Intergroup Emotions Theory Prejudice and Differentiated Emotiona
Intergroup Emotions Theory Prejudice and Differentiated Emotiona
Intergroup Emotions Theory Prejudice and Differentiated Emotiona
As a man I pity you, but as an official I must show you no mercy; as a politician
I regard him as an ally, but as a moralist I loathe him.
William James (1890/1983, p. 43)
Emotions, William James tells us, are embedded in identity. How I feel about you
depends not only on who you are, but also on who I am. In an influential chapter
merging theories of social identity and emotion felt toward other groups, Smith
(1993) similarly argued that considering intergroup attitudes as a combination of
appraisals, emotions, and action tendencies based in the perceiver’s social identity
could better explain shifting intergroup evaluations across contexts and could
better predict differentiated intergroup outcomes than traditional models of
prejudice.
In the more than 20 years since the publication of that work, intergroup emotions
theory (Mackie, Devos, & Smith, 2000; Mackie, Maitner, & Smith, 2009; Mackie
& Smith, 2002, 2015; Smith & Mackie, 2006, 2008; Smith, Seger, & Mackie, 2007)
has grown and developed into a comprehensive theory of intergroup relations that
provides a complementary perspective to traditional attitude models of prejudice.
In this chapter, we rearticulate the central tenets of the theory and then focus on how
social categorization and group identification – who I am – interact with context to
influence individuals’ appraisals, emotions, and behavioral intentions. We then
focus on how three discrete emotional reactions elicit different and specific nega-
tive intergroup responses, before focusing on implications of intergroup emotions
theory for improving intergroup relations. We finish with a discussion of current
directions.
111
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112 maitner, smith, and mackie
for that ingroup, rather than for the individual personally. The more individuals
identify with their currently activated social identity, the more extremely they will
appraise group-relevant events. Group-based appraisals then elicit specific emo-
tions and action tendencies. Because they are rooted in concerns for the group, we
refer to such emotions as group based (see Niedenthal & Brauer, 2012). Intergroup
relations are dynamic and ongoing, and thus individuals are expected to continu-
ously reappraise changing situations, and their emotions to wax and wane, or
amplify and change, along with changes in the intergroup context.
Research has been supportive of the proposed model (see Mackie & Smith, 2015,
for a review). In a comprehensive demonstration of antecedent conditions and
behavioral consequences of intergroup emotions, Gordijn, Yzerbyt, Wigboldus, and
Dumont (2006) randomly assigned Colorado resident students at the University of
Colorado to one of two conditions: to think of themselves as students or as Colorado
residents. Participants were then asked to read a proposal to raise tuition for out-of-
state students. Participants who were categorized as students appraised the proposal as
less fair to the extent that they identified with being a student, as students were
impacted negatively by the proposal (though these individuals themselves were
not). Participants who were categorized as Colorado residents, on the other hand,
appraised the proposal as more fair to the extent that they identified with their state, as
the state would benefit from the tuition revenue (though these individuals themselves
would not). The less fair participants appraised the proposal to be, the more anger they
felt, and the stronger their desire to take action against the proposal. Thus, this study
found that the way participants appraised the proposal was rooted in whether the
outcome was beneficial or problematic for the activated identity, with appraisals
amplified by group identification. Group-level appraisals influenced group-level
emotions, which motivated support for intergroup action.
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Intergroup Emotions Theory 113
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114 maitner, smith, and mackie
categorization impacts the individual varies. Tajfel (1981) defined social identity as
“that part of an individual’s self-concept which derives from his knowledge of
membership in a social group (or groups) together with the value and emotional
significance attached to that group membership” (p. 255). People who identify
strongly with a particular group integrate group goals and motives prominently into
their self-concept. High identifiers are then likely to make intergroup, rather than
interpersonal, comparisons in ambiguous situations (Gurin, 1985), showing heigh-
tened attention to group, rather than individual, outcomes (Brewer & Gardner,
1996; Turner et al., 1987; see also Smith & Spears, 1996).
