Williamson Origins WWI
Williamson Origins WWI
Williamson Origins WWI
1 The most perceptive recent study is James Joll, The Origins of the First World War (New
York, 1984). For a survey of the issues, see Williamson, The Origins of a Tragedy: July
1914 (Arlington Heights, Ill., 1981). See also Steven E. Miller (ed.), Military Strategy and
the Origins of the First World War: An International Security Reader (Princeton, 198s).
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Streitschrift (Hamburg, 1983). Among his students, see Imanuel Geiss (ed.), ]ulikrise und
Kriegsausbruch 1914: Eine Dokumentensammlung (Hannover, 1963-64), 2v, and his English
selection of documents, July 1914: The Outbreak of the First World War: Selected Documents
(New York, 1967). Sidney B. Fay, The Origins of the World War (New York, 1928), 2v;
Luigi Albertini, The Origins of the War of 1914 (London, 1952-57), 3v.
3 Published by the Austrian Academy of Sciences and edited by Adam Wandruszka and
Peter Urbanitsch, the series on Die Habsburgermonarchie, 1848-1918 has volumes on the
economy, nationalities, administration, and religion; one on the army will appear soon.
J6zsef Galantai, Die Osterreichisch-Ungarische Monarchie und der Weltkrieg (Budapest, 1979);
Istvan Di6szegi, Hungarians in the Ballhausplatz: Studies on the Austro-Hungarian Common
Foreign Policy (Budapest, 1983). For a recent East German view, see Willibald Gutsche,
Sarajevo 1914: Vom Attentat zum Weltkrieg (Berlin, 1984). For Western scholarship, see
Francis Roy Bridge, From Sadowa to Sarajevo: The Foreign Policy of Austria-Hungary, 18661918 (London, 1972);john D. Treadway, The Falcon and the Eagle: Montenegro and AustriaHungary (West Lafayette, Ind., 1982); Norman Stone, The Eastern Front, 1914-1917 (London, 1975); Richard Crampton, The Hollow Detente: Anglo-German Relations in the Balkans,
1911-1914 (London, 1979). See also Williamson, "Vienna and July 1914: The Origins of
the Great War Once More," in Peter Pastor and Williamson (eds.), Essays on World War I:
Origins and Prisoners of War (New York, 1983), 9-36. E. Willis Brooks has brought the
following recent Russian titles to my attention: Iurii Alekseevich Pisarev, Velikie derzhavy
i Balkany nakanune pervoi mirovoi voiny [The Great Powers and the Balkans on the Eve oftht
First World War] (Moscow, 1985); Andrei Sergeevich Avetian, Russko-germanskie diplomaticheskie otnosheniia nakanune pervoi mirovoi voiny, 191o-1914 [Russo-German Diplomatic Relations on the Eve of the First World War, 191o-1914] (Moscow, 1985).
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2.2.8
of the Russian embassy in London, was the source of Berlin's information; see Fischer,
Krieg, 6Jl-635
5 John F. V. Keiger, France and the Origins of the First World War (London, 1983); Gerd
Krumeich (trans. Marion Berghahn), Armaments and Politics in France on the Eve of the First
World War: The Introduction of Three-Year Conscription, t9t3-t9t4 (Dover, N.H., 1984);
Jack Snyder, The Ideology of the Offensive: Military Decision Making and the Disasters of t9t4
(Ithaca, 1984); Thomas Hayes Conner, "Parliament and the Making of Foreign Policy:
France under the Third Republic, 1875-1914,'' unpub. Ph.D. diss. (Chapel Hill, 1983).
6 Vladimir Dedijer, The Road to Sarajevo (New York, 1966), 385-388; Barbara Jelavich,
History of the Balkans (Cambridge, 1983), II, 106-112; Hans Obersberger, Oste"eich
zwischen Russ/and und Serbien (Koln, 1958); Andrew Rossos, Russia and the Balkans: InterBalkan Rivalries and Russian Foreign Policy, t908-t9t4 (Toronto, 1981). Publication of the
Serbian diplomatic documents, now in progress, will facilitate a study of Serbo-Russian
relations before 1914.
2.2.9
:ZJO
:ZJI
232
233
(Princeton, 1975).
17 Little has been written about the two provinces, but the following books are helpful:
Peter F. Sugar, Industrialization of Bosnia-Hercegovina, 1878-1918 (Seattle, 1963); Robert J.
Donia, Islam under the Double Eagle: The Muslims of Bosnia and Hercegovina, 1878-1914
(New York, 1981).
