost taken
the path of poetry. And a Shakespeare would never be able to give ade-
quate form to this material—his instinctive aesthetic sense would lead to
falsification of it—and that’s why he couldn’t attempt it. There is no idea
and no essence here. Nazi crime is properly a subject for psychology and
sociology, for psychopathology and jurisprudence only.65
Arendt was aware of this issue even before Jaspers raised it. In 1945
she had already noted that such demonization was a “flight from reality
. . . evading the responsibility of man for his deeds.” 66 I believe that this
ongoing problem—finding a mode of representation adequate to the
transgressive nature of the phenomenon which, at the same time, does
not fall into mystification—is endemic to the material and perhaps unre-
solvable.” 67 To Jaspers she confessed the dilemma and admitted that she
was groping for the correct formulation:
I realize completely that in the way I’ve expressed this up to now I come
dangerously close to that “satanic greatness” that I, like you, totally reject.
But still, there is a difference between a man who sets out to murder his
old aunt and people, who without considering the economic usefulness of
their actions at all (the deportations were very damaging to the war effort)
built factories to produce corpses. One thing is certain: we have to combat
all impulses to mythologize the horrible, and to the extent that I can’t
avoid such formulations, I haven’t understood what actually went on. Per-
haps what is behind it is only that individual human beings did not kill
other individual human beings for human reasons, but that an organized
attempt was made to eradicate the concept of the human being.68
But beyond this, we must at least raise the delicate problem of Eurocen-
tricism. If I am correct in saying that the abiding scandal resides in the
fact that it is advanced European, especially German, civilization that
perpetrated these atrocities, the very shock implies both a certain superi-
ority as well as a much-needed self-critical posture.76 By extension, if and
when atrocities occur in places removed from the European center—such
as Rwanda or, a little more threateningly, in “half-Asian” Slavic places
like Yugoslavia—one is tragically less likely to be appalled, less able to
empathically connect. Of late, critics have increasingly drawn our atten-
tion to and questioned this Eurocentric bias, both as it affects the “dis-
course of evil” in general77 and the work of Arendt in particular.78
In Book 2 of The Origins, Arendt directly treats the genocidal imperi-
alist past in Africa and the inhuman treatment and massacres of its native
population as the prelude to later events, the site where the genocidal mind-
set is born. She certainly does not elide these happenings but the critics
correctly point out that the same sense of shock, outrage, and scandal is
missing, the analysis of a different order. This is at least in part because,
as Arendt herself correctly and repeatedly pointed out, the factory-like
method of Nazi exterminations, the systematic gassings, in fact went be-
yond anything previously known. Still, within its own terms her frame-
work of analysis is not altogether innocent. She emphasizes the “ahistor-
icity,” the “naturalness” of African life:
What made them different from other human beings was not at all the
color of their skin but the fact that they behaved like a part of nature, that
they treated nature as their undisputed master, that they had not created
a human world . . . They were, as it were, “natural” human beings who
lacked the specifically human character, the specifically human reality, so
that when European men massacred them they somehow were not aware
that they had committed murder . . . Moreover, the senseless massacre of
native tribes on the Dark Continent was quite in keeping with the tradi-
tions of these tribes themselves.79
To argue, as some of her critics have done, that Arendt was racist is, I
think, quite absurd given her fundamental belief in plurality—in the “un-
determined infinity of forms of human living-together” 80 —but it is true
that, as Anne Norton has pointed out, the African viewpoint, unlike that
of the Boers, is not even considered. They are not given a voice.81 Another
critic, Shiraz Dossa, has put it even more extremely: with Arendt, he
writes, the enormity of totalitarian atrocities and the Holocaust consists
in “the murder of eminently ‘civilized’ victims by equally ‘civilized’ kill-
ers.” For her, “the issue becomes a profoundly moral one in this context
when ‘unnatural’ human beings are both reduced to and murdered as
Nazism, Culture, and The Origins of Totalitarianism 135
Since 1945 the image of Germany has been inextricably linked to that of
Nazism and the Shoah.1 Tied as they are to core questions of national self-
definition, of personal and collective identity, latter-day representations of
Germans and Germany have perforce become particularly charged mat-
ters in which the ethical, psychic, and cultural stakes remain enormously
high. This is true as much for the scholarly as it is for the popular and
political realms and applies with equal force to both “German” and
“Jewish” narratives. We are only now beginning to explicitly acknowl-
edge the role and force of these inevitable emotional loads and confront
the ways in which trauma is grasped and reworked in historiography.2
In this essay I am going to deal with Hannah Arendt and Daniel Jonah
Goldhagen who have constructed perhaps the most extreme, mirror-
opposite, post-war Jewish scholarly paradigms of Germany, Nazism, and
the Holocaust. But first let me make it clear that I am not claiming any
kind of substantial equivalence between these two figures. The difference
is not only a temporal one. Arendt does indeed remain controversial but,
as her present cult status demonstrates,3 her place as a thinker of sub-
stance, complexity, and originality is surely assured, an assertion that can
hardly be applied to Goldhagen.4 Here I am interested in a comparative
juxtaposition only to the extent that both have articulated antithetical
archetypal narratives of the National Socialist catastrophe.5 Since both,
in their very different ways, touched raw nerves, achieved fame and noto-
riety, and elicited highly emotive support and vitriolic attack, we may be
better placed to understand the underlying needs which such radically
opposed mirrorings of Germany seek to satisfy by examining the genesis,
substance, and stormy reception of their formulations.
If Auschwitz has rendered both plausible and widespread the post-war
137
138 Understanding Nazism and the Holocaust
Germany and Germans as such are then more or less absent from Ar-
endt’s narrative emphases. Indeed, in The Origins it is France (the Dreyfus
Affair) and England (Cecil Rhodes and British imperialism) that figure
most centrally in the making of a genocidal mentality. Replacing the
Sonderweg is the definitively supra-national notion of totalitarianism just
as, in radical contrast to Goldhagen’s later portrait, anti-Semitism is char-
acterized by its cross-national, rather than peculiarly German, character.10
It is not continuity but rather radical and nihilistic rupture that is in-
dicted. Not the tradition but the disintegrative model of mass society lies
at the source of the evil. Totalitarianism— and the camps that incarnated
its essence—was such a radical novum, Arendt argued, that the emer-
gence of the Nazi type, actually “has replaced the German.” Such a
type—who decides to turn himself into a destroying force—was “not
confined to Germany alone” but was the result of “the vacuum resulting
from an almost simultaneous breakdown of Europe’s social and political
structures.” 11 The roots of barbarism are to be found in processes of up-
rooting and atomization, spearheaded by an imperialist bourgeois poli-
tics and economics of expansion for its own sake that render not only the
nation-state, but also culture and tradition, superfluous.
Moreover, by the time Eichmann in Jerusalem was written (it was pub-
lished in 1963), even the earlier generalized emphasis on anti-Semitism is
muted or entirely reconceived. Eichmann is not at all viewed within the
ongoing history of Jew-hatred, but as quintessentially non-ideological,
his crime the outcome of a perverted Kantian sense of duty and bureau-
cratic thoughtlessness. Most problematically and shockingly, Arendt goes
further than this depiction and insists upon a new kind of criminal who
“never realized what he was doing” (her italics).12
We must leave aside here whether or not Arendt’s ongoing personal
connectedness to Germany is linked to this stance, though we should note
parenthetically that she was not alone in such emphases. Other Jewish
scholars such as Raul Hilberg and Bruno Bettelheim were also exiled
products of a German culture that shaped their thought and with which,
in complex ways, they continued to identify. As Dan Diner has suggested,
this may have had something to do with the bias of their analyses, with
their downplaying of any Sonderweg explanations and their highly criti-
cal views on complicitous Jewish behavior.13
But we should not make things too reductively easy for ourselves. If
some of Arendt’s elisions of peculiarly German factors seem somewhat
idiosyncratic, very early on she perceptively and presciently concluded
that conventional historical explanations were inadequate to account for
these unprecedented events. Novel occurrences, she insisted, required al-
ternative ways of thinking. To her great credit, this is what the Arendtian
project thereafter became: the effort to think these catastrophes anew and
140 Understanding Nazism and the Holocaust
This is not the place to go into the rights and wrongs of the thesis,
since by now this has been done ad nauseum,17 but to compare it with its
extreme Arendtian mirror opposite. For Goldhagen the Nazis are in no
way “like ourselves”: indeed, there is a vast ontological gap between “us”
and them. “The study of Germans and their anti-Semitism before and
during the Nazi period must be approached as an anthropologist would
a previously unencountered preliterate people and their beliefs, leaving
behind especially the preconception that Germans were in every ide-
ational realm just like ourselves.” 18 He restores the portrait of the German
perpetrator almost as a distinct alien species.
In addition, it is clear that Goldhagen is also reacting to a perceived
ongoing academic de-legitimization of the victims and their viewpoint.19
For many, this tendency began in Eichmann in Jerusalem where Arendt
not only “humanized” the image of the perpetrator through his alleged
“normality” and “banality,” but also rendered the Jewish leadership com-
plicit in the destruction process. This critically blurred what until then
had been regarded as a pure moral and conceptual distinction: that be-
tween victims and victimizers, Nazis (or Germans) and Jews. Goldhagen
reestablishes the purity and starkness of the distinction. His is not a narra-
tive from the perspective of “bureaucrats” or “the system.” Even though
the book presents itself as a work about the perpetrators, it is in effect
Holocaust history from the viewpoint of its victims.
It should thus come as no surprise that many survivors regard Goldha-
gen as the historian who most accurately conveys the unbearable everyday
cruelty and reality of their experiences and the joy their tormentors took
in inflicting such cruelty. It makes little difference that other historians do
not at all deny the reality of these experiences even as they question the
interpretive and explanatory framework in which Goldhagen locates
them and are uncomfortable with what they take to be an almost porno-
graphic, voyeuristic attention to detail that renders understanding more,
rather than less, remote. From the viewpoint of such survivors, Goldha-
gen has succeeded in capturing their reality, and this is why the various
scholarly attacks upon him are, quite erroneously of course, experienced
by the victims as attacks upon themselves.
How, within the framework of this conference’s theme, do we place all
this into some kind of conceptual and contextual perspective? Because
Arendt and Goldhagen represent two opposed, extreme, even archetypal,
paradigms of Nazism and the Holocaust, they mirror Germany in radi-
cally antithetical ways. In the one version Germans are exculpated; in the
other they are indicted: while the one entirely dismisses the generalized
framework of national units as valid or relevant categories of explana-
tion, the other places it at its ontological center. If Arendt’s work can be
142 Understanding Nazism and the Holocaust
147
148 Historians, History, and the Holocaust
histories of the 1980s that sought to relativize Auschwitz into the “nor-
malized” annals of regular human murderousness. It bears careful scru-
tiny and criticism.
Goldhagen’s “Final Solution” is the logical outcome of a peculiarly
lethal and singularly German “eliminationist anti-Semitism” that, he ar-
gues, was deeply built into the country’s political culture and its social
and religious institutions. Already in the nineteenth century the over-
whelming majority of Germans accepted this view as their “cognitive
model” of the world. With the rise of Hitler, “eliminationist” anti-
Semitism almost seamlessly melded into its racist, exterminationist form,
and the overwhelming majority of Germans either “understood” or will-
ingly engaged in the task of killing the Jews, usually in the most cruel and
humiliating ways possible. For Goldhagen, the Shoah cannot be ex-
plained merely as the outcome of the policies of a dictatorial Nazi elite.
Rather its roots are to be found within the deepest continuities of German
history. As such it reflected the authentic underlying sentiments and the
popular will of the majority of the German nation. Nazism and Hitler in
effect merely provided the state-sanctioned legitimization for a popular
desire awaiting its proper opportunity. With some, though never really
significant, exceptions, “ordinary Germans” either supported or, indeed,
became enthusiastic executioners of a “national project.”
This is a teleologically reworked version of the Sonderweg thesis in
which the peculiarity of German history, its mind, and polity is character-
ized not by the disjunction between advanced economic development and
immature political institutions, not by its illiberalism and late national
unification, but almost completely by the persisting, special character of
its anti-Semitism. Goldhagen is able to reach these conclusions by leaning
upon a vastly more refined and differentiated body of scholarship which
he then either does not acknowledge or summarily dismisses.
That anti-Semitism disfigured, and was profoundly evident in,
nineteenth- and twentieth-century Germany is beyond dispute; that it was
deeply bound up—as a necessary if not sufficient condition—with the
decision to exterminate the Jews is common coin. However, what is at
issue here is not the existence of Jew-hatred but the question of its relative
weight as a causal agent amidst a welter of other forces and factors. Gold-
hagen’s rendering of anti-Semitism as a kind of disembodied, autonomous
force determining the course of modern German history results in a
grossly imbalanced portrait.
To depict Germany as united in its consensual anti-Semitism is to ig-
nore its particularly conflict-ridden, fractious nature and the constant at-
tacks upon Catholics, socialists, and liberals that were no less characteris-
Reconceiving the Holocaust? 149
Semitism as the singular motivating force. During the Spanish civil war,
a distressed Simone Weil wrote incisively of the protagonists:
I have never seen either among the Spaniards or among the French . . . any-
one who expressed, even in private conversation, repugnance or disgust
for, or even only disapproval of, unnecessary bloodshed. . . . Men . . .
would relate with a warm, comradely smile how they had killed priests or
“fascists”. . . whenever a certain group of human beings is relegated, by
some temporal or spiritual authority, beyond the pale of those whose life
has a price, then one finds it perfectly natural to kill people. When one
knows that one can kill without risk or punishment or blame, one kills;
or, at least one smiles encouragingly at those who kill. If one happens to
feel some revulsion, one hides it, one stifles it, fearing to be seen lacking
in virility. There seems to be in this some impulse of intoxication which it
is impossible to resist . . . I have not found it in anyone. On the contrary, I
have seen sober Frenchmen who of their own accord would never have
thought of killing anyone—plunging with obvious relish into that blood-
soaked atmosphere.4
George Mosse at 80
A Critical Laudatio
George Mosse’s Europe has always been peopled by strange and powerful
forces threatening to engulf its precious but fragile humanist heritage. His
cultural history is animated by a complex but unabashed commitment to
that heritage; his work over nearly the last 40 years has also made clear
its radical precariousness.1 The twentieth-century experience of totalitari-
anism and of genocide and the personal circumstance of becoming a refu-
gee2 intertwined with an emerging acknowledgment and consciousness
of his own minority sexual status3 have constrained Mosse to become
perhaps the contemporary historian of the manifold strategies of inclu-
sion and exclusion, of racism and stereotypes, outsiders and respectabil-
ity, war, “irrationalism,” and mass murderousness in the modern age. He
has throughout concerned himself with the deeper roots of Nazism and
its destruction of the Jews, always lifting this subject out of narrow, paro-
chial contexts and linking it to wider—and usually unperceived—modal-
ities of culture. Over the years the foci have become ever more broad,
probing, and daring. Viewed in composite, his work—always evolving
and covering different aspects of the European experience—represents an
unfolding vision of, and ongoing concern with, that continent’s dialectic
of hope and hazard, liberalism and totalitarianism, breadth and nar-
rowness, freedom and constriction.4
Any appreciation of Mosse’s project requires brief mention of the par-
ticular approach he brings to the study of cultural and intellectual history.
Here one is not limited to abstract and rational ideas that are somehow
borne autonomously aloft through the historical process as was the prac-
tice with the traditional “history of ideas” school. Rather, we enter a far
broader realm. Culture, Mosse declared very early on, is “a state or habit
of mind which is apt to become a way of life intimately linked to the
challenges and dilemmas of contemporary society.” 5 We have entered,
above all, the political and popular culture, the mental worlds, of an
155
156 Historians, History, and the Holocaust
approach. Nor did he accept the crude argument that Nazism was some-
how inherent in German national character and that the line from Luther
to Hitler was a direct and irresistible one, as one reviewer charged when
the book was published.12
What he sought to identify instead was one particular tradition: the
emergence and crystallization of a habit of thought, feeling, and percep-
tion that he designated as Völkisch ideology. This ideology was a response
generated by the perplexities and singularities of the German experience
of modernization during the latter part of the nineteenth century and re-
inforced and radicalized in the twentieth century. The Crisis of German
Ideology treats us to an erudite and differentiated exposition of this semi-
mystic, organic, nationalist Weltanschauung. The work demonstrates how
it was absorbed into German popular culture and transformed into a cul-
tural resource available for appropriate political tapping.
It was through Völkisch ideology, Mosse contended, that conceptions
of German identity during this period became so critically linked with
the “Jewish question.” The central foil, the salient anti-type of Völkisch
thought and imagery—with its metaphysic of national roots; its symbol-
ism of blood, soil, and will; its anti-urban and anti-liberal bias— focused
most naturally upon the Jew. Who better fit the requisite stereotype of
rootlessness and foreignness and of liberalism and restless modernity than
the Jew? For Mosse, therefore, the eventual development of Nazism into
an “anti-Jewish revolution” became comprehensible largely within the
wider context of Völkisch thinking, which had its beginnings long before
the Weimar period.
If in many ways The Crisis of German Ideology departed from the
conventional wisdom of the day, it did, nevertheless, contain a species of
the Sonderweg thesis, a notion critically analyzed in chapter 10 of this
volume. Mosse, to be sure, disdained simplistic conceptions of German
national character. No historical determinism, no assertions of inherent
murderousness are to be found in that tome. Yet, in the last analysis, The
Crisis of German Ideology held that Nazism could be grasped only as
a result of long-term historical differences between Germany and other
nations. German Fascism, Mosse wrote, was different from Fascism else-
where because it ultimately reflected “the difference between German
thought and that of the other western European nations.” Only there was
the repudiation of the heritage of the European Enlightenment “planted
so deep or for such a long time.” 13
Subsequently, these kinds of analyses have become considerably muted
in his work and, if invoked at all, formulated more in terms of “absences”
and deficiencies than pernicious presences. Thus, Mosse has repeatedly
pointed out that prior to 1914 the most lethal proto-Fascist, racist, and
158 Historians, History, and the Holocaust
mocracy, the new politics had a style which, Mosse argued, could not be
subsumed under the canons of traditional theory.
In order to understand its driving impulse, one had to go beyond expla-
nations such as that found in J. L. Talmon’s The Origins of Totalitarian
Democracy that sought to account for it in terms of the centrality of ideas
and the continuity of political thought.19 What Mosse proposed instead
was the emergence of an extra-parliamentary, secular religion based not
upon a coherent rational analysis of philosophical premises, but rather
upon salient myths and symbols, concretizing its mystique through the
creation of new ceremonial and liturgical forms. The origins of this were
hardly German. It was the French Revolution, Mosse argues, which ush-
ered in the new visual age of mass politics:
Political movements now had to project themselves upon the largely illit-
erate or semi-educated masses, whose newly roused political conscious-
ness had to be taken into account. They were moved by what they could
see and touch, by politics as a drama which gave them a feeling of politi-
cal participation. We witness a change, slow to be sure, from written to
iconographical language.20
outsiders of their own fantasies, to realize their myths about the Jew and
other sub-races. Racism succeeded in transforming its stereotype into self-
fulfilling prophecies. Systematic dehumanization turned the victim into
the image that the victimizer desired. “Myth accepted as reality became
the reality.” 22
Mosse has consistently argued for the centrality of the Jewish dimen-
sion in the unfolding of his historical inquiry. Indeed, he has gone consid-
erably further than this and, in a remarkable statement that I shall at-
tempt to unpack over the course of this essay, has stated: “All my books
in one way or another have dealt with the Jewish catastrophe of my time
which I have always regarded as no accident, structural fault or continuity
of bureaucratic habits, but seemingly built into our society and attitudes
towards life. Nothing in European history is a stranger to the holo-
caust.” 23 The Mosseian project therefore, amounts to a cumulative exami-
nation of the manifold, yet always interrelated, components of that his-
tory. Fascism, Nazism, and the “Final Solution” come to be viewed as
the culmination of deeper immanent trends, perceptions, and processes—
albeit in their most radical and corrupted form. While always keeping in
mind the special venom of Jewish victimization, Mosse has increasingly
extended the scope of his inquiry and come to locate the issue within the
frame of the general creation of “outsiders” and “insiders.”
I will return to this point presently but here it is important to note that
already in The Crisis of German Ideology Mosse’s interpretation of anti-
Semitism differed from the conventional view. Neither continuity nor the
sustained influence of traditional Christian Jew-hatred within the modern
world is emphasized. Mosse would not deny these as crucial background
factors. Nevertheless, nineteenth- and twentieth-century manifestations
of anti-Semitism assume qualitatively different forms and substance, com-
prehensible only within the specific configurations and crises of moder-
nity that produced them. As the convenient foil for a host of ideologies—
Völkisch, nationalist, and above all the racist variety—anti-Semitism had
to be placed against the conditioning background of the dynamics of
post-emancipation bourgeois society. Mosse’s insistence on the historical
contingency of anti-Semitism provides a salutary corrective to the ten-
dency—still surprisingly widespread—to regard anti-Semitism as some-
how above history, an eternal metaphysical phenomenon quite beyond
contextual explanation or change. By linking Jewish fate to these central
currents, Mosse reveals the previously obscure, if not entirely hidden, con-
nections between realms normally compartmentalized.
This approach similarly animates his overall conception of modern
Jewish history. Jewish existence is, as it were, de-ghettoized, and its rela-
tion to the surrounding society and the mutual interplay remain always
162 Historians, History, and the Holocaust
rather seek to grasp the collective dimensions of sexuality and unmask its
hidden connections to public ideologies. According to Mosse, the mark-
ers of manliness and virility became essential parts of normal national
and bourgeois self-definition. Anyone perceived as lacking in those char-
acteristics was necessarily consigned to abnormal, outsider status. This
alliance, Mosse holds, became increasingly totalized, insistent on as-
signing everyone a fixed place: healthy and degenerate, manly men and
effeminate homosexuals, sane and insane, productive and lazy, native and
foreigner. An ordered and safe “inside” could be created and maintained
only by extending the net of exclusion. This rigid code, cloaked under the
guise of respectablity and Sittlichkeit, was invoked to control the reality
that the alliance had itself created. “Bourgeois society,” Mosse contests,
“needed its dialectical opposite in order to exist.” 32
These most recent books, with their hints of delicious subversion (so
typical of Mosse’s thinking), are themselves a challenge to the respectabil-
ity they expose. In his insistence on illuminating our own condition,
Mosse has always been the opposite of an antiquarian. The autobiograph-
ical impulses behind the study of Jewish history, anti-Semitism, and the
Holocaust have always been clear. Similarly, we are now able to recognize
that his present forays into the more generalized processes of exclusion,
his unmasking of the pernicious functions of “respectability,” and his in-
sights into the making of the categories of normal and abnormal sexuality
(i.e., homosexuality) have experiential roots. The personal dimension,
Mosse writes, has decisively entered the concern with outsiderdom in
general for “I have also addressed the specific outsiderdoms of which I
have been a member.” The fact that homosexuality only became explicitly
addressed over the last 15 years or so must itself be regarded both as a
testament to the power of—and an indictment against—that very “re-
spectability” he has exposed. In the earlier years, his memoirs relate, “ho-
mosexuality could not be mentioned, and certainly not admitted, without
paying the steep price of being driven out of one’s profession (especially
as a teacher) and expelled from normative society. . . . My preoccupation
with the history of respectability . . . was driven by a sense of discovery
and my own situation as a double outsider.” 33
This, then, is history fueled by autobiography and resonant with social
criticism. It also constitutes part of Mosse’s ongoing concern with the
submersion of individuality and tolerance in an increasingly homogenized
world. From this point of view, bourgeois morality becomes a historical
villain whose constrictive and intolerant moral sense is gradually radical-
ized to the point that, in its Nazi version, it became an essential ingredient
of genocidal motivation. The new man of National Socialism, Mosse tells
us, “was the ideal bourgeois.” 34 In terms of conventional historiography,
164 Historians, History, and the Holocaust
this is perhaps the most startling of all of Mosse’s theses: Nazism as the
incarnation, the most extreme defender of bourgeois respectability.
