Vatican II and Phenomenology - Reflections On The Life-World of The Church
Vatican II and Phenomenology - Reflections On The Life-World of The Church
Vatican II and Phenomenology - Reflections On The Life-World of The Church
JOHN F. KOBLER
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Kobler, John F.
Vatican II and phenomenology.
Copyright
TABLE OF CONTENTS
Preface
Acknowledgments xv
Part I
The Historical Context
Part II
Ambiguities, Technicalities and Adjustments
Part III
The Final Achievement
Bibliography 217
Index 239
IX
PREFACE
The thesis of this essay may be stated quite briefly: Vatican II is a demonstration-
model of the phenomenological method employed on an international scale.
It exemplifies the final developmental stage, postulated by Husserl, of an inter-
subjective phenomenology which would take its point of departure, not from
individual subjectivity, but from transcendental intersubjectivity. Vatican II,
accordingly, offers a unique application of a universal transcendental philosophy
in the field of religious reflection for the practical purposes of moral and socio-
cultural renewal.
Phenomenology, as a distinctively European development, is relatively un-
known in America - at least in its pure form. Our contact with this style of
intuitive reflection is usually filtered through psychology or sociology. 1 How-
ever, Edmund Husserl, The Father of Phenomenology, was originally trained
in mathematics, and he entered the field of philosophy because he recognized
that the theoretical foundations of modern science were disintegrating. 2 He
foresaw that, unless this situation were rectified, modern men would eventually
slip into an attitude of absolute scepticism, relativism, and pragmatism. After
the First World War he saw this theoretical problem mirrored more and more
in the social turbulence of Europe, and his thoughts turned to the need for a
renewal at all levels of life. 3 In 1937 when Nazism was triumphant in Germany,
and Europe on the brink of World War II, he wrote his last major work, The
Crisis of European Sciences and Transcendental Philosophy. 4 In a sombre
context reminiscent of Spengler's The Decline of the West Husserl argued for
phenomenology as the last scientific hope for Europe's intellectual and cultural
renewal.
Although the last few years of Husserl's life were dedicated to such a practical
problem, his view of it always remained that of a theoretician. In his quest for
philosophy as a rigorous science his level of reflection was comparable to that of
Kant and Hegel at their most speCUlative. This fact is important in the light of
Husserl's confrontation with empiricism. s He was convinced that the fragmen-
tation of the sciences was due to an overly-narrow view of empiricism prejudiced
in favor of particular data. Science needed a new empiricism capable of attaining
universals, or general essences, on the basis of their intuitive givenness. Out of
this new empiricism would develop a radically new experience and a fresh new
attitude towards reality. Such new experiences and attitudes were needed to
x PREFACE
reground philosophy and science in their authentic Greek heritage and the true
spirit of the Renaissance. It was in such an intellectual context that Husserl
developed his notions of intentionality, the transcendental reduction, historicity,
and the teleological nature of consciousness. All of these themes are comparable
in complexity to any metaphysical concepts, and if they derive from "ex-
perience ," it is a type of conceptually refined experience known only to highly
trained theorists and not the average person.
In the postconciliar period relatively little has been written about this phenom-
enological dimension of the Council. Yet, if one takes the trouble to "de-
mythologize" some of the religious terminology employed there, the phenom-
enological core of the Council begins to shine through. The best index, as a
matter of fact, for appreciating the enormous impact on Vatican II by the
bishops and theologians of Northern Europe is simply to read the conciliar
documents in the light of the classical phenomenology developed by Husserl
and which has been so influential in European circles, in one form or another,
since the end of World War II.
The use of phenomenology at the Council has not touched the substance
of Catholic doctrine, but it has given it a whole new tonality. The effect has
been much like transposing a piece of music from C-major to C-minor. Or, to
use an even more apt analogy,. like the intellectual adjustment necessary to
move from an industrialized society into an age of electronics. This psycho-
logical "gravity shift" is essentially to a radically new modality, particularly
in the domain of theoretical conceptualization. In the book I employ a term
popularly received in America to describe such a phenomenon: i.e., a "shift
of the visual gestalt." The immediate question which arises from such con-
siderations is, "Why?" What purpose did such complex reconceptualization
processes serve? As our essay hopes to indicate, this theological adaptation
was meant to serve the practical, pastoral renewal of the Church and, ultimately,
of contemporary mankind.
