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Assessing Evolutionary Epistemology*
MICHAEL BRADIE
Department af Philosaphy
Bowling Green State University
Bowling Green OH 43403, U.S.A.
ABSTRACT: There are two interrclated but distinct programs which go by the name
“evolutionary epistemology.” One attempts to account for the characteristics of cognitive
mechanisms in animals and humans by a straightforward extension of the biological theory
of evolution to those aspects or traits of animals which are the biological substrates of
cognitive activity, e.g., their brains, sensory systems, motor systems, etc. (EEM program).
The other program attempts to account for the evaluation of ideas, scientific theories and
culture in general by using models and metaphors drawn from evolutionary biology (EET
program). The paper begins by distinguishing the two programs and discussing the
relationship between them. The next section addresses the metaphorical and analogical
relationship between evolutionary epistemology and evolutionary biology. Section IV treats
the question of the locus of the epistemological problem in the light of an evolutionary
analysis. The key questions here involve the relationship between evolutionary epis-
temology and traditional epistemology and the legitimacy of evolutionary epistemology as
epistemology. Section V examines the underlying ontological presupposition" and impli-
cations of evolutionary epistemology. Finally, section VI, which is merely the sketch of a
problem, addresses the parallel between evolutionary epistemology and evolutionary ethics.
KEY WORDS: Evolution, epistemology, selection, analogy, metaphor, norms.
L INTRODUCTION
1. There are two interrelated but distinct programs which go by the name
“evolutionary epistemology.” One is the attempt to account for the charac-
teristics of cognitive mechanisms in animals and humans by a straight-
forward extension of the biological theory of evolution to those aspects or
traits of animals which are the biological substrates of cognitive activity,
e.g., their brains, sensory systems, motor systems, etc. The other program
attempts to account for the evolution of ideas, scientific theories and
culture in general by using models and metaphors drawn from evolu-
tionary biology. Both programs have their roots in 19th century biology
and social philosophy, in the work of Darwin, Spencer and others. There
have been a number of attempts in the intervening years to develop the
programs in detail (see the bibliography in Campbell 1974). Much of the
contemporary work derives from work by Lorenz, Campbell, Popper and
Toulmin. In this section, I want to briefly describe these two programs and
establish their interrelationship.
For the sake of convenience, [ shall refer to the first attempt to extend
evolutionary theory to the explanation of the development of cognitivie
structures as the evolution of cognitive mechanisms program (EEM). I
shall refer to the other program, the attempt to analyze the growth of
knowledge using evolutionary models, drawn from biology, as the evolu-
tion of theories program (EET).
Development in biology is either ontogenetic or phylogenetic. The
development of knowledge or of knowing mechanisms exhibits a parallel
distinction. One might expect, since the biological processes of ontogenesis
are different from the biological processes of phylogenesis, that evolu-
tionary epistemologies would reflect this difference. Curiously enough,
however, for the most part they do not. I shall return to this point
below.
Let us turn to the characterization of EEM and EET. A clear statement
of the EEM program can be found in Vollmer (1975, p. 102):
Our cognitive apparatus is a result of evolution. The subjective cognitive structures are
adapted to the world because they have evolved, in the course of evolution, in
adaptation to that world. And they match (partially) the real structures because only
such matching has made such survival possible (quoted by Bunge 1983, p. 8).
Lorenz expresses similar sentiments in his 1977 book, Behind the Mirror:
T consider human understanding in the same way as any other phylogenetically evolved
function which serves the purposes of survival, that is, as a function of a natural
physical system interaction with a physical external world. (Lorenz 1977, p. 4)
In an earlier paper, Lorenz had endorsed the ‘biologizing of Kant'. The a
priori categorical structures which organisms use to form their cognitive
404 MICHAEL BRADIE
One familiar with the innate modes of reaction of subhuman organisms can readily
hypothesize that the a priori is due to hereditary differentiations of the central nervous
system which have become characteristic of the species, producing hereditary dis-
positions to thiak in certain forms. (Lorenz 1982, p. 122)
A recent turn among biologists, which Popper and Campbell endorse
as well, not only sees cognitive structures as evolutionary products but
attempts to analyze all biological evolutionary development as the evolu-
tion of ‘knowledge’ structures (Plotkin 1982). Plotkin sees contemporary
evolutionary epistemology, as he understands it, as comprising a set of
philosophical issues as well as a set of biological issues. The philosophical
issues include
the processes of human knowing as well as the objects of cognition constructed by them
are ultimately to be understood as the instruments of evolutionary adaptation between
man and environment. (Blackwell 1973b, p. 334)
Also,
The adaptational model considers cognition as an extension of the pre-cognitive realm
of evolution with both realms governed by the same generic types of laws and
processes. (Blackwell 1973b, p. 334)
Finally, Blackwell argues that appeals to evolutionary evidence indicate
that there is a more or less progressive development of cognitive powers
from the lower animals to human beings (Blackwell 1973b, p. 321; cf.
Ruse 1984 for a similar sentiment).
Blackwell's model, and Piaget's, as far as [ understand it, introduce the
possibility that feedback mechanisms allow for environmental intervention
in the genome d /a Waddington's ‘genetic assimilation’ as a contributing
factor in the evolutionary development of cognitive mechanisms. Of
course, the standard Darwinian response is that such effects insofar as
they are real can be understood, in principle, using natural selection
models. I am not going to try to resolve the issue here on way or another.
Suffice it to say that several of the papers in Plotkin (1982) take such
possibilities seriously.
Let us turn to a brief consideration of models proposed under the EET
program. As I suggested earlier, the two programs are interrelated and one
often, but not always, finds the same authors arguing for both. Thus,
Lorenz (1977) endorses Campbell's extension of the natural selection
paradigm to thinking, learning and the development of science.
