Saguisag v. Ochoa, 798 SCRA 292
Saguisag v. Ochoa, 798 SCRA 292
Saguisag v. Ochoa, 798 SCRA 292
_______________
* EN BANC.
293
294
and MDT.
Same; Visiting Forces Agreement; Article I of the Visiting Forces
Agreement (VFA) states that „[a]s used in this Agreement, „United
States personnel‰ means United States (U.S.) military and civilian
personnel temporarily in the Philippines in connection with
activities approved by the Philippine Government.‰·Quite clearly,
the VFA contemplated activities beyond joint exercises, which this
Court had already recognized and alluded to in Lim v. Executive
Secretary, 380 SCRA 739 (2002), even though the Court in that case
was faced with a challenge to the Terms of Reference of a specific
type of joint exercise, the Balikatan Exercise. One source petitioners
used to
295
296
297
298
met. On February 10, 1998, the Philippines and the United States
entered into the Visiting Forces Agreement (VFA). The scope and
purpose of the VFA can be gleaned from its Preamble, which reads
in part: Re-
299
300
301
302
303
304
305
experiences with foreign military presence had not been free from
pain, but our constitutional framers recognized that there could be
instances when foreign military presence would be necessary and
thus gave the Constitution a measure of flexibility through Section
25. To be sure, the requirement that every entry of foreign military
bases, troops, or facilities in the Philippines be covered by a treaty
does not and cannot achieve this balance. This requirement would
unduly clog up government in its foreign and military affairs, and
impede (or even block the possibility of) foreign military alliances,
perhaps to the point of extreme difficulty in maintaining these ties
if they materialize at all. In sum, the process would simply be too
paralyzing for the government, and could not have been the
interpretation intended by the framers of the Constitution when
they drafted Section 25. At the same time, Article XVIII, Section 25
cannot be construed as a blanket authority to allow foreign military
presence in the Philippines after the government agrees to its
initial entry. Interpreting Article XVIII, Section 25 in this manner
would expand Section 25 to areas beyond its intended borders
and thereby unduly restrict the constitutionally mandated
participation of the Senate in deciding the terms and degree of
foreign military presence in the country. This blanket authority
would lay open the country and its sovereignty to excessive foreign
intrusion without the active consent of the people.
306
307
308
ratifies, but the Senate must concur for the treaty to be valid
and effective. From this general perspective and the general terms
of Section 21, the PresidentÊs act of entering into executive
agreements may be considered an exception to the treaty-
making process: the President may enter into executive
agreements which are international agreements that, until now,
have been defined as international agreements „similar to treaties
except they do not require legislative concurrence.‰ They have also
been described to have „abundant precedent in history‰ and may
either be concluded based on a „specific congressional
authorization‰ or „in conformity with policies declared in
acts of Congress with respect to the general subject matter.‰
Political Law; Treaties; View that treaties · as international
agreements that need concurrence from the Senate · do not
originate solely from the PresidentÊs duty as the executor of the
countryÊs laws, but from the shared function between the President
and the Senate that the Constitution mandated under Article VII,
Section 21 of the 1987 Constitution.·Viewed and explained in this
manner, executive agreements are clearly part of the PresidentÊs
duty to execute the laws faithfully. These agreements trace their
validity from existing laws or treaties duly authorized by the
legislative branch of government; they implement laws and treaties.
In contrast, treaties · as international agreements that need
concurrence from the Senate · do not originate solely from the
PresidentÊs duty as the executor of the countryÊs laws, but from the
shared function between the President and the Senate that the
Constitution mandated under Article VII, Section 21 of the 1987
Constitution. Between the two, a treaty exists on a higher plane as
it carries the authority of the President and the Senate. Treaties,
which have the impact of statutory law in the Philippines, can
amend or prevail over prior statutory enactments. Executive
agreements · which exist at the level of implementing rules and
regulations or administrative orders in the domestic sphere · have
no such effect. They cannot contravene or amend statutory
309
310
311
312
313
314
315
316
317
318
319
320
321
RESOLUTION
SERENO, CJ.:
322
Other forms of relief just and equitable under the premises are
likewise prayed for.