Inasmuch as phenomenology is a very complex and, as yet, not fully system-
atized style of philosophical reflection, I have tried to return to the originary
thought-pattern pioneered by Husserl himself. As an example of metaphenom-
enology, this book is something of a study in the archaeology of human con-
sciousness. Difficult as this task may have been, I have found it an imperative
one. In the American Church today the dominant theoretical mindset of theo-
logical professionals has been shaped more by Heidegger than by Husserl. Under-
standable as such a development may be, the spirit of aggiornamento would
not allow me to rest content with it. Hence, my "return to the sources" in
Hussed to achieve an in-depth renewal, both philosophical and religious. For the
historical framework of the phenomenological movement as a whole, I have
PREFACE XI
relied heavily, but not exclusively, on the careful work of Herbert Spiegelberg. 6
One book, however, deserves special mention since it focuses on a central prob-
lem related to my research into the Council: David Carr's Phenomenology and
the Problem of History. 7 Lastly, for an introduction to the Council based on
phenomenology the best book is Karol Wojtyla's Sources of Renewal: The
Implementation of Vatican II. 8 Unfortunately, this beautiful and profound
study is a "closed book" unless one has some reasonable acquaintance with
phenomenological theory and method.
Vatican II and Phenomenology is an interdisciplinary study written with
two audiences in mind: the educated public and professional scholars. The
educated public, particularly in America, must be informed of the new horizons
opened by a phenomenological interpretation of the Council since Vatican II
is involved in a quite practical global enterprise involving all of mankind. The
main text of this book is, accordingly, simply an extended essay meant to
acquaint the educated public with the meaning and thrust of Vatican II in a
concise way. These matters (i.e., Chapters 1-4 and 8-10) are handled in an
essentially chronological way. However, the midsection of the book (i.e., Chap-
ters 5-7) deals with some technical details and problems confronting the Church
as it shifts from an objectivist (scholastic) style of reflection to a subjectivist
(phenomenological) one. The book is finally rounded off by an Epilogue which
tries to draw out some of the more startling historical and global implications
of Vatican II.
Inasmuch as I have developed this book in a chronological way, professional
scholars will find it has some of the maddening qualities associated with reading
Husserl's works in their chronological order: ideas are occasionally repeated
but with a slight shift in the thetic descriptive view. Since this book is an inter-
disciplinary study, the footnotes (which are unforgivably extensive) contain the
really technical and developmental substance of the book. In order to lighten
the scholarly task, however, I have placed the more extensive discussions at the
end of the book under the rubric of some numbered "Excursus." A brief foot-
note reference will call attention to each "Excursus" as its technical topic
arises in the course of the book's development.
In such a short book as this, which only intends to provide the fundamentals
of a methodology and basic working insights, there is no need to comment on
every document of the Council, particularly its prudential, practical directives. 9
Using techniques provided by phenomenology in correlation with well-known
scholastic concepts, I shall concentrate my investigation on two major conciliar
documents with more obvious pastoral implications: i.e., Lumen Gentium and
Gaudium et Spes, both of which overtly deal with the Church but at diverse
levels of conceptualization. 1o The practical end-product of these reflections
xu PREFACE
will be a comprehensive socio-religious paradigm interpreting the pas-
toral renewal program of the Council. This paradigm, by reason of its grounding
in phenomenology, communicates at both the notional and subliminal
levels.
The subtitle of this book is: Reflections on the Life-World of the Church.
Vatican II's analysis of the Church's experience of her own religious life-world
may be its most creative contribution to the field of applied phenomenology.