This picture is far removed from Rauschning’s Nazi nihilists breaking
all limits in a kind of Nietzschean ecstasy or Thomas Mann’s covenant
with the demonic or Ernst Nolte’s portrayal of Nazism as the ultimate
naturalistic revolt against bourgeois transcendence.35 Mosse’s Nazi is a
corrupted middle-class man intent on cleansing his world and preserving
it against what he perceives to be anti-bourgeois forces of degeneration.
The so-called euthanasia program against the handicapped, the insane,
and the criminal; the persecution and murder of homosexuals, gypsies,
and communists; and the “final solution”—all represent not so much a
challenge to or the antithesis of the bourgeois experience, but rather an
extreme, corrupted version of it. Here were middle-class men attempting
to maintain the values of manliness, orderliness, cleanliness, honesty,
hard work, and family life against those outsider groups who, in their
eyes, seemed morally and aesthetically to desecrate the basic tenets of
respectability.
During the Nazi period, that morality proved most fatal to the Jews
and Gypsies precisely because, as separate peoples, they seemed radically
different; all other categories of outsiders were at least partial insiders,
deviants with some sort of a claim. Mosse would hold, however, that
bourgeois morality in general is debilitating to outsiders—and potentially
murderous. This thesis contains a suggestive insight,36 but a more detailed
discussion relating middle-class morality to murderous Nazi modes would
be helpful. Bourgeois Sittlichkeit, after all, while often illiberal, was sel-
dom genocidal, and it is surely in the processes of corruption and radical-
ization that such a transformation was engendered. It would be useful to
flesh out further the nature of these processes.
Mosse has argued that the answer is to be found in the totalizing logic
of racism. But unless one works out in very fine detail the exceedingly
unique characteristics of its Nazi variety, “racism” as such may merely
push the argument a step backward. For on its own, racism—while al-
ways pernicious—has to be made murderous, genocidal. This murderous-
ness does not happen automatically. Historically and in principle, after
all, it has coexisted with policies of emigration, separation, enslavement
and domination, or even paternalism. Knowledge of perpetrator motiva-
tion is, of course, always very much a speculative affair but, at some level
of consciousness, however remote, it seems to me, the conceivers and
perpetrators of the Holocaust and associated atrocities were aware of
the transgressive, taboo-breaking—that is, the highly “unbourgeois”—
nature of their acts.37 The analysis of these corrupting and transformative
processes, these transgressive impulses, would bring out, I believe, the
George Mosse at 80 165
dual moment within Nazism itself: its combination of bourgeois and radi-
cal anti-bourgeois elements. Mosse himself brilliantly demonstrated these
in The Crisis of German Ideology. Precisely in the combination of and
tension between these elements, in the fusion of the conventional and the
extraordinary, could Nazism transcend middle-class morality at the same
time that it embodied it. Whatever future research will bring, however,
Mosse has performed a valuable service in alerting us to these important
middle-class dimensions of the Nazi experience.
Indeed, in more general terms would it be going too far to suggest that
he has cumulatively woven a conceptual and historical critique of the very
notion of “normalcy” and our own complicity within it? In a typically
provocative and offhand remark he once commented to me that “every-
thing normal is boring”! But, of course, it goes deeper than that for he
has demonstrated that such stifling discourses of normative conformity
are also potentially murderous—and rendered effective and dangerous
precisely because they come disguised in the redemptive vocabulary of
nation, race, health, and respectability.
These are the insights of an historian, the product of deep reflection.
One will search in vain for a set of ideological or politically correct posi-
tions. If Mosse has focused on problems of his own outsidership—as a
Jew and homosexual—he also has clearly stated, “I do not belong to a
more recent generation where victimization is a badge of pride rather than
a frustration or a test of character.” 38 An unflagging honesty informs his
work; there is no confusion of his own preferences with the historical
reality he analyzes. This sobriety is very much in evidence in the way he
ultimately frames his overall analysis of respectability. Its normative man-
ners and morals are essential, he insists, “for the cohesion and function-
ing of society itself.” 39 If the gist of Nationalism and Sexuality was criti-
cal—bourgeois morality as intolerant of outsiders and indeed potentially
murderous—the last paragraph of that book hinted at the profundity of
the dilemma, at the conviction that “respectability” was, indeed, built
into the very structure of our societies. “What began as bourgeois moral-
ity in the eighteenth century,” Mosse concluded, “in the end became ev-
eryone’s morality.” 40 That being so, Mosse has defined his task as produc-
ing a critical recognition—not a fundamental subversion—of this reality.
As he puts it, “I like to provoke, to break taboos, but purely theoretically
. . . to get people to think—not in the practice of daily life.” 41 Once in
conversation he perplexedly wondered if it were at all possible to imagine
a world, a society, run along lines qualitatively different from those en-
shrined in this normative bourgeois morality. After a short silence, he con-
cluded, sadly but firmly, that it was not.
There are of course affirmations in Mosse’s thought, and a positive
166 Historians, History, and the Holocaust
ing his reactions to the Israeli experience, Mosse puts it even more can-
didly: “I remember vividly my joy on my first visit when I saw sturdy, self-
confident Jews, and though this was, once again, a stereotype, I was only
conscious of the contrast between the present and the humiliating past. I
knew full well that this ‘new Jew’ represented a normalization, an assimi-
lation to general middle-class ideals which otherwise I professed to dis-
like. But I could not help myself; faced with this Zionist ideal my reason
and historical knowledge were overcome.” 60
For all his wariness as an exile of passports, his dislike of conformity
and homogenization, his suspicion of labels and stereotypes, and his
uniquely individual personality, Mosse may have found Zionism attrac-
tive simply because it provided him with a “sense of belonging.” 61 Yet,
even though Mosse regards this as the defeat of his reason by his emotion,
I think he does himself an injustice. For he has indeed intelligibly inte-
grated these forces of collective identification within his larger intellectual
vision. Because nationalism, religion, Marxism, bourgeois respectability,
and any number of other ideologies correspond to real human desires and
are built into the modern experience, the crucial question for Mosse is
not how to abolish and dismantle these structures, but how to humanize
them. The challenge for him is to maintain the values of Enlightenment-
Bildung—of autonomy, reason, tolerance, and the free play of mind and
human action—in a world of conformity, mass politics, and mass brutal-
ization. Mosse does not accept total solutions. His is rather a meliorating
response based always on the compassionate, personalizing mode.
It is no accident that among the values he most admires in both the
Enlightenment and German Jewish heritage is that of friendship, the at-
tempt at all times to personalize relationships.62 This is deeply embodied
both in his work and in his caring, scintillating person. The task he sets
before us is to reassert the positive potentials within these forms of com-
munity, to make us aware of the dangers inherent in conformity and
homogenization, and to alert us to the primacy of humanization and sol-
idarity over domination and superiority. His is truly a personal and his-
torical sensibility for all seasons.
Fifteen
On Saul Friedlander
There are few arenas of Western cultural and intellectual life where the
ethical, interpretive, and political stakes are more charged than in the on-
going analyses and debates concerning the nature and implications of Na-
zism and the Holocaust. In this powerfully contested field of Shoah histo-
riography and commemoration, Saul Friedlander constitutes a distinctive,
always stylish, and sophisticated presence, a peculiarly authoritative cus-
todial voice.1 It is this sense of protective custodianship, the eloquent as-
sertion and defense of the historical and moral centrality, as well as the
ultimate inexplicability, of the Holocaust that animates Friedlander’s proj-
ect and provides unity to his work. At the same time, it is the haunting
awareness of the fragility of this centrality that informs his sensitivity to,
identification of, and polemic with those multiple forces constantly op-
erating to undermine, elide, or even eradicate its normative standing.
This sensitivity and authority derives from a unique combination of
personal and intellectual qualities and biographical circumstances. That
this event has indelibly shaped his life, demanding ever-greater reflection
and moral and intellectual probity, will be clear to anyone familiar with
Friedlander’s poignant, elegantly written 1979 memoir When Memory
Comes.2 There he portrays, in fragmented form and with almost unbear-
able restraint, his tale of survival under the Nazis and its effects on his
dismembered life:3 the pain of a Czech Jewish child “abandoned” by par-
ents intent on saving his life by placing him in French Catholic hands for
care; the nature of terror and its regressive effects (“and every morning I
was sopping wet with urine when I woke up”); the confusion of identity
and the consolatory move to Catholicism (in devotion to the Virgin “I
rediscovered something of the presence of a mother”); the secret shame
(“of having passed over to the compact, invincible majority, of no longer
belonging to the camp of the persecuted but, potentially at least, to that
of the persecutors”); learning from a compassionate priest of his parents’
death and of Auschwitz (“to hear him speak of the lot of the Jews with
so much emotion and respect must have been an important encourage-
171
172 Historians, History, and the Holocaust
ment for me”); the rediscovery of his Jewishness (with its immediate, al-
beit confused, “sensation of absolute loyalty”) and the ongoing complexi-
ties inherent in the move from Pavel to Sha’ul, from Paul to Saul.4
For all that, Friedlander is seldom associated with those—like Elie
Wiesel, Primo Levi, and Jean Amery—whose fame revolves almost exclu-
sively around the questions and problematics of survivorship.5 He some-
what self-deprecatingly describes his choice of career—“to adopt the gaze
of the historian”—as a “way out for me to attach myself to the necessary
order, the inescapable simplification forced upon one by the passage of
time. . . .” 6 Yet his accomplishment rests upon a rare sublimative capacity
to both integrate and yet surmount the fact of his personal experience
into subtle historical and cultural scholarship. He is alert as few others
are to the nuances separating and joining the personal and the objective
realms, childhood memory (“For me . . . Hitler’s Reich is always summed
up, in one first instant, by two motionless sentinels: not faces but two
helmets”), dispassionate history, and both the tactile-experiential (“The
smell of their leather overcoats!”) and analytic dimensions.7 Indeed, these
sensitivities have helped to define his role within the culture: as a kind of
seismometer consistently identifying and opening for discussion emergent
interpretive questions and meta-issues surrounding the historiography of
the Holocaust.
I would suggest then that the distinctiveness of Saul Friedlander’s work
lies in the close monitoring of changing cultural and political currents and
the rigorous examination of their moral, philosophical, and psychological
implications for the representation of the Shoah within Western ethical
and intellectual discourse.8 This does not mean, of course, that he has
neglected the craft of regular narrative history.9 His first book, a revised
version of his dissertation published in 1963, was a closely documented
study of Nazi policies toward and perceptions of the United States.10 As
the reviewer in The Christian Science Monitor stressed, Friedlander
“practices the self-effacing zeal of the scholar in letting the facts and doc-
uments speak for themselves . . . All is related carefully and dispassion-
ately. Perhaps the most eloquent tribute one can pay to the author is that
unless the reader were told, he would never guess from the book that Saul
Friedlander’s father and mother were caught by the Nazis in 1942 and
killed in Auschwitz.” 11
Indeed, in his second book on Pius XII and the Third Reich, tellingly
subtitled, A Documentation, Friedlander insists that in the face of bewil-
deringly opposed positions regarding the relationship of the Catholic
Church to the Nazis, the only possibility of honest investigation was “to
adhere as far as possible, to the documents.” After a thorough examina-
tion of the available evidence, Friedlander concluded with positivistic cau-
On Saul Friedlander 173
tion that: “At the end of this study, which claims to be nothing more than
an analysis of documents, I cannot make any definite answer to the ques-
tions raised by the wartime policies of the Holy See toward the Third
Reich because I only have incomplete documents at my disposal.” 12 For
all that, the thrust of the work is painfully—if implicitly—accusatory.13
It pointedly noted the continuing predilection of the Pope for the Ger-
mans even when he was aware of the deadly nature of the Hitler regime—
and raised a moral issue always central to Friedlander’s concern: how by
the end of 1943 could the Church (even given its anti-Bolshevist impulses)
continue to wish for victorious resistance in the East “and therefore seem-
ingly accepted by implication the maintenance, however temporary, of the
Nazi extermination machine?” 14
There was only one clue in the book that pointed to Friedlander’s per-
sonal odyssey—the telling dedication: To the Memory of My Parents
Killed at Auschwitz. Only a retrospective reading of the work informed
by knowledge of Friedlander’s own saving engagement with Catholicism
enables one to grasp the pain and poignancy, the caution and restraint,
indeed, the ongoing desire for some kind of future redeeming explana-
tion: “The historian, while noting the lacunae, is reduced to the hope that
the essential documents he lacks, and particularly the documents of the
Vatican archives, soon will be published so that the events and personages
can be brought into proper perspective.” 15
It is, however, less for his conventional historical work that Friedlander
is well known. He has always been particularly alert to the accompanying
moral and psychological complexities that accompanied the extermi-
nations, a sensitivity whose origins may well lie in the complexities of
his own personal experience. It is especially telling today that, as early
as 1967, Friedlander chose a quite “extra-ordinary” German, Kurt Ger-
stein, as the subject of his only biographical study—a “brutally deadpan
historical essay,” as one reviewer put it16 —of what he termed “the am-
biguity of good.” 17 In a rare act of moral conscience and heroic anti-
conformity, Gerstein joined the SS in order to try to impede and inform
the world of the “Final Solution.” The story, as Friedlander relates it, is
rent with paradoxes and tragic ambiguities: Gerstein shipped more liquid
prussic acid than he was able to destroy; he risked his life informing all
and sundry about the exterminations but his warnings were ignored; in-
stead of being celebrated as a hero in 1945 he was incarcerated by the
French and committed suicide; and in his posthumous Tübingen trial in
1950, the court acknowledged his actions and exonerated him from crim-
inality but condemned him for his ineffectuality, and labeled him as
“tainted.”
Gerstein, Friedlander concluded, was condemned
174 Historians, History, and the Holocaust
Could one of the components of Rausch itself, as far as killing and exter-
minations of others are concerned, not be the effect of a growing elation
stemming from repetition, from the ever-larger numbers of the killed
others? . . . the perpetrators do not appear anymore as bureaucratic
automata, but rather as beings seized by a compelling lust for killing
on an enormous scale, driven by some kind of extraordinary elation in
repeating the killing of ever-huger masses of people.27
fied and analyzed the diverse currents within both “high” and “low” cul-
ture that in some usually unrecognized way tend to abuse, trivialize,
undermine, or, to use a ubiquitous term in his lexicon, “neutralize” the
scandalous centrality of Nazism and its atrocities.
In his most famous book-length essay on developments within popular
culture, on “Kitsch and Death,” Friedlander charted the signs of what
he took to be not forgetfulness but rather an essential transvaluation of
the memory of National Socialism: “At the end of the war, Nazism was the
damned part of Western civilization, the symbol of evil. Everything the
Nazis had done was condemned, whatever they touched defiled; a seem-
ingly indelible stain darkened the German past . . . . By the end of the
Sixties, however, the Nazi image in the West had begun to change.” In an
exercise of decoding Friedlander set out out to “understand the logic of
this transformation, this reelaboration.” 35 Not surprisingly, he empha-
sized that the key to grasping the new discourse lay in the “autonomous
psychological dimension.” 36 The attraction to Nazism not only in the past
but in its present reflections “lay less in any explicit ideology than in the
power of emotions, images and phantasms.” 37 What attracted contempo-
raries to the new discourse, with its juxtaposition as well as ultimate fu-
sion of kitsch and death,38 Friedlander argued, was important not only in
itself (as an expression both of continued fears and mute yearnings) but
because its profound logic revealed the logic of National Socialism, the
grip Nazism had exerted in its own day: “a deep structure based on the
coexistence of the adoration of power with a dream of final explosion—
the annulment of all power . . . a particular kind of bondage nourished
by the simultaneous desires for absolute submission and total freedom.” 39
For Friedlander the new discourse replicated precisely those elements
that had formed the basis of attraction to Nazism itself and in so doing
crossed a vital barrier of post-Nazi Western sensibility: “Attention has
gradually shifted from the reevocation of Nazism as such, from the hor-
ror and pain—even if muted by time and transformed into subdued grief
and endless meditation—to voluptuous anguish and ravishing images,
images one would like to see going on forever. It . . . is tuned to the
wrong key. . . . Some kind of limit has been overstepped and uneasiness
appears.” 40
It is, indeed, this very uneasiness that over the years has informed
Friedlander’s wide-ranging watch over cultural developments (“the mas-
sive change,” as he puts it, “in the production of the imaginary in Western
societies”) and the ways in which this has affected emergent representa-
tions of Nazism and the Holocaust.41 Whether applied to general inter-
pretive models of National Socialism, the functionalist-intentionalist con-
troversy, the infamous Historikerstreit of the 1980s, the debate over the
178 Historians, History, and the Holocaust
This is not to say that the Nazi action against the Jews did not utilize the
extreme forms of bureaucratic manipulation and domination which are
typical of totalitarian regimes—and on a more diffuse level—of modern
society in general. Nor does it mean that the complete disregard for hu-
man life and for the value of the individual, so often demonstrated in our
century, did not make the Nazi task easier. But these are circumstances
which facilitated the exterminatory drive: they do not explain its chief
characteristic—its absolutely uncompromising nature.44
pects.” 46 Friedlander later sharpened the point thus: “the point is not that
such concepts as ‘totalitarianism’ or ‘fascism’ seem inadequate for the
contextualization of the ‘Final Solution’, but, obversely, that these con-
cepts fit much better the particular phenomenon they deal with, once the
‘Final Solution’ is not included.” 47
It is worthwhile noting that Friedlander has never resorted to simple
or monocausal explanations of perpetrator motivations; rather, he has
always carefully differentiated between the driving ideological, pathologi-
cal core, the implementing bureaucratic and field functionaries of murder,
and the outer rim of more or less complicit bystanders. Nor will one find
simplistic generalizations as to a murderous national culture or an anti-
Semitic character. Extreme racial anti-Semitism, Friedlander wrote well
over a decade ago, “certainly fed Hitler’s ideology and that of the ‘true
believer’s’ within the NSDAP, but it offered latent rather than active sup-
port to the policies against the Jews . . . as far as its prevalence among the
general population is concerned.” In his account no enthusiastic national
executionary drive can be found: “public opinion was not particularly
enthusiastic about the anti-Jewish persecutions.” 48 And in his new book
he writes that “the majority of Germans, although undoubtedly influ-
enced by various forms of traditional anti-Semitism and easily accepting
the segregation of the Jews, shied away from widespread violence against
them, urging neither their expulsion from the Reich nor their physical
annihilation.” 49
Indeed, the very relevance of historical continuity as an explanatory
factor undergoes critical scrutiny. While Friedlander would agree that
Nazi anti-Semitism is explicable only within some kind of German na-
tional purview, he specifically points to the difficulties that lie “in asses-
sing the significance of those roots, the relative importance of the völk-
isch ideology, and the place of anti-Semitic themes and attitudes within
German society, be it during the Wilhelmine period or under the Weimar
Republic.” To be sure, no general interpretation could afford not to in-
clude, in some way or another, the factor of national continuity, but “the
importance of that background is often difficult to assess.” 50 Most cru-
cially, Friedlander is critical even of those narratives that place anti-Jewish
impulses at its explanatory center. “The only global historical interpreta-
tion which seems to ‘fit’,” he writes, “is the most traditional one: the in-
cremental effect of an ever-more radical anti-Semitic factor. But even
those historians who still remain close to this view have to admit that
because of the very nature of Nazi anti-Semitism and the ‘Final Solution’,
‘the question of continuity becomes problematic.’” 51
Friedlander’s custodial insistence upon what constitutes the important
as opposed to the side issues has never been in doubt. This certainly in-
180 Historians, History, and the Holocaust
issue of responsibility. For all their differences, Friedlander noted, the tra-
ditional Sonderweg (the special path of German history) and “totalitar-
ian” narratives were “liberal” in nature, viewing Hitler, the Nazi party,
the SS, and its bureaucratic instruments as essentially responsible, while
the bystanders (most of German society) had at least some partial knowl-
edge of crimes committed and were thus guilty of sustained indifference
and passivity. He wrote,
the distance from the object of study which historians imposed upon them-
selves, quite naturally, when studying Nazism; it aims at reinserting the
Nazi phenomenon into normal historical narrative, that is, at relativizing
what still makes it appear as singular . . . The main thrust of the argu-
ments for historicization is . . . to do away with the black-and-white pic-
ture of the Nazi era . . . by focusing on the bravery of the Wehrmacht on
the Eastern front instead of the murderous core of the system, by follow-
ing diverse social processes rather than the already “well-known” deci-
sions taken in Berlin, there is the possibility that the core be left empty
and relegated to the area of antiquated questions, too obsessively studied
in the past. The new focus substantially changes the landscape and some-
thing—possibly the essential—becomes blurred.59
ters between Hermann Broch and Volkmar von Zuehlsdorff in the imme-
diate post-war years, mutually uncomprehending, apologetic, and accusa-
tory. The remarkable and prolonged exchange of views between Karl
Jaspers and Hannah Arendt was not marred by such a lack of mutual
empathy—as an early attempt to try to penetrate the depths of the Nazi
evil it has no peer—but it was perhaps their very closeness, the proximity
of views, that precluded it from having the productive tensions that illu-
minate the Broszat-Friedlander correspondence.61 As Friedlander put it
when the dialogue came to an end: “The inner tension, which, to various
degrees, accompanied our exchange of letters, may have been, among
other things, the expression of a fundamental commitment to the values
which have prompted both of us to devote our entire professional lives to
the study of the Nazi epoch. This tension does not stem from a divergence
in basic values, but from differences in perspectives which, nevertheless,
appear to us to be of major importance.” 62
The correspondence is characterized by a self-conscious understanding
of the special, peculiarly charged nature of their post-Shoah conversation.
