1-S2.0-S0960852421002091-Main Daneshvar
1-S2.0-S0960852421002091-Main Daneshvar
1-S2.0-S0960852421002091-Main Daneshvar
Ehsan Daneshvar, Yong Sik Ok, Samad Tavakoli, Binoy Sarkar, Sabry M.
Shaheen, Hui Hong, Yongkang Luo, Jörg Rinklebe, Hocheol Song, Amit
Bhatnagar
PII: S0960-8524(21)00209-1
DOI: https://doi.org/10.1016/j.biortech.2021.124870
Reference: BITE 124870
Please cite this article as: Daneshvar, E., Sik Ok, Y., Tavakoli, S., Sarkar, B., Shaheen, S.M., Hong, H., Luo, Y.,
Rinklebe, J., Song, H., Bhatnagar, A., Insights into upstream processing of microalgae: A review, Bioresource
Technology (2021), doi: https://doi.org/10.1016/j.biortech.2021.124870
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Ehsan Daneshvar a,1, Yong Sik Ok b,1, Samad Tavakoli c, Binoy Sarkar d, Sabry M.
Shaheen e, f, g, Hui Hong c,h, Yongkang Luo c,h, Jörg Rinklebe e, i, Hocheol Song j, Amit
Bhatnagar a, *
Bhatnagar)
Page 1 of 49
Abstract
The aim of this review is to provide insights into the upstream processing of microalgae, and
highlighting the advantages of each step. This review discusses the most important steps of
microalgae seeds and monitoring of microalgae growth. An extensive list of bioreactors and
cultivation media, different types of wastewater used for microalgae cultivation and
environmental variables studied in microalgae research has been compiled in this review
from the vast literature. This review also highlights existing challenges and knowledge gaps
Page 2 of 49
1. Introduction
Microalgae are a diverse group of microorganisms that can be found in water, soil
(Subashchandrabose et al., 2011), air (Sahu and Tangutur, 2015), trees bark microhabitats (Wicker
and Bhatnagar, 2020), and in some cases, even on animals (Pauli et al., 2014). Microalgae are
colonies (Phwan et al., 2018). As compared to other microorganisms and terrestrial plants,
microalgae have several unique advantages. As primary producers and capable of performing
photosynthesis, they absorb sunlight (photons) and assimilate carbon dioxide (CO2) from the
atmosphere for biomass production. On the other hand, the majority of bacteria and fungi
without photosynthetic apparatus have to feed on organic matters. Unlike plants, the growth
of microalgae is not limited to arable lands and fresh water (Sajjadi et al., 2018). Microalgae
can be cultivated on unproductive lands, such as infertile, arid, semi-arid lands, and polluted
soils that are not usable for conventional agriculture (Junying et al., 2013). Also, these
Moreover, microalgae cultivation is not limited to seasons; it can be repeated year-around and
Because of the above-mentioned benefits and their numerous applications, microalgae have
attracted the attention of researchers from various fields such as environmental sciences,
aims to harvest microalgae from cultivation media, dry the collected biomass, and rupture the
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microalgal cell walls before the extraction process. Downstream processing targets the
extraction and purification of the bioproduct(s) from microalgal biomass (Manirafasha et al.,
2016).
Upstream processes are considered as the baseline in microalgae research. These processes
are important, technically and economically, as they directly affect the quality and quantity of
the produced microalgal biomass. Upstream processes have several main steps (e.g.
bioreactor design, cultivation media preparation, CO2 supplementation, and adjustment and
Owing to the importance of determining steps in upstream process, they have been reviewed
previously. For example, the design and operation of different types of photobioreactors for
microalgae cultivation has been reviewed (Vo et al., 2019). Li et al. (2019) evaluated the
In another study, influence of different factors such as light, nutrients, pH, and CO2 on
microalgae growth were investigated (Junying et al., 2013). In previously published articles,
some important factors of upstream process along with midstream and downstream processes
microalgae for biodiesel and biofuel production (downstream) was reviewed by Yin et al.
(2020).
Despite the availability of several review articles related to different aspects of microalgae
research. Previously published review papers do not address all steps of microalgae
cultivation and usually, their content has focused on a specific research field such as
wastewater treatment, biodiesel production, agriculture, biomedicine etc. Thus, the aim of
this review is to provide insights into the upstream processing of microalgae and highlighting
the advantages of each step. For this purpose, the main pillars of upstream process in
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microalgae research are discussed, including different cultivation modes, photobioreactor
design, culture media preparation, microalgae supply, environmental factors, and microalgal
Like all living cells, microalgae also need a source of energy and starting materials to
maintain steady biosynthesis, growth, and cell division (Sun et al., 2018). Depending on the
sources of carbon and energy used, microalgae are categorized into photoautotrophic,
heterotrophic, mixotrophic, and photoheterotrophic (Fig. 1), as also reported elsewhere (Hu et
al., 2018). It should be noted that heterotrophic and mixotrophic microalgae have the ability of
requirements of the research and design, and the resulting growth of microalgae and
biochemical composition of biomass. Therefore, it is one of the very first factors that needs to
The photoautotrophic process is the oldest and most common method of microalgae
utilizing inorganic carbon as the source of carbon and light as a source of energy (Huang et al.,
2010), forming chemical energy via photosynthesis. Eq. 1 shows biofixation of carbon and
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CO2 and bicarbonate (HCO3-) are the foremost sources of carbon for cell growth of
photoautotrophic microalgae (Kim et al., 2014). This implies that sequestration of CO2 occurs
via photoautotrophic cultivation mode. The ability of CO2 biofixation by phototrophic algae
has attracted the attention of researchers toward the development of carbon capture and
utilization (CCU) strategies. CCU, as a distinguishing feature of microalgae, has two major
benefits: it can assist in reducing greenhouse gas (GHG) emissions and, consequently,
contribute towards mitigating climate change. In addition, the carbon captured by microalgae
is fixed in their molecular structure, such as lipids, proteins, and carbohydrates, which can be
utilized to produce many value-added biobased products (Subhash et al., 2017). Lower
This is due to the absence of organic carbon in the autotrophic cultivation, which protects the
medium against the heterotrophic bacteria. Hence, this cultivation mode is more appropriate
for the outdoor cultivation of microalgae than other cultivation modes (Chew et al., 2018). The
cultivation with artificial light is expensive, therefore, finding a suitable location is essential
to optimize the process. Sunlight irradiation varies depending on the geographical region,
season, and climatic condition. The lower biomass productivity of microalgae cultivated
cultivation mode is attributed to the self-shading effect on the microalgal vertical distribution
that prevents light availability for denser cultivation (Nitsos et al., 2020). Hence, light as a
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In the heterotrophic cultivation mode, microalgae can grow in the absence of light.
