Implementation of Kayakalp in Hospitals
Implementation of Kayakalp in Hospitals
Implementation of Kayakalp in Hospitals
IMPLEMENTATION OF
“KAYAKALP”
INITIATIVE
• to promote cleanliness, hygiene and infection control practices in public healthcare facilities, through
incentivising and recognising such public healthcare facilities that show exemplary performance in
adhering to standard protocols of cleanliness and infection control;
• to inculcate a culture of ongoing assessment and peer review of performance related to hygiene,
cleanliness and sanitation;
• to create and share sustainable practices related to improved cleanliness in public health facilities
linked to positive health outcomes.
All the states have been enthusiastically participating in this scheme since its launch.
As evident, the Scheme promoted cleanliness and hygiene in public health facilities. However, it was
observed, through peer review and external assessment process, that awareness levels with regard to the
closure of gaps as per the thematic area of the Kayakalp Scheme have been found to be inadequate at the
facility level.
“Guidelines for Implementing Kayakalp” have been developed as an implementation tool and enabler
document to find solutions to the identified problems, These guidelines are meant for secondary care
public hospitals meeting the Indian Public Health Standards (IPHS) guidelines, though with some
discretion they may be used for primary healthcare facilities and as well tertiary care hospitals.
These guidelines have been developed after a detailed literature review of the existing best practices in
the field of hospital sanitation, housekeeping, infection control, general maintenance, waste management,
and support services etc.; and relevant extracts from the same were adapted with suitable changes as
per the needs of public health systems. These guidelines are generic in nature and can be adopted by the
healthcare facilities judiciously as per their scope of services.
While framing these guidelines actual logistics, staff and other constraints in the public healthcare
facilities have also been kept under consideration.
This handbook would serve as a practical guide to follow standard protocols and practices to achieve
highest level of standards related to cleanliness, hygiene and infection control at public healthcare
facilities.
These guidelines are divided into six thematic areas as per the “Kayakalp”Scheme (Figure-1):
• Hospital Upkeep
• Sanitation and Hygiene
• Waste Management
• Infection Control
• Hospital Support Services
• Hygiene Promotion
The specific objectives of these guidelines are to provide directions and information in relation to
• development of suitable policies for housekeeping services, training of manpower, development and
implementation of suitable cleaning methods in the form of protocols/SOPs, equipment details for
manual cleaning, chemicals & cleaning agents to be used, etc
• As an implementation guidebook containing practical guidelines and protocols for attaining high
score on “Kayakalp” assessments.
• Help assessors to get acquaintance with various aspects of “Kayakalp” tools viz. rain water harvesting,
5S’’, three bucket system, composting, herbal garden, illuminations, etc.
• Support the health facilities in attaining “Kayakalp” awards and NQAS certificates.
Disclaimers
In addition to the prescribed guidelines, healthcare facilities must comply with any statutory or legal
obligations from time to time.
Many photographs in these guidelines have been provided to illustrate best practices. These
photographs were shared by States/UTs with National Health Systems Resource Centre (NHSRC), and
NHSRC does not authenticate these photographs and name of the facilities. These are given just to
illustrate texts in pictorial form.
Recommendations in these guidelines are provided after considering various national and
international guidelines (CDC, WHO), constraints of public health facilities in India, best practices
observed in the field and views of experts in that domain.
For ease of service providers, somewhere brand names of products are provided only as an
illustrative example. NHSRC does not endorse any commercially available products.
Design characteristics of the hospital such as lighting, ventilation, supportive workplaces, proper layout,
and maintenance of the exteriors and interiors can help to reduce errors and stress, and improve outcomes.
Activities which are directed for proper maintenance of hospital upkeep enable health facilities to carry
out the functions in a safe and secure environment.
Under the “Kayakalp” Scheme the key components of hospital upkeep are included under following
criteria:
• Infrastructure Maintenance
• Hospital/Facility Appearance
• Pest and Animal Control
• Landscaping & Gardening
• Maintenance of Open Areas
• Maintenance of Furniture and Fixtures
• Illumination and Lighting
• Removal of Junk Material
• Water Conversation
• Work Place Management
INFRASTRUCTURE MAINTENANCE
All buildings, however well designed and conscientiously built, require maintenance and repair as they get
older. Proper maintenance of the infrastructure is required to be carried out to maintain safe environment
inside these buildings. This is a continuous process and includes immediate remedial action for any fault
besides preventive maintenance.
1. Day to day repairs: Day to day repairs should be carried out by hospital authorities through directly
employed labour. The work which is to be attended such as removing choked drainage pipes,
restoration of water supply, replacement of blown fuses, repair of faulty switches, watering of plants,
lawn mowing, hedge cutting, sweeping of leaf falls etc. should be done on day to day basis. This
ensures satisfactory continuous functioning of various services in the buildings.
Works such as patch repair to plaster, minor repairs to various items of work, replacement of glass panes,
replacement of wiring damaged due to accident, replacement of switches, sockets, tiles, gap filling of
hedges, replacement/replanting of trees, shrubs, painting of tree guards, and trimming of plants etc.,
which are not emergent works and are considered to be of routine type, can be done during any particular
period of the financial year, depending upon the exigency. Such works can be done under day to day repair
also.
3. Special repairs: As the building ages, there is deteriorationof various parts of the building and
services. Major repairs and replacement of elements become inevitable. It becomes necessary to
prevent the structure from deterioration and undue wear and tear as well as to restore it back to its
original condition to the extent possible.
The following types of works in general are undertaken under special repairs:
• White washing, colour washing, distempers etc. after completely scrapping the existing finish and
preparing the surface afresh
• Painting after removing the existing old paint
• Provision of water proofing treatment to the roof. All the existing treatments known are supposed to
last satisfactorily only for a period of about ten years
• Repairs of internal roads and pavements
• Repairs/replacement of flooring, skirting, dado and plaster
• Replacement of doors, window frames and shutters. Replacement of door and window fittings
• Replacement of water supply and sanitary installation like water tanks, WC cistern, wash basins,
kitchen sinks, pipes etc.
• Re-grassing of lawns/grass plots within 5-10 years
• Renovation of lawn in 5-6 years
• Replanting of hedges in 8-10 years.
The building services fixtures including internal wiring, water supply distribution systems etc. are
expected to last for 20-25 years. Thereafter, it may be necessary to replace them after detailed inspection.
The expected economic life of the building under normal occupancy and maintenance conditions is
considered to be as below:
All three plans are to be carried out under the direct supervision and should ensure following in the
health facility:
• There are no cracks, seepage, chipped plasters and broken floors in the HCF
• There are no broken windows and glass panes and all the windows are guarded
• There are no loose and hanging electrical wirings in the facilities
• All the electrical panels are placed inside closed cabinet and there are no broken electrical panels in
the facility
• The health facility has an intact boundary wall with an adequate height to prevent unauthorised
entry
• The health facility does not have any growth of algae, mosses or any vegetation on the roof and walls
• The health facility including boundary walls are painted in a uniform colour scheme.
The following precautions are needed to be taken while framing, scheduling or performing periodic
maintenance of the health facility:
• Maintenance work is needed to be carried out at times which minimise any adverse effect on output
or function of hospital
• Programme should be planned in a way to carry out comprehensive work to obviate multiple works
at one site at different times
• Maintenance work, completed or being carried out should comply with all statutory and other legal
requirements.
All the activities carried out under the periodic maintenance programme need to be recorded and all such
records need to be kept by the health facility. These records include details of work done, details of person
performing the activities, time frame of the activity and person responsible for validating the satisfactory
completion of the work done.
MAINTENANCE OF HOSPITAL PARKING
The health facility should ensure that there is provision of sufficient space for parking of vehicles of the
staff, patients, visitors and ambulances.
The following aspects are needed to be considered for maintenance of parking spaces of the health facility:
• The porch parking space at the entrance of the hospital should be covered with a shed to protect
from all weather conditions
• The porch parking should be designed in a way to enable singular way of movement and enough
space for parking of at least two ambulances, for better disaster management
• The parking facilities for ambulances and other vehicles are properly demarcated
• The demarcated parking area for ambulances should be covered with a shed and should be kept free
of normal traffic to ease the movement of the ambulance
• Parking for patients, especially those with disabilities should be as close as possible to the entrance
of the building
• A reserved parking space for persons with disabilities should be created in public and staff parking
• The directional signage should also be in place for proper identification of the parking spaces
o This sign should be positioned high enough to be visible to drivers and people entering the hospital
o External signs need to be artificially illuminated to ensure they are visible in the night also
o “Emergency Department” signage board needs to be illuminated in RED and should be prominently
visible
o Hospital layout with demarcated block wise establishment needs to be displayed at the entrance of
the hospital
o Location signs need to be positioned such that they are visible and legible from all directions of
approach by all site users.
o Such directional signages need to be placed at different strategic locations like major intersections
of the road leading to the hospital, main connecting road and at any round about which may be
present on the road leading to the hospital
There should be a directional (or locational) sign at Avoid trying to direct people back to the way they
each key decision point have come. The types of arrow used to convey this
message are often difficult to understand
The direction the arrow is indicating should be Avoid listing too many destinations on one sign
easy to understand, and easy to relate to the actual
environment
Directional signs should be consistently positioned Avoid leaving too big a gap between the text and
so people know where to look for information arrow
Directories
• Hospital should have departmental directories at appropriate place in the hospital
• Directories positioned on various floors should include all the services that are available on the
particular floor
• Directories can be positioned outside lifts or at building entrances
• While planning the garden of a healthcare facility, location, accessibility, environment and integration
with overall hospital design should be taken into account
• Gardens may be designed and set up attractively; gardens should be easily accessible through
entrances and paths
• Design of the garden should take into account patients’ psychological as well as physical needs,
disabilities and duration of stay. Patients undergoing different kinds of treatment may use these
areas for different purposes; for example, orthopaedic patients may need to use walking aids in the
gardens; senior citizens may need handrails and more shaded areas; wheelchair bound patients may
require a proper path for access
• All green areas of hospital are to be provided with barricades, fence, wire mesh and gates to prevent
unauthorised entry and to restrict mishandling of the plants
• Hospital front area is to be maintained with grass beds, trees and garden with an aesthetic appearance
• All the dry leaves and green waste should be removed on daily basis.
HERBAL GARDEN
Apart from a garden, hospitals are also encouraged to set up a herbal garden within their premises. The
herbal garden can be set up in addition to the normal garden or can be set up in separate plots. Pots can
also be used in addition.
Plants in the herbal garden, created by the hospital, should be medicinal plants as available in the territory
of the establishment.
Only organic and compost fertilisers but no chemical fertilizers should be used for the plantation of these
medicinal plants in this garden.
A list of common medicinal plants available in India has been provided in Table 2 of these guidelines.
To ensure a pest and animal free environment, health facilities can undertake various activities which in
general may include proper infrastructure maintenance, provisions of physical barriers, having a pest
control plan and engagement of pest control agency. Health facility should ensure that the following
requirements are met for pest and animal control:
• Hospital should engage a pest control agency for carrying out pest control activities including anti-
termite treatment for wooden furniture and fixtures. The records of engaging such agency and pest
control activities need to be maintained
• Hospital boundary wall should be intact (at least 2.5 metres) and cattle traps installed at all entrances
and exits of the hospital to restrict entry of stray animals
• Facility windows and doors should be designed in a way to reduce or prevent entry of flying pests
• Hospital staff should follow and comply with best practices of housekeeping, cleaning and disinfection
• Hospital staff should follow and comply with the best practices of waste management
• Periodic maintenance plan needs to be complied with for maintenance of cracks and holes in
infrastructure and for any plumbing faults in utilities and pipes,.fixing of clogs, fastening of floor
drains
• Regular trimming of landscapes, plants, shrubs and trees also to prevent rodents from having easy
access to upper levels, windows and the roof
• Regularly cleaning of drains and check for any drain clogs
• Good storage practices for materials especially food item storage in kitchens and cafeterias
• Coordinate with local authorities to prevent accumulation of waste around the premises of the
hospital as it leads to pest infestation in and around the premises
MEASURES FOR MOSQUITO FREE ENVIRONMENT
As mosquitos pose a major problem in India, the healthcare establishment should take some extra
measures to ensure that it has a mosquito free environment. The health facility should ensure that the
hospital environment is clean and all the water tanks and containers are covered.
In addition to these basic measures, the following additional measures need to be taken by the hospital to
• Health facility needs to have an effective pest control plan for ensuring a pest and animal free
environment in the facility. The salient features of pest control plan are :
o Engaging a pest control agency for carrying out pest control activities in the facility
o Pest control activities should also include anti termite treatment for furniture and fixtures
o Pest control plan includes the frequency of carrying out the activities related to the pest control
o Besides normal frequency of carrying out these activities, such plan should also include other
indications for carrying out the activities of pest control for example on incidence of pest
presence (e.g., pest sightings, droppings or pest catches in monitoring traps) and when non-
chemical approaches such as vacuuming, trapping and exclusion (i.e., physically blocking pests’
entrance) has been unsuccessful or is inappropriate
o Pest control plan should also include routine inspection and monitoring for pest presence
o Pest control plan should also include storage conditions and methods of different materials
especially for food items
Corridors in a hospital serve a more important function than in many other buildings because they act as
transitional areas between wards and service rooms and between naturally lit and artificially lit rooms.
Doctors discuss their work with their colleagues and make notes. Thus the corridors, in a sense, act as
a working area. Moreover, corridors also fall within the visual range of the patients in the wards and
therefore require special attention. The artificial lighting to be provided in the corridors will depend on
the architectural layout adopted for the building.
In the ‘single corridor’ layout the wards and the service rooms are on the two sides of the corridor. In
such layout the corridor itself will have enough day lighting. In the evening the corridors needs to have an
illumination of about 100 lux. But after ‘lights out’ the corridors needs to be provided with similar night
lighting arrangement as for the wards, that is minimum of 1 lux lighting arrangement.
In the ‘double corridor’ or ‘race track’ plan the wards are placed around the outside of the building and
are normally day lighted. In the centre of the building are the service rooms which will have no access
to daylight and will require artificial lighting at all times. During the day the staff will move between the
wards receiving daylight to the internal rooms which are artificially lit to a level. The corridor should
bridge these two levels and an illumination of 150 lux is to be provided in the corridors during the
daytime. In the evenings the corridors need to have 100 lux of illumination level as the ward illumination
level is of 100 lux.
The general lighting of procedure rooms should be at least 300 lux. This level of illumination is adequate
for the technical staff to operate the ancillary equipment in the operation theatres.
The visual requirement in the theatre is the detailed examination of tissue, organs and instruments at the
site of the operation. The size of critical detail is very small with a very low contrast. It is recommended
that the illumination level for lighting on the operating tables should be between 2000 and 10000 lux.
Lower levels than this may be more comfortable for the surgeon where fine detail does not have to be
discriminated like in labor rooms.
Light Sources
In general, the operating table light fittings employ tungsten lamps and produce a very high level of
illumination, with very good colour rendering properties but it is not advisable to use filament lighting
for general lighting of the theatre because of the additional heat output that would be produced by this
form of lighting. It is more practical to use fluorescent light sources which inherently have low heat output
and have added advantage of producing good colour of lighting which is needed for rendering medical
purposes.
In view of the close association of this room with the theatre proper a general illumination of 300 lux is
recommended with provision for a spotlight (which can be either fixed or portable).
General lighting may be installed as in a normal ward with a separate system to raise the illumination
level up to 300 lux for each bed independently. The fitting designs should be such as to limit the spread of
lighting onto the adjacent beds. Dimming of the individual bed lights should be provided for.
The levels of illumination and glare index recommended for different areas in a hospital are listed as
follows:
Hospital needs to ensure that the front of the hospital and access road to the hospital is well illuminated
with use of street lamps. The lamps should be installed in a way that no dark areas are there on the access
road. In addition to these, display boards used for the name of the hospital and emergency department
should be well illuminated.
Hospital needs to ensure that it follows energy efficient measures while planning for lighting requirements
of the hospital. Energy efficiency measures that can be adopted by the hospital includes following
measures:
o Defining and following “lights out” hours for hospital for different area
o Labelling of switches to enable staff to select only those lights which are needed, etc.
• All the doors are needed to be intact and are painted and varnished
• All the window panes need to be intact and should be provided with safeguard grill and meshes
• All the patient beds are well maintained with no broken parts and no temporary arrangements made
for maintaining stability of the beds
• All the patient beds should be checked for deposition of rust and should be painted on regular basis
• All trolleys, stretchers, wheel chairs etc. are provided with safety belts
• All trolleys, stretchers and wheel chairs should be intact, painted and cleaned on regular basis
• Wheels of stretchers, wheel chairs and trolleys need to be properly aligned and well lubricated
• All furniture installed in the hospital needs to be checked for any broken parts, withered paint etc.
and should be repaired accordingly
• Preventive maintenance programme of the hospital should also include preventive maintenance of
furniture and fixtures
• The facility should ensure that it carries out anti-termite treatment for all the furniture and fixtures
at least once in a year as described in the pest and animal control section above.
REMOVAL OF HOSPITAL JUNKS
It is observed that in public health facilities there are various junk articles in the form of unserviceable
medical equipment, furniture and electrical equipment etc. which often lie unattended and are stored in
various unoccupied areas of the premises. All junk material stored in the hospital poses a potential fire
risk and can lead to accumulation of pests in these areas.
Junk material accumulated in the healthcare settings includes following type of items:
• Surplus Items: Items that are in working order but are not required for use in a particular section.
Such items also includes stock in the stores of the hospital which has not been used for some time.
• Obsolete Items: Items that are in working order but cannot be put to use effectively because of
change in technology/design
• Unserviceable Items: Equipment that are not in working order, have outlived their span of life and
are beyond economic repair
• Scrap: Process waste, broken and any other item not covered above but has got resale value
• Empties: Empty containers, crates, bottles, plastic jars, drums etc.
For timely removal of junk from the hospital and to avoid unnecessary accumulation, hospital needs to
ensure that it has a documented condemnation policy which is followed and implemented as listed.
CONDEMNATION POLICY
All health facilities need to have a condemnation policy framed in the hospital and it has to be implemented
and followed. The condemnation policy at the health facility should align with the state level condemnation
policy framed at the state (if any)
The policy framed in the hospital should be directed to ensure the following:
• The hospital has a Condemnation Committee in the hospital for carrying out the activities of
condemnation of junk materials
CONDEMNATION COMMITTEE
Hospitals need to form a Condemnation Committee for carrying out the activities of condemnation of
junk from the health facility. The Condemnation Committee needs to have a representation from different
categories of staff, as prescribed in the state level condemnation policy.
The suggested membership of the Condemnation Committee to be formed at the hospital is as follows:
• Hospital Superintendent/Chief Medical Officer of the institution
• Hospital Manager
• Senior Medical Officer
• Nursing Superintendent/senior most nursing staff of the institution
• Technical professional concerned with the machinery/accessories etc., i.e., Bio Medical Engineers//
Head of the Department (HoD)//suppliers//service agency etc.
• Representative of the accounts department, if available.
• Store in charge//Storekeeper
The constitution of the committee may vary from institution to institution depending on the availability
of the mentioned posts; the changes may be made by the Head of the institution.
Meeting Schedule
The Condemnation Committee formed at the hospital needs to meet at least once in six months or when
required.
Responsibilities of Condemnation Committee
The major responsibility of the Condemnation Committee formed at the facility may include following:
• To frame/follow the condemnation policy at the hospital
• To inspect all the areas of the hospital for any junk material present/accumulated in various areas
of the hospital
• To decide the minimum upset price for which tendering is required and minimum upset price for
which public auctions can be made.
• To gather and maintain information or list of items from different areas of the hospital that need to
be condemned or are beyond use.
• To maintain a list of items that are stored in the hospital for condemnation
• To inform all concerned regarding the condemnation activity to be undertaken by the facility
• To approve the condemnation of junk and other materials
• To demarcate and allocate space within the hospital for storage of junk material before its disposal
• To maintain records of the items that are condemned by the health facility
• To follow relevant rules while disposing of the condemned articles e.g. E-waste management rules,
BMW management rules etc.
Hospitals need to ensure that they have a demarcated and secure area for storage of junk materials in the
hospital before final disposal. All junk material/items should be stored in this area only and should not be
stored in patient care areas, open areas or critical service area.
This area needs to be secured under lock and key and should be equipped with fire safety measures like
installation of fire extinguishers, smoke detectors, fire alarm etc.
CONDEMNATION OPTIONS
The Condemnation Committee formed at the hospital may follow the condemnation options as framed
by the State Government or may undertake the following steps for condemnation of junk in the hospital:
Water conservation includes all the policies, strategies and activities undertaken by the hospital
to sustainably manage water, to protect the environment and to meet the current and future demands
of the hospital. Factors like bed occupancy, size of the hospital, functional departments affect water
conservation measures taken by the hospital.
• Rainwater harvesting is the technique of collection and storage of rainwater at the surface or in sub-
surface aquifers, before it is lost as surface runoff.
• Hospitals can also adopt a twin strategy of simple artificial recharge techniques in rural areas like
Percolation Tanks, Check Dams, Recharge Shafts, Dug Well Recharge and Sub-surface Dykes and
adopting Rrof top rainwater harvesting in urban areas.
Rooftop rain water harvesting is the technique through which rain water is captured from the roof
catchments and stored in reservoirs. Harvested rain water can be stored in sub-surface ground water
reservoirs by adopting artificial recharge techniques to meet household needs through storage in tanks.
The main objective of rooftop rain water harvesting is to make water available for future use. Capturing
and storing rain water for use is particularly important in dryland, hilly, urban and coastal areas.
• For rooftop rain water harvesting through existing tube wells and hand pumps, filter or desilting pit
should be provided so that the wells are not silted
• A storage tank should not be located close to a source of contamination, such as a septic tank etc.
• A storage tank should be located on a lower level than the roof to ensure that it fills completely
• A rainwater system should include installation of an overflow pipe which empties into a non-flooding
area. Excess water may also be used for recharging the aquifer through dug well or abandoned hand
pump or tube well etc.
• A speed breaker plate should be provided below inlet pipe in the filter so as not to disturb the filtering
material
• Storage tanks should be accessible for cleaning
• The inlet into the storage tank should be screened in such a way that it can be cleaned regularly
• Water may be disinfected regularly before using for drinking purpose by chlorination or boiling etc.
5S
Five S (5S) is a tool to improve work environment and is derived from the Japanese words Seiri, Seiton,
Seiso, Seiketsu, and Shitsuke. In English, the 5S means Sort, Set, Shine, Standardise, and Sustain.
• Sort: Identify and remove unwanted/unused items from the workplace and reduce clutter
(Removal//organisation)
• Set: Organise everything needed in proper order for easy operation (Orderliness)
• Shine: Maintain high standard of cleanliness (Cleanliness)
• Standardise: Set up the above 3S as norms in every section of the workplace (Standardise)
• Sustain: Train and maintain discipline of the personnel engaged (Self-discipline)
IMPLEMENTATION OF 5S
Sort means separation (sorting) and removing/discarding unwanted and unnecessary items from the
workplace. Without “Sorting,” it is not possible to have the next step of putting things in an appropriate
order (Setting) in the workplace.
• Initiation of Sorting
Sorting may start from any part of the hospital. It may be good to start sorting from inside the hospital
building. It should then be extended to the outer space (hospital premises) of the hospital building.
o The indoor space, frontline (OPD, emergency, lab, pharmacy etc.) and backyard (kitchen,
laundry services etc.) service sections are the primary targets of this activity at the beginning.
No part of the hospital should be excluded from this activity. However, hospital management
may prioritise the sections based on criticality of organisation, visibility and urgent needs
o During the activity, decisions may need to be taken to modify the physical structure of the
room, wall, door etc. This activity would require some funds, which the top management should
support
o It is recommended that the staff should identify unwanted items at their work stations and
should remove these unwanted items frequently.
SET
“Set” is the second step of 5S and is mainly a process to put orderliness in every workplace for better
work efficiency. The process is started once all the clutters and unnecessary items are removed from
the workplace during the sorting stage. All the items needed at the workplace should be arranged in
order based on the objective-oriented way of thinking. For instance, items may be arranged according to
alphabetical order or numerical order. All the items should be kept in a specific place following a system,
so that anybody in need of these items can find them easily.
