Casanova Et Al. 2016-2
Casanova Et Al. 2016-2
Casanova Et Al. 2016-2
To cite this article: Lorena Casanova-Pérez, Juan Pablo Martínez-Dávila, Silvia López-Ortiz,
Cesáreo Landeros-Sánchez & Gustavo López-Romero (2016) Sociocultural dimension in
agriculture adaptation to climate change, Agroecology and Sustainable Food Systems, 40:8,
848-862, DOI: 10.1080/21683565.2016.1204582
Article views: 24
ABSTRACT KEYWORDS
Societal responses to climate change are influenced by culture, Adaptation; agriculture;
but this has not been the focus of understanding and adapting climate change;
to this phenomenon. This process is critical when examining sociocultural dimension;
theoretical approaches
agriculture, an eminently social activity that has an historic
perspective and characteristic manners of production
expressed by the culture carrying it out. Therefore, the present
study analyzes and compares the theoretical–conceptual
approaches used in the role of culture in agricultural adapta-
tion to climate change, given the paradigmatic bias in each.
This information is essential for the design and implementation
of agricultural adaptation strategies having social and cultural
viability.
Introduction
The discovery by Keeling of rising atmospheric carbon dioxide in 1958
can be considered as the beginning of progressive concern about the
effects of human activities on climate dynamics (Beck 2008). This led, in
1979, to the first world conference on climate, during which participants
considered for the first time that climate change was a real threat to the
world. This meeting was a precedent for the emergence of the
Intergovernmental Panel on Climate Change (IPCC) in 1988 (IPCC
2004), a group of experts who have since been responsible for a series
of assessment reports in 1990, 1995, 2001, 2007, and 2013. Until 2001,
IPCC recommendations were directed primarily toward actions to
reduce, or mitigate, emissions of greenhouse gases (IPCC 2001). Yet,
in its fourth report, scientists provided sufficient arguments to justify
taking adaptive actions as a priority (IPCC 2007) because the effects of
this phenomenon impact the economics, health, nutrition, and safety of
societies, especially in developing countries (Barnett and Adger 2007;
IPCC 2007; Stern 2007).
Center (2009) in the United States showed 75% of Democrats believed that
there was solid evidence for global warming, compared with 35% of
Republicans and 53% of independent voters.
Thus, it is important that sociocultural studies of adaptation to climate
change no longer have an emergent character (Molnar 2010; Nagel, Dietz,
and Broadbent 2010). This is essential if adaptation efforts are to be focused
on agriculture, an eminently social activity expressing the structural changes
driven by an extractive agricultural paradigm that is guilty of contributing at
least 13% of the global emissions of greenhouse gases, mainly carbon dioxide,
methane, and nitrous oxide (IPCC 2007). Consequently, if analyses of socio-
cultural dimension of climate change remain ignored or are marginally
addressed, it is likely that technological and productive proposals for agri-
cultural adaptation will fail because they do not involve the issues of concern
to individuals or communities (Adger et al. 2013)
weather conditions that took place one decade before, as well as in distribu-
tion patterns of vegetation and wildlife. They concluded that the inhabitants
of the study area had a good understanding of climate change and its
potential impacts on agricultural production. Raymond and Spoehr (2013)
concluded that the terms used to describe climate change from scientific and
political discourses, led to variations in adaptive responses and levels of
skepticism in agricultural communities in Australia.
Kuruppu (2009), Rogers, Curtis, and Mazur (2012), and Wolf, Allice, and
Bell (2013) showed that personal values and the manner of perceiving the
world (worldviews) are the factors most associated with adaptive behavior to
climate change. The personal values considered by Wolf, Allice, and Bell
(2013) in their Canadian study were tradition, freedom, harmony, security,
and unity. In a study of producers in the state of Nevada (USA), Safi, Smith,
and Liu (2012) found that gender, ideology, and belief in the anthropogenic
origin of climate change, together with observed impacts, influence the
manner by which individuals perceive the effects from climate change and
how they respond to them.
A novel focus in this sense is the use of place identity and place attachment
concepts,4 useful in understanding the social significance that people give to
local landscapes according to their life experiences. Similarly, Grould et al.
(2014) mentioned that local landscapes could be considered as a social platform
to experiment with responses to climate change impacts, through sets of values
that eventually define the vulnerability of one community when facing this
phenomenon. In Bolivia, McDowell and Hess (2012) identified multiple stres-
sors affecting the design and implementation of adaptation strategies to climate
change at the local level, stressors such as land shortages, high costs of the
resources required for adaptation, including natural capital (land and water),
human capital (work related costs), and financial, physical, and social capital.