The method of the genome, perpetually making experiments, matching their results
EVOLUTIONARY EPISTEMOLOGY 407
against reality, and retaining what is fittest, differs from that adopted by man in his
scientific quest for knowledge in only one respect, and that not a vital one, namely that
the genome learns only from its successes, whereas man learns also from his failures.
(Lorenz 1977, p. 24)
Although this is somewhat outside the scope of this paper, note that
Lorenz is of a mind to extend the analysis to the analysis of cultural
change in general.
.. the parallels between [the] . . . historical development [of such cultural products as
the railroad coach and military uniforms| and the phylogenetic evolution of organs
make one suspect that analogous forces are at work — in particular, that it is natural
selection and not rational planning which is the dominant factor. (Lorenz 1977, p. 235)
Popper's views on this are well known. The second thesis of his version of
evolutionary epistemology in his 1984 paper is
The evolution of scientific knowledge is, in the main, the evolution of better theories.
This is, again, a Darwinian process. The theories become better adapted through
natural selection: they give us better and better information about reality (they get
nearer and nearer to the truth). All organisms are problem solvers: problems arise
together with life. (Popper 1984, p. 239)
In the section of his autobiography entitled Darwinism as a Metaphysical
Research Program, Popper claims that the method developed in his Logic
of Scientific Discovery is a method of Darwinian selection as opposed to
what he calls “Lamarckian instruction” (Schilpp 1974, p. 133). T won't
pause to sort this out here, except to remark that when Popper wrote this,
he believed that Darwin's theory of natural selection was not a testable
scientific hypothesis but was instead a metaphysical (i.e. untestable but
nonetheless viable) research program. He has since recanted on biological
Darwinism (Popper 1979). I am not sure what the implications of that
reversal are for his understanding of epistemological Darwinism (cf.
Schilpp 1974, p. 135).
Campbell, in his contribution to the Schilpp volume on Popper, en-
dorses Popper's treatment of the succession of theories in science as due
to a selective elimination process analogous to the eliminative role of
natural selection in biological evolution. In addition, trial and error
learning by animals, including man, brings the evolutionary model to the
ontogenesis of knowledge (Schilpp 1974, p. 415f). More on this below. In
his 1977 paper, Campbell indicates again that the view that competition
among scientific theories is analogous to natural selection is a second
fundamental point on which he and Richards (1977) are in agreement
(Campbell 1977, p. 506).
The core thesis of Stephen Toulmin's provocative Human Understand-
ingis a commitment to what Toulmin considers a form of epistemological
Darwinism.
Darwin's populational theory of variation and natural selection” is one illustration of a
408 MICHAEL BRADIE
more general form of historical explanation: and . this same pattern is applicable also,
on appropriate conditions, to historical entiti and populations of other kinds.
(Touimin 1972, p. 135)
In an earlier paper, Toulmin developed a preliminary version of this view,
and argued that science develops in a two-step process analogous to
biological evolution. At each stage in the historical development of
science, a pool of competing intellectual variants exists along with a
selection process which determines which variants survive and which die
out (Toulmin 1967, p. 465). Despite intense criticism of both the general
and specific features, Toulmin was still defending the general model as late
as 1981. However, it must be pointed out that Human Understanding was
the first volume in a projected trilogy. Neither of the planned subsequent
volumes have yet appeared.
One philosopher who is working on a Toulminesque project is David
Hull (1982). Instead of arguing by analogy from biology to culture or
attempting a literal extension of biology to culture, Hull prefers to develop
a general analysis of “evolution through selection processes which applies
equally to biological, social and conceptual evolution” (Hull 1982, p. 275).
Finally, consider Rescher's methodological turn.
The biologist, who is concerned with questions of physiology and evolutionary history,
realizes that self-knowledge is constrained and shaped by the emotional control centers
in the hypothalamus ard limbic system of the brain. These centers flood our con-
sciousness with all the emotions — hate, love, guilt, fear, and others — that are
consulted by ethical philosophers who wish to intuit the standards of good and evil.
What, we are then compelled to ask, made the hypothalamus and limbic system? They
evolved by natural selection. That simple biological statement must be pursued to
explain ethics and ethical philosophers, if not epistemology and epistemologists, at all
depths.
One apparently plausible route connecting the two programs lies in the
attempt to biologize the Kantian categories. There is a slippery slope
leading from a central part of the EEM program (the attempt to under-
stand the phylogenetic development of the biologically material cognitive
apparatus) through the claim that all organisms and lineages have “built
in” specific cognitive apparatus characteristic of their place in the phylo-
genetic tree to the claim that each organism has its own characteristic “a
priori” Kantian categories and finally to the central claim of the EET
program, viz., that the content of knowledge as shaped, in part, by the
“a priori” categories itself undergoes some form of evolutionary develop-
ment. Schematically
Since the human mind is a product of evolution [an EEM claim| — and any opposite
view such as that of classical daulism means a kind of 'obscurantism' — the evolutionary
410 MICHAEL BRADIE
approach can be extended to the products of mind, thatis to say to epistemic activities
such as science [an EET claim|
In support of this contention, Wuketits cites the obvious fact that science
has changed over the centuries. From this he concludes that it is evident
that science “has undergone many changes and intricate developmental
processes . .. history of science means evolution of science.” Perhaps so, if
by “evolution” one means any change whatsoever. But the crucial ques-
tion, which is implicitly begged in Wuketits' argument, is whether the
evolutionary processes and mechanisms which gave rise to the mind
(EEM mechanisms) are the same or significantly similar or analogous to
the processes and mechanisms which underlie the changing content of
accepted human knowledge (EET mechanisms). The resolution of the
question of the connection between the two programs hinges on a detailed
analysis of the EEM program, which is beyond the scope of this paper. 1
hope to deal with these issues on a later occasion.