• Posters and notices on the notice board, for instance, should be arranged in a manner to avoid messy
situation. Old posters can be removed from the workplaces. All necessary work instructions and
notices can be pasted at identified places in a systematic manner
• Colour codes (different colours for different purpose, meaning etc.) can be one of the effective visual
tools for 5S. This is helpful for easy identification of items and preventing mistakes
• Arranging necessary items at appropriate place with proper numbering, labelling and colour code
makes it easy to find quickly
• Arranging the items at correct alignments at appropriate place will give aesthetic appearance, for
example, aligning the beds in a systematic manner as per bed spacing norms will give a spacious and
aesthetic appearance to the wards
“Shine” is the participatory activity for maintaining cleanliness at every workplace regardless of the
category and location. Following activities are needed to be undertaken by the hospital:
• All staff in the hospital should be allocated a specific territory for this activity that should include
his/her working area. Regardless of the category, rank and gender of the staff, everyone is expected
to join in the “Shine” activity and control the work environment on cleanliness
• All the staff need to ensure that the work stations are clean and free of dust and dirt
• Periodical implementation of “Shine” is important. Daily, weekly, monthly and quarterly “Shine” time
schedule can be set by the hospital for promoting a cleaner hospital. Daily morning “Shine” practice
before starting routine work can be an example. A cleaning checklist should be systematically used
in every work area. Regular supervision of the cleaning activity is required to be undertaken by the
hospital
• All the equipment should be protected from dust and dirt by periodical and timely cleaning. They
should be appropriately covered during resting time
• “Shine” should also be applied at waste segregation, collection, storage, transport and final disposal
system.
STANDARDISE
The “Standardise” stage of 5S is for development of standards for the initial 3S activities, i.e., sort, set and
shine. The other objective of this step is to make “Sort”, “Set”, and “Shine” as part of all staff’s routine work
in all the sections of the hospital. Once standards are set, those should be disseminated to all the staff
through visualisation and sensitisation activities. Following activities can be undertaken by the hospital:
• IEC materials (posters, leaflets, stickers etc.) should be developed to disseminate information related
to 5S. The materials need to be eye-catching with highlighting slogans on key messages and should
be displayed at locations which are prominently visible to the staff and visitors
• Hospitals may adopt a standard colour coding system throughout the hospital
• Monitoring and Evaluation (M&E) of the various activities undertaken for workplace management
through regular supervisory visits are essential for ensuring proper workplace management. M & E
activities can be undertaken on a defined schedule or can also be undertaken as a surprise activity.
SUSTAIN
It has to be ensured by the hospital that all activities undertaken by the staff for workplace management
are sustained and adopted by the staff in their daily routine. All the staff should be trained through
formal training sessions and through hands-on training for managing the work stations.
The hospital environment is a complex one and contains a large variety of microbial flora. Various parts of
the hospital environment can harbour reservoir(s) of microbes many of which can constitute an infection
risk to patients as well as visitors and healthcare workers. Transmission of microbes from the environment
to the patients and healthcare workers through direct and indirect contact with the environment has
been well documented. Surfaces with higher frequency of hand contact are more likely to be a source of
infection than surfaces with low degree of contact. Thus high touch surfaces (e.g., handles, bedside tables,
etc.) in the patient care area are a more significant source of infection than low touch surfaces such as
walls and floors.
Patients undergoing invasive procedures such as surgery, other invasive procedures and those with
immunity lowering conditions are at greater risk of infection compared to those without such procedures/
conditions. Thus proper sanitation and maintenance of hygiene through proper cleaning and disinfection
of hospital circulation areas, environmental surfaces and patient care items assume significant importance
in any healthcare setting.
Under the “Kayakalp” Scheme for maintaining proper sanitation and hygiene in the hospital the following
criteria are established which are to be followed and implemented by the hospital:
• Cleanliness of Circulation Area
• Cleanliness of Wards
• Cleanliness of Procedure Areas
• Cleanliness of Ambulatory Areas (OPD, Emergency, Lab)
• Cleanliness of Auxiliary Areas
• Cleanliness of Toilets
• Use of Standard Materials and Equipment for Cleaning
• Use of Standard Methods of Cleaning
• Monitoring of Cleanliness Activities
• Drainage and Sewage Management
GENERAL APPROACH TO ENVIRONMENTAL CLEANING
Environmental cleaning and disinfection of the hospital is mainly aimed at eliminating//reducing//
controlling//isolating the reservoirs of organisms in the environment.
Different areas in the hospital can be broadly categorised into:
Organism
Susceptible
Reservoir
patient
Means of
Means of exit
entry
Transmission
route
Note:
Levels of disinfection
Table 5: Innate resistance of various types of microbes to killing by disinfectants and antiseptic
chemicals
Resistant
* Only with extended exposure times are HLDs capable of killing high numbers of bacterial spores in
laboratory tests; they are, however, capable of sporicidal activity.
** Some intermediate-level disinfectants (e.g., hypochlorites) can exhibit some sporicidal activity; others
(e.g., alcohols and phenolics) have no demonstrable sporicidal activity.
++
Some intermediate-level disinfectants, although tuberculocidal, may have limited virucidal activity
As the level of disinfection increases from low to high, the range of organisms killed also increases. The
kill spectrum of disinfectants varies among various chemical types. Therefore the level of disinfection
required influences the choice of the chemical to be used for environmental disinfection in a
given area.
The following cleaning frequency and disinfection levels should be used for various areas in the hospital
based on the risk classification:
Table 7: Cleaning and disinfection frequency and level be followed in various area of the hospital
- detailed wash-
down
General ward Medium risk At least twice a day As required High Aldehyde
at fixed times based
Patient rooms Low risk At least twice a day As required Low QUAT
(Patient not at fixed times
on isolation
precautions)
Patient rooms Medium risk At least twice a day Yes High Aldehyde
(Patient on at fixed times based
isolation
precautions)
Pharmacy Low risk At least twice a day As required Low QUAT
at fixed times
Physiotherapy Low risk At least twice a day As required Low QUAT
at fixed times
Procedure rooms High risk At least twice a day Yes High Aldehyde
at fixed times based
Radiology Low risk At least twice a day As required Only cleaning/ Only soap/
at fixed times low level QUAT
disinfection
Reception area Low risk At least twice a day As required Only cleaning/ Only soap/
at fixed times low level QUAT
disinfection
Respiratory High risk At least twice a day Yes High Aldehyde
therapy room/area at fixed times based
Soiled linen Medium risk At least twice a day As required High Aldehyde
collection area at fixed times based
The cleanliness activities taken up by the hospital need to ensure minimum following:
• There is no visible dirt/grease/stains in any area of the hospital including roof top, floors and walls
• There are no cobwebs/bird nests and other incubations due to pests and animals
• The floors of the different areas of the hospital are kept dry. When wet mopping is used, appropriate
safety measures need to be adopted by the hospital like use of signage (Wet Floor)
• There is availability of appropriate cleaning and disinfection materials and equipment needed for
different areas
• The hospital ensures that monitoring of cleanliness activities is done at pre-defined intervals and
corrective actions are taken when needed
• The drainage and sewage is well maintained to avoid any leakage, blockage and easy flow through
the drain.
Example product – Isochlor Granules: as per manufacturer For disinfection and odor
granules. recommendation (add the minimisation of toilets.
number of grams of granules to For disinfection of selected patient
If this is not possible, Sodium
measured quantity of water). care equipment (non-metallic)
hypochlorite solution with a
minimum basic concentration of Sodium hypochlorite: such as oxygen humidifier bottles,
5.25 to 6.15% can be used) For small blood - body fluid spills bedpans, urine pots.
Table 9: Dilution chart for liquid sodium hypochlorite (Minimum 5% concentration available in
original solution)
Important: The original bleach/hypochlorite solution should contain minimum 5% sodium hypochlorite,
or 50,000 ppm available chlorine for the diluted solution to contain the ppm mentioned in the chart.
Hypochlorite solutions are unstable and tend to lose 40-50% of free available chlorine over one month
even when stored in an opaque plastic container. Hence the expiry dates mentioned by the manufacturer
should be strictly followed.
The following cleaning and disinfecting materials are commonly used in healthcare settings:
• Soap
• Alcohols 60-90% ethyl or isopropyl alcohol/denatured ethyl alcohol
• Iodophors
• Quaternary Ammonium Compounds (‘QUATs’)
• Chlorine and Chlorine Compounds:- (in order of preference)
• NaDCC (Sodium dichloroisocyanurate)
• Calcium Hypochlorite
• Sodium Hypochlorite (‘bleach’)
• Phenolic
• Aldehydes (to be used only for environmental and/or equipment disinfection as per product
contents)
• Hydrogen Peroxide (to be used only as an antiseptic)
Soap
Soaps are generally alkaline compounds used to remove dirt and organic matter from surfaces. They
act mainly by loosening the dirt and organic matter from the surface. Hence, the mechanical action of
scrubbing/brushing followed by a water rinse is important when using soap for cleaning any surface.
Soap has little or no antimicrobial activity. Soap solutions can allow growth of bacteria when used for
environmental cleaning, they should be prepared just before use; used immediately and the leftover
discarded. Soap can be used to clean large environmental surfaces to remove dirt, organic matter, grime,
Alcohols
In healthcare settings, “Alcohol” generally refers to two water-soluble chemical compounds – ethyl alcohol
and isopropyl alcohol. Alcohols are rapidly bactericidal rather than bacteriostatic against vegetative forms
of bacteria; they also are tuberculocidal, fungicidal, and virucidal but do not destroy bacterial spores.
Optimum bactericidal concentration is 60%–90% solutions in water (volume/volume). The most feasible
explanation for the antimicrobial action of alcohol is denaturation of proteins.
Alcohols can be used for disinfecting small surface items such as thermometers, stethoscopes, equipment
buttons, rubber stoppers of medication vials etc. The main use of alcohol in healthcare settings is as an
antiseptic and for disinfection of small items/surfaces.
Alcohols are not recommended for sterilising medical and surgical materials principally because they
lack sporicidal action and they cannot penetrate protein-rich materials. They should not be used to
clean/disinfect large surfaces as they evaporate quickly leading to unreliable disinfection. They can also
denature and fix proteins to the surface. Alcohols are highly flammable – they should be stored in a cool
ventilated area and should not be used near open flame. They damage the shellac mountings of lensed
instruments, tend to swell and harden rubber and certain plastic tubing after prolonged and repeated use,
bleach rubber and plastic tiles and damage tonometer tips.
Iodophors
An iodophor is a combination of iodine and a solubilising agent or carrier; the resulting complex provides
a sustained-release reservoir of iodine and releases small amounts of free iodine in aqueous solution. The
free iodine is responsible for the antimicrobial action. The best-known and most widely used iodophor is
povidone-iodine.
Iodophors are bactericidal, mycobactericidal, and virucidal but require prolonged contact times to kill
certain fungi and bacterial spores (weak sporicidal activity). In a hospital, they are often used for ‘’Part
Preparation’’ prior to surgery or any invasive procedure.
Chemically, the quaternaries are organically substituted ammonium compounds. Examples of the
chemical names of quaternary ammonium compounds are Benzalkonium Chloride, Benzethonium
Chlorite, Cetrimide etc.
The quaternaries can be used in ordinary environmental sanitation of noncritical surfaces (e.g., floors,
furniture, and walls), and for disinfecting medical equipment that contacts intact skin (e.g., blood pressure
cuffs).
Although QUATs are widely used as disinfectants, they should not be used to disinfect patient care items
such as catheters, cystoscopes etc. as infections have been reported from such use. The quaternaries are
good cleaning agents, but high water hardness and materials such as cotton and gauze pads can make
them less microbicidal because of insoluble precipitates or cotton and gauze pads absorb the active
ingredients, respectively.
As with several other disinfectants (e.g., phenolics, iodophors) gram-negative bacteria can survive or
Chlorine products are available as liquids or solid powders. The strength of a chlorine solution is expressed
in ppm of free chlorine. They have a broad spectrum of antimicrobial activity, do not leave toxic residues,
are unaffected by water hardness, are inexpensive and fast acting, remove dried or fixed organisms and
biofilms from surfaces, and have a low incidence of serious toxicity.
Sodium hypochlorite (‘bleach’) should be the last choice, if other chemicals are not available.
Hypo is unstable and the disinfection efficacy of the final prepared solution varies widely. If
used, it should be procured within one month of the manufacture and used as soon as possible.
The can label should mention manufacture and expiry dates, batch number and concentration
(minimum 5%).
In general solid powders with these contents should be preferred over liquid hypochlorite.
Phenolic
These groups of disinfectant chemicals have carbolic acid base, derived from coal tar. Chlorinated fraction
and petroleum residues are added to improve their cleansing and physical properties. Usually they are
black or white fluids.
Phenolics are mostly used for floor and wall cleaning and can also be used for hard surfaces and equipment
that do not touch mucus membrane (e.g. IV stands, wheel chairs, beds etc.)
They are more potent than iodophors. They are irritant to skin and mucosa and corrosive to metal surface.
White fluids are emulsified suspension and precipitate on surface and make subsequent cleaning difficult.
Phenolics are not recommended for use in nurseries and food contact surfaces.
Although this is a traditional disinfectant, it is damaging to the environment. It is recommended that this
chemical should be phased out as soon as possible.
Aldehydes
The biocidal activity of aldehydes results from alkylation of sulfhydryl, hydroxyl, carboxyl, and amino
groups of micro-organisms, which alters RNA, DNA, and protein synthesis.
They have very good bactericidal, virucidal, fungicidal and sporicidal activity and are often used as HLDs.
Aldehydes are generally non-corrosive to metal and do not damage lensed instruments, rubber or plastics.
Hydrogen Peroxide:
Hydrogen Peroxide is popularly used in disinfecting equipment and environmental surfaces. It is effective
against virus.
Using this to clean blood from surfaces and linen is not recommended as it is very costly and corrosive.
• If more than one container of the same chemical is stored, use the one with the earliest expiry first
(first-in-first-out principle)
• There should be a biohazard label on the cupboard and on the chemical containers
• Cleaning trolley/bucket – It is preferable to have three bucket trolleys with a wringing mechanism.
Prefer a light coloured bucket to enable earlier detection of soiling of the water. The trolley should
have provision to store bottles of disinfectant, the hand mops and stick mops on the trolley. A separate
storage space for used hand mops should be available on the trolley. Ensure the trolley/bucket is
clean before using it for cleaning work. The Three bucket system should be ideally practiced. The
first bucket should contain water with detergent used in the beginning. The mop is then rinsed in the
second bucket and dipped in the third bucket which can also contain a disinfectant and the mopping
done again.
• Wet mops (microfiber mops preferable. If other types are used, use non-lining material). Mops used
in critical, semi critical and general areas should be separate. Colour coding can be used to help staff
differentiate easily.
• Dry (dust) mops to remove gross debris; brooms are not allowed in patient care areas. Mops used
in critical, semi critical and general areas should be separate. Colour coding should be used to help
staff differentiate easily.
• Long handled dust mops should be available for cleaning cobwebs and lint from the ceiling. These
can be prepared by using any long wooden stick and tying a mop to one end. The mop should be tied
in a way that allows wiping with pressure.
• Rubber floor wipers for toilet floor cleaning. Hand held rubber wipers for cleaning kitchen
countertops and another set for toilet wall cleaning.
• Hand mops to clean equipment: (microfiber mops preferable. If other types are used, use non-linting
• Wash the gloves with soap and water before removing them. Rinse to remove soap. Remove gloves
and hang to dry
Table 10: Cleaning and disinfection methods for wet mops, buckets and trolleys
• Always store cleaning equipment in the dirty utility area of the hospital
• Where, a dirty utility room is not available, provision should be made to modify an existing area for
the purpose of dirty utility. Such area should be planned away from the patient care areas
• Cleaning equipment should never be stored in the patient care area, placed on tables, behind doors,
on windows and toilets.
• Use of outward mopping: the direction of cleaning in health facilities should be from clean to the
dirty area. In closed spaces like a ward the direction should be from within outwards
• There should be separate mops for critical and general areas. The mops should not be shared between
the critical and general areas
• Disinfection and washing of mops is carried out after each cleaning cycle.
Please refer to Annexure II: “Standard Operating Procedures for Cleaning” for standard methods of
cleaning for various areas of hospital
Hospitals need to comply with these minimum requirements for monitoring of cleanliness activity:
Designated Personnel for Monitoring: Hospitals need to designate a personnel from the Infection
Control Committee, to carry out the activities of monitoring of cleanliness. The person designated for
monitoring will take daily rounds after each cleaning cycle and will also carry out surprise rounds of the
hospital to ensure proper cleanliness and identify any areas for improvement in the current practices.
He/She will also be responsible for supervision of housekeeping activities by counter signing the check
lists used for monitoring.
Use of Checklists: Hospitals need to follow an evidence based structure for monitoring of the cleanliness
activities. Hospitals need to follow checklists, detailing the activities carried out during cleaning of that
particular area, as a standard protocol.
The housekeeping personnel after completing the activity, as listed in checklist, need to sign or mark the
activity which is then monitored by the monitoring personal and is countersigned if found satisfactory.
All the checklists should be displayed at relevant areas and should be customised to the particular area.
Please refer to Annexure III: “Sample Checklist” for monitoring of the cleanliness activity in different
areas of hospital.
Monitoring of Quality of Cleaning Material: Hospitals need to ensure that the cleaning materials are
prepared as per the manufacturers recommendations and standard apparatus or methods are used for
measuring the appropriate quantity of solutions, to meet the desired concentration for efficient cleaning.
Suggestions/feedback needs to be takenfrom the housekeeping staff, for efficiency of the cleanliness
agents.
Monitoring of the cleaning material can also be carried out by doing the surveillance activity of cleaning
effectiveness through microbiological testing.
Routine swabbing of environmental surfaces other than in the OT should not be done.
• Drainage system should be closed i.e. no open drains in the hospital premises
• Gradients of the drainage system should be conductive for maintaining the flow of water
• Regular cleaning (preferably once in week) of the drains needs to be carried out, as per cleaning
schedule of the hospital
• The drainage and sewage system of the hospital should be connected with municipal sewage and
drainage system
• In the absence of connectivity with municipal drainage and sewage system, hospitals need to have
their own sewage management system in place within the premises.
Septic tank offers a preliminary treatment of sewage prior to final disposal. Sewage is held in these tanks
for some prescribed period during which time the suspended solids present in the storage settle down.
The settled sludge and the supernatant liquor undergo anaerobic digestion. The digestion results in
appreciable reduction in the volume of sludge and reduction in organic matter in the liquid.
Unsatisfactory design, construction and maintenance of septic tanks constitute a health hazard. It is,
therefore, considered essential to have planned septic tanks or onsite sewage system in place.
Normally, septic tanks are designed for foul sewage (faecal matter and urine). Sullage wastes may be
distributed crudely by throwing on the gardens or grassed areas and so dispersed and absorbed, or
may be drained to a seepage pit or dispersion trench from which it overflows into or is absorbed by the
surrounding soil. However it is to be ensured that under no circumstances should effluent from a septic
tank be allowed into an open channel drain or body of water without adequate treatment*.
*Management of sullage has been covered separately in “Liquid Waste Management” section of these
guidelines
Septic tank should be located at a place open to sky, as far away as possible from the exterior of the
wall of building and should not be located in swampy areas or areas prone to flooding. It should also be
accessible for cleaning.
• The pipes should be laid, as far as possible, in straight lines in both vertical and horizontal planes;
however, where bends are unavoidable, they should be long radius bends with cleaning eyes
• At junctions of pipes in manholes, direction of flow from a branch connection should not make an
angle exceeding 45 degree with the direction of flow in the main pipe
• The floor of the tank needs to be water tight and of adequate strength to resist earth movement and
to support the weight of the tank, walls and contents. The floor should be provided with a minimum
slope of 1: 10, towards the sludge outlet to facilitate desludging
Note: For detailed design parameters of the septic tanks please refer to “Indian Standard Code of
Practice for Installation of Septic Tanks Part i Design Criteria and Construction (Second Revision)”
• The sewerage system should be complete and ready for operation before connection is made to the
building
• The tank should be filled with water to its outlet level before the sewerage is let into the tank. It
should, preferably, be seeded with small quantities of well digested sludge obtained from septic
tanks or sludge digestion tanks
• In the absence of digested sludge a small quantity of decaying organic matter, such as digested cow
dung may be introduced.
Sludge Withdrawal
• Normally, the tanks need to be cleaned when the sum of the depth of the scum and the sludge is
observed to exceed half the depth of the tank
• A portion of sludge not less than 25 mm in depth should be left behind in the tank bottom which acts
as the seeding material for the fresh deposits
The septic tank needs to be checked if there are signs that it is not working properly.
• The sewage in the toilet or the liquid waste from other fixtures flows away very slowly
• The grass around the tank is very green and growing well.
These signs may indicate problems with the drain. Therefore, these drains will need to be checked at the
same time as the septic tanks are checked.
As “Kayakalp” Scheme is inclined towards ensuring cleanliness and hygiene in health facilities it becomes
imperative for them to manage the waste generated in an appropriate manner which ensures that facilities
are clean and free from any risk which may arise due to improper waste management.
Health facilities needs to streamline and standardise the entire activities required to manage waste
right from its inception to its final disposal. This includes collection, transport, treatment and disposal
of waste together with monitoring and regulation. It also encompasses the legal and regulatory framework
that relates to waste management.
This section of these guidelines encompasses all the requirements which hospitals need to meet for
proper management of bio medical and general waste in the hospital. These requirements are subdivided
into following sections:
• Implementation of BMW Rules, 2016 & 2018 (Amendment)
• Segregation, Collection and Transportation of BMW
• Sharp Management
• Storage of Bio Medical Waste
• Disposal of Bio Medical Waste
• Management of Hazardous Waste
• Solid General Waste Management
• Liquid Waste Management
• Equipment and Supplies for BMW Management
• Statutory Compliances
IMPLEMENTATION OF BIO MEDICAL WASTE RULES, 2016 & 2018 (Amendment)
BMW management rules were revised through a gazette notification by the Central Government in 2016
& 2018 (Amendment) and it has become mandatory for health facilities to manage bio medical waste
generated from the health facilities as per the new rules.
The bio medical waste as defined by the BMW Rules, 2016 is any waste which is generated during the
activities of diagnosis, treatment and immunisation of human beings or any research activities pertaining
thereto or in the production or testing of biological or in the health camps.
For implementation of the BMW Rules, 2016 & 2018 (Amendment) the health facilities need to be aware
of the key changes that are incorporated in the BMW Rules vis-a-vis BMW Rules, 1998. The health facilities
need to ensure that it has a copy of new BMW Rules for ready reference and as a guiding document for
BMW management.
For implementation of the BMW Rules 2016 & 2018 (Amendment) the health facilities needs to ensure
the following:
Red Contaminated Waste Red colour non chlorinated plastic bags and
Category (Recyclable) containers
White Waste Sharps including White colour puncture proof, leak proof, tamper
Category metals proof containers
COLLECTION OF WASTE
GENERAL REQUIREMENTS
• All the bags used for waste collection need to be sealed once they are full to 3/4th of their capacity
and transported to the central waste storage area or interim storage areas
• Collection of the waste needs to be done in closed covered containers which are sturdy preferably
wheelbarrows
• Collection time needs to be fixed and size of the bins need to be appropriate to the quantity of waste
produced in each area of the healthcare facility
• General waste should not be collected at the same time or in the same trolley as infectious or other
hazardous wastes
• A sharp pit should be constructed within the hospital premises to dispose of the sharp waste
generated from the facility
• Sharp pit should be a 1mt×1mt×1mt concrete lined protected pit with a cemented lid
• Disposal of the sharp containers need to be done by discarding the containers in entirety into the
sharp pits
• Encapsulation of the waste sharp for prevention of reuse may be done with use of binding material
like cement or clay. The filled needle containers can be placed in the sharp pits up to 3/4th of the
capacity of the pit. An immobilising material such as cement or clay is added to the pit. Once dry, the
sharp pit is sealed. Another sharp pit is created for further use.
Please refer to Annexure IV: Disposal and Treatment Option of Bio Medical Waste as per Schedule I of
BMW Rules, 2016 & 2018 (Amendment)
HANDLING OF GLASSWARE
All the glassware generated from the hospital including broken glasses, medicine vials, contaminated
glass, ampules (except that of attenuated vaccines), are covered under the Blue Category of BMW waste
as per BMW Rules, 2016 & 2018 (Amendment). The blue category also includes all the metallic body
implants being used in the hospital.
Steps of Handling
• The glassware waste generated from the hospital needs to be first pre-treated in the hospital before
handing it over to the CBMWTF or disposing in the sharp pits. Pre-treatment of the waste is carried
out by immersing the waste in the 1% chlorine solution (having 30% residual chlorine) for at least
20 minutes or by use of autoclave meeting the specifications as specified in Schedule II of BMW
Rules, 2016 & 2018 (Amendment). Hypochlorite must be prepared fresh before immersion
All the glassware needs to be collected and stored in Puncture proof and leak proof boxes or containers
with blue coloured marking ( 2018 Amendment)
• These boxes are handed over to the CBMWTF for final treatment and disposal.
