Polanyi and Realism
Polanyi and Realism
Polanyi and Realism
instruments for calculation and prediction. That person might also hold that aesthetic, moral or religious values lack any independent, objective existence but are mere human constructions. As to Polanyis realism, it is undisputed that he advocates the independence thesis: reality is largely hidden to us, and existing therefore independently of our knowing it (PK 311). It is also undisputed that he maintains that human beings are able to come to know and understand the world, albeit always partially and aspectually. But, as the essays will show, controversy crops up as soon as we start to ask for the details. According to the theory of personal knowledge, tacit knowing has not only functional, phenomenological and semantic features, but an ontological aspect as well. But how precisely are the ontological and epistemological aspects of Polanyis realism related, especially when we take the ontological equation, the claim that knowing and being are structurally analogous, into account? What to think of his ontology of hierarchical levels of knowing and being and of the claim that the differences between the humanities and the natural sciences is one of degree and not of a kind? How to take the meaning and scope of Polanyis novel conception of reality and what is its relation to the concepts of knowledge and truth? Should we understand it as a panrealism that extends from common sense and the natural sciences all the way to axiology and theology? Or is this picture an earlier development, one that was abandoned somewhere in the late sixties in favor of a general hermeneutics of sense reading and sense giving? In what way do Polanyis political, social and moral ideas shape his realism and how is he able to eschew both absolutism and relativism? This list of questions is by no means exhaustive but it brings out clearly that many core elements of Polanyis philosophical concerns are at stake. It should therefore not be surprising that the answers will sometimes differ as widely as the philosophical interests and agendas of the authors and that some are more strongly critical of Polanyi than others. The reader should therefore expect to find ample controversy and lively debate. As a taste of whats in store, Ill briefly summarize what seem to me the salient points of the contributions and then go on to add some comments on issues which are raised by more than one author and thus seem to offer interesting prospects for further discussion. 2. A Plethora of Views The Architectonic and Its Coherence Stephania Jhas essay Polanyis Problematic Man in Thought focuses on the coherence of the overall structure, the architectonic, of Polanyis work as it can be distilled from The Tacit Dimension. Jhas ancestry is Hungarian and as she belongs to the very few people who try to further Polanyi studies in the harshly critical and skeptical world of academic philosophy, she is well aware of the controversial nature of Polanyis ideas vis--vis contemporary philosophy. Her central point is what she calls the ontological equation, the thesis that there is a structural equivalence between knowing and being. By and large accepting the innovative epistemology of tacit knowing, Jha argues that Polanyis ontology lacks a simple coherence and that it is fragile, unscientific and philosophically troublesome (cf. section 3a). Especially the ontology of living things is highly controversial because it not only challenges the standard scientific notion of evolution as a chance mechanism but also intentionally keeps open the possibility of an intelligent first mover. Regarding Polanyis realism, Jha points out that he not only took the abstract and natural objects of the exact and natural sciences as real, but also objects of mental life. But as this general realism or modified rational realism is not reductionist, her conclusion is that it cannot be a mature realist-empiricist position (section 3b). 7
Beyond Realism: the Problem of Meaning This brings me to Gulick, who rejects Polanyis realism of mental objects, not because it is not reductionist, but rather because it leads to a conflation of what is real and what is meaningful. Gulicks argues that the later Polanyi found a middle road between objectivism and relativism by transforming the theory of tacit knowing into a hermeneutics of sense reading and sense giving, of which scientific inquiry is but one version, as the center of his thought. Gulick rejects as inadequately discriminative two notions of reality which he thinks Polanyi employs: the honorific (real is what is valuable) and the notion related to IFM criterion (real is what produces indeterminate future manifestations). Also rejecting meaning/realism holism (real is what is meaningful), he holds that only what exists independently of human knowing deserves to be called real. After an illuminating historical excursus (section 3) into the conceptions of reality employed by a number of great thinkers ranging from Plato to Derrida, Gulick then goes on to address the issue of how to understand the ontological status of cultural forms of meaning. They may be called real, he concludes, insofar as they manifest an empirical component that is determinative of what they are (section 4). Thus, for example, the term God