Textbook Optical Sensors For Biomedical Diagnostics and Environmental Monitoring First Edition Banshi Dhar Gupta Ebook All Chapter PDF
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Optical Sensors for
Biomedical Diagnostics
and Environmental
Monitoring
Optical Sensors for
Biomedical Diagnostics
and Environmental
Monitoring
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Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and
are used only for identification and explanation without intent to infringe.
Names: Gupta, Banshi Dhar, author. | Shrivastav, Anand Mohan, author. | Usha,
Sruthi Prasood, author.
Title: Optical sensors for biomedical diagnostics and environmental
monitoring / Banshi Dhar Gupta, Anand Mohan Shrivastav, Sruthi Prasood Usha.
Description: Boca Raton, FL : CRC Press, Taylor & Francis Group, [2017] |
Includes bibliographical references and index.
Identifiers: LCCN 2017023196| ISBN 9781498789066 (hardcover ; alk. paper) |
ISBN 1498789064 (hardcover ; alk. paper) | ISBN 9781315156033 (eBook) |
ISBN 1315156032 (eBook) | ISBN 9781498789073 (eBook) | ISBN 1498789072
(eBook) | ISBN 9781351652100 (eBook) | ISBN 1351652109 (eBook) | ISBN
9781351642569 (eBook) | ISBN 1351642561 (eBook)
Subjects: LCSH: Optical fiber detectors. | Environmental monitoring. |
Plasmons (Physics)
Classification: LCC TA1815 .G87 2017 | DDC 681/.25--dc23
LC record available at https://lccn.loc.gov/2017023196
Preface.......................................................................................................................ix
Acknowledgments..................................................................................................xi
About the Authors............................................................................................... xiii
1 Introduction to Sensors..................................................................................1
1.1 What Is a Sensor?................................................................................... 1
1.2 Need of Sensors......................................................................................3
1.2.1 Biosensors..................................................................................4
1.2.2 Gas Sensors................................................................................5
1.2.3 Chemical Sensors......................................................................6
1.3 Sensor Components............................................................................... 7
1.3.1 Analyte....................................................................................... 8
1.3.2 Recognition Unit....................................................................... 9
1.3.3 Transducer.................................................................................9
1.3.4 Detector/Analyzer.................................................................. 10
1.3.4.1 Spectrometer............................................................ 10
1.3.4.2 Optical Power Meter............................................... 10
1.3.4.3 Charge-Coupled Device......................................... 11
1.4 Sensor Performance Parameters........................................................ 11
1.5 Biosensor Classifications..................................................................... 12
1.5.1 Classification Based on Transducer..................................... 13
1.5.1.1 Electrochemical Transducer.................................. 14
1.5.1.2 Optical Transducer.................................................. 16
1.5.1.3 Mass-Sensitive Transducer.................................... 20
1.5.1.4 Calorimetric Transducer........................................ 20
1.5.1.5 Light-Addressable Potentiometric Transducer......21
1.5.2 Classification Based on Bio-Receptors................................. 21
1.6 Biosensor Regeneration....................................................................... 27
1.7 Overview of the Book.......................................................................... 29
References........................................................................................................ 30
2 Basics of Resonance...................................................................................... 33
2.1 Resonance-Based Sensors................................................................... 33
2.2 SPR for Sensing....................................................................................34
2.2.1 Theory of SPR..........................................................................34
2.2.2 Theory of LSPR........................................................................44
2.2.3 Realization of Sensors............................................................ 48
2.3 Types of Resonances............................................................................ 55
2.3.1 Surface Plasmon Resonance.................................................. 55
v
vi Contents
3 Fiber-Optic Sensors...................................................................................... 75
3.1 Optical Fiber as Sensor Element........................................................ 75
3.2 Factors Affecting Light Propagation.................................................77
3.2.1 Numerical Aperture and Acceptance Angle...................... 78
3.2.2 V-Number and Fiber Modes..................................................80
3.2.3 Fiber Parameters..................................................................... 81
3.2.4 Evanescent Wave..................................................................... 82
3.3 Advantages of Fiber-Optic Sensors...................................................84
3.4 Parameters Tailoring Sensor Performance....................................... 85
3.4.1 Sensitivity................................................................................. 85
3.4.2 Selectivity................................................................................. 87
3.4.3 Limit of Detection................................................................... 88
3.4.4 Limit of Quantification.......................................................... 89
3.4.5 Repeatability............................................................................ 89
3.4.6 Reproducibility........................................................................ 90
3.4.7 Detection Accuracy................................................................90
3.4.8 Figure of Merit.........................................................................90
3.5 Designs of a Fiber-Optic Sensor Probe............................................. 91
3.5.1 Straight Probe.......................................................................... 91
3.5.2 U-Shaped Probe...................................................................... 94
3.5.3 Tapered Probe.......................................................................... 97
3.5.4 D-Shaped Probe...................................................................... 99
3.6 Summary............................................................................................. 100
References...................................................................................................... 100
ix
x Preface
I consider myself very fortunate to have worked with Dr. Chandra Deep
Singh, Professor Sunil Khijwania, and Dr. Navneet K. Sharma on fiber-optic
evanescent field absorption sensors. My continuous interaction with them
has made me wiser in the field of fiber-optic sensors. It was this interaction
that resulted in the publication of my first book titled Fiber Optic Sensors:
Principles and Applications (2006). In 2004, I took an initiative to work on fiber-
optic sensors utilizing surface plasmon resonance technique. The research
carried out on this topic resulted in 10 PhD theses. I thank Drs. Anuj K.