Research also shows that group identification impacts the extent to which
individuals take group-level threats personally (e.g., McCoy & Major, 2003)
and the extent to which individuals’ behavior is affected by group-related
threats (e.g., Schmader, 2002). Likewise, research suggests that identification
moderates the extent to which individuals make appraisals and experience
emotion on behalf of the group (e.g., Gordijn et al., 2006; McCoy & Major,
2003; Smith et al., 2007; Verkuyten, Drabbles, & van den Nieuwenhuijzen,
1999; Yzerbyt, Dumont, Wigboldus, & Gordijn, 2003). Similarly to Gordijn
et al. (2006), Maitner (2007) showed that when individuals were categorized as
Americans, those who identified more strongly felt more satisfied and less
angry about a proposal that had positive consequences for Americans and
negative consequences for students. At the same time, participants categorized
as students who identified more strongly with that group felt more satisfied and
less angry about a proposal that had positive consequences for students and
negative consequences for Americans.
Identification also influences the extent to which individuals feel negative
emotions toward outgroups. Mackie et al. (2000), for instance, showed that
participants felt more anger toward a competitive outgroup, and reported
a stronger desire to attack that outgroup the more they identified with their
own group. Crisp, Heuston, Farr, and Turner (2007) showed that high identifiers
felt angry but not sad when their team lost a match, whereas low identifiers felt
sad but not angry. Research also shows that people feel more satisfied and less
guilty when their groups aggress against other groups, to the extent that they
identify with their own group (Doosje, Branscombe, Spears, & Manstead, 1998;
Maitner, Mackie, & Smith, 2007). Thus identification plays an important role in
dictating the extent to which individuals feel specific forms of animosity toward
outgroup members, with high identifiers more likely to feel emotions such as
anger toward the outgroup, and less likely to feel anger toward the ingroup or
guilt on behalf of its actions.
Group-based appraisals. When individuals are categorized as members of
a group, they tend to appraise and interpret the environment in line with group
goals and outcomes, rather than individual goals and outcomes (e.g., Crocker,
Voelkl, Testa, & Major, 1991; Dion & Earn, 1975; Gordijn et al., 2006; Hastorf
& Cantril, 1954; Kuppens, Yzerbyt, Dandache, Fischer, and van der Schalk, 2013;
Smith & Spears, 1996). Group-level appraisals assess the group’s goals and
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Intergroup Emotions Theory 115
resources in relation to the current social context. Thus, when an outgroup presents
some sort of threat to the ingroup, individuals evaluate the threat against the
ingroup’s coping resources to determine their emotional reaction. Appraisals
follow from shifting contexts and categorization, and they are then strengthened
or biased by the importance of a social category to one’s identity.
Specific patterns of group-based appraisals elicit specific patterns of group-
based emotions. Perceiving a threatening group to be weak produces more
outgroup-directed anger than perceiving the same group to be strong (Mackie
et al., 2000) – when the outgroup is perceived as strong, it may instead elicit
fear (Giner-Sorolla & Maitner, 2013). Perceiving harm to be unfair produces
more anger than perceiving harm to be justified (Giner-Sorolla & Maitner,
2013; Gordijn et al., 2006; Halperin & Gross, 2011b; Livingstone, Spears,
Manstead, & Bruder, 2009). Perceiving harm as ongoing produces more anger
than perceiving that harm has been rectified (Maitner, Mackie, & Smith, 2006).
Likewise, perceiving a group as competitive but weak or low in status elicits
contempt, whereas perceiving a group as competitive and strong elicits envy
(Cuddy, Fiske, & Glick, 2007). In other words, the specific assessment of group
outcomes in a given context determines exactly what form emotional preju-
dices take on.
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116 maitner, smith, and mackie
elicited anger increased implicit bias against Arabs, but incidental disgust did
not (Dasgupta et al., 2009). Thus, certain emotions may be linked to specific
groups as a particular form of emotional prejudice; however, IET suggests that
the way a particular group or its behavior is viewed in a particular context may
also influence the emotions perceivers feel.
Outgroup-directed fear/anxiety. Anxiety results when individuals perceive
that they have low or uncertain coping resources for confronting a motivationally
relevant threat (Frijda, Kuipers, & ter Schure, 1989; Smith & Lazarus, 1993).
