SCOTUS Brief Trump v. New York Jurisdictional Statement A
SCOTUS Brief Trump v. New York Jurisdictional Statement A
SCOTUS Brief Trump v. New York Jurisdictional Statement A
v.
STATE OF NEW YORK, ET AL.
JURISDICTIONAL STATEMENT
JEFFREY B. WALL
Acting Solicitor General
Counsel of Record
JEFFREY BOSSERT CLARK
Acting Assistant Attorney
General
HASHIM M. MOOPPAN
Counselor to the Solicitor
General
SOPAN JOSHI
Senior Counsel to the
Assistant Attorney General
NICOLE FRAZER REAVES
BRINTON LUCAS
Assistants to the Solicitor
General
Department of Justice
Washington, D.C. 20530-0001
[email protected]
(202) 514-2217
QUESTIONS PRESENTED
Congress has provided that, for purposes of appor-
tioning seats in the House of Representatives, the Pres-
ident shall prepare “a statement showing the whole
number of persons in each State * * * as ascertained
under the * * * decennial census of the population.”
2 U.S.C. 2a(a). It has further provided that the Secre-
tary of Commerce shall take the decennial census “in
such form and content as he may determine,” 13 U.S.C.
141(a), and shall tabulate the results in a report to the
President, 13 U.S.C. 141(b). The President has issued
a Memorandum instructing the Secretary to include
within that report information enabling the President
to implement a policy decision to exclude illegal aliens
from the base population number for apportionment “to
the maximum extent feasible and consistent with the
discretion delegated to the executive branch.” 85 Fed.
Reg. 44,679, 44,680 (July 23, 2020). At the behest of
plaintiffs urging that the exclusion of illegal aliens
would unconstitutionally alter the apportionment and
chill some persons from participating in the census, a
three-judge district court declared the Memorandum
unlawful and enjoined the Secretary from including the
information in his report. The questions presented are:
1. Whether the relief entered satisfies the require-
ments of Article III of the Constitution.
2. Whether the Memorandum is a permissible exer-
cise of the President’s discretion under the provisions
of law governing congressional apportionment.
(I)
PARTIES TO THE PROCEEDING
(II)
RELATED PROCEEDINGS
United States District Court (S.D.N.Y.) (three-judge
district court):
State of New York v. Trump, No. 18-cv-5770 (Sept.
10, 2020)
The New York Immigration Coalition v. Trump, No.
20-cv-5781 (Sept. 10, 2020)
United States Court of Appeals (2d Cir.):
State of New York v. Trump, No. 20-2630 (Aug. 10,
2020) (assigning three-judge district court)
State of New York v. Trump, No. 20-3142 (notice of
appeal filed Sept. 16, 2020)
(III)
TABLE OF CONTENTS
Page
Opinions below .............................................................................. 1
Jurisdiction .................................................................................... 1
Constitutional and statutory provisions involved...................... 2
Statement ...................................................................................... 2
Reasons for noting probable jurisdiction ................................... 8
I. Appellees fail to satisfy Article III’s requirements ... 12
II. The Presidential Memorandum does not violate
federal statutes governing the census and
apportionment ................................................................ 18
A. The district court’s holding that the
Memorandum requires using information
that is not based on the census contravenes
the statutory framework, longstanding
practice, and this Court’s decisions ....................... 18
B. The district court’s holding that the President
lacks any discretion to exclude illegal aliens
from the apportionment base conflicts with
text, history, and precedent ................................... 23
Conclusion ................................................................................... 34
Appendix A — District court opinion and order
(Sept. 10, 2020)............................................. 1a
Appendix B — District court final judgment and
permanent injunction (Sept. 10, 2020) .. 105a
Appendix C — District court notice of appeal
(Sept. 18, 2020)......................................... 108a
Appendix D — Court of appeals designation of the
three-judge panel pursuant to
28 U.S.C. § 2284(b) (Aug. 10, 2020)........ 110a
Appendix E — District court request to the chief judge
of the U.S. court of appeals for the
Second Circuit for appointment of a
three-judge panel pursuant to 28 U.S.C.