Heterotrophic microalgae species can provide the required carbon and energy for cellular
metabolism through the consumption of organic carbon (Lam and Lee, 2012a). Heterotrophic
microalgae have unique features. Biomass productivity in the heterotrophic cultivation mode
is higher than that in the photoautotrophic cultivation mode. This is due to the light-
photoinhibition, a limiting factor in photoautotrophic mode (Chew et al., 2018). The feasibility
of microalgae cultivation under dark conditions reduces the requirement of high surface to
volume ratio, which eases the design of the heterotrophic microalgae bioreactor (Zhan et al.,
considered. All microalgae can grow photoautotrophically, but few species can grow
heterotrophically. Heterotrophic microalgae cannot consume CO2, even though they generate
CO2 through the metabolism of organic carbon. Therefore, they are not useful in CO2
mitigation research (Hu et al., 2018). The high risk of biological contamination with competing
heterotrophic microorganisms, such as bacteria, yeast, and fungi, is another drawback of the
heterotrophic cultivation mode, which could negatively affect biomass production and quality
microorganisms compete with heterotrophic microalgae for the same sugar-based organic
carbon substrates. Thus, the growth of microalgae is reduced in the presence of bacteria
having high growth rate and less doubling time (Hu et al., 2018). For the heterotrophic
cultivation, everything in contact with microalgae such as reactor, supplied gases, and the
medium, needs to be sterilized thoroughly to avoid culture contamination (Di Caprio et al.,
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2019). This problem is more significant for outdoor microalgae cultivation, including open
Some microalgae species grow under mixotrophic conditions by using inorganic carbon and
organic compounds simultaneously. Suitable microalgae for the mixotrophic cultivation have
cellular apparatus for the photoautotrophic and heterotrophic metabolism, and based on the
definition of mixotrophy, both inorganic and organic carbon are necessary for their growth.
metabolisms (Grobbelaar, 2013). Hence, switching between these two modes should not be
confused with mixotrophy. The mixotrophic microalgae need illumination for biofixation of
CO2 through photosynthesis, and organic substrates for aerobic respiration while in total
darkness, the metabolism turns to heterotrophy (Perez-Garcia and Bashan, 2015). Mixotrophic
advantages of photo- and heterotrophic modes. The combined use of CO2, organic
compounds and light is the distinguishing property of mixotrophic microalgae. This ability
maximizes the usage of different resources to supply carbon and energy demands, and
mixotrophic cultivation mode, the light requirement is lower than for photoautotrophic
growth, which eliminates the associated light limitation. Some compounds, such as pigments,
which are not produced in the heterotrophic cultivation mode due to light absence, are
mixotrophic microalgae participate in CO2 reduction via photosynthesis. The released CO2
photoautotrophic growth (Gaignard et al., 2019), which overall decreases CO2 emissions
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compared to the heterotrophic cultivation mode. Ananthi et al. (2021) reported that biomass
productivity in the mixotrophic cultivation mode is higher than in the photoautotrophic and
heterotrophic cultivation modes. Li et al. (2014) found that the maximum dry weight of
Chlorella sorokiniana cultivated mixotrophically was 2.4 and 5.2 times that of the same
Consequently, the maintenance of axenic cultures in a pure state is difficult because of the
vital element for microalgae growth. Therefore, the mixotrophic cultivation requires organic
substrates and sterilization (to prevent contamination) in addition to the presence of light that
can increase the overall cost of the bioreactor design and operation. Moreover, only few
microalgae species grow mixotrophically, which diminishes the research opportunity that can
assimilation (Chew et al., 2018). Photoheterotrophic microalgae like Chlorella vulgaris ESP-31
are a group of microalgae that require light as a source of energy, and organic carbon as a
source of carbon (Yeh et al., 2012). Unlike photoautotrophs and mixotrophs, photoheterotrophs
glucose without light. The photoheterotrophs use glucose as a building material, but not as
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the source of energy. In the light phase of photosynthesis, the energy of light is transformed
adenosine triphosphate (ATP). The synthesized ATP and NADPH are used in dark phase for
microalgae need both organic carbon and illumination for growth and special design of
photobioreactor is required for microalgae cultivation (Chew et al., 2018; Ananthi et al., 2021).
Considering the discussion presented above, it can be concluded that microalgae benefit from
a worthwhile metabolic diversity. The diverse metabolic pathways enable microalgae to adapt
to and use different sources of energy and carbon. Microalgae cultivation modes can be
flexible depending on the availability of light, CO2, and organic carbon (Fig. 1). Also,
is the dominant metabolic pathway, all other individual pathways have their own advantages
which make them suitable for a variety of applications. Clear identification of metabolic
pathways must be performed and required sources of energy and carbon should be provided
cultivation is one of the important factors that need to be decided at an early stage. Typically,
the term bioreactor is applied to the containers which support the growth of microalgae for
bioreactors which supply light for phototrophic microalgae that need light as a source of
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energy. Bioreactors with different sizes, shapes and materials are available for microalgae
manufactured and sold by local companies. For instance, Choi et al. (2019) designed a
polypropylene-based bubble column photobioreactor (10 cm diameter and 120 cm height) for
the cultivation of several microalgae species. Erlenmeyer flasks, bottles, or jars with different
volumes have been widely used as bioreactors for microalgae cultivation. These are equipped
with a tube for aeration and mixing of medium and covered by a cap, cotton stopper,
2020; Supraja et al., 2020). Fig. 2(A) shows a schematic of a typical handmade bioreactor for
microalgae cultivation designed by Daneshvar et al. (2019). The handmade bioreactor has one
inlet for the injection of air to supply CO2 and mixing power, one outlet for taking samples,
and one small hole for gas venting (Fig. 2(A)). A syringe connected to the outlet tube
facilitates the collection of samples necessary for the evaluation of microalgal growth,
biochemical analysis, and other specific measurements depending on the research objectives.
In addition, the sealing cap reduces the evaporation rate and protects the culture from
contamination better than other sealing options such as cotton, parafilm, and aluminum foils.
Although these simple bioreactors successfully assist in microalgal growth and biomass
production and can meet the requirements of many research topics, they are not always
temperature etc. should remain constant. In this case, commercially available advanced
bioreactors are required for controlling and monitoring sensitive parameters and to achieve
optimal system performance during the experiments. These high-tech bioreactors can regulate
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parameters such as temperature, pH, O2 and CO2 pressure, mass and heat transfer, nutrient
supply, hydraulic retention time, fluid velocity, shear stress, and cell growth (Mustafa et al.,
2018). Depending on the model and application, advanced bioreactors can control several of
the above-mentioned parameters. For instance, Li et al. (2003) used a stirred-tank fermenter
model BiofloIII, New Brunswick Scientific, Edison, NJ, as a bioreactor for microalgae
cultivation. They equipped the bioreactor with a pH sensor, pH meter, CO2 mass flow
controller, air mass flow controller, dissolved oxygen sensor, and oxygen meter. Typically,
this kind of high-tech photobioreactor has a data acquisition board and supervisory computer
for online monitoring of the parameters (Fig. 2(B)) (Naira et al., 2019). Handmade bioreactors
can also be upgraded with individual sensors based on the requirements of the experiment.
For example, Khichi et al. (2019) attached a pH and temperature probe, mass flow controller,
and heating/cooling coil system to a photobioreactor to control the pH and temperature of the
culture.
Microplates or multiwell plates have also been used for microalgae cultivation. Microplates
can be considered as miniature bioreactor that are appropriate for the experiments with high
numbers of treatments in tiny volume of microliters to milliliters. Fig. 2(C) shows a 96-well
microplate containing 12 column and 8 rows. Dao et al. (2018) cultivated microalgae in a
transparent 96-well microplate. Each well was filled with 100 μL of medium, and the
microplate was sealed with a breathable sealing film. In another study, Kim et al. (2019) used a
96-well microplate with 200 μL working volume for microalgae cultivation. To isolate the
experimental units, microplates were covered using a gas and light permeable membrane.