Friedlander articulated it thus: “The fundamental difficulty of such a dia-
logue remains . . . and is compounded by the layers of ritualized behavior
and gross interests which cover it. . . . Some measure of openness belongs
to our ‘experiment’ and this openness, as you yourself noted, is the only
possible basis for a true German-Jewish dialogue.” 63 Refreshingly shorn
of apologetics and with striking sophisticated candor, these two masters
took up vital issues that until then had been submerged, outlawed as too
sensitive for cross-national academic dialogue.
The letters dealt with numerous issues but at their animating center
stood the question of the place of Auschwitz. Broszat explicitly acknowl-
edged its crucial importance within the Western moral economy. “A point
is reached in confronting the singular event of Auschwitz,” he wrote,
“where scientific comprehensibility and explicability doubtless are far
outstripped by the sheer epochal significance of the event.” But he also
pointed out the historiographical danger that derived from this centrality,
“an attempt to unfurl the entire history of the Third Reich in reverse fash-
ion backwards starting from Auschwitz, instead of unfolding its develop-
ment in a forward direction, in keeping with historical methodology.”
Moreover, he noted, the ease of the liquidations was made possible pre-
cisely because it was not in the limelight of events, because it was able to
be concealed and kept quiet:
in terms of later historical perspective. The German historian too will cer-
tainly accept that Auschwitz—due to its singular significance—functions
in retrospection as the central event of the Nazi period. Yet qua scientist
and scholar, he cannot readily accept that Auschwitz also be made, after
the fact, into the cardinal point, the hinge on which the entire factual com-
plex of historical events of the Nazi period turns. He cannot simply accept
without further ado that this entire complex of history be moved into the
shadow of Auschwitz— yes, that Auschwitz even be made into the deci-
sive measuring-rod for the historical perception of this period.64
I agree with you that the historian, as historian, cannot consider the Nazi
era from its catastrophic end only . . . we have to start at the beginning
and follow the manifold paths as they present themselves, including nu-
merous developments within German society which had little to do with
Auschwitz, and this throughout the history of the era. But the historian
knows the end . . . This knowledge should not hamper the exploration of
all the possible avenues and interpretations, but it compels the historian
to choose the central elements around which his unfolding narrative is
implicitly built. In short, we come back to the problem of focus.65
Yet, given his sense of the complexities, his thought is torn between
documenting National Socialism’s irrepressible role “as a past that will
not go away” and an anxiety that it will disappear from viable memory.
There is an internal tension between his fear that with the passing of
living personal memories the event will fade into a kind of ritualized ob-
livion, and the conviction that something “in the nature of the events
themselves gives it some of its apparent irreducibility and therefore of
its persistence.” 71 He has chronicled the well-nigh universal recognition
of Nazism as the great transgressive moment of Western civilization, yet
noted that the catastrophe “has not been incorporated into any compel-
ling framework of meaning in public consciousness.” 72
Friedlander is best in dissecting the ways in which this limit-event oper-
ates within various national moral economies, political ideologies, and
collective identities.73 Of course, this most critically applies to German
and Jewish memory where, as Friedlander puts it, “the representation of
this past has a present dimension of major importance.” 74 While perhaps
best known for his watchful eye over the developing gyrations of “perpe-
trator” memory (“For the last forty years, Germans belonging to at least
two generations have been caught between the impossibility of remember-
ing and the impossibility of forgetting”),75 Friedlander has also cast a
watchful eye over modes of Israeli commemoration.76 He has written in-
sightfully on the ideologically interested nature of Shoah inscriptions and
its uses and abuses within Israeli society.77 He has analyzed its “canonic”
functions (the political appropriation of the Holocaust as a mobilizing,
justifying myth bolstering an ultra-nationalist mystique) as well as its
“subversive” uses (its employment as a “comparative” tool to criticize
Israeli occupation policies). He has observed the close ties between the
state of war and the centrality of the Shoah within national narration. He
has strongly stated that it would be tragic if “the memory of catastrophes
and particularly of the Holocaust will be so deeply ingrained in Jewish
collective consciousness as to become an impediment to the progress to-
ward peace.” 78 Yet, perhaps because of his sense of national identification
(complex and ironic though it may be) and an awareness that, regardless
of its manipulations and abuses, these are nevertheless narratives of the
victims, he has always tended to keep such critical remarks rather low-
keyed, and his analytic attention and acuity focused elsewhere.
It will come as no surprise to learn that Friedlander has written far
more intensively and anxiously about the question of German memory,
as we already have had occasion to see. The reason for this is clear: “The
representation of the Nazi epoch cannot be considered as already beyond
the pale of relevant historical consciousness. It remains an imperative
knowledge not only for its own sake or for understanding the scope of
186 Historians, History, and the Holocaust
and, indeed, provides some subtle modes for its expansion and refine-
ment. He notes some of its possible benefits and advantages thus: “the
very openness of postmodernism to what cannot yet be formulated in
decisive statements, but merely sensed, directly relates to whoever consid-
ers that even the most precise historical renditions of the Shoah contain
an opaqueness at the core which confronts traditional historical narra-
tive.” 86 We should not be blind, then, to a certain affinity, an implicit sym-
pathy, which Friedlander’s stance evinces toward this approach. This is
so because various aspects of this sensibility reinforce Friedlander’s con-
tinuing insistence upon the limits of understanding, “the unease in in-
terpretation,” 87 the ultimate inaccessibility and inexplicability of this
transgressive event. This emphasis on the essential opacity of the “Final
Solution” demands critical attention for it stands at the core of much of
his work.
Few people have written more suggestively or provided such rich in-
sights into the structure of Nazism as Friedlander. Yet, unlike, for ex-
ample, Raul Hilberg’s “process and machinery of destruction,” Hannah
Arendt’s “banality of evil,” Christopher Browning’s “ordinary men,” or
even Daniel Goldhagen’s “ordinary Germans,” he offers no unifying ex-
planatory scheme nor, indeed, would he want his work to be subsumed
into any general theoretical framework. This is a principled resistance. As
we have seen, one of the motivating aspects of his thinking has been to
demonstrate the ways in which the radical singularity of the event makes
it impossible to persuasively integrate it into any global historiographical
interpretation and, thus, render it less amenable to conventional explana-
tion. The unknown, he writes, “is not being assimilated by the known;
the unprecedented, although constantly drawing upon precedent motifs
and images, is not transformed into new understanding; the imaginative
leap has only partly succeeded; the mind is not at rest.” 88
It is true that Friedlander often claims that the extrication of a “ratio-
nal historiography” is “ever necessary.” He has written: “The extermina-
tion of the Jews of Europe is as accessible to both representation and
interpretation as any other historical event.” 89 Already in 1976, he was
quite aware that the positing of a radical singularity laid it open to
charges that it was “. . . an anomaly of history which may have the utmost
significance on a theological or even philosophical level, but falls outside
the scope of any historical interpretation. By trying to escape the banali-
zation of the Holocaust through the use of inadequate generalizations or
outright evasions, do we not fall into the other extreme, that of making
the Holocaust an event so unique in human history that we cannot give
it any signification whatsoever?” His answer, then, was that if the Shoah
188 Historians, History, and the Holocaust
The commentary should disrupt the facile linear progression of the narra-
tion, introduce alternative interpretations, question any partial conclu-
sion, withstand the need for closure. Because of the necessity of some
form of narrative sequence . . . such commentary may introduce splintered
or constantly recurring refractions of a traumatic past by using any num-
ber of vantage points. The dimension added by the commentary may
allow for an integration of the so-called mythic memory of the victims
within the overall representation of this past without its becoming an ob-
stacle to rational historiography. For instance, whereas the historical narra-
tive may have to stress the ordinary aspects of everyday life during most of
the twelve years of the Nazi epoch, the “voice-over” of the victims’ memo-
ries may puncture such normality, at least at the level of commentary.91
For all that, Friedlander’s most distinctive efforts have been expended
on demonstrating the difficulties, perhaps even the principled impossibili-
ties, of this “ever-elusive goal” of rational historiography.92 He goes so far
as to say that “even if new forms of historical narrative were to develop,
or new modes of representation, and even if literature and art were to
probe the past from unexpected vantage points, the opaqueness of some
‘deep memory’ would probably not be dispelled.” 93 For, as he repeatedly
insists, “we are dealing with an event which tests our traditional concep-
tual and representational categories, an ‘event at the limits.’” 94
In effect, Friedlander’s analyses of such opacity, the sources of this
ultimate un-integrability and inexplicability, are numerous, even over-
determined. The basis of incomprehension derives, in the first place, from
the nature of the event itself. For it broke “the most fundamental of all
taboos: the Nazi perpetration of systematic, prolonged extermination of
categories of human beings considered as non-human. Such behavior
causes instinctive repulsion at the level of the species as well as that of the
individual. The very disappearance of these psychological (or sociobio-
logical) barriers concerning the ‘scientific’ mass killing of other human
beings represents, it seems to me, the first and foremost issue for which
our usual categories of interpretation are insufficient.” 95
On Saul Friedlander 189
It is not only the event itself, but the protective neutralizing responses
to the event, that similarly reinforce and express the limits of understand-
ing. Fifteen years ago Friedlander wrote that
More recently, Friedlander has argued that the “historian can analyze
the phenomenon from the ‘outside’, but, in this case, his unease stems
from the incongruence between intellectual probing, and the blocking of
intuitive comprehension of events that happened more or less during his
or her lifetime, within his or her society.” 97 Our understanding of the
basic transgressive moving forces—such as the elation that animated the
perpetrators and which was created by the very dimensions of the kill-
ing—is simply blocked at the level of self-awareness.
Indeed, perhaps most compellingly and controversially, Friedlander ar-
gues that the unease, the exorcisms, neutralizations, and interpretive
rationalizations are not only post-facto responses but (as in the commit-
ment to secrecy) were built into the event, practiced by the Nazis them-
selves. “It is a neutralization in which we all take part and which . . . began
in a certain way at the heart of the Nazi phenomenon itself, even as the
extermination was at its height.” 98 In parallel fashion, our own “paral-
ysis of comprehension” is a kind of mirror of the inability of bystanders
and victims themselves to grasp what was transpiring.
I would suggest that Friedlander’s emphasis upon this meta-level, what
he calls the “undefined but clearly felt limits to interpretation,” the need
for “a sense of self-restraint about the available repertoire,” 99 derives less
from methodological or even historiographical concerns than from essen-
tially moral ones. Nothing disturbs him more than “the danger of break-
190 Historians, History, and the Holocaust
ing the barrier of the imagination that is Auschwitz.” 100 His insistence
upon radical singularity has entailed adopting a strategy of what can be
dubbed (in almost Adornian terms) as a kind of “negative incommensura-
bility,” a built-in resistance to meaning and lesson-drawing. He underlines
that there is nothing commensurable with the enormity of the event that
this past can teach us. Despite the many tomes seeking to do so, it does
not significantly instruct us about the nature of “industrial society” or
“modernity”: the “linkages are kept at such a level of generality that they
are irrelevant or the contradictions become insuperable.” 101 And while it
is easy to draw a universally valid significance from the Shoah, the “diffi-
culty appears when this statement is reversed. No universal lesson seems
to require reference to the Shoah to be fully comprehended.” 102
“Paradoxically,” Friedlander writes, the very exceptionality of the “Fi-
nal Solution” makes it “inaccessible to all attempts at a significant repre-
sentation and interpretation,” perhaps rendering it “fundamentally irrele-
vant for the history of humanity and the understanding of the ‘human
condition.’” 103 Again, paradoxically, this incapacity to yield meaning—a
judgment which Friedlander notes “applies also to my own work” 104 —
flows either from a “blankness” or from what he terms “an excess,” de-
fined approvingly in Lyotardian terms as “‘something [that] remains to
be phrased which is not, something which is not determined.’” 105 When
Friedlander quotes Maurice Blanchot to the effect that “working through”
consists of the effort “to keep watch over absent meaning,” he is, in effect,
defining a crucial part of his own project.106
Given these kinds of pronouncements and a repeated emphasis on the
opaque core of the matter, Friedlander’s custodianship has been viewed by
some critics as increasingly assuming the nature of a defensive “holding
operation,” an exercise in special pleading. As Martin Broszat put it in
their exchange:
were able to take on precisely the character upon which Friedlander in-
sists: its entirely novel, systematically genocidal form. In this view, killing
the Jews was not something separate from but triggered by, and the outer
edge of, this total, transgressive vision of racial community.
To be sure, Friedlander does write about, and is sensitive to, these over-
all brutalizing forces and the other victimizing programs of National So-
cialism. But he insists that they were in no way causally linked to the
“Final Solution.” Despite the fact that they were roughly simultaneous
and parallel developments, they were quite separate policies, character-
ized by “different origins and different aims.” 119 He does state that these
ideological trends reinforced each other, that “the separateness and com-
patibility of both the specific anti-Jewish and the general racial and eu-
genic trends were at the very center of the Nazi system.” 120 But this is a
point of view which is simply suggested and which is never quite inte-
grated into the fabric of his narrative. Friedlander’s commitment to the
totality and singularity of the drive against the Jews has resulted in a re-
fusal to locate it within such an informing bio-eugenic framework, a
framework that, while it contextualizes matters differently, in no way un-
dermines the special pathology directed against the Jews.121
Wulf Kansteiner has recently pitted Friedlander’s historiographic strat-
egy of “exceptionality” against the backdrop of what he sees as an oppo-
site, developing trend that regards Nazism and the Shoah as exemplifica-
tions of wider processes, integrable and explicable within larger contexts,
comparable to other historical events, and able to illuminate a variety of
theoretical and political issues. Friedlander’s dictum concerning the in-
accessibility of significant representation and interpretation, Kansteiner
argues, his notion that the only truth of the “Final Solution” is its extra-
ordinary resistance to rationalizations of any kind, necessarily results in a
paradox. While the new contextualism “naturalizes” the event in order
to circumvent the concept of the Holocaust’s incomprehensibility, Fried-
lander takes up “an impossible task, the attempt to stabilize and defend
an interpretive void.” 122
I shall come back to this matter in a moment but before doing so
should note that even if for Friedlander the history of the Holocaust must
ultimately remain opaque, he himself is nevertheless constantly engaged
in the attempt to write it—as his powerful new narrative, replete with
persuasive “positive” interpretations, amply demonstrates. This should
not be regarded as a damning contradiction but rather as a productive
tension in his work. There is no reason why his thought on meta-matters
should always neatly dovetail with the narrative content of his concrete
history. In fact, as we have seen, Friedlander has consistently applied his
meta-critical observations to his own work.
194 Historians, History, and the Holocaust
Yet, beyond this, there is something about the nature of his custodian-
ship, his detection of biases, the battles he wages, the level and focus of
his analyses, and the values he upholds that constitutes a unique and in-
dispensable cultural presence. It may or may not be that this “holding
operation,” “keeping watch over absent meaning” will prove to be a Sisy-
phean task. But its eloquent insistencies—morally sensitive, ethically
tuned, yet never cloying, evasive, or self-righteousness—are nevertheless
vital to the slippery interpretive processes whereby Western, German, and
Jewish collectivities continuing to recall, contest, commemorate, and elide
their catastrophic past. Saul Friedlander is a consummate analyst of these
worlds—and a master of a discipline that should never have come to be.
Notes
Index
Notes
preface
1. I have tried to map some of the key dimensions of this paradoxical link in
my Culture and Catastrophe: German and Jewish Confrontations with National
Socialism and Other Crises (New York: New York University Press, 1996).
197
198 Notes to Pages 5–7
(1873), a fragment published posthumously. This piece can be found in The Por-
table Nietzsche, ed. Walter Kaufmann (New York: Viking Press, 1968), 46–47.
27. Nietzsche, Will to Power, 535.
28. Nordau, Degeneration, 458.
29. Friedrich Nietzsche, The Birth of Tragedy, trans. Walter Kaufmann
(New York: Random House, 1967), Section 1: 37.
30. Nordau, Degeneration, 64.
31. Ibid., 543.
32. For some interesting comments on Nordau’s views on art, see P. M. Bald-
win, “Liberalism, Nationalism, and Degeneration: The Case of Max Nordau,” in
Central European History 12:2 (June 1980): 102.
33. Nordau, Degeneration, 543.
34. Ibid., 541.
35. The most systematic analysis of the nature and wide dissemination of
this discourse is to be found in Pick, Faces of Degeneration.
36. “On the Gift-giving Virtue” 1, “Thus Spoke Zarathustra” in Nietzsche,
Portable Nietzsche, 187. Italics in original.
37. Nietzsche, Will to Power, 142.
38. Nordau, Degeneration, 551.
39. Ibid., 557.
40. See Max Nordau, The Conventional Lies of Mankind (Chicago: L.
Schick, 1884), 51.
41. Magnus Hirschfeld, Geschlechtskunde III. Band. Einblicke und Aus-
blicke (Stuttgart: Julius Puettmann, 1930), 257.
42. The entire thrust of my book The Nietzsche Legacy in Germany, 1890–
1990 is to establish the multiple, often contradictory nature of Nietzsche’s influ-
ence and the impossibility of reducing it to an “essential” political direction or
position. Clearly, this should be kept in mind here but little would be served by
rehearsing all this again. This essay, obviously, deals with only one strand of
influence.
43. For instance, he wrote: “Good nature is in a woman a form of degenera-
tion.” The degree of metaphor, irony, and literality in such statements are clearly
open to interpretation. Friedrich Nietzsche, “Why I Write Such Good Books,” in
Ecce Homo, ed. Walter Kaufmann (New York: Random House, 1969), Section
5: 266.
44. Ibid., “The Birth of Tragedy,” Section 4: 274. My translation differs
somewhat from Kaufmann’s.
45. For various examples see chapters 8, 9, and the afterword of Aschheim,
The Nietzsche Legacy. While there were always those who opposed this alliance,
these forces were never decisive.
46. On this point see the generally informative article by Jens Malte Fischer,
“‘Entarte Kunst’ Zur Geschichte eines Begriffs,” Merkur 38:1 (January 1984).
47. All the differences between Nietzsche and Nazism notwithstanding, as
Jacques Derrida has pointed out, there “is nothing absolutely contingent about
the fact that the only political regimen to have effectively brandished his name as
a major and official banner was Nazi.” See Jacques Derrida, The Ear of the Other
200 Notes to Pages 11–14
(New York: Schocken, 1985), 31. And, as Martin Jay has written, “while it may
be questionable to saddle Marx with responsibility for the Gulag Archipelago or
blame Nietzsche for Auschwitz, it is nonetheless true that their writings could be
misread as justifications for these horrors in a way that, say, those of John Stuart
Mill or Alexis de Tocqueville could not.” See Martin Jay, “Should Intellectual
History Take a Linguistic Turn? Reflections on the Habermas-Gadamer De-
bate” in Martin Jay, Fin-de-Siècle Socialism (New York & London: Routledge,
1988), 33.
48. See George L. Mosse’s paper for this conference, “Max Nordau, Liberal-
ism, and the New Jew,” Journal of Contemporary History 27:4 (October 1992):
565.
49. See Nordau, The Conventional Lies of Mankind, and also Max Nordau,
Paradoxes, trans. J. R. McIlraith (London: William Heinemann, 1906).
50. Nordau, Conventional Lies of Mankind, 132–33.
51. See “Introduction,” in Nordau, Degeneration, xix–xx. Mosse points out
that this tough, disciplined liberalism was quite different from the open and per-
missive twentieth-century version.
52. Ibid., xxi. Nordau’s conception of human solidarity was based upon his
view of the interdependence of all living matter within a scientifically deter-
mined universe.
53. Nietzsche, Will to Power, 539.
54. Nordau, Conventional Lies of Mankind, 353.
55. Max Nordau, Morals and the Evolution of Man (Biologie der Ethik)
(London & New York: Cassell & Company, Ltd., 1922), 82. The work was first
published in 1916. See also 276 for an example of how Nordau’s hero differs
from the Nietzschean version: “heroism is the noblest victory of a thinking and
volitional personality over selfishness; it is altruism which rises to self-sacrifice,
the proud subjugation by Reason of the most primitive . . . of all instincts, . . .
self-preservation . . . heroic conduct liberates [the hero] from the trammels of
his individuality and enlarges this to represent a community, its longings, its
resolutions.”
56. Nietzsche, Will to Power, 61; Nordau, Morals and the Evolution of
Man, 278.
6. See Georges Bataille, On Nietzsche, trans. Bruce Boone (New York: Para-
gon, 1992). On Bataille’s politics and special brand of Nietzscheanism see Asch-
heim, Nietzsche Legacy, 229–30, 292–95.
7. There is no end of supporting contemporary examples of this. At the
“higher” levels of discourse this was best illustrated by Heidegger who initially
viewed Nazism (and Fascism) as essentially Nietzschean projects, the most radical
attempts to overcome Western nihilism. “The two men,” he proclaimed in his
1936 lectures on Schelling, “who each in his own ways, have introduced a
counter-movement to nihilism—Mussolini and Hitler—have learned from Nietz-
sche, each in an essentially different way. But even with that, Nietzsche’s authentic
metaphysical domain has not yet come into its own.” Quoted in Thomas Sheehan,
“Heidegger and the Nazis,” New York Review of Books, 16 June 1988.
8. Alain de Benoist was an early French exception to this statement. See his
Nietzsche: morale et grande politique (Paris: n.p., 1973).
9. Georg Lukács, The Destruction of Reason, trans. Peter Palmer (Atlantic
Highlands, N.J.: Humanities Press, 1981), 341. The work was completed in 1952
but based on essays written in the 1930s and 1940s.
10. Walter Kaufmann, Nietzsche: Philosopher, Psychologist, Antichrist
(Princeton, N.J.: Princeton University Press, 1950).
11. Derrida has considered this question in detail in “Otobiographies: The
Teaching of Nietzsche and the Politics of the Proper Name,” in The Ear of the
Other: Otobiography Transference Translation, ed. Christie V. McDonald, trans.
Peggy Kamuf and Avital Ronell (New York: Schocken Books, 1985), see esp. 23–
24, 30–31.
12. Our culture is awash with this Nietzsche. All the above-named authors’
works should be consulted. For typical examples of this genre among many see
Clayton Koelb, ed., Nietzsche as Postmodernist: Essays Pro and Contra (Albany:
State University of New York, 1990), and David B. Allison, ed., The New Nietz-
sche: Contemporary Styles of Interpretation (Cambridge, Mass.: MIT Press,
1985).
13. On Kaufmann’s denaturing of Nietzsche’s power-political dimensions
see Walter Sokel, “Political Uses and Abuses of Nietzsche in Walter Kaufmann’s
Image of Nietzsche,” Nietzsche-Studien 12 (1983): 432–36.
14. See Ernst Behler, “Nietzsche jenseits der Dekonstruktion” in Josef Si-
mon, ed., Nietzsche in der Diskussion (Würzburg: Königshausen & Neumann,
1985), 88–107.