In Tuvalu, McCubbin, Smit, and Pearce (2015) found that economic
aspects, food, water supply and overpopulation limit the adaptation process
over the long term. In a semiarid rural area of Arizona (USA), Coles and
Scott (2009) identified multiple sources of producer vulnerability, the most
important being the uncertainty associated with seasonal production and
trends in market conditions that diminish the utility of a weather informa-
tion system in making decisions about the effects of climate change. Silva,
Eriksen, and Ombre (2010) addressed this relationship using the concept of
“double exposure,” originally proposed by O’Brien and Leichenko (2000),
which expresses the relationship of mutual exacerbation existing between two
global phenomena (climate change and economic globalization) and their
local effects. Brondizio and Moran (2008) studied the relationship between
climate change perception and memory. After three years of severe drought
in Brazil, only 40% of the producers interviewed remembered it, thus,
854 L. CASANOVA-PÉREZ ET AL.
The result of this review is that the scientific literature about the socio-
cultural dimension in agriculture adaptation to climate change does not men-
tion the arguments of classic theories about culture proposed by Tylor, Boas,
Malinowski, Mannheim, Parsons, or Sorokin, nor ideas from contemporary
theories of Geertz, Schneider, Clifford, Rosaldo, Hall, and Larraín (Mascareño
2007). Also, the sociocultural dimension has been used as an alternative
concept without implying culture as a central concept. As for the theories
used in the study of sociocultural dimension in the adaptation of agriculture to
the effects of climate change, we believe that the theory of autopoietic social
systems is the most robust because it allows for the study of agricultural society
as a society and not as the sum of actions for a group of individuals. While
script, constructivism, and resilience theories identified in this literature review
are based on action theory, the theory of autopoietic social systems is based on
communication theory (Luhmann 2006).
It is important to note that agriculture was not always a concept in the
keyword list of the papers reviewed. The reference to this activity was present
mainly in local studies, where agriculture plays an important role expressing
the relationship between society and nature. Based on the present review, the
“agroecosystem” was a little-used conceptual model to represent agricultural
reality. Pandey and Bardsley (2013) are an exception to its use in studying the
impact of adaptation strategies to climate change in two locations in Nepal.
This is due to the interdisciplinary nature of the researchers and their work
and the role that agriculture played in their investigation. Based on this
review, the interpretation of reality, in this case the processes of agriculture
adaptation to climate change, varies according to the theoretical approach
and/or pivotal concepts used, leading to the construction of different mean-
ings of what culture is and its role in the processes of adaptation.
contrast, there is loss of traditional practices such as the use of family labor,
mutual aid among producers, and work paid in kind, practices based on
cooperation with a basis in social trust (Luhmann 1996). Such situations
increase the vulnerability of producers to effects from climate change and the
possibilities for adaptation.
The use of theory of autopoietic social systems is key to addressing contem-
porary agriculture, an activity that is currently characterized by the convergence of
processes occurring at different spatiotemporal scales, but with local effects. When
the agronomic approach is exceeded, studies of what happens in agroecosystems
are imperative. To do so, researchers must understand the behavior therein,
processes such as market economy, the implementation of policies, the repealing
and/or creation of laws, the impact of scientific discoveries and technological
developments, as well as the effects of environmental phenomena such as climate
change, all mediated through culture. This brief review expresses the degree of
agricultural complexity and the need for robust conceptual theoretical approaches
that allow for research to go beyond the study of a component series of agroeco-
systems and focus on their interdependencies, and understanding the system in its
entirety, which recognizes the less explored sociocultural dimension.
The theory of autopoietic social systems is useful in addressing issues such as
climate change and its impact on agriculture, because it has no political–
administrative boundary, and its study involves understanding the role of
economics, power, politics and culture. However, the use of this theory requires
employing those who will carry out such scientific work (agronomists, ecolo-
gists, biologists). It is true that this theory has a higher degree of abstraction but
with the benefit of having cognitive tools that allow for an understanding
between society and nature, global and local, spatial and temporal. Thus,
from this theory, agriculture can be studied as a complex system with hetero-
geneous and interdefinable elements, with the necessary condition of inter- and
transdisciplinary work (Alvarez-Salas, Polanco-Echeverry, and Ríos-Osorio
2014; Casanova-Pérez et al. 2015). It should also be mentioned that this theory
has an important limitation, that it should not dwell on the relations of political
and economic power which underlie societal aspects of climate change, as could
be done from a Marxist theoretical perspective.