We would like to add to this discussion that the bioreactors which are used for microalgae
cultivation are extremely diverse in shape, volume, and materials. Table 1 presents a list of
bioreactors (and their working volumes) that have been used for the cultivation of different
microalgae strains in synthetic media and wastewater. The information presented in Table 1
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shows that the size of the bioreactors used in microalgae research varies from microliter (100
μL) to as large as thousands of liters (33,000 L). The volume of a research bioreactor does not
limit the selection of microalgae species, cultivation modes, and cultivation media (Table 1).
the research, may include different types of bioreactors for microalgae cultivation. In
microalgae research, usually, preliminary studies are performed in small bioreactors such as
Erlenmeyer, bottles, or glass jars. As it has been illustrated in Fig. 3(A), these bioreactors can
conditions are used for scaling up the microalgae cultivation in larger bioreactors. Open
ponds, raceways, tubular photobioreactors, and flat plate photobioreactors are used for large-
scale microalgae cultivation. Open ponds and raceways are usually constructed using cement
and polyvinyl chloride materials. These ponds are shallow (around 30 cm) such that more
light can be absorbed maximizing the photosynthesis rate. A pedal is used to circulate and
mix the culture medium in raceway ponds. Tubular photobioreactors are long tubes, made
from glass or transparent materials. Usually, the diameter of the tubes is less than 10 cm for
forms. Horizontal tubes have panel-like system (tubes on the ground) and fence-like system
(tubes parallel up together). Vertical tubes are divided into bubble and airlift columns. Flat
plate photobioreactors with high surface area for light absorption are installed vertically or
inclined toward light sources. Due to short light-path and efficient light penetration,
vertical photobioreactors, an air sparger connected to air pump is used to mix and circulate
the medium in flat plate photobioreactors. Different types of photobioreactors and their
properties has been discussed in detail by Chew et al. (2018). Fig. 3 shows three types of
common bioreactors viz., flat plate (B), spiral (C), and bubble column (D) bioreactors, which
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are used frequently for pilot-scale cultivation of microalgae. Appropriate aeration,
Culture media are solutions containing essential nutrients that are needed by microalgae to
maintain a steady state, good health, and growth (Procházková et al., 2014; Grobbelaar, 2013).
Nutrients are categorized into macronutrients, micronutrients, and trace elements depending
on their required amount for optimal growth. The first group includes elements, such as
carbon (C), hydrogen (H), oxygen (O), nitrogen (N), and phosphorous (P), that microalgae
need in higher amount (g/L) in the cultivation media. Lower concentrations (mg/L or less) of
micronutrients such as cobalt (Co), zinc (Zn), manganese (Mn), and barium (Ba) in
cultivation media are sufficient for microalgae growth and biomass production (Grobbelaar,
2013).
Formulated media and different wastewaters (usually enriched in nitrogen and phosphorus
compounds) are frequently used as culture media to supply nutrients for microalgae growth
(Table 1). Formulated media are synthetic broth with recommended concentrations of micro-
and macro-nutrients. These media have been extensively tested for the cultivation of different
freshwater and marine microalgae species (e.g. f/2 medium developed by Guillard (1975)),
groups (The Culture Collection of Algae and Protozoa, CCAP). As stated in Table 2,
formulated media are popular by their abbreviates or commercial names such as BBM
(Bold’s Basal Medium), f/2 (Guillard), and BG11 (Blue-Green), in microalgae research
community. Each synthetic medium comes with specific instructions including the names of
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components (macro- and micronutrients) and their concentrations (mass concentration or
molarity), which describe the stepwise solution preparation (Polat et al., 2020).
Formulated media could be applicable as non-specific media, therefore, being useful for the
cultivation of many microalgae species or they might be designed for a specific group of
microalgae. For example, Bold’s Basal Medium (BBM) and Guillard (f/2) are two commonly
used formulated media for the cultivation of a diverse group of freshwater and marine
cyanobacteria, but it is also extensively used for the cultivation of microalgae (Enamala et al.,
2018). On the other hand, Zarrouk and f/2 + Silicon (Si) (Guillard’s medium for diatoms) are
specialized media for the cultivation of Spirulina sp. (cyanobacteria) and diatoms,
respectively (Araújo et al., 2013; Costa et al., 2018). A list of commonly used formulated media
for the cultivation of cyanobacteria, freshwater and marine microalgae, and their properties
have been reported by Geada et al. (2017). Procházková et al. (2014) introduced 30 elements as
sources of macro- and micronutrients for the autotrophic cultivation of microalgae. Chemical
compounds containing these elements and their concentrations in a few popular media are
presented in Table 2. It should be noted that supplying the essential elements is not limited to
the compounds presented in this table, and it depends on the recipe of the media. Based on
the information provided in Table 2, we can summarize that the concentrations of some
compounds such as vitamins are needed at very low concentrations (µg/L) in culture media.
Usually in microalgae laboratories, the culture media are prepared by diluting highly
‘Modified media’ is another term that is commonly used when composition of medium is
culture media. Modified media are used to enhance microalgae biomass production, to
stimulate the production of special metabolites, or to study the effects of nutrient deficiency
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or deprivation based on the requirement of experimental design. For example, Anand et al.
(2019) used modified BG-11 media at various concentrations (10 – 100 mM) of NaCl,
same mixture of nutrients that has been designed for the autotrophic cultivation of microalgae
(Table 2) can be used for the heterotrophic, mixotrophic, and photoheterotrophic cultivation
modes after the addition of organic carbon sources such as glucose, acetate, or glycerol
(Perez-Garcia and Bashan, 2015). Smith et al. (2020) used original f/2 and modified f/2 (f/2
medium containing Si) for the photoautotrophic cultivation of green microalga and diatoms
(marine microalgae that need silicon to grow), respectively. Glucose, glycerol, and acetate as
organic carbon sources were added to f/2 medium for the heterotrophic cultivation of the
same microalgae.
Nutrient-enriched wastewaters are another low-cost and freely available medium that can
provide required macro- and micronutrients in addition to water for microalgal growth.
nutrients, specifically nitrogen (N), phosphorus (P), and carbon (C) must be quantified. The
microalgal growth limitation. The elemental ratio of C:N:P in microalgal biomass are
approximately 106:16:1, which is known as the Redfield ratio (Grobbelaar, 2013). However,
the Redfield ratio is used to estimate the limitations of essential nutrients in microalgae
cultivation medium, but it cannot be generalized as an optimum value for all microalgal
species. Depending on the species, the ratio of N:P in wastewater can vary from 8 to 45
(Salama et al., 2017). In this regard, various types of domestic, agricultural, and industrial
wastewaters have been tested for the cultivation of numerous freshwater and marine
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microalgae species (Table 3). The characteristics of the wastewater used for microalgae
cultivation are usually provided in research articles. The main characteristics include physical
and chemical properties (e.g., pH, total suspended solid, color, and electrical conductivity)
and the concentrations of nutrients (e.g., NH4+, NO2−, NO3−, and PO43−). For example, Ansari
et al. (2019) measured several characteristics of municipal wastewater including pH, color,
odor, temperature, electrical conductivity, total dissolved solids, salinity, dissolved oxygen,
chemical oxygen demand, biochemical oxygen demand, alkalinity, NH4+, NO2−, NO3−, PO43−,
Fe, Zn, Na, and Mg. The utilization of wastewater as a medium for microalgae cultivation has
nutrients from wastewater; and iii) treatment of wastewater for safe discharge (Salama et al.,
2017). Wastewater as cultivation medium has been utilized specifically for wastewater
treatment (Li et al., 2019), bioenergy production (Ananthi et al., 2021), and CO2 sequestration
(Razzak et al., 2017). It should be noted that microalgae biomass produced in wastewater
cannot be used for food, cosmetics, medicine production etc. for human consumption due to
hygienic point of view (the risk of contamination of biomass produced in wastewater with
organic and inorganic pollutants and microbes, which could be detrimental to human health).
Although the biomass produced in formulated media can be used for different applications
wastewater. Therefore, formulated medium and wastewater as cultivation media have their
Several environmental factors, such as pH, temperature, irradiation, and aeration need to be
adjusted before cultivation of microalgae (Table 4). These parameters not only affect the
growth of microalgae, but also influence the biochemical composition of microalgal biomass.
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The individual and combined effects of these factors on microalgal growth have been
researched and reviewed extensively. After determining the cultivation mode, bioreactor
adjusted, before inoculation of microalgae. Below, we review and summarize the most
composition.
