Nursing Theories
Nursing Theories
Nursing Theories
Nursing Theories?
Nursing theories are organized bodies of knowledge to define what nursing is,
what nurses do, and why they do it. Nursing theories provide a way to define
nursing as a unique discipline that is separate from other disciplines (e.g.,
medicine). It is a framework of concepts and purposes intended to guide nursing
practice at a more concrete and specific level.
Defining Terms
The development of nursing theory demands an understanding of selected
terminologies, definitions, and assumptions.
Environment
Environment (or situation) is defined as the internal and external surroundings
that affect the client. It includes all positive or negative conditions that affect the
patient, the physical environment, such as families, friends, and significant others,
and the setting for where they go for their healthcare.
Health
Health is defined as the degree of wellness or well-being that the client
experiences. It may have different meanings for each patient, the clinical setting,
and the health care provider.
Nursing
The nurse’s attributes, characteristics, and actions provide care on behalf of or in
conjunction with the client. There are numerous definitions of nursing, though
nursing scholars may have difficulty agreeing on its exact definition. The ultimate
goal of nursing theories is to improve patient care.
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Concepts
Interrelated concepts define a theory. Concepts are used to help describe or label
a phenomenon. They are words or phrases that identify, define, and establish
structure and boundaries for ideas generated about a particular phenomenon.
Concepts may be abstract or concrete.
Definitions
Definitions are used to convey the general meaning of the concepts of the
theory. Definitions can be theoretical or operational.
Relational Statements
Relational statements define the relationships between two or more concepts.
They are the chains that link concepts to one another.
Assumptions
Assumptions are accepted as truths and are based on values and beliefs. These
statements explain the nature of concepts, definitions, purpose, relationships, and
structure of a theory.
In Academic Discipline
Much of the earlier nursing programs identified the major concepts in one or two
nursing models, organized the concepts, and build an entire nursing curriculum
around the created framework. These models’ unique language was typically
introduced into program objectives, course objectives, course descriptions, and
clinical performance criteria. The purpose was to explain the fundamental
implications of the profession and enhance the profession’s status.
In Research
The development of theory is fundamental to the research process, where it is
necessary to use theory as a framework to provide perspective and guidance to
the research study. Theory can also be used to guide the research process by
creating and testing phenomena of interest. To improve the nursing profession’s
ability to meet societal duties and responsibilities, there needs to be a continuous
reciprocal and cyclical connection with theory, practice, and research. This will
help connect the perceived “gap” between theory and practice and promote the
theory-guided practice.
In Profession
Clinical practice generates research questions and knowledge for theory. In a
clinical setting, its primary contribution has been the facilitation of reflecting,
questioning, and thinking about what nurses do. Because nurses and nursing
practice are often subordinate to powerful institutional forces and traditions,
introducing any framework that encourages nurses to reflect on, question, and
think about what they do provide an invaluable service.
By Abstraction
There are three major categories when classifying nursing theories based on their
level of abstraction: grand theory, middle-range theory, and practice-level theory.
By Goal Orientation
Theories can also be classified based on their goals. They can
be descriptive or prescriptive.
Descriptive Theories
Descriptive theories are the first level of theory development. They
describe the phenomena and identify its properties and components
in which it occurs.
Descriptive theories are not action-oriented or attempt to produce
or change a situation.
There are two types of descriptive theories: factor-isolating
theory and explanatory theory.
Factor-Isolating Theory
In her book, Nursing Theorists and Their Work, Raile Alligood (2017) categorized
nursing theories into four headings: nursing philosophy, nursing conceptual
models, nursing theories and grand theories, and middle-range nursing theories.
Nursing Philosophy. It is the most abstract type and sets forth the
meaning of nursing phenomena through analysis, reasoning, and
logical presentation. Works of Nightingale, Watson, Ray, and Benner
are categorized under this group.
Nursing Conceptual Models. These are comprehensive nursing
theories that are regarded by some as pioneers in nursing. These
theories address the nursing metaparadigm and explain the
relationship between them. Conceptual models of Levine, Rogers,
Roy, King, and Orem are under this group.
Grand Nursing Theories. Are works derived from nursing
philosophies, conceptual models, and other grand theories that are
generally not as specific as middle-range theories. Works of Levine,
Rogers, Orem, and King are some of the theories under this
category.
Middle-Range Theories. Are precise and answer specific nursing
practice questions. They address the specifics of nursing situations
within the model’s perspective or theory from which they are
derived. Examples of Middle-Range theories are that of Mercer,
Reed, Mishel, and Barker.
Florence Nightingale
See Also: Florence Nightingale: Environmental Theory and Biography
Hildegard E. Peplau
See Also: Hildegard Peplau: Interpersonal Relations Theory
Ernestine Wiedenbach
Developed The Helping Art of Clinical Nursing conceptual model.