Although the idea of the life-world was introduced by Hussed in the Crisis,
it has been left to other scholars such as Alfred Schutz and Thomas Luckmann
to develop it, particularly for sociological purposes. Just as Schutz and Luckmann
formulated their description of the structures of the natural life-world on the
assumption of the essential validity and utility of Husserl's previous theoretical
work, so the theologians of Vatican II worked on a comparable assumption
regarding the legitimacy of the phenomenological method when they analysed
the religious life-world of the Church. (This is not to imply, however, that such
scholars had a univocal understanding of this methodology.) Illuminating this
massive and complex project is one of the topics of this book. It should come
as no surprise, then, that there is a certain parallelism, and even over-
lapping, of Vatican II's renewal goals and those of Husserl as expressed in
the Crisis.
Inasmuch as the Constitution on Divine Revelation (Dei verbum)l1 is the
theoretical companionpiece to Lumen Gentium (the document on the Church),
this constitution will be treated in Chapter Ten of this book. This final chapter,
which should be read in relationship with the whole discussion on Lumen
Gentium, makes it clear that the Council is presenting a phenomenology of
religion. This, of course, precipitates us into the whole area of the History of
Religions (Allgemeine Religionswissenschaft). The reader, however, should be
prepared to find in the phenomenology of religion provided by Vatican II
something more innovative than that found in such theorists as Mircea Eliade
and Henry Dumery. As the educated public may be expected to be more inter-
ested in the practical, pastoral correlation between Lumen Gentium and Gaudium
et Spes, the professional scholar may be more interested in the phenomenology
of religion provided by the correlation of Dei verbum and Lumen Gentium,
both of which are dogmatic constitutions.
In conclusion I must emphasize that the esthetic dimension of the Council's
finalized hermeneutics of Catholic religious beliefs is an important component
of the themes developed by this essay. Beauty, of course, is not the decisive
factor in accepting any scientific theory. But when beauty, a field theory of
consciousness, and a uniquely new communication process are welded together
to serve the global needs of mankind at a turning point of history, then the
PREFACE XIII
cumulative argument is not to be ignored. In this sense, consequently, Vatican II
may be viewed as carrying out - and possibly surpassing - the humanistic
goals of Husserl's Crisis and portending that a chapter has yet to be written
in the intellectual and cultural history of the West.
xv
ACKNOWLEDGMENTS
I would like to acknowledge the assistance which I received from many quarters.
For a sabbatical to research and write this book: V. Rev. Roger Mercurio, CP,
and V. Rev. Sebastian MacDonald, CPo For their technical help or criticism:
V. Rev. Sebastian MacDonald, CP (theology), Professor Bernard Boelen, Fr.
Theodore Vitali, CP, and Fr. Frederick Sucher, CP (philosophy), Fr. Enrico
Cantore, SJ (science), Fr. Bernard Weber, CP (mathematics), and Fr. Kyran
O'Connor, CP (German). For procuring research materials: F r. Kenneth 0 'Malley,
CP, Fr. Myron Gohmann, CP, Fr. Robert Ehrne, CP, and Mr. Ben Williams.
For their pastoral reflections on current Church developments: Fr. Conleth
Overman, CP, Fr. John Render, CP, Fr. Raphael Domzall, CP, and Fr. Michael
Higgins, CPo For preparing the index: Fr. Kenneth O'Malley, CPo For long
hours of patient typing: Mrs. Rose Siciliano. For their fraternal support while
I did research at their locations: the Passionist Monastic Communities of
Louisville, KY, Sierra Madre, CA, Detroit, MI, and Chicago, IL. These and many
others too numerous to mention have advised and encouraged me in the course
of my work, and I remember such help with gratitude. However, the final re-
sponsibility for any opinions expressed in this book rests with myself alone.
NOTES
Throughout this book note references are given by author and copyright (or publication)
date in brackets according to the way such books or articles are listed in the bibliography.
Only minimal reference has been made to Tymieniecka [1971-1983], a work of ad-
vanced phenomenological research and learning. The reason for this is simple: my essay,
a study in applied phenomenology, is geared primarily toward the educated public and,
for pedagogical reasons, relies on source·materials more accessible to such a readership.