SHARP MANAGEMENT
• Proper management of sharp waste generated from the hospital needs to be carried out in order to
prevent the risk associated with inappropriate handling of the sharps like blades, needles, scalpels
etc. Sharp waste generated from the hospital poses an immediate risk of needle stick injuries to
waste generator or waste handlers. Safe handling and disposal of needles and other sharps should be
part of overall strategy to protect staff, patients and visitors from exposure to blood-borne pathogens
• Sharp waste generated from the hospital comprises of needles, syringes, scalpels, blades, glass items
and metals that may cause puncture and cuts. These include both used and unused sharps
Post exposure prophylaxis (PEP) refers to the comprehensive management given to minimise the risk
following exposure to blood borne pathogens (HIV, HBV and HCV). This includes:
• First aid
For skin - If the skin is broken, after a needle-stick or sharp instrument: immediately wash the wound
and surrounding skin with water and soap, and rinse. Do not scrub. Do not use antiseptics or skin washes
(bleach, chlorine, alcohol, betadine).
For Mouth
• Spit fluid out immediately
• Rinse mouth thoroughly, using water or saline and spit again. Repeat this process several times
• Do not use soap or disinfectant in the mouth
• Consult the designated physician of the institution for management of the exposure immediately.
A designated doctor in the health facility should assess the staff exposed for the risk of HIV or HBV
transmission after the accidental exposure as defined above. This evaluation should be made rapidly,
so as to start any treatment as soon as possible after the accident (ideally within two hours but certainly
within 24 hours).
This assessment should be made thoroughly (because not every accidental exposure requires prophylactic
treatment).
The first dose of PEP should be administered within the first few hours for HIV exposure and 24 hours for
Hep B exposure. PEP taken after 72 hours may be less effective hence the risk must be evaluated as soon
as possible. If the risk is insignificant, PEP could be discontinued, if already commenced.
PEP needs to be started as soon as possible (within hours) after the exposure and within 72 hours. PEP is
not effective when given more than 72 hours after exposure. A baseline rapid HIV testing needs to be done
before starting PEP. Initiation of PEP where indicated should not be delayed while waiting for the results
of HIV testing of the source of exposure.
Informed consent needs to be obtained before testing of the source as per national HIV testing guidelines.
Mercury exists in three forms i.e. elemental, inorganic and organic form. Elemental mercury vapours are
colourless and odourless and very toxic when inhaled. Mercury is a potent neurotoxin. It persists in the
environment for a long time, and it is extremely toxic in small amounts. Exposure to mercury impacts the
central and peripheral nervous system and it can damage the brain, spinal cord, kidneys, eyes and liver.
Also, mercury can easily cross the placenta, passing from mother to unborn child, where it can impact
neurological development of the foetus.
In HCFs, exposure to mercury can occur through inhalation, ingestion, or skin contact and vary according
to the metal speciation.
Though the release of mercury in the environment can happen in many ways like spillage, burning of
medical waste mixed with mercury or disposal of mercury based residual dental amalgams without any
pre-treatment. In health facilities, the main cause of release of mercury in the environment is due to spillage
which may occur due to breakage of instruments and equipment having mercury like thermometers,
sphygmomanometers, oesophageal dilators with mercury weight, feeding tubes, gastro intestinal tubes
etc. or through release of mercury from dental amalgam kit.
Hospitals need to ensure that any spill of mercury is safely managed in order to protect the environment
and staff from the adverse effect of mercury exposure.
• Ensure that all patients, people and staff are moved away from the mercury spill area
• Heaters and air conditioners which are in heating mode should be turned off to minimise volatisation
of the mercury spill
• Any ventilation system that would spread mercury vapour to other sensitive areas should be closed
• Precaution should be taken not to handle mercury spills/broken equipment with bare hands and
appropriate personal protective equipment (rubber gloves, goggles, face shields and clothing) should
be used
‘Mercury Spill Kits’ are essential for management of mercury spills. Mercury spillage collection kits
should be kept at all suitable places in HCFs to allow rapid access to use the same in the event of mercury
spillages.
All the staff especially housekeeping staff should be trained in Mercury Spill Kit management to prevent
further exposures.
The Mercury Spill Kit should be maintained in marked boxes or portable containers. The component of
the Mercury Spill Kit is as follows:
Personal protective equipment (PPE): Rubber or nitrile gloves, safety goggles or protective eyewear,
respiratory protection, face mask (designed particularly for mercury) or if no specialty masks
are available, a face mask with a 0.3 micron HEPA, coveralls apron, and other protective clothing,
disposable shoe covers
Air-tight, sealable plastic bags (small and large sizes, thickness 40 to 150 microns)
Small, air-tight, rigid plastic container or glass bottle half filled with water or vapour suppression
agent for collecting elemental mercury
Air-tight, puncture-resistant, rigid plastic or steel jar or container with a wide opening for collecting
mercury-contaminated broken glass
Plastic tray
Tools required for removing mercury
o Flashlight (electric torch) to locate shiny mercury beads
o Plastic-coated playing cards or thin pieces of plastic to push mercury beads into a plastic scoop
or pan; if these are not available use index cards, pieces of cardboard, or stiff paper
o Small plastic scoop or plastic dust pan to catch the mercury beads
o Tweezers to remove small broken glass pieces
o Eyedropper or syringe (without needle) to draw up large mercury beads
o Duct tape or sticky tape to pick up tiny mercury droplets.
Vapour suppression agents
o Sulphur powder (available from pharmacies) to absorb mercury by forming mercuric sulphide
(or zinc/copper flakes to absorb mercury by forming amalgams)
Whenever a spill kit is used, the staff involved in the clean-up should ensure that the contents are
replenished as soon as possible.
As far as possible, keep people who are not involved in the clean-up away from spill area to limit exposures
and to prevent the spread of contamination
In order to prevent breathing of mercury vapour, wear a protective face mask as suggested in the
component of the spill kit.
Remove Jewellery
Remove all jewellery from hands and wrists so that the mercury cannot combine (amalgamate) with the
precious metals.
Wear gloves
Put on rubber or latex gloves. If there are any broken pieces of glass or sharp objects, pick them up with
care. Place all broken objects on a paper towel, fold the paper towel and place in a puncture proof plastic
bag or container provided with lid. Secure the plastic bag/container and label it as containing items
contaminated with mercury.
Locate all mercury beads and look for mercury in any surface cracks or in hard-to-reach areas of the floor.
Check a wide area beyond the spill. Use a flashlight to locate additional glistening beads of mercury that
may be sticking to the surface or in small cracked areas. Cardboard sheets should be ‘used to push the
spilled beads of mercury together’
A syringe (without needle) shall be used to suck the beads of mercury. Collected mercury needs to be
placed slowly and carefully into an unbreakable plastic container/glass bottle with an airtight lid half
filled with water.
After removing larger beads, use sticky tape to collect smaller hard-to-see beads. Place the sticky tape in
a puncture proof plastic bag and secure properly.
Place all the materials used during the clean-up, including gloves, mercury spills collected from the spill
area into a leak-proof plastic bag or container with lid and seal properly and label as per these guidelines.
Such collected waste should be stored in a designated area only.
Cleaning of the floor surfaces contaminated with mercury and cleaning of room surfaces
Sprinkle sulphur or zinc powder over the area which will quickly bind any remaining mercury. In case,
zinc powder is used, moisten the powder with water after it is sprinkled and use a paper towel to rub it
into cracks in the flooring. Use the cardboard and then dampened paper towels to pick up the powder and
bound mercury. Place all towels and cardboard in a plastic bag and seal all the bags that were used and
store in a designated area.
All the mercury spill surfaces should be decontaminated with 10% sodium thiosulfate solution. Keep a
window open to ventilate after the clean-up. After ensuring all the mercury has been removed, resume
normal vacuuming and utilise the cleaned area for routine operation.
Labelling
All the bags or containers containing items contaminated with mercury should be marked properly and
labelled with following details: “Hazardous Waste, Handle with Care”, date of storage/generation, name
and address of the hospital along with the contact number.
Storage
Following points should be considered for storage of mercury bearing waste within the HCFs:
The storage room should be provided with Mercury Spill Kit provision, proper ventilation (preferably
with exhaust fan). The storage room needs to have smooth tiled floor with adequate slope, and lighting
arrangement.
Disposal
Collected mercury waste should be handed over to the CBMWTF or the identified agency of the CPCB.
For all hospitals which are using radioactive isotopes for diagnostic and therapeutic applications, safe
disposal of radioactive waste is a vital component of the overall management of hospital waste. An
important objective in radioactive waste management is to ensure that the radiation exposure to an
individual (public, radiation worker, Patient) and the environment does not exceed the prescribed safe
limits. Disposal of radioactive waste in public domain is undertaken in accordance with the Atomic
Energy (Safe Disposal of Radioactive Waste) Rules of 1987 promulgated by the Indian Central
Government Atomic Energy Act 1962.
Hospitals that envisage the use of radioactive isotopes need to ensure that the structural and functional
parameters are met in order to keep the environmental radiation levels and personal radiation exposure
of workers and public within the permissible limits.
Hospitals that do not use the radioactive isotopes, needs to ensure that:
• The radiographic developer used in the processing of X-ray films in the radiology department of the
hospitals is not discharged in the municipal drain
• The silver X-ray film developing fluid is an income source for the hospital. It can be sent to authorised
recyclers for resource recovery
• The radiological waste generated due to decommissioning or condemnation of the X-ray machines,
OPG or C Arms needs to be handled as per the Atomic Energy (Safe Disposal of Radioactive Wastes)
Rules, 1987.
• All disinfectants and lab reagents used in the hospital, need to be disposed off as per the manufacturer’s
instructions
• It is to be ensured that such disinfectants and reagents are not directly disposed off in municipal
drains
• All such waste needs to be pre-treated in the facility as per the manufacturer’s instructions before
disposing of the same in the municipal drains. Neutralisation of chemical should be done before
disposal.
Hospitals need to ensure that the solid general waste generated from the facility is handled as per the
Solid Waste Management Rules, 2016.
The solid general waste generated from the health facilities needs to be segregated into bio-degradable
and non-biodegradable waste (recyclable waste).
VERMI COMPOSTING
In this method, few species of earthworms (Eudrilus eugeniae or Eisenia foetida and Perionyx excavates)
are added to the compost. These help to break the waste and the added excreta of the worms makes the
compost very rich in nutrients.
• Preferably the pit should be lined with granite or brick to prevent nitrite pollution of the subsoil
water
• Each time when organic matter is added to the pit, it should be covered with a layer of dried leaves
or a thin layer of soil which allows air to enter the pit
• Infectious liquid waste generated from the hospital like blood, body fluids, secretions, discarded
samples etc. needs to be disinfected by the use of 1%-2% hypochlorite solution with a minimum
contact time of 30 minutes before final disposal
• Housekeeping material used in the hospital needs to be diluted with ample amount of water before
discharging the same into municipal drains
• Disinfectants and laboratory reagents used in the hospital need to be treated and disposed of as per
the manufacturer’s guidelines
• All the liquid waste generated from the hospital needs to be appropriately treated in-house before
disposing off the same into the municipal drains
• It is recommended that District Hospital level facilities should treat the liquid waste generated
through dedicated Effluent Treatment System if sewage treatment facilities are not provided by
municipal agencies. For smaller facilities such as CHC and PHC onsite disinfection of liquid waste can
be done through local Liquid Waste Disinfection set-up.
All the liquid waste discharge from the hospital should be tested at regular intervals for conforming to the
permissible limit of various parameters as listed in Schedule II of BMW Rules, 2016 & 2018 Amendment).
The testing of the discharge liquid should be done from the exit point of discharge. The standards of
permissible limit of different parameters are listed below:
Sullage i.e. liquid waste generated from sanitation, bathroom and kitchen which does not contain urine or
excreta needs to be scientifically managed by the hospital.
The plumbing and drainage system should be connected to the municipal system and should have gradient
which ensures that no waste water gets stagnated which may lead to breeding of pests and flies.
Hospitals, which do not have connectivity to municipal drainage system, need to ensure that sullage is
collected in a soakage pit.
SOAKAGE PIT
Soakage pits are based on the principle that the effluent gets treated as it passes through the surrounding
soil before entering the ground water table or other water body.
Soakage pit is a covered, porous-walled chamber that allows water to slowly soak into the ground
Figure 30: Typical illustration of the soakage pit (IS 2470: Part 2:1985)
DRAINAGE SYSTEM
Hospitals need to ensure that the drainage system is planned in a way that the liquid waste generated from
the hospital does not become stagnant and the surface drainage has proper connectivity with municipal
drainage system with gradients which ease the runoff water during rains.
For new hospitals under construction, it is recommended that departments generating liquid waste like
laboratory, OT, blood banks, laundry etc. have a separate plumbing and drainage system for collection of
liquid waste generated from these departments which leads to the Effluent Treatment System installed
in the hospital.
STATUTORY COMPLIANCES
AUTHORISATION
• As per BMW Rules, 2016 it is mandatory for every hospital to have valid authorisation from the State
Pollution Control Board for the activities being carried out for BMW management
• Each hospital needs to apply to the CPCB/SPCB or Pollution Control Board office for authorisation of
the activities being carried out by the hospital in relation to BMW management
• Every facility needs to send an application to the Pollution Control Board office in Form II as per
BMW Rules, 2016 & 2018 Amendment for seeking authorisation for all activities being carried out
by the hospital for BMW handling.
Besides having a valid authorisation under BMW Rules, 2016 & 2018 (Amendment), hospitals also need
to ensure that following requirements are also fulfilled:
• It is mandatory for every health facility to report to Pollution Control Board office, any major accident
that may occur while handling BMW
• Major accidents include but are not limited to the following:
o Toppling of the truck carrying bio-medical waste
o Fire Hazard, blasts, flooding or erosion of the deep burial pit etc.
• The accident reporting along with remedial actions taken by the facility need to be done within 24
hours of accident in writing on the prescribed FORM I as per BMW Rules, 2016 & 2018 (Amendment)
• Hospitals also need to submit details of total number of accidents occurred, both major and minor,
along with the number of persons affected, remedial actions taken and number of fatalities, along
with the annual report to Pollution Control Board office.
MONITORING AND REVIEW
Every hospital should ensure that there is a system of monitoring and review of the activities related to
the handling of BMW management. The monitoring and review of BMW activities needs to be taken up by
an existing Infection Control & Cleanliness Committee at facility level.
• Improve and streamline BMW management systems for proper implementation of BMW Management
Rules 2016 & 2018 (Amendment)
• Formulate and ensure implementation of the responsibilities of various categories of the staff
involved in the generation, collection, transportation, treatment and disposal of wastes
• Monitor BMW handling practices in the organisation
• Ensure periodic training of all categories of staff involved in generating and transporting waste
• Maintenance of all records related to BMW handling as per BMW Rules 2016 & 2018 (Amendment)
• Submission of reports to prescribing authority like accident reporting & annual reporting to SPCB
• To update and maintain valid authorisation from CPCB/SPCB or District Office of Pollution Control
Board
• To have a valid agreement with CBMWTF
• To take appropriate remedial actions in the event of any accident
Hospitals need to ensure that the Committee should meet at least once in six months or in the event of an
accident.
All the minutes of the meetings of this Committee are to be forwarded along with the Annual Report to the
prescribing authority i.e. CPCB/SPCB or District Pollution Control Board office.
MAINTENANCE OF RECORDS
Hospitals need to maintain the following records for proving compliance to BMW Rules, 2016 & 2018
(Amendment):
Infection control is one of the most important themes under the “Kayakalp” Scheme. Clean and hygienic
environment in the health facility not only leads to a better perception of the visitors towards the facility
but also enables HCF to have an environment which reduce the Hospital Acquired Infection (HAI).
Healthcare-associated infections, or “nosocomial” and “hospital” infections, affect patients in a hospital or
other healthcare facilities, and are not present or incubating at the time of admission. They also include
infections acquired by patients in the hospital or facility but appearing after discharge, and occupational
infections among staff.
As per World Health Organization (WHO), out of every 100 hospitalised patients at any given time, seven
in developed and 10 in developing countries will acquire at least one healthcare-associated infection.
Nosocomial (hospital acquired) infections are a significant problem throughout the world and are
increasing. People receiving health and medical care, in any health facility, are at risk of becoming infected
unless precautions are taken to prevent infection.
As is the case for many other patient safety issues, healthcare-associated infections create additional
suffering and come at a high cost for patients and their families. Infections prolong hospital stays, create
long-term disability, increase resistance to antimicrobials, represent a massive additional financial burden
for health systems, generate high costs for patients and their family, and cause unnecessary deaths.
HAIs can be prevented by having a robust Infection Control Programme in the hospital which not only
covers general cleaning and sanitation of the hospital but also focuses on infection control measures
taken by the hospital, monitoring of infection-related practices related to instruments and equipment,
isolation practices and by surveillance of infection control activities and rates.
Most of these infections can be prevented by readily available, relatively inexpensive strategies by:
• adhering to recommended infection prevention practices, especially hand hygiene and use of PPEs
• paying attention to well-established processes for decontamination, cleaning of soiled instruments
and items, sterilisation or high-level disinfection
• improving environment control in operating rooms and other high-risk areas
• following proper isolation and barrier nursing techniques
• monitoring of infection control activities, HAI and taking appropriate corrective and preventive
actions.
This chapter will deal with various infection control practices that will assist healthcare workers and
hospital supervisors, managers and administrators understand the basic principles of infection prevention
and recommended processes and practices as per the requirement of the “Kayakalp” Scheme.
Additional precautions are needed to control transmission based infections. These additional precautions
are:
• Airborne Precautions
• Droplet Precautions, and
• Contact Precaution
Airborne Precaution
These precautions are designed to reduce the transmission of diseases spread by the airborne route.
Airborne transmission occurs when droplet nuclei (evaporated droplets) <5 micron in size are
disseminated in the air. These particles can remain suspended in the air for long periods of time, especially
when bound on dust particles. Tuberculosis, measles, chicken pox, pneumonia are some examples which
can spread through this mode.
Droplets transmission occurs when there is an adequate contact between the mucous membrane of
nose and mouth or conjunctivae of a susceptible person and large particle droplets (>5 microns). These
droplets are usually transmitted during coughing, sneezing, talking or during procedure like tracheal
suctioning. Diseases which may spread through this mode are diphtheria, influenza type B, meningitis,
pneumonia, pertussis etc.
Diseases which are transmitted by this route include colonisation or infection with multiple antibiotic
resistant organisms, enteric infections and skin infections.
Practicing hand hygiene is a simple yet effective way to prevent the spread of infections. Failure to perform
appropriate hand hygiene is considered to be the leading cause of nosocomial infections and the spread
of multi-resistant micro-organisms, and has been recognised as a significant contributor to infection
outbreaks. Hand hygiene is therefore the most important universal precaution to avoid the transmission
of harmful germs and prevent healthcare-associated infections.
Any healthcare worker, caregiver or person involved in direct or indirect patient care needs to adhere to
proper hand hygiene practices and should be able to perform it correctly and at the right time.
*If (ABHR) is not available wash hands with soap and water only
All clinical areas in the hospital including consultation chambers, nursing stations, phlebotomy centres
and critical care areas along with other relevant areas like wash rooms should have:
Each healthcare worker should perform the hand hygiene as per following moments:
To protect the patient against colonisation and, in some cases, against exogenous infection, by harmful
germs carried on your hands. Therefore, it is essential to clean hands before touching a patient when
approaching him/her.
This is essential to protect the patient against infection with harmful germs, including his/her own germs,
entering his/her body. It implies that the hands should be cleaned immediately before accessing a critical
site with infectious risk for the patient (e.g. a mucous membrane, non-intact skin, an invasive medical
device)*
• brushing the patient’s teeth, instilling eye drops, performing a digital vaginal or rectal examination,
examining mouth, nose, and ear with or without an instrument, inserting a suctioning mucous
• dressing a wound with or without instrument, applying ointment on vesicle, making a percutaneous
injection/puncture
• inserting an invasive medical device (nasal cannula, nasogastric tube, endotracheal tube, urinary
probe, percutaneous catheter, drainage)
• disrupting/opening any circuit of an invasive medical device (for food, medication, draining,
suctioning, monitoring purposes)
• preparing food, medications, pharmaceutical products, sterile material.
This is required to protect the service provider from colonisation or infection with patient’s harmful
germs and to protect the healthcare environment from germ spread. Hands should be cleaned as soon as
the task involving an exposure risk to body fluids has ended.
• when the contact with a mucous membrane and with non-intact skin ends
• after a percutaneous injection or puncture; after inserting an invasive medical device (vascular
access, catheter, tube, drain, etc.); after disrupting and opening an invasive circuit
• after removing an invasive medical device
• after removing any form of material offering protection (napkin, dressing, gauze, sanitary towel, etc.)
• after handling a sample containing organic matter, after clearing excreta and any other body fluid,
after cleaning any contaminated surface and soiled material (soiled bed linen, dentures, instruments,
urinal, bedpan, lavatories, etc.)
MOMENT 4: AFTER TOUCHING A PATIENT
This is required to protect oneself from colonisation with patient germs and to protect the healthcare
environment from germ spread. The principle is to clean hands after leaving patients side, after having
touched the patient.
To protect the service providers from colonisation with patient germs that may be present on surfaces/
objects in patient surroundings and to protect the healthcare environment against germ spread. The
hands should be cleaned after touching any object or furniture when leaving the patient surroundings,
without having touched the patient.
• after an activity involving physical contact with the patients immediate environment: changing bed
linen with the patient out of the bed, holding a bed trail, clearing a bedside table
• after a care activity: adjusting perfusion speed, clearing a monitoring alarm
• after other contacts with surfaces or inanimate objects (note – ideally try to avoid these unnecessary
activities): leaning against a bed, leaning against a night table/bedside table.
1 Before Patient When: Clean your hands before touching a patient when approaching him/her
Why: To protect the patient against harmful germs carried on your hands
Contact
Example: Shaking hands, helping a patient to move around, clinical examination
2Before When: Clean your hands immediately before performing a clean/aseptic procedure
Performing Clean/ Why: To protect the patients from harmful germs, including patients’ own, from
Aseptic Procedure entering his/her body
Example: Oral/dental care, secretion aspiration, wound dressing, catheter insertion,
preparation of food and medications
3After Body Fluid When: Clean your hands immediately after an exposure risk to body fluids and after
glove removal
Exposure Risk
Why: To protect yourself and healthcare environment from harmful patient germs
Example: Oral/dental care, secretion aspiration, drawing and manipulating blood,
cleaning up of urine, faeces, handling of waste
4After Touching When: Clean your hands after touching a patient and his/her immediate
surroundings, when leaving the patient’s side
a Patient
Why: To protect yourself and healthcare environment from harmful patient germs
Examples: Shaking hands, helping a patient to move around, clinical examination
5 After When: Clean your hands after touching any object or furniture in the patient’s
immediate surroundings when leaving – even if the patient has not been touched
Touching Patient
Surroundings Why: To protect yourself and healthcare environment from harmful patient germs
Example: Changing linen, perfusion speed adjustment
HANDWASHING TECHNIQUE
World Health Organization (WHO) recommends six main steps of hand washing both through use of soap
and water hand wash and also by use of alcohol-based hand rub. Both these techniques of hand washing
are depicted in following educational posters:
Note important points to keep in mind when using an alcohol-based hand rub:
• Dry the solution by rubbing the hands following the steps shown above
• The solution should remain wet on the hands for at least 20-30 seconds for adequate disinfection.
Note:
Nails should be cut and hands should be without jewellery for best results
Surgical hand hygiene is standard care prior to any surgical procedure. Surgical hand preparation reduces
the release of skin bacteria from the hands of the surgical team, for the duration of the procedure, in
case of an unnoticed puncture of the surgical glove releasing bacteria to the open wound. In contrast to
the hygienic hand wash or hand rub, surgical hand preparation eliminates the transient and reduces the
resident flora. It also inhibits growth of bacteria under the gloved hand.
Key steps
• Keep nails short and pay attention to them when washing your hands – most microbes on hands
come from beneath the fingernails
• Do not wear artificial nails or nail polish
• Remove all jewellery (rings, watches, bracelets) before entering the operating theatre
• Wash hands and arms with a non-medicated soap before entering the operating theatre area or if
hands are visibly soiled
• Clean subungual areas with a nail file. Nailbrushes should not be used as they may damage the skin
and encourage shedding of cells.