_______________
323
_______________
5 Id., at p. 17.
6 Id., at pp. 18-75.
7 Id., at pp. 75-81.
8 Id., at p. 20.
9 Republic v. Lacap, G.R. No. 158253, 2 March 2007, 546 Phil. 87,
101; 517 SCRA 255, 268.
324
_______________
10 Decision, p. 351.
11 Green v. Bock Laundry Machine Co., 490 U.S. 504 (109 S.Ct. 1981,
104 L.Ed.2d 557)
12 JMM Promotions & Management, Inc. v. National Labor Relations
Commission, G.R. No. 109835, 22 November 1993, 228 SCRA 129.
325
On strict construction
of an exception
_______________
326
x x x [I]t must already be clarified that the terms and details used
by an implementing agreement need not be found in the mother
treaty. They must be sourced from the authority derived from the
treaty, but are not necessarily expressed word-for-word in the
mother treaty.19
On EDCA as a treaty
_______________
18 Id.
19 Decision, p. 382.
20 Motion for Reconsideration, p. 30.
327
_______________
21 Id., at p. 34.
22 Id., at p. 36.
23 Decision, p. 399, citing Joint Report of the Committee on Foreign
Relations and the Committee on National Defense and Security
reproduced in Senate of the Philippines, The Visiting Forces Agreement:
The Senate Decision 206 (1999) at pp. 205-206, 231.
24 Lim v. Executive Secretary, 430 Phil. 555; 380 SCRA 739 (2002).
328
_______________
329
_______________
330
_______________
331
_______________
332
On EDCA as basing
agreement
_______________
333
On policy matters
_______________
334
the CourtÊs only concern is the legality of EDCA and not its
wisdom or folly. Their remedy clearly belongs to the
executive or legislative branches of government.
Epilogue
_______________
335
_______________
336
_______________
337
_______________
Perspective, p. 6 (2010).
61 „Indonesia Will Defend South China Sea Territory With F-16
Fighter Jets‰ available at <http://www.bloomberg.com/news/articles/2016-
03-31/indonesia-to-deploy-f-16s-to-guard-its-south-china-sea-territory>
(last visited 22 July 2016); See also „Indonesia looks to boost defenses
around Natuna Islands in South China Sea,‰ available
at <http://www.japantimes.co.jp/news/2015/12/16/asia-pacific/politics-
338
_______________
diplomacy-asia-pacific/indonesia-looks-boost-defenses-around-natuna-islands-
south-china-sea/#.V5GJrNJ97IV> (last visited 22 July 2016).
62 „World leaders react to South China Sea ruling,‰ available at
<http://www.philstar.com/headlines/2016/07/13/1602416/world-leaders-
react-south-china-sea-ruling> (last visited 22 July 2016).
63 „Why is the South China Sea contentious?‰ available at
<http://www.bbc.com/news/world-asia-pacific-13748349> (last visited 22
July 2016).
64 „World leaders react to South China Sea ruling,‰ supra.
65 „Beijing rejects tribunalÊs ruling in South China Sea case,‰
available at <https://www.theguardian.com/world/2016/jul/12/philippines-
wins-south-china-sea-case-against-china> (last visited 22 July 2016);
„China Âdoes not accept or recognizeÊ tribunalÊs South China Sea ruling,‰
available at <http://cnnphilippines.com/world/2016/07/12/china-
reaction-tribunal-ruling.html> (last visited 22 July 2016).
66 „Filipino fishermen still barred from Scarborough Shoal,‰ available
at <http://cnnphilippines.com/news/2016/07/15/scarborough-
shoal-filipino-fishermen-chinese-coast-guard.html> (last visited 22 July
2016).
67 „PLANÊS Wu to CNO Richardson: Beijing WonÊt Stop South China
Sea Island Building,‰ available at
<https://news.usni.org/2016/07/18/plans-wu-cno-richardson-beijing-wont-
stop-south-china-sea-island-building> (last visited 22 July 2016).