1. For psychology see Spiegelberg [1972). For sociology see Bottomore and Nisbet
[1978), pp. 499-556. Berger and Luckmann [1966) provides an easily available
example of applied phenomenology in the field of sociology.
2. For anyone needing a quick introduction to the work of Husserl see Spiegelberg
[1982), pp. 69-165. For a thematic introduction to Husserl see Natanson [1973a).
For an introduction to Husserl by a phenomenologist with a Christian background
see Ricoeur [1967]. Or, easiest is: Stewart and Mickunas [1974].
3. See J. Allen, "Introduction to Husserl's 'Renewal: Its Problem and Method,'" in
McCormick and Elliston [1981], pp. 324-331.
ACKNOWLEDGMENTS XVI
4. See Husserl [1970].
5. The inspiration for this confrontation with empiricism goes back to Husserl's teacher,
F. Brentano. See Spiegelberg [1982 J, pp. 33-36. For Husserl's differences with em-
piricism and positivism see Spiegelberg [1982], p. 115. Ultimately the new experience
(virtually the equivalent of a religious conversion) may be traced to the phenom-
enological (transcendental) reduction. See Spiegelberg [1982], p. 121. These ideas
had an entranCe into Catholic thought largely through the writings of G. Marcel. See
Spiegelberg [1982], pp. 452-453.
6. See Spiegelberg [1972], [1975], [1981], [1982]. Perhaps the finest thematic intro-
duction to the problems considered by this book would be Landgrebe [1966].
7. See Carr [1974 J.
8. See Wojtyla 11980J. Perhaps an easier introduction to the Council and its global
context would be Frossard [1984]. For an average American's acerbic reaction to
John Paul Irs style of reflection see Wigginton [1983J, pp. 266-270.
9. Such detailed pastoral guidelines and directives may, of course, reflect an important
doctrinal sense. As Wojtyla [1980], p. 17 remarks: " ... doctrinal acts of the magis-
terium have a pastoral sense, while on the other [hand J pastoral acts have a doctrinal
significance, deeply rooted as they are in faith and morals." Inasmuch as Vatican II
is a pastoral council in its totality, my purpose is to focus on its quasi-theoretical
pastoral statements (i.e., its doctrinal constitutions) in order to distil their doctrinal
(and humanistic) significance. If this is done properly, the doctrinal insights should
provide a comprehensive hermeneutical sense or thrust to the Council's practical
directives.
10. The actual texts of any Vatican II promulgated documents may be found in Latin
Texts [1966J. The English translation of Lumen Gentium and Gaudium et Spes may
be found in Abbott [1966], pp. 14-96 and pp. 199-331 respectively. I have used
this English edition of the Council's documents throughout this book. All such
quotations are reprinted with permission of America Press, Inc., 106 West 56 St.,
New York, NY 10019; © 1966 All Rights Reserved. The reader, however, may also
want to consult Flannery [1975 J, [1982 J, or Gonzalez [1966J.