Procedural steps
• Start timing
• Scrub each side of each finger, between the fingers, and the back and front of the hand for two
minutes
• Proceed to scrub the arms, keeping the hand higher than the arm at all times. This helps to avoid
recontamination of the hands by water from the elbows and prevents bacteria-laden soap and
water from contaminating the hands
• Wash each side of the arm from wrist to the elbow for one minute
• Repeat the process on the other hand and arm, keeping hands above elbows at all times. If the hand
touches anything at any time, the scrub should be lengthened by one minute for the area that has
been contaminated
• Rinse hands and arms by passing them through the water in one direction only, from fingertips to
elbow. Do not move the arm back and forth through the water.
• Proceed to the operating theatre holding hands above elbows
• At all times during the scrub procedure, care should be taken not to splash water onto surgical
attire
• Once in the operating theatre, hands and arms should be dried using a sterile towel and aseptic
technique before donning gown and use alcohol hand rub and allow hands and forearms to dry
before donning sterile gloves.
PROTOCOL FOR SURGICAL RUB USING ALCOHOL-BASED HAND RUB
The WHO approach for surgical hand preparation requires six basic steps for the hands as for hygienic
hand antisepsis, but requires additional steps for rubbing the forearms. The steps of surgical hand rub are
depicted in the following figure:
• Do not wear artificial fingernails or extenders when having direct contact with patients
• Keep natural nails short (tips less than 0.5 cm long or approximately ¼ inch)
• Remove rings, watches, and bracelets before beginning the surgical hand scrub
• Remove debris from underneath fingernails using a nail cleaner under running water
• Surgical hand antisepsis using either an antimicrobial soap or an (ABHR) with persistent activity is
recommended before donning sterile gloves when performing surgical procedures
• When performing surgical hand antisepsis using an antimicrobial soap, scrub hands and forearms
for the length of time recommended by the manufacturer, usually 2-6 minutes. Long scrub times (e.g.,
10 minutes) are not necessary
• When using an alcohol-based surgical hand scrub product with persistent activity, follow the
manufacturer’s instructions. Before applying the alcohol solution, prewash hands and forearms with
a non-antimicrobial soap and dry hands and forearms completely. After application of the alcohol-
based product as recommended, allow hands and forearms to dry thoroughly before donning sterile
gloves.
PERSONAL PROTECTIVE EQUIPMENTS
PPE as defined by Occupational Safety and Health Administration (OSHA, a US Government agency) are
“specialised clothing or equipment, worn by an employee for protection against infectious materials.
In healthcare setting PPEs refers to a variety of barriers used alone or in combination to protect mucous
membranes, airways, skin and clothing from contact with infectious agents and from chemical agents.
Using PPE provides a physical barrier between micro-organisms and the wearer. It offers protection by
helping to prevent micro-organisms from contaminating hands, eyes, clothing, hair and shoes; and being
transmitted to other patients and staff.
EXAMPLES OF PPE
• Gloves
• Face masks
• Aprons
• Gowns
• Eye wear
• Boots
• Shoe cover
• Caps/Hair cover
• Eye protection wherever required
• Healthcare workers who provide direct care to patients and who work in situations where they may
have contact with blood, body fluids, excretions or secretions
• Support staff including medical aides, cleaners, and laundry staff in situations where they may have
contact with blood, body fluids, secretions and excretions
• Laboratory staff, who handle patient specimens
• Waste handlers
• Family members who provide care to patients and are in a situation where they may have contact
with blood, body fluids, secretions and excretions.
ADDITIONAL REQUIREMENTS FOR PPE
• Administration of the HCF should ensure that adequate number and good quality of PPE are available
to the staff at the point of use and are readily accessible
• The PPE are stored in a clean/dry area to prevent contamination until required for use
• Used PPE are disposed off as per the BMW Rules, 2016
• PPE should be chosen according to the risk of exposure. The healthcare workers should assess
whether they are at risk of exposure to blood, body fluids, excretions or secretions and choose their
items of PPE according to this risk
• Avoid any contact between contaminated (used) PPE and surfaces, clothing or people outside the
patient care area
• Discard the used PPE in appropriate disposal bags, and dispose off as per BMW Rules, 2016
• Do not share personal protective equipment
• Change PPE completely and thoroughly and wash hands each time one leaves a patient to attend to
another patient or another duty.
GLOVE USE
Gloves are the most common type of PPE used in healthcare settings. Use of gloves helps to:
• Reduce the risk of contaminating HCWs hands with blood and other body fluids
• Reduce the risk of germ dissemination to the environment and of transmission from the HCWs to the
patient and vice versa, as well as from one patient to another.
TYPE AND SELECTION OF GLOVES
• Wear gloves (clean, non-sterile) when touching blood, body fluids, secretions, excretions or mucous
membranes
• Change gloves between contacts with different patients
• Change gloves between tasks/procedures on the same patient to prevent cross-contamination
between different body sites
• Remove gloves immediately after use and before attending to another patient
• Wash hands immediately after removing gloves
• Use a plain soap, antimicrobial agent or waterless antiseptic agent
• Disposable gloves should not be reused but should be disposed of according to BMW Rules, 2016
DOs AND DON’TS OF GLOVE USE
DOs
• Do wear the correct size glove, particularly surgical gloves. A poorly fitting glove can limit your ability
to perform the task and may be damaged (torn or cut) more easily
• Do work from clean to dirty side i.e. touch the clean body sites or surfaces before touching the dirty
or contaminated area
• Do change the gloves if torn or highly contaminated (even during use on same patient. Change the
gloves after each patient use
• Do keep fingernails trimmed moderately short (less than 3 mm or 1/8 inch beyond the finger tip) to
reduce the risk of tears
• Do pull gloves up over cuffs of gown (if worn) to protect the wrists
• Do use water-soluble (non-fat-containing) hand lotions and moisturisers often to prevent hands
from drying, cracking and chapping due to frequent hand washing and gloving.
USE OF GOWNS
Gowns made of impervious material are worn to protect the wearer’s clothing/uniform from possible
contamination with micro-organisms and exposure to blood, body fluids, secretions and excretions.
The gown is to be used only once for one patient and discarded or sent for laundering. Healthcare workers
should remove gowns before leaving the unit.
Gowns need to be clean and non-sterile. The gown should be impervious and water repellent. It should be
long enough to cover the clothing of the wearer and should have long sleeves and high neck. Disposable
gowns are preferable. If they are not available, terycot (50% cotton and 50% polyester) reusable gowns
can be used with a plastic apron underneath.
Selection of gowns and aprons as a PPE depends on the type of exposure and potential risk associated
with the procedure or the work area with which they are associated. The aprons and gowns are meant to
provide protection from the potential splash of blood and other infectious secretions.
In the Indian healthcare scenario, aprons are used as general attire for the healthcare worker especially
doctors.
Aprons are used as PPE to protect the wearer and the uniform from contact with the contaminated body
fluids.
Plastic aprons can be used over the gown when caring for patients where possible splashes with blood
and body substances may occur.
USE OF CAPS
Caps are used when splashes of blood and body fluids are expected. Caps protect the hair from aerosols
that may otherwise lodge on the hair and be transferred to other parts of the healthcare worker such as
face or clothing by the hands or onto inanimate objects.
Use of caps also prevents contamination of the patients and other items like food, instruments and
equipment from the hair fall of the healthcare worker.
Caps of appropriate size and which are disposable and are water proof in nature are used.
REMOVAL OF CAPS
Remove by holding inside of the cap lifting it straight off head and folding inside out. Caps should be
discarded as per BMW Rules, 2016.
USE OF MASKS
A surgical mask protects healthcare providers from inhaling respiratory pathogens transmitted by
the droplet route. It prevents the spread of infectious diseases such as varicella (chickenpox) and
meningococcal diseases (meningococcal meningitis).
An N95 mask protects healthcare providers from inhaling respiratory pathogens that are transmitted via
the airborne route like pulmonary TB.
In order to prevent the spread of infection, an appropriate mask should be worn by healthcare providers
and visitors when attending to a patient suffering from a communicable disease that is spread via the
airborne or droplet route.
The patient with a communicable disease spread via the droplet or airborne route should wear a surgical
mask when being transferred to other departments or hospitals.
Disposable masks are for single use only and should be discarded after use. They should not be stored
in bags and re-used, shared or hung around the neck, etc. If a mask is splashed wet, it should be changed
using clean gloves and strict hand washing. Mask is needed to be immediately replaced if it becomes
soiled or damaged.
A surgical mask should be worn in circumstances where there are likely to be splashes of blood, body
fluids, secretions and excretions or when the patient has a communicable disease that is spread via the
droplet route.
An N95 respirator mask needs to be chosen for those circumstances when a patient has a communicable
disease that is spread via the airborne route.
CORRECT METHOD OF WEARING AND REMOVAL OF MASK
• Choose the appropriate mask size
• Perform hand hygiene before putting on a mask
• The mask should fit snugly over the face
• The coloured sides of the mask should face outwards with the metallic strip uppermost
• For the masks without a coloured side, the side with folds should face downwards on the outside and
with the metallic clip uppermost (Image 1)
• For tie-on surgical mask, secure upper tie at the crown of head. Then secure lower tie at the nape
(Image 2)
• For ear-loops type, position the elastic bands around both ears
• Mould the metallic strip over nose bridge so that the mask fits snugly over the face (Image 3)
• Extend the mask to fully cover mouth, nose and chin (Image 4)
• Avoid touching the mask after wearing. Otherwise, perform hand hygiene before and after touching
the mask
• When taking off tie-on surgical mask, unfasten the tie at the nape first; then unfasten the tie at the
crown of head (Image 5)
• For ear-loops type, hold both the ear loops and take off gently from face. Avoid touching the outside
of face mask during taking off as it may be covered with germs
• After taking off the surgical mask, discard and perform hand hygiene.
Protective eyewear/goggles should be worn at all times during patient contact when there is a possibility
that a patient’s body fluids may splash or spray onto the caregiver’s face/eyes (e.g. during throat,
endotracheal and tracheostomy suctioning, removal of in dwelling catheter etc.). The amount of exposure
can be reduced through the use of protective eyewear. Full face shields may also be used to protect the
eyes and mouth of the healthcare worker in such high-risk situations. Ordinary spectacles do not provide
Decontamination and cleaning are two highly effective infection prevention measures that can
minimise the risk of transmission of HAI to healthcare workers or patients. These measures are also
important steps in breaking the infection transmission cycle for patients. Both processes are easy to do
and are inexpensive ways of ensuring that patients and staff are at a lower risk of becoming infected from
contaminated instruments and other inanimate objects.
Decontamination of the environment surfaces after each patient use is done through use of effective
decontaminating agent. The environment area of the patient has to be decontaminated and cleaned after
each patient use. The operating tables, examination tables, dressing tables etc. are to be cleaned through
use of appropriate disinfectant and as per the hospital policy of cleaning and disinfection.
*The cleaning and decontamination of the hospital environment has already been detailed in the
“Sanitation and Hygiene” section of these guidelines.
Transmission of the infection through used equipment and instruments can happen between patients
through use of unsterile or partially sterilised instruments and equipment and also to the staff through
injury from the used instruments. To ensure that the instruments and equipment are safe to use, it is to be
ensured by the health facility that it implements and follows basic processes of cleaning, disinfection and
has a strong policy for reprocessing of the used instruments and equipment.
There are three types of instruments and equipment which are needed to be reprocessed:
• Items that come in contact with the intact skin (stethoscopes) need to be routinely kept free of visible
contamination. These require intermediate to low level disinfection or washing with soap and water
depending on the nature and amount of decontamination
• Medical instruments that pierce human tissue like blades and scalpels should be sterilised between
each patient contact
• Medical instruments that touch but do not penetrate mucous membrane (anaesthesia breathing
circuits, laryngoscope blades, vaginal scapula, flexible fibrotic endoscopes) should ideally be
sterilised; if it is not feasible then they should be reprocessed through high-level disinfection.
Table 17: Splauding’s classification of medical instruments and required level of reprocessing
• Disposable sharps such as needles and blades shall be removed and disposed off in an appropriate
puncture-resistant sharps container at point of use, prior to transportation
• If cleaning cannot be done immediately, the medical equipment/devices should be submerged in
tepid water and/or detergent and enzymatic to prevent organic matter from drying on it
• Gross soil should be removed immediately at point of use if the cleaning process cannot be completed
immediately after use
• Soiled medical equipment/devices should be handled in a manner that reduces the risk of exposure
and/or injury to personnel and clients/patients/residents, or contamination of environmental
surfaces
• Closed carts or covered containers with easily cleanable surfaces need to be used for handling and
transporting soiled medical equipment/devices
• Soiled equipment/devices needs to be transported by direct routes to areas where cleaning will be
done.
CLEANING OF THE INSTRUMENTS
The first step of equipment reprocessing is the thorough cleaning of equipment. Cleaning is of importance
because:
The process for cleaning includes protocols for disassembly, sorting and soaking, physical removal of
organic material, rinsing, drying, physical inspection and wrapping.
DISASSEMBLY
• Sort equipment/devices into groups like products requiring the same processes of sterilisation
• Segregate sharps and/or delicate equipment/devices to prevent injury to personnel and damage to
the equipment/devices
• Soak equipment/devices in a hospital approved instrument soaking solution to prevent drying of
soil, making cleaning easier. Wear appropriate PPE
• Saline should not be used as a soaking solution as it damages some medical equipment/devices
• Detergent-based products, including those containing enzymes, may be used as part of the soaking
process
• Ensure that detergents (including enzymatic detergents) are appropriate to the equipment/device
being cleaned.
PHYSICAL REMOVAL OF ORGANIC MATERIAL
• Completely submerge immiscible items during the cleaning process to minimise aerosolisation of
micro-organisms and assist in cleaning
• Remove gross soil using tools such as brushes and clothes
• Employ manual or mechanical cleaning, such as an ultrasonic cleaning, after gross soil has been
removed
• Ultrasonic cleaners are recommended for medical equipment/devices that can withstand mechanical
cleaning, to achieve the required exposure for cleaning and to reduce potential risk to personnel
• If manual cleaning is performed, physical removal of soil should occur under the water level to
minimise splashing
• Tools used to assist in cleaning, such as brushes, should be cleaned and disinfected after use.
RINSING
Rinsing, following cleaning is necessary as residual detergent may neutralise the disinfectant.
• Rinse all equipment/devices thoroughly after cleaning with water to remove residues which might
react with the disinfectant/sterilant. Avoid use of untreated well and bore well water, use safe
drinking water for this purpose.
• Drying is an important step that prevents dilution of chemical disinfectants which may render them
ineffective and prevents microbial growth
• Follow the manufacturer’s instructions for drying of the equipment/devices
• Equipment/devices may be air-dried or dried by hand with a clean, lint-free towel. Lumens should
be adequately flushed with air to ensure drying
• Dry stainless steel equipment/devices immediately after rinsing to prevent spotting.
INSPECTION
• Visually inspect all equipment/devices once the cleaning process has been completed and prior to
terminal disinfection/sterilisation to ensure cleanliness and integrity of the equipment/devices (e.g.
cracks, defects, adhesive failures)
• Repeat the cleaning on any item that is not clean
• Follow the manufacturer’s guidelines for lubrication
• Do not reassemble equipment/devices prior to disinfection/sterilisation.
Monitoring of the cleaning activities should be done to justify the method and materials for cleaning.
Monitoring should be done by physical observations.
PACKAGING
Packaging is a necessary step before sterilisation of the instruments is carried out by the hospital.
It has to be ensured that packaging for sterilisation needs to be suitable for the sterilisation method
used to ensure that the packaging material can be penetrated by the sterilisation agent (e.g. steam). The
packaging also provides protection during transport and storage. Proper packaging protects the sterilised
goods from micro bacterial recontamination during transport and storage. The packaging units are to be
kept as small as possible.
After sterilisation the packaged material needs to be provided with labels indicating the contents, date of
sterilisation, use-by date, batch number and sterilisation indicator.
Packaging systems should be compatible with the specific sterilisation process for which it is designed
Packaging materials needs to be stored and processed to maintain the qualities required for
sterilisation
Package contents needs to be assembled, handled and wrapped in a manner that provides for an
aseptic presentation of package contents
Paper-plastic pouch packages should be used according to manufacturer’s written instructions
Packages to be sterilised should be labelled
Sterilised packages should be considered sterile until an event occurs to compromise the package
barrier integrity
A chemical indicator/integrator should be placed inside each package and external chemical indicator
affixed outside each package to be processed.
Packaging system of the sterile items should:
DISINFECTION OF INSTRUMENTS
Disinfection is not a sterilising process and should not be used as a convenient substitute for
sterilisation. Thermal disinfection is not appropriate for instruments that will be used in critical
sites and these must be sterile.
Certain products and processes are providing different level of disinfections. They fall into three major
categories:
• Low-level disinfection
• Intermediate level disinfection
• High-level disinfection
LOW-LEVEL DISINFECTION
It kills most bacteria, some viruses and some fungi, but may not be reliable to kill more resistant bacteria
such as M.tuberculosis or bacterial spores.
Inactivates Mycobacterium tuberculosis vegetative bacteria, most viruses and most fungi, but does not
always kill bacteria spores.
Destroy all micro-organisms except some bacterial spores (especially if there is heavy contamination).
This is an alternative to sterilisation when either sterilisation equipment is not available or it is not
feasible to carry out sterilisation.
If an instrument is able to withstand the process of heat and moisture and is not required to be sterile,
then thermal disinfection is appropriate. By using heat and water at temperature that destroys pathogenic,
vegetative agents, this is a very effective method of disinfection.
The level of disinfection depends on the water temperature and the duration of instrument exposed to
this temperature.
Table 18: Minimum surface temperature and time required for thermal disinfection*
90 1
80 10
75 30
70 100
Semi-critical medical equipment/devices suitable for pasteurisation include equipment for respiratory
therapy and anaesthesia. Equipment/devices require thorough cleaning and rinsing prior to pasteurisation.
Advantages of pasteurisation include rapid disinfection cycle and moderate cost of machinery but it has a
major disadvantage that it is hard to validate the effectiveness of the process.
• The process should be monitored with mechanical temperature gauges and timing mechanisms for
each load
• Cycle time of disinfection should be verified manually and recorded for each cycle
• Calibration of pasteurisation equipment should be performed according to the manufacturer’s
recommendations
• Daily cleaning of pasteurising equipment is required to be done.
Following pasteurisation, medical equipment/devices need to be handled in a manner that prevents
contamination. Equipment/devices need to be transported directly from the pasteuriser to a clean area
for drying, assembly and packaging.
• Temperature
• Contact time
• Concentration and pH
• Presence of organic or inorganic matter
• Resistance of the initial bioburden on a surface.
Glutaraldehyde is recommended to use, as it is the most appropriate chemical disinfectant to provide HLD.
The following steps should be taken:
• First and foremost requirement is to clean the contaminated instruments thoroughly as per
instructions. The instruments are then dried thoroughly before placing them in the disinfectant
solution
• Completely immerse all items in the HLD
• Record the time and soak the instruments for at least 20 minutes
• Remove the items using sterile forceps or gloves
• Rinse well with boiled and filtered water three times and use immediately or dry with sterile cloth.
During HLD it has to be ensured that:
1. There is no single ideal disinfectant. Different grades of disinfectants are used for different
purposes
2. Only instruments grade disinfectants are suitable for medical instruments and equipment
3. Hospital grade or household grade disinfectant must not be used on instruments; they are only
suitable for environmental purposes.
STERILISATION OF INSTRUMENTS
All critical instruments that enter sterile tissues, including the vascular system (e.g. biopsy forceps, foot
care equipment, dental hand pieces, etc.) present a high risk of infection if the equipment/device is
contaminated with any micro-organisms, including bacterial spores. All these critical instruments need
to be sterilised before next usage.
Before any instrument or equipment goes under the process of steam sterilisation, the following should
be checked:
• Ensure that the instrument can withstand the process (e.g. steam under pressure)
• Ensure that the instrument has been adequately cleaned
• Ensure that the instrument does not require any special treatment
• Ensure that records of the sterilisation process and for the traceability of instruments are kept.
• Thermal Sterilisation
• Chemical Sterilisation
THERMAL STERILISATION
• Wet sterilisation: Exposure to steam saturated with water at 121°C for 30 minutes, or 134°C for 13
minutes in an autoclave. Please note these cycle parameters differ as per autoclave type (gravity/
dynamic air removal) and need to follow as per type of autoclave.
• Dry sterilisation: Exposure to 160°C for 120 minutes, or 170°C for 60 minutes; this sterilisation
process is often considered less reliable than the wet process, particularly for hollow medical devices.
It should mainly be used for lab glassware and oils. Metal instruments are very likely damaged by
this process.
Do not perform sterilisation for equipment which are not compatible to the heat sterilisation like
endoscopes or fibro optic scopes and other related materials. It should be processed with use of HLDs.
CHEMICAL STERILISATION
This is sterilisation with the use of chemicals also known as cold sterilisation. This is often used for
instruments likely to be damaged by heat. It is based on the premise that some HLDs would kill endospores
after prolonged exposure (10-24 hours).
Chemical sterilisation may be achieved through use of 2-4% Glutaraldehyde Solution, by immersing the
instruments for a minimum contact time of 10 hours.
FLASH STERILISATION
Flash sterilisation is a modification of conventional steam sterilisation in which the flashed item is placed
in an open tray or is placed in a specially designed, covered, rigid container to allow for rapid penetration
of steam.
Flash sterilisation is performed on unwrapped objects at temperature of 132o C, with 27-28lbs pressure
and for minimum exposure time of three minutes.
Flash sterilisation should be used only in case of a dropped instrument during surgery and never as a
routine method of sterilisation.
ENDOSCOPE REPROCESSING
Endoscopes are medical devices which are problematic to clean and disinfect (long narrow channels,
complex internal design, etc.). Products and/or processes used (chemical or thermo-chemical disinfection)
may not be as reliable as sterilisation methods.
• Immediately after use, the air-water channel should be cleared with forced air, and treated tap water
or detergent suctioned or pumped through the aspiration/biopsy channel(s) to remove organic
debris
• All detachable parts (e.g. hoods and suction valves) should be removed and soaked in a detergent
solution, and the external parts of the endoscopes gently wiped
o Rinsing (treated tap water is sufficient for this in-between rinsing stage)
o Rinsing: The level of microbial purity of the water used depends on the further use of the
endoscope (bacteriologically controlled water or sterile water)
o Drying: If the endoscope is not stored, this drying stage includes only air-blowing the channel
to remove residual water.
STORAGE
• Storage of instruments and equipment is a very important component to maintain its sterility or
disinfection. Most instruments and equipment should be dry and packaged once they have been
sterilised
• They should be stored in a clean, dry environment and protected from any damage
• Correct storage of sterile instruments and equipment are very crucial for keeping them sterile.
MAINTAINING STERILITY
Proper storage conditions are essential to maintain the integrity of sterilised items. Thus healthcare
settings should have procedures for storage and handling of clean and sterile medical equipment/devices
that include:
• The end-user should check the integrity of the package before use
• Sterile medical equipment/devices should be used before the expiration date
• Stock should be rotated, so that oldest stock can be used first
• Sterility should be maintained until used
• Sterile packages that lose their integrity should be re-sterilised prior to use
• Equipment/devices should be handled in a manner that prevents recontamination of the item.
MONITORING OF STERILISING PROCESS
Quality control parameters for the sterilisation process which also serve as a checklist for the sterilisation
department includes:
• Load number
• Load content
• Temperature and time exposure record chart
• Chemical indicator testing (with each load)
• Biological Indicator testing (at least weekly)
Regular maintenance of sterilisation equipment should be performed and documents should be
maintained.
MECHANICAL INDICATORS
• Mechanical monitoring involves checking the steriliser gauges, computer displays, or printouts, and
documenting sterilisation records that pressure, temperature, and exposure time have reached the
levels recommended by the steriliser manufacturer. Since these parameters can be observed during
the sterilisation cycle, this might be the first indication of a problem.
• The mechanical monitors for steam sterilisation include the daily assessment of cycle time and
temperature by examining the temperature record chart (or computer printout) and an assessment
of pressure via the pressure gauge. The mechanical monitors for ETO include time, temperature, and
pressure recorders that provide data via computer printouts, gauges, and/or displays.
CHEMICAL INDICATORS
• Chemical monitoring uses sensitive chemicals that change colour when exposed to high temperatures
or combinations of time and temperature. Examples include chemical indicator tapes, strips, or tabs
and special markings on packaging materials.
• Chemical indicator results are obtained immediately following the sterilisation cycle and
therefore can provide more timely information about the sterilisation cycle than a spore test.