§ [2284](b) (Aug. 7, 2020) ........................ 112a
Appendix F — Constitutional and statutory provisions .... 117a
(V)
VI
TABLE OF AUTHORITIES
Cases: Page
Cases—Continued: Page
United States Steel Corp. v. Multistate Tax Comm’n,
434 U.S. 452 (1978)........................................................ 27, 28
Utah v. Evans, 536 U.S. 452 (2002).......................... 18, 22, 25
Warth v. Seldin, 422 U.S. 490 (1975) ................................... 12
Wisconsin v. City of New York, 517 U.S. 1 (1996) ... 18, 19, 20
U.S. Const.:
Art. I, § 2, Cl. 3
(Apportionment Clause) ............................. 2, 7, 24, 25
Art. III ..................................................................... passim
Amend. XIV ..................................................... 7, 24, 25, 32
§ 2 ............................................................... 2, 24, 25, 28
Act of Mar. 1, 1790, § 1, 1 Stat. 101 ...................................... 25
Act of May 6, 1870, ch. 87, 16 Stat. 118................................ 25
Act of May 23, 1850, ch. 11, 9 Stat. 428................................ 25
2 U.S.C. 2a .................................................................. 7, 8, 119a
2 U.S.C. 2a(a) ....................................................... passim, 119a
13 U.S.C. 141 ............................................................................ 7
13 U.S.C. 141(a) ..................................................2, 19, 23, 121a
13 U.S.C. 141(b) ............................................................. 3, 121a
28 U.S.C. 2284(b) ..................................................................... 5
Miscellaneous:
Cong. Globe, 39th Cong., 1st Sess.:
(1865) ................................................................................ 32
(1866) ................................................................................ 25
Exec. Order No. 13,880, 84 Fed. Reg. 33,821
(July 16, 2019) ....................................................................... 5
Timothy Farrar, Manual of the Constitution of the
United States of America (1867) ....................................... 24
VIII
Miscellaneous—Continued: Page
83 Fed. Reg. 5525 (Feb. 8, 2018) ............................................ 3
85 Fed. Reg. 44,679 (July 23, 2020) .............................. 4, 5, 29
Samuel Johnson, A Dictionary of the English
Language (6th ed. 1785):
Vol. 1 ................................................................................. 31
Vol. 2 ................................................................................. 31
Letter from John Adams to M. Dumas (Nov. 3, 1784),
reprinted in 8 John Adams & Charles Francis
Adams, The Works of John Adams, Second
President of the United States (1853) ............................... 26
Merriam-Webster’s Collegiate Dictionary
(10th ed. 1997) ..................................................................... 28
The Federalist (Jacob E. Cooke ed., 1961)
(James Madison):
No. 42 .............................................................................. 28
No. 54 .............................................................................. 25
No. 56 .............................................................................. 25
No. 58 .............................................................................. 25
2 The Records of the Federal Convention of 1787
(Max Farrand ed., 1911)............................................... 24, 26
The White House, Statement from the Press Secre-
tary (Sept. 18, 2020), https://go.usa.gov/xGQh2 .............. 16
U.S. Census Bureau, U.S. Dep’t of Commerce:
2020 Census Detailed Operational Plan for: 20.
Federally Affiliated Count Overseas Opera-
tion (FACO) (May 28, 2019),
https://go.usa.gov/xGR2r .......................................... 21
Press Release, Statement from U.S. Census Bu-
reau Director Steven Dillingham: Delivering
a Complete and Accurate 2020 Census Count
(Aug. 3, 2020), https://go.usa.gov/xGR2C.................. 4
IX
Miscellaneous—Continued: Page
U.S. Immigration & Customs Enforcement, Fiscal
Year 2019 Enforcement and Removal Operations
Report (2019), https://go.usa.gov/xG8vT. ......................... 29
1 Emmerich de Vattel, The Law of Nations (1760) ..... 27, 32
1 Noah Webster, An American Dictionary of the
English Language (1828)............................................. 26, 30
Webster’s New International Dictionary of the
English Language (2d ed. 1942) ....................................... 31
In the Supreme Court of the United States
No.
DONALD J. TRUMP, PRESIDENT OF THE UNITED STATES,
ET AL., APPELLANTS
v.
STATE OF NEW YORK, ET AL.
JURISDICTIONAL STATEMENT
(1)
2
1
All citations of district court documents are to those filed in No.
18-cv-5770.
3
2
Although the three-judge district court was properly convened
and entered an appealable order, see pp. 1-2, supra, this Court could
avoid any questions in that regard by alternatively construing this
jurisdictional statement as a petition for a writ of certiorari before
judgment and granting it. Cf. Department of Commerce v. New
York, 139 S. Ct. 2551, 2565 (2019) (considering the inclusion of a cit-
izenship question on the census questionnaire after granting a writ
of certiorari before judgment); D. Ct. Doc. 170 (Sept. 16, 2020) (gov-
ernment’s protective notice of appeal to the U.S. Court of Appeals
for the Second Circuit); App., infra, 103a n.21 (district court like-
wise alternatively issuing its judgment as a single-judge court).