Definition of nursing reflects on nurse-midwife experience as “People
may differ in their concept of nursing, but few would disagree that
nursing is nurturing or caring for someone in a motherly fashion.”
Guides the nurse action in the art of nursing and specified four
elements of clinical nursing: philosophy, purpose, practice, and art.
Clinical nursing is focused on meeting the patient’s perceived need
for help in a vision of nursing that indicates considerable importance
on the art of nursing.
Lydia E. Hall
See Also: Lydia Hall: Care, Cure, Core Theory
Joyce Travelbee
States in her Human-to-Human Relationship Model that the
purpose of nursing was to help and support an individual, family, or
community to prevent or cope with the struggles of illness and
suffering and, if necessary, to find significance in these occurrences,
with the ultimate goal being the presence of hope.
Nursing was accomplished through human-to-human relationships.
Extended the interpersonal relationship theories of Peplau and
Orlando.
Kathryn E. Barnard
Developed the Child Health Assessment Model.
Concerns improving the health of infants and their families.
Her findings on parent-child interaction as an important predictor of
cognitive development helped shape public policy.
She is the founder of the Nursing Child Assessment Satellite Training
Project (NCAST), which produces and develops research-based
products, assessment, and training programs to teach professionals,
parents, and other caregivers the skills to provide nurturing
environments for young children.
Borrows from psychology and human development and focuses on
mother-infant interaction with the environment.
Contributed a close link to practice that has modified the way health
care providers assess children in light of the parent-child
relationship.
Evelyn Adam
Focuses on the development of models and theories on the concept
of nursing.
Includes the profession’s goal, the beneficiary of the professional
service, the role of the professional, the source of the beneficiary’s
difficulty, the intervention of the professional, and the consequences.
A good example of using a unique basis of nursing for further
expansion.
Jean Watson
See Also: Jean Watson: Theory of Human Caring
Patricia Benner
Caring, Clinical Wisdom, and Ethics in Nursing Practice
“The nurse-patient relationship is not a uniform, professionalized
blueprint but rather a kaleidoscope of intimacy and distance in some
of the most dramatic, poignant, and mundane moments of life.”
Attempts to assert and reestablish nurses’ caring practices when
nurses are rewarded more for efficiency, technical skills, and
measurable outcomes.
States that caring practices are instilled with knowledge and skill
regarding everyday human needs.
Kari Martinsen
Philosophy of Caring
“Nursing is founded on caring for life, on neighborly love, […]At the
same time, the nurse must be professionally educated.”
Human beings are created and are beings for whom we may have
administrative responsibility.
Caring, solidarity, and moral practice are unavoidable realities.
Katie Eriksson
Theory of Carative Caring
“Caritative nursing means that we take ‘caritas’ into use when caring
for the human being in health and suffering […] Caritative caring is a
manifestation of the love that ‘just exists’ […] Caring communion,
true caring, occurs when the one caring in a spirit of caritas alleviates
the suffering of the patient.”
The ultimate goal of caring is to lighten suffering and serve life and
health.
Inspired many in the Nordic countries and used it as the basis of
research, education, and clinical practice.
Martha E. Rogers
See Also: Martha Rogers: Theory of Unitary Human Beings
Imogene M. King
See Also: Imogene M. King: Theory of Goal Attainment
Betty Neuman
See Also: Betty Neuman: Neuman’s Systems Model
Dorothy E. Johnson
See Also: Dorothy E. Johnson: Behavioral Systems Model
Nola J. Pender
See Also: Nola Pender: Health Promotion Model
Margaret A. Newman
Health as Expanding Consciousness
“Nursing is the process of recognizing the patient in relation to the
environment, and it is the process of the understanding of
consciousness.”
“The theory of health as expanding consciousness was stimulated by
concern for those for whom health as the absence of disease or
disability is not possible . . . “
Nursing is regarded as a connection between the nurse and patient,
and both grow in the sense of higher levels of consciousness.
Ramona T. Mercer
Maternal Role Attainment—Becoming a Mother
“Nursing is a dynamic profession with three major foci: health
promotion and prevention of illness, providing care for those who
need professional assistance to achieve their optimal level of health
and functioning, and research to enhance the knowledge base for
providing excellent nursing care.”
“Nurses are the health professionals having the most sustained and
intense interaction with women in the maternity cycle.”
Maternal role attainment is an interactional and developmental
process occurring over time. The mother becomes attached to her
infant, acquires competence in the caretaking tasks involved in the
role, and expresses pleasure and gratification. (Mercer, 1986).
Provides proper health care interventions for nontraditional mothers
for them to favorably adopt a strong maternal identity.
