Comparison of Discrete Element Method
Comparison of Discrete Element Method
Comparison of Discrete Element Method
Abdoul Wahaba Ali Moussa1*, Zhou Wei2, Tian Ya3, Ernest Nii Laryea Amartey4
and Ebelia Manda Mvula5
*Correspondence:
Abdoul Wahab Ali Moussa, China University of
Mining and Technology, School of Mines, Xuzhou,
China
tel.:+8615665161618
e-mail: [email protected]
Funding information:
Funding Agency State Key Laboratory of Coal
Resources and Safe Mining, China University of
Mining and Technology.
Grant Number: SKLCRSM001
Acknowledgement:
This research is part of the research plan of the State
Key Laboratory of Coal Resources and Safe Mining,
China University of Mining and Technology
(SKLCRSM23X008).
DOI:
https://doi.org/10.46544/AMS.v28i3.16
© 2023 by the authors. Submitted for possible open-access publication under the terms and conditions
of the Creative Commons Attribution (CC BY) license (http://creativecommons.org/licenses/by/4.0/).
Introduction
Waste dump instability problems have increased steadily worldwide during the last few decades (Hustrulid,
2013;Zevgolis, 2019). With the increased waste generated from open pit mining comes an increased risk of large-
scale stability problems. A large-scale failure of the waste dump slope can be disastrous to the operation and the
personnel working in the mine (Blight, 2008). Consequently, the precise design of the waste dump slope and its
consolidation state has become extremely important, particularly since very small changes in slope consolidation
have large economic consequences such as landslides. In 2013, a dump failure at Basundhara mines of the
Mahanadi Coalfields Limited (MCL), Odisha, took 14 lives and created problems for the mining industry (Behera,
2016). Generally, failure within the unsaturated waste dump material would involve a circular failure surface
(Steiakakis, 2009;Poulsen, 2014). Stability analysis against circular shear failure is typically undertaken using limit
equilibrium methods, and the simplicity of such methods has led to the wide use of the technique (Azarafza, 2021).
If the soil-rock mixture profile is represented with appropriate strengths, limit equilibrium methods with non-
circular failure paths can also be used to study failure paths through the foundation (Chen, 2020). Therefore, the
stability of waste dumps has always been a core issue in the safe production of open-pit mines. The stability of a
waste dump is mainly affected by the mechanical properties of waste materials, inclination and rock soil properties
of the base, dumping technology and dumping height, surface water, and groundwater (Stojadinović, 2013).
Wang summed up the causes of the deformation and settlement of the waste dump slope at the Zaha pit mine
through field investigations and clarified the deformation process and failure mechanism of the waste dump slope
(Wang, 2019). Li calculated the stability of a dump slope with a weak interlayer by numerical simulation and
obtained the failure mode of the dump slope (Li, 2022). Slope stability analysis methods comprise the numerical
simulation method, limit equilibrium method, discrete element method, model testing method, and reliability
analysis method (Bertrand, 2008;Strelec, 2017;Tyulenev, 2018). The limit equilibrium method requires some basic
knowledge of the sliding surface position and ignores the stress-strain relationship of the soil-rock mixture waste
dump slope. The base friction test is the most commonly used model testing method (Cuomo, 2019). It can record
the deformation and failure process of research Open Pit slope and display the redistributed stress state at each
moment. Therefore, the discrete element method and particle flow code (PFC2D) can simulate large deformation
and soil-rock mixture waste dump slope failure. Base friction test is widely used in civil engineering because it is
simple, quick, intuitive, effective, and of a short experimental period (Wang, 2020).
Sarfarazi and Haeri conducted shear tests on gypsum specimens to investigate the effect of factors on the
carrying capacities of discontinuities, such as the number and area of rock bridges on the bearing capacities of
discontinuities (Sarfarazi, 2016). As typical discontinuous and highly heterogeneous material, rocks are seriously
vulnerable to some stress and fail prematurely under chronic cyclic loading and vibrations. Yaylaci M. simulated
the edge and an internal crack problem and an estimation of the stress intensity factor through the finite element
method and the stress intensity factor (Yaylaci, 2022). Yalacia also used both the analytical approach and FEM to
study the continuous and discontinuous contact difficulties of FG materials (Yaylaci, 2022).
Although various research conducted in this area provides insight into the waste dump stability analysis, they
are limited in scope and method. For example, most of the previous research is based on the comparison between
the Finite element method or Limit equilibrium method and does not consider the comparison between the Finite
element method and the Discrete element method of soil-rock mixture slope at different consolidation pressures.