339
_______________
340
DISSENTING OPINION
LEONARDO-DE CASTRO, J.:
341
ARTICLE XVIII
TRANSITORY PROVISIONS
_______________
342
treaty, must it cover the three-bases, troops or facilities or could the treaty
entered into cover only one or two?
FR. BERNAS. Definitely, it can cover only one. Whether it covers only one or
it covers three, the requirement will be the same.
MR. MAAMBONG. In other words, the Philippine government can enter
into a treaty covering not bases but merely troops?
FR. BERNAS. Yes.
MR. MAAMBONG. I cannot find any reason why the, government can
enter into a treaty covering only troops.
FR. BERNAS. Why not? Probably if we stretch our imagination a little bit
more, we will find some. We just want to cover everything.2 (Citation
omitted)
_______________
343
344
is a foreign military force and may have a basis in the member ASEAN
countries, this kind of a situation, I think, would not derogate from
sovereignty.
MR. NOLLEDO. Madam President, may I be permitted to make a
comment on that beautiful question. I think there will be no
derogation of sovereignty if the existence of the military bases
as stated by Commissioner Azcuna is on the basis of a treaty
which was not only ratified by the appropriate body, like the Congress,
but also by the people.
I would like also to refer to the situation in Turkey where the Turkish
government has control over the bases in Turkey, where the
jurisdiction of Turkey is not impaired in anyway, and Turkey retains
the right to terminate the treaty under circumstances determined by
the host government. I think under such circumstances, the existence
of the military bases may not be considered a derogation of
sovereignty, Madam President.
FR. BERNAS. Let me be concrete, Madam President, in our circumstances.
Suppose they were to have this situation where our
government were to negotiate a treaty with the United States,
and then the two executive departments in the ordinary
course of negotiation come to an agreement. As our
Constitution is taking shape now, if this is to be a treaty at all,
it will have to be submitted to our Senate for its ratification.
Suppose, therefore, that what was agreed upon between the
United States and the executive department of the Philippines
is submitted and ratified by the Senate, then it is further
submitted to the people for its ratification and subsequently,
we ask the
345
_______________
346
The EDCA
_______________
347
_______________
348
RIGHTS LOCATIONS
349
DESCRIPTION OF LOCATIONS
RIGHTS
1. With consideration of the
2. Such rights, power views of the Parties, the
and authority shall Philippines hereby authorizes
include, inter alia, the and agrees that United States
right, power and forces, United States
authority: contractors, and vehicles,
xxxx vessels, and aircraft operated
(e) to construct, install, by and for United States forces
maintain, and employ may conduct the following
on any base any type of activities with respect to
facilities, weapons, Agreed Locations: training;
substance, device, transit; support and related
vessel or vehicle on or activities; refueling of
under the ground, in the aircraft; bunkering of
air or on or under the vessels; temporary
water maintenance of vehicles,
vessels, and aircraft; tempo-
350
xxxx
351
_______________
352
_______________
353
_______________
354
_______________
354
_______________
355
_______________
28 Id., Article V.
29 Id., Article VI.
30 Id., Article VII(1).
31 Id., Article VII(2).
32 Id., Article VIII.
33 Id., Article IX.
357
_______________
34 Id., Article X.
35 Id., Article XI.
358
_______________
36 Soriano III v. Lista, 447 Phil. 566, 570; 399 SCRA 437, 440 (2003).
37 709 Phil. 478, 487-488; 696 SCRA 496, 507 (2013).
359
DISSENTING OPINION
BRION, J.:
I.
360
effective.
I arrived at this conclusion after considering Article VII,
Section 21 and Article XVIII, Section 25 of the 1987
Constitution.
Article VII, Section 21 renders any international
agreement invalid and ineffective in the Philippines unless
it has been concurred in by the Senate. Article XVII,
Section 25, on the other hand, specifies that agreements
allowing the entry of foreign military bases, troops, or
facilities into the Philippines shall be in the form of a
treaty and, thus, obligatorily be submitted to the Senate for
concurrence.
I submit these considerations and conclusions to the
Court with no intent to object to the entry of foreign
military bases, troops, or facilities in the Philippines if such
entry would truly reflect the will of the Filipino people
expressed through the Senate of the Philippines.