Merle H. Mishel
Uncertainty in Illness Theory
Presents a comprehensive structure to view the experience of acute
and chronic illness and organize nursing interventions to promote
optimal adjustment.
Describes how individuals form meaning from illness-related
situations.
The original theory’s concepts were organized in a linear model
around the following three major themes: Antecedents of
uncertainty, Process of uncertainty appraisal, and Coping with
uncertainty.
Pamela G. Reed
Self-Transcendence Theory
Self-transcendence refers to the fluctuation of perceived boundaries
that extend the person (or self) beyond the immediate and
constricted views of self and the world (Reed, 1997).
Has three basic concepts: vulnerability, self-transcendence, and well-
being.
Gives insight into the developmental nature of humans associated
with health circumstances connected to nursing care.
Carolyn L. Wiener and Marylin J. Dodd
Theory of Illness Trajectory
“The uncertainty surrounding a chronic illness like cancer is the
uncertainty of life writ large. By listening to those who are tolerating
this exaggerated uncertainty, we can learn much about the trajectory
of living.”
Provides a framework for nurses to understand how cancer patients
stand uncertainty manifested as a loss of control.
Provides new knowledge on how patients and families endure
uncertainty and work strategically to reduce uncertainty through a
dynamic flow of illness events, treatment situations, and varied
players involved in care organization.
Phil Barker
Barker’s Tidal Model of Mental Health Recovery is widely used in
mental health nursing.
It focuses on nursing’s fundamental care processes, is universally
applicable, and is a practical guide for psychiatry and mental health
nursing.
Draws on values about relating to people and help others in their
moments of distress. The values of the Tidal Model are revealed in
the Ten Commitments: Value the voice, Respect the language,
Develop genuine curiosity, Become the apprentice, Use the available
toolkit, Craft the step beyond, Give the gift of time, Reveal personal
wisdom, Know that change is constant, and Be transparent.
Katharine Kolcaba
Theory of Comfort
“Comfort is an antidote to the stressors inherent in health care
situations today, and when comfort is enhanced, patients and
families are strengthened for the tasks ahead. Also, nurses feel more
satisfied with the care they are giving.”
Patient comfort exists in three forms: relief, ease, and transcendence.
These comforts can occur in four contexts: physical, psychospiritual,
environmental, and sociocultural.
As a patient’s comfort needs change, the nurse’s interventions
change, as well.
Kristen M. Swanson
Theory of Caring
“Caring is a nurturing way of relating to a valued other toward whom
one feels a personal sense of commitment and responsibility.”
Defines nursing as informed caring for the well-being of others.
Offers a structure for improving up-to-date nursing practice,
education, and research while bringing the discipline to its traditional
values and caring-healing roots.
References
Suggested readings and resources for this study guide:
1. Alligood, M., & Tomey, A. (2010). Nursing theorists and their work, seventh edition (No ed.).
Maryland Heights: Mosby-Elsevier.
2. Alligood, M. R. (2017). Nursing Theorists and Their Work-E-Book. Elsevier Health Sciences.
3. Barnard, K. E. (1984). Nursing research related to infants and young children. In Annual review
of nursing research (pp. 3-25). Springer, Berlin, Heidelberg.
4. Brown, H. I. (1979). Perception, theory, and commitment: The new philosophy of science.
University of Chicago Press. [Link]
5. Brown M (1964) Research in the development of nursing theory: the importance of a
theoretical framework in nursing research. Nursing Research.
6. Chinn, P. L., & Jacobs, M. K. (1978). A model for theory development in nursing. Advances in
Nursing Science, 1(1), 1-12. [Link]
7. Colley, S. (2003). Nursing theory: its importance to practice. Nursing Standard (through
2013), 17(46), 33. [Link]
8. Fawcett, J. (2005). Criteria for evaluation of theory. Nursing science quarterly, 18(2), 131-135.
[Link]
9. Fitzpatrick, J. J., & Whall, A. L. (Eds.). (1996). Conceptual models of nursing: Analysis and
application. Connecticut, Norwalk: Appleton & Lange.
10. Kaplan, A. (2017). The conduct of inquiry: Methodology for behavioural science. Routledge.
[Link]
11. Meleis, A. I. (2011). Theoretical nursing: Development and progress. Lippincott Williams &
Wilkins.
12. Neuman, B. M., & Fawcett, J. (2002). The Neuman systems model.
13. Nightingale F (1860) Notes on Nursing. New York NY, Appleton.
14. Peplau H (1988) The art and science of nursing: similarities, differences, and relations. Nursing
Science Quarterly
15. Rogers M (1970) An Introduction to the Theoretical Basis of Nursing. Philadelphia PA, FA
Davis.