Given this critical gap, this paper aims to investigate the failure mechanism at different consolidation pressures of
the soil-rock mixture and evaluate the stability of the waste dump by using the Geo 5 Limit equilibrium method
and the discrete element method for future optimization of the waste dump slope. Laboratory tests included
consolidation test and direct shear test; the Finite element method (Geo 5) and Discrete element method were used
to analyze the deformation of the waste dump. The internal waste dump slope of Xinjiang Tianchi Energy's South
Open-pit Mine was taken as the research background to provide a reference for the mine to optimise the waste
dump slope, which has essential engineering significance.
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Fig 1. Overview and schematic diagram of south open pit dump (a) South Open Pit Mine Location (b) Mining design in March 2021 (c)
section Inner waste dump
Preparation of soil and rock samples: The soil and rock samples used in this work were acquired from Xinjiang
Tianchi Coal Mine. For this test, the soil and rock have the same chemical properties. The soil was divided into
four different particle sizes, with a maximum particle size of 10 mm. After the soil and rock sampling, samples
were packed in plastic bags (Fig. 2), sealed, and stored in the laboratory for future use.
Preparation of experimental samples: Under conditions of size and shape of the soil-rock mixture, samples
with different ratios of soil and rock were prepared. In the sample preparation process, the weight of soil and rock
was calculated and weighed using an electronic scale. The soil samples with different particle sizes were mixed
and consolidated into a cylindrical shape. The state indexes of soil sample particle composition are shown in Tab.
1.
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Mixing and consolidation of samples: For the preparation of soil and rock samples, according to the
percentage of experimental materials, the weighed content of soil and rock was put in a bowl. Then, a 15% moisture
content was added, after which it was mixed thoroughly to assume uniformity. Finally, the resultant soil-rock
mixture was put into a single rod consolidation mould (A). This experiment adopts a fast consolidation method
(B). As shown in Fig. 3, the consolidation stresses were found by looking at the material's pressure during the
consolidation test. The pressures were C1 (400 KPa), C2 (800 KPa), and C3 (1600 KPa).
Direct shear apparatus was used for the rapid direct shear test in this experiment because the strength
parameters of the soil-rock mixture are completely dependent on the ratio of soil and rock in the shear plane (zone).
The soil and rock were randomly distributed in the sample, and the deformation and shear parameters of the soil-
rock mixture in the same group may vary greatly. Three samples were taken from each group of C1, C2 and C3 for
the direct shear test under the same experimental conditions to ensure reliability and reproducibility. The normal
stress applied to each sample group was 50 KPa, 100 KPa, 150 KPa, and 200 KPa, respectively. Normal stress
was applied to the sample at the beginning of the experiment. The horizontal thrust was applied when the sample
was in a stable state under certain normal stress. The final displacement was recorded during the test when no
displacement occurred for each graded load. Under certain shear stress, the test does not stop until the displacement
decreases continuously. After the test, the normal stress was unloaded first before the horizontal stress. The failure
surface of the soil-rock mixture was cleaned and photographed, as shown in Fig. 4. The test results were processed
and analysed. The average values of cohesion and friction angle for each group of samples were determined, as
shown in Tab. 2.
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e e e
( )dz = dz
t 1 + e 1 + e t (1)
In the formula, t is the compression deformation time, e is the average void ratio of loose materials, and z is
the depth of the soil-rock mixture.
The change in the void ratio in Fig. 5 shows that the original free pores are filled with dense soil particles.
The failure of the soil depends on large shear strength. According to Coulomb's law, the shear strength of soil
mainly comes from two aspects: cohesion and internal friction. However, the strength mechanism of soil with
different properties is also different. For soil-rock mixture, its shear strength mainly comes from the frictional
resistance between particles, which is usually represented by the internal friction angle. Therefore, the shear
strength of the shear surface is:
= C(1 − e)+ tan (2)
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In the formula, φ is the internal friction angle of the soil-rock mixture, τ is the shear strength of KPa and σ the
Normal stress.
The resistance parameters of the soil-rock mixture have obvious validity. Mechanical strength and physical
parameters vary according to consolidation conditions. Many factors affect the mechanical strength of soil-rock
mixture, including the consolidation of a pressurised environment, duration and water content. Therefore, the
Factor of safety of the soil-rock mixture waste dump slope is determined by the cohesion and the internal friction
angle.