11. See Abbott [1966], pp. 111-128.
PART I
CHAPTER 1
Husserl did not, of course, solve the "crisis of the sciences." The ontological
problem, or the question of being, also posed baffling difficulties for the most
well-known phenomenologists. Husserl, it seems, was satisfied to reduce the
ontolOgical problem to a merely epistemological one. s Heidegger seems to have
abandoned the quest entirely in later life, and Merleau-Ponty shortly before his
death had likewise decided to rethink all his previous reflections on the prob-
lem. 9 In spite of such major difficulties phenomenology by mid century had
become the prevalent mindstyle among European intellectuals. Writing from
France in 1950 the then-Head of the Division for International Cultural Co-
operation (UNESCO), Herbert W. Schneider, summed up the matter thus:
One of the least appreciated and most popularly misconstrued concepts in the
Church today is what Pope John XXIII meant by aggiornamento. Here, for
example, is how several reputable American thinkers formulated this complex
matter back in 1964:
For the Holy Father the "aggiornamento" was to have two dimensions:
first, an internal renewal of the Church that would bring out sharply the
features it had when it first came from the hands of Christ; second, a
revitalization in the Church's approach to the modern world, which
would make the Church better understood and more attractive, and put
her in a position to bring the Gospel more effectively to twentieth-century
man?8
The first point must be denied outright as representing the mind of John
XXIII. In Humanae Salutis, the apostolic constitution whereby he convoked the
Council, the Holy Father stated that the Church was already "in great part
transformed and renewed.,,29 As a religious organization it had kept up with
the times socially, intellectually and spiritually.30 From a merely internal point
of view there was really no need for any "updating" (aggiornamento). If any-
thing, the pope could easily have been accused of triumphalism every time he
made a public utterance about the moral beauty and attainments of the Church
as he appreciated it!31 The second point takes on a certain painful quality
if we see it in relationship to the authentic biblical model inspiring the Holy
Father's "opening to the world." Was the Good Samaritan interested in "re-
vitalizing" his approach to the Jews when he tended the wounded man lying by
8 CHAPTER 1
the roadside?32 Was he thinking of making himself better understood and more
attractive, and thus put himself in a better position to proselytize the Jews of
that era? Or was he not primarily interested in performing a much-needed
human service prompted by his religious values and some very dire circum-
stances?
Even today, however, it remains difficult to "prove" which of the two
opposed opinions of aggiomamento, listed above, is the correct one. A long
list of papal statements could be cited favoring either interpretation, at least in
an unimaginative, philological sort of a way. The major weakness of the first
opinion, proffered by the Editors of the Pope Speaks, is that it is formulated
within the preconceptions of the status quo antea: mankind has not yet moved
into a substantially "new moment" of human history.33 The academic mindset
manifested here is basically that of the French scene (1930-1950) described
previously. Only as this outlook gradually erodes - as it inevitably will in our
world of ongoing crises - will the ecclesial community abandon its naive formula
of aggiornamento suggested by the first opinion. In other words, there must be
an intellectual growth process whereby internal renewal is seen in dynamic
relationship with the dire human needs of the modem world. This is what
John XXIII wanted to express for the pastoral enrichment of the Church, but
even he (along with the bishops at the Council) had to go through a growth
process before achieving the sensibilities, insights and communication process
necessary to orchestrate such complex ideas in an adequate and vital way.
Consequently, much of our discussion on phenomenology, as used at Vatican II,
will be aimed at assisting this growth process in ourselves.
Before embarking on our discussion of how John XXIII grew into his concept
of aggiomamento we must have some notion of the historical influences shaping
his personality.34 Although he was by nature a simple man, he was capable of
handling some very complex ideas, and that in a very creative way. (1) His
spirituality was, in the main, a product of the Italian Counter-Reformation. 35
This means it was shaped by seventeenth-century "devotional humanism"
deriving from writers like St. Francis de Sales, S1. Charles Borromeo, St. Philip
Neri, Baronius, and others who tried to adapt gospel values to everyday life in
society.36 (2) His social theories were shaped by Leo XIII's Rerum Novarum
updated, of course, by the later teachings of Pius XI and XII. The best evidence
of this is John's own encyclical, Mater et Magistra. 37 (3) From his earliest con-
tact with the subject Roncalli expressed a strong aversion toward theological
PHENOMENOLOGY TO POPE JOHN 9
One time when Lorenz had quickly learned to differentiate fourteen almost
identical jackdaws, he was asked how he had acquired such a skill.
The secret is looking, says Lorenz. "It is the peasant urge," he told a
visitor recently. "Those who have it want to look at animals, want to own
them, to breed them. To really understand animals and their behavior
you must have an esthetic appreciation of an animal's beauty. This endows
you with the patience to look at them long enough to see something.
Without that joy in just looking, not even a yogi would have the patience.