4. Conclusions
Agriculture is an activity mediated by culture, a dimension which has been
identified as marginal in research on the impacts of climate change on agricul-
ture and adaptation processes. The study of this dimension would allow for the
understanding of producer motivations to take actions in this regard, a situation
underlying issues such as the system of values, worldview, gender, identity,
manner of perceiving climate change, as well as understanding local contexts
of communication on this climate phenomenon. Researchers in this sense,
858 L. CASANOVA-PÉREZ ET AL.
require the use of conceptual theoretical approaches such as cognitive tools for
analysis and understanding. However, it is necessary that they recognize their
contributions and limits and how they are partial representations of reality,
including their respective paradigmatic biases that should always be evidenced.
This is very important, especially when research results are used as a reference
for decision-makers whose functions are oriented to design and implementation
processes for adapting agriculture to climate change; a global phenomenon
having different local effects that, in the case of agriculture, impact food produc-
tion and other societal needs over the medium and long term.
We propose the theory of autopoietic social systems as a robust conceptual
theoretical architecture for the study of the cultural dimensions of the impact
of climate change on agriculture, as their systemic and functional character-
istics are useful for explaining the origin of climate change and its negative
effects on contemporary agriculture as a result of situations produced in the
same society, especially in the economic system of which it is part. In
addition, the theory allows us to understand culture as the expression of
the social construction of the agricultural communication system, whose
reproduction involves economic, political, legal, scientific–technological,
and natural environmental conditions (the effects of drought, hurricanes,
floods, and other events related to climate change). The knowledge generated
from this theoretical perspective is critical to understanding the responses of
agricultural societies to climate change and to inform the design of adapta-
tion strategies over the medium and long term.
Notes
1. Luhmann (1995) mentions that midrange rank theories, according to Robert K.
Merton, are appropriate for the accumulation of empirically validated knowledge in
specific areas and with reduced social influence. High rank theories are those with
universal claims, those able to address the social phenomenon as a whole (Luhmann
2006).
2. West, Roncoli, and Ouattara (2008), Bunce, Rosendo, and Brown 2010), Nielsen and
Reenberg (2010), Jones and Boyd (2011), Habiba, Shaw, and Takeuchi (2012), and
Esham and Garforth (2013) in their manuscripts do not define the concept of percep-
tion. Pandey and Bardsley (2013) refer only to perception as a process dependent on
the memory of respondents.
3. The concept of traditional knowledge as used by Leonard et al. (2013) is knowledge of
the environment that is derived from experience and traditions particular to a specific
group of people. West, Roncoli, and Ouattara (2008) mention this concept in their
argument, but do not define it.
4. Grould et al. (2014) define place identity as use of the physical environment to
maintain a person’s self-concept through the promotion of self-efficacy, the exploration
of past memories, and the expression of preferences and place attachment as the
emotional bond between a person and a place.
AGROECOLOGY AND SUSTAINABLE FOOD SYSTEMS 859
References
Adger, W. N., J. Barnett, K. Brown, N. Marshall, and K. O’Brien. 2013. Cultural dimensions
of climate change impacts and adaptation. Nature Climate Change 3:112–17. doi:10.1038/
nclimate1666.
Altieri, M. A., and C. Nicholls. 2008. Los impactos del cambio climático sobre las comuni-
dades campesinas y de agricultores tradicionales y sus respuestas adaptativas. Agroecología
3:7–28.
Alvarez-Salas, L. M., D. N. Polanco-Echeverry, and L. Ríos-Osorio. 2014. Reflexiones acerca
de los aspectos epistemológicos de la agroecología. Cuadernos De Desarrollo Rural 11
(74):20–74. doi:10.11144/Javeriana.CRD11-74.raea.
Barnett, J., and W. N. Adger. 2007. Climate change, human security and violent conflict.
Political Geography 26:639–55. doi:10.1016/j.polgeo.2007.03.003.
Beck, E. G. 2008. 50 years of continuous measurement of CO2 on Mauna Loa. Energy &
Enviroment 19:1016–28.
Becken, S., A. K. Lama, and S. Espiner. 2013. The cultural context of climate change impacts:
Perceptions among community members in the Annapurna Conservation Area, Nepal.
Environmental Development 8:22–37. doi:10.1016/j.envdev.2013.05.007.
Bjurström, A., and M. Polk. 2011. Physical and economic bias in climate change research: A
scientometric study of IPCC third assessment report. Climatic Change 108:1–22.
doi:10.1007/s10584-011-0018-8.