5.1. Light
al., 2015). Photosynthetic microalgae can convert the energy of light to chemical energy using
these pigments. Therefore, except for the heterotrophic cultivation, all the photoautotrophic,
mixotrophic, and photoheterotrophic cultivation modes must have a light supply as the
primary energy source for microalgal growth. Natural sunlight, and fluorescent and LED
lights have been utilized as lighting system for microalgae cultures (Table 4). Ordinary
fluorescent lights, which are conventionally used in microalgae research, irradiate indivisible
narrower spectral range, which are more compatible with the absorption bands of microalgae
pigments (Hsieh-Lo et al., 2019). Despite stimulating microalgae cultures with fluorescent
lights or LEDs, the optimization of the lighting conditions is one of the key factors for
achieving the highest growth rate of microalgae. Light intensity, wavelength, and photoperiod
(lightning time) are three important characteristics of light that can significantly affect the
received on the surface per second (μmol m−2 s−1). Table 4 presents a wide range of light
intensities (from <100 μmol m−2 s−1 to >1000 μmol m−2 s−1) that have been tested in for
microalgal growth.
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The relationship between light intensity and photosynthesis rate is shown by photosynthetic
light-response curve. This curve has three phases, namely light-limitation, light-saturation,
and photoinhibition phase. Light limitation and photoinhibition are the two phases, capable of
decreasing or even terminating the microalgal growth. Light limitation occurs in cultures with
insufficient light intensity or high cell density. This could arise due to the self-shading effect
in reactors with a high biomass concentration that reduces the amount of light, penetrating
through the bioreactor, and negatively affects photon absorption and photosynthetic
efficiency (Holdmann et al., 2019). In the light-limitation phase, increase in the light intensity
enhances microalgal growth up to the area of light saturation. Further increase in light
intensity in this phase does not affect microalgal photosynthesis, while photoinhibition occurs
at light intensities higher than saturation point. Intensive irradiation at photoinhibition phase
culture (Hsieh-Lo et al., 2019). The approximate light intensities of light-limitation, light-
saturation, and photoinhibition phases are up to 300 μmol m−2 s−1, 300-1600 μmol m−2 s−1,
and > 1600 μmol m−2 s−1, respectively (Straka and Rittmann, 2018).
The light spectrum of solar radiation consists of diverse wavelengths of energy, most of
which cannot be utilized by microalgae. Microalgae can use visible wavelengths from 400 to
radiation (PAR) range (Vadiveloo et al., 2015) and includes 400–500 nm and 600–700 nm
wavelengths (blue and red, respectively) which is the appropriate range for optimal
respectively) are the transmitted or reflected wavelengths (Ramanna et al., 2018). Each
pigment has major absorption bands that can absorb specific wavelengths of PAR. For
example, the major absorption bands of chlorophyll a, chlorophyll b, and carotenoids are 450-
475 nm (blue of blue-green), 630-675 nm (red), and 500-600 nm, respectively (Teo et al.,
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2014). Zhao et al. (2013) reported the highest dry weight of Chlorella sp. as 412.93, 470.74,
518.43, and 560.79 mg/L under red light irradiation with intensities of 800, 1200, 1600, and
2000 μmol m−2 s−1, respectively. Fozer et al. (2019) found a higher photosynthetic efficiency
under mixed color irradiation than under monochromatic irradiation. They reported the
highest biomass productivity of 60.4, 50.0, 41.2, 40.3, 33.4, 31.7, and 29.86 mg/L/d under
purple (626 nm, 470 nm), blue-green (525 nm, 470 nm), yellow (626 nm, 525 nm), white
(626 nm, 525 nm, 470 nm), blue (470 nm), red (525 nm), and green (626 nm) illumination,
respectively.
In case of outdoor cultivation, microalgae receive a light based on natural day-night rhythm.
Under controlled laboratory conditions, the duration of lighting or photoperiod can vary from
0 (the heterotrophic cultivation mode) to 24 h. Microalgal growth has been evaluated under
different photoperiod cycles (e.g., 12:12, 14:10, 16:8, and 24:0 h light:dark) (Table 4). For
example, the highest cell density of the microalga Nannochloropsis sp. (3.0 × 107 cell/mL)
was observed in a 24:0 h photoperiod (Wahidin et al., 2013). Cell density decreased from 2.1 ×
107 to 1.3 × 107 cell/mL when the photoperiod decreased from 18:06 to 12:12 h. In another
study, the specific growth rates of Chlorella vulgaris were found to be 1.20, 1.8, and 1.7 /d at
photoperiods of 24:00, 16:08, and 12:12 h (light:dark), respectively (Atta et al., 2013). It
should be noted that 24 h lighting is not necessary for the continuous growth of all
microalgae species, and the optimum photoperiod depends on the light intensity and the
metabolism and growth. The pH value controls the acid-base balance in the cultivation
medium, and affects the solubility and availability of different forms of inorganic carbon
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well as their liquid-gas transfer phenomena (Rossi et al., 2020). For example, a high pH (>
ammonia (NH3) gas (Lu et al., 2019). In addition, changing the pH of the medium affects the
cell for certain ions, and consequently affecting microalgae growth and biochemical
composition (Liang et al., 2011). Moreover, the pH of the cultivation medium is considered as a
medium with pH higher than 9 inhibits the growth of indigenous bacteria of wastewater (Lu et
al., 2019). Also, cultivation of microalgae, e.g., the green alga, Haematococcus pluvialis, at an
acidic pH of 4 has been recommended to avoid lethal fungal contamination of the culture
fatal, tolerable, or optimal. Extremely low (acidic) and high (basic) pH values are fatal for
most microalgae species. For example, Sakarika and Kornaros (2016) studied the growth of C.
vulgaris at pH values in the range of 3 - 11. Lysis of microalgae cells was observed at highly
acidic (e.g., 3 and 4) and basic (e.g., 11) pH after two days of cultivation. Microalgae were
reported to grow in the pH range from 5 to 8, while based on growth parameters, the
optimum pH was found to be between 7.5 - 8. In another study, Bartley et al. (2014)
investigated the effects of pH, in the range from 5 to 10, on the growth and lipid
microalgae species grow well in cultivation media with pH ranging between 7 to 9 (Aishvarya
et al., 2015), but such narrow range of pH cannot be applied for cultivation of all microalgae
species under controlled conditions. The optimum, acceptable, and lethal ranges of pH
depend on microalgae species and cultivation conditions. It has been observed that some
Page 21 of 49
microalgae species can tolerate extraordinary acidic or basic pH. For instance, Dunaliella
salina grows well in a pH close to 11.5, while the optimal pH of Dunaliella acidophila is
between 0.0 and 3.0 (Sakarika and Kornaros, 2016). Hence, the optimum pH range for
cultivation of the same commercial and well-known microalgae species can thus be found
from previous studies. For newly isolated microalgae strains having less available
information, the cultivation conditions need to be evaluated and optimized under controlled
laboratory conditions.