may be richly meaningful but God is no more real than beauty, truth or goodness. Still, values or ideals are assigned a special status in that they could be affirmed simultaneously (a) as universal and real and (b) as transnatural integrations bringing our experiences into ideal order (cf. ibid.). Finally, Gulick rejoins his critical conversations with Mullins (on sensation as ensuring access to reality), Cannon (on his use of the notion of intrinsic meaning) and me (on relativizing the meaning of real to traditions of inquiry and my use of an honorific notion of the real). The Real As Meaningful Phil Mullinss essay is a rejoinder to earlier conversations between himself, Gulick and Puddefoot. Tracing the history of Polanyis use of the term reality (section 1), Mullins argues that it gained special importance in his philosophy of science in the late fifties and sixties mainly as part of his critique of positivism. Reality, as Mullins shows, is for Polanyi not some firm ground underlying all appearances, but rather something largely hidden and thus known only vaguely though with an unlimited range of unspecifiable expectations attached to it. Next, he summarizes the main points made in an earlier article (1997) on what he calls Polanyis participative realism. Pointing out that it is not some sophisticated ontological thesis, Mullins argues that it had best be understood in the context of his aim to develop a panoramic vision of responsible humanity at home in the universe. He also emphasizes that Polanyis focus is upon persons as members of interpretative communities using our unspecifiable powers to indwell and discover new meaning that transforms us (section 2). He then criticizes Gulick (1999) not only for making the distinction between the real and the meaningful unduly severe but also for trying to found the latter on an alleged direct access between uninterpreted sensation and reality. The distinction, Mullins maintains, severs what Polanyi has worked so hard to show is one seamless piece, and the access cannot be direct but must be mediated because access comes to us as we integrate that in which we dwell (section 3). Considering the attempt to secure direct access to reality by appeal to sensation, a philosophical cul de sac, his main objection is that Gulick is transforming Polanyis realism into an ontological scheme for clarifying the parameters of primitive causality. Realism and Commitment In his contribution, Dale Cannon concentrates on differences between Polanyis realism and more traditional conceptions of it. Regarding the problem of its scope, Cannon emphasizes that, on Polanyis construal, reality is itself a commitment target and that no contact with it is possible except by way of passionate personal commitment. This raises the paradox of transcendent reference, i.e., how [it is] 8
possible to refer committally ... to a reality that transcends subjective grasp (cf. section 2). The paradox can be solved by distinguishing between the subjective and the personal, the latter being in the nature of a first person accreditation as responsible judgment in virtue of ones participation in what genuinely transcends ones subjectivity and thus establishes relational rapport with reality. On this construal, Cannon maintains, Polanyis realism is both coherent and comprehensive because such transcendence can also be achieved in the humanities. Next, Cannon deals with the status of values like reality, truth, beauty and justice as sacred impassioning ideals, the self-transcending pursuit of which makes human life most worthwhile. Against the widespread hermeneutics of suspicion, self-transcending commitment to these values may restore their reality, authority and power over us (cf. section 3). Moreover, in transcending mere subjectivity, contact with and discovery of intrinsic or objective meaningfulness can be achieved, in human creations as well as in natural entities. In this connection, Cannon criticizes Gulick (1999) for defining meaning as necessarily extrinsic (cf. section 4). Finally, Cannon compares Polanyis post-critical realism with Kants critical idealism, arguing that the former allows us to achieve tacitly a relational contact with noumenal reality. Our representations of reality constitute a map of it and thus truth may be retained as correspondence, not between the map and noumenal indeterminate reality, but between the map and our tacit and fallible acquaintance as lived rapport with that reality. This, Cannon claims, goes not only for science, but also for common sense and the artistic, humanistic and religious aspects of reality as well. Trust, Resonance and Worthwhileness John Puddefoot characterizes Polanyi as primarily a political philosopher and the aim of his essay The Trust Relationship is to show that the traditional notions of reality, truth and knowledge had better be replaced by those of trust, resonance and the worthwhile. Unlike the former, the latter denote our inherently cultural accreditations not as absolutes to be forced upon, or to exclude others. An echo of this imperialism might still be heard in Polanyis saying that our vision must conquer or die (PK 150). Interesting and novel is his suggestion that trust must be central to Polanyis thought because it defines a person as a participant in cultural