Pioneering work on intergroup anxiety defined it as anxiety experienced when
people anticipate or engage in intergroup contact (see Stephan, 2014). Building on
this work, researchers have also investigated intergroup fear, which occurs in
response to a broader range of group-relevant threats, including threats to group
values, resources, or safety.
Studies have shown that intergroup fear uniquely motivates desires to move
away from a fear-provoking, especially physically threatening, outgroup, seek
information about the situation, take precautionary measures, negotiate with
a threatening group, or help and support victims, but not to confront or attack the
offending outgroup (Dijker, 1987; Dumont et al., 2003; Giner-Sorolla & Maitner,
2013; Kamans, Otten, & Gordijn, 2011; Lerner, Gonzalez, Small, & Fischhoff,
2003). For example, Americans’ feelings of fear (but not anger) in response to
the September 11, 2001, terrorist attacks predicted support for restrictions on civil
liberties measured several months later (Skitka, Bauman, & Mullen, 2004), as
well as support for deporting Arab Americans, Muslims, and first-generation
immigrants (Skitka, Bauman, Aramovich, & Morgan, 2006). Fear clearly leads to
a desire to avoid members of the offending group, although research shows that fear
can lead to desires to confront or negotiate with an offending group when a conflict
is intractable or ongoing (Giner-Sorolla & Maitner, 2013; Spanovik, Lickel,
Denson, & Petrovic, 2010).
Research has also investigated collective angst, which is the specific concern
for the future vitality of one’s group (see Wohl & Branscombe, 2009). When
ingroup members perceive threats to future longevity, they report desires
to strengthen the ingroup (Wohl, Branscombe, & Reysen, 2010), show more
forgiveness of past ingroup harm (Wohl & Branscombe, 2009), and show
stronger opposition or exclusion of immigrants (Jetten & Wohl, 2012).
However, collective angst is also associated with increased desires to compro-
mise with enemy outgroups when doing so would help reduce particular threats
(Halperin, Proat, & Wohl, 2013).
Outgroup-directed anger. Anger tends to result when individuals perceive that
they have adequate coping resources for confronting a motivationally relevant
threat (Frijda et al., 1989; Smith & Lazarus, 1993). Individuals experiencing
anger report a strong desire to approach or confront the anger-inducing situation
or outgroup (Frijda et al., 1989; Harmon-Jones, Sigelman, Bohlig, & Harmon-
Jones, 2003). Indeed, outgroup-directed anger has proven to be a particularly
potent predictor of the desire to take action against the offending group. Research
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Intergroup Emotions Theory 117
has shown that outgroup-directed anger predicts ingroup bias, outgroup confronta-
tion, active harm, radical responding, defense of ingroup positions to the outgroup,
and support for ingroup members criticizing the outgroup (Kamans et al., 2011;
Johnson & Glasford, 2014; Livingstone et al., 2009; Mackie et al., 2000; Smith
et al., 2007; van Zomeren, Spears, Fischer, & Leach, 2004). Similarly, outgroup-
directed anger predicts willingness to take action against harmful and unfair action
perpetrated by one group against another (Gordijn et al., 2006; Maitner, 2007), with
research investigating anger directed at terrorist actions or threats showing that
anger leads to a desire to attack the offending group (Giner-Sorolla & Maitner,
2013), including support for aggressive military responses (Cheung-Blunden &
Blunden, 2008; Sadler, Lineberger, Correll, & Park, 2005; Skitka et al., 2006).
Outgroup-directed anger also increases the desire to support and affiliate with the
ingroup (Smith et al., 2007), findings consistent with other research showing that
this group emotion tends to increase ingroup identification (Kessler & Hollbach,
2005).
Compelling evidence for the role of anger leading to attack and confrontation
behaviors also comes from research investigating the emotional consequences of
engaging in behaviors incompatible with that action tendency (Maitner et al.,
2006). We showed that when individuals felt anger about terrorist attacks shortly
after September 11, anger was purged and satisfaction induced when the ingroup
retaliated. We subsequently showed that outgroup-directed anger was purged only
when the ingroup’s response achieved a desired goal, which, in our work, meant
securing an apology and retraction of insults. Satisfaction was induced any time the
ingroup retaliated, whereas individuals got angry with ingroups that refused to
confront anger-inducing outgroups. These findings provide evidence that group-
based emotions functionally regulate intergroup behavior, shifting in response to
changes in the intergroup context.