15. For an interesting postmodernist exception, see Avital Ronell’s applica-
tion of Nietzschean immunological themes to current Californian problematics in
“Hitting the Streets” in her Finitude’s Score: Essays for the End of the Millennium
(Lincoln: University of Nebraska Press, 1994), esp. 47–61.
16. See Jean-François Lyotard, The Postmodern Condition: A Report on
Knowledge (Minneapolis: University of Minnesota Press, 1984).
17. Terry Eagleton, “Awakening from Modernity,” Times Literary Supple-
ment, 20 February 1987, 194.
18. In Germany more than elsewhere and for the mainstream intellectuals
at least, the charged Nazi past endows the term Enlightenment with immediate
202 Notes to Pages 16–17
positive resonance and rich political connotations while the new Nietzscheans
discussed in this essay harbor either a deep suspicion of or an active hostility
towards it as an essential, manipulative tool of Western “metaphysics.” See the
interesting comments by Joachim Whaley, “Enlightenment and History in Ger-
many,” The Historical Journal 31 (1 March 1988): 195–99.
19. The most relevant text in this regard is Jürgen Habermas, The Philo-
sophical Discourse of Modernity, trans. Frederick Lawrence (Cambridge, Mass.:
MIT Press, 1987). Habermas declared prematurely in 1968 that Nietzsche was
“no longer contagious” and has subsequently spent a considerable amount of
time combating the epidemic! For his mistimed proclamation, see his “Zur Nietz-
sche Erkenntnistheorie” in Friedrich Nietzsche, Erkenntnistheoretische Schriften
(Frankfurt: Suhrkamp, 1968).
20. The fact that Foucault and Habermas got on rather well does not alter
the intellectual differences. See the excellent intellectual biography by James
Miller (a work that I shall be drawing upon extensively in this essay) in The Pas-
sion of Michel Foucault (New York: Simon & Schuster, 1993), 337–38.
21. Terry Eagleton, for instance, relates this to the concrete French genera-
tional experience of 1968 and sees postmodernism as simultaneously a recogni-
tion of the failure and a displacement and recreation of the revolutionary mo-
ment. See “Marxism, Structuralism and Post-Structuralism” in Against the Grain:
Essays, 1975⫺1985 (London: Verso, 1986), 93. Eagleton, one of the shrewdest
Marxist observers of postmodernism, puts it thus:
Its profound pessimism (power is ubiquitous, the law inescapable, the ego impotent
and derisory, truth and communication inconceivable, general theories of society
terroristic, only marginal political activity feasible) is sure to be tracked to that
source, as a later more theatrical version of Western Marxist melancholia. Simi-
larly, the euphoria of post-structuralism—and its paradoxical other face—is at
once displacement and recreation of the revolutionary moment: the orgasmic crisis
of jouissance, the thrills and spills of the skidding signifier, the éclat of écriture,
Lyotard’s aging-hippie points of libidinal intensity.
See too James Miller, chap. 2, “Waiting for Godot,” in Passion of Michel Foucault
and Robert Young, chap. 1 in White Mythologies: Writing History and the West
(London & New York: Routledge, 1990).
22. Koelb, ed., Nietzsche as Postmodernist, 5.
23. Of Foucault’s Madness and Civilization, Derrida wrote, “The attempt
to write the history of the decision, division, difference, runs the risk of construing
the division of an event or a structure subsequent to the unity of an original pres-
ence, thereby confirming metaphysics in its fundamental operation.” See Jacques
Derrida, “Cogito and the History of Madness,” in Writing and Difference (Lon-
don: Routledge and Kegan Paul, 1981), 40.
24. Jacques Derrida, Spurs/Nietzsche’s Styles, trans. Barbara Harlow (Chi-
cago: University of Chicago Press, 1979), 75.
25. See the interesting volume edited by Richard Schacht, Nietzsche, Gene-
alogy, Morality: Essays on Nietzsche’s Genealogy of Morals (Berkeley & Los
Angeles: University of California Press, 1994) and Gary Shapiro’s essay “Translat-
Notes to Pages 18–20 203
age was “the anticipation of our own struggle, Nietzsche’s inner tension, from
which his spirit sprang, is our tension.” See Theodor Odenwald, Friedrich Nietz-
sche und das heutige Christentum (Giessen: Alfred Töpelmann, 1926), 17, 23.
Nietzsche, Thomas Mann wrote in a similar vein, was a kind of incarnation, “a
personality of phenomenal cultural plenitude and complexity, summing up all
that is essentially European.” See his “Nietzsche’s Philosophy in the Light of Con-
temporary Events” (1947) in Thomas Mann’s Address: Delivered at the Library
of Congress 1942–1949 (Washington, D.C.: Library of Congress, 1963), 69.
Most recently Ernst Nolte has revived this notion of Nietzsche as a personalized
“battleground” (Schlachtfeld) in his Nietzsche und der Nietzscheanismus (Frank-
furt/Main & Berlin: Propyläen, 1990). For a critical discussion of this work, see
Aschheim, Nietzsche Legacy, chap. 9.
54. See “On the So-Called Crisis of Christianity,” in Leszek Kolakowski,
Modernity on Endless Trial (Chicago: University of Chicago Press, 1990), 90–91.
See too his fascinating reflections on the complexity of Nietzsche’s modernity in
the opening essay (from which the book takes its title), esp. 8–9.
55. See the interesting, critical comments by Robert C. Solomon, “Nietz-
sche, Postmodernism and Resentment: A Genealogical Hypothesis,” in Koelb, ed.,
Nietzsche as Postmodernist, esp. 291–93.
bridge, Mass.: MIT Press, 1996); Phillip Hansen, Hannah Arendt, Politics, His-
tory, and Citizenship (Stanford, Calif.: Stanford University Press, 1993).
5. Arendt mentions Adorno’s involvement with Walter Benjamin—see her
essay, “Walter Benjamin: 1892–1940” in Men in Dark Times (New York: Har-
court Brace Jovanovich, 1968), 153–206. Other than that, as far as I can ascer-
tain, there is no acknowledgment of each other’s work in their published writings!
Given the common background, contemporaneity, and similarity of interests of
these figures, such omissions are in themselves noteworthy. In a private communi-
cation of 1 April 1998, Eugene Sheppard points out that given that Arendt and
Strauss spent their lives contemporaneously within the same cities (Marburg,
New York, Chicago) and institutions (and departments and disciplines within
these institutions), this can only be interpreted as a “deafening silence.”
6. For instance, Arendt wrote of Strauss to Karl Jaspers (Letter 159, 29 Au-
gust 1954): “He is a convinced orthodox atheist. Very odd. A truly gifted intellect.
I don’t like him.” See Hannah Arendt & Karl Jaspers, Correspondence 1926–
1969, ed. Lotte Kohler & Hans Saner (New York: Harcourt Brace Jovanovich,
1992), 244.
7. See Elisabeth Young-Bruehl, Hannah Arendt: For Love of the World (New
Haven, Conn.: Yale University Press, 1982), 98. Ironically, she later took Strauss to
task for his stand that no Jews after the war should have anything to do with Ger-
many (see 169). The ironies and ambivalences, it should be pointed out, existed
on both sides. Precisely these render their respective biographies so compelling.
8. Letter 343 of Arendt to Jaspers, 23 November 1963, in Arendt & Jaspers,
Correspondence, 535; pers. comm. Eugene Sheppard (presently writing a doctoral
dissertation on Strauss), 2 March 1998.
9. Arendt & Jaspers, Correspondence, 80.
10. For details of Adorno’s piece, the circumstances of its rediscovery, and
Arendt’s comments upon it see her letters (numbers 373 and 399) to Karl Jaspers
in Arendt & Jaspers, Correspondence, esp. 592–93, 644. See also footnotes 2 and
3 to Letter 399 on 793–94.
11. For these rather scurrilous analyses see Elzbieta Ettinger, Hannah Ar-
endt/Martin Heidegger (New Haven, Conn.: Yale University Press, 1995) and
Richard Wolin, “Hannah and the Magician: An Affair to Remember,” New Re-
public, 9 October 1995, 27–37.
12. Other than occasional ironic comments, like that of Walter Laqueur
(quoted in footnote 14), some commentators, like David Biale, do mention these
thinkers, citing them in common for their radicalism but not extending the anal-
ysis. See Biale’s “Leo Strauss: The Philosopher as Weimar Jew” in Alan Udoff,
ed., Leo Strauss’s Thought: Toward a Critical Engagement (Boulder, Colo.: Lynne
Rienner Publishers, 1991), 37. There is now a volume on Arendt and Strauss
in America that surprisingly possesses virtually no serious comparative analysis.
George Kateb’s contribution, “The Questionable Influence of Arendt (and
Strauss),” is a partial exception. Arendt and Strauss, he writes, were “two whose
love of Greece, inflamed and mediated by German philosophy, set them against
modern democracy” (12). See Peter Graf-Kielmansegg, et al., eds., Hannah Ar-
endt and Leo Strauss: German Émigrés and American Political Thought after
Notes to Pages 25–26 207
World War II (Washington, D.C.: German Historical Institute & Cambridge Uni-
versity Press, 1995).
13. This is reproduced in Hannah Arendt, The Jew as Pariah: Jewish Iden-
tity and Politics in the Modern Age, ed. Ron H. Feldman (New York: Grove Press,
1978), 55–66.
14. See his “Hannah Arendt as Political Commentator” to appear in Steven E.
Aschheim, ed., Hannah Arendt in Jerusalem (Berkeley & Los Angeles: University
of California Press, 2001).
15. As is to be expected their attitudes to Nietzsche were complex but his
formative centrality, his relevance to their various problematics, cannot be
doubted. See, respectively, Laurence Lampert, Leo Strauss and Nietzsche (Chi-
cago: University of Chicago Press, 1996); on the Frankfurt school and Nietzsche,
see my The Nietzsche Legacy in Germany, 1890–1990 (Berkeley & Los Angeles:
University of California Press, 1992), 185–92, 289–92; on Arendt and Nietzsche
see Villa, Arendt and Heidegger, chap. 3.
16. Strauss’s admiration for—as well as departures from—Heidegger is doc-
umented in Steven B. Smith “Destruktion or Recovery? Leo Strauss’s Critique of
Heidegger,” Review of Metaphysics LI, no.2 (December 1997): 345–78. Smith
also lists the already large secondary literature on this topic. I thank Michael
Morgan for this reference. The Frankfurt School eventually became known as
great critics of Heidegger. See particularly Adorno’s The Jargon of Authenticity,
trans. K. Tarnowski and F. Will (London: Routledge & Kegan Paul, 1973). The
work was originally published in 1964. Still, apart from the fact that Marcuse
was a Heidegger student, Heidegger’s radicalism and, especially, his rather un-
differentiated critique of modernity proved to be very influential. See Aschheim,
Culture and Catastrophe: German and Jewish Confrontations with National So-
cialism and Other Crises (New York: New York University Press, 1996), 6–8.
Dana Villa, in Arendt and Heidegger, has written a whole book tracing the com-
plex philosophical relationship between the two.
17. The Frankfurt School’s residual Marxism, however diluted and moder-
ated, and its constant critiques of instrumental rationality render further explana-
tion unnecessary. Kateb argues that both Arendt and Strauss had in common an
opposition to modern liberal, representative or constitutional democracy—albeit
from different viewpoints. He views Strauss, far more of a cultural snob and pessi-
mist than Arendt, as an “authoritarian anti-democrat” (39) while Arendt, from
her participatory viewpoint, “reproaches modern democracy because it is not
democratic, or not democratic enough.” See his “The Questionable Influence,”
in Graf-Kielmansegg, et al. eds., Hannah Arendt and Leo Strauss. And as Albrecht
Wellmer points out, Arendt castigated the liberal (indeed the entire Western philo-
sophical) tradition for downgrading the “political” in favor of the “social” and the
private. See his “On Revolution” in Aschheim, ed., Hannah Arendt in Jerusalem.
18. See Strauss’s typically elliptic analysis of this question in the preface to
the English translation of his Spinoza’s Critique of Religion, trans. E. M. Sinclair
(New York: Schocken Books, 1965). The work, significantly, was dedicated to
Franz Rosenzweig.
19. On their relationship see Heinrich Meier, Carl Schmitt and Leo Strauss:
208 Notes to Pages 26–27
Kohn (New York: Harcourt Brace & Company, 1994), 377. Leo Strauss too in-
cludes Comte in his severe and ongoing (though differently oriented) critique of
positivism but does so in a more differentiated form:
See Arendt’s 1953 piece “Religion and Politics,” reproduced in Arendt, Essays in
Understanding, 378. On page 388, note 24, Arendt explicitly qualifies her com-
ments by adding: “I do not mean to imply that Max Weber himself could ever
have been guilty of such monstrous identifications.”
48. Peter Baehr, introduction to The Portable Hannah Arendt, ed. Peter
Baehr, (New York: Penguin Books, 2000), 43 (of manuscript version).
49. See the admirable analysis by Villa, Arendt and Heidegger, 320–21.
50. “‘All politics is a struggle for power; the ultimate kind of power is vio-
lence,’ said C. Wright Mills, echoing, as it were, Max Weber’s definition of the
Notes to Pages 31–32 211
state as the ‘rule of men over men based on the means of legitimate, that is, alleg-
edly legitimate, violence.’” See Arendt’s On Violence (New York: Harcourt,
Brace & World, 1969), esp. 35.
51. Villa, Arendt and Heidegger, 29.
52. Ibid., 66–67. For Arendt’s most extended discussion of the councils, see
her On Revolution (London: Faber & Faber, 1963).
53. Although the confrontation was repeated many times and in many ver-
sions, the earliest is to be found in Leo Strauss, “The Social Science of Max We-
ber,” Measure: A Critical Journal 2, no. 2 (Spring 1951): 204–30.
54. See the famous chapter 2, “Natural Right and the Distinction between
Facts and Values” in Strauss, Natural Right and History (Chicago: University of
Chicago Press, 1953). The quote appears on 36.
55. Given Strauss’s penchant for esoteric reading, it is not surprising that
various theorists have argued that his hostility to many of the great thinkers is far
more apparent than real and that, in effect, his engagement amounts to serious
identification. For a thesis contending that “Strauss did not argue that Weber was
a nihilist, but rather sought to determine why Weber was not,” see Robert Eden,
“Why Wasn’t Weber a Nihilist,” in Kenneth L. Deutsch & Walter Soffer, eds., The
Crisis of Liberal Democracy : A Straussian Perspective (Albany: State University
of New York Press, 1987), 212–42. The quote appears on 212. For another ex-
ample see the very close reading of the complex Strauss-Nietzsche relationship
(one that entirely contradicts Strauss’s portrayal in various places of Nietzsche as
nothing less than a dangerous philosophical criminal) in Lampert, Leo Strauss
and Nietzsche.
56. Strauss, Natural Right and History, 42. Weber, Strauss added, concealed
from himself the nihilistic consequences of his doctrine of values. Strauss added
that, in examining the process by which Weber reached these conclusions, “we
shall inevitably reach a point beyond which the scene is darkened by the shadow
of Hitler. Unfortunately, it does not go without saying that in our examination
we must avoid the fallacy that in the last decades has frequently been used as a
substitute for the reductio ad absurdum: the reductio ad Hitlerum. A view is not
refuted by the fact that it happens to have been shared by Hitler” (42–43).
57. Ibid., 45.
58. Ibid., 64.
59. Weber, Strauss wrote,
was inclined to believe that twentieth century man has eaten of the fruit of the tree
of knowledge, or can be free from the delusions which blinded all earlier men: we
see the situation of man without delusions; we are disenchanted. But under the in-
fluence of historicism, he became doubtful whether one can speak of the situation
of man as man or, if one can, whether this situation is not seen differently in differ-
ent ages in such a manner that, in principle, the view of any age is as legitimate or
illegitimate as that of any other. . . . Hence what originally appeared as freedom
from delusions presented itself eventually as hardly more than the questionable
premise of our age or as an attitude that will be superseded, in due time, by an
attitude that will be in conformity with the next epoch.
60. “Our social science,” Strauss wrote, “may make us very wise or clever
as regards the means for any objectives we might choose. It admits being unable
to help us in discriminating between legitimate and illegitimate. Such a science is
instrumental and nothing but instrumental: it is born to be the handmaid of any
powers or any interests that be” (Natural Right and History, 3–4).
61. The examples are endless here. See, for instance, Max Horkheimer &
Theodor W. Adorno, Dialectic of Enlightenment, trans. John Cumming (New
York: Seabury Press, 1972). The work originally appeared in 1944. See too Max
Horkheimer, Eclipse of Reason (New York: Oxford University Press, 1947).
Much of the great success of Herbert Marcuse’s One Dimensional Man: Studies
in the Ideology of Advanced Industrial Society (Boston: Beacon Press, 1964) is
attributable to this emphasis. A still excellent introduction to these thinkers is Jay,
Dialectical Imagination.
62. On this point see Aschheim, Culture and Catastrophe, 6–8.
63. See Adorno’s introduction to his The Positivist Dispute in Sociology
(London: Heinemann, 1976), 19–20: “Scientism becomes false with regard to
central states of affairs by engaging itself one-sidedly in favour of the unified mo-
ment of individual and society for the sake of logical systematics, and by devalu-
ing as an epiphenomenon the antagonist moment which cannot be incorporated
into such logical systematics.”
64. Ibid., 33.
65. Strauss, “What Is Political Philosophy?” 23.
66. Ibid., 23. Note, too, that this almost foundationalist document defining
Strauss’s creed was, tellingly, presented in Jerusalem.
67. Ibid., 18–19. As was his wont, Strauss qualified his own statement a little
further on. In fact, he wrote, social scientists were inevitably people of integrity. “I
have never met any scientific social scientist who apart from being devoted to
truth and integrity was not also wholeheartedly devoted to democracy.” This was
not so much nihilism “than an alibi for thoughtlessness and vulgarity; by saying
that democracy and truth are values, he says in effect that one does not have to
think about the reasons why these things are good. . . . Social science positivism
fosters not so much nihilism as conformism and philistinism” (20). This, of
course, represented a typical “conservative” position on the issue.
68. Ibid., 19.
69. Ibid., 14.
70. Ibid., 24.
71. See Strauss on “Kurt Riezler” in What Is Political Philosophy?:
The most fundamental proposition of all thought is what one may call the decision
as to what it means “to be.” For instance, modern science may be said to identify
“to be” with “to be observably by everyone” or “to be a possible object” or “to be-
long to the spatial-temporal order.” “To be” thus understood is relative to the ob-
server, to any observer, to the anonymous observer. But we divine somehow that
“to be” means above all “to be in itself” and not merely “to be relative . . .”; “to
be” means, above all and primarily, to be a subject and not an object. . . . More
generally and more cautiously, the fundamental question concerns not this or that
being, not the totality of beings, but beingness. (249)
Notes to Pages 33–35 213
See too the critical comments in his The City and Man (Chicago: University of
Chicago Press, 1964), introduction and chap. 1.
72. To be sure there was a prior history to the tension between philosophy
and psychology which Arendt reflected. See Martin Jay, “Modernism and the
Specter of Psychologism” in his Cultural Semantics: Keywords of Our Time (Am-
herst: University of Massachusetts, 1998).
73. Her essays on particular individuals contained in Men in Dark Times
are packed with such penetrating observations. Moreover, in his introduction to
The Portable Arendt, Peter Baehr notes that Arendt ignored her own strictures:
“Ostensibly committed to eschewing the psychologizing mode, Arendt showed
little hesitancy in deciphering Rahel’s dream life to a degree that would make the
hardened pyschoanalyst gasp” (8).
74. Arendt, “Philosophy and Sociology,” 33–34.
75. This summary and the quotes therein are drawn from the chapter “Soci-
ety” in Adorno & Horkheimer, Aspects of Sociology, 16–36, and Adorno’s intro-
duction to The Positivist Dispute.
76. See the introduction to The Positivist Dispute, 25. The quote goes on
thus:
Something of the opposing intention was expressed in the social contract theories.
No matter how little these theories were historically correct, they penetratingly
remind society of the concept of the unity of individuals, whose conscious[ness]
ultimately postulates their reason, freedom and equality. In a grand manner, the
unity of the critique of scientific and meta-scientific sense is revealed in the work
of Marx.
trans. Harry Zohn (New York: Schocken Books, 1980), 131. Scholem’s connec-
tion to the Frankfurt School was, of course, above all through Walter Benjamin.
Apart from Scholem’s indignation at the Horkheimer piece quoted below, he com-
mented to Adorno that anti-Semitism was a matter for metaphysicians and could
not be understood by sociologists. This was somewhat ironic. Scholem addressed
Adorno as a social scientist although ultimately he is far more properly classified
as a kind of metaphysician: “As an old historian, sadly, I can no longer believe
that the social sciences have anything relevant to contribute to this theme.” See
Gershom Scholem to Adorno, Letter 122, 28 October 1943, Briefe Band I, 1914–
1947 (Munich: C. H. Beck, 1994), 291.
102. On this see Jack Jacobs, “1939 Max Horkheimer’s ‘Die Juden und Eu-
ropa’” in Sander L. Gilman & Jack Zipes, eds., Yale Companion to Jewish Writ-
ing and Thought in German Culture, 1096–1996 (New Haven, Conn.: Yale Uni-
versity Press, 1997), 571–76.
103. “Die Juden und Europa,” Zeitschrift für Sozialforschung 8, nos. 1/2
(1939): 115.
104. See the nuanced analysis of the complexities involved in Anson Rabin-
bach’s essay “The Cunning of Unreason: Mimesis and the Construction of Anti-
Semitism in Horkheimer and Adorno’s Dialectic of Enlightenment” in his In the
Shadow of Catastrophe: German Intellectuals between Apocalypse and Enlight-
enment (Berkeley & Los Angeles: University of California Press, 1997). See also
Adorno, Authoritarian Personality.
105. On the Bildungs thesis generally, see George L. Mosse, German Jews
beyond Judaism; on the Frankfurt School in particular, see chapter 4, “A Left-
Wing Identity.”
106. Reinhart Maurer, “Nietzsche und die Kritische Theorie,” Nietzsche-
Studien 10/11 (1981–1982): 41–42.
107. Martin Jay, “The Jews and the Frankfurt School: Critical Theory’s
Analysis of Anti-Semitism” in his Permanent Exiles: Essays on the Intellectual
Migration from Germany to America (New York: Columbia University Press,
1986), 100. Jay adds that as the School “moved away from the traditional Marxist
belief in the proletariat as the agent of positive totalization and more toward the
conclusion that the best that could be hoped for in the present world was the
preservation of enclaves of negation . . . attention . . . to the Jewish question in-
creased . . . anti-Semitism became a model of the totalistic liquidation of noniden-
tity in the one-dimensional world” (100).