traditions. Provocatively calling them tribes, Puddefoot argues that these traditions shape our knowledge and values and thus also our view of reality. Taking metaphysical realism, including a critical notion of truth as correspondence, as his paradigm example of an absolutist position, he sets out to deconstruct it in order to replace the rhetoric of universal truth (by our light) with a more human view of truth as only the best we can do right now from our very narrow perspective on the world (section 1). The obvious charge of relativism is eschewed by an appeal to the paradox of self-set standards, which allows members of traditions, that maintain superior trust-structures to achieve superior understanding of what to affirm and deny (section 2). Referring to his earlier essay on Resonance Realism, Puddefoot expresses agreement with Jha on her misgivings about Polanyis transfer of teleology into his ontology. Criticizing Cannon for his overemphasizing commitment to truth and reality as sacred impassioning ideals, he concludes that Polanyis supreme achievement lay in merging his epistemology and ontology into the personal and above all into the convivial or political. Finally, he argues that because there is no view of nowhere, that is, an unattainable Gods eyes point of view, what we hold to be true is what we live by. Contact With Reality With her contribution, Esther Meek returns to the field of Polanyi studies after an absence of almost fifteen years. Affirming that the concept of discovery implies something there to be discovered, she suggests that Polanyi provides a tertium quid between modernism and postmodernism. The summary of the main findings of her dissertation on Polanyis realism (sections 3-8) provides a clear exposition of the nature and criteria of contact with independent reality. The experiential intimation of indeterminate 9
future manifestations that reality is going to reveal (the IFM Effect), and the criteria of contact are explicated in a way that lends further substance to Polanyis definition of reality. After comparing Polanyis ideas on the progress of knowledge and on truth with that of philosophers of science and analytical philosophers who were his conteporaries (e.g., Popper, Lakatos and Kuhn), Meek suggests that the notion of correspondence with reality may be retained in discovery in that we do not match what we know with the world out there, but with what we have come to know tacitly. She criticizes John Puddefoots proposal to replace truthby tribally determined effectiveness, arguing that his view is not the only alternative to metaphysical realism, not Polanyian and open to similar criticism as metaphysical realism (cf. section 9). She concludes he article by pointing out that theorists of personal knowledge cannot do without sometimes even distructive analysis - provided that they reintegrate their findings into the larger context of their striving for the reality and truth in which they are immersed. Reality in Context In my own contribution, I try to clarify the main ingredients of the comprehensive realism that I believe Polanyi was trying to develop. I start my exploration of the scope of his realism with his view of a hierarchy of the various levels of scientific and scholarly inquiry. After exploring the role and status of epistemic (truth), moral (goodness), aesthetic (beauty) and spiritual (charity) values, I try to explicate the way in which these intrinsic and final values shape the life of communities of inquiry and its participants. I suggest that implicit in Polanyis realism is an axiology which has it that intrinsic values like truth, beauty, justice and love, are objective and thus real to those who are dedicated to their always partial realization. Contra Gulick, I argue that his proposal to restrict the scope of the concept of reality to what is empirically ascertainable leaves no room at all for the reality of such values. As ideal standards, I take them to be embedded in, and partly constitutive of, the exploratory practices in which varying communities of explorers are engaged. Though not denying the possibility of elaborating Polanyis realism in a panentheist direction, I suggest a neoWittgensteinian solution to the problem of theological realism: what counts as real within a given context depends on, and should be interpreted in terms of, what the community of inquirers in question mean by it. This solution resists the unwarranted transfer of alien standards of reality to the humanities, eschews the grand metaphysics of theism but still gives room to the existential import and the experiential significance of artistic, moral and religious values. So where do we stand on the matter of Polanyis realism? Though we have a plethora of partly conflicting, partly consensual views, there is clearly also an awareness of what the core issues are. For reasons of space, I cannot do equal justice to all authors so in the remainder of this introduction I will briefly comment on what seem to me the more salient issues. 3. Realism, the Social Coefficient and Relativism Gulicks misgivings about relativising real to traditioned communities of inquiry and about overemphasizing the social coefficient, clearly applies to the positions of Puddefoot, Mullins and myself. Puddefoot is well aware that his tribalism may be charged with relativism and he therefore appeals to Polanyis solution of the paradox of self-set standards. Though his argument seems to me entirely successful, Gulick does not seem convinced. In order further to support the primacy of the social coefficient and my own emphasis on contextualizing real to traditions of inquiry, let me invoke a substantial notion of such traditions that may commend itself both to Puddefoot and Gulick. Obviously, it is not just any old community or group, but one defined by its practices and the values inherent in them. In Alasdair MacIntyres words, it is: 10