Sharma, Rajan Jha, Rajneesh K. Verma, Sachin K. Srivastava, Sarika Singh,
Priya Bhatia, Roli Verma, Satyendra K. Mishra, and Rana Tabassum who
have worked with me in this exciting field. A part of their work resulted in
my second book titled Fiber Optic Sensors Based on Plasmonics (2015). For the
last 5 years, my focus has been on the research and development of opti-
cal sensors for biomedical diagnostics and environmental monitoring. My
present graduate students, apart from Anand Mohan Shrivastav and Sruthi
Prasood Usha (also the authors of this book), Ravi Kant, Vivek Semwal,
Anisha Pathak, and Sonika Sharma are working in this area. I learnt a lot
from these colleagues through interaction on this topic. Indeed, a part of the
book has emerged from the work carried out with these graduate students
and with some of my old students. I thank all of them for their hard work
in the laboratory without which publication of this book was not possible.
Finally, special thanks to my wife Uma Gupta for her patience and under-
standing during the writing of this book.
xi
About the Authors
Banshi Dhar Gupta earned his MSc in physics in 1975 from Aligarh Muslim
University, India and a PhD in physics in 1979 from the Indian Institute of
Technology, New Delhi. In 1978 he joined the Indian Institute of Technology,
New Delhi, where he is currently a professor of physics. In addition,
Professor Gupta has worked at the University of Guelph, Canada between
1982 and 1983, the University of Toronto, Canada in 1985, the Florida State
University, Florida, USA in 1988, the University of Strathclyde, UK in 1993,
and the University of Birmingham, UK in 2010. In 1992, he was awarded
the ICTP Associateship by the International Centre for Theoretical Physics,
Trieste, Italy, which he held for 8 consecutive years. In this capacity, he visited
ICTP, Italy in 1994 and 1996. Professor Gupta is a recipient of the 1991 Gowri
Memorial Award of the Institution of Electronics and Telecommunication
Engineers, India. He has published more than 170 research papers in interna-
tional journals and 100 papers in conferences. Professor Gupta has authored
books titled Fiber Optic Sensors: Principles and Applications (New India
Publishing Agency—NIPA, New Delhi, 2006) and Fiber Optic Sensors based
on Plasmonics (World Scientific, 2015), and is the coeditor of the Proceedings of
SPIE, USA, Vol. 3666, 1998 and Vol. 8173, 2010. Professor Gupta has delivered
invited talks on plasmonics-based sensors in various international confer-
ences held in the United States, China, Australia, Korea, and India. Professor
Gupta is a member of the editorial board of the Journal of Sensors. His current
areas of interest are plasmonic biosensors, fiber optic sensors, and nanotech-
nology. He is a regular member of the Optical Society of America and life
member of the Optical Society of India.
Anand Mohan Shrivastav earned his MSc in physics in 2012 from C.S.J.M.