• A chemical indicator should be used inside every package to verify that the sterilising agent has
penetrated the package and reached the instruments inside. If the internal chemical indicator is not
visible from the outside of the package, an external indicator should also be used. External indicators
should be inspected immediately when removing packages from the steriliser; if the appropriate
colour change did not occur, do not use the instruments. Chemical indicators help to differentiate
between processed and unprocessed items, eliminating the possibility of using instruments that
have not been sterilised.
• The two categories of chemical indicators are single-parameter and multi-parameter. A single-
parameter chemical indicator provides information about only one sterilisation parameter (e.g.,
time or temperature). Multi-parameter chemical indicators are designed to react to two or more
parameters (e.g., time and temperature or time, temperature, and the presence of steam) and can
provide a more reliable indication that sterilisation conditions have been met.
• Chemical indicators (no matter what class or type) do not verify sterility and do not replace the
need for weekly spore testing.
BIOLOGICAL INDICATORS
• Biological indicators, or spore tests, are the most accepted means of monitoring sterilisation because
they assess the sterilisation process directly by killing known highly resistant micro-organisms (e.g.,
Geobacillus or Bacillus species).
• However, because spore tests are only done weekly and the results are usually not obtained
immediately, mechanical and chemical monitoring should also be done on daily basis.
SPILL MANAGEMENT
In a hospital, hazardous substances such as body fluids, drugs, cleaning fluids and other chemicals are
in very close proximity to hundreds of people each day. Thus in hospital spillage of blood, body fluids or
chemicals can occur at any time due to broken or faulty equipment or human error. Any such spill poses
risk to the staff, visitors and patients who are extremely susceptible to infection.
If chlorine solution is not prepared fresh daily, it can be stored at room temperature for up to 30 days in
a capped, opaque plastic bottle with a 50% reduction in chlorine concentration after 30 days of storage
(e.g., 1000 ppm chlorine [approximately a 1:50 dilution] at day 0 decreases to 500 ppm chlorine by
day 30).
Spill kit must be immediately replenished after use and stored at the original location after every
use.
Spill management protocols need to be displayed at prominent locations in the hospital. Displayed
protocols serve as a ready reference for the staff for management of spills.
All the staff in hospitals need to be trained in spill management protocols of the hospital. Staff must be
trained by performing mock drills for spill management. Training must also be done for chemical spill
management.
SPILL PREVENTION
Ensuring appropriate chemical containers are used with seals that are in good condition (i.e. glass
containers for corrosive chemicals)
Provision of drip trays or purpose built chemical storage cupboards/cabinets with inbuilt spill
retention
Storage of chemicals as per their respective Material Safety Data Sheets (MSDSs)
Ensuring appropriate equipment and procedures are in place for chemical spill management
For chemical spill management it is to be ensured by the hospital that it maintains and reviews the
relevant MSDSs to ensure appropriate risk controls are in place for accidental spill. MSDSs should be
no more than five years old from date of issue.
Spill kits needs to be provided and be readily accessible in relevant locations at the hospital. A chemical
spill kit should include the following items:
Absorbents:
• Universal Spill Absorbent: 1:1:1 mixture of Flor-Dri (or unscented kitty litter), sodium bicarbonate
and sand. This all-purpose absorbent is good for most chemical spills including solvents, bases and
acids (with the exception of hydrofluoric acid)
• Absorbent pads and rolls: ‘HazMat’ absorbent pads
• Acid Spill Neutraliser: Sodium bicarbonate, sodium carbonate or calcium carbonate
• Alkali (Base) Neutraliser: Sodium bisulphate, boric acid or oxalic acid
• Solvents/Organic Liquid Absorbent: Inert absorbents such as clay and sand
• PPE
• Brooms, plastic dustpan and square mouth shovel to sweep up the absorbent material
• Paper towels for minor spills
• Plastic tongs/scoops to pick up contaminated absorbent material
• A chemical resistant bin with a close fitting lid to hold the volume of spill and absorbent residues
prior to disposal
• Heavy duty plastic bags for wrapping contaminated PPE.
SPILL RESPONSE
Dangerous goods or hazardous substance spills should be cleaned up immediately, taking appropriate
precautions for hazards of the material.
Limit access to the immediate area where the spill has occurred and ensure that only personnel with
appropriate training and equipment deal with the spill.
This may involve righting an overturned container or placing the source (e.g. cracked container) in a
larger container to contain the spill.
Review relevant MSDS for the spilt chemical (MSDS should be located where the chemicals are used and
stored). The MSDS will have specific instructions on how to deal with chemical spills as well as first aid
information.
Using appropriate PPE promptly cover the spill with absorbent material taking care not to spread the spill
further.
Using a dust pan, collect the absorbent material/waste and place into a thick walled, puncture-proof
chemical resistant bag/bin which is suitably labelled.
Restock the spill kit and return it to its designated storage location.
Note:
The chemicals should be treated as per manufacturer’s instructions before disposing off the same
into municipal drainage system
Acid spills can be neutralised with sodium bicarbonate, sodium carbonate, or calcium carbonate.
Process
Alkali spills can be neutralised with sodium bisulphite, boric acid or oxalic acid. Many alkalis can result in
serious burns to skin and eyes, so it is necessary to proceed with extreme caution.
Process
• Neutralised alkalis may produce heat. Wait until mixtures have cooled before sweeping up spilled
material
• Avoid handling spilled material until absorption is complete
• Use non-metal, non-sparking tools such as a broom, scoop or scraper to clean up neutralised spill.
Take care not to overly disturb the neutralised spill.
Solid Spills
Process
• Sweep solid material into a plastic dust pan and place in a sealed container. Care should be taken so
as to minimise dust or the contaminated powder becoming airborne
• Use of a dust mask is advisable
• Wipe the area down with a wet paper towel and dispose off the used paper towel in a strong
polyethylene bag. Seal the bag and ensure all waste is collected for proper disposal.
Process
• Spread absorbent pads over the spill starting with the edges first. This will help to contain the spill
to a smaller area. Enough pads should be used to completely cover the liquid
• Pick up the contaminated pads with tongs or a scoop and place into a chemical resistant bin
• If the chemical is water soluble, wipe the area down with a paper towel, followed by wet mop and
detergent
• Appropriately dispose off used paper towel.
Flammable Liquid Spills
Process
Control all sources of ignition - turn off all electrical and heat generating equipment
Spread the absorbent pads over the spill starting from the edge. Allow the pads to completely soak
up the liquid
Pick up the contaminated pads with tongs or scoop and minimise direct contact
Place the waste into the chemical resistant bin
Wipe the area down with a paper towel and copious amounts of water
Dispose off paper towel into a chemical resistant bin and seal the bin so it is airtight
Never use wet vacuum cleaner on flammable solvents.
Isolation and barrier nursing is needed to be followed by the hospital to prevent the spread of infections
to other patients or to the medical staff from the patients carrying infections.
Barrier nursing is a set of stringent infection control techniques used in nursing. The aim of barrier
nursing is to protect medical staff against infection by patients, particularly those with highly infectious
diseases.
Isolation is defined as the voluntary or compulsory separation and confinement of those known or
suspected to be infected with a contagious disease agent (whether ill or not) to prevent further infections.
(In this form of isolation, transmission-based precautions are imposed)
The minimum requirements that hospitals need to fulfil with regard to isolation and barrier nursing are
listed as follows:
SINGLE ROOM
Single rooms reduce the risk of transmission of infection from one patient to others, and direct or
indirect contact transmission.
This is also one strategy of infection control if single room is not possible or there is shortage of single
rooms. During cohorting, patients infected with the same organism can be cohorted (sharing of room/s).
Cohorting may be done during outbreaks. A ward may be designated for this purpose and it should be
clearly segregated from the other patient care area.
• Every hospital needs to have a provision of isolation ward for all infectious patients being admitted
in the hospital
• It is to be ensured by the hospital that infectious patients are admitted in the isolation ward only and
no general patient is admitted in the isolation ward
• An air handling system providing 6-12 air changes per hour with the air being discharged outside
through a filtration mechanism is recommended. These systems should be checked periodically to
ensure that they are offering negative pressure room
• An air-conditioned single room with an exhaust or a well ventilated room may also be a good idea
for health facilities
• Isolation ward in the hospitals need to have self-closing doors.
SPACING BETWEEN BEDS
• It is recommended that hospitals have single room for placement of patients in need of the isolation
• In hospitals where it is not possible to have a single room for isolation patients and patients are kept
in common isolation ward, there is need to have proper bed spacing between two beds to minimise
the transmission of patient to patient infection.
• A minimum bed spacing of 1.2 metres is recommended for spacing between the two beds in isolation
ward to reduce the risk of cross transmission from direct or indirect contact or droplet transmission.
RESTRICTION OF EXTERNAL FOOTWEAR IN CRITICAL AREAS
In order to have safe and infection-free environment in critical areas of the hospital, hospital authorities
needs to follow these protocols for visitors and staff while entering a critical area in the hospital.
While entering the critical areas like OT, labour room, ICU, burn ward, etc., in the hospital all the staff and
visitors need to ensure:
• All entering the critical areas should not be allowed to carry external footwear. The hospital needs
to provide either dedicated footwear for the particular critical areas or should encourage the use of
shoe covers
• All the staff and visitors accessing critical areas of the hospital need to adhere to the protocol of
wearing the PPE including the gown, mask, gloves and shoe covers and use of hand sanitisers before
and after entering the critical areas of the hospital.
RESTRICTION OF VISITORS TO THE ISOLATION AREA
• The staff involved in patient care need to inform patients and relatives regarding the measures to be
taken and the importance of restriction of visitors
• The patient and the relatives should be given health education about the cause, spread, and prevention
of the infection in detail
• The movement of visitors is restricted in the critical areas like OT, ICU, SNCU, burn ward etc.
The principal goal of infection control programme is the prevention of nosocomial infection in patients,
personnel, and visitors in order to provide a safe environment for patients and personnel in the process
involving every member of the hospital in the surveillance, prevention and control of nosocomial
infections.
The administrative structure and processes related to prevention of HAIs need to be defined and included
in the “Hospital Infection Control Programme”. The key component of the infection control programme
includes hospital Infection Control Committee, monitoring of daily activities for infection control, having
an antibiotic policy in place, ensuring occupational safety of staff through immunisation and regular
health check-up, ensuring proper environment control measures and monitoring of HAI rates.
For monitoring of the activities related to infection control in the facility, a hospital Infection Control
Committee needs to be formed. This Committee will be directly responsible for ensuring that the facility
and employees comply with the requirements of infection control in the facility.
The hospital Infection Control Committee needs to be formed with an official order undersigned by the
head of facility.
The suggested composition of the hospital Infection Control Committee is listed as follows:
The Infection Control Committee in the hospital has to meet at least once in every month to review the
activities carried out in the hospital related to infection control. The focus of the review is to analyse
regular monitoring activities and HAI surveillance activities being carried out in the hospital.
The Committee also needs to meet in the event of any hospital infection outbreak and when required.
The Committee should meet with a pre-defined agenda and all the proceedings of the meeting need to
The Infection Control Committee needs to carry out regular daily monitoring of infection control practices
being followed by the staff. The focus of this monitoring is to ensure that the staff regularly follows and
practices infection control measures like hand washing, use of PPE, barrier and isolation nursing and also
the resources available for carrying out these activities like availability of appropriate number of PPE,
availability of hand washing facilities like elbow operated taps, hand wash and hand washing posters.
This regular monitoring of infection control activities through daily rounds needs to be carried out by the
members of Infection Control Committee, preferably through hospital infection control nurse/nursing in-
charge. This monitoring is to be carried out in a proper format and needs to be signed by the monitoring
authority.
All the records of the monitoring of activities need to be discussed in Infection Control Committee meeting
and records need to be kept for proving compliance.
ANTIBIOTIC POLICY
The main aim of the antibiotic policy is to minimise morbidity and mortality due to antibiotic resistance
infections; and to preserve the effectiveness of antimicrobial agents in the treatment and prevention of
communicable diseases.
The policy shall incorporate specific recommendations for the treatment of different high-risk/special
groups such as immuno-compromised hosts; hospital-associated infections and community-associated
infections.
The antibiotic policy being prepared in the hospital needs to be based on the following:
The AMT should include members with expertise and experience in different subjects (infectious diseases,
medicine, surgery, paediatrics, clinical microbiology, and pharmacology and hospital pharmacy).
General principles that need to be followed while adapting the antibiotic policy in the hospital:
• Antibiotic use data is analysed on quarterly basis based on the hospital records
• Standard treatment guidelines
The healthcare staff is at potential risk of infection owning to their exposure to infectious materials,
including body substances, contaminated medical supplies and equipment, contaminated environmental
surfaces or contaminated air. Therefore, prevention strategies have to be the part of Hospital Infection
Control Programme.
Infection control objectives of the personal health service should be an integral part of a healthcare
organisation’s general programme for infection control. The objectives maybe:
• Educating healthcare staff on the principles of infection control and individual responsibility
• Teaming up with the infection control department in monitoring and evaluating potentially harmful
infectious outbreaks and exposures
• Providing care if a healthcare staff is exposed to an occupational hazard
• Identifying work related risks and constituting preventive measures to mitigate them
• Reducing costs by preventing infectious diseases that result in absenteeism and disability.
The elements of healthcare staff safety can be elaborated as:
• Pre-Placement Evaluations
Medical evaluation of the staff prior to their placement in a health facility can ensure that they are
not placed in jobs that would pose undue risk of infection to them, other staff, patients or even
visitors. The evaluation should include details of immunisation status and obtaining histories of any
condition that might predispose personnel to acquiring or transmitting communicable diseases. A
detailed physical examination needs to be carried out for all personnel joining the facility.
To increase compliance of the staff to infection control measures, staff orientation, education and
training on basic infection control principles is imminent. Clearly written policy, guidelines and SOPs
give clarity of instruction and ensure uniformity, and effective coordination of activities.
A continuous ongoing vaccination programme would be required in the facility and all staff need to
be immunised against potential exposure to communicable diseases especially tetanus and Hepatitis
B. A comprehensive medical check-up needs to be undertaken for every staff at the time of joining. .
It has to be ensured by the health facility that it has a policy of conducting regular health check-up of
all staff. Regular health check-up should include comprehensive medical assessment, immunisation
status and deworming of the staff especially that of food handlers and housekeeping staff.
It is to be ensured by the health facilities that they maintain all health records of the employees of the
hospital. The health records contain details of comprehensive medical assessment, immunisation
status, PEP (if any), and deworming records. These records need to be stored along with the personal
records of the employees and confidentiality of the same has to be ensured.
Surveillance is one of the most important components of an effective infection control programme. It
is defined as the systematic collection, analysis, interpretation, and dissemination of data about the
occurrence of HAIs. Surveillance of hospital associated infections involves recording and counting
of infections arising in the hospital. Surveillance provides ways to identify and clarify quality issues,
understand the causes and then, plan corrective actions to rectify them and in the long run, bring about
improvements.
Hospitals need to carry out targeted surveillance of high risk or critical areas and procedures, as identified
by the hospital.
The minimum activities that hospitals needs to carry out for the surveillance of HAI include:
• Do not perform routine environmental sampling in any hospital location except the operation
theatres. Presence of an organism on a surface does not confirm it as the cause of infection in patients
in that area even if it is the same strain
• Routine environmental surface sampling (swabs) should not be done in areas like the ICU and/or
wards. Take corrective actions if any growth of micro-organisms is found to be positive.
Environmental sampling should be done for the following purposes only:
• Monitoring the effectiveness of the cleaning and disinfection procedures in certain situations as a
part of quality assurance e.g., the operation theatre
Evaluation of efficiency of an OT ventilation system (high efficiency particulate air {HEPA}
filtered positive pressure air supply system)
Since the OT is designed to function as a clean room and microbial burden control is the most important
here, routine environmental surface and air sampling should be done in all OTs.
• Surface swabs need to be obtained from each OT for microbiological culture testing as per hospital
infection control programme
• The sampling process should be as follows:
o Sampling should be done as soon as the OT is opened in the morning before any cleaning is done
o Obtain the required numbers of sterile swabs and media from the microbiology lab before
taking samples; keep the swabs and media outside the refrigerator for at least 30 minutes (they
should be at room temperature when sample is taken)
o Label the sampling media with the date, OT number, and sample site (e.g., table, trolley etc.)
o Change into OT dress, wear cap, mask, sterile gown and sterile gloves and enter the OT with the
swabs and media
o The ventilation system/AC should be kept off. It may be turned on if air sampling is to be done
at the same time
o Swabs should be collected from the following locations in each OT (different from sampling
after new OT construction or OT renovation):
• OT table
• OT lights
• Sterile instruments trolley (If more than one trolley is present all should be sampled)
• The medication preparation surface of the anaesthesia machine
• Floor – one swab of the floor adjacent to the OT table
• Any one wall at waist to shoulder height
o Collect samples using aseptic technique
o The samples should be sent to the laboratory immediately after collection. Do not place collected
samples in the refrigerator
• The laboratory should test the swabs for presence of both aerobic and anaerobic bacteria (both
spore forming and non-spore forming ones)
• Any growth in the swabs should immediately be communicated by the laboratory to the hospital
authorities
• The test reports should be informed to the Chairperson, Infection Control Committee and filed for
records.
Table 19: Suggested actions for OT swab culture
• Postpone elective cases. Repeat cleaning, disinfection and OT swabs. The procedure should be
supervised by the OT in-charge
• All cases operated in the duration between sampling and reporting of unacceptable swab should be
identified and followed up for surgical site infection
• Investigate for the causes of unacceptable results. Check the chemical dilution methods, cleaning
techniques, cleanliness of mops and buckets, function of the fogger machine, etc. The lab should
check the sample collection and processing methods used.
OT AIR SAMPLING
• Air sampling should be done regularly once a week for OTs with high efficiency particulate air (HEPA)
filtered positive pressure ventilation system to monitor the efficacy of the system
• In OTs without a ventilation system it should be done once a month and whenever air is suspected as
a source/transmission route of surgical site infection.
• The procedure for sampling by settle plate method is as follows:
o Obtain the required numbers of culture media plates from the microbiology lab. Before taking
samples, keep them outside the refrigerator for at least 30 minutes (they should be at room
temperature when sample is taken)
o Sampling should be done on an empty OT immediately after opening the OT in the morning
o If OT swabs are to be taken at the same time, then air sampling should be done before taking
swab samples
o The ventilation system/air conditioner should be turned on and allowed to run for at least 10
minutes with the OT closed and empty before sampling
o The person performing the sampling should wear sterile gown, sterile gloves, cap and mask and
OT dress and footwear before entering the OT
o The culture plate should be labelled with the date, OT number and sampling location before
taking it into the OT
o Expose one plate on the OT table for 40 minutes. This should be done aseptically without
touching the culture media or contaminating the plate lid. The technique should be taught to
the OT staff by the microbiology lab
o After 40 minutes the plates should be closed, sealed and sent to the lab for further processing
• The lab should report the total colony counts after 24 hours of incubation at 37°C. The predominant
type of growth, if any, should be identified and reported.
• The following results (both conditions together) will be considered satisfactory for an OT with a
HEPA filtered positive pressure ventilation system:
o No growth of any organism
Infection occurs within 30 days after the operation and infection involves only skin and subcutaneous
tissue of the incision and at least one of the following:
• Purulent drainage with or without laboratory confirmation, from the superficial incision
• Organisms isolated from an aseptically obtained culture of fluid or tissue from the superficial incision
• At least one of the following signs or symptoms of infection: pain or tenderness, localised swelling,
redness, or heat and superficial incision is deliberately opened by surgeon, unless incision is culture-
negative
• Diagnosis of superficial incisional SSI made by a surgeon or attending physician.
DEEP INCISIONAL SURGICAL SITE INFECTION
Infection occurs within 30 days after the operation if no implant is left in place or within one year if
implant is in place and the infection appears to be related to the operation and infection involves deep soft
tissue (e.g. fascia, muscle) of the incision and at least one of the following:
• Purulent drainage from the deep incision but not from the organ/space component of the surgical
site
• A deep incision spontaneously dehisces or is deliberately opened by a surgeon when the patient has
at least one of the following signs or symptoms: fever (>38°C), localised pain or tenderness, unless
incision is culture-negative
• An abscess or other evidence of infection involving the deep incision is found on direct examination,
during reoperation, or by histopathologic or radiologic examination
• Diagnosis of deep incisional SSI made by a surgeon or attending physician.
ORGAN/SPACE SURGICAL SITE INFECTION
Infection occurs within 30 days after the operation if no implant is left in place or within one year if
implant is in place and the infection appears to be related to the operation and infection involves any part
of the anatomy (e.g., organs and spaces) other than the incision which was opened or manipulated during
an operation and at least one of the following:
• Purulent drainage from a drain that is placed through a stab wound into the organ/space
• Organisms isolated from an aseptically obtained culture of fluid or tissue in the organ/space
• Surgical technique
• Extent of endogenous contamination of the wound at surgery (clean, clean contaminated)
• Duration of operation
• Underlying patient status
• Operating room environment
SURGICAL SITE INFECTION (SSI) MONITORING
• All post-operative cases need to undergo physical inspection of the stitch lines and the surgical
wounds by the concerned surgeon and evidence of infection is recorded in the patient’s case sheet/
card
• Surveillance for SSI should also be maintained in the OPD and dressing rooms as many patients with
surgical infection may present at follow up
• Culture swabs should be sent from suspicious cases as required for laboratory investigations
• SSI reporting is done on the prescribed form.
Please Refer to Annexure VII: “Sample Surgical Site Infection Reporting Format”
Hospital-associated respiratory tract infections can lead to nosocomial pneumonia and is one of the most
serious HAIs. Nosocomial pneumonia is defined as a lower respiratory tract infection that appears during
or after hospitalisation of the patient who was not incubating the infection on admission to hospital.
• Sputum
• Tracheal aspirate or
• Bronchoscopic aspirate
Specimens collected are sent to laboratory for investigations. Results of culture are to be interpreted in
the light of clinical findings.
Ventilator-associated Pneumonia (VAP) is the most common nosocomial infection diagnosed in ICUs. It
is defined as pneumonia that occurs 48 hours or more after endotracheal intubation or tracheostomy,
caused by infectious agents not present or incubating at the time mechanical ventilation was started.
• early-onset VAP which is defined as VAP that occurs within the first four days of ventilation
• late-onset VAP which is defined as VAP that occurs more than four days after initiation of mechanical
ventilation
SURVELIINACE OF URINARY TRACT INFECTIONS
Urinary tract Infections are the most frequent nosocomial infections. A great majority of these infections
are associated with an indwelling urethral catheter.
Definition: An infection of the urinary tract that was not incubating at the time of admission.
Urine should be collected aseptically for culture by needle aspiration from the catheter. Catheter tips and
specimens from urine bags are generally unsuitable for culture because the results are hard to interpret.
• Exit site infections: Infections with erythema, tenderness, induration or purulence within 2cm of
the skin at the exit site of the catheter. These are commonly caused by Staph. aureus and coagulase-
negative staphylococci
• Contaminated infusions can lead to bacteraemia or systemic infection and are mainly caused by gram
negative rods. Infusate and intravascular medications can cause primary blood stream infection
if they are contaminated. Aseptic technique in preparation of infuscate and of single unit dose IV
medications is highly recommended.
Key practices for all vascular catheters include:
• Monitor catheter sites visually or by palpation through the intact dressing on a regular basis. If patient
has tenderness at the insertion site, fever without obvious source, or other manifestations suggesting
local or systemic infection, the dressing should be removed to allow thorough examination of the site
1 Surgical Site Infection (SSI) Any purulent discharge, abscess, or spreading cellulitis at the
surgical site during the month after the operation
2 Urinary Infection Positive urine culture (1 or 2 species) with at least 105 bacteria/
ml, with or without clinical symptoms
3 Respiratory Infection Respiratory symptoms with at least two of the following signs
appearing during hospitalisation: — cough — purulent sputum
— new infiltrate on chest radiograph consistent with infection
5 Ventilator Associated Pneu- Clinical pulmonary infection from endotracheal aspirate (ETA)
monia and bronchoalveolar lavage (BAL) samples
• An effective surveillance system should identify priorities for preventive interventions and
improvement in quality of care
• By providing quality indicators, surveillance enables the Infection Control Programme, in
collaboration with units, to improve practice, and to define and monitor new prevention policies
• Surveillance is a continuous process and needs to evaluate the impact of changes in practices and to
validate the prevention strategy, to see if initial objectives are attained.