At this point in time when Philippine territorial
sovereignty is being violated, we cannot simply turn our
backs on foreign assistance, such as that of the EDCA, that
is made available to the country. But because of the
implications of the EDCA for the Filipino people (as it may
unnecessarily expose them to the dangers inherent in
living in a country that serves as an implementing
location of the U.S. Pivot to Asia strategy, as
discussed below), the people · even if only through the
Senate · should properly be informed and should give
their consent. This is what our Constitution provides in
allowing foreign bases or their equivalent into the country,
and this Court · with its sworn duty as guardian of the
Constitution · should protect both the Constitution and
its safeguards, as well as the people in their right to be
informed and to be consulted.
361
362
_______________
363
_______________
364
_______________
4 Page 6 of the ponenciaÊs Draft Resolution dated April 11, 2016; the
ponencia also argues in pp. 10-11 that the EDCA is not a basing
agreement.
5 It is a well-established rule in constitutional construction that no
one provision of the Constitution is to be separated from all the others, to
be considered alone, but that all the provisions bearing upon a particular
subject are to be brought into view and to be so interpreted as to
effectuate the great purposes of the instrument. Sections bearing on a
particular subject should be considered and interpreted together as to
effectuate the whole purpose of the Constitution and one section is not to
be allowed to defeat another, if by any reasonable construction, the two
can be made to stand together.
In other words, the court must harmonize them, if practicable, and
must lean in favor of a construction which will render every word
operative, rather than one which may make the words idle and nugatory.
Francisco, Jr. v. Nagmamalasakit na mga Manananggol ng mga
Manggagawang Pilipino, Inc., G.R. No. 160261, November 10, 2003, 415
SCRA 44, citing Civil Liberties Union v. Executive Secretary, G.R. No.
83896, January 22, 1991, 194 SCRA 317, 330-331.
365
II.
_______________
366
_______________
7 Id.
8 The first principle of constitutional construction is verba legis, that
is, wherever possible, the words used in the Constitution must be given
their ordinary meaning except where technical terms are employed;
Francisco, Jr. v. Nagmamalasakit na mga Manananggol ng mga
Manggagawang Pilipino, Inc., supra note 5.
9 It is well-settled that where the language of the law is clear and
unequivocal, it must be given its literal application and applied without
interpretation; Commissioner of Internal Revenue v. Central Luzon Drug
Corporation, G.R. No. 159610, 12 June 2008, 554 SCRA 398, 409.
10 No. L-21064, February 18, 1970, 31 SCRA 413, 422.
11 Id.
367
368
_______________
On the other hand, the second group posited that the decision to allow
foreign bases into the country should be left to the policy makers.
Commissioner Bengzon expressed the position of the group that:
x x x this is neither the time nor the forum to insist on our views
for we know not what lies in the future. It would be foolhardy to
second-guess the events that will shape the world, our region, and
our country by 1991. It would be sheer irresponsibility and a
disservice of the highest calibre to our own country if we were to
tie down the hands of our future governments and future
generations.
369
_______________
Despite his view that the presence of foreign military bases in the
Philippines would lead to a derogation of national security,
Commissioner Azcuna conceded that this would not be the case if the
agreement to allow the foreign military bases would be embodied in a
treaty.
After a series of debates, Commissioner Romulo proposed an
alternative formulation that is now the current Article XVIII, Section 25.
He explained that this is an explicit ban on all foreign military bases
other than those of the U.S. Based on the discussions, the spirit of the
basing provisions of the Constitution is primarily a balance of the
preservation of the national sovereignty and openness to the establishment
of foreign bases, troops, or facilities in the country.
Article XVIII, Section 25 imposed three requirements that must be
complied with for an agreement to be considered valid insofar as the
Philippines is concerned. These three requirements are: (1) the
agreement must be embodied in a treaty; (2) the treaty must be duly
concurred in by 2/3 votes of all the members of the Senate; and (3) the
370
371
_______________
and is the countryÊs sole representative with foreign nations. As the chief
architect of foreign policy, the President acts as the countryÊs mouthpiece
with respect to international affairs. Hence, the President is vested with
the authority to deal with foreign states and governments, extend or
withhold recognition, maintain diplomatic relations, enter into treaties,
and otherwise transact the business of foreign relations. In the realm of
treaty-making, the President has the sole authority to negotiate with
other states. Pimentel, Jr. v. Office of the Executive Secretary, 501 Phil.