18 Keiger, France; Fischer, Krieg; Bosworth, Italy and the Approach; Steiner, Britain, treat
the issue of nationalism. For Russian attitudes, see Dominic C. B. Lieven, Russia and the
Origins ofthe First World War (New York, 1983).
234
among the Ruthenians in Galicia and Bukovina. Although panSlavic propaganda did not match the intensity of the challenge
posed by the South Slav demands, Russia's subvention of panSlavism provided still one more reason for Vienna to distrust its
northern neighbor. 19
The Habsburgs' most dangerous threat from nationalism lay
along its southern border. The victorious Balkan states stimulated
a new self-confidence among the monarchy's South Slav citizens.
Serbian and Croatian political leaders talked openly of greater
Yugoslavian unity. In Croatia political violence intensified. The
Balkan wars not only revolutionized the geographical situation;
they also revived and accentuated feelings of South Slav unity. 20
Vienna held Serbia directly (and the Russians less directly)
responsible for much of the mounting friction. Their annoyance,
indeed anger, had basis in fact. After the 1908-09 Bosnian crisis,
Belgrade, in spite of commitments to the contrary, developed a
propaganda machine to inculcate the ideals of Yugoslavian unity
(under Serbian leadership) among the Slavs living in the Habsburg
realms. Political cells like the Narodna Odbrana served as instruments for political activity. 21
Far more dangerous, however, was a secret organization
known as the Black Hand, a group of Serbian military and political figures sworn to a violent solution to the South Slav problem.
Although Habsburg intelligence was aware of the Black Hand, it
never fully appreciated the strength of its commitment to the use
of violence. Among the members, none was more sinister than
Dragutin Dimitrijevic (known as Apis), who participated in the
1903 murder of King Alexander of the Obrenovic dynasty. By
1912, Apis had become chief of Serbian military intelligence.
Although it is unlikely that the exact details will ever be established, Apis played a major part in the plot against Franz Ferdinand. In his plans for the assassination, Apis and his associates
exploited the nationalism of young students and the inability of
19 Two excellent recent studies are Raymond Pearson, National Minorities in Eastern
Europe, 1848-1945 (London, 1983); Wandruszka and Urbanitsch (eds.), Die Volker des
Reiches (Vienna, 1980), 2.v. See also Robert A. Kann and Zdenek V. David, The Peoples
of the Eastern Habsburg Lands, 1526--1918 (Seattle, 1984).
2.0 Jelavich, History, II, 79-112.; Dedijer, Road, 16o-2.84; Ivo Banac, The National Question
in Yugoslavia: Origins, History, Politics (Ithaca, 1984).
2.1 Dedijer, Road, 2.61-2.84. See also Friedrich Wiirthle, Die Spur fohrt nach Be/grad: Die
Hintergriinde des Dramas von Sarajevo 1914 (Vienna, 1975).
235
the Pasic government to control the Black Hand. Serbia's sponsorship of South Slav agitation inside the Habsburg monarchy
posed threats of an immediate and practical nature for the Habsburg leadership. For Vienna, Serbia represented the twin issues
of state security and state survival.
The decay in the effectiveness of the political structures of
the Habsburg, Hohenzollern, and Romanov regimes is noted as
a final long-term cause of the war. After 1911, demands for
constitutional change in Prussia increased, the growth of the socialist party frightened the established elites, and Kaiser Wilhelm II's
ineffectiveness were matters of public comment. Certainly Chancellor Theobald von Bethmann Hollweg and his associates feared
for the future of the existing political order. Much the same could
be said of Russia where the abortive revolt of 1905 had already
revealed the weaknesses of the czar's regime.
The future of Austria-Hungary after the death of Franz Joseph, an octogenarian, was already a matter of international speculation. In Vienna and Budapest, linked by a common monarch,
common army, and common foreign policy, the blows of the
Balkan wars and the prospect of Franz Ferdinand as ruler worried
many. Yet the archduke desperately wanted the dynasty to survive, and he thought a pro-Russian foreign policy would help
him achieve that goal. A force for peace during the Balkan wars,
Franz Ferdinand had supported Berchtold's policy of militant
diplomacy, but not militant action, against Conrad, his own protege. The archduke's death removed a force for peace and provided the pretext for decisions in Vienna that launched the third
Balkan war. Within these parameters, the decisions during late
June and early July 1914 are critical.22
On internal pressures and the causes of war, see Arno J. Mayer, The Persistence of the
Old Regime: Europe to the Great War (New York, 1981), 2.75-32.9. See also Joll, Origins,
92.-12.2.. On Germany, see Fischer, Krieg, 2.89-32.3, 663-738; David Kaiser, "Germany and
the Origins of the First World War," Journal of Modern History, LV (1983), 442.-474; Konrad
Jarausch, The Enigmatic Chancellor: Bethmann Hollweg and the Hubris of Imperial Germany
(New Haven, 1973), 153-170. On Russia, see Lieven, Russia, 139-151. On AustriaHungary, see the period piece, Henry Wickham Steed, The Hapsburg Monarchy (London,
1914, 2.nd ed.); Arthur J. May, The Hapsburg Monarchy, 1867-1914 (Cambridge, Mass.,
1951);joachim Remak, "The Healthy Invalid: How Doomed Was the Habsburg Empire?"