The LEM can be combined with the Mohr-Coulomb failure criterion to assess the initiation of the failure waste
dump slope. The profile shape of the waste dump is shown in Fig. 1(c), with a slope height of 180 m and a slope
Angle of 30°. The two-dimensional profiles established beforehand using AutoCAD were imported into Geo 5
software. The corresponding mechanical properties of the soil-rock mixture slope were assigned to each layer
slope, and the inlets and outlets of the slip surface were assumed artificially to carry out calculations to judge the
slope stability. In this approach, the FOS is defined as the shear strength of the soil-rock mixture along the potential
failure zones. However, the LEM is so fast that it can make multiple calculations of FOS, while the Discrete
element method takes a long time to estimate just one FOS.
𝑐𝑏 𝜇
𝐹𝑠 = 𝑐𝑏′ = 𝜇′ (3)
Where cb and μ were the contact strength and friction coefficient, respectively, between particles when the
waste dump slope reached the critical failure state after reduction.
Numerical simulation
Modelling
The discrete element numerical simulation model is generated by many circular or irregular particles with the
characteristics of friction coefficient, stiffness and density. When the distance between particles is less than the
contact trigger condition, the particles generate contact between themselves. The mechanical properties of the
contact particles are determined by the chosen contact model and the parameters of the contact between the
particles (Tian Ya, 2022). The meso parameters in DEM were the parameters of particle-to-particle contact, which
are different from microscopic and macroscopic parameters. The meso parameters of the contact between particles
will eventually be reflected in the macroscopic mechanical properties of the model. The contact of the active state
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within the boundary conditions determines the macroscopic mechanical performance of the numerical simulation
model.
The direct shear test model is used to calibrate the meso parameters between particles, while the slope
numerical model is used to simulate progressive deformation of the waste dump slope failure, as shown in Fig. 6
(a). The minimum particle size in the numerical simulation model was set to 0.2 m, the maximum particle size was
2 m, the internal scale ratio was 8.7×10-3, the direct shear test numerical model height was 60 m, and the width
was 30 m. In the slope numerical model, the bench height was 30 m, and the total height of the model was (160+H)
m.
The stability of the waste dump slope was simulated by PFC 2D. The numerical simulation model is based
on the geometry of the dump section. The two-dimensional profiles of waste dumps established beforehand using
AutoCAD were imported into FPC2D software with a slope angle of 30o and a dump height of 180 m, as shown
in Fig. 6(b). After forming the particle collection, it reached the balance under the self-weight stress. Then, the
excess particles were removed according to the shape of the waste dump slope. On the condition that the computer's
running speed and calculation accuracy were satisfied, about 42,083 particles were generated for the numerical
analysis of the deformation of the waste dump slope model.
The particle flow method was used to analyze the stability of the dump. After the simulation, the reduction
multiple (or gravity increase multiple) of the contact strength and friction coefficient of the particles was the safety
factor of the dump. The displacement vector chart can observe the dynamic failure process of the whole dump and
the shape and position of the final sliding surface.
The strength reduction method was adopted to ensure that the slope was in a stable state at the beginning of
the reduction. According to the stability of the waste dump slope, the reduction coefficient 1.0 was taken as the
initial position, the contact strength and friction coefficient were divided by 0.6 at the same time, and the reduction
coefficient was gradually increased until the waste dump slope was destroyed.
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Fig. 7. The stress-shear strain curves of different confining pressures, (a) 400 KPa, (b) 800 KPa, (c) 1600 KPa, (d) laboratory test and
simulation of stress-strain curves
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Fig. 9 shows the displacement cloud map in the Y-direction. It can be seen that the slope had obvious
characteristics of bedding landslides. From the cloud map of strain increment in the y-direction, it can be found
that the shear strain increment of the weak interlayer was significantly greater than that of the surrounding rock
mass.
According to the distribution of displacement, in comparison to the original state model of the slope, the slope
soil rock mass with large displacement rises. At the same time, the weak layer shear strain concentration also
increases. The weak layer appearance significantly increased the length of the shear stress effect. However, it was
found that high strain values were from the bottom of the weak layer upwards, which gradually spread and
eventually decayed.
Fig. 10 shows the velocity vector diagram. During calculation, the velocity vector in the whole failure of the
soil-rock mixture waste dump slope was very large, with the maximum velocity reaching 1.55 m/s, indicating that
the failure was in the overall sliding stage. It can be seen from the velocity vector graph that the overall velocity
of the failure decreased with a velocity of 7.61×10-5 m /s, indicating that the landslide was stabilised from sliding.