12
3
For similar reasons, even if the district court’s relief were to lead
the non-profit appellees to stop diverting their resources to coun-
teract the Memorandum’s asserted effect on census participation,
see App., infra, 35a-38a, 57a-59a, that would not satisfy Article III.
They “cannot manufacture standing by choosing to make [and then
cease] expenditures” based on speculation about how third parties
may react to the government’s conduct and the court’s relief. Clap-
per v. Amnesty Int’l USA, 568 U.S. 398, 402 (2013).
17
4
These examples likely include significant populations. During
fiscal year 2019, there were over 3.2 million aliens on ICE’s “non-
detained docket,” and over 50,000 aliens in ICE custody on an aver-
age day. U.S. Immigration & Customs Enforcement, Fiscal Year
2019 Enforcement and Removal Operations Report 5, 10 (2019),
https://go.usa.gov/xG8vT.
30
BACKGROUND.............................................................6
A. The Constitutional and Statutory Scheme .........6
B. The Use of Census Data ......................................8
C. The Citizenship Question Litigation and
Its Aftermath.....................................................10
D. The 2020 Census ................................................12
E. The Presidential Memorandum ........................15
F. This Litigation ...................................................17
SUMMARY JUDGMENT STANDARD ....................19
STANDING AND RIPENESS...................................20
(1a)
2a
1
Unless otherwise noted, all docket references are to
20-CV-5770.
4a
2
We discuss facts relevant to the issues of standing and ripeness
below.
8a
3
For practical purposes, the “Indians not taxed” proviso was ren-
dered moot by the Indian Citizenship Act of 1924, Pub. L. No.
68-175, 43 Stat. 253 (codified as amended at 8 U.S.C. § 1401(b)),
which declared that all Native Americans born in the United States
are citizens.
9a
4
Although less relevant here, accurate census data is also critical
to others, including scholars and private-sector businesses. See,
e.g., Br. of Amici Curiae 16 Businesses & Business Organizations at
12a
5
See, e.g., U.S. CENSUS BUREAU, OPERATIONAL PRESS BRIEFING
-2020 CENSUS UPDATE 21 (July 8, 2020), https://www.census.gov/
content/dam/Census/newsroom/press-kits/2020/news-briefing-program-
transcript-july8.pdf (statement of Albert Fontenot, Assoc. Dir. for
Decennial Census Programs) (explaining that the Bureau was “past
the window of being able” to produce the apportionment count by
December 31, 2020); see also, e.g., Nat’l Conf. of Am. Indians, 2020
Census Webinar: American Indian/Alaska Native, YOUTUBE
(May 26, 2020), https://www.youtube.com/watch?v=F6IyJMtDDgY
&feature=youtu.be&t=4689 (statement of Tim Olson, Assoc. Dir.
For Field Operations) (explaining that “[w]e have passed the point
where [the Bureau] could even meet the current legislative require-
ment of December 31. We can’t do that anymore. We’ve passed
that for quite a while now.”).
17a
F. This Litigation
On July 24, 2020—only three days after the Presiden-
tial Memorandum—both the Governmental Plaintiffs
and the NGO Plaintiffs filed their initial complaints. See
ECF No. 1; 20-CV-5781, ECF No. 1. 6 In their now-
amended Complaints, Plaintiffs contend that the Presi-
dential Memorandum violates the Constitution’s Enu-
meration Clause, as modified by the Fourteenth Amend-
ment; is motivated by discriminatory animus toward
Hispanics and immigrant communities of color, in viola-
tion of the equal protection component of the Fifth
Amendment’s Due Process Clause; coerces state and lo-
cal governments and denigrates the equal sovereignty
of the States in violation of the Tenth Amendment; vio-
lates the constitutional separation of powers by usurp-
ing the authority Congress delegated to the Secretary;
constitutes an ultra vires violation of 2 U.S.C. § 2a and
13 U.S.C. § 141; violates the APA; and violates the Cen-
sus Act’s prohibition on the use of statistical sampling
for purposes of congressional apportionment, see 13
U.S.C. §§ 141, 195. They seek a declaration that the
Presidential Memorandum is unlawful, an injunction
prohibiting Defendants from taking any action to imple-
6
At least six other cases in four other Districts have been
filed challenging the Presidential Memorandum. See Compl., Com-
mon Cause v. Trump, No. 20-CV-2023 (D.D.C. July 23, 2020);
Compl., Haitian-Ams. United, Inc. v. Trump, No. 20-CV-11421
(D. Mass. July 27, 2020); Compl., City of San Jose v. Trump, No.