[A]ny coherent and complex form of socially established cooperative human activity through which goods internal to that form of activity are realized in the course of trying to achieve those standards of excellence which are appropriate to, and partially definitive of, that form of activity, with the result that human powers to achieve excellence, and human conceptions of the ends and goods involved, are systematically extended (After Virtue, 1981, 175) In the light of this definition, a number of examples that Gulick adduces to back up his misgivings about a communal or contextual interpretation of reality simply seem to be out of place. Of course, he may disagree with the definition, but, as he himself points out, involvement in the church, at work, at home, in leisure activities, etc. are not properly called communities of inquiry (section 5). On my construal, participation in the church may count as such because religion can be seen as a cultural practice, whereas involvement at home or watching video movies cannot. Of course, they may be richly meaningful, just as having nightmares, telling or listening to fairy tales, playing video games and seeking stimulants. But how to distinguish between the richly meaningful and the altogether meaningless, or, what governs the meaningful? It appears that Gulick is now himself faced with the problem of relativism for it remains unclear how he is able to discriminate between degrees of meaningfulness without invoking values and all that comes in their wake. Moreover, as objects of inquiry of a host of social and cultural studies, the activities he mentions need not be among the most real things there are to the scholars who are investigating them. Generally, the Polanyian-MacIntyrean notion of a tradition of inquiry can easily deal with the threat of radical relativism. Take Gulicks own example, belief in witchcraft (section 4). In a different culture than ours, it may be perfectly rational to act, think or evaluate things in terms of occult powers. Still, from our point of view, they are mistaken. Does this imply that their belief in the efficacy of the occult is equally well, let alone better, justified than our denial of it? Of course not. For in the light of what we, to the best of our abilities, have come to know about the workings of nature it is much more probable than not that we are right and occultists wrong. The latter may disagree, but that doesnt mean there is no fact about the matter. It may not be easy to settle the matter if that means that we have to reach a consensus. But why should we? We may lack the resources required for launching a joint investigation or we may prefer not to have conversations with occultists in the first place. Where is the relativism? In other words, I think it is a mistake to think that from the crumbling of the Enlightenments ideal of attaining a universal Gods eye point of view, it follows that we now can have no view at all. Jettisoning absolutism, dogmatism and foundationalism does not saddle us with radical versions of relativism or skepticism as the only alternatives. It is precisely Polanyis innovative proposal to reintroduce a traditionalism that combines the personal (Cannon) and the social coefficient (Puddefoot, Mullins) and offers a way between the horns of this alleged dilemma. 4. Reality, Values and Meaning In reply to Gulicks challenge that we have to consider the way in which values function in language (section 5), I would like to point out a use of real which leads us away from lofty metaphysics to the world of daily language and the values embedded in it. Consider utterances like That is a real democracy or That is real love. The meaning of real in these cases is virtually equivalent to that of attributive uses of true. Just as love may fall (more or less) short of real or true love, an act of justice may not yet wholly be a case of real or true justice. What we take to be real justice doesnt have to exist in reality as such (or as yet). Thus to say That is real justice is to say that a certain action instantiates to some degree a particular conception 11