Outgroup-directed contempt/disgust. Contempt and disgust both result
when people make downward comparisons within a domain that tends to be less
personally important than a domain eliciting anger or fear (Frijda et al., 1989).
Levin, Pratto, Matthews, Sidanius, and Kteily (2012) showed that intergroup
disgust was predicted by value threats, with Lebanese participants reporting more
disgust toward Americans the more they perceived Americans to hold values that
were oppositional to those of Arabs. Both emotions motivate active and passive
harm (Cuddy et al., 2007; Johnson & Glasford, 2014), and, in particular, elicit
a tendency to avoid or exclude the provoking agent (Frijda et al., 1989; Mackie
et al., 2000; Roseman, 1984; Roseman, Antoniou, & Jose, 1996).
Disgust is also uniquely related to a desire to forcefully expel or obliterate
a stimulus (Plutchik, as cited in Roseman et al., 1996), and the combination of
exclusion, active and passive harm, and desires to expel or obliterate may result in
dehumanization of targets of these negative emotions. Harris and Fiske (2006), for
instance, show that individuals processing information about members of groups
toward which they feel contempt and disgust show no activation of the medial
prefrontal cortex, a brain region implicated in social cognition. Individuals do,
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118 maitner, smith, and mackie
however, show activation in brain areas associated with disgust. In other words, it
appears as though contempt and disgust result in a view of target groups as some-
thing less than human. Buckels and Trapnell (2013) likewise showed that incidental
feelings of disgust promoted an implicit association between animals and arbitrary
outgroups, again supporting the idea that feelings of disgust promote dehumaniza-
tion of outgroups. Such strong emotion and accompanying dehumanization
processes open the door to radical actions such as extermination and genocide
(see Tausch et al., 2011). Intergroup hatred has been shown to elicit similarly
extreme responses (Halperin, 2008).
Taken together, research has shown consistent support for the foundational
claims of IET. First, findings show that intergroup emotions are embedded within
identity and shift along with changes in self-categorization. Second, emotional
tendencies may link to specific target groups, but emotions may also shift with
shifting self-categorization or intergroup appraisals that reflect the dynamic social
context. Finally, specific emotions predict differentiated action tendencies, allow-
ing for a more differentiated prediction of intergroup hostilities.
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Intergroup Emotions Theory 119
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120 maitner, smith, and mackie
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Intergroup Emotions Theory 121
more anger or shame than members of a dignity culture (American students) who
received the same insult. This work suggests that cultural processes may operate
differently depending on which identity has been activated, with different cultural
goals and values associated with different social identities. Activated cultural
norms influenced the extremity to which participants reported self-protective
emotional responses, but otherwise we found remarkable continuity of emotional
processes across cultures.
Social sharing of intergroup emotions. Other contemporary work explores the
relationship between emotional reactions experienced by group members and their
group as a whole. Previous research has shown that negative ingroup actions may
elicit negative emotions toward the ingroup (Maitner et al., 2007), and that negative
emotions toward the ingroup decrease group identification whereas positive emo-
tions felt toward the ingroup increase identification (Kessler & Hollbach, 2005).
Because identification influences appraisals and emotions, this work suggests
further that emotions are part of a dynamic feedback loop within the individual
(Smith & Mackie, 2015). Other work has shown that when people learn about the
emotional reactions of their fellow group members, their emotional reactions
converge with those of their groups, especially when they are highly identified
(Moons, Leonard, Mackie, & Smith, 2009; Smith et al., 2007). In this way, negative
feelings toward outgroups may be shared (i.e., intergroup emotions can converge at
the intragroup level).
More recent work has shown that a match between intergroup emotions felt
by the individual and collective emotions felt by the group as a whole elicits self-
categorization and support for collective action (Livingstone, Spears, Manstead,
Bruder, & Shepherd, 2011). Consistently, but in the opposite direction,
Goldenberg, Saguy, and Halperin (2014) showed that when individuals perceive
that their group feels a different emotional reaction than they do themselves (such
as when the group feels no anger in response to an offense), intergroup emotional
reactions are exacerbated as individuals emotionally distance themselves from the
collective (individuals report even more anger themselves). This is especially
the case when the collective response is perceived as inappropriate. Rather than
emotions always being shared within groups then, perceptions of the appropriate-
ness of emotional reactions on the part of the group may increase or decrease
individuals’ own emotional reactions.