"But," he went on, "combined with this purely esthetic characteristic,
you must have an analytic mind. These two things rarely go together, and
I think this is why there are so few [good naturalists] .,,41
In describing his natural fascination with his subject matter Lorenz takes his
stand at a junction in human reflection where empiricism, phenomenology, and
scholasticism meet.42 In the first place, his above account formulates in a non-
technical way the basic elements of the phenomenological method: analysis of
"the things themselves," eidetic intuition, and the apprehension of essential
relationships among essences. Lorenz is, however, focusing his attention on a
distinctive class of empirical phenomena: living things appreciated as whole
systems. Like HusserI his analytical mind inclined toward the scientific; a more
humanistic cast of mind (e.g., Scheler, John XXIII, or Sartre) might have pro-
duced a system of morals, a religious renewal program, or even a novel. Secondly,
Lorenz's description also echoes the scholastic notion of connatural knowledge. 43
10 CHAPTER 1
This is not the usual knowledge gained through concepts and logical demon-
stration. Rather, it is an experiential wisdom mirrored in a person's affective
inclinations: i.e., the interplay of his mind and will, knowing and loving, sensi-
tivity and affectivity. It reflects his whole attitudinal stance toward reality and
the motivational pattern shaping his very being.44 In scholastic theory such
knowledge is especially relevant in ethics, mysticism, art, and esthetics.45 It is,
in short, a practical discernment process which focuses on data ranging from
the empirical to the transcendent. As a scholastic, however, John XXIII applied
this type of knowledge in a new way to a psycho-social analysis of contemporary
mankind appreciated as a whole system. Hence, we should make a few remarks
about how this approach to human existence came to maturity in John's life.
While Lorenz specialized in animal behavior, Roncalli attended to human
behavior. This is first seen in his Journal of a Soul which is a meticulous reflec-
tion on his own life. His early priesthood was also shaped by a deep personal
involvement in "Social Catholocism," the theory of which was formulated by
Pope Leo XIII and the practical meaning of which was exemplified by Roncalli's
bishop, Radini Tedeschi. From 1906 until 1959 Roncalli did historical research
into the reform efforts of st. Charles Borromeo at Bergamo in 1575; in this way
he honed and systematized his analytical skills according to modern professional
standards.46 Lastly, his diplomatic career (1925-1953) in Bulgaria, Turkey,
Greece, and France forced him - almost of necessity - to be a perceptive
observer of men and their societies on the international level. Roncalli was not
merely a shrewd psychologist. In a quite intuitive way his analytic mind per-
ceived a unique convergence of trends in modern human and social dynamisms,
and from this reflection on empirical data he derived a "principle governing
the behavior of living beings." This will become more apparent later on, particu-
larly when we discuss his opening speech at the Council and his encyclical,
Pacem in Terris. Like Lorenz, then, John XXIII had a mindstyle that naturally
Ie ant itself to the phenomenological method in his particular field of interest,
human beings.
Summary
NOTES
genetic phenomenology, the intentional object itself. See Spiegelberg [1982], pp. 97-
99, 130-132. In spite of these and other meanings associated with intentionality over
the years, there has been a core-meaning throughout aU these adaptations: the world
as meant, the being of the object for me. See Carr [1974), pp. 15,26-27. If we may
aS~Io'me the Western intellectual environment is today a pluralistic and inner-directed
one, the Church - at least for serious dialogical purposes - would have no great
difficulty adapting to a style of reflection committed to an authentic pursuit of in-
tentionality. In important epistemological controversies, however, it may also be
surmised she would ease back into her objectivistic and realistic orientation to being.
4. Husserl's slogan went through a shift of meaning as his thought matured: from a
"turning to objective realities in the world outside" to a subjective reflection on
phenomena in one's own insights. See Spiegelberg [1982), p. 109. Later there was a
perceptible shift from the idealities of the scientific world to make aUowance for
history and the preconceptions of the life-world. In the first half of the twentieth
century many Catholic scholars went through something of the same shift, particu-
larly in historical research. Early in this century there was a "Back to the Sources"
(resourcement) emphasis among theologians due to interest in scripture, patristics,
and liturgy. (For the secular historical context within which this development oc-
curred see Landgrebe [1966), pp. 102-122.) The field of scripture, however, was one
of the first to experience the impact of phenomenology due to the writings of Rudolph
Bultmann, a student of Heidegger. Prominant in this "hermeneutical revolution" was
Bultmann's technique of "demythologizing" (Le., bracketing) the historical non-
essentials in order to get at the bible's contemporary kerygma (Le., its existential
sense for me in my quest for authenticity). See Smart [1979), pp. 61-69, 98-106.