of ideal justice. But is it outdated Platonism or Kantianism to analyze phrases like this in terms of trueness to some ideal X or satisfying certain standards of excellence which are constitutive of a cultural practice X? Of course, we may be mistaken in identifying something as the real X for it may be that X turns out to be not the real or true X after all. Of course, Gulick is right in claiming that, although what is real (to us) may often be meaningful (to us), real is not strictly equivalent to meaningful. To say He is a real dictator or Thats a real villain is not to say that there is anything about the dictator or the villain that is (positively and existentially) meaningful. Realism may well be a relatively minor issue in the hermeneutics of understanding and meaning creation. I have no quarrel at all with Gulicks important project of developing such a hermeneutics. My worry is only that on his account, perfectly normal and intelligible talk about real problems, real beauty, real justice, real love, real peace, etc. becomes merely honorific. Does that mean that talk about, say, real justice or the reality of God is just honorific talk about ideal justice and the ideality of God? I dont think so. For when religious believers speak about the reality of God, they may be talking about Gods presence and nearness to them or Gods absence and distance from them, and not at all about God as an empirically ascertainable entity or being out there. Surely it would be misconstruing what they mean, if they are to be understood as saying that the term God or Gods presence is richly meaningful to them? Hence, to drop talk of real in favor of meaningful seems to me to make a virtue out of necessity and to gloss over not the sense of real as opposed to illusory or fictitious, but the sense of real as what matters (most) to us. As probably no hermeneutics is able to tell us what matters most (to whom?) and what should matter most (why?) in a way that is acceptable to everybody, the only way to proceed, as I see it, is to proceed from where we are - and this leads us back again to the personal and the social coefficient, to where we belong, to where we live by and to what we aim for. Finally, in spite of Gulicks concession to allow ultimate values a special status as both real (as universally human) and ideal (as transnatural integrations), I still think his attempt to separate the real as what is empirically ascertainable from the meaningful, is too severe. If his equivocal account of values is meant to reflect the use of real in ordinary usage, we may have a beginning of agreement. Rather than trying to revive the axiology of premodern times, a viable way to approach the question of the reality of values seems to me to look and see what people mean by real in the contexts in which they use it. 5. Cobblestones and Degrees of Realness What keeps coming up in accounts of Polanyis realism is puzzlement about his notorious remark on the tangibility of a cobblestone. In some way, it suggests an equivalence between tangibility and insignificance. If it was meant as a general ontological thesis, surely Gulick is right in objecting to it. Here is another objection: in some contexts cobblestones may be extremely meaningful, as, for example, the story of David and Goliath bears out. Given sufficient imagination, virtually anything could be called meaningful in some context or other. So what are we to make of the tangibility of cobblestones in contrast to the significance of minds, persons, problems and theories? Perhaps there is no a deep ontological thesis about the real and the meaningful at all. In addition, and not as an amendment, to Cannons remarks about intrinsic meaning and my own about intrinsic interest, I would suggest that at least part of what is behind the notorious cobblestone example is the metaphoricity of hiddenness and profundity or depth of reality. What is tangible and thus directly perceivable is what is 12
superficial in contrast to what is intangible, not directly perceivable and profound or deep. The contrast is one of degree - the more profound, the more of reality is encompassed - and is meant to convey that as far as reality is concerned, it is to be found on the side of the latter. The more profound a problem or theory, a quality hard to assess and articulate empirically, the more significance it has for science because the more of reality it may be expected to tell us.2 Of course, science has no privileged access to reality, as Cannon rightly points out (section 5), but it does seem to be Polanyis paradigmatic example of reliable problem solving and discovery. And this would suggest that the hermeneutics of science as developed already in PK, was still very much in the background of his subsequent attempts to construct a hermeneutics of meaning for the humanities. 6. The Architectonic and its Coherence It is clear from their contributions that both Jha and Gulick agree that the overall structure of Polanyis thought is perhaps not logically inconsistent but at least insufficiently coherent. Gulick rightly points out that this is just what is to be expected if, in the last ten years of his life, Polanyi was working his way towards a general hermeneutics of meaning. This is also the direction in which Gulick is himself working. Jhas critique of Polanyis Architectonic seems to me especially important because she confronts us with criticism of Polanyi in the light of contemporary philosophical perspectives. Her critique of the ontological equation, especially the transfer of the teleological element in knowing to the realm of being, is shared by Meek, Puddefoot and me. By making the teleological issue explicit, a whole range of interesting questions is raised: the nature, status and role of aesthetic, moral and spiritual values both in science and other modes of inquiry, including not only the humanities but religious and