Advisory-Circular-21-05-Limited-Category-Aircraft-Certification Classnotes
Advisory-Circular-21-05-Limited-Category-Aircraft-Certification Classnotes
Advisory-Circular-21-05-Limited-Category-Aircraft-Certification Classnotes
AC 21-05 v2.2
Advisory circulars are intended to provide advice and guidance to illustrate a means, but not necessarily the only
means, of complying with the Regulations, or to explain certain regulatory requirements by providing informative,
interpretative and explanatory material.
Advisory circulars should always be read in conjunction with the relevant regulations.
Audience
This Advisory Circular (AC) applies to:
Purpose
This AC explains the process for certifying a limited category aircraft under Subpart 21.H of the
Civil Aviation Safety Regulations 1998 (CASR).
This AC also provides information for owners of warbird, historic and replica aircraft about the
requirements related to restoring and modifying the aircraft for the purpose of obtaining a
Certificate of Airworthiness (CofA).
Unless specified otherwise, all subregulations, regulations, Divisions, Subparts and Parts
referenced in this AC are references to the Civil Aviation Safety Regulations 1998 (CASR).
Status
This version of the AC is approved by the Manager, Airworthiness and Engineering.
Note: Changes made in the current version are not annotated. The document should be read in full.
v2.0 January This is a comprehensive rewrite of the original AC. The AC has been
2017 amended to explain the changes that have been brought about by the
introduction of Part 132 of CASR.
Contents
1 Reference material 5
1.1 Acronyms 5
1.2 Definitions 5
1.3 References 7
1.4 Forms 9
2 Introduction 10
2.1 CASA liability 10
2.2 Overview 10
2.3 General information 11
2.4 Prescribed purposes 11
2.5 Discussion of administering authority 12
3 The certification process 13
3.1 Eligibility 13
3.2 Airframe life 13
3.3 Time-expired aeronautical products (components) 14
3.4 Modifications 15
3.5 Restoration 15
3.6 Restoration by the owner 16
3.7 Documentation 17
3.8 Registration and marking 17
4 Application for the limited category CofA 18
4.1 Overview 18
4.2 Aircraft inspection 18
4.3 Maintenance release 19
4.4 Pilot qualifications 20
5 Issue of the limited category CofA 21
5.1 Overview 21
5.2 Duration 21
5.3 Cancellation/suspension 21
5.4 Surrender 21
6 Associated matters 22
6.1 Noise certification 22
1 Reference material
1.1 Acronyms
The acronyms and abbreviations used in this AC are listed in the table below.
Acronym Description
AC advisory circular
AD airworthiness directive
1.2 Definitions
Terms that have specific meaning within this AC are defined in the table below. Where
definitions from the civil aviation legislation have been reproduced for ease of reference, these
are identified by 'grey shading'. Should there be a discrepancy between a definition given in this
AC and the civil aviation legislation, the definition in the legislation prevails.
Term Definition
Administering authority For a limited category aircraft means:
(a) a limited category organisation in relation to the aircraft; or
(b) if there is no limited category organisation in relation to the aircraft,
CASA.
Term Definition
Appointed person (1) A person who is appointed, in writing, by an administering authority to
assess an application and issue a special CofA on the authority's behalf.
The appointed person may also apply a permit index number to an aircraft
and place any conditions on a special certificate of airworthiness in
accordance with the approved procedures set out in the administering
authority's exposition
(2) A person who has been approved by the administering authority in
accordance with regulation 132.185 for the purpose of assessing a
warbird that has:
• exceeded its approved airframe life
• exceeded the service life limit of a safety critical component of the
aircraft; or
• had a major modification made to it that is not an approved
modification.
Approved airframe life the airframe life stated in the most recent of the following:
a. the aircraft’s approved design;
b. a variation (if any) of the airframe life by the national aviation
authority of the country of the aircraft’s manufacture;
c. if the aircraft is an ex armed forces aircraft—a variation (if any) of
the airframe life by the armed force that operated the aircraft or
for which the aircraft was manufactured;
d. a certificate (if any) stating an airframe life for the aircraft’s
airframe given by the administering authority for the aircraft.
Note: Airframe life may be expressed in a number of ways, including the
amount of operating time, the number of operating cycles or a
calendar period.