20-CV-5167 (N.D. Cal. July 27, 2020); Compl., California v. Trump,
No. 20-CV-5169 (N.D. Cal. July 28, 2020); Compl., Useche v.
Trump, No. 20-CV-2225 (D. Md. July 31, 2020); Second Am.
Compl., La Union Del Pueblo Entero v. Trump, No. 19-CV-2710
(D. Md. Aug. 13, 2020).
21a
793 F.2d 1303, 1309 (D.C. Cir. 1986) (Scalia, J.)). Re-
latedly, for an injury to be “fairly traceable” to a defend-
ant’s conduct, that conduct need not be “the very last
step in the chain of causation.” Bennett v. Spear, 520
U.S. 154, 168-69 (1997). Indeed, as the Supreme Court
explained in finding that the plaintiffs challenging the
decision to add a citizenship question to the census had
standing, when a “theory of standing” relies “on the pre-
dictable effect of Government action on the decisions of
third parties,” traceability is satisfied. Dep’t of Com-
merce v. New York, 139 S. Ct. at 2566. This may be so
“even when the decisions are illogical or unnecessary.”
New York v. U.S. Dep’t of Homeland Sec., 969 F.3d 42,
59 (2d Cir. 2020).
Third and finally, a plaintiff’s injury must be “re-
dressable” by the relief sought — that is, “it must be
likely, as opposed to merely speculative, that the injury
will be redressed by a favorable decision.” Lujan, 504
U.S. at 561 (internal quotation marks and citation omit-
ted). “[T]he very essence of the redressability require-
ment” is that a request for “[r]elief that does not remedy
the injury suffered cannot bootstrap a plaintiff into fed-
eral court.” Steel Co., 523 U.S. at 107. But if there is “a
likelihood that the requested relief will redress the
[plaintiff ’s] injury,” the requirement is satisfied. Id. at
103; see also Friends of the Earth, Inc. v. Laidlaw Env’t
Servs. (TOC), Inc., 528 U.S. 167, 185-86 (2000) (“[F]or a
plaintiff who is injured or faces the threat of future in-
jury due to illegal conduct ongoing at the time of suit, a
sanction that effectively abates that conduct and pre-
vents its recurrence provides a form of redress.”). No-
tably, the redressability requirement does not require a
plaintiff to show that the relief sought will remedy all
injuries alleged. Instead, “ ‘the relevant inquiry is
29a
7
Although Defendants do not dispute the facts in Plaintiffs’ dec-
larations, they argue that the declarations are “impermissibly con-
jectural, conclusory, and hearsay.” Defs.’ Mem. 12. Defendants
are correct to point out that we “may consider affidavits and other
materials beyond the pleadings to resolve the jurisdictional issue,”
but “may not rely on conclusory or hearsay statements contained in
the affidavits.” New York v. U.S. Dep’t of Commerce, 315 F. Supp.
3d 766, 780 (S.D.N.Y. 2018) (internal quotation marks omitted).
But Plaintiffs’ declarations are not conclusory insofar as they de-
scribe with concrete detail the specific experience of various non-
31a
8
Defendants fault Dr. Barreto for failing to consider a 2019 study
conducted by the Census Bureau, ELIZABETH A. POEHLER ET AL.,
U.S. CENSUS BUREAU, 2019 CENSUS TEST REPORT: A NEW DE-
SIGN FOR THE 21ST CENTURY (Jan. 3, 2020), https://www2.census.