Journal of Modern History, XLI (1969), 12.7-143; idem, "1914: The Origins of the Third
Balkan War Reconsidered," ibid., XLII (1971); Robert A. Kann, Erzherzog Franz Ferdinand
Studien (Vienna, 1976), 15-2.5; Williamson, "Influence, Power, and the Policy Process:
The Case of Franz Ferdinand," The Historical Journal, XVII (1974), 417-434.
2.2.
236
See also Potiorek's separate reports to the military leadership in Nachlass Potiorek, Kriegsarchiv, Vienna.
237
that the Habsburg civilian and military leadership wanted to punish Belgrade for the deaths at Sarajevo. No pressure from Berlin
was required for Vienna to reach that decision. 25
The second step in the July crisis was Berlin's decision to
support Habsburg military action against Belgrade. Kaiser Wilhelm II genuinely grieved over the Sarajevo victims and wanted
action against Serbia, as did Chancellor Bethmann Hollweg. Thus
both men proved receptive to the Hoyos mission in which Vienna
asked for assurances of German support and indicated its plan to
take radical action against Serbia. On July 5 and 6 Berlin gave
Vienna the backing it sought. In contrast to its earlier hesitations
during the Balkan wars, this time Berlin supported Vienna's desire
to act. Thus, by July 6 Berchtold had assurances from Berlin and,
he hoped, a deterrent against possible Russian intervention. 26
Why did the German leaders endorse Austro-Hungarian action against Serbia? Alliance loyalties, personal feelings, and Bethmann Hollweg's desire for an assertive German policy are among
the traditional explanations. To these reasons have been added
Germany's desire to intimidate the Triple Entente and to end
Serbian affronts against its Habsburg ally. The German decision
had many fateful consequences.
Vienna probably would not have gone to war without Berlin's assurances of support. However, the unilateral and provocative measures taken by Vienna during the Balkan wars, often
with scant German knowledge, suggest that Berchtold and Conrad might well have staged some kind of military action (for
example, a border incident or alleged bombardment of a Habsburg town) without a firm German guarantee. In any event, in
25 On the investigation in Sarajevo, see Wiirthle, Spur, and idem, Dokumente zum Sarajevoprozess: Ein Quellenbericht (Vienna, 1978). For one indication ofFranzJoseph's thinking,
see Heinrich von Tschirschky to Bethmann Hollweg, 2 July 1914, in Max Montgelas and
Walther Schiicking (eds.), Outbreak of the World War: German Documents Collected by Karl
Kautsky (New York, 1924) (hereafter Kautsky Documents), no. 11; Kann, Kaiser Franz
Joseph und der Ausbruch des Weltkrieges (Vienna, 1971). On Tisza see Galantai, Weltkrieg,
251-278; Gabor Vermes, IJtvan Tisza: The Liberal Vision and Conservative Statecraft of a
Magyar Nationalist (New York, 1985), and Burian's diary entries for 7-14 July 1914, in
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239
July 1914 Austria-Hungary wanted action against Serbia; the Germans certainly did not discourage it; and they soon found themselves pulled into the crisis. 27
Even though Vienna had obtained Berlin's pledge of support
against Serbia by July 6, more than two weeks elapsed before the
ultimatum was presented to Belgrade on July 23. A major factor
explaining this delay lies in the organization of the Habsburg
military. Early in his tenure as chief of staff, Conrad instituted a
policy of "harvest" leaves to appease the monarchy's agrarian
interests. This policy allowed soldiers to go home to help in the
fields and then return to their duty stations for the annual summer
maneuvers. In the days after Sarajevo, sizable numbers of Habsburg soldiers were scattered over the empire on harvest leave.