108. Rabinbach, “The Cunning of Unreason,” 186.
109. Thus in the (ironic?) memorandum Adorno sent to Horkheimer in
1944 he suggested that since “not all the recurring objections against the Jews are
of an entirely spurious, projective, paranoid character,” a “manual for distribution
among Jews” be prepared that listed such traits and suggestions as to how to
overcome them. See Rabinbach, “The Cunning of Unreason,” 194. These kinds
of suggestions were, incidentally, an ongoing part of German history. See for in-
stance, the suggestions during the mid-19th century to create special schools to
overcome such traits in my Brothers and Strangers: The East European Jew in
German and German-Jewish Consciousness (Madison: University of Wisconsin
Press, 1982), 10.
Notes to Pages 40–42 217
“Hannah Arendt, Rahel Varnhagen, and the Origins of Arendtian Political Philos-
ophy” submitted to The Journal of Jewish Thought and Philosophy, 19.
122. See Villa, Arendt and Heidegger, esp. 137. On Schmitt see John P.
McCormick’s excellent Carl Schmitt’s Critique of Liberalism: Against Politics as
Technology (Cambridge: Cambridge University Press, 1997).
123. See the brilliant chapter entitled “The Decline of the Nation-State and
the End of the Rights of Man,” in Arendt, Origins of Totalitarianism (New York:
Meridian Books, 1958).
124. On her Zionism see my “Hannah Arendt in Jerusalem.” It is instructive
to note that Arendt employed this critique consistently and applied it not only to
Zionism but also to its victims. As she put it in Origins of Totalitarianism,
Hitler’s solution of the Jewish problem, first to reduce the German Jews to a nonrec-
ognized minority in Germany, then to drive them as a stateless people across the
borders, and finally to gather them back from everywhere in order to ship them
back to extermination camps, was an eloquent demonstration to the rest of the
world how really to “liquidate” all problems concerning minorities and stateless.
After the war, it turned out that the Jewish question, which was considered the
only insoluble one, was indeed solved—namely, by means of a colonized and then
conquered territory—but this solved neither the problem of the minorities nor the
stateless. On the contrary, like virtually all other events of our century, the solution
of the Jewish question merely produced a new category of refugees, the Arabs,
thereby increasing the number of the stateless and rightless by another 700,000 to
800,000 people. And what happened in Palestine within the smallest territory and
in terms of hundreds of thousands was then repeated in India on a large scale in-
volving many millions of people. Since the Peace Treaties of 1919 and 1920 the
refugees and the stateless have attached themselves like a curse to all the newly-
established states on earth which were created in the image of the nation-state
(290).
relation to Nazism above all in the work of Hannah Arendt. See her The Origins
of Totalitarianism (New York: Meridian Books, 1958), 443, 459.
3. For suggestive analyses of this, see Yehuda Bauer, “Conclusion: The Sig-
nificance of the Final Solution” in David Cesarani, ed., The Final Solution: Ori-
gins and Implementation (London & New York: Routledge, 1994), 300–309,
and Saul Friedlander, “The Shoah in Present Historical Consciousness,” in Mem-
ory, History, and the Extermination of the Jews of Europe (Bloomington: Indiana
University Press, 1993), esp. 50.
4. I have addressed some of these issues at greater length in chapter 1 of
my Culture and Catastrophe: German and Jewish Confrontations with National
Socialism and Other Crises (London & New York: New York University Press,
1996).
5. See his “Götterdämmerung after Twenty Years” (1976), reprinted in his
The Dustbin of History (Cambridge, Mass.: Harvard University Press, 1995), 52–
69. The quotes appear on 52–53.
6. In a sense this is what the famous “Controversy about the Historicization
of National Socialism” between Martin Broszat and Saul Friedländer is all about.
See this in Yad Vashem Studies 19 (1988): 1–47.
7. For a good contextual review of the Historikerstreit, see Charles S. Maier,
The Unmasterable Past: History, Holocaust, and German National Identity
(Cambridge, Mass.: Harvard University Press, 1988). The main polemic docu-
ments are to be found in Yad Vashem Studies 19 (1998).
8. “Between Aporia and Apology: On the Limits of Historicizing National
Socialism,” in Peter Baldwin, ed., Reworking the Past: Hitler, the Holocaust, and
the Historian’s Debate (Boston: Beacon Press, 1990), 144.
9. See his “Vergangenheit, die nicht vergehen will” in “Historikerstreit”:
Die Dokumentation der Kontroverse um die Einzigartigkeit der national-
sozialistischen Judenvernichtung (Munich: Piper, 1987), 45. The Historikerstreit
actually began with Nolte’s infamous article, “Between Myth and Revisionism?
The Third Reich in the Perspective if the 1980s.” This first appeared in English
in H. W. Koch, ed., Aspects of the Third Reich (New York: St. Martin’s Press,
1985), 17–38.
10. See Pierre Vidal-Naquet, Assassins of Memory: Essays on the Denial of
the Holocaust, trans. Jeffrey Mehlman (New York: Columbia University Press,
1992) and Deborah Lipstadt, Denying the Holocaust: The Growing Assault on
Truth and Memory (New York: Free Press, 1993).
11. The phenomenon, distasteful as it is, actually does have contemporary
parallels. How else can one characterize the obtuse and long-lasting denial of
countless liberal and left Western intellectuals concerning the very existence of,
let alone crimes perpetrated in, the Soviet Gulags? On this see T. Todorov, “The
Touvier Trial,” Salmagundi 106–107 (Spring-Summer 1995): 3–13. See esp. 11–12.
12. Saul Friedlander, Probing the Limits of Representation: Nazism and the
“Final Solution” (Cambridge, Mass.: Harvard University Press, 1992).
13. Martin Jay, “The Manacles of Gavrilo Princip,” Salmagundi 106–107
(Spring-Summer 1995): 14–21. See esp. 18.
14. For a succinct and excellent account of these issues, see Peter Pulzer,
220 Notes to Pages 47–54
German Politics 1945–1955 (New York: Oxford University Press, 1995) and Jef-
frey Herf, Divided Memory: The Nazi Past in the Two Germanys (Cambridge,
Mass.: Harvard University Press, 1997).
15. This rather unusual acknowledgment of guilt (whatever its underlying
sources and motivations) has been ably documented, and compared to Japan’s
quite different record, by Ian Buruma in The Wages of Guilt: Memories of War
in Germany and Japan (London: Farrar, Straus & Giroux, 1994).
16. For an overview of primary and secondary materials relating to this, see
Geoffrey Hartman, ed., Bitburg in Moral and Political Perspective (Bloomington:
Indiana University Press, 1986).
17. Alexander and Margarete Mitscherlich, The Inability to Mourn: Prin-
ciples of Collective Behavior, trans. Beverley R. Placzek, preface by Robert Jay
Lifton (New York: Grove Press, 1975). The German original appeared in 1967.
18. See “The German-Jewish Dialogue at its Limits: The Case of Hermann
Broch and Volkmar von Zuehlsdorff,” in Aschheim, Culture and Catastrophe, 91.
19. Ibid., 94.
20. See “Backshadowing and the Rhetoric of Victimization” in Michael
Bernstein, Foregone Conclusions: Against Apocalyptic History (Berkeley & Los
Angeles: University of California Press, 1994), 85.
21. See Biale’s comments in a review of Steven T. Katz, The Holocaust in
Historical Context, in Tikkun 10, no. 1 (January-February 1995): 79–80, 88.
22. The most recent popular and highly controversial treatment of this ques-
tion is to be found in Tom Segev, The Seventh Million: The Israelis and the Holo-
caust, trans. Haim Watzman (New York: Hill & Wang, 1993).
23. Grossman, See under Love (New York: Farrar, Straus & Giroux, 1989).
24. See, for instance, Robert Alter, foreword to Unease in Zionism, ed. Ehud
Ben Ezer (New York: Quadrangle Books, 1974), esp. 12–13. The article was first
published in 1970. The other articles in this collection also provide a window
onto both the popular atmosphere and critical attitudes of the time.
25. See her “Revisioning the Past: The Changing Legacy of the Holocaust
in Hebrew Literature,” Salmagundi (Winter 1985/Spring 1986): 246.
26. For two examples see Amos Elon, “The Politics of Memory,” New York
Review of Books, 7 October 1993, and Adi Ophir, “On Sanctifying the Holo-
caust: An Anti-Theological Treatise,” Tikkun 2, no. 1 (1987): 61–66.
27. Steiner, The Portage of San Cristobal of A. H. (London: Faber &
Faber, 1981).
28. The open espousal of such attitudes is contained in interviews with Pal-
estinian youth visiting the memorial site of Lahamei Haghetto’ot in Israel as
shown in the recent film “Don’t Touch My Holocaust.” Information on this 1994
film scripted by Asher Tlalim can be found in the catalogue to The 11th Jerusalem
Film Festival (Jerusalem: n.p., 1994), 45.
29. CNN Saturday Morning Report, 9 December 1995.
30. de Koven-Ezrachi, “Revisioning the Past,” 246.
31. James Young, The Texture of Memory: Holocaust Memorials and
Meaning (New Haven, Conn.: Yale University Press, 1993), 26.
32. I have tried to account for this rather strange affirmation of one’s own
national identity as essentially murderous in “Archetypes and the German-Jewish
Notes to Pages 54–64 221
chapter 5. excursus
1. This is a slightly revised version of an essay, “The German-Jewish Legacy
beyond America: A South African Example,” that appeared originally in “The
German-Jewish Legacy in America, 1938–1988: A Symposium,” in American
Jewish Archives (November 1988): 359–64, and then in Abraham J. Peck, ed.,
The German-Jewish Legacy in America 1938–1988: From Bildung to the Bill of
Rights (Detroit: Wayne State University Press, 1989).
2. Most importantly see his German Jews beyond Judaism (Bloomington:
Indiana University Press, 1985). See too, in the present volume, chapter 14,
“George Mosse at 80: A Critical Laudatio.”
3. See “German Jews beyond Bildung and Liberalism: The Radical Jewish
Revival in the Weimar Republic” in my Culture and Catastrophe: German and
Jewish Confrontations with National Socialism and Other Crises (New York:
New York University Press, 1996).
History & Memory 8, no. 2 (Fall/Winter 1996), entitled Hannah Arendt and
Eichmann in Jerusalem, and devoted to Arendt, both Richard Wolin and Jose
Brenner have similar titles. See “The Ambivalences of German-Jewish Identity:
Hannah Arendt in Jerusalem” and “Eichmann, Arendt, and Freud in Jerusalem”
respectively. Moreover, Idith Zertal presented a paper (which I have not yet seen)
entitled “Arendt in Zion” at a 1997 International colloquium on Arendt in Pots-
dam. See too Amos Elon’s insightful “The Case of Hannah Arendt,” New York
Review of Books, 6 November 1997, 25–29. I only came upon this piece after
writing my own article but many of its conclusions are very similar to my own.
5. This is made all the more mysterious by Arendt’s comment to Karl Jaspers
in 1966: “. . . the Hebrew edition of Eichmann is finally coming out in Israel. I
think the war between me and the Jews is over.” See Letter 394, 26 March 1966
in Hannah Arendt & Karl Jaspers, Correspondence 1926–1969, ed. Lotte
Kohler & Hans Saner, trans. Robert & Rita Kimber (New York: Harcourt Brace
Jovanovich, 1985), 632. See too Tom Segev, Seventh Million, 465.
6. For some of the relevant writings, see her Rahel Varnhagen: The Life of
a Jewish Woman, rev. ed., trans. Richard & Clara Winston (New York: Harcourt
Brace Jovanovich, 1974); a collection of her Jewish essays, The Jew as Pariah:
Jewish Identity and Politics in the Modern Age, ed. Ron H. Feldman, (New York:
Grove Press, 1978); and Essays in Understanding, 1930–1954, ed. Jerome Kohn
(New York: Harcourt & Brace, 1994).
7. This is, to be sure, still a rather fringe, avant-garde affair. But it is rather
significant that the Tel Aviv journal History & Memory recently devoted a special
issue to Arendt. See History & Memory 8, no. 2 (Fall/Winter 1996). The hall in
which Richard Bernstein gave his 1997 lecture in Jerusalem on “Arendt and the
‘Banality of Evil’” was packed beyond capacity. To be sure, these were all English-
language events. Nevertheless, a Hebrew panel on Arendt held in Jerusalem in
March 1997 under the auspices of the Leo Baeck Institute publication met with
similar interest.
8. For her appreciation of the extraordinary nature of that experience
(“nothing comparable to it is to be found even in the other areas of Jewish assimi-
lation”) and the challenge of historically understanding it, see her preface to
Rahel Varnhagen, xvii.
9. See Dan Diner, “Hannah Arendt Reconsidered: On the Banal and the Evil
in Her Holocaust Narrative,” New German Critique 71 (Spring-Summer 1997):
177–90.
10. For a superb portrait of this tradition see George L. Mosse, German
Jews beyond Judaism (Bloomington: Indiana University Press, 1983).
11. “The trouble with the educated philistine was not that he read the clas-
sics but that he did so prompted by the ulterior motive of self-perfection, re-
maining quite unaware . . . that Shakespeare or Plato might have to tell him more
important things than how to educate himself . . . he fled into a region of ‘pure
poetry’ in order to keep reality out of his life . . . or to look at it through a veil of
‘sweetness and light.’” See “The Crisis in Culture” in Arendt’s Between Past and
Future: Six Exercises in Political Thought (Cleveland, Ohio: Meridian Books,
1961). See too Rahel Varnhagen, esp. 9–10.
12. See “Die jüdische Armee—der Beginn einer jüdischen Politik?” in Auf-
Notes to Pages 75–76 225
bau 7 (14 November 1941). Robert Meyerson’s 1972 doctoral dissertation, “Han-
nah Arendt: Romantic in a Totalitarian Age, 1928–1963,” University of Min-
nesota Department of History, contains useful information about these earlier
years.
13. The relevant biographical information is to be found in the still-definitive
biography by Elisabeth Young-Bruehl, Hannah Arendt: For Love of the World
(New Haven, Conn.: Yale University Press, 1982).
14. See Scholem to Shalom Spiegel, 17 July 1941, Letter 119, in Gershom
Scholem, Briefe Band I 1914–1947, ed. Itta Shedletzky (Munich: C. H. Beck,
1994), 285.
15. Arendt to Jaspers, 26 March 1966, Letter 394, in Arendt & Jaspers,
Correspondence, 632.
16. Arendt to McCarthy, 17 October 1969, in Hannah Arendt & Mary Mc-
Carthy, Between Friends: The Correspondence of Hannah Arendt and Mary Mc-
Carthy 1949–1975, ed. Carol Brightman (New York: Harcourt Brace & Com-
pany, 1995), 249. On Arendt’s response to the Yom Kippur war, see Arendt to
McCarthy, 16 October 1973, Between Friends, 349–50 and esp. n. 5 where
Brightman describes her reaction as one of “panic.”
17. Arendt to Jaspers, 1 October 1967, Letter 421, in Arendt & Jaspers,
Correspondence, 674–75.
18. This may be the very reason why Arendt was so compelling during the
1950s and early 1960s to previously unengaged non-establishment American
Jewish intellectuals. Her capacity to integrate Jewish matters into the storm’s eye
of world history, to make them explanatory factors in the great catastrophes of
twentieth-century history, provided a kind of dignity and importance to a pre-
viously marginalized, even derided, existence. See, for instance, Irving Howe, The
Decline of the New (New York: Harcourt Brace, 1970), 244–45, and Alfred
Kazin, New York Jew (New York: Knopf, 1978), esp. 299.
19. “[M]any Jews such as myself,” she wrote to Jaspers, “are religiously
completely independent of Judaism yet are still Jews themselves.” Arendt to Jas-
pers, 4 September 1947, Letter 61, Arendt & Jaspers, Correspondence, 98.
20. See especially chap. 2 of Michael Walzer, Interpretation and Social Criti-
cism (Cambridge, Mass.: Harvard University Press, 1987).
21. For letters documenting all these qualities see Gershom Scholem to
Theodor W. Adorno, 29 February1968, Letter 131, and Scholem to Hans
Paeschke, 24 March 1968, Letter 133, in Gershom Scholem, Briefe Band II 1948–
1970, ed. Thomas Sparr (Munich: C. H. Beck, 1995), 206–7, 209–10 respectively.
See too the interesting comments by Raymond Aron, “The Essence of Totalitari-
anism according to Hannah Arendt,” Partisan Review 60, no. 3 (1993): 366–76.
This appeared originally in the French journal Critique in 1954.
22. Arendt to Scholem, 24 July 1963, reprinted in Arendt, Jew as Pariah,
247.
23. See Arendt to Jaspers, 7 September 1952, Letter 135, in Arendt & Jas-
pers, Correspondence, 196–201. The quote appears on 197.
24. Scholem recommended this work to Benjamin. See his Walter Benjamin:
The Story of a Friendship, trans. Harry Zohn (Philadelphia: Jewish Publication
Society, 1981), 213–14.
226 Notes to Pages 76–77
25. Jaspers added that more justice would have been done to
see her not just in the context of the Jewish question but, rather, in keeping with
Rahel’s own intentions and reality as a human being in whose life the Jewish prob-
lem played a very large role but by no means the only one. . . . everything you cite
from “enlightened” thinking is illustrated with negative examples . . . But it was
the greatness of the Enlightenment . . . that carried Rahel. . . . What starts to take
shape in your work but is then lost in sociological and psychological considera-
tions (which should not in any way be omitted but should be incorporated into a
higher level) is the unconditional aspect of Rahel . . . the quality of her personal in-
fluence, the totality of her insight . . . all the things for which being a Jew is only
the outward guise and only the point of departure.
See Jaspers’ brilliant letter to Arendt, 23 August 1952, Letter 134, in Arendt &
Jaspers, Correspondence, 192–96.
26. See her 1959 Lessing Prize address “On Humanity in Dark Times:
Thoughts about Lessing” in Men in Dark Times (New York: Harcourt Brace Jo-
vanovich, 1968), esp. 18.
27. See her letter to Jaspers, 17 December 1946, Letter 50, in Arendt &
Jaspers, Correspondence, 70.
28. Ibid.
29. Arendt to Scholem, 24 July 1963, in Arendt, Jew as Pariah, 246–47.
30. Postmodernist, feminist critics, while admiring of Arendt’s resistance to
Scholem’s definitions—seeing in his “identity politics insidous resources for the
homogenizing control of behavior and the silencing of independent criticism”—
take her to task for insisting on the private nature of Jewish identity.
Arendt would have done better to contest the terms of Scholem’s construal of Jew-
ishness as identity . . . Both she and Scholem treat Jewish identity as a univocal,
constative fact . . . They disagree on whether it is a public or private fact . . . In
treating Jewish identity as constative, Arendt relinquishes the opportunity to en-
gage or even subvert Jewish identity performatively, to explore its historicity and
heterogeneity, to dislodge and disappoint its aspirations to univocity, to proliferate
its differentiated possibilities.
See Bonnie Honig, “Toward an Agonistic Feminism: Hannah Arendt and the Poli-
tics of Identity” in Honig, ed., Feminist Interpretations, 153–54.
31. Young-Bruehl, Hannah Arendt, 127. Unfortunately Young-Bruehl pro-
vides no explanation for this extraordinary step.
32. Arendt to Jaspers, 29 January 1946, Letter 34, in Arendt & Jaspers,
Correspondence, 29.
33. See letter of 8 August 1936 in Hannah Arendt & Heinrich Bluecher,
Briefe 1936–1968 (Munich: Piper Verlag, 1996), 38–40. The quote appears on 39.
34. See Hannah Arendt & Hermann Broch, Briefwechsel: 1946–1951, ed.
Paul Michael Luetzeler (Frankfurt am Main: Juedischer Verlag, 1996).
35. See the remarkable letter, Arendt to Bluecher, 24 August 1936, in Ar-
endt & Bluecher, Briefe, 57–60.
36. See Arendt to Blumenfeld, 28 November 1955, Letter 49, in Hannah
Arendt & Kurt Blumenfeld, “. . . in keinem Besitz verwurzelt”: Die Korrespon-
Notes to Pages 77–80 227
denz, ed. Ingeborg Nordmann & Iris Pilling (Hamburg: Rotbuch Verlag, 1995),
135–36.
37. Origins of Totalitarianism, 66. The work appeared first in 1951.
38. On this atmosphere see “German Jews beyond Liberalism: The Radical
Jewish Revival in the Weimar Republic” in my Culture and Catastrophe: German
and Jewish Confrontations with National Socialism and Other Crises (New York:
New York University Press, 1996).
39. See, especially, her “Franz Kafka: A Revaluation” in Arendt, Essays in
Understanding, 69–80 (written originally in 1944). In her famous essay, “The Jew
as Pariah: A Hidden Tradition,” Kafka is, of course, one of her main examples.
See Arendt, Jew as Pariah, esp. 81–89.
40. See her essay “Walter Benjamin: 1892–1940,” in Arendt, Men in Dark
Times, esp. 195.
41. Ibid., 190.
42. Arendt to Jaspers (written from the Pension Reich, Beth Hakerem), 13
April 1961, Letter 285, in Arendt & Jaspers, Correspondence, 434–36. The quote
appears on 435. The last sentence of this paragraph softens things a little: “The
major impression, though, is of very great poverty.”
43. The debate is by now exceedingly well known. Less familiar is Scholem’s
reply to Arendt (in a letter only recently published) regarding her belief that if the
Jews had “been organized and leaderless” the number of victims would have been
considerably less. Had the Jews done that, Scholem argues, “we would have re-
proached them now. More organization, we would claim, would have helped to
save lives!” See Scholem to Arendt, 12 August 1963, Letter 66, in Scholem, Briefe
Band II, 107–8.
44. The most comprehensive review of responses can be found in Richard I.
Cohen, “Breaking the Code: Hannah Arendt’s Eichmann in Jerusalem and the
Public Polemic—Myth, Memory and Historical Imagination,” Michael 13
(1993): 29–85. The quote appears on 84.
45. This is a quote from McCarthy’s review “The Hue and Cry.” See Ar-
endt & McCarthy, Between Friends, 167, n. 6.
46. Arendt to McCarthy, 23 June 1964, in Arendt & McCarthy, Between
Friends, 168.
47. See Scholem’s published letter, of 23 June 1963, to Arendt in their ex-
change over the Eichmann book reprinted in Arendt, Jew as Pariah, 240–45. We
have already examined Arendt’s response to Scholem’s accusation of lacking Aha-
vath Israel. It is only fair to point out, however, that as Scholem emphasizes in
his later reply, he described her as belonging to the Jewish people in order to
distance himself from those who regarded her as no longer part of it. See Scholem
to Arendt, 12 August 1963, Letter 66, in Scholem, Briefe Band II, 105–8. The
quote appears on 106.
48. Arendt to Jaspers, 20 July 1963, Letter 331, in Arendt & Jaspers, Corre-
spondence, esp. 510–11; Jaspers to Arendt, 20 October 1963, Letter 336, in Ar-
endt & Jaspers, Correspondence, 521–25.