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When the strength reduction method was adopted, the contact strength and friction coefficient of each layer
of soil were reduced simultaneously until the dump was destroyed. When the reduction coefficient was 1.78, the
displacement of the dump particles in the x-direction at different steps is shown in Fig. 11.
This paper used Geo 5 for slope stability analysis; the analysis principle adopted is the limit equilibrium
method. The software comprehensively reflects all the principles and methods of slope stability analysis
(Fellenius-Petterson, Spencer, Janbu, and Bishop), which can better compare the analysis results, comprehensively
evaluate the analysis effect of each method, and accurately determine the best stability coefficient. For the stability
analysis of the special location with weak layer, fault, water content, etc., the section of the special location can be
selected for targeted analysis by the bishop method. The slope stability coefficient of the waste dump is 1.53 under
natural conditions, without considering rainfall conditions or seismic conditions, which conform to the safety
standard. The location of the corresponding failure surface of the soil-rock mixture slope is shown in Fig. 12.
Fig. 12. Waste dump slope stability analysis by Geo 5 section scale (m)
The issue of convenient guidance for comparing Geo 5 and PFC2D slope stability analysis in the presented
paper is important because of the need for widespread use. New challenges like this, which are related to slope
stability methods (Meng, 2018) or the development of areas of man-made soils (Alkema, 2011), require ongoing
discussion in search of optimal solutions that can be quickly applied in the evaluation of safety slope along with
scientific research and engineering practice (Duncan, 2000).
It is also important to discuss the numerical simulation method used in this paper, which could have an impact
on the safety factor result. The c-ϕ reduction method is also implemented in software other than Geo 5, which also
uses the Finite Element Method or methods such as the distinct element method and finite difference method
(Plaxis, FLAC, UDEC, PFC, and Midas). In certain extremely complex situations, performing calculations using
two or more methods and comparing the results may be helpful. Furthermore, at different phases of the
identification of geological structures, the outcomes of computations made with different techniques can be applied
(e.g. initial slope stability calculations, stability calculations of individual smaller slope portions, stability
calculations of the full slope model). One instance of such an approach can be found in the research article on
numerical modelling of slope mining in China and worldwide (Zheng, 2022). As numerous studies have
demonstrated, analytical approaches can also provide accurate slope stability analysis results in some situations
involving slope stability analysis (such as slopes with typical geological characteristics) (Matthews, 2014).
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Geotechnical methods are one of the most frequently proposed methods for investigating the stability analysis
of waste dump slope which are proposed in the presented calculation scheme. However, the geotechnical engineer
should remain prudent when using these tools, as they have their own flaws and "imperfections". For example,
(Geertsema, 2006) suggests that thin, weak consolidation layers may trigger landslides. In the case of waste dump
slopes, such layers may be responsible for the emergence of predisposed slip surfaces, as presented in the current
paper or in (Gupta, 2021). The particle flow simulation of the multi-layer dumping site shows that the instability
failure of the dumping site presents a progressive failure. For Multi-layer dumping sites, the safety factors
calculated by the particle flow method were quite different from those obtained by the Bishop method. The reason
was that the numerical simulation slope model considers the particle contact characteristics of each soil layer to
analyse the safety factor of the waste dump slope.
Further work is required to use the PFC3D dimension to study the deformation of the waste dump slope for
the optimization of the mine.
Conclusion
The particle flow code 2D (PFC2D) method and the finite element method (Geo 5) were used to analyze the
multi-layer waste dump slope stability. The following conclusions were drawn: (1) With the increase of
consolidation pressure of soil-rock mixture and contact strength (i.e., viscous waste dump slope), the failure form
of the waste dump slope gradually changed to brittle failure. The specific failure form was tensile at the top, shear
at the middle, and compressed at the bottom. (2) The safety factor of the waste dump obtained using the discrete
element method was higher than the factor of safety given by the simplified Bishop method, which used the method
of slices to discretize the soil mass. The waste dump slope was stable both in Geo 5 and PFC2D. (3) The
relationship between the cohesion and the consolidation pressure of the soil-rock mixture implies that the cohesion
increased exponentially with the consolidation pressure. (4) Based on the stability coefficient of the dumping
schemes in the dynamic dumping process, the waste dump discharges layer by layer from the bottom to the upper
layer. The dangerous sliding surface is mainly concentrated on the surface of the dump slope. Therefore, in the
process of dynamic dumping, attention should be paid to the deformation, settlement, and even slip of surface
slope.
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