Cancellation of the leaves would have alerted Europe to the impending military action, disrupted farm production, and risked
confusion concerning the railway's mobilization plans. Conrad
therefore decided to let the current leaves run their normal course,
but to cancel any new harvest leaves. As a result, most of those
leaves already granted would end by July 2I or 22. Conrad's
decision gave Berchtold the parameters for the timing of the July
crisis. 28
Another cause of delay involved convincing Tisza to permit
military action against Serbia. When the Common Ministerial
Council met on July 7, the Magyar premier initially persisted in
opposing military action but, by the end of the lengthy session,
his resistance had weakened. Tisza then appealed to Franz Joseph,
only to find that his sovereign was strongly committed to action.
In his efforts to sway Tisza, Berchtold stressed Germany's support
for action and, possibly more important, warned of Rumania's
probable defection from the alliance. The foreign minister apparently suggested that a failure to deal with Serbia would encourage
Bucharest to press the Transylvania issue ever more insistently.
Whatever the arguments, Berchtold convinced Tisza that intervention was required. On July I5, the Magyar leader met with
27 See Fritz Stem, "Bethmann Hollweg and the War: The Limits of Responsibility," in
Leonard Krieger and Stem (eds.), The Responsibility of Power (Garden City, 1967), 271307. Fay argued that Austria-Hungary pulled Berlin along (Origins, II, 198-223).
28 General Staff memorandum, "Vorbereitende Massnahmen," n.d, but seen by Conrad
on 6 July 1914, Generalstab: Operations Buro, faszikel 43, Kriegsarchiv, Vienna; Conrad,
Aus meiner Dienstzeit, IV, 13-87.
29 Galantai, Weltkrieg, 258-271. See also Norman Stone, "Hungary and the Crisis of
July 1914," Journal of Contemporary History, I (1966), 153-170; Fremdenblatt, 16 July 1914.
30 Berchtold used the Literary Bureau of the foreign ministry to help with the press; his
efforts were generally successful, but the stock market continued to show signs of uneasiness.
31 Gottlieb von Jagow to Flotow, (tel.) II July 1914, Kautsky Documents, no. 33; Habs-
Z40
Z41
On one point, however, the Serbian documents are definite-Serbia had no intention of accepting any Habsburg ultimatum
that infringed in the slightest on Serbian sovereignty. On July 18
Pasic, probably alerted to Vienna's intentions by the Italian minister to Belgrade, prepared a memorandum stating unequivocally
that Serbia would tolerate no infringement of its sovereignity.
This defiant tone persisted through the discussions in Belgrade
on July 24 and 25. Thus, contrary to earlier explanations which
argued that the Russians had acted to stiffen the Serbian will to
resist, the Serbian documents reveal a hard-line position in Belgrade that predates the ultimatum. In taking this stance, Pasic and
his colleagues were obviously confident of Russian help. In July
1914, the Serbian government showed little willingness to compromise; that stance also contributed to the escalation of the
crisis. 34
Given this new background on the Serbian attitude and the
messages sent from Rome, the state visit of Poincare and Viviani
to St. Petersburg assumes new importance. Indeed, some historians have long suspected that Poincare's talks were more detailed
and more relevant to the Balkan situation than either his memoirs
or the official memoranda of the visit indicate. Since the Russians
probably had broken the Italian code, just as the Austrians had,
St. Petersburg must have known of Vienna's intentions.
This assumption in turn helps to explain a series of actions
by both French and Russian officials during the crisis, suggesting
a coordinated Franco-Russian policy based upon advance knowledge. On July 21 and 22, Poincare deliberately and abruptly
warned Friedrich Szapiry, the Habsburg ambassador to Russia,
against any action by Vienna, while indicating strong French
support for Serbia. The content of Poincare's message alarmed
the ambassador, the president's tone even more. Given the almost
total black-out of news from Vienna about its intentions, Poincare's warnings were probably prompted by the intercepted telegrams. Certainly, given the anti-Habsburg views of Miroslav
Spalajkovic, the Serbian minister to Russia, the merest hint of
of the Serbian general staff), 21 June 1914, ibid., no. 230; Putmk to Pa~u:, 23 June 1914,
ibid., no. 234. On Pa~ic's attempts to curb the activity, see Pa~ic to Putnik, 24June 1914,
ibid., no. 254.
34
Pa~ic to all Serbian missions abroad, (tels.) 18 July 1914, Documents, no. 462.