At this point, I want only to mention that, as might be expected when
philosophers dispute about favorite themes, there are questions about how
serious each of these programs are and which deserve to be considered
“genuine” evolutionary epistemology.
Popper, Campbell, Toulmin, Hull and Rescher, among others, clearly
take EET seriously but others do not. Mario Bunge, for one, thinks that
the attempt to develop analogies between biological evolution and the
history of ideas is ill-conceived. It passes for evolutionary epistemology,
but is not (Bunge 1973, p. 58). The analogies, he alleges, are superficial,
and the disanalogies loom large (cf. section III for further discussion of
these claims). For Bunge,
Genuine evolutionary epistemology takes organic evolution seriously, deals with the
evolution of cognitive abilities as an aspect of brain evolution, and takes the social
matrix into account. (Bunge 1983, p. 59)
EEM programs are genuine, EET programs are not. Skagestad (1978)
agrees. Evolutionary epistemology, he claims, is not advanced by looking
for analogies between biological evolution and knowledge processes.
Taking evolution seriously, he contends, involves recognizing that humans
are animals, as such subject to biological evolution, who have generated a
novel means of evolution — cultural evolution (including the evolution of
science) — which proceeds by mechanisms other than natural selection
(Skagestad 1978, p. 620). As he sees it,
The crucial cuestion of evolutionary epistemology is the question of how evolution by
natural selection was able to generate, in one biological species, a mode of evolution
not operating through natural selection, and yet contributing to the survival of the
species in question. (Skagestad 1978, p. 620)
Even Michael Ruse, who has been a persistent critic of the EET
programs of Popper and Toulmin, has recently come around to the view
EVOLUTIONARY EPISTEMOLOGY 411
Man's in principle unlimited capacity for insights and fore-sights — his ability to find
out how things around him and in him operate, which is undoubtedly responsible for
his present privileged place in the scheme of organic creation — this capacity, when
extrapolated beyond its biological efficacy, may yield the most horrifying, vertiginously
pernicious, unendurable insights into the fatuous futility and monstrous absurdity of the
totality of human existence. This uniquely human ability to 'stand out' ('ek-sistere”) and,
while still breathing, examine his own ‘total situation' is, as Zapffe sees it, an insanely
haphazard 'short-circuit' in nature, a prerogative with which no other being has hitherto
been blessed or cursed. Man's choice is: either to abdicate from his humanness, give up
the prerogative of unlimited knowing, his intellectual honesty, his search for truth, his
demand for order, justice, meaning ... in short, to give up all that makes man
essentially different from a (happy) pig; or: to face his fate viz. his cameo-appearance in
that wild, banal, grotesque, and loathsome carnival in the world's graveyard which life
is. But were man to choose the latter alternative, the only decent and dignified
response, that Zapffe sees, is for man to choose to die out completely, to deliberately
leave the Earth deserted behind him . . . . (Tennessen 1973, p. 408)
tion, with the inital conjectures formed on the basis of innate expecta-
tions. These innate expectations are the result of evolutionary develop-
ment. So, from a phylogenetic point of view, today's science rests on the
“expectations” of ancestral unicellular organisms. This is epitomized by the
quip that “There is, as it were, only one step from the [ancestral] amoeba
to Einstein” (Popper 1972, p. 347; compare the similar sentiment express-
ed in Campbell's pre-Popperian 1960). This way of putting the point
mixes the two programs. The phylogenetic development of expectations in
organisms in a lineage is a question appropriate to EEM. The ontogenetic
development of knowledge in an individual (as opposed to the ontogenetic
development of the biological structures necessary for the individual to
become a competent critical adult) is a question in the EET program. The
corresponding phylogenetic EET question concerns the historical evolu-
tion of science from, say, Aristotle to Einstein. Toulmin characterizes the
distinction within the EET program in a clearer way.
We ... face questions about the social, cultural, and intellectual changes that are
responsible for the historical evolution of our various modes of life and thought — our
institutions, our concepts, and our other practical procedures. (These questions
correspond to questions about phylogeny in evolutionary biology.) Individually
speaking, we .. . face questions about the manner in which maturation and experience,
socialization end enculturation shape the young child's capacities for rational thought
and action — how the child comes to participate in his native society and culture.
(These questions correspond to the questions about ontogeny in developmental
biology.) (Toulmin 1981, p. 26)
Restricting our attention to the growth of knowledge, it is clear that
Popper and Toulmin both endorse selectionist models of both processes
(although their models are significantly different). Hull holds a similar
view (Hull 1982, pp. 304ff).
1 do not want to stop to evaluate these programs here, but merely wish
to point out that, at the biological level, phylogenetic processes seem quite
different from ontogenetic processes. I realize that we know very little
about ontogenetic processes in biology (and, some might say, not much
more about phylogenetic ones except in general outline) but the tradition,
I take it, is to treat them as distinct. In the pre-Darwin days, when people
thought they knew more about ontogeny, the tendency was to treat
evolutionary processes as basically more of the same but on a larger time
scale. Darwin put an end to that. Now we see the trend reversing, and
some people are beginning to try to understand ontogenetic processes in
terms of models borrowed from phylogenetic considerations. [ don't know
whether these efforts will prove fruitful or not. The point I want to make is
that there is, at the present, a prima facie difference between the two sorts
of biological processes. To the extent, therefore, that we are inclined to
use biology as our guide to understand knowledge in all its aspects we
should be somewhat wary of the glib assumption that the phylogenesis of
EVOLUTIONARY EPISTEMOLOGY 413
In this section I want to develop in some greater detail the constraints and
considerations that have been thought relevant in constructing an evolu-
414 MICHAEL BRADIE
Campbell (1960, p. 381) argues that underlying both trial and error
problem solving and natural selection in evolution is a general model for
“inductive gains.” He sets three conditions for such models. They must
incorporate (1) “a mechanism for introducing variation,” (2) “a consistent
selection process,” and (3) a preservation and reproduction mechanism.