gov/programs-surveys/decennial/2020/program-management/census-
tests/2019/2019-census-test-report.pdf (“2019 Census Test Report”),
which found “no statistically significant difference in overall self-re-
sponse rates” resulting from the inclusion of a citizenship question
on the census questionnaire. Id. at ix; see Defs.’ Mem. 13. But
that study, which is not directly relevant to the issues before us, is
less useful for Defendants than their arguments suggest, as there
are findings that both sides can and do point to in support of their
positions. In fact, the same study did find statistically significant
drops in response rates “in some areas and for some subgroups,” in-
cluding “[t]racts with greater than 4.9 percent noncitizens,” “[t]racts
with greater than 49.1 percent Hispanic residents,” “[t]racts with
between 5.0-20.0 percent Asian residents,” and“[h]ousing units
within the Los Angeles Regional Census Center and New York Re-
gional Census Center boundaries.” Id. at ix-x. Furthermore, “the
results of this [study] [we]re limited to the self-response timeframe
prior to the start of” Non-Response Follow-Up operations, id. at12,
and there is reason to believe that each of Non-Response Follow-
35a
Up’s steps would replicate or exacerbate the effects of the net dif-
ferential decline in self-response rates among noncitizen households,
see New York v. Dep’t of Commerce, 351 F. Supp. 3d at 583.
36a
9
That does not mean that, in every case, a State will have a “right”
to such data—or a right to data of a certain quality—sufficient to
support a valid cause of action to obtain it. But it does mean that a
State suffers a concrete and particularized injury when the federal
government degrades important tools of sovereignty—or takes
those tools away altogether.
52a
b. Diversion of Resources
Additionally, the risk that some hard to count popu-
lation will not participate in census results in another
form of injury: the diversion of resources. In Havens
Realty Corp. v. Coleman, 455 U.S. 363, 379 (1982), the
Supreme Court held that an organization can establish
Article III injury in fact by proving “concrete and de-
monstrable injury to [its] activities—with the conse-
quent drain on [its] resources.” See also id. at 379 n.21
(holding that an organization that proves it “has indeed
suffered impairment” in its activities has proved an Ar-
ticle III injury); Nnebe v. Daus, 644 F.3d 147, 157 (2d
Cir. 2011); Ragin v. Harry Macklowe Real Estate Co., 6
F.3d 898, 904-06 (2d Cir. 1993). In particular, “a non-
profit organization establishes an injury-in-fact if . . .
it establishes that it spent money to combat activity that
harms its organization’s core activities.” Centro de la
Comunidad Hispana de Locust Valley v. Town of Oys-
ter Bay, 868 F.3d 104, 111 (2d Cir. 2017) (internal quo-
tation marks omitted). “An organization need only
show a ‘perceptible impairment’ of its activities in order
to establish injury in fact.” New York v. U.S. Dep’t of
Homeland Sec., 969 F.3d at 61 (quoting Ragin, 6 F.3d
898 at 905).
As they did in New York v. U.S. Department of Com-
merce, Defendants appear to suggest that Havens Re-
alty recognizes Article III injuries arising from organi-
zational expenditures only where those expenditures
are made in response to injuries that are themselves suf-
ficiently imminent and impending to satisfy Article III.
See Defs.’ Reply 3; Oral Arg. Tr. 42-43; see also New
York v. Dep’t of Commerce, 351 F. Supp. 3d at 616. Or-
ganizations asserting standing based on the diversion-
56a
10
Plaintiffs provide evidence of similar resource diversions by
similarly situated organizations, albeit not Plaintiffs here. See
Banerji Decl. ¶¶ 5-6; Matos Decl. ¶¶ 9-14; Sivongxay Decl. ¶¶ 16-20,
23-24; ECF No. 76-51 (“Aranda-Yanoc Decl.”), ¶ 8.
58a
11
Defendants do not argue that we should engage in a zone-of-inter-
ests analysis, which the Supreme Court has sometimes described as a
component of “prudential standing.” Lexmark Int’l, 572 U.S. at 127
n.3. Accordingly, they have waived the argument. See Fed. Defs. of
N.Y., Inc. v. Fed. Bureau of Prisons, 954 F.3d 118, 128 (2d Cir. 2020)
(holding, after Lexmark, that the zone-of-interests test is not jurisdic-
tional); see also, e.g., Young v. Conway, 698 F.3d 69, 85 (2d Cir. 2012)
(“It is well-settled that non-jurisdictional arguments and defenses
69a
D. Prudential Ripeness
As noted, Defendants also invoke the prudential ripe-
ness doctrine. See Defs.’ Mem. 6-10; Defs.’ Reply 1-2.
