Wealth Management Module
Wealth Management Module
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INTRODUCTION
The PGDM course of EMPI Business School requires every student to prepare a dissertation on a
live/latest business/management/organization problem/issue as a partial fulfillment of the course.
This dissertation is equivalent to 4 credits or two elective courses. Students are expected to carry
out their work with commitment, quality and integrity. It carries a maximum of 100 marks
including 40 marks for the Viva-voce examination.
1. Objectives:
The objectives of the Dissertation for PGDM students are:
a. To demonstrate the student‟s knowledge of the literature relating to the problem of study.
b. To reveal the student‟s ability to collect, analyze, interpret and synthesize information/data.
c. To present the results obtained, in a sequential and logical manner.
d. To display the student‟s ability to discuss coherently the meaning of the results.
2. Types of Dissertation:
The dissertation may be based on either of the dual-specializations opted by the student. The
dissertation may comprise of descriptive, analytical or exploratory methods. Case Studies,
tactical problem solving and experimental methods may also be followed.
3. Regulations:
3.1 Commencement: The dissertation will commence immediately after the completion of the IIIrd
Semester examinations.
3.2 Registration of topic: Once the topic is chosen, the student shall submit a duly filled in
Registration Form to the guide. The format of the Registration Form is shown in Appendix I.
3.3 Dissertation on issues or problems in organizations is preferred. In the case of more than one
student doing the dissertation in same organization, the students should ensure that the topic of
research must be entirely different. The problem could be either organization specific (not
necessarily business organization) or freelance which means across organizations, sectors or
respondents as the case may be.
3.4 Synopsis: The submission of synopsis must be completed by 20th February 2019 in the
prescribed format. The format for the synopsis is shown in Appendix II.
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3.5 Dissertation Work Diary: Students and the guide shall have regular interaction. The
Dissertation Work Diary shall be maintained by the respective guides in order to enhance the
quality of dissertation. The format for the Dissertation Work Diary is shown in Appendix III.
3.6 Duties of the Faculty guide:
The faculty guide shall monitor the progress of the students under his/her guidance from
the selection of the topic to the submission of the report.
The faculty guides are authorized to reject the dissertation if it does not meet the expected
standard quality or the guidelines.
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Chapter One: Introduction- Industry Scenario - Macro and Micro (relating to the industry of
the dissertation)- Theoretical background of the topic
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5. Preparation of the report:
a. Typing should be done on one side of the A-4 size paper.
b. The left side margin should be 1.75 inches, the right, top and bottom margin should be 1 inch
each.
c. Font size: Chapter heading: 18; Sub-heading: 14 and text of the running matter: 12.
d. Fonts to be used are Times New Roman.
e. The text of the project should have 1.5 line spacing; quotations and foot notes should be in
single-line space.
f. Chapter heading should be capitalized and should be kept at center.
g. Tables, graphs and diagrams should have respective number, captions and source.
h. The body of the report must not be less than 50 pages.
i. All pages in main text should carry the Arabic numerals placed on the bottom at the centre.
The Title page, Acknowledgement, Table of contents etc. should be numbered in lower case
Roman numerals.
j The numbering of chapters, divisions and sub-divisions should be done, using Arabic numerals
only. For example, sub-division 2 under division 4 of chapter 3 should be numbered as 3.4.2.
k. Table and Figures appearing in the main text should have appropriate numbers and captions.
The third table in Chapter Two, the number of Table should be assigned as 2.3. Tables and
Figures should appear at the centre.
6. Plagiarism:
a. Copying of material from any source without appropriate referencing the source will
initiate plagiarism procedures. EMPI will initiate stern action.
b. All the material that relates to the dissertation, including completed questionnaires or
tapes from interviews, should be shown to the guide and to be retained by the students
until the declaration the results.
c. Any kind of plagiarism noticed by the examiner will entitle to cancel the dissertation and
treat a case as malpractice.
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7. Research Guides:
Instructions to guides:
a. Guides should encourage students to take up contemporary/current and industry-
relevant topics for dissertation.
b. Guides should encourage primary data collection wherever possible. However, in
case of secondary data, care should be taken to ensure relevance, adequacy and
discretion.
c. Guides must ensure proper monitoring if the student is pursuing dissertation
outside the geographical limits of the Institute.
8. Submission of copies:
Two hardbound copies of dissertation along with soft copy (CD) have to be submitted.
Spiral binding, plastic comb binding will not be accepted. One hard copy and one soft
copy in CD is for the purpose of Evaluation and viva-voce, and the second copy is
intended for the student concerned.
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Appendix I
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Appendix - II
Format of Synopsis
The synopsis should not exceed 2 pages (1,000 words)
The cover page of the synopsis shall be the same as the cover page of the dissertation
The content of the synopsis:
o Literature Review (at least 5 citations)
o Need for the study
o Objectives
Hypothesis (if any)
o Scope of the study
o Methodology
o Sampling
o Data collection
o Plan of Analysis, and
o Chapter Scheme
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Appendix III
DISSERTATION WORK DIARY
The Guide and student are expected to meet at least once in a week.
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Appendix IV
COVER PAGE & TITLE PAGE
Title < Font size Arial Narrow 18-All caps & Bold>
Dissertation submitted in partial fulfillment of the requirements for the
award of the Degree of<Font Size Arial Narrow 14>
PGDM
of
Entrepreneurship and Management Processes International
< Font size Arial Narrow 14-All caps &Bold>
EMPI Logo
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Appendix V
I hereby declare that “Title of the project” is the result of the project work carried out by me
under the guidance of Name of the Guide in partial fulfillment for the award of PGDM in EMPI
Business School.
I also declare that this project is the outcome of my own efforts and that it has not been
submitted to any other university or Institute for the award of any other degree or Diploma or
Certificate.
Place: Name :
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Appendix VI
CERTIFICATE OF ORIGINALITY
(To be given by the Institution on its letterhead)
Date:
DATE: DATE:
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Appendix VII
Table of Contents
List of Tables
List of Figures
List of Abbreviations
Executive Summary
Bibliography
Appendices
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Appendix VIII
LIST OF TABLES
Appendix IX
LIST OF FIGURES/GRAPHS
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Appendix X
Bibliography (System of Referencing)
References should be indicated in your dissertation in the following format:
Books
Abraham, K. (2001) The Dynamics of Economic Reforms (Economic Liberalisation and
Political Transformation), New Delhi: McGraw Publishers.
Edited Volume
Aharoni, Y. (2009) “On Measuring the Success of Privatisation”, in Ramamurthi, R. and Vernon,
R. (eds) Privatisation and Control of State Owned Enterprises. Washington, D.C.: World Bank.
Journals
Boardman, D. and Vining, S. (1989) “Ownership in Competitive Environments: A Comparison
of the Performance of Mixed, Private and SOEs”, Journal of Law and Economics, April, Vol. 1,
No,32, pp.16-9.
Websites
Ram Mohan, T.T. (2004) “Privatisation in China: Softly, Softly Does it”, accessed on
02/10/2010 at http://www.iimahd.ernet.in/publications/public/Fulltext.jsp?wp-no=2004-09-04
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