Bechtel (1984) echoes these views. An evolutionary model of conceptual
change must find analogies for biological variation, selection and retention.
Toulmin argues that the key feature of evolutionary models of conceptual
change based on Darwinian biology as opposed to evolutionary models
not so based is that the Darwinian models are “populational” rather than
“providential” (Toulmin 1972, pp. 322, 325f). As such, the “only feature
common to all populational changes is, precisely, the general form of
“... [the] ... dual process of variation and selection” (Toulmin 1972,
p.337). For Toulmin,
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421
one can imbed the *vitalistic” features of epistemological evolution at the thesis level
within an orthodoxy randomized and blindly unguided evolutionary model at the
methodological level. (Rescher 1977, p. 157)
Hull, however, objects to Rescher's initial point as misguided. Biological
evolution is not a completely random trial and error process, if by
“completely random” one means that each phylogenetic change is one
of an infinite number of equally likely possibilities. Selection in biology,
he points out, “takes place only among the actual combinations which
appear .. .” (Hull 1982, p. 307).
The crucial disanalogy for Hull concerns the role of intentions (Hull
1982, pp. 307, 312—322; cf. Hull 1985). In this vein, Thagard claims that
the lack of intentional design in nature, which is the great virtue of the
Darwinian model, is the great flaw in evolutionary epistemology (Thagard
1980, p. 188). Campbell (1960, p. 396) sees the issue differently. The
great virtue of evolutionary epistemology, at least as he saw it then, was
that, like Darwin's model, it could show how apparent purpose and design
could be the result of arandom and blind variation and selection regime.
Hull’s tack is not to deny that the development of science involves
intentional considerations but to deny that the difference between inten-
tional and non-intentional activity is as great as some think. Thus, Elster
(1979, 1983) has argued that there is an “unbridgeable gap” between
biological systems, which are to be explained in functional terms, and the
subject matter of the social sciences, such as the growth of knowledge,
which is to be explained in intentional terms. Hull tries to bridge that gap
by arguing that to the extent that scientific communities and conceptual
systems are individuals and historical entities just as are biological species,
their evolution can be explained in terms of mechanisms which are similar
to those at work in the evolution of species. Again, this is not to deny that
the evolution of scientific communities and conceptual systems involves
intentions in a way that the evolution of biological systems does not. The
issue is whether the role of intentions in conceptual evolution makes it
irredeemably different from biological evolution. That is what Hull denies.
It remains, of course, to spell out the details of how this process works
and this Hull does not claim to have accomplished.
Bechtel (1984, p. 316) makes the similar point that a complete analysis
of scientific change “must examine the consequences of intentionality for
creating conceptual variation” But, left untouched, he argues, is “the
crucial similarity upon which the use of an evolutionary model depends,
namely that in both cases variations are proposed without guarantees that
they will be successful” (Bechtel 1984, p. 316). That may be, but some
might argue that the really crucial point is that biological variations arise
424 MICHAEL BRADIE
It might ... seem as if the distinction between the agency of “spontaneous variation,” as
the producer of changed forms, and the environment, as their preserver and destroyer,
did not hold in the case of mental progress . . .. But ... [ have no hesitation whatever
in holding firm to the Darwinian distinction even here - [ can easily show that
throughout the whole extent of those mental departments which are highest, which are
characteristically human ... the new conceptions, emotions, and active tendencies
which evolve are originally produced in the shape of random images, fancies, accidental
outbirths of spontaneous variation in the functional activity of the excessively unstable
human brain, which the outer environment simply confirms or refutes, adopts or
rejects, preserves or destroys — selects, in short, just as it selects morphological and
social variations due to molecular accidents ofan analogous sort. (James 1880, p. 456)
Others are less sangunie about this point. Toulmin (1972, p. 328) finds
the source of the apparent design in conceptual and scientific progress in
the fact that conceptual variation and selection are “coupled,” with specific
variations appearing in response to environmental pressures. This con-
trasts with the situation in biological evolution where the source of
variation, genetic mutation, is “uncoupled” from the selection processes
effected by the environment. Toulmin, in effect, abandons “blindness,” but
argues that this does not destroy the validity of the analogy because the
central point is that both conceptual and biological evolution involve some
process of variation and selection (Toulmin 1972, p. 337).
L. J. Cohen (1973, p. 48; 1974, p. 324) thinks otherwise. He sees the
appeal to coupling as a fatal flaw in Toulmin's scheme, fatal, that is,
insofar as it can claim to be properly evolutionary.
implied. I will not stop to assess Toulmin's strategy for avoiding relativism
(cf. Toulmin 1972, pp. 495—500; Blackwell 1973a; Cohen 1973 and Hull
1973; Kordig 1982, 1983).
It is one short step to the morass of contemporary debates on rationality
which T want to studiously avoid. Let me just register here my feeling that
there is something right about Kuhn's 1960 view and Toulmin's 1972 view
and if they are taken to lead to the view that science is irrational, then
something needs to be done about the concept of “rationality.” Since I do
notknow thatitis, [do not intend to try to do it here.
Indeed, Toulmin argues for a “local” or “ecological” concept of con-
textual rationality. The recognition of the populational nature of concept
change leads us to the conclusion that there are no universal criteria for
rationality or “global” selection criteria (Toulmin 1972, p. 317; 1981, p.
31; cf. Blackwell 1973 and Hull 1973).