304, 313; 462 SCRA 622, 632 (2005).
372
_______________
373
374
_______________
375
_______________
376
_______________
377
_______________
378
_______________
379
380
381
382
(3) On the basis of the responses to (1) and (2), can the EDCA be
recognized as valid and effective without need for Senate
concurrence?
III.
EDCA imposes new obligations that are different
from those found in the MDT and the VFA
383
_______________
384
_______________
32 Lim v. Executive Secretary, G.R. No. 151445, April 11, 2002, 380
SCRA 739. In this manner, visiting U.S. forces may sojourn in Philippine
territory for purposes other than military. As conceived, the joint
exercises may include training on new techniques of patrol
385
_______________
386
_______________
387
_______________
39 The senators argued the precise length of time but agreed that it
would not exceed six months. (See Senate of the Philippines, Resolution
on Second Reading, P.S. Res. No. 443 - Visiting Forces Agreement, May
17, 1999, Records and Archives Service Vol. 133, pp. 23-25)
388
_______________
389
_______________
43 The 1951 MDT provides that both nations would support one
another if either the Philippines or the U.S. would be attacked by an
external party. It states that each party shall either, separately or jointly,
through mutual aid, acquire, develop and maintain their capacity to
resist armed attack. It provides for a mode of consultations to determine
the 1951 MDTÊs appropriate implementation measures and when either
of the parties determines that their territorial integrity, political
independence or national security is threatened by armed attack in the
Pacific. An attack on either party will be acted upon in accordance with
their constitutional processes and any armed attack on either party will
be brought to the attention of the United Nations for immediate action.
The accord defines the meaning of an armed attack as including armed
attacks by a hostile power on a metropolitan area of either party, on the
island territories under their jurisdiction in the Pacific, or on their armed
forces, public vessels or aircrafts in the Pacific. The U.S. government
guaranteed to defend the security of the Philippines against external
aggression but not necessarily against internal subversion. The treaty
expressly stipulates that the treaty terms are indefinite and would last
until one or both parties terminate the agreement by a one-year advance
notice.
390
IV.
EDCA allows the entry of U.S. bases
and facilities in the Philippines.
_______________
391
(i) the right to construct structures and other facilities for the
proper functioning of the bases or the Agreed Locations;
(ii) the right to perform activities for the defense or security of the
bases or Agreed Locations;
(iv) other related rights such as the use of public utilities and public
services.
392
393
anchorages, and to
construct or maintain
necessary roads and
bridges affording access
to the bases.
xxxx
Article VII, Section 1 Article III, par. 2(d)
394
395
396
_______________
397
_______________
398
_______________
mings., Understanding the U.S. Pivot: Past, Present, and Future. 34(6)
Royal United Services Institute Newsbrief (November 2014), accessible
from John HemmingsÊ webpage at (November 26, 2014),
[https://hemmingsjohn.wordpress.com/2014/11/27/understanding-the-us-
pivot-past-present-and-future/ (last accessed on December 8, 2015)].
The key to the new strategy in the military-political area is „presence:
forward deployment of U.S. military forces; a significant tempo of
regional diplomatic activity (including helping Asian countries resolve
disputes that they canÊt resolve themselves); and promoting an agenda of
political reform where it is appropriate.‰ This meant, among others, the
strengthening of U.S.Ê military alliance with Asian countries, including
the Philippines. Richard C. Bush III. „No rebalance necessary: The
essential continuity of U.S. policy in the Asia-Pacific‰ Brookings
Institution (March 18, 2015) available at
<http://www.brookings.edu/blogs/order-from-chaos/posts/2015/03/18-
value-of-continuity-us-policy-in-asia-pacific> (last accessed on December
8, 2015).