Approved modification A modification to an aircraft that has been approved (however described)
by any of the following:
• the aircraft’s manufacturer
• the administering authority
• the NAA of a foreign country under a law of the foreign country
• if the aircraft is an ex-armed forces aircraft—an armed force that
operated the aircraft or for which the aircraft was manufactured
Authorised person A person who has been authorised by CASA to perform certain functions
on behalf of CASA. An authorised person will have been authorised by
means of a CASA Instrument of Authorisation under regulation 6 of Civil
Aviation Regulation 1988 (CAR) or regulation 201.001.
Ex-armed forces aircraft Either:
a. a version of an aircraft that has been manufactured in
accordance with the requirements of, and accepted for use by, an
armed force of any country (whether or not it has been used by
such a force)
or
b. a particular aircraft:
i to which paragraph (a) does not apply; and
ii that has been operated by an armed force of any country
Term Definition
Historic aircraft Can be any of the following:
a. an aircraft that was manufactured before 1 January 1960
or
b. an Australian manufactured aircraft of a type that is no longer
being manufactured
or
c. a replica of an aircraft mentioned in paragraph (a) or (b)
or
d. an aircraft prescribed by the Part 132 Manual of Standards for
this paragraph.
Maintenance release CASA Form 918. The requirements for a maintenance release are set out
in Division 9 of CAR and Civil Aviation Order (CAO) 100.5.
Replica aircraft For the purpose of Part 132 and paragraph 21.189 (3) (f), an aircraft is a
replica aircraft if it is built to the same proportions as the original aircraft
and its design and construction is based on the original design standards
and construction methods. This does not preclude the use of substitute
engines or materials if required in the interest of improved safety, or if
original engines or materials are no longer procurable.
Warbird Ex-armed forces aircraft are commonly referred to as warbirds and for
reader convenience, where the term warbird is used in this AC, it refers to
an ex-armed forces aircraft.
Weight control officer A person who has been issued an authorisation under paragraph 33B (1)
(e) of CAR.
1.3 References
Legislation
Legislation is available on the Federal Register of Legislation https://www.legislation.gov.au/
Document Title
the Act Civil Aviation Act 1988
Regulation 21.189 Special certificate of airworthiness for limited category aircraft
Regulation 21.191 Experimental certificates
Part 45 Display of nationality and registration marks and aircraft registration
identification plates
Document Title
Part 47 Registration of aircraft and related matters
Advisory material
CASA's advisory materials are available at https://www.casa.gov.au/publications-and-resources/guidance-materials
Document Title
Document Title
Annex 8, Airworthiness of Aircraft to the Convention on
International Civil Aviation (the Chicago Convention).
General information about warbirds CASA Warbirds web page
1.4 Forms
CASA’s forms are available at http://www.casa.gov.au/forms
2 Introduction
For reader convenience, the terms 'limited certificate' and 'limited category aircraft' will be used throughout this
document when referring to a special certificate of airworthiness in the limited category or an aircraft that is certified in
the limited category, respectively.
2.2 Overview
2.2.1 Civil aircraft are designed in accordance with certification standards and criteria that
have been developed by civil authorities with the focus being on safety and reliability.
The guiding document is Annex 8, Airworthiness of Aircraft to the Convention on
International Civil Aviation (the Chicago Convention).
2.2.2 Aircraft produced for the armed forces are normally designed to meet specific military
operational specifications and the design standards used to achieve these requirements
are generally not known to civil authorities.
2.2.3 In order to safely manage these unknowns, CASA has made provision for military
aircraft to continue in civil use once their military life has ended by operating under a
limited certificate. The aircraft in civil use may be subject to a range of safety based
operational restrictions. These restrictions are framed to ensure that risks to the general
public are minimised. The conditions and operational limitations are set out in the
regulations (see Part 132).
2.2.4 Any aircraft which does not have a standard Certificate of Airworthiness (CofA) cannot
be operated unless it has been issued with a special flight permit or a special CofA,
such as a limited certificate.
2.2.5 Regulation 21.189 allows an administering authority to issue a limited certificate for an
aircraft that is:
− an ex-armed forces aircraft
− a historic or replica aircraft
− an aircraft that meets the airworthiness requirements for the issue of a standard
CofA, except for any requirements that the administering authority considers to be
inappropriate for the special purpose operation for which the aircraft is to be used.