That the progress of science implies some such “global” criteria
whereas natural selection does not has, in fact, been taken as a strong
point of disanalogy between conceptual and biological evolution (e.g.
Elster 1979; Thagard 1980; and Blackwell 1973). Hull (1982) and
Bechtel (1984) have argued that scientific progress need not involve a
commitment of global criteria if it is recognized that the regularities of
nature and the “laws of nature’ exert a transcontextual constraint on the
development of scientific theories.
My own view is that the progress issue is a problematic test for the
adequacy of evolutionary models of scientific development. If the views of
Kuhn and Toulmin are correct then our notion of progress needs to be
re-evaluated (and T think this was Kuhn's primary intention in his 1970
“recantation”). For all we know progress in science may turn not to be as
chimerical as we now take immanent purpose in nature to be. Leading
intellectuals 300 years ago may have disagreed. Realism in and of itself
does not seem to me to be sufficient to guarantee that science can be
progressive. Popperian realism does, but that leads to will-o'-the-wisp
chases after measures of progress such as “verisimilitude.” The fact of the
matter is that judgments of progress in science are always "local” judg-
ments. This is because even if “global” criteria do exist we are never in a
position to know what they are, except by a local presumption or fiat. The
history of science and the history of ideas gives almost all of us pause
when we contemplate reifying a contemporary standard as an inviolable
canon. Rather than assume progress does or does not exist, a more useful
exercise for those interested in constructing evolutionary models would be
to take alleged cases of indisputable progress and see to what extent they
can be ‘explained away' as the vicissitudes of historical fortune and
changing local fashions.
428 MICHAEL BRADIE
Blackwell (1973, p. 65) and Cohen (1973, p. 48; 1974, p. 324) argue
that Toulmin's model is not really “Darwinian” because of the “coupling”
of selection and variation. Cohen urges that
Toulmin's claim to be using the term 'evolutionary' in the precise and strict neo-
Darwinian sense (pp. 134—135) seems hardly more accurate than the claim of some
cultural relativists to be generalizing from relativity physics [a claim Toulmin rejects on
pp. 89—91 of his 1972 book]. (Cohen 1973, p. 49)
The tentative solutions which animals and plants incorporate into their anatomy and
their behavior are biological analogues of theories; and vice versa: theories correspond
to endosomatic organs and their ways of functioning,
Crittenden, in criticizing Popper's program suggests that
the terminology of trial and error as applied [to] evolutionary processes is simply a
convenient and arresting metaphor. In this case, the claim that the growth of knowledge
mirrors the process of natural selection in this particular way seems to collapse. It is
not that biological data at this point reveal something about the nature of the growth of
knowledge. Rather, a claim about knowledge — that it is the product of trial and error
gambits — has been applied to the evolutionary process. (Crittenden 1977, p. 231)
EVOLUTIONARY EPISTEMOLOGY 431
b. At a more specific level, Hull (1982, p. 318) argues that the proper
analogue for science is artificial selection, not natural selection. Bechtel
(1984, p. 316) seems to be endorsing a similar point when he argues that
one difference between biological evolution and theory development is
that biological evolution in nature occurs as the result of an interaction of
forces (of selection, drift, etc.) but humans choose the theories they
embrace and develop. Both processes, he notes, however, are similar in
that they both involve selection criteria. Darwin, Hull reminds us, saw
natural selection as distinct from artificial selection and on that basis he
could use the latter as a model or metaphor for the former. (As is well
known, Wallace did not use the analogy to artificial selection in his formu-
lation of the theory of natural selection. In his 1889 book, Darwinism,
Wallace pointed to this dependence as a weakness in Darwin's work
(Beddal 1968, p. 239).) Nowadays, however, artificial selection is treated
as a special case of natural selection. This is a specific example of the
general tendency to use metaphors from one domain or area in order
to understand a second domain and then to ‘re-export’, so to speak,
metaphors based on the second domain to understand the first. It rein-
forces or weakens the analogy between biological evolution by natural
selection and theory development depending on whether you see artificial
selection as a special case of (modern view) or as distinct from (Darwin's
view) natural selection.
c. Lewontin (1982) and Toulmin (1967, 1972, 1981) have both noted
that contemporary evolutionary models of the growth of knowledge based
on a “Darwinian” model do not represent the introduction of biological
considerations into epistemology, but rather a shift from one underlying
metaphor to ancther. Lewontin sees two central growth metaphors per-
meating biology and the social sciences: unfolding (a transformational
model characteristic of embryology) and trial and error (a variational
model charactertistic of Darwinian evolution). The distinction between
transformational models and variational models of development corre-
sponds roughly to Toulmin's distinction between providential and popula-
tional processes. Lewontin explicitly (and Toulmin, at least implicitly)
EVOLUTIONARY EPISTEMOLOGY 433
1. Preamble
In this section, I address two connected issues which deal with the
epistemological implications of the evolutionary turn in the theory of
knowledge. First, there is the question of the locus of the epistemological
problem. What is the relationship between evolutionary epistemology and
traditional epistemology? What is an adequate theory of knowledge
supposed to do for us? Is evolutionary epistemology a “genuine” epistem-
ology or is it, as some critics have alleged, “epistemology” in name only?
Second, granting the legitimacy issue, what then is biology supposed to tell
us about knowledge and knowing? Of course, the EEM program promises
to provide a detailed explanation of the evolutionary development of the
cognitive mechanisms of organisms. Here we are concerned with the
further alleged implications of a biological understanding of knowledge for
the content of knowledge.
maze. The difference between us and the rat, and this Dretske allows,
might be argued to be epistemologically significant, is that
we have developed so that our perceptual responses are partially determined by those
elements in our surroundings about which our judgments are made, (Dretske 1971,
p. 586)
Human beings, unlike rats, make judgments (cf. Dretske's similar recent
remarks in his 1984 Presidential Address to the APA Western Division
Meetings in Chicago). Evolutionary theory, and by implication, evolution-
ary epistemology, has nothing of interest to say about typically epistem-
ologically significant questions such as the right to be sure, the question of
what counts as adequate evidence, what counts as a good or the best
explanation, and how to distinguish between conclusive and inconclusive
reasons (Dretske 1971, p. 586).