Approximately 50% of the dry weight of microalgae biomass is composed of carbon, which
is mainly derived from CO2 (Bilad et al., 2014). Cultivation media with low concentrations of
CO2 negatively affects the synthesis of vital enzymes involved in carbon metabolism, such as
reactions (Chang et al., 2016). A carbon-limited environment also restricts the synthesis of
microalga pigments. In a study conducted by Miller and Holt (1977), the color of
Synechococcus lividus, cultivated under CO2 deprivation, changed to yellow after 96 h due to
the loss of pigments. The cells rapidly produced chlorophyll a and C-phycocyanin after
injecting CO2 into the culture. Therefore, it is necessary to supply CO2 for the healthy growth
Atmospheric air with an approximate CO2 concentration of 0.04% is frequently used for
microalgae cultivation. Although aeration of the culture with ambient air can provide the
required CO2 for the growth of most microalgae species, some strains grow better at higher
CO2 concentration. In this regard, higher concentrations of CO2 can be provided by mixing
CO2 gas with atmospheric air. Zheng et al. (2012) applied a mixture of compressed air and
Page 22 of 49
concentrations of 2.71, 3.32, 3.76, 2.59, and 0.65 g/L with 0.03 (ambient air), 1, 5, 10, and
15% of CO2, respectively were reported. However, microalgae growth was inhibited after 10
days in the medium with 0.03% CO2 as compared to the medium with 5% CO2, which could
be attributed to insufficient carbon. Higher concentrations of CO2 (above the optimum range)
can also be harmful to microalgae. Inhibition of growth of Chlorella sp. at 10 and 15% CO2
concentrations was observed by Chiu et al. (2008). This is due to the decrease in pH in the
cultivation medium with a high concentration of CO2, which can negatively affect the
oxygenase (Zheng et al., 2012). Pure CO2 has also been used as a carbon source for the
cultivation of microalgae (Wang et al., 2019). Pure CO2 can be supplied commercially via
high-pressure cylinders. The flow rate of CO2 can be adjusted using a flow meter, and the
Flue gas is another source of CO2 that can provide the required carbon for microalgal growth.
Flue gas containing 6%−15% CO2 can also be used as a low-cost source of carbon for
microalgal cultivation (Abd Rahaman et al., 2011). Biomass productivity of Scenedesmus sp.
cultivated in media fed with ambient air containing 10% CO2 and flue gas containing 5.5%
CO2 was found to be 217.50 and 203 mg/L/d, respectively (Yoo et al., 2010). In another study
(Yadav et al., 2019), the highest biomass productivity of Chlorella sp. and Chlorococcum sp. in
cultivation media aerated with flue gas (containing 5% CO2) was found to be 208.93 and
105.42 mg/L/d, respectively, which were significantly higher than the ones obtained from
cultivation media aerated with ambient air (114.79 and 60.45 mg/L/d). Integration of
microalgae biomass production using flue gas not only provides CO2 for microalgal growth,
but also contributes towards controlling CO2 emissions and mitigating climate change. Flue
gas has high temperature that needs to be reduced before injecting to the microalgae
cultivation media. When replacing flue gas with atmospheric air and pure CO2, the effects of
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toxic gases and substances, such as CO, NOx, SOx, CxHy, heavy metals, and particulate matter
Due to its low solubility in water, CO2 easily escapes from the cultivation media through
aeration. Replacement of CO2 with other solid or liquid carbon sources has been extensively
with high water solubility (9.21% (w/w) at room temperature) are considered the main forms
of inorganic carbon for microalgae cultivation (Kim et al., 2019). Kim et al. (2019) showed that
sodium bicarbonate (NaHCO3) salt, extracted from flue gas by electrochemical CO2
Based on the above discussion, it can be concluded that ambient air, enriched ambient air
with pure CO2, pure CO2, flue gas, and mineralized CO2 compounds are the main sources of
inorganic carbon that can be utilized for microalgae cultivation. Aeration of microalgae
culture using ambient air is more often used because it is inexpensive, easily accessible, and
available. However, low concentration of CO2 of atmospheric air and gas escaping from the
culture (due to low solubility) might limit the growth of microalgae. The advantages of other
carbon sources with higher concentrations of CO2 and solubility in water can enhance
microalgae growth. It is worth noting that apart from the carbon sources (air, pure CO2, flue
gas, or bicarbonate compounds), the pH of the cultivation medium strongly influences the
abundance of carbon species. CO2, bicarbonate, and carbonate are the dominant species at
pH<6, 7−10, and pH>10, respectively (Pedersen et al., 2013). Therefore, in addition to the
5.4. Aeration
Page 24 of 49
Aeration of the culture is another important factor that affects the growth of microalgae and
biomass yield. Usually, cultivation medium is aerated using an air compressor (Guo et al.,
2015), air pump (Supraja et al., 2020) or by agitation or shaking of the medium (Nedbal et al.,
2020). In cases of air injection, units such as L/min and vvm are used to denote the magnitude
of the aeration. In vvm, the first v represents the volume of air (L), the second v represents the
volume of medium (L), and m is minute (min). Different aeration rates from 0.1 to 10 L/min
have been tested on microalgae cultures (Table 4), however, optimum rates depend on
microalgae strains and the volume and shape of bioreactors (Barbosa et al., 2003). Features
such as weight, size, density of microalgae cells, and tolerance to shear stress influence the
optimum mixing and aeration rate. An aeration rate higher than the optimum value could
damage the microalgae cells due to shear force effects, increasing evaporation and the
operation costs (Guo et al., 2015). Han et al. (2015) investigated the effect of different aeration
rates (0.067 - 0.333 vvm) on microalgal growth. A maximum dry weight of microalga (1.24
g/L) was reported at 0.2 vvm aeration. The lowest and highest aeration rates were found to
negatively affect the growth of microalgae due to insufficient mixing and cell damage,
respectively.
As discussed in Section 5.3, aeration assists in proper supply of CO2 for microalgal growth.
In addition to carrying CO2 to the cultivation medium, aeration provides mixing power and
forms a turbulent flow in the culture and closed photobioreactor (Zhao et al., 2011). The
created turbulent flow and bubbles enhance mass transfer between the gas (CO2) and liquid
(culture medium) phases, which improves the diffusion of CO2 for photosynthesis (Zhao et al.,
2011). Appropriate mixing culture by optimized aeration also distributes microalgae cells
from dark zones to illustrated zones (Zhao et al., 2011). Moreover, proper mixing of the
cultivation medium prevents nutrients, light, and temperature gradients as well as microalgae
Page 25 of 49
sedimentation in the culture broth (Guo et al., 2015). Therefore, aeration has a critical role in
5.5. Temperature
Temperature is also a critical factor for microalgae cultivation. Temperature directly affects
the metabolism, nutrient uptake, CO2 biofixation, photosynthesis, and growth rate (Subhash et
al., 2014). In addition to growth, temperature also influences the physiology and biochemical
composition of microalgae including the quality and quantity of microalgal lipids (Teng et al.,
2020). Gonçalves et al. (2019) investigated the effect of temperature (between 20-36 °C) on the
was found to significantly affect the amount of carbohydrates and saturated fatty acids of
The adaptation and response of microalgae to different temperatures are closely related to the
origin of the microalgal species (Chokshi et al., 2015). Some species can tolerate extremely low
and high temperatures. For example, Chlamydomonas nivalis, known as snow algae, has been
isolated from the low-temperature environments of Antarctica (Fujii et al., 2010). Other
Chlorella sp. have shown maximum tolerance at 60 °C, 60 °C, and 45 °C, respectively
(Kumar et al., 2011). Cyanidiium caldarim, Galdieria partita, and Cyanidioschyzon melorae
were able to grow at 50 °C (Kurano et al., 1995). It should be noticed that most of the
microalgal species cannot tolerate extremely low or high temperatures. Cultivation of most
commercial and isolated microalgae species has been performed at temperatures between 20-
28 °C (Table 4). Although microalgae strains might grow in a wide range of temperature
conditions (Chokshi et al., 2015), the maximum growth rate of each microalgae species is
obtained at the optimum temperature. Higher and lower temperatures than the optimum can
Page 26 of 49
negatively affect the growth of microalgae and biomass production. It is also important to
know that microalgae tolerate lower temperatures better than higher temperatures.