Table 22: Calculation of HAI rate
Positive pressure is a pressure within the system that is greater than the environment that surrounds the
system. Thus maintenance of positive pressure in OT and ICU enable the environment to decrease the
chances of spread of infection from the surrounding environment to the OT and ICU.
Positive pressure in these areas can be maintained through use of Air Handling Units (AHU). The filtration
system designed to provide clean air should have (HEPA) filters in high risk areas.
As described earlier in these guidelines the isolation rooms planned in the hospital need to have negative
pressure gradient, so that the surrounding environment of the isolation ward is not contaminated with
infectious particles when the door is opened for patient transpiration and other purposes.
For the operating room, the critical parameters for air quality include:
In OTs a high degree of asepsis is to be ensured to provide appropriate environment for staff and patients.
For this, zoning of the OTs should be done to keep the theatres free from micro-organisms. There may be
four well defined zones of varying degree of cleanliness:
• Protective area
• Clean Area
• Sterile Area
• Disposal Corridor
PROTECTIVE ZONE: Containing mostly theatre supply, changing rooms, pre-anaesthetic examination
room and waiting area
CLEAN ZONE: It includes the casualty theatres, recovery room, theatre pack preparation and pre-operative
wards
ASEPTIC or STERILE ZONE: It consists of scrub stations, operation theatres, anaesthetic and sterilising
rooms. This zone should provide the highest degree of antibacterial precautions
DISPOSAL or DIRTY ZONE: Soiled instruments and dressings are transacted through this area for
washing and re-sterilisation or disposal. It includes the sluice rooms and disposal corridor
FOGGING
The origin of fogging can be traced to the 19th century when Joseph Lister aerosolised carbolic acid to
improve antisepsis in operative practice.
Fumigation (fogging with formalin) is no longer used in the Western Literature and most of the
International Infection Control Guidelines including CDC does not advocate fumigation practice as these
developed nations have all the modern critical parameters required for OT in place with a well-equipped
heat ventilation air conditioning (HVAC) system. HVAC system maintains indoor air temperature and
humidity, control odours, remove contaminated air and minimise the risk of transmission of airborne
micro-organisms. An HVAC system with modern AHU helps to maintain positive air pressure in OT, and
maintain 15-20 air changes/hour. Use of HEPA filters (to remove particles of size of > 0.3 mm), laminar air
flow and UV radiations further helps in maintaining asepsis and infection control.
In India, there are extreme situations in OT facilities, ranging from rooms with fans, window air
conditioning, (OTs in DHs and CHCs) to the more sophisticated laminar airflow systems (medical colleges).
Most of OTs in DH and CHC do not have air handling unit (AHU) and other modern facilities with critical
parameters. In hospitals that lack HVAC systems the quality of air in the OT cannot be guaranteed.
Although, no studies demonstrate that fogging actually reduces the incidence of HAI, it seems to be the
only alternative for health facilities not having HVAC system. The method of fogging is recommended
mainly to ensure uniform application of the disinfectant to all surfaces in the room. At the same time, the
age old tradition of formalin fumigation is not recommended as it is difficult to perform, dangerous to use
(especially the liquor ammonia), unreliable (as conditions required for bactericidal activity are difficult to
• Replace formalin with safer agents like “an aldehyde based product containing Glutaraldehyde and
chemically bound formaldehyde as principal disinfecting agents” e.g. Bacillocid*.
• Advantages of these compounds are:
• Has deep penetrating capability
• Has no known resistant strains
• Effective against Bacteria, Viruses, Mycobacteria, Amoeba, Fungi and spore forming organisms
• After fogging do the air sampling and keep the records.
A. Disinfection of OT with HVAC system
Fogging is not required for an OT with a HEPA filtered positive pressure air supply system. However, the
following should be ensured before deciding not to fogg such an OT:
• The ventilation system design is appropriate and system performance is validated during installation
and at least once a year. Records of validation should be available. All parameters in every validation
testing should be within permissible limits
• Maintenance of the ventilation system is done at least once a year. HEPA filters are changed at the time
intervals recommended by the manufacturer or based on results of the validation tests. Maintenance
of the AHU is done as a part of yearly maintenance. Records of maintenance filter replacement to be
available
• Weekly air count monitoring using settle plates/air sampler is done. Results are within acceptable
limits and test reports are available
• Surface cleaning protocols are implemented correctly with OT cleaning staff knowing clearly how
they are supposed to perform the cleaning
• Adequate time is given for OT cleaning.
If any of the above are unsatisfactory/in doubt, fogging should be done.
Procedure:
• After all cases are over, clean the OT as per the procedure for cleaning after all cases are over
• Keep ventilation system off (in case it is working). Turn the AC off
• Ensure all electronic equipment has been wiped and covered with a plastic cover (important
to prevent the fogged liquid from going into the machines). No electronic equipment may be left
uncovered
• Prepare solution of “an aldehyde based product containing Glutaraldehyde and chemically bound
formaldehyde as principal disinfecting agents” e.g. Bacillocid* solution in the fogger tank (quantity
as per manufacturer recommendations). Place the fogger in one corner of the OT (preferably near
a door so it can be taken out easily) on a trolley. Place a double folded towel under the machine (to
prevent it from slipping off as it vibrates when running)
• Direct the nozzle to the opposite corner of the room elevated at 45 degrees
• Start the fogger and close the OT
• Allow the fogger to run until a fog can be seen in the OT atmosphere. Check though the door window
• Once a suspended fog is seen, wear a cap and mask, open the OT door, turn off the fogger and remove
it to the outside
• Keep the OT closed for at least one hour**. It may be used any time after this.
Note
• Inspect the floor for wet patches after opening the OT. All surfaces should be dry. If water deposits
are present keep the OT closed to allow them to dry naturally (turn AC on if available). Do not wipe
the water with sterile mop
• Check floor and working surfaces for excess stickiness (the foot slips or there are white streaks of
deposit). This can be removed using soap and water. If excessive stickiness or deposits are observed,
check the dilution of the cleaning and fogging solution and correct it if excess chemical was added
during preparation. If the problem still persists, reduce the fogging time by 1-2 minutes and monitor.
Fogging of wards/rooms:
Important: wards and rooms need not be fogged on a routine basis. Fogging of wards and rooms should
be done in the following situations:
• Wear cap, mask, gown and utility gloves. Arrange all cleaning material before beginning
• Perform thorough cleaning as mentioned for terminal disinfection
** Please consult literature on the chemicals used for fogging. It may be noted that duration of
closure of space would vary.
The layout should be planned in a way to ensure that there is no overlapping of general and patient
traffic in critical areas like OT and ICU to minimise the spread of infection in these areas.
For this purpose it is to be ensured that OTs and ICUs are located away from the general traffic areas
of the hospital. The design should support concept of zoning and ventilation standards in these acute
care areas. Clean corridor and dirty corridor should not be adjacent and they should facilitate traffic
flow of clean and dirty items separately.
For carbolisation of OT and labour room, a high-level disinfectant with assured activity needs to be
used which should have “an aldehyde based product containing Glutaraldehyde and chemically bound
formaldehyde as principal disinfecting agents” e.g. Bacillocid*. It can be used for the purpose of surface
disinfection of all critical care areas.
Although phenols are reasonably good disinfectants, they should be phased out as they may cause damage
to environmental water sources and aquatic life. If phenyl is to be used, then black phenyl should be
suggested as white phenyl is mainly fragrance with reduced disinfectant activity.
Support services in the hospital play a major role in ensuring that they provide the defined services in
an efficient manner and also enable the other staff of the hospital to carry on the activities which are
required for patient care delivery. An engaged and integrated support service team has significant effect
on hospital services which allows patients to heal quicker, promotes a safer environment, and improves
the satisfaction of staff, patients, and families. The contributions made by support service personnel
in today’s hospitals have become a crucial component to the organisation’s success. Support service
departments ensure that the hospital is clean, limiting the risk for infections; patient rooms are ready and
available, improving throughput; food is nourishing and delicious, improving healing and wellbeing; linens
are fresh, instilling trust and comfort; equipments work, improving clinical diagnostics and outcomes.
The major support services areas covered under these guidelines include:
• Laundry Services & Linen Management
• Water Sanitation
• Kitchen Services
• Security Services
• Outsourced Services Management
LAUNDRY SERVICES AND LINEN MANAGEMENT
The provision of clean linen is a fundamental requirement for patient care. Incorrect procedures for
handling or processing of linen can present an infection risk both to staff and patients who subsequently
use it. Hence, correct linen management is important to prevent HAI and ensure a better hygienic hospital
environment.
The term ‘hospital linen’ includes all textiles used in the hospital including mattresses, pillow covers,
blankets, bed sheets, towels, screens, curtains, doctors coats, theatre clothes and table clothes. The hospital
receives all these materials from different areas like OT, wards, outpatient departments and office areas.
ESTIMATION OF STOCK OF LINEN NEEDED BY THE HOSPITAL
Hospitals need to ensure that they have enough stock of linen (including reserve) readily available for all
the areas of the hospital.
Different types of linen needed in the hospital include:
• General Purpose Linen: This includes linen which is not used for patient care like curtains, drapes,
table clothes and similar items commonly used in all parts of the hospital
• Patient Linen: This consists of patient clothing such as pajamas, shirts, gowns, coats etc. worn by
patients.
• Bed Linen: This consists of bed clothing such as bed sheets, pillow covers, blankets used by the
patient.
Washing
Hydro Extraction
Drying
Yes NO
Damaged Repair
Discard
NO Yes
Iron
Central Store
Departmental
Store
LABELING OF LINEN
All linen being used in hospitals needs to be labelled for identification and traceability. Proper labelling
of the linen also helps in proper inventory management. The label of the linen includes the following
minimum details:
• The hospital should have fixed schedule for the collection of linen from different areas of the hospital
• All the patient linen including bed sheets, patient gowns needs to be changed daily
• All the linen of critical areas like OT and ICU etc. need to be changed daily
• The staff linen needs to be changed on weekly basis
• It is strongly recommended to change all the linen used in the hospital when visibly dirty or are
soiled
• While collecting linen, care should be taken to ensure all sharps or patient equipment is removed
• Staff should wear appropriate PPE like heavy duty gloves, apron and mask during linen handling.
Any skin lesions on hands should be covered
• Hand hygiene should be practiced after linen handling
• Linen needs to be collected in bags and trolleys and should not be placed on the floor or any other
surfaces
• All the linen generated from patient care areas should be segregated into dirty and infected linen.
Linen generated from different areas of the hospital needs to be collected in different colour coded
trolleys
• Dirty linen needs to be collected in a green coloured trolley and soiled linen in yellow coloured
trolley. The laundry management protocol of the hospital needs to include segregation guidelines for
all the staff of the hospital
• To minimise aerosolisation of any organisms contaminating linen, linen should not be rinsed, shaken
or sorted in the clinical area. The personnel should keep his/her hands away from face while handling
linen
• The collected linen needs to be stored at a designated place i.e. in dirty utility of the area of generation.
• The attendant/sister in-charge of the area needs to update the daily transaction register every time
linen is collected from the area. The transaction register should include the details of the number
of different types of linen items collected from the particular area. A separate register has to be
maintained in different areas for the same.
TRANSPORTATION OF LINEN
• Linen collected from different areas of the hospital needs to be transported in the covered trolleys
to the laundry
• Dirty and soiled linen needs to be transported in separate trolleys
• A dedicated trolley for transportation of linen needs to be used and trolleys used for waste collection
or any other purpose should not be used for transportation of linen
• During transportation it is to be ensured that the bags used for collection of linen are properly tied
• In case of any spillage of the soiled linen during transport, the linen needs to be securely placed in
the transportation trolley and cleaning of the surface is undertaken as per the spill management
protocol of the hospital.
The person responsible for receiving linen in the laundry needs to enter the details of the linen in the
receiving and distribution register at the laundry. The details include type and quantity of linen received,
the department from where linen is received, time and date of receiving.
Records are necessary to ensure quality assurance of linen and laundry management in the hospital.
The first step of processing of the soiled linen is disinfection and sluicing of the linen. All infected linen
needs to be soaked in 0.5% bleaching solution for 30 minutes, then thoroughly rinsing of the linen is
carried out with plain water to remove the bleach. The linen is then handed over for washing.
If the laundry services are outsourced, it is the responsibility of the hospital to disinfect and sluice the
soiled linen within the facility itself before handing over the same to the outsourced agency or personnel
for further processing.
• Washing by Hand
STEP 1: Wash heavily soiled/infected linen separately from non-soiled linen
STEP 2: Wash the entire item in water with liquid soap to remove all soilage, even if not visible
o Add bleach (for example, 30–60 ml [about 2–3 tablespoons], of a 5%chlorine solution) to aid
cleaning and bactericidal action
• Machine Washing
STEP 1: Wash heavily soiled linen separately from non-soiled linen
STEP 2: Adjust the temperature and time cycle of the machine according to manufacturer’s instructions
and the type of soap or other washing product being used
STEP 3: When the wash cycle is complete, check the linen for cleanliness. Rewash if it is dirty or stained.
(Heavily soiled linen may require two wash cycles)
Dirty Linen: Dirty linen (non-infected linen) is to be washed in the first batch, with plain water and
detergent. Use of hot water with temperature > 71°C is recommended.
Soiled & Infected Linen: Infected linen is defined as linen derived from known infectious patients,
including those with HIV, Hepatitis B, C and other infectious agents. After sluicing the infected linen is
treated with hot water and detergent having temperature of more than 71°C with a minimum wash cycle
for 25 minutes.
• Washed linen is put in the mechanised hydro-extractor for extraction of water from the processed
linen. If hospital does not have the facility of hydro extracting the linen can be put to air dry in direct
sunlight
• During the process of drying of the linen it is to be ensured that the linen is kept off the ground and
away from dust exposure.
REPAIR OF LINEN (IF NECESSARY)
• All the linen is checked for any damage, wear and tear
• In case of any damage like minor hole or tear observed, it should be sent for repair and mending
• If the linen is severely damaged and cannot be repaired, the same can be discarded or condemned as
per the hospital condemnation policy, by the laundry supervisor.
CALENDERING AND IRONING
• Bed sheets and other heavy linen needs to be calendered with mechanised calendering machines
installed at the hospital
• The processed linen is transported in clean covered trolley to the central store.
• It is to be ensured that the storage of clean linen before distribution is separate from dirty linen
• From the central store the clean linen is issued to respective departments based on the indent
generated from the departments
• From the central store the linen is distributed to respective departments in the clean trolleys
• Record of issued linen needs to be updated in the central store room while the respective departments
need to update the transaction register with the details of linen received in the department.
BEDDING
• Mattresses and pillows with plastic covers should be wiped over with disinfectant such as 70%
alcohol or 1% chlorine solutions.
• Mattresses and pillow cover without plastic covers should be washed with water and detergent and
left for air drying after discharge of every patient, or on weekly basis if occupied by same patient
• Blankets may be dry cleaned or hand washed. It can be done by soaking for 15 minutes in lukewarm
water. Then soap suds are squeezed through the blanket and then rinsed in cold water at least twice.
The blanket should not be twisted or wrung. It should be dried by spreading on clean surface.
RESPONSIBILITY OF LINEN MANAGEMENT
Do’s Don’ts
A rack for keeping used and ready to use linen should Carry used linen close to the body
be available close to the point of use
Sharps to be removed from the linen Drop linen on the floor
Appropriate tagging and labelling of linen bags Shaking linen as this will result in the dispersal of
potentially pathogenic micro-organisms
Decontaminating hands immediately following re- Overfilling of used linen bags
moval of PPE after handling used linen and before
handling clean linen
A disposable plastic apron should always be worn Linen bags containing used linen stored in corridors
when handling used linen and disposable gloves (should be keep in a separate designated area)
should be worn where linen is soiled/foul.
Storing clean and used linen in the same area.
List of files and registers to be maintained for linen management in the hospital:
WATER SANITATION
Availability of adequate water, sanitation and hygiene services are essential components of providing
basic healthcare services in the healthcare facilities.
In a survey done by WHO, involving data from 54 low and middle income countries and, representing
66,101 facilities show that, 38% of health facilities do not have an improved water source, 19% do not
have improved sanitation and 35% do not have water and soap for hand washing. This lack of services
compromises the ability to provide basic, routine services, such as child delivery and compromises the
ability to prevent and control infections.
In the health facilities, availability of clean drinking water is one of the major components contributing to
patient safety. Hence water sanitation is inevitable in health facilities for better patient care.
In order to assure better healthcare services, in relation to water sanitation in the healthcare facilities, it
is to be ensured that hospitals have adequate supply of water, with proper storage facilities and quality of
water supplied is ensured.
The use of water in hospitals in not only limited to cleaning or drinking purposes but is also needed for
carrying out other important functions in various departments like sterilisation & disinfection, kitchen,
radiology (film processing), analytical labs, pure water systems, laundry, gardening, firefighting, dialysis
etc. Thus for continuation of the basic services in hospitals and ensuring safe patient care, uninterrupted
supply of water is a prerequisite to be met. Hospitals needed to calculate the water requirement of the
facility and should plan accordingly.
Water requirement for hospitals having bed strength not exceeding 100 need to have a supply of at least
340 litres per bed per day and for hospitals having bed strength exceeding 100 in number needs to meet
the requirement of 400 litres per bed per day The water requirement of hospitals needs to be calculated
as described.
It is to be ensured by the hospital that water in the hospital is available on 24X7 basis and is readily
available at all points of use. Any interruption in ready supply of water needs to be immediately resolved
to ensure the continuity of supply at the place of work.
It is to be noted that this water requirement does not include the water requirement for fire safety.
• Water supply in the hospital, as per requirements listed above, needs to be stored in an appropriate
manner in overhead tanks or underground tanks required in case of fire emergencies in the hospital
• The storage tanks need to have capacity to store up to 48 hours of water requirement of the hospital
• The storage tanks need to be covered with appropriate sealed lid and needs to be under lock and key,
under the jurisdiction of a dedicated person of the hospital
• It is recommended that while planning the storage tanks, ease of cleaning factor should be kept
under consideration.
ENSURING THE QUALITY OF WATER
WATER TESTING
Since water is used extensively for drinking, cleaning and disinfection purposes all over the hospital, the
quality of supplied water becomes very critical.
• Physical testing for hardness, total dissolved solids (TDS) and other parameters needs to be done at
least once a year on samples obtained directly from the source e.g. well water and bore water
• Testing should also be repeated if the source of water changes e.g., new bore well is made or major
repairs/cleaning is done on existing source e.g., well is cleaned/disinfected
• Physical testing is not required if municipal/corporation water supply is used for all purposes at all
times.
Microbiological Testing of Water
1. Water used for cleaning and disinfection needs to be tested microbiologically by methods that will
allow growth of waterborne organisms. Standard microbiology protocols are to be followed for the
testing
2. Microbial testing of water at a given location is to be done every three months and additionally when
the source is changed/major repairs are done on the supply system or a water related outbreak of
infection is suspected
The samples should show absence of coliform organisms. If water contamination is observed investigate
for possible water contamination. The supply source and system should be checked (and disinfected if
required).
For ensuring the quality of water being supplied in the hospital, the following minimum listed interventions
are needed to be carried out by the hospital:
• Open the outlet valve or tap and drain out any remaining liquid
• Permanent storage tanks are usually fitted with a washout valve that draws liquid from the base. Use
this, rather than the normal outlet valve, for emptying
• Use a mixture of detergent and hot water (household laundry soap powder will do) to scrub and
clean all internal surfaces of the tank. This can be done with a stiff brush or a high pressure jet.
Attaching the brush to a long pole may make it possible to clean the tank without entering it
• Drain all the water from the tank and collect for safe disposal as before. Continue flushing the tank
until there are no longer traces of detergent in the water
• Pumps and pipes used for filling and emptying the tank should also be cleaned. Flush a mixture of
hot water and detergent through the pipes and pump to remove deposits and other waste material.
Once cleaned, flush the system with clean water to remove the detergent.
STEP 2: DISINFECTION OF WATER TANKS
The most common way of disinfecting a water tank is by chlorination. Chlorination is the process of
adding chlorine to drinking water to disinfect it and kill germs. Chlorination of drinking water helps in
neutralising the micro-organisms present in the water and eventually helps in reduction of transmission
of diseases in the community or in the health facility. Drinking water with small amounts of chlorine does
not cause harmful health effects and provides protection against waterborne disease outbreaks.
Chlorine is delivered in a variety of ways but the most common is high-strength calcium hypochlorite
(HSCH), which, when mixed with water, liberates 60 to 80% of its volume as chlorine.
• Add the disinfectant; fill the tank a quarter full with clean water
• Sprinkle 80 grams of granular HSCH into the tank for every 1000 litres total capacity of the tank
• Fill the tank completely with clean water, close the lid and leave to stand for 24 hours
• If the tank is required for use urgently, double the quantity of chlorine added to the tank. This will
reduce the time of disinfection from 24 to 8 hours
• Wash and flush the tank. This is most easily done with a high pressure hose pipe or water jet but if
they are not available the tank can be filled with (preferably hot) water and left to stand for a few
hours
• Prepare for use. cCompletely empty the tank and carefully dispose off the disinfecting water as it will
contain a high concentration of chlorine
• Fill the tank with drinking water; allow to stand for about 30 minutes then empty the tank again
• The tank is now ready for use.
• The presence of free residual chlorine in drinking water is correlated with the absence of disease-
causing organisms, and thus is a measure of the potability of water
• Hospitals need to carry out testing for presence of free chlorine at 0.2 ppm
• Testing needs to be carried out at regular intervals from the samples drawn from potable water and
records of the same need to be maintained for proving compliance.
MICROBIOLOGICAL SURVEILLANCE OF WATER
• Hospitals need to carry out microbiological surveillance of the water, drawing samples from overhead
tanks and from drinking water facilities
• Records of this surveillance need to be kept for proving compliance.
Table25: Quantity of chemicals needed to disinfect water for drinking*
KITCHEN SERVICES
• Kitchen serves as one of most important support services department in the hospital as it helps in
stimulation of rapid recovery of patients by providing food to the patients as per the specific patient
requirements. However, kitchen establishments are identified as places that may lead to outbreaks
of food-borne infections
• Quality and quantity of food are key factors for patient recovery. Ensuring safe food is an important
service delivery in healthcare. Hospital patients may be more susceptible to food-borne infection,
and suffer more serious consequences than healthy people. Thus, high standards of food hygiene
should be maintained throughout the service delivery. The need for adequate food hygiene facilities
• The kitchen department needs to be located away from the patient care areas, if feasible, in a separate
building
• It is preferable if kitchen department is located on the ground floor of the hospital where there is
easy accessibility for receiving of raw materials and distribution of food through food trolleys
• Location should ensure that any noise or cooking odours emanating from the department do not
cause any inconvenience to the other departments
• The location should involve the shortest possible time in delivering food to the wards.
• The kitchen area should be physically separate from patient care areas and located away from
biomedical waste collection/disposal area.
• The kitchen complex should contain, at the minimum, the following physically separate areas:
o Raw supply receiving and checking area
o Separate room for storage of raw material, vegetables with appropriate numbers of
refrigerators, racks, etc.
o The kitchen itself should have defined areas for processing of raw food (washing, cutting
vegetables etc.), cooking area (where the food is actually cooked), holding area for cooked food
and dispensing counter/area
o Separate area to temporarily hold waste from the kitchen
o Separate area to store cleaning equipment e.g., mops, buckets and cleaning chemicals. This
should not be connected to the storage area in any manner (open door/ window)
o A dedicated toilet for use by kitchen staff
• Adequate supply of treated water should be ensured at all times. If borewell/well water is used, there
should be a provision for disinfection using chlorine or boiling before use
• Windows should be fitted with mesh screens to prevent entry of insects, lizards etc.
• All food grain storage should be done on raised pallets/stands with a minimum clearance of 8-12
inches from the floor. Pallets should ideally be made of metal as wooden ones are not easy to clean.
All refrigerators, freezers and other floor-based equipment should have the same clearance above
the floor
• Storage pallets, refrigerators should have clearance from all sides to enable inspection and cleaning
• The storage room should not have high temperature. An AC should be installed if possible An exhaust
fan should be installed if an AC is not available. The windows should be kept closed at all times. A
thermometer to measure room temperature should be available in the room and a daily log of the
same should be maintained
• The storage room should have smooth internal surfaces without cracks and crevices in the walls or
floor
• Separate mops, buckets and cleaning chemical supplies should be used for the kitchen
• All floors in the kitchen complex should be cleaned at least twice a day using soap and water. Cleaning
should begin with the food storage room and proceed to preparation and cooking area. The waste
storage area and the cleaning equipment storage area should be cleaned last (clean to dirty sequence
should be followed)
• Additional cleaning should be done as and when required e.g., spills should be cleaned immediately.