53 Main operating bases, with permanently stationed combat forces
and robust infrastructure, will be characterized by command and control
structures, family support facilities, and strengthened force protection
measures. Examples include Ramstein Air Base (Germany), Kadena Air
Base (Okinawa, Japan), and Camp Humphreys (Korea).
399
V.
_______________
400
terms of the 1951 MDT and the 1998 VFA, carries terms
significantly broader in scope than the terms of these
two earlier treaties. A more correct description of EDCA is
that it goes beyond the scope of an implementing
agreement; it is a substantively independent agreement
that adds to what the 1951 MDT and the 1998 VFA
provide.
The EDCA ultimately embodies a new agreement
that touches on military bases, troops, or facilities
beyond the scope of the 1951 MDT and the 1998 VFA,
and should be covered by a treaty pursuant to
Article XVIII, Section 25 and Article VII, Section 21,
both of the 1987 Constitution.
Without the referral to and concurrence by the
Senate as a treaty, the EDCA is a constitutionally
deficient international agreement; hence, it cannot
be valid and effective in our country.
To remedy the constitutional deficiency, the best
recourse available to the Court under the present
circumstances of territorial conflict, regional tension, and
actual intrusion into Philippine territory, is to reconsider
its Decision of January 12, 2016:
401
DISSENTING OPINION
PERLAS-BERNABE, J.:
_______________
1 Rollo (G.R. No. 212426, Vol. I), pp. 3-66; and Rollo (G.R. No. 212444,
Vol. I), pp. 3-101.
2 See motions for reconsideration of the following: (a) petitioners Rene
A.V. Saguisag, et al. (Saguisag, et al.) in G.R. No. 212426 dated February
3, 2016; (b) petitioners Bagong Alyansang Makabayan, et al. (BAYAN, et
al.) dated February 3, 2016; and (c) petitioners-in-intervention Kilusang
Mayo Uno, et al. (Mayo Uno, et al.) dated February 4, 2016.
3 See motions for reconsideration of BAYAN, et al. in G.R. No. 212444
dated February 3, 2016, pp. 28-41; and Saguisag, et al. in G.R. No.
212426 dated February 3, 2016, pp. 9-25.
4 See motions for reconsideration of Saguisag, et al. in G.R. No.
212426 dated February 3, 2016, pp. 25-30; and BAYAN, et al. in G.R. No.
212444 dated February 3, 2016, pp. 49-52.
402
I.
_______________
403
_______________
404
II.
_______________
405
_______________
full text.
21 See Dissenting Opinion on the main of Justice Leonen, supra note
7 at p. 657, citing Article III (should be Article II), MDT.
22 See third and fourth preambular paragraphs, MDT; emphasis and
underscoring supplied.
406
_______________
407
III.
_______________
408
Article II
DEFINITIONS
xxxx
4. „Agreed Locations‰ means facilities and areas that are
provided by the Government of the Philippines through the
[Armed Forces of the Philippines] and that United States
forces, United States contractors, and others as mutually
agreed, shall have the right to access and use pursuant to
this Agreement. Such Agreed Locations may be listed in an annex
to be appended in this Agreement, and may be further described
in implementing arrangements. (Emphases and underscoring
supplied)
_______________
409
_______________
410
_______________
411
MBA EDCA
Article III: Article III
Description of Rights Agreed Locations
xxxx xxxx
maintain,
utilize,
_______________
412
Article III
Agreed Locations
413
MBA EDCA
Article XVII: Removal of Article V
Improvements Ownership
414
MBA EDCA
Article III: Description of Rights Article III
Agreed Locations
Article VI
Security
IV.
_______________
415
_______________
416
Conclusion
_______________
visited May 31, 2016]). See also Dissenting Opinion of Justice Brion,
supra note 7 at pp. 602-604.
46 See Strengthening U.S. Global Defense Posture, Report to
Congress, September 2004, p. 8. <http://www.dmzhawaii.Org/wp-
content/uploads/2008/l2/global_posture.pdf> (last visited May 31, 2016).
47 Id., at pp. 7-8.
417
DISSENTING OPINION
LEONEN, J.:
_______________
418
_______________
419
420
421
··o0o··