however, only a few degrees higher than the optimum temperature can lead to microalgal cell
The optimum range of temperatures for cultivation of microalgae have been reported as 18 to
(Enamala et al., 2018). Different optimum temperatures have been reported for the cultivation
open/closed systems, daytime, and light intensity. According to the information, presented in
Table 4, it can be pointed out that cultivation of most microalgae species has been
successfully performed at 25 °C. This implies that many microalgae species can grow well at
6. Microalgae supply
Providing microalgae seeds is the next step after the preparation of the bioreactor, media, and
can be obtained from culture collections, or they can be isolated from natural water bodies
and wastewater drainages. Culture collections are resource centers which store living
microorganisms and their biological materials, such as cells. These centers, administered by
academics, and private and public industries to support their research and commercial
activities (de Oliveira Lourenço, 2020; DUYGU et al., 2017). Pure cultures of phytoplankton,
zooplankton, bacteria, fungi, and yeasts are available as axenic cultures for microalgae
Page 27 of 49
research (Table 5). These collections can supply a starter culture of different species of
microalgae, cyanobacteria, and diatoms either in liquid medium or on an agar slope. Algal
resource centers not only provide pure cultures as reference strains for research, but also
conserve microalgae species (de Oliveira Lourenço, 2020). Microalgae culture collections can
also provide useful information about the isolator, origin of isolation, appropriate cultivation
media, and optimum culture conditions that can facilitate the microalgae cultivation (Schulze
et al., 2019).
Microalgae can also be isolated from different environments, such as freshwater (lakes and
rivers), brackish and marine waters (seas and oceans), soil, and wastewater drainages (Table
5). Research and industrial applications of indigenous microalgae are highly recommended
due to the tolerance and compatibility of the latter with local geographical, climatic, and
ecological conditions (Duong et al., 2012). These species can grow under harsh conditions,
including hypersalinity, low or high temperatures, pH, and nutrient deficiency. For example,
de Morais and Costa (2007) isolated microalgae from ponds or lakes around coal or oil-fired
thermoelectric power plants. The combustion gases-adapted microalgae species were found
In nature, microalgae cells are found together with other microorganisms or microalgae
enrichment, micromanipulation, atomized cell spray, and fluorescence activated cell sorting
using flow cytometry have been introduced for the isolation of microalgae (Ghosh et al., 2016;
Pereira et al., 2011). Plating (streak, spread, and pour plate) is a common method for the
isolation of single colonies of microalgae from collected samples. Serial dilution is another
(e.g., fungi and bacteria) and magnifies axenic cultures in higher dilution tubes (Barten et al.,
2020). It should be noted that pure cultures cannot be isolated by applying a single isolation
Page 28 of 49
method, however, a combination of isolation techniques could be more successful in isolating
pure microalgae. For example, the capillary method, micromanipulation, and UV radiation
might be needed after serial dilution to obtain axenic cultures (Ghosh et al., 2016; Pereira et al.,
The isolated microalgae are identified using molecular and morphological techniques for
taxonomic classification and named using the binomial nomenclature system. Several
spectrometry, infrared spectroscopy, and X-rays have been used to identify microalgae
(Ghosh et al., 2016). Among other techniques, 16s or 18s RNA sequence analysis is one of the
most reliable for the identification of newly isolated species/strains. The ribosomal genes are
the most conserved region of DNA in all cells and microalgae species, and are valuable tools
for determining the phylogeny of the species (Ghosh et al., 2016; Maid and Zetsche, 1991).
Culture collections provide certified microalgae species with accurate and safe information
for users. Once microalgae species are isolated, identified and maintained in culture
collection, these are available for immediate use. Therefore, culture collections provide faster
For successful microalgal application, selection of suitable microalgal strain for a specific
feedstock for biofuels, materials, food, and feed) is another important consideration in the
upstream processes. A specific microalga species might be more appropriate for a specific
research because of its ability or feature related to high growth rate, unique metabolite
Page 29 of 49
oleaginous microalgae such as Nannochloropsis sp. are more suitable for lipid extraction and
biodiesel production (Liu et al., 2017). Haematococcus sp. is well-known as a natural source
of astaxanthin. Spirulina sp. has been widely investigated for its use as a food ingredient
because of its high protein content. Likewise, diatoms (Thalassiosira pseudonana), source of
natural mesoporous silica, have shown ability as drug delivery tools in biomedicine research
(Delalat et al., 2015). Microalgae species such as Tetraselmis suecica and Isochrysis galbana
are widely used as biofeed in aquaculture research (Fitzer et al., 2019). Therefore, a careful
literature review can significantly help in the selection of more suitable microalgae species
Evaluating microalgal growth can be considered the last step of upstream processes in
intervals or during the end of the experimental period. Evaluating microalgal growth is
important at least from two perspectives: (1) a direct index that monitors the performance of
and optimized cultivation conditions; and (2) the amount of the produced microalgal biomass,
which is critical for the implementation of consequent mid- and downstream processes in
microalgae cells, and the value of optical density are frequently used for calculating
microalgal growth (Moheimani et al., 2013). Microalgae dry mass as a direct tool is the most
accurate method for measuring microalgal growth. In this method, the solid phase
(microalgae biomass) is separated from the liquid phase (cultivation media), and the weight
of biomass is measured after drying. Centrifugation and filtration are frequently used for the
separation of microalgae biomass from a certain volume of culture. The speed and frequency
Page 30 of 49
of rotation (revolutions per minute, rpm), and the mesh size are important factors that affect
the efficiency of cell separation and filtration, respectively. Centrifugation speed of 3000–
8000 rpm, and a revolution time of 5–8 min has been proposed for the centrifugation of
microalgal biomass (Liao et al., 2014; Daneshvar et al., 2018a). Pre-dried and pre-weighed
membrane filters (0.45 μm) or filter paper are used for the separation of microalgae cells (Li et
al., 2003). Subsequently, the collected biomass is dried in an oven or freeze-dried until the
chambers are microscope-slide-sized base plates that were originally designed to count the
blood cells. Although there are various brands of hemocytometer chambers (i.e., Thoma,
Bürker, Bürker-Türk, and Fuchs-Rosenthal) with some differences in their design, the
principle of counting cells is the same. Usually, the counting chamber has a grid of specified
0.05 mm). The big (1 mm2) and small (0.0025 mm2) squares have the same depth of 0.1 mm,
therefore, the volume of each square can be calculated from its fixed dimension and depth.
To count the cells, a small drop of the solution containing microalgae is seeped into the
chamber underneath the coverslip, allowing the cell suspension to be drawn out by capillary
attraction. The microalgae cells can be counted with a light optical microscope at 10x to 40x
magnification. Finally, the concentration of cells can be presented as the number of cells per
unit volume of culture (µL or mL) (Moheimani et al., 2013). It should be noted that it is not
necessary to count all the 1 mm2 cells for a statistically significant count. Depending on the
concentration of microalgae cells in the sample, a subsample of type 2 (0.2 mm × 0.2 mm) or
type 3 (0.05 mm × 0.05 mm) can be selected to calculate the concentration of cells.
Page 31 of 49
Sometimes due to low volume of culture, high number of samples, or time limitation,
determination of dry biomass or counting the number of microalgae cells are not appropriate
methods for measuring microalgal growth. Measuring optical density (OD) is an alternative
indirect measurement when the volume of culture is low (e.g., µL to mL) for evaluating
suspension can be related directly to dry mass or cell numbers using a suitable standard curve
with predetermined values at various wavelengths (650 - 750 nm) using spectrophotometer
(Wang et al., 2020; Wu et al., 2012; Almomani, 2020; Hosoglu et al., 2020; Fagerstone et al., 2011).
Microalgae OD in a small volume (µL) of culture, such as 96-well plates, can be performed
using a microplate reader (Abdelaziz et al., 2014). It is recommended to dilute highly dense
microalgae suspensions (wavelength > 1.00 nm) to avoid light absorption errors (Daneshvar et
al., 2018b).