2.2.6 The limited certificate allows operation of such aircraft for one or more of the special
purpose operations that are set out in subregulation 21.189 (3), and listed for
convenience in section 2.4.
2.4.2 In addition to one or more of the special purposes that may be listed on a limited
certificate via its annex, Part 132 also permits a range of authorised operations.1
1
For further information, refer to Advisory Circular (AC) 132-01.
3.1 Eligibility
3.1.1 The basic eligibility requirement for certification of an aircraft in the limited category is
that it is one of a type that has, at some stage, undergone a formal airworthiness
acceptance process by either a civil or a military authority.
3.1.2 If the aircraft type is of military origin, then it must have been produced in accordance
with the requirements of, and accepted by, an armed force of any nation. It is not a
requirement that an aircraft had been put into service having passed through the
development, flight testing and acceptance stages. It is possible for an aircraft to be
made redundant by changed requirements or circumstances after acceptance, but
before it entered service.
3.1.3 If the aircraft is of civil origin, then the administering authority must be satisfied that the
aircraft meets the airworthiness requirements (present or past) applicable to an aircraft
for which a standard CofA has been issued. Except for any requirements that are
inappropriate for the special purpose for which the aircraft is to be used.
3.1.4 Examples of aircraft that could be eligible to operate in the limited category are:
− ex-military aircraft (e.g. Hawker Hunter, Sabre, MIG-17, MIG-21, T-28, Winjeel,
Harvard, Spitfire, Kittyhawk, B-17, C-47)
− historic aircraft of civil origin (e.g. Comper Swift, Yakovlev Yak 18T)
− replica aircraft (e.g. Me-109 replica; the Southern Cross replica)
3.1.5 Aircraft designed specifically for research or experimental purposes (e.g. the Avro 707
series) or prototype aircraft are not eligible for certification in the limited category.
However, they may be eligible for an experimental certificate under
subregulation 21.191 (i) private operations of a prototype aircraft.
3.1.6 A warbird, historic or replica aircraft will be issued with a limited certificate if the
administering authority is satisfied that the aircraft can be reasonably expected to
operate at an acceptable level of safety if flown in accordance with any limitations or
conditions that the administering authority may place upon the aircraft's limited
certificate. The conditions could be:
− speed restrictions
− reduced maximum take-off weight (MTOW)
− reduced passenger numbers
− aerobatic limitations
− geographic restrictions.
− an aircraft that has been constructed using major assemblies from a number of
donor aircraft
− an aircraft that has been restored from ‘basket case’ condition and includes many
new major parts that have been manufactured in the course of maintenance, and in
some cases, by reverse engineering.
3.2.2 If an ex-armed forces aircraft has exceeded its approved airframe life, or if its airframe
life status is unable to be determined, it will still be eligible for a limited certificate if an
appointed person authorised by the administering authority has assessed the aircraft
and determined that it can be safely flown beyond the approved airframe life. This
determination is subject to any conditions that the engineer may specify for the aircraft
(i.e. weight, speed, aerobatics or G-loadings). The assessing engineer may also specify
additional inspections and maintenance requirements, and may place a limitation on the
further use of the aircraft in terms of total flight hours, landing cycles or engine starts.
3.2.3 For the purposes of adventure flights, the appointed person may approve a new
airframe life either during initial issue of a limited certificate or at a later time.
2
Refer to the Part 132 Manual of Standards (MOS).
3
In accordance with paragraph 132.175 (1) (d).
3.4 Modifications
3.4.1 If modifications have been made to a limited category aircraft, the modifications do not
require approval for the purpose of issuing a limited certificate. However, it is a
requirement that the person issuing the certificate must be satisfied that the aircraft can
reasonably be expected to be safe when it is operated under the conditions limiting its
intended use.4
3.4.2 Major modifications that are not covered by approved data should be assessed by the
person issuing the certificate. They will make a determination as to whether any
conditions or limitations should be imposed on the aircraft’s limited certificate.
Note: If a limited category aircraft has a major modification that is not covered by approved data, then it will be
subject to operational restrictions under Part 132.