If the floor appears dirty, it should be cleaned immediately
• Food storage pallets should be cleaned by wiping with soap and water at least weekly
• Equipment such as tables and food preparation and holding counters should be wiped with chorine
solution containing 500 ppm of chlorine (1% dilution of hypochlorite) at least twice a day or before
and after food preparation, whichever is suitable. The solution should remain wet on the surfaces for
at least one minute
• Weighing machines used to weigh raw material should be cleaned once a day and whenever soiled,
by wiping/washing with soap and water
• Cooking stoves should be wiped clean with soap water before and after use. They should always
appear clean. Cooking gas cylinders attached to the gas stove should also be wiped with soap and
water once a day.
• Change the mop heads/mop and brushes when they become frayed or at least every two weeks,
whichever is earlier. Clean with soap and water before next use.
Cleaning of items used to handle food
• Equipment that comes in contact with food – cutting boards, knives, mixing utensils, cooking utensils,
serving plates and bowls, glasses, etc should be washed with soap and hot water (if available) and then
immersed in chorine solution containing at least 250 ppm chorine (0.5% dilution of hypochlorite)
for at least one minute. Do not use hot water to prepare chlorine solutions. After immersion, rinse
with plain water immediately and allow to dry naturally before use
• Cleaning of these equipments should be done before the first use of the day. During the day, these
equipments should be washed with soap water after use and whenever they appear soiled/dirty
• When not in use, store these items in a closed cupboard or container e.g., all knives, spoons will be
cleaned at the end of the day, dried and stored in a closed plastic box until next morning; utensils will
be stored in closed cupboards or covered with a plastic sheet.
• All persons handling food will undergo periodic medical examination and laboratory testing at the
following times:
o Initially before joining the job
o Hair is kept short or tied in a bun in case of females. Loose hair should not be allowed in the
kitchen under any circumstances. Male employees should preferably be clean shaven. If beards
are grown they should be properly maintained
o Netted cap covering all head hair will be worn by all kitchen workers on duty
o Hand washing should be done on joining duty, after completing a task (e.g., vegetable cutting,
cooking the food, etc.) and whenever the hands are visibly dirty/soiled. Hands should also be
washed after using the washrooms, after eating food and before leaving duty
o Hands should be disinfected using an alcohol hand rub before handling raw food, before
beginning cooking, before dispensing cooked food, after washing utensils, before leaving duty
• Any illness should be promptly reported and the worker should undergo appropriate examination
and take the recommended treatment without delay.
Receipt and storage of raw food
• Raw food supplies should be checked for contamination in the receiving area before taking them to
the storage area
• Gross dirt should be removed by washing foods such as potatoes and fruits before storage
• Boxes should be wiped with soap and water to remove external dirt before being taken to the storage
area. Excessive water should not be applied
• Only clean food supplies should be taken to the storage area
• Grains should be stored in closed containers on raised pallets. Containers should be washed and
dried before they are refilled with grains. Grains requiring aerated storage may be stored in clean
• Preliminary preparation of the food should be done in a designated area of the kitchen
• Wash and disinfect hands before handling the food
• Make sure cutting boards, knives and other containers and the counter tops are clean
• Use separate knives and cutting boards for vegetables and fruits
• Take up the prepared raw food for cooking/serving as soon as possible. Avoid storing and using later
as much as possible.
Food preparation
• Monitor the temperature of all refrigerators by placing a thermometer inside them and record the
readings at least once daily. The temperature should be maintained between 2-4°C. Electronic
sensors may be used, if available
• Place refrigerators away from heat sources and keep clearance at the back of the unit to allow hot
air to escape
• The following cleaning procedure should be used to clean all refrigerators:
o Switch off the unit and remove all food items, ensuring that these are covered in the
appropriate manner and are kept safe during the cleaning process
o Remove all shelves and scrub clean with soap and water
o Clean the fridge walls and base in that order with soap and water
o Remove all condensation from drip/chiller trays (if applicable) and wipe down all inner walls
with a clean cloth
o Replace all shelves and switch on the unit.
Waste disposal
• Kitchen waste should be segregated into dry and wet at the point of generation.
• Wet waste should be collected in waterproof bags. This waste can be used for composting.
• Waste bags should be tied and disposed off each evening or when three fourths full, whichever is
earlier.
• Kitchen waste should not be mixed with biomedical waste.
Pest control
• The entire kitchen area should be sprayed with pesticides every three months and whenever large
numbers of pests are detected
• Pest infestation should be looked for daily and reported immediately when detected.
Each hospital should have Safety and Security Management protocols to describe the processes designed
to eliminate or reduce, to the extent possible, hazards in the physical environment and to manage staff
activities, to reduce the risk of injuries to individuals and loss of property.
In relation to maintenance of cleanliness and hygiene, security services in the hospital need to carry out
the following functions in the hospital:
• All the security staff need to be dressed meticulously as per the dress code of the hospital
• Smoking, drinking, chewing tobacco should be prohibited while on duty
• Security personnel should observe compassionate and commensurate behaviour within the facility
• Hospital security services need to be trained in crowd management and handling of agitated patient
and visitors
• Security services need to be provided with communication system to be used in the event of an
emergency and for alarming purpose.
It is to be ensured by the hospital that all the main entrances of the hospital are guarded by security
personnel. Locations where security needs to be present to check the nuisance and unauthorised entry
are:
CROWD MANAGEMENT
Crowd management in the hospital is one of the critical functions being performed by the security
personnel. Hospital environment is mostly stressful for most of the visitors. Thus efficient crowd
management in the hospital is necessary to ensure safety of staff and environment.
• For efficient crowd management, security personnel should maintain professional manner, and
remain neutral in word and deed, in the face of antisocial behaviour of the crowd
• Security personnel need to proactively and repeatedly attempt to establish and to maintain
communication and cooperation with representatives of agitated crowd or individual
• Security personnel need to supervise the availability of patient amenities in the waiting areas of the
facility, as unavailability of these are the major factors for discontent among visitors
VIGILANCE ACTIVITY
Besides carrying out the normal function of ensuring safety in the hospital, hospital
security personal is also needed to carry out the vigilance activity with respect to hygiene,
sanitation and cleanliness in the health facility.
• Security personnel should take round of all the important and sensitive points of the premises as
specified by the hospital and check/block access of loitering/unlawful persons and vagabonds
• Guards on duty should take care of vehicles, scooters/motor cycles/bicycles parked in the parking
sites located within the premises of the hospital and should ensure that the vehicles are parked in
designated spaces and should not block the access pathways
• Security personnel also need to be vigilant for any stray animals within the premises
• They should ensure that flower plants, trees and grassy lawns are not damaged either by the staff or
by the outsiders or by stray cattle
• They should keep a strict vigil on suspicious looking persons/objects and take immediate action as
deemed suitable
• Security personnel should also ensure that any person including staff, visitor or patientdo not indulge
in unhygienic behaviour like littering, spitting, open field urination, defecation etc.
• They should restrict unauthorised vendors or rag pickers inside the campus
• Hospital security services should also ensure that central waste storage area of the hospital is
secured.
REPRIMAND ACTIVITY
• Hospital security services need to be empowered with authority to reprimand any person involved
in any unhygienic behaviour in the hospital
• The reprimand authority needs to be fixed by the hospital administration.
Many hospitals prefer to outsource their care services like security, housekeeping, laundry etc. to
external agencies as creating infrastructure to render these services and most importantly managing the
manpower and regulating their rate of absenteeism, unavailability, and uncalled legal issues is difficult.
Hence, hospitals today prefer focusing on medical care and latest technology and offloading the ancillary
services to experienced facility management agencies.
With outsourcing, an external contractor assumes responsibility for managing one or more of a healthcare
organisation’s business or services. Because the contractor specialises in providing a specific service
• Hospitals need to evaluate services to be outsourced based on the need of the hospital. They should
independently evaluate the extent of service required including number of personnel, timing of
service, deliverables etc.
• Hospitals need to form a committee for detailing the request for proposal, for designing the
measurable tools to monitor and evaluate performance of outsourced agency
• Hospitals need to have a valid agreement with the outsourced agency for any services that are being
outsourced
• A formal agreement/contract needs to be signed between both the parties i.e. hospital and the
outsourced agency, covering all the requirements to ensure that the services are provided as per the
need of the hospital and are monitored and reviewed periodically
• Having a formal agreement/contract with the outsourced agency also puts the outsourced agency
under legal obligations for ensuring the delivery of services
• The outsourced agency should be hired through tendering and the letter for award of work should
be issued to the agency.
ESSENTIAL COMPONENTS OF THE CONTRACT
The contract signed between the hospital authorities and outsourced agency needs to cover at least the
following essential components:
While engaging an outsourced agency it is to be ensured that the deliverables of the outsourced agency in
regards to the service parameters are clearly defined in terms of work to be done and verification of the
deliverables.
A penalty clause is defined as a provision listed within a contract which imposes a certain sum of money
on the part of contracting party for a specific default.
The contract/agreement with the outsourced agency needs to clearly define the penalty clause and events
or circumstances for which the penalty can be imposed. These events need to be listed against the defined
measurable deliverable of the contract and penalty enforced in case of non-performance and substandard
performance of the outsourced agency.
Penalty may include reduction in agreed payment terms or non-payment of services or cancellation of
the services.
Hospitals need to ensure that they evoke the penalty clause in event of non-performance or sub-standard
performance of the services. Any such event needs to be duly recorded and records of the same are to be
retained by the hospital.
RELEASE OF PAYMENTS
The contract/agreement signed between both the parties need to clearly define the payment terms clause
in the contract. The terms of payments should include:
The services provided by the outsourced agency should be monitored by a nominated officer of the
hospital. For poor quality services received, suitable intimation should be sent clearly bringing out the
deficiency. Suitable action and penalty should also be imposed for improvement.
Hygiene promotion is a planned and systematic approach to preventing diseases and promoting health
through the widespread adoption of safe hygienic practices.
Hospitals being an integral part of society, as social and medical organisations, provide plentiful
opportunities for healthcare workers to interact with representatives from different sections of society
in the form of patients, their attendants and visitors. Hence, health facilities are most suited for hygiene
promotion and can play a pivotal role in hygiene promotion.
Improving access to safe water and sanitation facilities leads to healthier families and communities.
However, when people are also motivated to practice good hygiene, health benefits of the community
are significantly increased, This could be through hand washing practices, cleaning practices, safe waste
disposal methods and other good practices regarding hygiene and sanitation.
The goal of hygiene promotion is to help people understand and develop good hygiene practices, so as to
prevent diseases and promote positive attitudes towards cleanliness. Several community development
activities can be used to achieve this goal, including education and learning programmes, encouraging
community management of environmental health facilities, and social mobilisation and organisation.
Hygiene promotion is not simply a matter of providing information. It is more a dialogue with communities
about hygiene and related health problems to encourage and improved hygiene practices.
This section of the guidelines talks about the different methods which can be adopted for hygiene
promotion both in the community and within the hospital as well.
Monitoring cleanliness of the facility with participation from different sections of society empowers the
society by providing the ownership towards cleanliness of the hospital. Patient participation in promoting
hygiene and cleanliness in the facility also enables the individuals to contribute towards overall hygiene
and cleanliness of the facility.
Hospitals should involve the Rogi Kalyan Samiti (RKS) or local NGOs, civil society organisations for
monitoring of activities within the facility. Hospitals should also involve these local bodies in not only
monitoring cleanliness but also in carrying out cleanliness activities in the facility. Such collective efforts
for promoting the overall hygiene in hospital also increase the accountability of society and staff in
maintaining and promoting the cleanliness drive.
It is recommended that the monitoring of cleanliness activity by RKS committee should be done on
monthly basis and records of such monitoring need to be kept for proving compliance.
PATIENT COUNSELLING
Hospitals should ensure that they carry out counselling of patients with regard to hygiene promotion and
best practices to be followed for personal and facility cleanliness. Patient counselling can be done by the
treating doctors, staff nurse or members of Infection Control Committee of the hospital.
• Personal hygiene
• Hand washing technique
• Segregation and safe disposal of waste (General and BMW)
• Overall cleanliness methods and benefits
• Water sanitation and rain water harvesting etc.
Patient counselling can be carried out during general interactions with patients during hospital rounds or
by organising special counselling sessions.
Hospitals should frame patient responsibilities in relation to cleanliness of the hospital and these may be
included in the overall responsibilities of the patients.
Hospitals need to ensure that the framed patient responsibilities are prominently displayed at various
locations of the hospital.
Some patient responsibilities are listed below. It is suggested that hospitals may add or modify
these as per their requirements.
Hospitals should ensure that they have a system in place for obtaining feedback from patients and visitors
IEC activities can provide people with the opportunity to develop their personal knowledge, skills and
confidence and to reconsider their attitudes, beliefs and behaviour. It can increase awareness, provide
information, persuade and motivate people to change behaviour.
Hospitals can use a range of materials, activities, and approaches as part of an IEC campaign. They need
to promote social awareness and community change by putting up posters and other visuals in health
facilities and public places. Some of the approaches that can be used include the following:
• Printed materials
o Brochures
o Posters
o Wall calendars
• Mass media
• Billboards
• Advertisements
• Desktop flipcharts
• Television, radio and the use of DVDs/VCDs
• Public service announcements
• Print media, i.e. newspapers, magazines
• Use of education materials on hospital stationery and other materials like medicine dispensing
covers
Hospitals need to ensure that the IEC material is printed in bilingual language. Use of local language
should be preferred. Some of the IEC materials related to ‘’SBA’’ and Kayakalp has been placed at annexure
‘’. Hospitals are advised to use these IEC materials after considering local context and priorities.
Hospitals should ensure that they prepare and display IEC materials related to following:
• Hand Hygiene: Hand washing instructions and posters are needed to be displayed at all the hand
washing stations
• Swachhata Abhiyan: IEC materials may include aims and objectives of SBA, initiatives taken up by
the hospital, community awareness material, waste segregation posters, general waste management
posters, responsibilities of patients in relation to cleanliness etc.
• Use of Toilets: Education posters on proper use of toilets and elimination of open defecation need
to be displayed inside toilets.
• Water Sanitation: Education posters and materials on water sanitation including water conservation,
rain water harvesting, chlorination of water, safe sanitation practices and their impact on health,
various aspects of safe drinking water, water borne diseases and prevention
It is suggested that hospitals may adopt various IEC materials available on website of MoHFW, Ministry of
Every hospital needs to work with active involvement of all staff to achieve the objectives “Kayakalp” and
SBA.
It is essential that the head/in-charge of the hospital i.e. Medical Superintendent of the hospital along
with his administration team provide necessary leadership and motivation to the staff for accomplishing
the objective of a clean and hygienic facility.
Some of the basic requirements that are needed to be met by the hospital in this regard are:
• Hospital needs to form an Infection Control Committee at the facility level to implement, monitor and
review the activities of cleanliness, sanitation and hygiene and infection control within the facility
• While forming the Committee it is to be ensured by the hospital that it has representation from the
entire category of the staff
• Roles and responsibilities of each and every member of the Committee need to be explicitly defined
and well communicated and documented
• Goals and objectives of the Committee shall be well defined and communicated to its members. The
objectives and goals should be SMART i.e.
o S-Specific: Targets should be objective, fact based and explicit stating what is intended to be
done
o A-Attainable: Targets should be realistic, practical, focusing on real problems that are evolved
and not radically assigned
o R-Reviewable: There should be mechanisms in place to monitor the progress on achieving the
goals
o T-Time bound: Begin with an end in mind. Timelines to achieve the targets shall be set at the
time of setting.
• Periodic review is crucial for continuous improvement. Hence, it is prudent that the top management
sets a system of monitoring and reviewing of progress made in the cleanliness drive and take corrective
and preventive measures for improving cleanliness, hygiene and infection control practices
• The review activities should be inclined towards the objectives set by the Committee
• It is suggested that the review of the activities are carried out on weekly basis by the top management
of the hospital and all the review meetings are properly documented and meeting records are kept
for proving the compliance.
REWARD AND RECOGNITION
• Hospitals need to adopt the practice of reward and recognition for best performing staff and
departments of the hospital in relation to cleanliness and infection control
• Such practices provide direct motivation to the staff and establish a system of healthy competition
amongst different departments and staff categories
• Innovative methods can be used for rewarding and recognising the departments and staff.
Incentivisation of departments and staff can be one of the methods or the name and photograph of
the best performing staff can be displayed prominently for recognition.
TRAINING, CAPACITY BUILDING AND STANDARDISATION
Capacity building is fundamentally about improving effectiveness of an organisation. Capacity building
focuses on furthering an organisation’s ability to do new things and improve what they currently do. Most
simply, capacity building improves the organisation’s performance and enhances its ability to function.
Capacity building typically involves training, mentoring and other resource support to individuals and
organisations. Typically capacity building will result in the adoption of new skills and knowledge as well
as systems to sustain and expand these improvements over time.
Regular training sessions need to be conducted to ensure that the activities are being carried out in a
standardised manner in the hospital in relation to the cleanliness and infection control activities. .
Standardisation of the activities helps in maximising the repeatability, uniformity and safety in the
hospital thus increasing the efficiency and efficacy of the services.
MINIMUM REQUIREMENTS
The first and foremost step for implementing any training programme is to identify the training need
for all staff of the hospital. The training need assessment of the employees is done for measuring their
competence in relation to activities needed to be carried out for cleanliness, hygiene and infection control
in the hospital.
• Theoretical knowledge
• Demonstration of methods
• Practical implementation
Based on the training needs assessment of the employees, a training schedule and training material
should be prepared as per competence gaps.
Training Topics
As per “Kayakalp” Scheme regular trainings need to be conducted in the hospital for carrying out the
activities of cleanliness and infection control in a standardised manner.
• Hospitals need to have uniform dress code policy which outlines professional image and to help
visitors and employees feel safe, confident and comfortable
• It is preferable if hospitals have dress code for every category of staff for easy identification for
patient and visitors
• All the staff should adhere to the dress code policy within the premises of the hospital
• Religious beliefs of the staff and the visitors shall be taken into account while drafting the dress code
policy
Dress code policy shall have explicitly defined standards for:
• General Appearance: Acceptable and non-acceptable practices related to good personal hygiene, hair,
nails, jewellery, tattoos, make-up, perfume
• Uniform details for different categories of staff (both male and females)- top, lower, colour, fabric,
shoes, socks, lab coats, aprons, etc.
Hospital name badges/name plates should be provided to all healthcare providers, in accordance with the
hospital policy. The identification badges should be worn with the name and picture facing out.
Management shall ensure that all categories of staff adhere to the dress code policy including doctors,
nurses, technicians, paramedics and Group-D staff. The policy needs to be applicable to regular, outsourced,
and contracted staff.
Cleaning of patient care areas/rooms should follow a methodical, planned format that includes the
following elements:
Assessment
• Check for additional precautions (isolation) signs and follow the precautions indicated
• Walk through room to determine what needs to be replaced (e.g., toilet paper, paper towels, soap,
ABHR, gloves, sharps container) and whether any special materials are required; this may be done
before or during the cleaning process.
Gather supplies
Clean room, working from clean to dirty and high to low areas of the room
o Change the cleaning cloth when it is no longer saturated with disinfectant and after cleaning
heavily soiled areas such as toilet and bedpan cleaner.
• Start by cleaning doors, door handles, push plate and touched areas of frame
• Check walls for visible soiling and clean if required
• Clean light switches and thermostats
• Clean wall mounted items such as (ABHR) dispenser
• Check and remove fingerprints and soil from glass partitions, glass door panels, mirrors and windows
with glass cleaner
• Check privacy curtains for visible soiling and replace, if required
• Clean all furnishings and horizontal surfaces in the room including chairs, window sill, telephone,
over bed table etc. Lift items to clean the table. Pay particular attention to high-touch surfaces
• Wipe equipment on walls such as top of suction bottle, intercom and blood pressure manometer as
well as IV pole
• Clean bedrails, bed controls and call bell
• Clean bathroom/shower (applicable for single room) (see bathroom cleaning procedure)
• Clean floors (see floor cleaning procedure).
Disposal
Replenish supplies as required (e.g., gloves, ABHR, soap, tissue roll/paper towel etc.)
Housekeeping in-charge should complete the monitoring and evaluation of the cleaning after each
cleaning procedure.
In addition to routine daily cleaning of patient care areas/rooms, the following additional cleaning should
be scheduled:
Assessment
• Check for additional precautions signs and follow the precautions indicated
• Walk through room to determine what needs to be replaced (e.g., toilet paper, paper towels, soap,
ABHR, gloves, sharps container) and whether any special materials are required; this may be done
before or during the cleaning process.
Gather supplies
• Strip the bed, discarding linen into soiled linen bag; roll sheets carefully to prevent aerosol formation
• Inspect bedside curtains and window treatments; if visibly soiled, clean or change
• Remove gloves and clean hands.
Clean room, working from clean to dirty and high to low areas of the room
• Clean top and sides of mattress, turn over and clean underside
• Clean exposed bed springs and frame
• Check for cracks or holes in mattress and have mattress replaced as required
• Inspect for pest control
• Clean headboard, foot board, bed rails, call bell and bed controls; pay particular attention to areas
that are visibly soiled and surfaces frequently touched by staff
• Clean all lower parts of bed frame, including castors
• Allow mattress to dry.
Clean bathroom/shower (see bathroom cleaning procedure)
Disposal
Remake bed and replenish supplies as required (e.g., gloves, ABHR, soap, paper towel, toilet brush)
Return cleaned equipment (e.g., IV poles and pumps, walkers, commodes) to clean storage area.
Environmental cleaning in surgical settings minimises patients’ and healthcare providers’ exposure to
potentially infectious micro-organisms.
• This should be performed first, every morning irrespective of whether the OT will be used or not
• A detailed wash-down should be done at least once a week for OTs that are used daily
• For OTs that are used less frequently, detailed wash-down should be done at least once a month and
before any camp patients are operated.
Method
• Clean the wheels by running them 10-15 times over a Turkish towel soaked with soap and water
• Wipe the equipment with HLD and allow to air dry
• Move the equipment back into the OT. Wipe equipment with high-level disinfectant
• Cover electronic equipment with properly fitting plastic covers and fog the OT with high-level
disinfectant until a fog is seen in the air
• Keep the OT closed for at least one hour
• Meanwhile, clean the rest of the OT complex (passages, other rooms) with soap and water followed
by wiping with high-level disinfectant. Clean and wipe from ceiling to floor. Clean all furniture
• The OT may be used after it has remained closed for at least one hour.
Cleaning and Disinfection of New OT and after any Civil Work
• The mechanical action of wiping is very important to remove spores and improve the action
of disinfectants used subsequently
General Rules
• Whenever any equipment from the outside is brought into the labour room, wipe all equipment
surfaces down with HLD before bringing them into the room
• Cleaning sequence
o Always clean the labour room before cleaning the connected passages and rooms
o When cleaning the labour room proceed in a top-to-down sequence i.e., ceiling based equipment
first, walls, then floor based equipment and lastly the floor. When cleaning the floor, begin at the
end farthest from the door and move towards the door (in to out). The cleaning staff should
always move from clean to unclean areas and never vice versa
• Equipment and environment surfaces that have become rough should be repaired/replaced.
• Soiling with blood/body fluids should be cleaned as soon as possible
• Items that are not regularly required in the labour room should not be stored there. Materials that
are used at other locations should not be stored in the labour room
• A broom should not be used in the labour room. Use a dust pan and a piece of stiff plastic/cardboard
to gather particulate debris from the floor. All cleaning should be done by wet mopping/wiping
technique
• When picking up sharp items from the floor e.g., dropped needles, use a forceps to hold it. Do not pick
up sharps by hand
• Do not use domestic vacuum cleaners in the labour room
• Always use the recommended cleaning/mopping technique
• Never mix any two disinfectants or disinfectant with soap
• During cleaning inspect all areas for water seepage and report immediately. Mop the affected area
with HLD at least once a day until the problem is resolved
• Use separate dedicated mops for
o Floor and ceiling based equipment e.g., labour table, lights, trolleys etc.
o Use colour coding (one colour for each type a & b) to prevent accidental exchange
• Labour room walls may be cleaned 2-3 times a week. Clean as soon as possible if visible dust is
present and whenever soiling with blood/body fluids occurs.
Daily Routine Cleaning and Disinfection for Labour Rooms
The labour room and connected passages and rooms should be cleaned at least twice a day at fixed times.
At other times spot cleaning of visibly soiled areas and cleaning of blood/body fluid spills should be done
as soon as possible when soiling occurs.