49. Jaspers to Arendt, 25 October 1963, Letter 338, in Arendt & Jaspers,
Correspondence, 527.
50. This is reprinted in Arendt, Jew as Pariah, 131–63.
228 Notes to Pages 80–81
51. See Scholem to Arendt, 28 January 1946, Letter 131, in Scholem, Briefe
Band I, 309–14.
52. See her reply to Scholem, 24 July 1963, in Arendt, Jew as Pariah, 246.
53. Scholem to Hans Paeschke, 24 March 1968, Letter 133, in Scholem,
Briefe Band II, 210.
54. Scholem to Hannah Arendt, Letter 131, in Scholem, Briefe Band I, 310.
55. As it does for the person they both deeply admired, Walter Benjamin.
56. David Suchoff, “Gershom Scholem, Hannah Arendt, and the Scandal of
Jewish Particularity,” Germanic Review 72, no. 1 (Winter 1997): 57–76. The
quotes appear on 57–58. I thank Paul Mendes-Flohr for drawing my attention to
this piece.
57. For Scholem’s attitude, see Letter 133 in Scholem, Briefe Band II, 209–
10.
58. Arendt to Kurt Blumenfeld, 9 January 1957, Letter 65, in Arendt &
Blumenfeld, “. . . in keinem Besitz verwurzelt,” 174–77. The quote appears on
176.
59. Dana Villa has most recently and radically underlined these aspects of
Arendt’s thought in his Arendt and Heidegger.
60. Elzbieta Ettinger, in Hannah Arendt, Martin Heidegger (New Haven,
Conn.: Yale University Press, 1995), never goes beyond the merely gossipy. The
links and differences are best analyzed in Villa, Arendt and Heidegger. See too
Bernstein, Hannah Arendt and the Jewish Question, 191–92, esp. n. 6.
61. See the suggestive piece by Bonnie Honig, “Toward an Agonistic Femi-
nism” in Honig, ed., Feminist Interpretations, 135–66. The quote appears on
149.
62. “Arendt’s warnings,” writes Amos Elon, “displayed considerable fore-
sight. Today’s readers may be more willing to accept both her essays and her book
[Eichmann] on their merits.” See his essay “The Case of Hannah Arendt,” 25.
63. See, for instance, Arendt’s letter to Bluecher, 18 October 1955, in
Bluecher, Briefe, 413:
dies Ländchen, wo man immerzu die Grenzen sieht. Es ist trauriger und weniger
erbittend, als ich dachte. Vielleicht, weil meine Umgebung hier verhaeltnismaessig
vernuenftig geblieben ist, vor allem auch die sehr reizenden Kinder, von denen die
Juengere etwas Besonderes ist. Die Angst ist sehr gross und ueberschattet alles, auss-
sert sich darin, dass man nichts sehen und hoeren will. Schliesslich werden natuer-
lich die ‘aktivischen Element’ die Oberhand bekommen . . . Allles, was ueberhaupt
den Mund aufmacht, erbittert nationalistisch; die Araber, die noch im Lande sind,
haette man auch rausjagen sollen, na usw.
67. See her “To Save the Jewish Homeland: There Is Still Time” in Arendt,
Jew as Pariah, 191.
68. Many of these have been republished in Arendt, Essays in Understand-
ing. See especially “Approaches to the ‘German Problem,’” “Organized Guilt and
Universal Responsibility,” “The Image of Hell,” “Social Science Techniques and
the Study of Concentration Camps,” and others.
69. Arendt, “What Remains? The Language Remains: A Conversation with
Guenter Gaus,” in Arendt, Essays in Understanding, 14.
70. See her letter of 19 July 1947 in Arendt & Blumenfeld, “. . . in keinem
Besitz verwurzelt,” 43.
71. Much history writing is a matter of tone, context, and underlying moti-
vation. In the Historikerstreit of the1980s, Ernst Nolte was widely perceived as
employing the thesis of Nazi-Soviet equivalence as a form of softening or relativiz-
ing the indictment against National Socialist atrocities. No one would have
dreamed of accusing Arendt of this.
72. Saul Friedlander has incisively analyzed the differences between the orig-
inal “totalitarian” school and the Historikerstreit approach. If both employed
the comparative method, the former never sought to relativize but “ultimately
maintained the Nazi case as the nec plus ultra, in relation to which the other
crimes were measured.” See his “A Conflict of Memories? The New German De-
bates about the ‘Final Solution,’” The Leo Baeck Memorial Lecture 31 (New
York: Leo Baeck Institute, 1987), esp. 7–10.
73. Raul Hilberg’s pathbreaking The Destruction of the European Jews
(Chicago: Quadrangle Books) only appeared in 1961. For the rather absurd, yet
symptomatic tensions between Hilberg and Arendt, see Hilberg’s The Politics of
Memory: The Journey of a Holocaust Historian (Chicago: Ivan R. Dee, 1996),
esp. 147–57. See too Arendt to Jaspers, 20 April 1964, Letter 351, in Arendt &
Jaspers, Correspondence, 549–51.
74. See his “From Anti-Semitism to Extermination: A Historiographical
Study of Nazi Policies Toward the Jews and an Essay in Interpretation,” Yad Vas-
hem Studies 16 (1984): 16.
75. Alfred Kazin, New York Jew, 298.
76. I have dealt with all this at length in “Nazism, Culture, and The Origins
of Totalitarianism: Hannah Arendt and the Discourse of Evil,” first published in
New German Critique 70 (Winter 1997): 117–39. The essay also appears in chap-
ter 11 of this volume.
77. Arendt, “Nightmare and Flight,” in Arendt, Essays in Understanding,
134. She contrasted this with “death [which] became the fundamental problem
after the last war.”
78. See Arendt, Origins of Totalitarianism, 459, and her letter to Jaspers, 4
March 1951, in Arendt & Jaspers, Correspondence, 166.
79. For an interesting review of the background and genesis of these theo-
ries, see Leon Bramson, The Political Context of Sociology (Princeton, N.J.:
Princeton University Press, 1961).
80. She wrote this already in 1945. See her “Approaches to the ‘German
Problem,’” in Arendt, Essays in Understanding, 108.
230 Notes to Pages 83–85
81. See Ernst Gellner, “From Koenigsberg to Manhattan (or Hannah, Rahel,
Martin and Elfriede or Thy Neighbour’s Gemeinschaft)” in Culture, Identity, and
Politics, ed. Ernst Gellner (Cambridge: Cambridge University Press, 1987) and
Richard Wolin, “Hannah and the Magician: An Affair to Remember,” New Re-
public, 9 October 1995, 27–37.
82. Arendt, “Approaches to the ‘German Problem,’” in Essays in Under-
standing, 109.
83. While this is so, Arendt also consistently criticized Zionism for its desire
to believe in the eternality of anti-Semitism and its political instrumentalization
of this condition. This prompted Scholem, in his critique of “Zionism Reconsid-
ered,” to comment that he did indeed believe in its “eternality” as witnessed by
the fact that, despite all rational analyses, it seemed to renew itself in ever-new
constellations. Scholem to Arendt, 28 January 1946, Letter 131, in Scholem,
Briefe Band I, 310.
84. For a sustained comparative analysis, see my “Post-Holocaust Jewish
Mirrorings of Germany: Hannah Arendt and Daniel Goldhagen,” Tel Aviver Jahr-
buch für Deutsche Geschichte 26 (1997): 345–53. The essay is reprinted in chap-
ter 12 of this volume.
85. See my “Archetypes and the German-Jewish Dialogue: Reflections Occa-
sioned by the Goldhagen Affair,” originally published in German History 15, no.
2 (1997): 240–50. Reprinted in chapter 9 of this volume.
86. See Arendt to Blumenfeld, 19 July 1947, in Arendt & Blumenfeld, “. . .
in keinem Besitz verwurzelt,” 43.
87. Arendt, “Social Science Techniques and the Study of Concentration
Camps,” in Essays in Understanding, 235.
88. Interestingly, in his reply to Arendt’s “Zionism Reconsidered,” Scholem
replied that he did indeed subscribe to the notion of an “eternal” anti-Semitism
for, despite all rational analyses, it succeeded in reproducing itself in ever-new
constellations. See Letter 131, in Scholem, Briefe Band I, 310.
89. See Moshe Zimmermann, “Chameleon and Phoenix: Israel’s German
Image,” Tel Aviver Jahrbuch für deutsche Geschichte 26 (1997): 265–80.
90. Arendt, “Nightmare and Flight,” in Essays in Understanding, 134.
91. For one perspective on this, see Richard Bernstein’s essay “From Radical
Evil to the Banality of Evil: From Superfluousness to Thoughtlessness,” in Hannah
Arendt and the Jewish Question, chap. 7.
92. On her earlier struggles with a kind of “demonizing” tendency see
“Hannah Arendt and Karl Jaspers: Friendship, Catastrophe, and the Possibilities
of German-Jewish Dialogue,” chapter 6 in my Culture and Catastrophe. For the
various critics who took Arendt to task for such “demonizing,” see my “Nazism,
Culture, and The Origins of Totalitarianism,” chapter 11 of this volume.
93. Arendt to Jaspers, 17 August 1946, Letter 43, in Arendt & Jaspers, Cor-
respondence, 51–56. The quote appears on 54.
94. Arendt to Jaspers, 5 February 1961, Letter 277, in Arendt & Jaspers,
Correspondence, 423.
95. Arendt, Origins of Totalitarianism, 290.
96. This has already begun. Thus Adi Ophir, quoting Arendt to the effect
Notes to Pages 85–87 231
that “Totalitarian solutions may well survive the fall of totalitarian regimes,”
adds: “Indeed, they have survived, even in the State of the survivors.” See his piece
“Between Eichmann and Kant: Thinking on Evil after Arendt” in History &
Memory 8, no. 2 (Fall/Winter 1996): 89–136. The brilliant article, in the same issue,
by Leora Y. Bilsky, “When Actor and Spectator Meet in the Courtroom: Reflec-
tions on Hannah Arendt’s Concept of Judgment,” 137–73, demonstrates a sophis-
ticated and critical knowledge of Arendt and a willingness and ability to employ
her categories in ways that were not available ten years ago.
97. See Hilberg, Politics of Memory, 147. In a communication on 4 Novem-
ber 1997, Antonia Gruenenberg informed me that the “Hannah Arendt” is an
Inter City Express that goes from Stuttgart to Hamburg-Altona and (on the way
back) from Kiel to Stuttgart. The postage stamp, she reports, has been sold out!
98. Jaspers to Arendt, 25 October 1963, Letter 338, in Arendt & Jaspers,
Correspondence, 527.
8. For an analysis of this in another context see my “‘The Jew Within’: The
Myth of ‘Judaization’ in Germany,” in Jehuda Reinharz & Walter Schatzberg,
eds., The Jewish Response to German Culture: From the Enlightenment to the
Second World War (Hanover, N.H.: University Press of New England, 1985),
212–41.
9. See my “Assimilation, German Culture, and the ‘Jewish Spirit’: The Mo-
ritz Goldstein Affair (1912)” in Sander Gilman & Jack Zipes, eds., A History of
Jewish Writing in Germany (New Haven, Conn.: Yale University Press, 1997).
The essay is reprinted in chapter 6 of this volume.
10. See Jacob Katz, From Prejudice to Destruction: Anti-Semitism, 1700–
1933 (Cambridge, Mass.: Harvard University Press, 1980) and “Misreadings of
Anti-Semitism,” Commentary 73 (July 1983): 39–44.
11. Peter Gay, Weimar Culture: The Outsider as Insider (New York:
Harper & Row, 1968).
12. This applies too—perhaps especially—to the post-liberal, radical, apoc-
alyptic sensibility of those intellectual creations (of people like Gershom Scholem,
Franz Rosenzweig, Walter Benjamin, and Ernst Bloch) that today seem most vital
to the vaunted Jewish renaissance and which most quintessentially replicate a
mood characteristic of what today we understand by Weimar culture (including
such right-wing thinkers as Ernst Jünger, Oswald Spengler, and Martin Heideg-
ger). See my “German Jews beyond Bildung and Liberalism: The Radical Jewish
Revival in the Weimar Republic” in my Culture and Catastrophe: German and
Jewish Confrontations with National Socialism and Other Crises (New York:
New York University Press, 1996). See too Michael Brenner, The Renaissance of
Jewish Culture in Weimar Germany (New Haven, Conn.: Yale University Press,
1996).
13. I owe this formulation to Eugene Sheppard.
14. Walter Laqueur, Weimar Culture: A Cultural History (New York: Capri-
corn Books, 1976), 73.
15. See the introduction to his Freud, Germans, and Jews: Masters and Vic-
tims in Modernist Culture (New York: Oxford University Press, 1978), 21.
16. Ibid.
17. Ibid., 77.
18. Benjamin to Florens Christian Rang, 18 November 1923, Letter 122,
in Walter Benjamin, The Correspondence of Walter Benjamin 1910–1940, ed.
Gershom Scholem & Theodor W. Adorno, trans. Manfred R. & Evelyn M. Jacob-
son (Chicago: University of Chicago Press, 1994), 214–17. The quote appears on
215. I thank Zvi Jagendorf for drawing my attention to this reference.
19. When in 1924 Edmund Husserl, a convert to Protestantism of many
years standing, suggested that the longstanding confessional restriction on the
chair of Christian philosophy at the University of Freiburg be removed (“the Cath-
olic internationale had been accommodated to a very large extent during the
war”), the Catholic scholar Heinrich Finke responded: “This is the kind of thing
we have to listen to from an Austrian Jew. I’ve never in my life been an anti-
Semite; but today I find it hard not to think along anti-Semitic lines.” See Hugo
Notes to Pages 90–92 233
Ott, Martin Heidegger: A Political Life, trans. Allan Blunden (London: Fontana
Press, 1993), 114–15.
20. Once such an essentializing logic is unleashed, the ironies entailed in
this commonplace of German cultural criticism become virtually endless. Martin
Heidegger’s mammoth and engaged efforts to formulate the outlines of an authen-
tic “German spirit” are well known—although his explicit linking of this with
the Jewish Question is far less so. This becomes apparent in a letter (written to
Viktor Schwoerer on 2 October 1929) where he states: “. . . what is at stake here
is nothing less than the need to recognize without delay that we face a choice
between sustaining our German intellectual life through a renewed infusion of
genuine, native teachers and educators, or abandoning it once and for all to the
growing Jewish influence—in both the wider and the narrower sense.” But, obvi-
ously the respective German and Jewish “spirits” possessed remarkable flexibility
and protean qualities, at times within the same person. Thus, while in 1929 Hei-
degger championed Eduard Baumgarten as the “great white hope of German in-
tellectual life, a bulwark against the rising tide of Jewish influence,” by 1933 he
described him as “a Jewish protégé.” Clearly here was a casuistic tool of political
labeling that could easily boomerang against its user. Erich Jaensch, a Nazi philos-
opher opposed to Heidegger, wrote in a report to the National Socialist authori-
ties that Heidegger obsessively indulged in the same “hairsplitting distinctions as
Talmudic thought,” a fact that inevitably attracted Jews to him. If Heidegger
would acquire influence “our universities and intellectual life will favour those of
Jewish stock . . . These people, even if the non-Aryan blood entered their family
a long time ago, will invariably take up this hairsplitting nonsense with alacrity
. . . their academic careers will prosper accordingly, while our fine young Germans
cannot compete because their minds are too healthy and they have too much com-
mon sense.” See Ott, Martin Heidegger, 378, 379, and 257 respectively.
21. The quote appears in Yosef Hayim Yerushalmi, Freud’s Moses: Juda-
ism Terminable and Interminable (New Haven, Conn.: Yale University Press,
1991), 97.
22. For an English translation of Jung’s comments, see Frederic V. Grunfeld,
Prophets Without Honour (New York: McGraw-Hill, 1979), 58–59.
23. The need for addressing this distinction was stressed by Shulamit Volkov
at the conference where this paper was originally presented.
24. Moyn, “German Jewry and the Question of Identity,” 295.
25. See Friedrich Kluge, Etymologisches Wörterbuch, 17th ed. (Berlin: Wal-
ter de Gruyter, 1957), 129.
26. Jacob Grimm and Wilhelm Grimm, Deutsches Wörterbuch 2 (Leipzig,
1860), 1053.
27. Jakob Wasserman, My Life as German and Jew, trans. S. N. Brainin
(New York: Conrad-McCann, 1933), 220–21.
28. Walter Benjamin to Gerhard Scholem, 22 October 1917, Letter 55, in
Benjamin, Correspondence, 97–102. The quote appears on 98.
29. Quoted in Max Horkheimer, “The German Jews” (1961) in his Critique
of Instrumental Reason (New York: Seabury Press, 1974), 111.
234 Notes to Pages 92–94
to be rejected merely because they are simple . . . The call for complexity is some-
times the refuge of those who find certain conclusions unpalatable.” (Goldhagen,
“Motives, Causes, and Alibis,” 39). This may be so, but even “simple explana-
tions” are not unmediated reflections of a directly accessible historical reality but
products of the ascriptive, interpreting historian.
40. See the interesting article by Wulf Kansteiner, “From Exception to Ex-
emplum: The New Approach to Nazism and the ‘Final Solution,’” History &
Theory 33, no. 2 (1994): 158.
41. Victor Klemperer, Ich will Zeugnis ablegen bis zum letzten. 1. Tage-
buecher, 1933–1941. 2. 1942–1945 (Berlin: Aufbau-Verlag, 1995). Schindler’s
List, dir. Steven Spielberg, 195 min., 1993, motion picture. As yet unpublished
lecture entitled “Siegfried’s Cinematic Quest: From the Germanic Forest to
Olympic Virtues,” given at an International Workshop in Jerusalem on “Pa-
ganism, ‘Volk Religion’ and Antisemitism: 19–20th Centuries,” 21–23 October
1996.
42. See his insightful “Kitsch and Sadism in Ka-Tzetnik’s Other Planet: Is-
raeli Youth Imagine the Holocaust,” Jewish Social Studies 3, no. 2 (Winter 1997):
42–76. The quote is on 76.
43. Quoted in Diner, “Hannah Arendt Reconsidered,” 384. The correspon-
dence was originally published in Merkur, April 1965, 380–85.
This is important as Eley claims that their “proscription of Marxism has extended
not just to the works of orthodox communist [sic] historiography, but to all forms
of a Marxist approach, whatever their distance from the latter” (6). The last re-
mark is clearly self-referential. See the introduction to Eley’s series of essays, From
Unification to Nazism: Reinterpreting the German Past (Boston: Allen & Unwin,
1986).
9. Blackbourn & Eley, Peculiarities of German History, 10.
10. Blackbourn, “Discreet Charm of the Bourgeoisie,” in Blackbourn & Ely,
Peculiarities of German History, 169.
11. Eley, “The British Model and the German Road,” in Blackbourn & Ely,
Peculiarities of German History, 80–81.
12. Blackbourn & Ely, Peculiarities of German History, 16.
13. Eley, “The British Model and the German Road,” in Blackbourn & Ely,
Peculiarities of German History, 85.
14. Ibid., 84.
15. For some German reactions to the work see, for instance, H. J. Puehle,
“Deutscher Sonderweg: Kontroverse um eine vermeintliche Legende,” Journal für
Geschichte 4 (1981); H. U. Wehler, “‘Deutscher Sonderweg’ oder allgemeine Pro-
bleme des westlichen Kapitalismus? Zur Kritik einigen ‘Mythen deutscher Gesch-
ichtsschreibung,’” Merkur 35, no. 5 (1981). For a more complete listing and a
Notes to Pages 109–111 239
sense of their perspective on the debate, see Blackbourn & Ely, introduction to
Peculiarities of German History.
16. Gordon Craig, “The German Mystery Case,” New York Review of
Books, 30 January 1986, 20–23.
17. James Joll, “Exactions of Empire,” Times Literary Supplement, 2 August
1985, 861.
18. Blackbourn & Eley, Peculiarities of German History, 6.
19. Eley, “The German Right, 1860–1945: How It Changed,” in Eley, From
Unification to Nazism, 234.
20. R. D. O. Butler, The Roots of National Socialism (London: Faber and
Faber,1941), 277f.
21. Peter Viereck, Metapolitics: From the Romantics to Hitler (New York:
A. A. Knopf, 1941), esp. chaps. 5, 6.
22. Crane Brinton, Nietzsche (Cambridge, Mass.: Harvard University
Press, 1941).
23. Georg Lukács, The Destruction of Reason, trans. Peter Palmer (Atlantic
Highlands, N.J.: Humanities Press, 1981). This was first published in German
under the title Die Zerstörung der Vernunft in 1953.
24. Geoff Eley, review of Roderick Stackelberg, Idealism Debased, in Studies
in Contemporary Jewry 1 (1984): esp. 544. Subsequent to the writing of this
essay, I published The Nietzsche Legacy in Germany 1890–1990 (Berkeley & Los
Angeles: University of California Press, 1992). I hope that this can be regarded
as an example of the kind of cultural and intellectual history for which I was
pleading here.
25. It is of significance that George L. Mosse’s Toward the Final Solution
(New York: H. Fertig, 1978) is subtitled “A History of European Racism.” More-
over Mosse stresses the scavenger nature of racism and its compatibility with a
wide number of political positions. He specifically departs from a simplistic
Sonderweg determinism and argues that prior to 1914 it was France, not Ger-
many, that exhibited the most pernicious racist, anti-Semitic and proto-fascist
tendencies (168).
26. To document this, see the series of essays in David C. Large & William
Weber, eds., Wagnerism in European Culture and Politics (Ithaca, N.Y.: Cornell
University Press, 1984).
27. There is a contemporary danger of going to the opposite extreme.
R. Hinton Thomas, in Nietzsche in German Politics and Society, 1890–1918
(Manchester: Manchester University Press, 1983), for instance, regards Nietz-
sche’s influence through the Great War as exerted almost totally on progressive
circles. The “deconstructionist” Nietzsche—as I note in chapter 2 of the present
volume, “Thinking the Nietzsche Legacy Today”—has also largely excised the
problematic aspects of Nietzsche’s work. Hopefully my Nietzsche Legacy in Ger-
many has helped to correct these imbalances.
28. Alfred Kelly, The Descent of Darwin: The Popularization of Darwinism
in Germany, 1860–1914 (Chapel Hill: University of North Carolina Press, 1981).
29. For this whole development, see the instructive and controversial essay
by Zeev Sternhell, “Fascist Ideology,” in Fascism: A Reader’s Guide, ed. Walter
Laqueur (Harmondsworth: Penguin Books, 1979).
240 Notes to Pages 112–118
Germany but less so when accounting for Nazism’s unique radical impulse. See
his “German History before Hitler: The Debate about the German ‘Sonderweg,’”
Journal of Contemporary History 23 (1988): 3–16.