Unlike standing and constitutional ripeness, prudential
ripeness does not relate to the Court’s jurisdiction. In-
stead, “when a court declares that a case is not pruden-
tially ripe, it means that the case will be better decided
later and that the parties will not have constitutional
rights undermined by the delay.” Simmonds, 326 F.3d
at 357. The “ripeness requirement is designed ‘to pre-
vent the courts, through avoidance of premature adjudi-
cation, from entangling themselves in abstract disagree-
ments over administrative policies, and also to protect
the agencies from judicial interference until an adminis-
trative decision has been formalized and its effects felt
in a concrete way by the challenging parties.’ ” Ohio
Forestry Ass’n, Inc. v. Sierra Club, 523 U.S. 726, 732-33
(1998) (quoting Abbott Labs. v. Gardner, 387 U.S. 136,
148-49 (1967)); see Nat’l Org. for Marriage, 714 F.3d at
691. 12
13
Although we are wary of relying too heavily on floor statements
by members of Congress, it is worth noting that Senator Vanden-
berg of Michigan, the principal sponsor of the bill, reaffirmed that
the legislation required the President “to report the result of a cen-
sus” and to apply the reapportionment formula to “the result of the
census.” 71 Cong. Rec. 1613 (1929) (statement of Sen. Vanden-
berg). Elsewhere, he and Senator Walsh of Montana confirmed
in a colloquy with Senator Swanson of Virginia “that the President
is bound and has no discretion” but “to make the apportionment
according to the census.” Id. at 1845 (statement of Sen. Swanson)
(emphasis added).
77a
14
The House Report to which DOJ cited noted unambiguously
that “the enumerated decennial census population is the basis for
the apportioning of [the House] among the several States.” H.R.
Rep. No. 91-1314, at 3 (1970). Elsewhere, it summarized the three
“elements” of the President’s statement under Section 2a(a): “(1)
The population of each State as determined by the decennial cen-
sus; (2) The existing total number of Representatives (435); and (3)
The apportionment which results from using a mathematical method
known as the method of equal proportions.” Id. at 2 (emphasis
added).
78a
15
Thus, defense counsel is wrong in suggesting that the Franklin
Court blessed the use of a tabulation that was based on both the
census and “separate records outside the census.” Oral Arg. Tr.
52. The overseas personnel were counted as part of the census
82a
16
Defendants argue that it is Plaintiffs’ burden to show “that there
is no category of illegal aliens that may be lawfully excluded from
the apportionment,” Defs.’ Mem. 39, and suggest that Plaintiffs can-
not meet that burden because some categories of illegal aliens (e.g.,
aliens residing in a detention facility after being arrested while
crossing the border) can be lawfully excluded, see id. at 27. But the
examples Defendants proffer are arguably excluded (or excludable)
based on their “usual residence,” not their legal status. In any
event, Defendants cite no authority for applying the standards for
facial challenges to the constitutionality of statutes to claims, like
those here, that the President has exceeded the authority granted to
him by Congress. Indeed, that arguably gets it backwards: If the
President goes outside the bounds of the authority granted to him
by Congress, a court’s power to grant relief should not depend on
how far outside the bounds he went. Notably, courts considering
85a
17
For this reason, we need not and do not delve into the meaning
of the terms “inhabitant” and “usual residence” at the time of the
Founding or of the Reconstruction Amendments, or consider wheth-
er the concept of unlawful status was known to the Framers of Arti-
cle I or the Fourteenth Amendment. There is no dispute that the
concept of “illegal aliens” existed in 1929, when Section 2a was en-
acted. See Defs.’ Mem. 36.
89a
18
For what it’s worth, later Congresses took similar views. See
FAIR v. Klutznick, 486 F. Supp. at 576-77 (three-judge court) (de-
scribing congressional debates); Stacy Robyn Harold, Note, The
Right to Representation and the Census, 53 WAYNE L. REV. 921,
923 & n.15 (2007) (collecting congressional debates); see also, e.g.,
1980 Census: Counting Illegal Aliens: Hearing on S. 2366 Before
the Subcomm. on Energy, Nuclear Proliferation & Fed. Servs. of
the S. Comm. on Governmental Affairs, 96th Cong. 12 (1980) (Sen-
ator Javits stating that the Constitution requires “the aggregate
number of inhabitants, which includes aliens, legal and illegal”).
91a
C. Conclusion
In sum, the Presidential Memorandum deviates from,
and thus violates, the statutory scheme in two independ-
ent ways: first, by requiring the Secretary to include
in his Section 141(b) report a set of numbers other than
“[t]he tabulation of total population by States” under the
“decennial census” and contemplating reapportionment
based on a set of numbers other than “the whole number
of persons in each State . . . as ascertained under
the . . . decennial census of the population”; and sec-
ond, by excluding illegal aliens from the “whole number
of persons in each State” that Section 2a(a) requires to
be used as the apportionment base.