From the above discussion, it can be concluded that the direct measurement of dry weight and
cell numbers are accurate and reliable to evaluate the growth of microalgae. However, these
methods might not be applicable in low volume of microplates or whenever the concentration
of cells is very low in culture. In such cases, microalgal growth can be indirectly calculated
accurate than the measurement of dry weight and cell numbers of microalgae.
In recent years, the potential of microalgae has been increasingly exploited in numerous
engineering, medicine, polymer science, agriculture, and aquaculture for diverse purposes.
research in the microalgae domain. Therefore, familiarization with the upstream processes is
Page 32 of 49
necessary. In this regard, all activities related to microalgae cultivation and biomass
discusses the main factors in microalgae cultivation including the cultivation modes,
microalgae seeds, and monitoring of microalgal growth. The detailed information provided in
this review, related to each of the above-mentioned determining factors can be beneficial in
exploring upstream processing in microalgae research. There are many research avenues that
can be explored further, for example, very little information is currently available on
different metabolic pathways. Developing new culture media, suitable for little-known
microalgae species, can enhance the research opportunities. Additional investigations to solve
illumination problem are required as it is one of the main obstacles in microalgae research on
pilot-scale especially, in countries with less sunlight (e.g. Nordic and Scandinavian
countries). The main elements of upstream processes, as discussed in this review, should be
Considering the high potential for microalgae research and its industrial applications, training
instance, researchers and students could be educated in the field of microalgal biotechnology
9. Conclusions
Page 33 of 49
Careful assessment of underlying steps and aspects is critical to leverage the full potential of
microalgae during upstream processing. In this review, efforts have been made to highlight
the importance of vital steps of the upstream processing which are essential to make the
process more efficient. Selection of suitable strain of microalgae for specific purpose,
cultivation media, designing of bioreactors, environmental factors are some of the critical
aspects that influence the microalgal biomass production, and these have been thoroughly
discussed in this review. Additionally, this review has holistically addressed the technological
Acknowledgment
Some icons of Figures 2 and 3 are made using Pixel perfect from www.flaticon.com. Special
thanks to their creative team. We thank the Editor and three anonymous reviewers for their
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1 Table 1. A list of bioreactors and their working volumes used in microalgae research.
Bioreactor Working Microalgae species Cultivation medium Reference
volume
Microplates 100 μL Scenedesmus sp. Modified BG11 (Dao et al., 2018)
(96-well)
Microplates 150 μL Neochloris oleoabundans A seawater-type medium (Santos-Ballardo et
(24-well) al., 2015)
Microplates (96-well) 200 μL 8 green microalgae BG11 and f/2 (Kim et al., 2019)
Clear Multiwell Plate 4 mL 100 native microalgal strains Sterile municipal wastewater or BBM (Abdelaziz et al.,
2014)
Erlenmeyer flask 80 mL Auxenochlorella protothecoides Tris-acetate-phosphate (TAP) (Polat et al., 2020)
Erlenmeyer flask 100 mL Scenedesmus vacuolatus BG11 (Anand et al., 2019)
Transparent bottle 200 mL Chlorella vulgaris BBM medium (Daneshvar et al.,
2018b)
Flat-plate photobioreactors (transparent 1.6 L Chlorella vulgaris FACHB-31 BG11 (Chang et al., 2016)
polymethyl methacrylate)
Glass bottle photobioreactor 4 L Psammothidium sp. Allen Medium (Aghaalipour et al.,
2020)
Polymer film-based bubble column 5L Various microalgae species TAP, BG11, f/2 (Choi et al., 2019)
Bubble-driven column photobioreactor 9.6 L Chlorella sp. FC2 IITG BG11 (Naira et al., 2019)
Column photo-bioreactors 30 L Nannochloropsis oculate Wright’s cryptophyte (Blockx et al., 2018)
Quartz columns photobioreactor 50 L Chlorella vulgaris Secondary effluents samples (Almomani, 2020)
Flat-plate photobioreactor 550 L Scenedesmus sp. Nutrient-rich effluent from pretreated (Viruela et al., 2016)
sewage
Thin-film flat-plate photobioreactor 13000 L Chlorella sp. BG 11 (Yan et al., 2020)
(FPPBR)
Raceways 33000 L Desmodesmus armatus - (Corcoran et al.,
2018)
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3 Table 2. Elemental composition of four well-known formulated cultivation media of microalgae.
Element Compounds* BBM f/2 BG11 Zarrouk
C CO2, HCO3-, CO32- Aeration Aeration Aeration Aeration
O O2, H2O H2O H2O H2O H2O
H H2O H2O H2O H2O H2O
N NaNO3 0.25 g/L 0.075 g/L 1.5 g/L 2.5 g/L
Na NaCl 0.025 g/L - - 1 g/L
Na2CO3 - - 0.02 g/L -
NaHCO3 - - - 16.8 g/L
K KOH 0.031 g/L - - -
K2SO4 - - - 1 g/L
Ca CaCl2.2H2O 0.084 g/L - 0.036 g/L 0.08 g/L
P K2HPO4 0.75 g/L - 0.04 g/L 0.5 g/L
KH2PO4 0.175 g/L 5.65 µg/L - -
S MgSO4⋅7H2O 0.075 g/L - 0.075 g/L 0.2 g/L
Mg MgSO4.7H2O - - 0.075 -
Cl as Na+, K+, Ca2+ or NH4+ salts - - - -
Fe Fe-ammonium citrate - - 0.006 g/L -
FeSO4.7H2O 4.98 µg/L - - 0.01 g/L
FeCl3.6H2O - 3.15 µg/L - -
Zn ZnSO4.7H2O 8.82 µg/L 0.022 µg/L 0.222 µg/L 0.222 µg/L
Mn MnCl2.4H2O 1.44 µg/L 0.18 µg/L 1.81 µg/L 1.81 µg/L
B H3BO3 11.42 µg/L - 2.86 µg/L 2.86 µg/L
Mo Na2MoO4.2H2O - 0.006 µg/L 0.391 µg/L -
MoO3 0.71 µg/L - - 0.01 µg/L
Cu CuSO4.5H2O 1.57 µg/L 0.01 µg/L 0.079 µg/L 0.08 µg/L
Co Co(NO3)2.6H2O 0.49 µg/L - 0.0494 µg/L -
CoCl2.6H2O - 0.01 µg/L - -
Br as Na+, K+, Ca2+ or NH4+ salts Not applied in these media
Si Na3SiO3⋅9H2O Not applied in these media
V Na3VO4⋅16H2O Not applied in these media
Sr as sulfates or chlorides Not applied in these media
Al as sulfates or chlorides Not applied in these media
Rb as sulfates or chlorides Not applied in these media
Li as sulfates or chlorides Not applied in these media
I as Na+, K+, Ca2+ or NH4+ salts Not applied in these media
Se SeO32-, SeO42- Not applied in these media
Citric acid - - 0.006 g/L -
Vitamin B12 - 0.0005 µg/L - -
Vitamin B1 - 0.1 µg/L - -
Biotin - 0.0005 µg/L - -
EDTA 0.05 g/L 4.16 µg/L 0.001 g/L 0.01 g/L
pH - - 7.4 7.5
4
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10 Table 3. Different types of domestic, agricultural, and industrial wastewaters used for microalgae cultivation.