University Kanpur, India. He joined IIT Delhi as a full time PhD student in
2013. Mr Shrivastav has published more than 15 research papers in interna-
tional journals and 10 papers in conferences. His current areas of interest
are fiber optic sensors, nanotechnology, and molecular imprinting technol-
ogy. Mr Shrivastav was awarded senior research fellowship in 2015 by the
University Grants Commission (UGC), India. He is a member of the Optical
Society of America and Optical Society of India.
xiii
xiv About the Authors
1
2 Optical Sensors for Biomedical Diagnostics and Environmental Monitoring
compatibility with good recovery. Considering all these aspects, the work
reported in the literature so far has concluded that the optical way of com-
mutating changes is better than the electrochemical and calorimetric means.
In optical sensors, the method of converting one form of energy to another
is optical; however, the system may make use of other fields such as electri-
cal, electronic, mechanical, biological, nanostructural, material, biochemical,
chemical, and physical engineering along with optics. Thus, the versatile-
integrative behavior of optical sensors covers a broad area of requirements.
The optical-sensing system, as in the case of all other methods, has four
basic units. The foremost unit is the light source of the sensor that needs to
be selected according to the design of the sensor system and the application
to which it is oriented. The second unit is the sensor receptor/recognition
element which interacts with the analyte (to be sensed) and changes its own
optical properties such as refractive index. The change in the properties of
recognition unit is determined by the third unit called as transducer. The
transducer is the unit which converts the change in the recognition unit prop-
erties into some measurable signal by means of an optical transducing phe-
nomenon. The measurable parameter of the signal can be the intensity, phase,
or wavelength of the light source which is detected with the help of detector/
analyzer which is the fourth and last unit of a sensor. Figure 1.1 shows the
schematic of a generic sensor with all the required units. The working of the
whole system depends on the mechanism as well as the principle on which
the sensor works and also on its utilization. For a sensing system based on
optical method, the variation in one of the properties of light such as ampli-
tude/intensity, phase, polarization, frequency, and wavelength due to the
change in the sensing medium is analyzed.
Optical-sensing system may use lens, prism, mirror, grating, microscope
objective, waveguide, fiber, etc. and optical detection as well as analyz-
ing units. The detection in optical system can be performed by schemes
of luminescence, fluorescence, and absorption. The advantages of optical
sensing include immunity to electromagnetic interference, possibilities of
point and distributed arrangement with multiplexing, compatibility, and
Analyte
Recognition
unit
Transducer Detector/
Source
Input unit Output analyzer
FIGURE 1.1
Schematic of a generic sensor with the essential units.
Introduction to Sensors 3
electrical isolation (Grattan and Sun 2000). The usage of fiber as the opti-
cal substrate competes with all other schemes of optical sensing, as well as
sensing based on transducer elements other than optical due to its capabil-
ity of remote sensing and online monitoring. Hence, in this book, we shall
impart the significance of optical sensing, mainly using optical fiber, for the
physical, chemical, and biological sensing to cover environmental supervi-
sion and biomedical diagnostic applications, which cover the relevant areas
of sensor operation in present and future. The upcoming sections discuss
the relevance of sensors in detecting various biological, gaseous–chemical
measurands with the parameters which quantify the sensor performance.
Section 1.5 will discuss the types of classifications of sensors followed by
sensor regeneration aspects in Section 1.6. Finally, Section 1.7 contests the
framework of the book.
1.2.1 Biosensors
Biosensor is a device which is generally designed and fabricated with a bio-
logical sensing element incorporating a transducer. It generates a change in
the transducer signal or bio-recognition element characteristics on exposure
to an analyte for which it has been designed. The change in signal depends
upon the concentration of the analyte. A number of definitions have been
given to the biosensor by the people working in the field of biosensing. The
general definition is: “Biosensor is a device that utilizes biological compo-
nents such as enzymes, antigens/antibodies for the determination of the con-
centration of the biomaterials” (Wang and Wolfbeis 2013). The biomaterials
to be detected are usually the materials which are toxic in nature and can
harm human body as well as the environment. The invention of first biosen-
sor was by Leland Clark and hence he was renowned as the father of the
biosensing concept (Clark and Lyons 1962). He showed detection of glucose
using oxygen electrode, where glucose oxidase was entrapped over a Clark
oxygen electrode using dialysis membrane. The estimation of glucose con-
centration was performed by measuring the reduction in the dissolved oxy-
gen concentration. The idea proposed was industrialized by Yellow Springs
Instrument Company (Ohio, USA) in 1975 and the glucose sensing analyzer,
based on the amperometric detection method, was successfully relaunched.