As Defendants implicitly concede, it follows that
Plaintiffs are entitled to summary judgment on their
statutory claims pursuant to the ultra vires doctrine, a
cause of action that “is the creation of courts of equity,
and reflects a long history of judicial review of illegal
executive action, tracing back to England.” Armstrong
v. Exceptional Child Ctr., Inc., 575 U.S. 320, 327 (2015).
The doctrine provides that “[w]hen an executive acts ul-
tra vires,” as is the case here, “courts are normally avail-
able to reestablish the limits on his authority.” Reich,
74 F.3d at 1328; see also Stark v. Wickard, 321 U.S. 288,
309-10 (1944) (“When Congress passes an Act empower-
ing administrative agencies to carry on governmental
activities, the power of those agencies is circumscribed
by the authority granted. . . . The responsibility of
determining the limits of statutory grants of authority
in such instances is a judicial function entrusted to the
courts by Congress by the statutes establishing courts
and marking their jurisdiction.”); Am. Sch. of Magnetic
Healing v. McAnnulty, 187 U.S. 94, 108 (1902) (“The
94a
19
Referencing a point they made in passing in a footnote in their
opening brief, Defendants also argue for the first time in their re-
ply that an injunction prohibiting the Secretary from transmitting
information would violate the Opinions Clause of the Constitution,
see Defs.’ Reply 11 (citing Defs.’ Mem. 42 n.17), which empowers
the President to “require the Opinion, in writing, of the principal
Officer in each of the executive Departments, upon any Subject re-
lating to the Duties of their respective Offices,” U.S. Const. art. 2,
§ 2, cl. 1. A party may not raise an argument in a footnote or for
the first time in reply, so we deem the argument to be waived.
See, e.g., Norton v. Sam’s Club, 145 F.3d 114, 117 (2d Cir. 1998)
(“Issues not sufficiently argued in the briefs are considered
waived. . . . ”); Levine v. Lawrence, No. 03-CV-1694 (DRH)
(ETB), 2005 WL 1412143, at *5 (E.D.N.Y. June 15, 2005) (“[F]ailure
to adequately brief an argument constitutes waiver of that argu-
ment. . . . ”). In any event, ensuring that the Secretary com-
plies with the mandates of Section 141(b)—and, by extension, that
the President complies with the mandates of Section 2a(a)—does
not run afoul of the Opinions Clause.
98a
20
Separately, there is an active debate over the propriety of “na-
tionwide” or “universal” injunctions. See, e.g., Dep’t of Homeland
100a
Sec. v. New York, 140 S. Ct. 599, 600-01 (2020) (Gorsuch, J., concur-
ring); Trump v. Hawaii, 138 S. Ct. 2392, 2425-29 (2018) (Thomas, J.,
concurring); see also Memorandum from the Attorney General to
Heads of Civil Litigating Components & United States Attorneys,
U.S. Dep’t of Justice, Litigation Guidelines for Cases Presenting
the Possibility of Nationwide Injunctions (Sept. 13, 2018), https://
www.justice.gov/opa/press-release/file/1093881/download. That de-
bate has no relevance to this case, for many of the same reasons that
it had no relevance in the citizenship question litigation. See New
York v. Dep’t of Commerce, 351 F. Supp. 3d at 677-78. Not surpris-
ingly, therefore, Defendants do not even raise the issue.
101a
21
We believe that this matter was properly heard by a three-judge
panel for the reasons set forth in Judge Furman’s request to then-
Chief Judge Katzmann for the appointment of such a panel. See
ECF No. 68. Nevertheless, mindful that the issue is not clear-cut
and that the Second Circuit has determined that it is jurisdictional,
see Kalson v. Paterson, 542 F.3d 281, 286-87 (2d Cir. 2008), we follow
the lead of prior three-judge panels by certifying that Judge Fur-
man, to whom these cases were originally assigned, individually ar-
rived at the same conclusions that we have reached collectively.