11. See Leon Botstein, “The Jew as Pariah: Hannah Arendt’s Political Philos-
ophy,” Dialectical Anthropology 8 (1983): 57. Arendt’s “views on writing history,
despite an enduring insistence on understanding how fact differs from opinion,
showed traces of Heidegger, Nietzsche and Walter Benjamin’s challenge to the
claims of historical objectivity and the static character of historical fact. She stuck
to her didactic story telling.”
12. Marrus, “Hannah Arendt and the Dreyfus Affair,” 14.
13. See Martin Jay, “Name-Dropping or Dropping Names? Modes of Legiti-
mation in the Humanities,” in his Force Fields: Between Intellectual History and
Cultural Critique (New York: Routledge, 1993), 168.
14. For a “left” view see Phillip Hansen, Hannah Arendt: Politics, History,
and Citizenship (Stanford, Calif.: Stanford University Press, 1993). See too Bonnie
Honig, ed. Feminist Interpretations of Hannah Arendt (University Park: Pennsyl-
vania State University Press, 1995).
15. For a good exposition of the place of anti-Semitism in her overall
scheme, see the article by Ben Halpern, “The Context of Hannah Arendt’s Con-
cept of Totalitarianism” in Totalitarian Democracy and After (Jerusalem: Magnes
Press, 1984), 386–98. Arendt’s totalitarianism was a product of the nation-states
and essentially international. As Halpern puts it: “For it was the Protocols of the
Elders of Zion that became the model the fascists followed; taking the extraterri-
torial survival of the Jewish people as their example, the fascists developed an
essentially anti-national, global conspiracy of their own, with anti-Semitism as its
essential base” (394). Both Jaspers and Arendt were very critical of Halpern. See
their Correspondence 1926–1969, ed. Lotte Kohler & Hans Saner, trans. Rob-
ert & Rita Kimber (New York: Harcourt Brace Jovanovich, 1992), 121–23, 162.
Halpern was aware of this hostility and prefaced his article by stressing that he
would “perform the task with all the empathy she deserves” (387).
16. Irving Howe, The Decline of the New (New York: Harcourt Brace Jova-
novich, 1970), 244–45.
17. Arendt’s portrait in Origins not only reflected her overall existentialist
posture that all historical actors exercised certain historical choices for which they
were responsible (at least in the pre-totalitarian phase) but also a defiantly anti-
apologetic form of Jewish history inspired partly by her “post-assimilationist”
mentor Kurt Blumenfeld.
18. See the 1972 Hebrew University M. A. dissertation by Yerahmiel Cohen
(supervised and approved by the leading modern Jewish historian at that time,
Shmuel Ettinger), “On the Question of the Responsibility of the Jews for Their
Extermination by the Nazis as Expressed in the Writings of Bruno Bettelheim,
Raul Hilberg, and Hannah Arendt, and the Debate Surrounding Them,” 45 ff.
Cohen has since then clearly moderated his views (see the next note) but, based
upon various conversations I have had in the very recent past, it would not be
wrong to say that some of Israel’s leading historians and political scientists hold
this view to this day.
19. Indeed, Yerahmiel Cohen, the author of the views quoted in the above
note has now (in much cooler fashion) comprehensively surveyed attitudes in this
respect in his “Breaking the Code: Hannah Arendt’s Eichmann in Jerusalem and
244 Notes to Pages 124–125
Nation-State and the End of the Rights of Man,” Arendt is especially illuminating
on the latter and hopelessly confusing (and perhaps confused) on the former.
28. Ibid., 479.
29. Ibid., 437–59. The quote appears on 437.
30. “From Koenigsberg to Manhattan (Or Hannah, Rahel, Martin and El-
friede or Thy Neighbour’s Gemeinschaft)” in Ernest Gellner, Culture, Identity,
and Politics (Cambridge: Cambridge University Press, 1987), 89–90.
31. On the concept of totalitarianism in general and Arendt’s in particular,
see Abbott Gleason, Totalitarianism: The Inner History of the Cold War (New
York: Oxford University Press, 1995). For general treatments of Origins (fair but
also critical) see Stephen Whitfield, Into the Dark: Hannah Arendt and Totalitari-
anism (Philadelphia: Temple University Press, 1980) and Margaret Canovan, The
Political Thought of Hannah Arendt (New York: Harcourt Brace Jovanovich,
1974). For a defense of the work in the light of such criticisms see Bernard Crick,
“On Rereading The Origins of Totalitarianism,” Social Research 44, no. 1
(Spring 1977): 106–26. For one important and perhaps surprising rejection (given
the fact that his name was intimately associated with Arendt over the Eichmann
in Jerusalem controversy), see Raul Hilberg, Unerbetene Erinnerung: Der Weg
eines Holocaust-Forschers (Frankfurt am Main: S. Fisher, 1994), 128.
32. Raymond Aron, “The Essence of Totalitarianism according to Hannah
Arendt,” Partisan Review 60, no. 3 (1993): 366–76. Originally in the French jour-
nal Critique, 1954.
33. For a still interesting review of these theories and their problems as well
as their ideological biases, see Leon Bramson, The Political Context of Sociology
(Princeton, N.J.: Princeton University Press, 1961). A recent attempt to argue that
Arendt’s use of the mass society hypothesis was not conservative can be found in
Hansen, Hannah Arendt.
34. See his essay on Arendt, “The Survivor” in Jean-François Lyotard, To-
ward the Postmodern (Atlantic Highlands, N.J.: Humanities Press, 1993), 156–
58. The burden of the essay, in rather Marcuseian fashion, is to argue that given
the ongoing psychological anxieties that both produce and sustain totalitarian-
ism, the totalitarian threat remains not only intact but a reality within advanced
contemporary industrial society. There is something absurdly inappropriate in
the—badly translated?—text: “The historical names for this Mr. Nice Guy totali-
tarianism are no longer Stalingrad or Normandy (much less Auschwitz) but Wall
Street’s Dow Average and the Tokyo Nikkei Index.” (159).
35. Jaspers to Arendt, 12 January 1952, Letter 14, in Arendt & Jaspers,
Correspondence, 174.
36. Hannah Arendt, “A Reply,” Review of Politics, January 1953, 78.
37. Thus wrote Mary McCarthy in a letter, 26 April 1951, in Arendt &
McCarthy, Between Friends, 2.
38. Margaret Canovan, The Political Thought of Hannah Arendt, 42.
39. As Walter Laqueur has recently noted, Arendt does not deal with Com-
munism “except in passing”; much is said of Dreyfus and Rhodes and hardly
anything of Lenin. See his “Postfascism, Postcommunism,” Partisan Review 3
(1995): 383–96. The reference appears on 389.
40. The work was begun already in 1946, impelled, as Gleason says, “by
246 Notes to Pages 127–129
her increasing realization of the scale of the death camps and the radicality of
Nazi intentions” (Totalitarianism, 108). Even before that, in 1945, Arendt pub-
lished relevant reflections upon Nazi mass murder. See her “Organized Guilt and
Universal Responsibility” reproduced in Hannah Arendt, Essays in Understand-
ing, 1930–1954, ed. Jerome Kohn (New York: Harcourt, Brace & Co., 1994),
121–32.
41. See Arendt’s letter of 19 July 1947 in Arendt & Blumenfeld, “ . . . in
keinem Besitz verwurzelt,” 43.
42. Arendt, “What Remains? The Language Remains: A Conversation with
Günter Gaus” in Arendt, Essays in Understanding, 14.
43. Kazin, New York Jew, 298.
44. Arendt, “Approaches to the ‘German Problem,’” Partisan Review 12,
no. 1 (Winter 1945): 93–106; reproduced in Arendt, Essays in Understanding,
106–20.
45. I treat these different conceptions in chapter 1 of my Culture and Catas-
trophe: German and Jewish Confrontations with National Socialism and Other
Crises (New York: New York University Press, 1995).
46. Arendt, “Approaches to the ‘German Problem.’” The quotes appear on
108–9.
47. Arendt to Jaspers, 4 March 1951, in Arendt & Jaspers, Correspon-
dence, 166.
48. For an interpretation placing Arendt squarely on the left (perhaps even
more radically than Marx) and defending her reading of mass society as proceed-
ing from a radical rather than conservative viewpoint see Hansen, Hannah
Arendt.
49. Elisabeth Young-Bruehl, Hannah Arendt, For Love of the World, 200.
Hansen argues that Arendt does not indict modernity as such but rather its spe-
cifically bourgeois component as the culprit in the rise of totalitarianism. See
Hansen, Hannah Arendt, 133.
50. George L. Mosse, The Crisis of German Ideology: Intellectual Origins
of the Third Reich (New York: Grosset & Dunlap, 1964); Fritz Stern, The Politics
of Cultural Despair: A Study in the Rise of Germanic Ideology (Berkeley & Los
Angeles: University of California Press, 1961).
51. Gellner, “From Koenigsberg,” 89.
52. Ibid., 85.
53. One should note that shortly before his death Gellner sought to resusci-
tate the usefulness of the concept of totalitarianism. See his “Coming to Terms,”
New Republic, 4 December 1995, 42–45.
54. This debate has been fueled by the appearance of Elzbieta Ettinger, Han-
nah Arendt/Martin Heidegger (New Haven, Conn.: Yale University Press, 1995).
The most reductionist argument representing Arendt’s view of Nazism as “kul-
turlos” as a function of her attempt to rehabilitate Heidegger is to be found in
Richard Wolin’s piece, “Hannah and the Magician: An Affair to Remember,” New
Republic, 9 October 1995, 27–37.
55. Gellner, “From Koenigsberg,” 86.
56. Arendt to Blumenfeld, 19 July 1947, in Arendt & Blumenfeld, “ . . . in
keinem Besitz verwurzelt,” 43.
Notes to Pages 129–132 247
Jerusalem,” published in the Tel Aviv University journal History & Memory 8,
no. 2 (Fall/Winter 1996). In addition, a Hebrew University international confer-
ence on “Arendt in Jerusalem” was held in December 1997, and the ensuing vol-
ume will be published by the University of California Press.
4. My admiration for Arendt, however critically tempered, is evident in the
pieces I have written on her work. See “Hannah Arendt and Karl Jaspers: Friend-
ship, Catastrophe and the Possibilities of the German-Jewish Dialogue” in my
Culture and Catastrophe: German and Jewish Confrontations with National So-
cialism and Other Crises (New York: New York University Press, 1996) and chap-
ter 11 of this volume, “Nazism, Culture, and The Origins of Totalitarianism:
Hannah Arendt and the Discourse of Evil.” Goldhagen’s stature as an historian
and thinker is, of course, a quite different matter. See my very critical review of
his book, “Reconceiving the Holocaust?” in Tikkun 11 (July/August 1996):
62–65 and reproduced as chapter 13 of this volume. The present comparative
juxtaposition does not point to any symmetry of importance and depth but only
to their visible roles in the geneses, formulations, and receptions of these central
paradigms.
5. On this theme see my “Archetypes and the German Jewish Dialogue: Re-
flections Occasioned by the Goldhagen Affair,” in chapter 9 of this volume.
6. “Approaches to the ‘German Problem,’” in Hannah Arendt, Essays in Un-
derstanding 1930–1954, ed. Jerome Kohn (New York: Harcourt Brace, 1994),
108–9. The article was first published in Partisan Review 12 (Winter 1945):
93–106.
7. As she wrote to her mentor on January 6, 1933: “What troubled me first
of course is the term ‘German character.’ You say yourself how misused it is. For
me it is almost identical with misuse. Even if I were to just to hear the term, as if
you were to speak of it for the first time, I would still balk at it. Perhaps I have
not understood what you meant by an emerging historical totality. I took it to
mean that this character manifests itself from time to time in history. It would
remain, then, despite its basic indeterminateness, something absolute, something
untouched by history and Germany’s destiny. I cannot identify with that, because
I do not have in myself, so to speak, an attestation of ‘German character.’” See
Arendt to Jaspers, Letter 24, in Hannah Arendt & Karl Jaspers, Correspondence
1926–1969 (New York: Harcourt Brace Jovanovich, 1992), 18–19.
8. Arendt, “Approaches to the ‘German Problem,’” Essays in Understand-
ing, 97.
9. See Ernest Gellner’s provocative “From Königsberg to Manhattan (Or
Hannah, Rahel, Martin and Elfriede or Thy Neighbour’s Gemeinschaft),” in his
Culture, Identity, and Politics (Cambridge: Cambridge University Press, 1987).
10. This point is interestingly developed in Ben Halpern, “The Context of
Hannah Arendt’s Concept of Totalitarianism,” Totalitarian Democracy and After
(Jerusalem: Magnes Press, 1984), 386–98.
11. Ibid., 97.
12. See the postscript to Eichmann in Jerusalem (New York: The Viking
Press, 1965), 287.
13. This is rather a speculative matter. For some interesting suggestions see
Notes to Pages 140–147 251
Dan Diner, “Hannah Arendt Reconsidered: On the Moral and Evil in Her Holo-
caust Narrative,” New German Critique 71 (1997): 177–90.
14. See her “Nightmare and Flight” in Arendt, Essays in Understanding,
154.
15. The work that caused all the furor is Hitler’s Willing Executioners: Ordi-
nary Germans and the Holocaust (New York: Alfred A. Knopf, 1996).
16. Daniel Jonah Goldhagen, “Motives, Causes, and Alibis: A Reply to My
Critics,” New Republic, 23 December 1996, 37–45. The quote appears on 39.
17. Even prior to its German translation a whole critical volume appeared
in Germany! See Julius H. Schoeps, ed., Ein Volk von Mördern? Die Dokumenta-
tion zur Goldhagen-Kontroverse um die Rolle der Deutschen im Holocaust
(Hamburg: Hoffmann und Campe, 1996).
18. Goldhagen, Hitler’s Willing Executioners, 45. See also 28.
19. Clearly this is a complex, long-term process that goes well beyond its
early connection with Arendt. The simple passage of time, the notion that some-
how survivors carry with them a form of “mythical” memory and the postmod-
ernist problematization of representation and memory are all components of this
process. Most recently Istvan Deak, has written: “An accurate record of the Holo-
caust has been endangered in my opinion, by the uncritical endorsement, often
by well-known Jewish writers or public figures, of virtually any survivor’s account
or related writings.” See his “Memories of Hell,” New York Review of Books, 26
June 1997, 38.
20. In a recent essay Anson Rabinbach puts it thus:
Goldhagen’s Holocaust is violent, demonizing, particularistic, judeocentric and con-
crete . . . It reestablishes the hierarchy of hatred among the victims, so overwhelm-
ingly rejects the pluralist inclusivity that is so manifest in the new public memory
of Holocaust. . . . Goldhagen’s version of the story has a transgressive dimension
that restores many of the motifs that prevailed when Jewish memory did not have
to contend with its public presence or its universalist instrumentalization. The im-
pact of Goldhagen’s book therefore should be first and foremost considered an
event in the public sphere, and as such serves as a counterdiscourse to the “Ameri-
canization of the Holocaust.”
2. Eric A. Johnson, Nazi Terror: The Gestapo, Jews, and Ordinary Germans
(New York: Basic Books, 1999).
3. Saul Friedlander, “The ‘Final Solution’: On the Unease in Historical Inter-
pretation,” in his Memory, History, and the Extermination of the Jews of Europe
(Bloomington: Indiana University Press, 1993), 110.
4. Weil to Georges Bernanos, quoted in Alfred Kazin, “A Genius of the Spiri-
tual Life,” New York Review of Books, 18 April 1996, 21.
5. Daniel Jonah Goldhagen, “False Witness,” New Republic, 17 April
1989, 39–44.
6. Elie Wiesel, “Little Hitlers,” Observer Review, 31 March 1996, 14.
7. Goldhagen, Hitler’s Willing Executioners, 45.
nation of the outsider became overt through these movements, then I have filled
in a neglected piece of history which is also relevant to the present.”
17. George L. Mosse, Fallen Soldiers: Reshaping the Memory of the World
Wars (New York: Oxford University Press, 1990).
18. George L. Mosse, The Nationalization of the Masses: Political Symbol-
ism and Mass Movements in Germany from the Napoleonic Wars through the
Third Reich (New York: H. Fertig, 1975). For this quote, see Confronting His-
tory, 177.
19. J. L. Talmon, The Origins of Totalitarian Democracy (London:
Secker & Warburg, 1952). See Nationalization of the Masses. For his criticism of
Talmon, see Mosse, “Political Style and Political Theory—Totalitarian Democ-
racy Revisited,” in Totalitarian Democracy and After: international colloquium
in memory of Jacob L. Talmon, Jerusalem, 21–24 June 1982 (Jerusalem: Israel
Academy of Sciences and Humanities, 1984), 167–76.
20. Mosse, Nationalization of the Masses, 168.
21. Mosse, Toward the Final Solution.
22. Ibid., xiii–xiv.
23. See Mosse’s response in George Mosse: On the Occasion of His Retire-
ment (Jerusalem: The Hebrew University, The Koebner Chair of German History,
n.d.), xxviii. This book also contains a full bibliography of Mosse’s work until
mid-1985.
24. See “The Secularization of Jewish Theology,” in Masses and Man, 249–
62.
25. See “The Jews and the German War Experience,” in Masses and Man,
263–83.
26. See “The Influence of the Völkisch Idea on German Jewry,” one of
Mosse’s most original, influential, and provocative essays, in Germans and Jews,
77–115.
27. George L. Mosse, Nationalism and Sexuality: Respectability and Abnor-
mal Sexuality in Modern Europe (New York: H. Fertig, 1985).
28. George L. Mosse, The Image of Man: The Creation of Modern Mascu-
linity (New York: Oxford University Press, 1996).
29. See the interview with David Strassler in the Jerusalem Post, 17 Septem-
ber 1991, 8.
30. Arthur Mitzman, “Fascism and Anti-Sex,” Stichtung Theoretische
Geschiedenis 12 (1986): 339–43, esp. 340.
31. This critique of the bourgeoisie and this analysis of its place within the
Nazi scheme must be firmly distinguished from Marxist and neo-Marxist inter-
pretations. Although both approaches indict the bourgeoisie, Mosse’s analysis
stresses perceptual and ideological factors, not material ones. He does not argue
that Nazism was a tool of or served the interests of finance capitalism, as do the
Marxists. His analysis is pitched at a different level. For some of the relationships
and dissonances between these analyses, see my “Nazism, Normalcy, and the Ger-
man Sonderweg,” chapter 10 in the present volume.
32. Mosse, interview with David Strasser, Jerusalem Post, 17 September
1991, 8.
33. Mosse, Confronting History, 178–80.
Notes to Pages 163–168 255
the whole. See “German Jews beyond Bildung and Liberalism: The Radical Jewish
Revival in the Weimar Republic” in my Culture and Catastrophe: German and
Jewish Confrontations with National Socialism and Other Crises (New York:
New York University Press, 1996).
51. Mosse, German Jews beyond Judaism, 14.
52. Ibid., 3.
53. Mosse, Confronting History, 184.
54. See “Left-Wing Intellectuals in the Weimar Republic,” in Mosse, Ger-
mans and Jews, 214–15.
55. Even in the famous essay, “The Influence of the Völkisch Idea on Ger-
man Jewry,” where Zionism’s problematic sources are highlighted, Mosse un-
derscores the fact that these Zionists always emphasized the more universal, hu-
manist side of nationalism, rejecting its racist and other exclusivist implications.
56. “Gershom Scholem as a German Jew,” in Mosse, Confronting the
Nation.
57. See, most recently, “Can Nationalism Be Saved? About Zionism, Right-
ful and Unjust Nationalism,” Israel Studies 2, no.1 (Spring 1979): 156–73; “Cen-
tral European Intellectuals in Palestine,” Judaism 45, no. 2 (Spring 1996):
134–42; and the contribution to a symposium in New Republic, 8 & 15 Septem-
ber 1977, 19–20. In the latter piece he also proclaims that “Zionism, in the last
resort, is about solidarity and how this can be strengthened in future generations.”
58. See his introduction to Nordau’s Degeneration (Lincoln: University of
Nebraska Press, 1993) and his “Max Nordau: Liberalism and the New Jew,” in
Mosse, Confronting the Nation.
59. Mosse, Confronting History, 185.
60. Ibid., 190. And, Mosse adds, “I myself was far from immune to the
irrational forces which as a historian I deplored and that especially when it came
to that group which I regard as my own.”
61. Ibid., 6.
62. See George L. Mosse, “Friendship and Nationhood: About the Promise
and Failure of German Nationalism,” Journal of Contemporary History 17
(1982): 351–67, and Mosse, German Jews beyond Judaism, esp. 32.
3. As Leon Wieseltier put it in his review, the most remarkable feature of the
work is
its composure, an elegance that is unnerving . . . his language seems armored (even
more formidably so in the French) against the dissolution he describes. Yet dissolu-
tion triumphs. The pieces of memory do not cohere. . . . Friedlander’s life remains
disrupted, despoiled of its dreams; not least because of the honesty with which he
has attempted to discover what the death of the Jews might mean . . . Even the
structure of his memoir thus seems disconsolate; he refuses to impose narrative
order upon his account of the catastrophes.
See “Between Paris and Jerusalem,” New York Review of Books, 25 October
1979, 3–4.
4. These quotes appear in Friedlander’s When Memory Comes, on 45, 120–
22, and 137–38 respectively.
5. Of course, unlike these other writers, Friedlander was never placed in a
Nazi camp.
6. Friedlander, When Memory Comes, 144.
7. Ibid., 29 and 37 respectively.
8. This essay is an attempt to elaborate on some of the suggestions I make in
my Culture and Catastrophe: German and Jewish Confrontations with National
Socialism and Other Crises (New York: New York University Press, 1996),
115–16 and 192, n. 6.
9. For an overview of Friedlander’s career, writings, and reviews thereof
through 1994, see Contemporary Literary Criticism 90 (1996): 98–123.
10. Friedlander, Hitler et les Etats-Unis, 1939–1941 (Geneva: Droz, 1963).
English translation: Prelude to Downfall: Hitler and the United States, 1939–
1941 (New York: A. Knopf, 1966).
11. Edwin Tetlow, “Of Diplomatic Thrust and Counterthrust,” Christian
Science Monitor, 15 December 1967, 13.
12. Friedlander, Pius XII and the Third Reich: A Documentation (New York:
A. Knopf, 1966), xv and 236 respectively. French original published in 1964.
13. This, indeed, was the burden of a hostile review arguing that, given the
lack of availability of all the documents, selections were necessary. “But the act
of selection is, conversely, the act of exclusion . . . Inevitably, it must appear that
he is not engaged in an objective scholarly inquiry so much as in grinding an ax.”
Given Friedlander’s emphasis on the partial nature of the documents, the reviewer
asks: “Why did he not wait until he had more material and could venture definite
answers, rather than rush into print now with nothing more than conjectures and
insinuations?” See E. H. Wall, “Tragic Dilemma,” National Review, 23 August
1966, 843–44.