Communication of intergroup emotions. Other work has investigated the
communication function of group-based emotion, both between ingroup and out-
group and to third-party observers. DeVos, van Zomeren, Gordijn, and Postmes
(2013) showed that the communication of anger from victim to perpetrator group
can elicit empathy, at least when maintaining a positive intergroup relationship is
important to the perpetrating group. As a result, the communication of anger can
actually reduce conflict between groups. Likewise, work investigating the experi-
ence of intergroup anger shows that feelings of intergroup anger can lead to an
increased willingness for political compromise when anger is experienced in the
absence of hatred in intractable conflicts (Halperin, Russell, Dweck, & Gross,
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122 maitner, smith, and mackie
2011). Taken together this work suggests functionality in the experience and
expression of anger for intergroup reconciliation.
Anger can also elicit empathy from third-party observers when communicated
by powerful groups. Kamans, van Zomeren, Gordijn, and Postmes (2014) showed
that third-party observers are more supportive of intergroup aggression when
groups communicate emotional reactions that reflect their level of power within
an intractable intergroup conflict. That is, observers were more likely to legitimize
intergroup violence from lower-power groups that communicate that their aggres-
sive behavior reflects both fear and their victim status. Observers also legitimized
violence from higher-power groups that communicated anger, reflecting that they
had been unfairly wronged, and therefore that their response was morally sound.
Taken together, new directions in the study of group-based emotion suggest first
that intergroup emotions are elicited and function similarly across cultural contexts,
although group goals and concerns may vary across cultures. Second, work on the
social sharing of emotions shows that individuals may either adopt or distance
themselves from collective emotions shared by the ingroup, depending on their
levels of group identification and appraisals of the appropriateness of the group’s
emotional response. Finally, research suggests that the communication of even
negative emotions between groups can have beneficial effects for intergroup rela-
tions, so long as it is experienced in the absence of hatred, or with some level of
concern for improving intergroup relations.
Future developments. Future research may continue to explore these new
directions, further developing the links among culture, social sharing, and com-
munication of emotions both within and between groups. Significantly more
research is needed to understand fully the extent to which emotional processes
are universal or culturally specific. Certainly research on the interpersonal level
suggests that emotions are differentially afforded in line with cultural values and
practices (see Boiger, Güngӧr, Karasawa, & Mesquita, 2014). Emotions that are
culturally afforded may be even more likely to be socially shared among group
members, increasing identification and support for collective action in line with
those afforded emotions, and reinforcing their frequent experience. Emotions that
are not afforded within a particular cultural context, on the other hand, may be
appraised as inappropriate and lead to social distancing.
Because different cultures experience and express emotions at different rates, the
communication of emotions cross-culturally may be challenging. How, for exam-
ple, is anger expressed by Turks, members of an honor culture for whom anger is
afforded, perceived, and evaluated by face-oriented Japanese or dignity-oriented
American targets? When such anger is expressed in response to an affront from
either perceiver group, does it elicit sympathy and compromise as previous
research suggests, or does it heighten conflict, as the situations and appraisals
that are perceived as appropriate elicitors of anger responses vary across the
three cultural groups? Such work could have important implications for global
conflict and cooperation and may further elaborate challenges in intractable con-
flicts while pointing to potential solutions.
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Intergroup Emotions Theory 123
Conclusions
Over that past 20 years, an accumulating body of evidence suggests that
knowing how individuals are categorized and what emotions they are feeling in
particular contexts helps provide a more nuanced and differentiated set of
predictions about intergroup relations, including understanding how negative
evaluations change across contexts and are manifested in discriminatory
behavior. Focusing on the role of emotion in intergroup relations has also led
to the study of different forms of intervention and has motivated new bodies of
work that investigate how processes are influenced by culture, as well as how the
sharing and communication of emotion influences intra- and intergroup
relations.
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