Campbell does not disagree with this assessment. Descriptive epistem-
ology, in his view, is trying to do something different from traditional
epistemology (Campbell 1974b, p. 140). These are three possible con-
figurations of the relationship between descriptive epistemology and
traditional epistemology.
(1) Descriptive epistemology as a competitor to traditional epistem-
ology. On this view, both are trying to address the same concerns and
offering competing solutions. Dretske argues that descriptive epistemology
in this sense fails to touch the traditional questions and is, thereby,
epistemologically irrelevant.
(2) Descriptive epistemology might be seen as a successor discipline to
traditional epistemology. On this reading, descriptive epistemology does
not address the questions of traditional epistemology because it deems
them irrelevant or unanswerable or uninteresting. I take it that some
naturalized epistemologies fall into this camp (e.g., Quine's).
(3) Descriptive epistemology might be seen as complementary to
traditional epistemology. This, I take it, is Campbell's view.
As such, Campbell admits that descriptive epistemology, in his sense,
does beg the traditional epistemological question of how knowledge is
possible. It attempts to explore the problem of knowledge “within the
framework of contingent knowledge, and by assuming such knowledge”
(Campbell 1974b, p. 141). Campbell, in a 1977 lecture held
While [ want descriptive epistemology to deal with normative issues, with validity, truth,
justification of knowledge — that is, to be epistemology — descriptive epistemology can
only do so at the cost of presumptions about the nature of the world and thus beg the
traditional epistemologist's question. (Quoted by Shimony 1981, p. 99)
Brewer and Collins characterize Campbell's descriptive epistemology as
“hypothetically normative.” As they see it, it seeks to explain why science
works (?) if and when it works to produce "valid knowledge.” It seeks to
explain why science fails, if and when it does. Finally, it seeks to determine
EVOLUTIONARY EPISTEMOLOGY 437
how to go about acquiring “valid knowledge.” It does all this, given some
presumptive general truths about the world (Brewer and Collins 1981, p.
12). Among those presumptive truths is an ontological position which has
come to be known as “hypothetical realism.” (See section V below for
further discussion.)
With respect to the traditional epistemological question (how is knowl-
edge possible?), descriptive epistemology must, Campbell says, be what he
calls an “epistemology of the other one.” Such a perspective abandons the
justification of first person knowledge and works instead “on the problem
of how people in general, or other organisms, come to know” (Campbell
1974b,p. 141).
Hull (1982, p. 273) maintains that evolutionary epistemology, in addi-
tion to seeking to extend a biological theory of evolution “to include social
and cultural traits,” seeks “to supply an epistemic justification of our
knowledge of the external world.” Dretske, however, has doubts about the
ability of an “evolutionary view of man's perceptual powers” to satisfy the
sceptic (Dretske 1971, p. 588). In this connection, Stroud, in criticizing
Quine's naturalized epistemology agrees that, in effect, all we get is an
“epistemology of the other” But, the question of how knowledge is
possible at all goes unanswered (Stroud 1981b, pp. 463—466). In re-
sponding to Stroud's objections to attacking epistemological questions by
“projecting ourselves into the other's place,” Quine argues that “this
projection must be seen not transcendentally but as a routine matter of
analogies and causal hypotheses within our scientific theories” (Quine
1981, p. 474; cf. Olding 1983, p. 2).
In such a way, he thinks, we get from an epistemology of the other to
traditional epistemology. On the surface, it would seem that this just begs
the question against the sceptic again. But, perhaps one can defuse, in
part, the sting of traditional scepticism by dividing sceptics into two
groups: those who will not accept anything and those who argue for
scepticism on the basis of illusion or the fallibility of science, etc. To the
former, we say nothing and leave them at the crossroads. To the latter,
Quine's point seems more telling for, in effect, it is a rejection of the
sceptics’ move to “transcendentalize” objections which, after all, are
derived from intersubjective comparisons and errors in the first place. On
this reading, both the sceptic and the epistemologist of the other start from
the same considerations but the sceptic is the one who gives the argument
a transcendental turn and then complains that appeals to intersubjective
experience are question-begging. The epistemologist of the other need
only block the initial turn to thwart this line of argument. The wrong move
would be to accept the problem as posed by the sceptic in its transcen-
dental form and then try to argue back to intersubjectivity. This latter
strategy runs a foul of all the ‘veil of illusions’ objections. The trick is to
avoid being seduced behind the veil in the first place.
438 MICHAEL BRADIE
This line of reasoning will not, I suppose, quell sceptical qualms which
start from “in principle” objections based on “logical possibilities.” How-
ever, these sceptics are really no better than the ones we left at the
crossroads since the “in principle” objections can be raised, in principle,
forever. Life is too short to deal with such people.
Olding (1983, p. 6) considers an argument to the effect that evolution-
ary explanatiors of the origins of our cognitive capacities, in themselves,
lead to scepticism. The argumentis this:
(1) If Darwinism is true, then evolution would not produce rational
creatures capable of arriving at justified true belief about the
world.
() Evolution has produced such creatures (i.e., us).