See Swift & Co. v. Wickham, 382 U.S. 111, 114 n.4 (1965) (noting with
approval that “[t]his procedure for minimizing prejudice to litigants
when the jurisdiction of a three-judge court is unclear has been used
before” (citing Query v. United States, 316 U.S. 486 (1942))); FAIR
v. Klutznick, 486 F. Supp. at 578 (three-judge court) (“District Judge
Gasch additionally certifies that he individually arrived at the same
conclusion that we collectively reached . . . out of abundant cau-
tion, so that in the event we are mistaken, an appeal can still be ex-
peditiously taken in the appropriate forum.” (internal quotation
marks and citation omitted)); cf. Massachusetts v. Mosbacher, 785
F. Supp. 230, 238 n.6 (D. Mass.) (three-judge court) (“Because the
author of this opinion is the single district judge to whom this case
was initially assigned, this opinion stands as certification that the
author has individually arrived at the conclusions expressed collec-
tively in the opinion and the judgment of this three-judge court.”),
rev’d on other grounds sub nom. Franklin v. Massachusetts, 505
U.S. 788 (1992).
104a
/s/
RICHARD C. WESLEY
United States Circuit Judge
/s/
PETER W. HALL
United States Circuit Judge
/s/
JESSE M. FURMAN
United States Circuit Judge
105a
APPENDIX B
FINAL JUDGMENT
Final judgment is entered for Plaintiffs and against
Defendants on Plaintiffs’ claims arising from an ultra
vires violation of 2 U.S.C. § 2a and 13 U.S.C. § 141
(namely, the Fifth Claim for Relief in the Governmental
Plaintiffs’ Amended Complaint and Count Two in the
NGO Plaintiffs’ Amended Complaint).
DECLARATION AND PERMANENT INJUNCTION
The July 21, 2020 Memorandum on Excluding Illegal
Aliens from the Apportionment Base Following the 2020
Census (the “Presidential Memorandum”), announcing
that it is the policy of the United States to exclude from
the apportionment base aliens who are not in a lawful
immigration status, is DECLARED unlawful as an ul-
tra vires violation of Congress’s delegation of authority
to conduct the decennial census and apportionment cal-
culation pursuant to 2 U.S.C. § 2a and 13 U.S.C. § 141.
The Secretary of Commerce in his official capacity,
the Director of the Census Bureau in his official capac-
ity, the U.S. Department of Commerce, and the U.S. Cen-
sus Bureau, and any successors to those offices, together
with their agents, servants, employees, attorneys, and
other persons who are in active concert or participation
with the foregoing, see Fed. R. Civ. P. 65(d)(2), are PER-
MANENTLY ENJOINED from including in the Secre-
tary’s report to the President pursuant to Section 141(b)
any information permitting the President to exercise the
President’s discretion to carry out the policy set forth in
section 2 of the Presidential Memorandum—that is, any
information concerning the number of aliens in each
State who are not in a lawful immigration status under
the Immigration and Nationality Act.
107a
SO ORDERED.
Dated: Sept. 10, 2020
New York, New York
/s/
RICHARD C. WESLEY
United States Circuit Judge
/s/
PETER W. HALL
United States Circuit Judge
/s/
JESSE M. FURMAN
United States Circuit Judge
108a
APPENDIX C
NOTICE OF APPEAL
Respectfully submitted,
AUDREY STRAUSS
Acting United States Attorney for the
Southern District of New York
ALEXANDER K. HAAS
Branch Director
DIANE KELLEHER
BRAD P. ROSENBERG
Assistant Branch Directors
APPENDIX D
20-CV-5770(JMF), 20-2630
STATE OF NEW YORK, ET AL., PLAINTIFFS
v.
DONALD J. TRUMP, IN HIS OFFICIAL CAPACITY AS
PRESIDENT OF THE UNITED STATES, ET AL.,
DEFENDANTS
IT IS SO ORDERED.
10th day of Aug., 2020
New York, New York
APPENDIX E
20-CV-5770 (JMF)
STATE OF NEW YORK, ET AL., PLAINTIFFS
v.
DONALD J. TRUMP, IN HIS OFFICIAL CAPACITY AS
PRESIDENT OF THE UNITED STATES, ET AL.,
DEFENDANTS
RESPECTFULLY SUBMITTED.
APPENDIX F
4. 2 U.S.C. 2a provides:
Reapportionment of Representatives; time and manner;
existing decennial census figures as basis; statement by
President; duty of clerk
(a) On the first day, or within one week thereafter,
of the first regular session of the Eighty-second Con-
gress and of each fifth Congress thereafter, the Presi-
dent shall transmit to the Congress a statement showing
the whole number of persons in each State, excluding
Indians not taxed, as ascertained under the seventeenth
and each subsequent decennial census of the population,
and the number of Representatives to which each State
would be entitled under an apportionment of the then
existing number of Representatives by the method
120a