3.4.3 Changes to a limited category aircraft, such as modifications and repairs that meet the
definition of a major modification (see section 1.2) for which there is no approved data,
must be assessed by an administering authority if the aircraft is to be operated for
adventure flights5 or over a populous area.6
3.4.4 The aircraft may have conditions applied to the limited certificate if the assessing
person feels that the modification may have a negative effect on the safety or
performance of the aircraft. This means that a warbird that was originally powered by an
engine that is no longer available, may be fitted with a substitute engine without penalty,
if the modification does not adversely affect the aircraft’s:
− performance
− safety
− reliability
− structural integrity
− weight and balance.
3.4.5 In all cases, the final decision of whether or not to issue a limited certificate will rest with
the administering authority. It is in the owner’s interest to ensure that any engineering
analysis is sufficiently comprehensive to assist the administering authority to arrive at a
decision as to whether or not to issue a certificate. During assessment, the
administering authority will either:
− issue a certificate with appropriate conditions attached
− refuse to issue a certificate
or
− request further engineering analysis.
3.5 Restoration
3.5.1 Restoration in this context means the work required to allow the aircraft to:
− be operated in accordance with the Flight Manual/pilot’s notes
4
In accordance with paragraph 21.189(1)(c).
5
In accordance with regulation 132.105.
6
In accordance with paragraph 132.075 (8) (c).
3.6.3 Warbird, historic or replica aircraft owners who have purchased an aircraft with the
intention of doing some or all of the restoration work themselves should ensure that
7
Refer to subregulation 43 (9) of the Civil Aviation Regulations 1988 (CAR).
8
In accordance with subsection 20AB (2) of the Act.
3.7 Documentation
3.7.1 When carrying out a restoration project on a WHR aircraft, it is important that the
restorer makes comprehensive records of the work including details of each
maintenance task carried out, the maintenance data used, materials used and any other
information which will assist the person issuing the limited certificate and permit index
number. Photographs should be used wherever possible, particularly for recording work
that will not be easily visible when the aircraft is completed. A poorly documented
restoration will result in a more restrictive permit index number.
9
Refer to Parts 45 and 47.
4.1 Overview
4.1.1 Application should be made to the administering authority, details of which can be found
at the CASA Warbirds web page.
4.1.2 The following documents should accompany the application form:
− a written statement that establishes the purposes for which the aircraft is to be
used. This should include details of aircraft basing, areas of operation, approximate
hours per year, intentions for passenger carriage/payment
− sufficient data to identify the aircraft (e.g. photographs, three-view drawings)
− a maintenance schedule for the aircraft that adequately provides for the continuing
airworthiness of the aircraft.
4.1.3 Depending on the size, condition, age and complexity of the aircraft involved, and the
purposes for which the limited certificate is being sought, the administering authority
may require other documentation to be provided in support of the application (e.g. the
completed restoration schedule worksheets, airframe life substantiation).
4.2.4 The aircraft should be complete and ready to fly, except that cowlings, fairings and
panels may be opened for the inspection. The aircraft should have completed the:
4.2.6 The aircraft may be taxied, and carry out high-speed runs (if required) on a runway prior
to the experimental certificate being issued. However, it is illegal for the aircraft to lift off
from the runway under these conditions unless it has been issued with a CofA and has
a valid maintenance release.
4.2.7 The scope of the inspection is limited to ensuring:
− the aircraft is registered and marked in accordance with requirements discussed in
section 3.8
− the completion of the relevant inspection requirements, as described in this AC
− the aircraft has been weighed and the weight and balance data has been compiled
under the supervision of a weight control officer
− the engine(s) and flight controls operate correctly
− the pitot-static system and associated instruments operate correctly
− all applicable Australian ADs have been complied with
− all maintenance has been properly certified by appropriately qualified persons.
4.2.8 If the appointed person deems flight testing to be necessary, an experimental certificate
issued in accordance with subregulation 21.191 (b) will be required before the aircraft
can be test flown.12
10
In accordance with subregulation 43 (6) of CAR.
11
In accordance with paragraph 139 (1) (c) of CAR.
12
For further information, refer to AC 21-10 and 21-47.
13
In accordance with paragraph 139 (1) (c) of CAR.
14
For further information on the issue and use of a maintenance release, refer to CAAP 43-1.