Perform detailed wash-down of the labour room, using the procedure mentioned for detailed wash-down
of the operation theatre.
CLEANING OF TOILETS
• All toilets should be cleaned at least thrice a day especially the ones in general areas
• Cleaning equipment for toilets (i.e., floor mops, hand mops, buckets, bottles used to prepare
disinfectant dilutions) should be separate and not be used in other areas of the hospital
• Use the following method to clean toilets:
• Cleaning of this area should preferably be done after cleaning other areas
• Additional PPE – disposable cap, mask, linen gown and if required, goggles - should be used during
cleaning. These items should be put on just before entering the area and should be removed
immediately after coming out. They should not be taken to other areas of the hospital without putting
them in plastic bag first
• Prepare all cleaning equipment and chemicals before starting cleaning. All cleaning should be
completed in one session. Use an HLD
• Wear cap, mask, gown and rubber gloves
• Enter the area. Keep door closed to prevent traffic. If patient has a respiratory infection, keep
windows open
• Clean blood and body fluid spills first
• Remove all contaminated items and items to be replaced from the area – linen, curtains, waste,
sharps containers, etc. Inspect the area to make sure no item is missed. Soiled linen should be put in
plastic bags at the point of removal itself. Make sure sharps containers are closed tightly and handle
carefully to prevent dropping the container. Segregate any waste at source by putting it into the
appropriate container. Waste bags should be closed, tied and labelled before transport
• Change gloves and begin cleaning
• First clean and disinfect all patient care items dedicated to the area e.g., thermometers, blood
pressure apparatus, tongue depressors, weighing scales, ambu bags, sterile containers placed in the
area, etc. Do not take these to another location or use on another patient before they are cleaned and
disinfected properly
Terminal disinfection of the room/ward should be done after discharge of infected patients. The aim of
this procedure is to thoroughly clean and disinfect all items and surfaces in the room/ward (eliminate
any reservoirs of infection) and prevent further transmission to patients admitted there and staff working
in the area. Detailed cleaning and disinfection of all surfaces and removal/disinfection of all potentially
infected patient care items (thermometers, stethoscopes, tongue depressors etc.) is very critical to reduce
the risk.
• Determine whether the patient was on any particular isolation precautions – contact/droplet/
airborne. If so appropriate precautions should be taken during cleaning and disposal of waste
• Prepare for cleaning – gather the cleaning equipment and items to be replaced. Once cleaning begins,
the cleaning staff should not go to other areas of the hospital until all cleaning is finished
• Clean hands and use an alcohol hand rub
• Put on utility gloves. Wear a cap, mask and gown if patients were on isolation precautions
• Walk through the area and make a list of items that should be replaced e.g., soap, empty alcohol hand
rub bottles, towels, linen etc.
• Remove all contaminated items and items to be replaced from the area – linen, curtains, waste,
sharps containers, etc. Inspect the area to make sure no item is missed. Soiled linen should be put in
plastic bags at the point of removal itself. Make sure sharps containers are closed tightly and handle
carefully to prevent dropping the container. Segregate any waste at source by putting it into the
appropriate container. Waste bags should be closed, tied and labelled before transport
o Wipe mattress with disinfectant (if there is waterproof cover). Otherwise, soiled mattresses
should be replaced. Wipe the removed mattress with plenty of disinfectant and keep in bright
sunlight until thoroughly dry. Thereafter check whether it is usable. If not discard the mattress
o Clean the entire bed (i.e., frame, side rails, wheels, etc.)
CLEANING OF EQUIPMENT
• Remove debris from floor and dry any wet spots with old newspaper
• Remove gum or other sticky residue from floor
• Starting in the farthest corner of the room, drag the mop toward you, then push it away, working in
straight, slightly overlapping lines and keeping the mop head in full contact with the floor
• Do not lift dust mop off the floor once you have started, use swivel motion of frame and wrist to
change direction
• Move furniture and replace after dust mopping, including under and behind bed
• Carefully dispose off debris, being careful not to stir up dust
• Replace mop head/pad when soiled and after mopping a room.
Mopping Floors using Wet Loop Mop and Bucket
• Prepare fresh cleaning solution according to the manufacturer’s instructions using appropriate PPE
according to MSDS
• Place ‘wet floor’ caution sign outside of room or area being mopped
• Divide the area into sections (eg. corridors may be divided into two halves, lengthwise, so that one
side is available for movement of traffic while the other is being cleaned)
• Immerse mop in cleaning solution and wring out
• Push mop around skirtings first, paying particular attention to removing soil from corners; avoid
splashing walls or furniture
• In open areas use a figure eight stroke in open and wide spaces, overlapping each stroke; turn mop
head over every five or six strokes. While in small spaces, starting in the farthest corner of the room,
CLEANING OF AMBULANCE
• The ambulance should be cleaned daily in the morning and after every patient transport
• Morning cleaning – wipe all surfaces with freshly prepared low-level disinfectant. Clean both, the
patient compartment as well as the driver’s compartment
• Check supplies and replenish if required
• After transport of the patient
o Wear utility gloves and arrange cleaning mops, disinfectant bottles and paper
o Clean visible blood spills first
o Remove BMW (e.g., dressings, bandages, soiled linen) in an appropriate colour coded waste
bag
o Dispose sharps that are found during cleaning in the sharps container. Use a forceps to pick up
sharps
o Remove used linen/blankets for laundering
o Clean and disinfect/sterilise equipment used in the call
o Clean and disinfect the patient compartment by wet wiping with a low-level disinfectant
o If the vehicle is heavily contaminated take it out of service and perform detailed cleaning by
wiping all surfaces and equipment with an HLD
o Restock the supplies as required
• Detailed cleaning to be done in case of heavy contamination of the ambulance should be done as
follows:
o Park the ambulance away from common traffic areas
o Wear utility gloves, disposable cap, mask and clean linen gown (use a waterproof gown if
slashing is expected)
o Remove all equipment from both compartments – driver and patient
1. Wipe the outer surface of all ACs (especially the louvers on the air outlet) with soap and water at least
once a week or more frequently (daily) if easily accessible. Wiping should be done more frequently
(2-3 times a week) if the area is heavily used
2. Once a week, the dust filters in the AC should be removed, taken outside the area and washed to
remove all dust and fibres. They should be dried and then fitted back into the AC
3. Proper drainage should be provided to drain away all condensation from the unit. Any leakage should
immediately be reported and rectified urgently
4. Regular servicing of the units should be carried and records maintained. During the servicing, the
roller fan inside the unit should be wiped clean using an HLD.
Name of Department:
Date:
Cleaning De Dusting Dry Wet Dust Bin Cleaner Monitoring Supervisor Remarks
Time Mopping Mopping Clearance Name Time Sign/ Name
(to be used by the ICU in-charge or infection control nurse or competent authority)
Date
Unit
Name of cleaning
staff
Signature of ICU
in-charge
High-touch
Cleaned Not Cleaned Not Present in ICU
Surfaces
M E N M E N M E N
Syringe IV pump
control buttons
Monitor control
buttons
Monitor touch
screen
Ventilator control
panel
Bedrails
IV stand (grab area)
ICU door handle
incineration or Plasma
Pyrolysis
PART 2
• All plastic bags shall be as per BIS standards as and when published, till then the prevailing Plastic
Waste Management Rules shall be applicable
• Chemical treatment using at least 1% to 2%(2018 Amendment) Sodium Hypochlorite having 30%
residual chlorine for 20 minutes or any other equivalent chemical reagent that should demonstrate
Log104 reduction efficiency for micro-organisms
• There will be no chemical pre-treatment before incineration, except for microbiological, lab and
highly infectious waste
• Dead foetus below the viability period (as per the Medical Termination of Pregnancy Act 1971,
amended from time to time) can be considered as human anatomical waste. Such waste should be
handed over to the operator of common BMW treatment and disposal facility in yellow bag with a
copy of the official Medical Termination of Pregnancy certificate from the Obstetrician or Medical
Superintendent of the hospital or healthcare establishment
• Cytotoxic drug vials shall not be handed over to unauthorised person under any circumstances.
These shall be sent back to the manufacturer for necessary disposal at a single point. As a second
option, these may be sent for incineration at common BMW treatment and disposal facility or TSDFs
or Plasma Pyrolysis at temperature >1200°C
• Residual or discarded chemical wastes, used or discarded disinfectants and chemical sludge can be
disposed at hazardous waste treatment, storage and disposal facility. In such case, the waste should
be sent to hazardous waste treatment, storage and disposal facility through operator of common
BMW treatment and disposal facility only
• On-site pre-treatment of laboratory waste, microbiological waste, blood samples, blood bags through
disinfection or sterilisation onsite in the manner as prescribed by the WHO on safe management of
wastes from healthcare activities and WHO Blue book, 2014 and then given to the common BMW
treatment and disposal facility for safe disposal.
• Installation of in-house incinerator is not allowed. However in case there is no common bio-medical
• Syringes should be either mutilated or needles should be cut and/or stored in tamper-proof, leak-
proof and puncture-proof containers for sharps storage. Wherever the occupier is not linked to a
disposal facility it shall be the responsibility of the occupier to sterilise and dispose in the manner
prescribed
• BMW generated in households during healthcare activities shall be segregated as per these rules and
handed over in separate bags or containers to municipal waste collectors.
Name of HCW__________________________________________________________
HBIG Yes/No
Hbs Ag Positive/Negative
Name: .............................................................................................................................
- That I have been informed of the recommendations with regard to prophylactic treatment
after accidental exposure to HIV/HBV
- That I have been informed of the effectiveness and the possible side-effects of this treatment
o I agree to follow this prophylactic treatment for a period of 28 days/as recommended and
I agree to accept medical supervision and follow up testing for this
Date: .........................................
Aerosol: Particles of respirable size (<10 µm) generated by both humans and environmental sources that
can remain viable and airborne for extended periods in the indoor environment
Airborne Transmission: Means of spreading infection in which airborne droplet nuclei are inhaled by
the susceptible host
Alcohol-based Hand Rub: An alcohol-containing preparation designed for application to the hands for
reducing the number of viable micro-organisms on the hands. These are waterless antiseptic agents not
requiring the use of exogenous water. After applying such an agent, the hands are rubbed together until
the agent has dried
Antiseptic: A germicide that is used on skin or living tissue for the purpose of inhibiting or destroying
micro-organisms. Examples include alcohols, chlorhexidine, chlorine, hexachlorophene, iodine,
quaternary ammonium compounds, and triclosan
Antiseptic Hand Wash: Washing hands with water and soap or detergents containing an antiseptic
agent. Antiseptic hand rub: The process of applying an antiseptic hand rub product to all surfaces of the
hands to reduce the number of micro-organisms present
Asepsis: Prevention from contamination with micro-organisms. It includes sterile conditions on tissues,
on materials, and in rooms, as obtained by excluding, removing, or killing organisms
Audit: A systematic and independent examination to determine whether quality activities and related
results comply with planned arrangements, are implemented effectively and are suitable to achieve
objectives
Biological Indicator: A device to monitor the sterilisation process that consists of standardised population
bacterial spores, known to be resistant to the mode of sterilisation being monitored. Biological indicators
indicate that all the parameters necessary for sterilisation were present
Bio-Medical Waste: Bio-Medical Waste means any waste, which is generated during the diagnosis,
treatment or immunisation of human beings or animals or research activities pertaining thereto or in the
production or testing of biological or in health camps, including the categories mentioned in BMW Rules,
2016, Schedule I
Chemical Indicator: A device to monitor the sterilisation process that changes colour or form with
exposure to one or more of the physical conditions within the sterilising chamber (e.g., temperature,
steam). Chemical indicators are intended to detect potential sterilisation failures that could result from
incorrect packaging, incorrect loading of the steriliser, or malfunctions of the steriliser
Cleaning: The removal of visible soil, organic and inorganic contamination from a device or surface,
using either the physical action of scrubbing with a surfactant or detergent and water or an energy-based
process (e.g., ultrasonic cleaners) with appropriate chemical agents
Contact precautions: Precautions that are used in addition to routine practices to reduce the risk of
transmitting infectious agents via contact with an infectious person
Contaminated: State of having been in contact with micro-organisms. As used in healthcare, it generally
refers to micro-organisms capable of producing disease or infection
Critical: The category of medical devices or instruments that are introduced directly into the human
body, either into or in contact with the bloodstream or normally sterile areas of the body (e.g., surgical
scalpel). These items are so called because of the substantial risk of acquiring infection if the item is
contaminated with micro-organisms at the time of use
Detergents: Compounds that possess a cleaning action and have hydrophilic and lipophilic parts. Although
products used for hand washing or antiseptic hand wash in a healthcare setting represent various types of
detergents, the term “soap” is used to refer to such detergents in this guideline
Direct Contact Transmission: Physical transfer of micro-organisms between a susceptible host and an
infected or colonised person
Disinfectant: A chemical agent used on inanimate objects (i.e., non-living) (e.g., floors, walls, sinks) to
destroy virtually all recognised pathogenic micro-organisms, but not necessarily all microbial forms (e.g.,
bacterial endospores)
Disinfection: The destruction of pathogenic and other kinds of micro-organisms by physical or chemical
means. Disinfection is less lethal than sterilisation, because it destroys most recognised pathogenic micro-
organisms, but not necessarily all microbial forms, such as bacterial spores. Disinfection does not ensure
the margin of safety associated with sterilisation processes
Distilled Water: Water heated to boiling point, vaporised, cooled, condensed, and collected so that no
impurities are reintroduced
Droplets: Small particles of moisture (e.g., spatter) that may be generated when a person coughs or
sneezes or when water is converted to a fine mist by an aerator or shower head. Intermediate in size
between drops and droplet nuclei, these particles, although they may still contain infectious micro-
organisms, tend to quickly settle out from the air so that any risk of disease transmission is generally
limited to persons in close proximity to the droplet source
Environment of the Patient: The immediate space around a patient that may be touched by the patient
and may also be touched by the healthcare provider when providing care. The patient environment
includes equipment, medical devices, furniture (e.g., bed, chair, bedside table), telephone, privacy curtains,
personal belongings (e.g., clothes, books) and the bathroom that the patient uses
Exposure Time: Period of time during a sterilisation or disinfection process in which items are exposed
to the sterilant or disinfectant at the parameters specified by the manufacturer (e.g., time, concentration,
temperature, pressure)
Germicide: An agent that destroys micro-organisms, especially pathogenic organisms. Other terms
with the suffix “–cide” (e.g., virucide, fungicide, bactericide, tuberculocide, sporicide) indicate an agent
that destroys the micro-organism identified by the prefix. Germicides may be used to inactivate micro-
organisms in or on living tissue (antiseptic) or on environmental surfaces (disinfectants)
Hand Hygiene: A general term that applies to hand washing, antiseptic hand wash, antiseptic hand rub,
and surgical hand antisepsis
Hand Washing: The physical removal of micro-organisms from the hands using soap (plain or
antimicrobial) and running water
Hazardous Waste: Hazardous waste means any waste which by reason of characteristics such as physical,
chemical, biological, reactive, toxic, flammable, explosive or corrosive, causes danger or is likely to cause
danger to health or environment, whether alone or in contact with other wastes or substances
HAZMAT: It is an abbreviation for “hazardous materials” – substances in quantities or forms that may
pose a reasonable risk to health, property, or the environment. HAZMATs include such substances as
toxic chemicals, fuels, nuclear waste products, and biological, chemical, and radiological agents. HAZMATs
may be released as liquids, solids, gases, or a combination or form of all three, including dust, fumes, gas,
vapour, mist, and smoke
Healthcare Professionals/Workers: HCWs include, but are not limited to, physicians, nurse practitioners,
clinical nurse specialists, physician assistants, registered nurses, infusion therapists, licensed practical or
vocational nurses, ancillary personnel delivering bedside care (e.g., equipment, supplies, nutrition, etc.),
respiratory care practitioners, and rehabilitation staff (i.e., physical therapist)
High-level Disinfection: A disinfection process that inactivates vegetative bacteria, mycobacteria, fungi,
and viruses but not necessarily high numbers of bacterial spores. The Food and Drug Administration
(FDA) further defines an HLD as a sterilant used under the same contact conditions except for a shorter
contact time
Hypersensitivity: An immune reaction (allergy) in which the body has an exaggerated response to a
specific antigen (e.g., food, pet dander, wasp venom)
Information Education and Communication (IEC): “IEC” refers to a public health approach aiming at
changing or reinforcing health-related behaviours in a target audience, concerning a specific problem and
within a pre-defined period of time, through communication methods and principles
Immunisation: The process by which a person becomes immune, or protected, against a disease
Implantable Device: According to FDA, “device that is placed into a surgically or naturally formed cavity
of the human body if it is intended to remain there for a period of 30 days or more”
Infection: The entry and multiplication of an infectious agent in the tissues of the host. Asymptomatic or
subclinical infection is an infectious process running a course similar to that of clinical disease but below
the threshold of clinical symptoms. Symptomatic or clinical infection is one resulting in clinical signs and
symptoms (disease)
Indirect Contact Transmission: Contact of a susceptible host with a contaminated, intermediate object,
usually inanimate. Infectious micro-organisms: micro-organisms capable of producing infection in
susceptible hosts
Intermediate-level Disinfection: A disinfection process that inactivates vegetative bacteria, most fungi,
mycobacteria, and most viruses (particularly the enveloped viruses) but not bacterial spores
Junk: Old or discarded articles that are considered to be of no use or of little value or having low quality
Landscaping: Landscaping is the process of making a garden or other piece of land more attractive by
altering the existing design, adding ornamental features, and planting trees and shrubs
Low-level Disinfection: A process that will inactivate most vegetative bacteria, some fungi, and some
viruses but cannot be relied on to inactivate resistant micro-organisms (e.g., mycobacteria or bacterial
spores)
Manufacturer: Any person, partnership or incorporated association that manufactures and sells medical
equipment/devices under its own name or under a trade mark, design, trade name or other name or mark
owned or controlled by it
Material Safety Data Sheet (MSDS): A document that contains information on the potential hazards
(health, fire, reactivity and environmental) and how to work safely with a chemical product. It also
contains information on the use, storage, handling and emergency procedures related to the hazards of
the material. MSDSs are prepared by the supplier or manufacturer of the material
Medical Equipment/Device: Any instrument, apparatus, appliance, material, or other article, whether
used alone or in combination, intended by the manufacturer to be used for human beings for the purpose
of diagnosis, prevention, monitoring, treatment or alleviation of disease, injury or handicap; investigation,
replacement, or modification of the anatomy or of a physiological process; or control of conception
N-95 Respirator: Disposable particulate respirators. “95” refers to the percentage of particles filtered
Non-critical: The category of medical items or surfaces that carry the least risk of disease transmission.
This category has been expanded to include not only non-critical medical devices but also environmental
surfaces. Non-critical medical devices touch only unbroken (non-intact) skin (e.g., blood pressure cuff).
Non-critical environmental surfaces can be further divided into clinical contact surfaces (e.g., light handle)
and housekeeping surfaces (e.g., floors, countertops).-
Nosocomial: Describes an infection acquired in a hospital as a result of medical care (see definition for
health-care-associated infection)
Occupational Exposure: A reasonably anticipated skin, eye, mucous membrane, or parenteral contact
with blood or other potentially infectious materials that may result from the performance of an employee’s
duties
Parenteral: Means piercing mucous membranes or the skin barrier through such events as needle sticks,
human bites, cuts, and abrasions
Percutaneous Injury: An injury that penetrates the skin (e.g., needle stick, or cut with a sharp object)
Personal Protective Equipment (PPE): Is specialised clothing or equipment worn by an employee for
protection against a hazard (e.g., gloves, masks, protective eyewear, gowns). General work clothes (e.g.,
uniforms, pants, shirts or blouses) not intended to function as protection against a hazard and are not
considered to be personal protective equipment
Plain or Non-antimicrobial Soap: Soaps or detergents that do not contain antimicrobial agents or
contain very low concentrations of such agents which are effective solely as preservatives
Policy: Policy is a statement of expectations meant to influence or determine decisions and actions.
Policies are the rules and principles that guide and inform the organisation’s procedures and processes
Potable (drinking) Water: Water suitable for drinking as per applicable public health standards
PPM (Parts per million): A measure of concentration in solution. For example, a 5.25% chlorine bleach
solution (undiluted as supplied by the manufacturer) contains approximately 52,500 parts per million of
free available chlorine
Prevalence: The number of disease cases (new and existing) within a population at a given time
Quality: ISO 8402-1986 standard defines quality as “the totality of features and characteristics of a
product or service that bears its ability to satisfy stated or implied needs”
Reprocessing: The steps performed to prepare used medical equipment for use (e.g., cleaning, disinfection,
sterilisation)
Reservoir: Any person, animal, substance or environmental surface in or on which an infectious agent
survives or multiplies, posing a risk for infection
Semi-critical: The categories of medical devices or instruments (e.g., mouth, mirror) that come into
contact with mucous membranes and do not ordinarily penetrate body surfaces
Septic Tank: A water-tight single-storeyed tank in which sewage is retained sufficiently long to permit
sedimentation
Sharps: Objects capable of causing punctures or cuts (e.g., needles, lancets, sutures, blades, clinical glass)
Spatter: Visible drops of liquid or body fluid that are expelled forcibly into the air and settle out quickly,
as distinguished from particles of an aerosol, which remain airborne indefinitely
Spaulding Classification: A strategy for sterilisation or disinfection of inanimate objects and surfaces
based on the degree of risk involved in their use. The three categories are critical, semi-critical, or non-
critical. The system also established three levels of germicidal activity for disinfection (high, intermediate,
and low)
Sterilant: A liquid chemical germicide that destroys all forms of microbiological life, including high
numbers of resistant bacterial spores
Sterile/Sterility: State of being free from all living micro-organisms. In practice, usually described as a
probability function, (e.g., the probability of a surviving micro-organism being 1 in 1,000,000)
Sterilisation: The use of a physical or chemical procedure to destroy all micro-organisms including large
numbers of resistant bacterial spores
Surgical Hand Scrub: An antiseptic-containing preparation that substantially reduces the number of
micro-organisms on intact skin; it is broad-spectrum, fast-acting, and persistent
Transmission-based Precautions: A set of practices that apply to patients with documented or suspected
infection or colonisation with highly transmissible or epidemiologically important pathogens for which
precautions beyond the standard precautions are needed to interrupt transmission in healthcare settings
Vaccination: The term “vaccination” is defined as the injection of a killed or weakened infectious organism
into the body in order to prevent a specific disease
Vaccine: A product that produces immunity therefore protecting the body from the disease. Vaccines are
administered through needle injections, by mouth and by aerosol
Ventilation: The process of supplying and removing air by natural or mechanical means to and from any
space; such air may be conditioned
Water Conservation: Water conservation refers to the preservation, control and development of water
resources, both surface and groundwater, and prevention of pollution
Water Harvesting: Water harvesting is the collection and storage of runoff water especially of rain water,
for productive purposes
Work Practice Controls: Are practices incorporated into the everyday work routine that reduce the
likelihood of exposure by altering the manner in which a task is performed (e.g., prohibiting recapping of
needles by a two-handed technique)
LIST OF CONTRIBUTORS
EXPERT GROUP (in Alphabetical Order)
Dr Anurag Srivastava Professor & HOD Surgery, AIIMS New Delhi
Dr Archana Verma GM (Quality) UP NHM
Dr Ashok Agrawal Professor & Dean, IIHMR Delhi & President Indian Society of
Hospital Waste Management
Dr Babban Jee Scientist – C, Department of Health Research, MoHFW, GOI
Dr Pankaj Arora Asst. Professor, Department of Hospital Administration, PGI
Chandigarh
Dr Renu Varma Senior Consultant, Gynaecology and Obstetrics, VJBMC Lucknow
Dr Sanjay Kulkarni Hospital Infection Control Consultant
Dr Sarika Mohan Senior Scientific Advisor - CMAI
Ms Santosh Mehta Principal, RAK College of Nursing, New Delhi
MOHFW
Ms. Limatula Yaden Director, NHM
Dr Jayendra Kasar Consultant
NHSRC TEAM
Dr J N Srivastava Advisor
Dr Parminder Gautam Senior Consultant
Dr Nikhil Prakash Gupta Senior Consultant
Dr Deepika Sharma Consultant
Dr Sushant Agrawal Consultant
Ms. Vinny Arora Consultant
Mr Jagjeet Singh Consultant
Dr Namit Singh Tomar Consultant
Ms. Surbhi Sharma Consultant
Dr. Abhay Dahiya Ex Consultant
Dr Neha Parakh Ex Consultant