Brondizio, E. S., and E. F. Moran. 2008. Human dimensions of climate change: The vulner-
ability of small farmers in the Amazon. Philosophical Transactions of the Royal Society B:
Biological Sciences 363:1803–09. doi:10.1098/rstb.2007.0025.
Bunce, M., S. Rosendo, and K. Brown. 2010. Perceptions of climate change, multiple stressors
and livelihoods on marginal African coasts. Environment, Development and Sustainability
12:407–40. doi:10.1007/s10668-009-9203-6.
Calderon, K. A. 2010. The “Salad Bowl” in transition: Agriculture and its ecological environ-
ment. 4th Asian Rural Sociology Association (ARSA) International Conference, September,
Legazpi City, Philippines. http://www.ag.kagawa-u.ac.jp/kameyama/ARSAVol2.pdf
(accessed April 11, 2013).
Casanova-Pérez, L., J. P. Martínez-Dávila, S. López-Ortiz, C. Landeros-Sánchez, G. López-
Romero, and B. Peña-Olvera. 2015. Enfoques del pensamiento complejo en el
agroecosistema. Interciencia 40(3):210–26.
Coles, A. R., and C. A. Scott. 2009. Vulnerability and adaptation to climate change and
variability in semi-arid rural southeastern Arizona, USA. Natural Resources Forum
33:297–309. doi:10.1111/narf.2009.33.issue-4.
Esham, M., and C. Garforth. 2013. Agricultural adaptation to climate change: Insights from a
farming community in Sri Lanka. Mitigation and Adaptation Strategies for Global Change
18:535–49. doi:10.1007/s11027-012-9374-6.
Food and Agriculture Organization of the United Nations. 2013. Perspectivas de la agricultura
y del desarrollo rural en las Américas. Una mirada hacia América Latina y el Caribe.
Santiago, Chile. http://www.cepal.org/publicaciones/xml/9/48259/perspectivas-2013.pdf
(accessed November 15, 2013).
Fowler, C. 2008. Crop diversity: Neolithic foundations for agriculture’s future adaptation to
climate change. AMBIO: A Journal of the Human Environment 37:498–501. doi:10.1579/
0044-7447-37.sp14.498.
Grould, M., J. Lewisa, C. Lemieuxb, and J. Dawson. 2014. Place-based climate change
adaptation: A critical case study of climate change messaging and collective action in
860 L. CASANOVA-PÉREZ ET AL.
Mertz, O., C. Mbow, A. Reenberg, and A. Diouf. 2009. Farmers’ perceptions of climate
change and agricultural adaptation strategies in rural Sahel. Environmental Management
43:804–16. doi:10.1007/s00267-008-9197-0.
Molnar, J. J. 2010. Climate change and societal response: Livelihoods communities and the
environment. Rural Sociology 75:1–16. doi:10.1111/j.1549-0831.2010.00011.x.
Müller, C. 2011. Agriculture: Harvesting from uncertainties. Nature Climate Change
1:253–54. doi:10.1038/nclimate1179.
Nagel, J., T. Dietz, and J. Broadbent. 2010. Workshop on sociological perspectives on global
climate change. Washington, DC: National Science Foundation and American Sociological
Association.
Nielsen, J. Ø., and A. Reenberg. 2010. Cultural barriers to climate change adaptation: A case
study from northern Burkina Faso. Global Environmental Change 20:142–52. doi:10.1016/j.
gloenvcha.2009.10.002.
Nursey-Bray, M., G. T. Pecl, S. Frusher, C. Gardner, M. Haward, A. J. Hobday, S. E. Jennings,
A. Punt, H. Revill, and I. VanPutten. 2012. Communicating climate change: Climate
change risk perceptions and rock lobster fishers, Tasmania. Marine Policy 36:753–59.
doi:10.1016/j.marpol.2011.10.015.
O’Neill, S. J., M. Boykoff, S. Niemeyer, A. S. Day, and C. Müller. 2013. On the use of imagery
for climate change engagement. Global Environmental Change 23:413–21. doi:10.1016/j.
gloenvcha.2012.11.006.
O’Brien, K. L., and R. M. Leichenko. 2000. Double exposure: Assessing the impacts of climate
change within the context of economic globalization. Global Environmental Change
10:221–32. doi:10.1016/S0959-3780(00)00021-2.
Padrón, J. 2007. Tendencias epistemológicas de la investigación científica en el siglo XXI.