14. Friedlander, Pius XII, 236 ff.
15. Ibid., 238.
16. Arthur A. Cohen, New York Times Book Review, 13 April 1969, 10.
17. Friedlander, Kurt Gerstein: The Ambiguity of Good, trans. Charles Full-
man (New York: A. Knopf, 1969). The French original appeared in 1967.
18. Ibid. The quotes are culled from pp. 226–28. Italics in the original. See
generally the “Final Remarks.” If most critics were struck by the restrained nature
258 Notes to Pages 174–175
of this book, this was not true for all. Thus Norbert Muhlen complained that
Friedlander “attempts to set himself up as a supreme moral judge of the large major-
ity of people as well of Gerstein himself. Given his hostile personal bias and his
superficial treatment of moral as well as factual questions, which he often answers
by cut-rate psychoanalysis and by comic-strip styled over-simplifications, . . . he
appears poorly equipped for such a final judgement. His ambiguous verdict on
the ‘ambiguity of good’ remains as meaningless as its fashionable model and com-
panion piece, Hannah Arendt’s banal charge against the ‘banality of evil.’” See
Norbert Muhlen, America 120, no. 15 (12 April 1969): 454–55. The suggestion
about some kind of relation to Arendt is interesting though asserted not argued.
Would it be unfair to suggest that the tone of the critique, written by a German-
born American journalist, who points out that Friedlander is “an Israeli histo-
rian” may serve as an early example of Friedlander’s analyses of the tensions be-
tween “German” and “Jewish” memory?
19. Quoting from Arendt’s concluding lines of Eichmann in Jerusalem,
Friedlander’s comment that “Hannah Arendt may have unintentionally given us a
clue as to what distinguished Nazi crimes from others” is mysterious. There was
nothing unintentional about it—in fact it formed a cornerstone of Arendt’s think-
ing on this point. See Friedlander’s “Reflections on the Historicization of National
Socialism” in his Memory, History, and the Extermination of the Jews of Europe
(Bloomington: Indiana University Press, 1993), 82–83.
20. Apart from Friedlander, perhaps the best known attempt in this (very
well ploughed) field is the concluding chapter (“A Case-study in Collective Psy-
chopathology”) of Norman Cohn’s Warrant for Genocide: The Myth of the Jew-
ish World Conspiracy and the Protocols of the Elders of Zion (London: Eyre &
Spottiswoode, 1967). Interestingly, Cohn later omitted this chapter in a revised
edition claiming that he now regarded his own interpretation as “somewhat prim-
itive” and in its stead recommended Friedlander’s more “adequate” work.
21. L’antisémitisme nazi. Histoire d’une psychose collective (Paris: Seuil,
1971).
22. The most bizarre example of this rather large literature is Rudolf Bini-
on’s, “Hitler’s Concept of Lebensraum: The Psychological Basis,” History of
Childhood Quarterly 1, no. 2 (Fall 1973), where the Holocaust is related to Hit-
ler’s perception that the Jewish doctor, Dr. Bloch, was responsible for his mother’s
death. All speculative psychological considerations aside, the plausibility of this
theory, one would think, is somewhat dented by the fact that Hitler went out of
his way to protect Dr. Bloch!
23. See Jacob Katz’s illuminating comments on psycho-history in general
and Friedlander’s work in particular, “Misreadings of Anti-Semitism,” Commen-
tary, July 1983, 39–44. The pertinent passages can be found on 40–41.
24. See his later, critically nuanced, general study, History and Psychoanaly-
sis: An Enquiry into the Possibilities and Limits of Psychohistory (New York:
Holmes & Meier, 1978). The French original appeared in 1975.
25. See Reflections of Nazism: An Essay on Kitsch and Death, trans.
Thomas Weyr (New York: Avon, 1986), 121. The work was first published in
French in 1982 and in English in 1984.
Notes to Pages 175–177 259
26. See his important and revealing essay, “The ‘Final Solution’: On the Un-
ease in Historical Interpretation,” in Peter Hayes, ed., Lessons and Legacies: The
Meaning of the Holocaust in a Changing World (Evanston, Ill.: Northwestern
University Press, 1991), 23–35. The quotes appear on 25.
27. Ibid., 30.
28. Whether “simple” or “complex” in their nature, such theories are never
“immediate” reflections of an unmediated historical reality but are inevitably
shaped by a degree of ascriptive and speculative interpretation. See my “Arche-
types and the German Jewish Dialogue: Reflections Occasioned by the Goldhagen
Affair” in chapter 9 of this volume.
29. See the essay “Trauma and Transference” in Friedlander’s collection of
essays Memory, History, 117–37. The quote appears on 123.
30. See Martin Broszat & Saul Friedlander, “A Controversy about the His-
toricization of National Socialism,” Yad Vashem Studies 19 (1988): 1–47. The
quote appears on 12.
31. Ibid., 7.
32. Ibid., 12–13.
33. Ibid., 41.
34. Thus, in discussing various modes of avoiding confrontation with this
murderous past, Friedlander argues for a fundamental distinction between non-
German and German strategies: “The fifteen or twenty years of ‘latency’ that fol-
lowed the war in regard to talking or writing about the Shoah, particularly in
the United States, should not be equated with massive repression exclusively, in
contradistinction to the German scene.” See Friedlander, “Trauma and Transfer-
ence,” in Memory, History, 126.
35. Friedlander, Reflections of Nazism, 9–10.
36. Though the book was greeted in general with great admiration, it must
be said that some objected to the book precisely on the grounds that it was too
psycho-symbolic and insufficiently historical. As one critic put it:
If Friedlander gets nowhere, it is because from start to finish he goes nowhere.
Though he is a master of the neat phrase . . . the substance of these observations
tend to be trite and unhistoric. For instance, Hitler in victory sits on the mountain,
in defeat he cowers in his bunker. That, according to Friedlander, is the “parabola”
of his career. Actually, Hitler took to his air raid shelter as early as the fall of 1940,
during Molotov’s visit to Berlin; and the subsequent locus operandi of the fuehrer
was determined not by the evolution of symbols but by the growth of allied air su-
periority. . . . the book has a lot to say about death worship, much of it quite out
of context: Hitler’s cult of the martyrs of his movement reflected no particular fixa-
tion, merely a commonplace practice to sugarcoat death as an act of heroism. For
this there were so many models that one wonders whether this involved even con-
scious imitation.
See Hans A. Schmitt, “Hitler: Obsession without End,” Sewanee Review 1 (Janu-
ary-March 1988): 158–68. The quote appears on 165.
37. Friedlander, Reflections of Nazism, xi.
38. Ibid., 15–16: “The important thing is the constant identification of Na-
260 Notes to Pages 177–180
zism and death; not real death in its everyday horror and tragic banality, but a
ritualized, stylized, and aestheticized death.” On the juxtaposition of kitsch and
death, see 3 ff. On the synthesis—kitsch death as “a means to digest the past”—
see esp. 13.
39. Ibid., xv.
40. Ibid., xvii.
41. See “The Shoah in Present Historical Consciousness,” in Memory, His-
tory, 42.
42. Friedlander, Reflections of Nazism, 62.
43. See his “Some Aspects of the Historical Significance of the Holocaust,”
Jerusalem Quarterly 1 (Fall 1976): 36–59. The quote appears on 37.
44. Ibid., 39.
45. See his “From Anti-Semitism to Extermination: A Historiographical
Study of Nazi Policies Toward the Jews and an Essay in Interpretation,” Yad Vas-
hem Studies 16 (1984): 1–50. The quote appears on 16. The italics are in the
original.
46. Ibid.
47. Friedlander, “The ‘Final Solution,’” in Hayes, ed., Lessons and Legacies,
33. That may be so but it is also true that, however sublimated, Arendt’s The
Origins of Totalitarianism was one of the first serious efforts to think through the
grounds of the Jewish genocide. See my “Nazism, Culture, and The Origins of
Totalitarianism: Hannah Arendt and the Discourse of Evil,” chapter 11 of this
volume.
48. Friedlander, “From Anti-Semitism to Extermination,” 6.
49. See the splendid Nazi Germany and the Jews: Volume One: The Years
of Persecution, 1933–1939 (New York: HarperCollins, 1997), 4. See the review
by Gulie Ne’eman Arad, “Nazi Germany and the Jews,” History & Memory 9,
nos. 1/2 (Fall 1997): 409–33. Friedlander’s always carefully differentiated analyses
differ in fundamental ways, of course, from Daniel Jonah Goldhagen’s work,
which Friedlander curtly dismisses thus: “An interpretation of the events assuming
the widespread presence in German society at large, throughout the modern era,
of an ‘eliminationist anti-Semitism,’ craving the physical annihilation of the Jews,
is not convincing on the basis of the material presented in this study” (387, n. 53).
50. See Friedlander, “From Anti-Semitism to Extermination,” 3 ff.
51. Friedlander, “The Shoah in Present Historical Consciousness,” in His-
tory, Memory, 57.
52. Friedlander, “From Anti-Semitism to Extermination,” 27–28, 49. Fried-
lander’s sense of functionalism’s affinity with Arendt’s “banality of evil” thesis
was later validated when its leading analyst Hans Mommsen wrote an introduc-
tion for a later German edition of the book. For the English version see Momm-
sen’s “Hannah Arendt and the Eichmann Trial” in his From Weimar to Ausch-
witz: Essays in German History, trans. Phillip O’Connor (Princeton, N.J.:
Princeton University Press, 1991), 254–78.
53. The literature on this is enormous. For an accessible analysis of the de-
bate within the largest political and intellectual context, see Charles S. Maier, The
Unmasterable Past: History, Holocaust, and German National Identity (Cam-
bridge, Mass.: Harvard University Press, 1988).
Notes to Pages 181–184 261
54. See “A Conflict of Memories? The New German Debates About the ‘Fi-
nal Solution,’” The Leo Baeck Memorial Lecture 31 (New York: Leo Baeck Insti-
tute, 1987), 7.
55. Ibid. The last two quotes appear on 8.
56. Ibid., 9–10.
57. Ibid., 12.
58. Ibid., 14–15.
59. See Friedlander’s “West Germany and the Burden of the Past: The Ongo-
ing Debate,” Jerusalem Quarterly 42 (Spring 1987): 3–18. The quote appears
on 9–10.
60. See Martin Broszat, “A Plea for the Historicization of National Social-
ism,” in Peter Baldwin, ed., Reworking the Past: Hitler, the Holocaust, and the
Historians’ Debate (Boston: Beacon Press, 1990), 77–87. The article appeared
originally in German in 1985. Baldwin’s volume also includes Friedlander’s “Some
Reflections on the Historicization of National Socialism” (88–101). Their famous
correspondence is also republished there (102–34). This is not the place to go into
the rights and wrongs of their debate. It must be mentioned here, however, that
already in his first letter, Broszat insisted that such singularity would not go away
for National Socialism itself provided a sufficient guarantee by the very magnitude
of its crimes. See Broszat & Friedlander, “A Controversy,” 4–5.
61. I have analyzed both these correspondences in chapters 5 and 6 respec-
tively in Culture and Catastrophe.
62. Broszat & Friedlander, “A Controversy,” 39.
63. Ibid., 29–30.
64. Ibid., 20–21 for these respective quotes.
65. Ibid., 25–26.
66. Ibid., 27–28.
67. Ibid., 38.
68. See his respectful piece written after Broszat’s death, “Martin Broszat
and the Historicization of National Socialism” in Memory, History, 95. It should
be noted that Friedlander has lately considerably modified his opposition to what
he took to be a crucial methodological tool of historicization—Alltagesgeschichte
(the history of everyday life)—and his suspicion that it essentially served “nor-
malizing” tendencies. Indeed, in his new book, Nazi Germany and the Jews, the
use of such a method precisely for illuminating a Friedlanderian perspective is
explicitly acknowledged:
In this book, Friedlander puts into practice his strictures concerning the role of
the historian, the nature of narration, as well as some of the ways in which the
debates between intentionalists and functionalists, and concerning historicization
have been resolved in his mind and work.
69. Although it is not exhaustive, the most accessible and representative col-
lection (his autobiography apart) of Friedlander’s analyses of memory and history
in general, and of German, Jewish, and Israeli inscriptions in particular, is to be
found in Memory, History.
70. For a general outline of these issues see chapter 1 of my Culture and
Catastrophe.
71. See “The Shoah in Present Historical Consciousness,” in Memory, His-
tory, 48–49.
72. Ibid., 43, 47.
73. Friedlander, Memory, History, esp. introduction, chap. 1, “German
Struggles with Memory,” and chap. 3, “The Shoah in Present Historical Con-
sciousness,” where he states: “Major catastrophes such as the Shoah become cen-
trally significant for the collective self-perception of the groups directly involved
in one way or another, while the reworking of these catastrophes through time
mobilizes central symbolic systems at the disposal of these groups” (47).
74. Friedlander, Memory, History, xii.
75. Ibid., “German Struggles with Memory,” 2.
76. It should be noted that I have concentrated in this essay on Friedlander’s
main areas of interest. He has, however, also pursued many other subjects—on
international relations, French politics and so on. He has also written prominently
on general issues related to Israeli society and the Palestinian-Arab-Israeli prob-
lem. See, for instance, the books Reflexions sur l’Avenir d’Israel (Paris: Seuil,
1969); with Mahmud Hussein, Arabs and Israelis: A Dialogue (New York:
Holmes & Meier, 1978), and the many relevant articles and book reviews in the
bibliography accompanying Arabs and Israelis.
77. See, for instance, his piece with Adam Seligman, “The Israeli Memory
of the Shoah: On Symbols, Rituals and Ideological Polarization,” in Nowhere:
Space, Time and Modernity, ed. Roger Friedland and Deidre Boden (Berkeley &
Los Angeles: University of California Press, 1994), 356–71. See too “The Shoah
in Present Historical Consciousness,” 43–47.
78. See the introduction to Friedlander, Memory, History, xi–xii.
79. Ibid., xii–xiii.
80. Friedlander, “West Germany and the Burden of the Past: The Ongoing
Debate,” Jerusalem Quarterly 42 (Spring 1987): 17.
81. For a more general discussion of the ways in which the intellectual atmo-
sphere attendant upon a postmodernist sensibility affects the discussion on Na-
zism and the Shoah, see Aschheim, Culture and Catastrophe, esp. 12 ff.
82. See Probing the Limits of Representation: Nazism and the “Final Solu-
tion” (Cambridge, Mass.: Harvard University Press, 1992), which was edited by
Friedlander and for which he wrote the introduction. The volume has had a con-
siderable impact.
83. Friedlander, Probing the Limits, 4–5.
Notes to Pages 186–191 263
84. On this point see Friedlander, “The Shoah in Present Historical Con-
sciousness,” 55.
85. Friedlander, “German Struggles with Memory,” in Memory, History, 10.
Italics in the original.
86. Ibid., 5.
87. See the important essay with that phrase, “‘The Final Solution’: On the
Unease in Historical Interpretation,” 23–35.
88. Friedlander, “The Shoah in Present Historical Consciousness,” 48.
89. Friedlander, Probing the Limits, 2.
90. Friedlander, “Some Aspects of the Historical Significance,” 42.
91. Friedlander, “Trauma and Transference,” in Memory, History, 32. In
many ways Friedlander has applied this technique in his new book—with striking
success. We eagerly await the second volume.
92. Friedlander, Memory, History, x.
93. Friedlander, “Trauma and Transference,” in Memory, History, 134.
94. Friedlander, Probing the Limits, 2–3.
95. Friedlander, “The Shoah in Present Historical Consciousness,” 49.
96. This is a pastiche of quotes drawn from Reflections of Nazism, 89 ff.
97. Friedlander, “‘The Final Solution,’” in Lessons and Legacies, ed. Hayes,
31. Italics in the original.
98. Friedlander, Reflections of Nazism, 106.
99. Friedlander, “‘The Final Solution,’” 32. Italics in the original.
100. Friedlander, Reflections of Nazism, 106.
101. Friedlander, “‘The Final Solution,’” 34.
102. Friedlander, “Trauma and Transference,” in Memory, History, 133.
103. Friedlander, “‘The Final Solution,’” 35.
104. Friedlander, “Trauma and Transference,” in Memory, History, 129.
105. Ibid., 131.
106. Ibid., 134.
107. Broszat & Friedlander, “A Controversy about the Historicization of
National Socialism,” 30–31.
108. Friedlander, “Trauma and Transference,” in Memory, History, 131.
109. Michael R. Marrus, The Holocaust in History (London: Penguin
Books, 1989), 7.
110. See the instructive piece by Hans Kellner, “‘Never Again’ Is Now,” His-
tory & Theory 33, no. 2 (1994): 127–44. See too chapters 1 and 7 of my Culture
and Catastrophe. Martin Broszat put it thus in a letter to Friedlander, concerning
the latter’s insistence that scientifically positive work had to keep the ideological
and criminal dimensions of Nazism at the center: “. . . the wish to prescribe what
should or should not be done scientifically . . . leads us astray, forcing us into a
constrictive narrowing of the possibility to ask scientific questions.” See Broszat &
Friedlander, “A Controversy about the Historicization,” 34.
111. Friedlander, “German Struggles with Memory,” in Memory, History,
5–6.
112. James Young, The Texture of Memory: Holocaust Memorials and
Meaning (New Haven, Conn.: Yale University Press, 1993), 21.
264 Notes to Pages 192–193
113. Arno Mayer, Why Did the Heavens Not Darken? The “Final Solution”
in History (New York: Pantheon Books, 1988), xiii.
114. Ibid. For critical comments on this book see chapter 4 of Christopher R.
Browning’s The Path to Genocide: Essays on Launching the Final Solution (Cam-
bridge: Cambridge University Press, 1992) and Aschheim, Culture and Catastro-
phe, 121–24.
115. See chapter 7 of Aschheim, Culture and Catastrophe, esp. 124–25.
116. This important new perspective on Auschwitz can be found in Deborah
Dwork and Robert Jan van Pelt, Auschwitz: 1270 to the Present (New York:
W. W. Norton, 1996).
117. Friedlander, Nazi Germany and the Jews, 3. Friedlander specifically
distinguishes this “redemptive” anti-Semitism from Goldhagen’s “extermina-
tionist” notion and argues that the former “represented an ideological trend
shared at the outset by a small minority only, and, in the Third Reich, by a seg-
ment of the party and its leaders, not by the majority of the population” (337,
n. 6).
118. Friedlander, “Some Aspects of the Historical Significance,” 41.
119. See Friedlander’s new book, Nazi Germany and the Jews, 42. See esp.
the introduction and chap. 1.
120. Ibid., 157. Italics in the original.
121. See, most prominently, Michael Burleigh & Wolfgang Wippermann,
The Racial State: Germany 1933–1945 (Cambridge: Cambridge University Press,
1991). See also Henry Friedlander, The Origins of Nazi Genocide: From Eutha-
nasia to the Final Solution (Chapel Hill: University of North Carolina Press,
1995).
122. See the very instructive critique by Wulf Kansteiner, “From Exception
to Exemplum: The New Approach to Nazism and the ‘Final Solution,’” His-
tory & Theory 33, no. 2 (1994): 145–71. Friedlander’s “inverted specificity of the
event,” he argues, “tends to undermine its own foundation whenever the notion
of opaqueness and uneasiness solidifies” (151). Therefore he links the inexplica-
bility of the Holocaust alternatively to the event as “inherent in the phenomenon
itself” or presents it as a value judgement, arrived at a posteriori (161).
Index
265
266 Index
Browning, Christopher, 100, 142, 150–51, Enzensberger, Hans Magnus, 101, 143
187 Eugenics, 9, 19, 110, 152
Buber, Martin, 61, 70, 72, 90, 92, 169 Eurocentricism, 44, 55, 133 ff.
Butler, R. D. O., 109
Fallen Soldiers, 158
Canovan, Margaret, 127 Fawlty Towers, 105
Cassirer, Ernst, 26, 63, 90 Feminism, 19 ff.
Catholic Church, 172 ff. Fest, Joachim, 181
Celan, Paul, 94, 96 Finkielkraut, Alain, 136
Chamberlin, J. Edward, 113, 118 Foucault, Michel, 17–19, 35
Churban, 49 France, 121, 157–58
Cleese, John, 105 Frankfurt School, 24–43, 168
Cohen, Hermann, 38, 72 Freistaat, Der, 66
Cohen, Richard I., 79 Freud, Sigmund, 62, 72, 90–91, 92, 168
Comte, Auguste, 27–28 Friedlander, Saul, 46, 82, 97, 151, 171–94
Conventional Lies of Mankind, 11 Functionalism, 113 ff., 168 ff.
Craig, Gordon, 109 Futurism, 115
Crisis of German Ideology, 156, 161, 165
Croce, Benedetto, 166 Gay, Peter, 63, 88, 89, 150
Cultural pessimism, 117 ff. Geiger, Ludwig, 69
Culture of Western Europe, 167 Gellner, Ernest, 128–30, 138
Generalplan Ost, 192
Darwinism, 111 Genocide, 55
Deconstruction, 15 ff., 21 Georg, Stefan, 13, 89
Degeneration, 3–12, 118 ff. German Jewish dialogue, 93–102, 168 ff.,
Degeneration, 3–11, 112 ff., 152 182 ff.
Derrida, Jacques, 16 ff., 19 German Jews, 59–63, 64–72, 86–92, 149
Destruction of Reason, 110 ff., 168 ff.
Deutscher, Isaac, 75 German Jews beyond Judaism, 60, 168 ff.
Dialectic of Enlightenment, 29 Gerstein, Kurt, 173–74
Diaspora, 49 ff. Gillis, John, 87
Diner, Dan, 45, 74, 139, 142 Gilman, Sander, 5, 113, 118
Dionysian, 7–8, 17–18, 151–52 Goebbels, Joseph, 115, 156
Discipline and Power, 18 Goethe, Johann Wolfgang von, 62, 168
Discourse of evil, 44–56, 132 ff., 180 Goldhagen, Daniel Jonah, 54, 83, 93–102,
Disenchantment, 29–30 107, 137–43, 147–54, 187
Dix, Otto, 89 Goldstein, Baruch, 50
Doctor Faustus, 62, 105, 112 Goldstein, Moritz, 64–72, 88
Doenhoff, Marion, 98 Greenfield, Liah, 107
Dossa, Shiraz, 55, 134 Grossman, David, 49
Dreyfus Affair, 139, 158 Gundolf, Friedrich, 89
Gypsies, 113, 153, 164, 192
East European Jewry, 66 ff., 71, 149
Eban, Abba, 50 Habermas, Jürgen, 16–17
Economics, 28, 35 Hayek, Friedrich, 73
Eichmann in Jerusalem, 25, 73, 75, 79, 84, Hebron, 50
99, 124, 131, 138 ff. Hegel, G. W. F., 62, 83
Einstein, Albert, 62 Heidegger, Martin, 17, 25, 26, 33, 37, 42,
Eley, Geoff, 107–21 74, 90, 123, 129
Elias, Norbert, 118 Heine, Heinrich, 62, 68, 74
Index 267