Therefore,
a. Rationality
Ackermann (1970, p. 65f) suggests than an evolutionary account of
scientific practice focuses attention of scientists as members of a popula-
tion. He goes on to suggest that suitable populational concepts of objectiv-
ity and rationality can be developed which are superior to those which
440 MICHAEL BRADIE
From the fact tnat the units with which a theory is concerned evolve it does not follow
that the theory itself evolves . . From the fact that species evolve it does not follow
that the synthetic theory of evolution evolves. Of course, on independent evidence, it is
quite clear that theories about the evolution of biological species have evolved. (Hull
1972,p.1124)
Similarly, pushing the argument up one level, from the fact that scientific
theories evolve it does not follow that the constraints which guide the
choice of theories evolve, although there is some independent evidence to
suggest that they do. But, suppose, for the sake of argument, that Toulmin's
view is self-referential. Kordig's argumentis basically as follows:
(1) Toulmin's theory T has the property E of being evolutionary.
(2) The theory T holds that all properties of all biological systems,
natural and intellectual, evolve.
Therefore,
But
But,
(7) (6) contradicts (1)
Therefore,
(S) T must be necessarily false.
I find this argument striking but not compelling. Since I think there is
something basically right about Toulmin's “ecological” concept of rational-
ity and the attendant consequence that the very standards of rationality
themselves are subject to change, I am persuaded that there must be some-
thing fundamentally amiss with Kordig's argument. I am not, however, sure
about what it might be. Kordig, himself, suggests one way out. He rejects
the idea that the liar paradox shows the self-referential inconsistency of
ordinary language by arguing that what it shows, rather, is that “I am now
lying” does not express a proposition. Similarly, one might argue, E is nota
“real” property. This is not, however, completely compelling.
The problem of rationality is a deep problem for evolutionary epistem-
ologists, but not, as far as I see, a fatal one. In passing, note that Sober
(1981) argues that situating the problem of rationality in an evolutionary
context sheds light on a number of philosophical problems.
In the final analysis . . . the [theoretical] analogue to food is control of the environment,
and not understanding. No line of demarcation between pure and applied science is
consequently to be sought or to be found. Should a theory not make a difference in
some data environment leading ultimately to better control of some process with
consequential potential benefits for human life, it will not survive the adaptive struggle
of scientific lopment. By means of tracing out this tenuous path, the ultimate
relevance of scientific practice to human life can be made out on a philosophically
coherent basis.
Blackwell (1973b, p. 330) endorses the view that knowing has a practical
dimension. In addition, he argues that the concept of adaptation supplants
the concept of explanation as central. (Cf. Karl Popper on this point!)
Blackwell also urges that an evolutionary perspective requires a pragmatic
theory of truth where pragmatic value is to be defined as “adaptional
advantage.” Popper, Campbell, Hull and others do not accept this radical
interpretation. We shall explore the implications of the evolutionary
perspective for realism in greater detail in the next section. For the
moment, note that Blackwell's position is close to the 19th century view
that Toulmin has called “Mach's error,” namely the failure to recognize the
possibility that the “intellectual selection-criteria” of science need not be
the same as those operative in biology (Toulmin 1972, p. 321). The force
of this point, regardless of whether or not one accepts Toulmin's inter-
pretation, is that natural selection appears to have produced an adaptive
strategy, natural science, which itself need not be ruled by the same
considerations as biological evolution. (Skagestad 1978, and Dawkins
1976 have made the same point.)
The limits implied by the adaptive model thus suggest that what is real will extend
beyond what we can ever know to be real. (Clark 1983, p. 25)
EVOLUTIONARY EPISTEMOLOGY 445
Clark's problem, which is not ours here, is to reconcile this result with the
theme from anti-realist sematics that meanings are determined by assert-
ibility rather than truth conditions (cf. also Clark 1984).
The question of whether all minded organisms are limited by the kinds
of adaptive considerations that Clark alludes to is, of course, problematic.
As we have already seen, a key question for understanding human
knowledge and human reason is the extent to which the human mind,
once evolved, has overcome its biological heritage and broken free from
the “leash” of the genes. Perhaps, in fact, the way to distinguish humans
from “lower” organisms is the extent to which human minds are not and
the minds of lower animals are subject to the constraints of adaptive
considerations.
Still, the point Clark makes about the commitment to a transcendental
realism, as understood above, seems well taken. It is important, also,
to realize that the commitment to such a transcendental reality and the
commitment to the “goal of truth” are not identical. More on this anon.
Lorenz (1977, pp. 6f) too, is committed to hypothetical realism. He
characterizes it as follows:
The scientist sees man as a creature who owes his qualities and functions, including his
highly developed powers of cognition, to evolution, that age-long process of genesis in
the course of which all organisms have come to terms with external reality aud, we say,
‘adapt’ to it. This process is one of knowledge, for any adaptation to a particular
circumstance of externai reality presupposes that a measure of information about that
circumstance has already been absorbed. (Lorenz, 1977, p. 6)
What we experience [when we look through the 'spectacles' of our modes of thought
and perception which ae *functions of neurosensory organization that has evolved in
the service of survival] is indeed a real image of reality — albeit an extremely simple
one, only just sufficing for our practical purposes; we have developed ‘organs’ only for
those aspects of reality of which, in the interest of survival, it was imperative for our
species to take account, so that selection pressure produced this particular cognitive ap-
paratus. (Lorenz 1977, p. 7)
Hypothetical realism, he continues, is the view that
the categories and modes of perception of man's cognitive apparatus are the natural
products of phylogeny and thus adapted to the parameters of external reality in the
same way, and for the same reasons, as the horse's hooves are adapted to the prairie, or
the fish's fins to the water, (Lorenz 1977, p. 37; cf. Lorenz 1982, pp. 124£)
In his 1941 paper, “Kant's doctrine of the a priori in the light of
contemporary biology,” Lorenz tries to show how the Kantian a priori
categories and forms of intuition can be given an evolutionary rendition.