Cinta De Moebio 28:1–28.
Pandey, R., and D. K. Bardsley. 2013. Human ecological implications of climate change in the
Himalayas: Pilot studies of adaptation in agroecosystems within two villages from Middle
Hills and Tarai, Nepal. Impacts World 2013, International Conference on Climate Change
Effects, Potsdam, May 27–30.
Petheram, L., K. K. Zander, B. M. Campbell, C. High, and N. Stacey. 2010. “Strange changes”:
Indigenous perspectives of climate change and adaptation in NE Arnhem Land (Australia).
Global Environmental Change 20:681–92. doi:10.1016/j.gloenvcha.2010.05.002.
Pew Research Center. 2009. Fewer Americans see solid evidence of global warming: Modest
support for “cap and trade” policy. Washington, DC: Pew Research Center. http: pewresearch.
org/pubs/1386/cap-and-trade-global-warming-opinion (accessed July 13, 2013).
Piñuel, J. L. 2002. Epistemología, metodología y técnicas de análisis de contenido. Estudios De
Sociolingüística 3(1):1–42.
Rahman, M. I. 2013. Climate change: A theoretical review. Interdisciplinary Description of
Complex Systems 11:1–13. doi:10.7906/indecs.11.1.1.
Raymond, C. M., and J. Spoehr. 2013. The acceptability of climate change in agricultural
communities: Comparing responses across variability and change. Journal of
Environmental Management 115:69–77. doi:10.1016/j.jenvman.2012.11.003.
Rogers, M., A. Curtis, and N. Mazur. 2012. The influence of cognitive processes on rural
landholder responses to climate change. Journal of Environmental Management
111:258–66. doi:10.1016/j.jenvman.2012.07.015.
Safi, A. S., W. J. Smith, and Z. Liu. 2012. Rural Nevada and climate change: Vulnerability,
beliefs and risk perception. Risk Analysis 32:1041–59. doi:10.1111/j.1539-6924.2012.01836.x.
Sánchez-Cortés, M. S., and E. Lazos-Chavero. 2011. Indigenous perception of changes in
climate variability and its relationship with agriculture in a Zoque community of Chiapas,
Mexico. Climatic Change 107:363–89. doi:10.1007/s10584-010-9972-9.
862 L. CASANOVA-PÉREZ ET AL.
Silva, J. A., S. Eriksen, and Z. A. Ombre. 2010. Double exposure in Mozambique’s Limpopo
River Basin. Geography Journal 176:6–24. doi:10.1111/j.1475-4959.2009.00343.x.
Smith, C. E., and M. Oelbermann. 2010. Climate change perception and adaptation in a
remote Costa Rican agricultural community. The Open Agriculture Journal 4:72–79.
doi:10.2174/1874331501004010072.
Smith, J. W., D. H. Anderson, and R. L. Moore. 2012. Social capital, place meanings, and
perceived resilience to climate change. Rural Sociology 77:380–407. doi:10.1111/
ruso.2012.77.issue-3.
Stern, N. 2007. Stern Review. La Economía del Cambio Climático. http://www.pesic.org/
Archivos%20de%20Descarga/Otros%20doc%20de%20Interes/Informe%20STERN.pdf
(accessed September 1, 2013).
Torres, P., L. Rodríguez, and C. Ramírez. 2009. Sustentabilidad y cambio climático.
Lineamientos de políticas de adaptación para la agricultura y el desarrollo rural. Veredas
18:39–62.
Vanclay, F., and G. Enticott. 2011. The role and functioning of cultural scripts in farming and
agriculture. Sociologia Ruralis 51:256–71. doi:10.1111/soru.2011.51.issue-3.
Vlassopoulos, C. A. 2012. Competing definition of climate change and the post-Kyoto
negotiations. International Journal of Climate Change Strategies and Management
4:104–18. doi:10.1108/17568691211200245.
West, C. T., C. Roncoli, and F. Ouattara. 2008. Local perceptions and regional climate trends
on the Central Plateau of Burkina Faso. Land Degradation & Development 19:289–304.
doi:10.1002/(ISSN)1099-145X.
Wolf, J., I. Allice, and T. Bell. 2013. Values, climate change, and implications for adaptation:
Evidence from two communities in Labrador, Canada. Global Environmental Change
23:548–62. doi:10.1016/j.gloenvcha.2012.11.007.
Yearley, S. 2009. Sociology and climate change after Kyoto: What roles for social science in
understanding climate change? Current Sociology 57:389–405. doi:10.1177/0011392108101589.