Later, the detection of urea concentration using direct potentiometric method
was reported (Katz and Rechnitz 1963). Further development in the sensor
was made with the introduction of urea electrode (Guilbault and Montalvo
Jr 1969). The biosensor based on microbe technology was pioneered in 1976
(Cammann 1977) and the term “biosensor” was introduced. The technol-
ogy was further developed with the application of artificial redox mediators
(Kulys and Svirmickas 1980) and later, the first ferrocene-mediated ampero-
metric glucose biosensor was proposed (Cass et al. 1984), which was indus-
trialized by Medi Sense Inc. in 1987. As a continuation of the work done by
various researchers, IUPAC introduced the definition of biosensors analogous
to chemosensors as “Biosensor is a device that uses specific biochemical reac-
tions mediated by isolated enzymes, immune-systems, tissues, organelles or
whole cells to detect chemical compounds usually by electrical, thermal or
optical signals” (Monosik et al. 2012). Followed by this great achievement,
a number of research communities from various fields like very-large-scale
integration (VLSI), life science, physics, chemistry, and material science initi-
ated their interest for the development of biosensing devices incorporating
more sophisticated, reliable, and miniaturized biosensing capabilities. In
2007, an implanted glucose biosensor (freestyle navigator system) was oper-
ated for 5 days and the work on the development of biosensors continued its
Introduction to Sensors 5
types of new gas sensors, which were in great demand for various applica-
tions such as environmental reservation, energy saving, health safety, air
pollution monitoring, etc. Gas sensors are the most important part of envi-
ronmental monitoring system because of the gases produced from various
sources such as home appliances (chimneys to air conditioners) and various
industries that expel toxic waste products. Hence, continuous monitoring of
environment is required for human safety and unpolluted atmosphere. Due
to these reasons, the gas-sensors-producing industries have been developed
up to a significant level to meet the requirements of providing a standard
and clean atmosphere for better living. However, further improvement in the
gas-sensing technology is required for the improvement of the quality of life
and sustainability of our society.
Nobel Prize in 1987 (Pedersen 1967, Cram 1988, Lehn 1988). Various syn-
thetic ligands such as synthetic macrocyclic polyethers, crown compounds,
cyclophanes, and macrohetero-bicyclic were developed for the chemical
sensor applications by the team. In the same period, an optical chemi-
cal sensor was introduced by evaluating the first optical potassium test
based on dry reagent chemistry (Keller 2008). The method was commer-
cialized by Ames Division. In 1968, the first fluorosensor for oxygen detec-
tion was used for the biomedical applications (Lubbers and Optiz 1975).
Lubbers suggested the name of optical sensor as, “optrode” analogous to
the “electrode,” which was further corrected as “optode.” A considerable
amount of work was carried out by various research groups in 1980s using
optical chemical sensors for food safety and environmental monitoring.
Later in 1991, after the remarkable growth of the chemical sensor industry,
IUPAC gave the definition of the chemical sensor as, “A chemical sensor
is a device that transforms chemical information, ranging from concentra-
tion of specific sample component to total composition analysis, into an
analytically useful signal” (Hulanicki et al. 1991). Few more definitions
of the chemical sensors were reported in a more general way by various
authors. A well-known one by Wolfbeis is as, “Chemical sensors are small
sized devices comprising a recognition element, a transduction element
and a signal processor capable of continuously and reversibly reporting a
chemical concentration” (Wolfbeis 1991).
Analytes:
Air pollutants, human
samples (blood, urine, and
Reaction saliva), pesticides, etc.
Receptors:
Enzymes, antibodies,
microbes, artificial receptors
Recognition
of the Immobilization
reaction
Transducers:
Optical fiber, metals, prism,
electrodes, nanostructures
Observation
Analyzer:
Voltmeter, spectrometer,
power meter, CCD
FIGURE 1.2
Block diagram of the sensor components, showing the analyte/s that needs to be interacted
with recognition element/s interfaced with the transducer and then the results of interaction
are transferred to the detection and analysis unit.
1.3.1 Analyte
Analytes (samples) are various types of atmospheric, chemical, biological
elements which need to be detected. The analyte may be either in liquid state
or in gaseous form. According to the type of analyte, sensors can also be
classified as chemical, gas, or biosensors. Various hazardous gases, atmo-
spheric pollutants, chemical wastes through industries, biological elements
present in blood/urine, nutrients and vitamins, pesticides, etc. are the few
examples of analytes needed to be sensed. Several types of ambient condi-
tions and physical parameters such as pH, temperature, and pressure also
need to be sensed as they play important roles in the industries for the fabri-
cation of various medicines, devices and need to be monitored for the human
and environmental safety. Thus, these can also be considered as analytes.