242
243
244
245
Sazonov and the generals convinced the czar to reissue the order
on July 30. The headquarters' troops allegedly then tore out the
telephones to prevent any further delays. With Russian mobilization, Berlin faced the dilemma of a two-front campaign. Wilhelm and his associates proceeded to set in motion their own
plans, plans that guaranteed a European conflict. 42
In Vienna, meanwhile, the war plans unfolded. Conrad remained transfixed with plans for an attack on Serbia. In the north,
along the Russian frontier, he planned to leave only minimal
defensive forces. He persisted in his intentions despite mounting
evidence that the Russians would not stand aside. His southward
gaze remains almost inexplicable. Only months before, in the
spring, he had worried about the Russian threat and about the
implications of recent Russian behavior in the Balkan wars. Yet,
he disregarded reports reaching Vienna of Russian preparations,
perhaps because of his long-standing distrust of diplomats and his
own desire for war. The sooner the troops were engaged, the
more likely it was that Conrad would succeed in precipitating the
war that he had advocated since the Bosnian crisis of 1908. And
the fastest way to engage the troops was to send them south to
fight against the Serbian forces. Later, when he could not ignore
the movement of Russian troops toward the Habsburg lands,
Conrad had to order most of the Habsburg troops to return to
fight in Galicia. Not surprisingly, the soldiers were fatigued by
the time that they faced the Russian units. 43
Conrad's desire for war set him apart from most of the other
actors in the July crisis. Whereas many would accede to the
developing situation with regret or caution, he welcomed the
crisis. Anxious to settle scores with the Serbians, the Habsburg
chief of staff made a difference in the decision-making process.
Of all of the central actors in 1914, Conrad alone could have-by saying no to Berchtold or expressing hesitation to Franz Joseph
42 The Serbian documents report extensive military steps by the Russians after July 25;
e.g., Spalajkovic to Pa~ic, (tel.) 26 July, 1914, Dedijer and Anic (eds.), Documents, no.
585. Albertini summarized the Russian mobilization arguments well in Origins, II, p858I. See also Fischer, Krieg, 704-729.
43 Stone, "Die Mobilmachung," 176-184; see also Williamson, "Theories of Organizational Process and Foreign Policy Outcomes," in Paul G. Lauren (ed.), Diplomacy: New
Approaches in History, Theory, and Policy (New York, 1979), Iji-154;Jack S. Levy, "Organizational Routines and the Causes of War," International Studies Quarterly, XXX (1986),
191-222.
246
247
Graham T. Allison, The Essence ofDecision: Explaining the Cuban Missile Crisis (Boston,
1971), 72
248
Statesmen and generals cast the die because of their fears and
apprehensions about the future. No group had less confidence
than the Habsburg leaders, who had been battered during the
Balkan wars, Serbian expansion, and the loss of Franz Ferdinand,
their experienced heir apparent. The Habsburg policymakers desperately desired to shape the future, rather than let events control
them. The prospect of domestic disintegration, exacerbated by
foreign intervention from the north and south, made war an
acceptable policy option. Frustration and fear were a fatal and
seductive combination for Vienna and Budapest. The Habsburg
decision, backed by the Germans for their own reasons, gave the
July crisis momentum and a dynamic that rendered peace the first
casualty.
But the willingness of the Habsburg leadership to rescue a
sagging dual monarchy by resorting to force had echoes elsewhere
in Europe. In each capital, and despite the recent Balkan wars,
the policymakers adopted a fatalistic, almost reckless, approach
to the crisis. A convergence of offensive military strategies, fears
about the future, and an unwillingness to consider other less
dangerous options formed the perceptual agenda for the governmental leaders; peace had little chance once Vienna decided war
was an acceptable option.
The war of 1914 began as a local quarrel with international
ties; those ties converted it into a major conflagration. Therein
lies possibly the most salient lesson of the July crisis: a local quarrel
does not always remain a local issue. Peace is more easily maintained if one avoids even the smallest incursion into war, for,
once the barrier of peace is broken, the process of diplomacy in
restoring peace or preventing a larger war is infinitely more difficult. The maintenance of peace requires an aggressive commitment to imaginative diplomacy and to continual negotiation, not
spasms of despair and the clash of military action in the hope for
something better. Something better is almost always something
worse, as all of the European governments discovered in World
War I. 46
46 On the problem of maintaining peace over long decades, see John Lewis Gaddis,
"The Long Peace: Elements of Stability in the Postwar International System," International
Security, X (1986), 99-142.
Charles S. Maier
1Uar~es:I914-1919
1985). 137