15
Details of required ratings can be found in Legislative Instrument - CASR 1998 - Prescription of aircraft
and ratings - CASR Part 61.
5.1 Overview
5.1.1 After final document checks are completed, and the appointed person is satisfied that
the aircraft is in a safe condition for the intended operations, the appointed person will
complete the outstanding sections of the application form, and then issue a limited
certificate, together with an annex detailing the limitations associated with long-term
operation of the aircraft.
5.1.2 The range of conditions/limitations that may be selectively applied to the limited
certificate include:
− the standard operating limitations listed at Appendix B – (a) to (f)
− the additional operating limitations – numbers (g) to (p).
Note: Nothing precludes the appointed person adding further conditions/limitations as they see fit to minimise
risks to other airspace users and persons on the ground or water.
5.1.3 The geographical operating limitations are based on the permit index.16
5.2 Duration
5.2.1 The limited certificate would normally be issued without an expiry date, meaning that it
remains in force until cancelled, or until the aircraft ceases to be registered, whichever
occurs first.
5.3 Cancellation/suspension
5.3.1 CASA has the power to suspend or cancel a limited certificate if CASA considers that
the action is warranted in the interests of safety.
5.3.2 A suspended certificate will be reinstated on a date prescribed by CASA or when any
required rectification action is completed.
5.3.3 If the limited certificate has been cancelled, either on safety grounds or because the
aircraft ceases to be on the Australian register, then a new certificate would have to be
applied for. There is no provision for a ‘reissue’ in the regulations.
5.4 Surrender
5.4.1 If a limited certificate is suspended or cancelled, the holder of the certificate must
surrender it to CASA on written request from CASA.17
16
For further information on permit indexes, refer to AC 21-25.
17
In accordance with regulation 21.195B.
6 Associated matters
18
Aircraft noise certification is administered by Airservices Australia and further information may be
obtained on the Airservices Australia website. Refer to Appendix A for contact details.
Australian Customs
Website: www.customs.gov.au
Email [email protected]
Phone: 1300 363 263
Airservices Australia
Website: http://www.airservicesaustralia.com/services/aircraft-noise-certification/
Email: [email protected]
Standard Limitations
a. All operations in this aircraft must be carried out in accordance with the limitations and
special requirements that are set out in this appendix.
b. Operation of this aircraft is limited to the following purposes:
................................................................................................................................
..............................................................................................................................
and those authorised operations mentioned in regulation 132.055.
c. If the aircraft has a permit index of 0:
− this aircraft has a permit index of 0: No restrictions apply to flights over populous
areas
− if the aircraft has a permit index number of one 1:
o this aircraft has a permit index of 1 and must not be flown over a populous area
except for taking off and landing at aerodromes not described in Part 132 MOS
as being unsuitable for permit 1 operation.
o flights over populous areas other than for taking off or landing in accordance
with subregulation 132.075 (4) must approved in writing by an administering
authority.
or
− if the aircraft has a permit index of 2:
o this aircraft has a permit index of 2 and must not be flown over a populous area
unless approved in writing by CASA
or
− if the aircraft has a permit index of 3:
o this aircraft has a permit index of 3 and is prohibited from flying over a
populous area
additionally:
− if the aircraft has a permit index other than 0:
o when operating instrument flight rules and/or in controlled airspace, the pilot-in-
command of this aircraft must notify Air Traffic Control of the limited category
nature of this aircraft and of the restrictions that apply to flights over populous
areas.
d. No person may operate this aircraft unless the CofA and its annex are available to the
pilot and the pilot has familiarized themselves with the limitations and restrictions that
apply to operations in this aircraft.
e. If the aircraft is not equipped and certified for night operations the aircraft must be flown
only by day.
f. If the aircraft is not equipped and certified for instrument flight the aircraft must be flown
under visual flight rules only.
h. The aircraft may only conduct the following aerobatic flight manoeuvres:
i. A parachute must be worn for.................. (flights/hours/operations)
j. The aircraft may only be flown by..........…………………............ (name of pilot).
k. The following restrictions are applied:
………………………………................. (speeds)
................………………………………. (weights)
…………………………………………... (altitudes)
..............………………………………... (attitudes)
............………………..………………... (load factors)
.....……………………..………….......... (CG limitations)