nonreligious life view traditions as well. As Jha suggests, it leads us to the question of the meaning of life and of the Polanyian good life. Still, there is a sense in which Polanyians might be worried by the way in which Jha treats Polanyis intentional dissent from the canons of modern philosophy. In the large and flourishing field of religion and science, to give but one example, issues of naturalism, reductionism, top-down causation, chaos and complexity theory etc. are hotly debated by scientists and theologian alike. To many philosophers, this may all seem slightly exotic, but perhaps this tells more about their prejudices than about those debates. Whatever a mature rationalist-empiricist position is, not even academic philosophers do seem to have one. What about, for example, John Searles naturalist argument for the ontological irreducibility of human consciousness and subjectivity? 7. Tacit Access to Reality and Truth Both Meek and Cannon suggest an interesting solution to the problem of how Polanyi may be seen to retain a common sense notion of truth as correspondence with reality: our (articulate) representations do not correspond with reality-in-itself, but with reality as it is (fore-) known tacitly. This solution seems to me ingenuous but it leads quite naturally to the question whether it is not in effect a coherentist account of truth: our representations fit with the vast array of our background knowledge, know how, stances etc. This, however, may leave noumenal reality as inaccessible as ever. If what is tacitly known and can be made explicit will come to consciousness as a representation, propositional or non-propositional, surely it will always be possible to ask what it is a representation of. However, on Cannons construal, it cannot be a representation of reality-asit-is. So then probably it corresponds to other tacit knowledge, which in its turn corresponds to still other tacit knowledge, and so on, ad infinitum. Coherentist holism is what we end up with, rather than with correspondence. A further difficulty seems to me Cannons map - territory analogy. When drawing a map of a particular territory, I must have some sort of mental representation of that territory (a faint memory, a picture, a story 13
or whatever) to begin with. However, on Cannons construal, this is precisely what we cannot have of noumenal reality. The question on account of what we do the mapping, then, doesnt seem to have a clear answer. Moreover, the map - territory analogy also breaks down in the case of science. To check whether your map of, say, the city of Quito is correct, you might just go there and see for yourself. However, in the case of scientific theories, values and God, we cant do that. Here, I think the metaphor of the split between appearance and reality simply collapses and I suggest we consider the real possibility that reality presents itself gracefully in our (partial and aspectual) respresentations of it. This is not to deny tacit knowing, it is an objection to the use of tacit knowing as an alternative, or a replacement, of the epistemic foundations of modernity. Perhaps at this point Gulicks proposal to assume direct access between pre-articulate sensation and reality might be invoked. But, like Mullins, I am not convinced by the idea that at some deep level reality is making us aware of things that we cannot ever be aware of. It makes cognition, however broadly defined, not less, but even more mysterious than it already is. Moreover, there seems to be an old skeptical worry behind the proposal that perhaps we might have no hold on, or contact with, reality, that we cant be sure about anything unless we have some anchoring in the world as it really is. In contrast, I would like to suggest we are like the sailors on Neuraths boat somewhere on the high seas: unable to dismantle it in dry-dock, they do their repairs while they sail. Endnotes 1. Cf. R. Trigg, Reality at Risk. A Defence of Realism in Philosophy and the Sciences, 2nd. ed., New York 1989, 3; J.R. Searle, The Construction of Social Reality, New York/London 1995, 155; M. Devitt, Realism and Truth, Oxford 1991, 2nd. ed., 14; C. Wright, Realism, Meaning & Truth, Oxford 1993, 2nd. ed., 1. 2. There are interesting parallels between Polanyi and Popper regarding the problem of depth, cf. K.R. Popper, Objective Knowledge, London 1972, 196-204 Abbreviations of Polanyis works mentioned or referred to in this issue KB LL LP M PK PP SEP SFS SM SR STSR TD Knowing and Being. Essays by Michael Polanyi, (ed.) M. Grene, London 1969 The Logic of Liberty. Reflections and Rejoinders, Chicago 1951 Logic and Psychology, The American Psychologist 23 (1968), 27-43 Meaning (with H. Prosch), Chicago 1975 Personal Knowledge. Towards a Post-Critical Epistemology, London 1956 The Polanyi Papers, Regenstein Library, University of Chicago, Chicago Society, Economics and Philosophy: Selected papers by Michael Polanyi, (ed.) R.T. Allen, New Brunswick 1997 Science, Faith and Society, Chicago, 2nd. ed. 1963 (orig. publ. 1946) The Study of Man, Chicago 1959 Science and Reality, The British Journal for the Philosophy of Science 18 (1967), 177-196 (also in SEP) Scientific Thought and Social Reality. Essays by Michael Polanyi, (ed.) F. Schwartz, New York 1974 The Tacit Dimension, Garden City, NY., 1966 14