The basic idea is that what Kant took to be a priori (for all time and all
rational creatures) forms and categories are, in fact, the result of biological
evolution. If we grant that all organisms with a sufficiently sophisticated
nervous system are capable of some degree of cognitive ability, then we
are forced to the conclusion that each species has its own version of the
forms and categories. On Lorenz's somewhat peculiar reading of Kant, he
446 MICHAEL BRADIE
argues that since the a priori cognitive apparatus of organisms evolve, “the
boundaries of the transcendental begin to shift [and] ... the boundary
separating the experienceable from the transcendental must vary for each
individual type of organism” (Lorenz 1982, p. 123). The transcendental
world, on this reading, is a reality which lies just beyond the grasp of
cognizing organisms, who, as their lineage evolves, may converge upon it.
This may not be Kant, but it does fit in well with Clark's view of the kind
of transcendental realism to which evolutionary epistemologists are com-
mitted. Ruse (1986), if [ read him right, sees this Lorenzian argument as
a [failed] attempt to block Humean scepticism. Insofar as we come to
see that different organisms “perceive” the world differently in the light
of our perceptions of them, it is reminiscent of the limitations of an
“epistemology of the other.” All the different bounderies are being drawn,
as it were, in the context of the phenomenal worid as experienced by
humans. This is, of course, quite right and Kant, were he alive and
recalcitrant to dialectical evolutionary implications to his view of reason,
would no doubt argue as much. If we start with a Kantian commitment to
the distinction between the Phenomenal and Noumenal world, then
evolutionary considerations (being all Phenomenal) do not touch the
question of the boundary. But, if we start from evolutionary theory and its
implications and try to reconstruct Kant and salvage what we can in that
context, then something like Lorenz's view is more plausible. We remain
‘metaphysical sceptics' after all, to the extent that these evolutionary
considerations force us to a ‘transcendental realism” as envisaged by
Lorenz and Clark.
Skagestad objects, not to Campbell’s realism, but to the claim that
realism is an empirical question on a par with biological evolution
or visual perception (Skagestad 1978, pp. 6171f). These latter involve
“matching” data and creating “fits” in the context of the “phenomenal
world,” whereas the question of realism involves a “fit” between our
(“phenomenal”) theories and the (*noumenal”) world. This is a variation
on the objection that an epistemology of the other is an epistemology in
name only. Skagested sees Campbell as attempting to forgean uneasy
alliance between epistemological naturalism and ontological realism (Ska-
gestad 1981, p. 77). Campbell, Skagestad argues, although in the tradition
of epistemological naturalism, departs from the mainstream of that tradi-
tion by his insistence on the objectivity of truth as correspondence. The
mainstream, as exemplified by James, e.g,, sees truth as a relation between
experiences (cf. also Simmel 1982). This mainstream tradition leads to a
form of epistemological relativism (which Campbell calls “ontological
nihilism”) to the effect that
Once we have ascertained the economic, sociological, or psychological causes of the
origin of a belief, as well as the junctions through which it is maintained, there is no
further question to be asked about truth or validity; we can at most ask how well the
EVOLUTIONARY EPISTEMOLOGY 447
belief fulfills its particular function within its social and cultural context. (Skagestad
1981,p.30)
Campbell, wishing to reconcile naturalism with realism, argues, as we have
seen, for a “hypothetical realism, which while admitting the fallibility of
our current theories and the consequent probability that they are not the
final truth about the matter, nevertheless does not abandon the idea that
there is a final truth to the matter to which our current theories are
groping approximations. As Skagestad sees it, the hypothetical realist
transfers the triadic model of theory-data-environment from the study of
rats in a maze to the human condition. By focusing on “knowledge of
others” Campbell tries to avoid the Jamesian charge that the concept of
truth is vacuous. As Skagestad notes, this will not silence the pragmatist or
instrumentalist who insists on first person epistemology and will not
accept a third person variety (Skagestad 1981, p. 85).
Skagestad goes on to consider the content of the thesis, its explanatory
power and its testability. What, then, does hypothetical realism say? As
Skagestad sees it, hypothetical realism it the view that there is a real world
which scientific theories approximately “fil. As science 'progresses”, it
converges on a ‘true description’ of that world.
Given the inadequacy of the ‘rat-maze’ analogy, what is the content of
this claim? Skagestad argues that since hypothetical realism is the claim
that current theories only approximately fit, the claim is not logically
vacuous. The real world is not ideantical to the world as described by
science at time £ The slack allows for the ‘advancement’ of science and
thus, in turn, supports the contention of the hypothetical realist. Science
progresses, or at least changes, because there is a real world which is not
exactly captured by our current theories.
The notion of “approximate fit,” captures the sense, discussed earlier, in
which this is a “transcendental” as well as “hypothetical” realism. As such,
it plausibly controverts certain forms of instrumentalism or pragmatism. It
does not allay all forms of pragmatism, however, since some form of
ontological relativism is still possible. The extrapolation from historical
consensuses to ultimate consensus through convergence requires addition-
al assumptions (as Skagestad admits, p. 88). That our theories change and
may even converge locally, in itself, does not entail the Campbellian
conclusion (via Peirce and Popper) that an ultimate consensus as the limit
goal of inquiry is legitimate.
Following Peirce, with caveats, Skagestad argues that realism explains
the fact of error elimination and the drift towards consensus (Skagestad
1981, pp. 87f). The caveats are that stability of belief is, in itself, no
guarantee of truth and that the drift towards consensus may be due of the
“invisible hand” of common influences or shared biases (cf. Brewer and
Collins 1981a, p. 2). These cautions notwithstanding, realism, according to
Skagestad, explains that
448 MICHAEL BRADIE
But, how are we to check this? If we scour the pages of the history of
EVOLUTIONARY EPISTEMOLOGY 449