Most common gases such as hydrogen, hydrogen sulfide, chlorine, methane,
carbon monoxide, water vapor (humidity), ethanol vapor, etc. can be treated
as analytes in the gas-sensing unit. The concentration of metal ions in water
should be optimized because higher concentration of various metals such
as lead, calcium, cadmium, iron, arsenic can result in unhealthy conditions.
The vitamins A, B, C, D, E, and K are essential for human body which can
Introduction to Sensors 9
be found in various food stuffs such as egg, milk, fish, etc. except vitamin D,
which is obtained from direct sunlight. Each vitamin has its own functional-
ity and its deficiency causes many health-related problems in human body.
Thus, their concentration/availability should be sensed in various foodstuffs
as well as in blood. In blood, the analysis of various biological elements for
clinical applications is possible. Other analytes such as pesticides, minerals,
antibodies, and antibiotics are required to be detected for a healthy life. The
concentration of analyte is recognized by its interaction with the receptor/
recognition unit.
1.3.3 Transducer
By definition, transducer is a device which converts one kind of signal into
another form. In the case of sensors, transducer is the unit which helps to
measure the change in the properties of the receptor due to its interaction
with the analyte, by converting the changes in to some readable signals. In
optical sensors, the readable signal is the change in the parameters of the
output light collected by a detector/analyzer. The phenomenon by which
this conversion is performed is the transducing phenomenon which can be
optical, electrical, etc. Further, the element which realizes the transducing
phenomenon is called as the transducer such as metal films, nanoparticles,
fluorophores, etc. Generally, the recognition unit is immobilized over the
transducer surface which is sensitive toward the changes over its surface
properties. When the analyte interacts with the receptor unit, the optical
properties of the receptor unit change. Since the receptor is immobilized over
10 Optical Sensors for Biomedical Diagnostics and Environmental Monitoring
the transducer surface, the properties of transducer surface change and due
to the transducing mechanism (such as surface plasmon resonance [SPR]),
the change in the specific parameter (such as minimum transmission at a
specific wavelength, resonance wavelength) is obtained at the detection unit.
Thus, the light from the source interacts with the optical transducer unit and
is collected at the output after undergoing changes in its parameters. The
change in the parameter value specifies the interaction and sensitiveness of
the transducer surface to the analyte.
1.3.4 Detector/Analyzer
After the working of the transducer, the change in the signal is measured by
the detector. These are selected according to the transducer used, for exam-
ple, thermometer for measuring the temperature, ammeter for the measure-
ment of current, voltmeter for the voltage observation, magnetometer for
analyzing the magnetic field, optical power meter for measuring the light
intensity, and so on (Gupta 2006). There are various types of optical detectors
such as spectrometer, optical power meter, photodetector, charge-coupled
device (CCD), fluorometer, etc. Since the present book deals with the opti-
cal sensors, we shall now provide a brief introduction of some of the optical
detectors used in the optical sensors.
1.3.4.1 Spectrometer
Spectrometer is one of the most broadly used detectors in optical sensors.
It is used for the measurement of light intensity for a particular wavelength
range. The spectrometer consists of an entrance slit, collimator, dispers-
ing element (prism or grating), focusing lens, exit slit, and a detector. The
grating-based spectrometer has resolution better than the prism-based spec-
trometer. The grating with few hundred lines per mm is placed at a specified
blaze angle, which decides the operating wavelength range of the spectrom-
eter. For the detector of the spectrometer, usually a CCD linear array with
thousands of pixels is used. These are responsible for the fast processing
of the data. The selection of all the components of a spectrometer such as
entrance slit, diffraction grating, order shorting filter, and the detector coat-
ing strongly affects the performance parameters of the spectrometer such as
spectral range, resolution, sensitivity, and stray light.
the case of sensing applications, it is used for analyzing the output power
through the fiber-optic sensor after transducer recognizes the interaction of
the analyte and the recognition unit (Gupta 2006).
biosensor can be chosen according to the design and substrate of the sensor
probe. Thus, based on the transducer element, biosensors can be broadly
classified into five main types as electrochemical, optical, calorimetric,
mass-sensitive, and light-addressable potentiometric transducer (Patel 2002,
Reyes et al. 2003).