Wastewater N P C Microalgae Biomass References
production
Molasses wastewater 32.50 TN 2.42 TP 3770 COD Monoraphidium sp. 1.21 g/L (Dong et al., 2019)
Petrochemical wastewater 31.27 TN 1.95 TP 671.30 COD Tribonema sp. 4.4 g/L (Huo et al., 2019)
Swine wastewater 510 TN 76.10 TP 5200 COD Chlorella sorokiniana AK-1 8.08 g/L (Chen et al., 2020)
Domestic Wastewater 52 – 93 TN 13.40 – 28.50 TP 140 – 210 COD Chlorella variabilis 0.99 g/L (Tran et al., 2020)
Raw biogas slurry 271.45 TN 51.92 TP 997.23 DIC Chlorella sp. 0.53 g/L (Yan et al., 2016)
Municipal wastewater 52.20 NH4+ 8.47 PO43– 400 COD Acutodesmus obliquus 0.88 g/L (Ansari et al., 2019)
Mixture of black water and gray 95 TN 12 TP 700 COD Spirulina platensis 0.81 g/L (Zhou et al., 2017)
water
Centrate wastewater 64–289 TN 68–142 TP 1014–4611 Chlorella vulgaris 2.2 g/L (Ren et al., 2017)
COD
Hydrocarbon wastewater 63.50 TN 17 TP 285 COD Spongiochloris sp 8.51 g/L (Abid et al., 2017)
Secondarily treated urban wastewater 20.09 TN 1.55 TP 70 COD Scenedesmus obliquus 1.4 g/L (Álvarez-Díaz et al.,
2017)
Seafood wastewater 243.9 NH4+ 69.80 PO43– 610 HCO3– Chlorella vulgaris 0.49 g/L (Nguyen et al., 2019)
Tannery wastewater 103.80 TN 1.83 PO4-P 814 COD Tetraselmis sp. consortium 1.40 g/L (Pena et al., 2020)
Dairy wastewater 86.0 TN 8.75 PO43− 170.11 TOC Tetraselmis suecica 0.58 g/L (Daneshvar et al., 2019)
Textile wastewater 373.6 NO3 78.70 Phosphate 42.44 Micractinium sp. 1.35 g/L (Oyebamiji et al., 2019)
Industrial wastewater 153.1 NH4-N 11 PO4-P 72 TOC Chlorella vulgaris 1.52 g/L (Yadav et al., 2019)
11
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12 Table 4. A list of environmental variables as reported in different studies in microalgae research.
Photoper Maximum
Light intensity Light CO2 Aeration
Microalgae iod Light source pH Temp. °C Salinity algal yield Reference
μmol m−2 s−1 wavelength % L min−1
(L:D) g L−1
5.0
Natural
Chlorella sorokiniana 1000–3000 - -
irradiance
and - 23.1–30.8 - 5 0.7 (Liu et al., 2020)
6.5
Eustigmatos vischeri 300 24:0 - - - 1 25 - - 8.08 (Xu et al., 2020)
Scenedesmus obliquus 100 12:12 - - 7.2 - 25 - - 0.897 (Qu et al., 2020)
400–750
Chlorella sp. and
Nannochloris oculata
100 - 440–500 LED - 1 25 - - - (Yuan et al., 2020)
500–550
Tisochrysis lutea 60 24:0 627 LED 8.7 0.6 25 40−50 1 1.5 (Fret et al., 2020)
Nannochloropsis oceanica 200 to 636 24:0 450–620 LED 7.8 15−30 1 - (Sá et al., 2020)
(Khichi et al.,
Botryococcus braunii 133 to 348 12:12 - LED 8 5 27 - - 2.52
2019)
(Molitor et al.,
Scenedesmus obliquus 280 24:0 - LED 6.8 0.04−34 27 - 0.1 >2
2019)
(Vasconcelos
Chlorella sorokiniana 175 14:10 - - 7 3 25 - 0.5 11.5 Fernandes et al.,
2015)
Cool-white
Chlamydomonas reinhardtii 110.3 24:0 -
fluorescent
7.2 0.04 25 - - 0.19 (Patel et al., 2015)
16:8 (Fagerstone et al.,
Nannochloropsis salina 90−120 - - 7.5 23 20 - -
2011)
(Blockx et al.,
Nannochloropsis oculata - - - - 8.5 - - 30 5 0.25
2018)
24:0 White
Pavlova lutheri 90–130
12:12
-
fluorescent
5-10 - 28 15−40 - - (Shah et al., 2014)
Cool-white 0.4−18. (Yoshimura et al.,
Botryococcus braunii 0–2000 14:10 - - 0.04−50 5−45 - 3.3
fluorescent 1 2013)
12:12
460
Chlorella sp. 300-900 14:10
660
LED 6.42 - 25 - - 0.532 (Yan et al., 2016)
16:8
Phaeodactylum tricornutum ~ 0.75
500 24:0 - - 8 5 20 - - (Choi et al., 2019)
13
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14 Table 5. A list of supplied microalgae and their suppliers for lab-scale research.
Microalgae Origin Supplier Country Reference
Scenedesmus quadricauda and a Tetraselmis Culture Collection of Algae and Protozoa
Culture collection Scotland (Daneshvar et al., 2019)
suecica (CCAP)
Institute of Hydrobiology, Chinese
Chlorella vulgaris FACHB-31 Culture collection China (Chang et al., 2016)
Academy of Sciences
Chlorella minutissima and Synechococcus Oceanographic Institute of the University of
Culture collection Brazil (Costa et al., 2018)
subsalsus São Paulo (USP)
Chlorella vulgaris, Scenedesmus obliquus,
The microalgae stock cultures of the
Psammothidium sp., and Monoraphidium Culture collection Turkey (Aghaalipour et al., 2020)
Biology Department of Gazi University
contortum
Chlorella sorokiniana SAG 211-8 k SAG Culture Collection of Algae Culture collection Germany (Holdmann et al., 2019)
Provasoli-Guillard National Center for
Nannochloropsis salina (1776) Culture collection United States (Fagerstone et al., 2011)
Culture of Marine Phytoplankton (NCMA)
UTEX Culture Collection of algae,
Chlorella vulgaris Culture collection United States (Almomani, 2020)
University of Texas at Austin
Haematococcus pluvialis National Institute for Environmental Studies Culture collection Japan (Hwang et al., 2019)
Acutodesmus dimorphus Industrial effluents Isolation India (Chokshi et al., 2015)
Eustigmatos vischeri JHsu-01 Subtropical lake Isolation China (Xu et al., 2020)
100 native microalgal strains Freshwater lakes and rivers Isolation Canada (Abdelaziz et al., 2014)
Chlorella sp. FC2 IITG Local freshwater pond Isolation India (Naira et al., 2019)
Secondary settler of the Carraixet
Scenedesmus sp. Isolation Spain (Viruela et al., 2016)
wastewater treatment plant
Scenedesmus obliquus Open pond at wastewater treatment plant Isolation South Africa (Ansari et al., 2019)
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16
Photoautotroph
Photoheterotroph
Light
Mixotroph
Organic
carbon
Heterotroph
17
18 Fig. 1. Light, inorganic carbon, and organic carbon requirement for the photoautotrophic, heterotrophic,
19 mixotrophic, and photoheterotrophic cultivation of microalgae.
20
21
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Aeration tube Syringe for sampling
Gas venting
Cultivation medium
Bioreactor
container
Gas bubbles
(A) (C)
(B)
22
23 Fig. 2. Different types of bioreactors used for microalgae research: (A) Schematic overview of common
24 handmade bioreactor, (B) High-tech photobioreactor with online monitoring system (Adapted from Naira et
25 al., 2019), (C) Microplate for a small volume of microalgae cultivation.
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(A) (B)
(C) (D)
26
27 Fig. 3. Common lab-scale bioreactors for microalgae cultivation: (A) bottle bioreactors, (B) flat bioreactor,
28 (C) helical bioreactor, and (D) airlift bioreactor.
29
30 Highlights
31
32 This review discusses the important steps of upstream processing in microalgae research.
33 Critical aspects that influence microalgal cultivation and biomass production are discussed.
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34 Existing challenges and knowledge gaps are discussed with future recommendations.
35
36
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