By the 1930s the influence of phenomenology began to be felt in other fields of
theological reflection. See Farley [1975), pp. 235-272. We may round off this re-
flection by a quotation from P. Koestenbaum which sums up the European situation
as of 1975:
Research on Hussed today is found, above all, in Catholic centers of learning. This fact
is perhaps evidence for the current awareness that Hussed philosophized in the tradition
of metaphysics, particularly scholastic and realistic ontology. The connection between
Husserl's position and metaphysics is therefore of the first importance.
the late 1960s Drucker offered this analysis: " ... many of the young Americans now
in college and graduate school are searching for an ethic based on personal (if not
spiritual) values, rather than on social utility or community mores - what one might
call an Ecumenical Ethic ... there is a passionate groping for personal commitment to
a philosophy of life. Above all, a new inner-directedness is all the rage in this group."
See Drucker (1971), p. 94. One of the more perceptive, if somewhat disturbing,
analyses of this new psycho-social trend was provided by Rieff [1966). No one at the
time, however, was suggesting that one of the purposes of Vatican II was to fuse thest
ad extra and ad intra developments into a constructive global enterprise.
28. See Staff of the Pope Speaks Magazine [1964), p. 382. Comparable ambivalence is
also displayed by Christopher Butler, OSB, "The Aggiornamento of Vatican II," in
Miller [1966), pp. 3-13. From this point on the confusion simply accellerates on the
American scene: see O'Malley [1971), Greeley [1982), Novak (1982), and Rahner
[1979).
29. See Abbott [1966), p. 705.
30. On John XXIII's evaluation of the "Present Vitality of the Church" (i.e., 1961) see
Abbott (1966) ,pp. 704-705.
31. For John XXIII's glowing description of the Church see Abbott (1966) , pp. 705-706.
32. The Good Samaritan model of the pastoral intent of Vatican II derives from two facts
emphasized in Humane Salutis: the problem, i.e., critical global social problems and the
resource, i.e., a Church "in great part transformed and renewed." See Abbott [1966),
pp. 703-706. In his final address to the bishops at Vatican II, Dec. 7,1965, Paul VI
affirmed that the Good Samaritan had provided the biblical model for the pastoral
intent of the Council. See Paul VI [1966), p. 61.
33. In the West the intellectual preconceptions shaping secular society derive from the
Enlightenment. See Gay (1954], (1976) and Nisbet [1980). As the world crisis
continues, these secular assumptions and values will come under a critical reassessment
in order to formulate a workable strategy to cope with these problems. The same
adjustment faces all cultural and social systems, even the non-Western ones. The
Church has already entered upon this course of change and adaptation by reason of
Vatican II. In view of these larger common problems all parties, both secular and
religious, should be working toward some sort of coexistence and collaboration for the
wellbeing of mankind.
34. Aside from official papal documentation the only direct access to the mind of John
XXIII for English-speaking readers is his spiritual diary. See John XXIII [1965]. His
secretary, Capo villa [1964), stays within this spiritual framework when reflecting on
the pope. Some speeches from Roncalli's assignment in France (1944-1953) have also
been translated. See John XXIII [1966). The best availlible English biography is
Hebblethwaite [1985). Other books meriting attention would be: Editors of Herder
Correspondence [1965), Hales [1965), Lercaroand De Rosa [1966), Gorresio [1970),
and Zizola [1978). None of these studies can be considered critical, historical bi-
ographies of John XXIII. The two Italian journalists, Gorresio and ZizoJa, reflect a
better grasp of the practical implications of John's thought than most theologians, but
they lack an ability to integrate John's ideas into any larger religious vision. One
journalist who displays a maturing grasp of the modern Church is Nichols (1981),
which displays an awareness not found in Nichols [1968), nor in Martin [1972).
35. See Zizola [1978), pp. 276-279.
36. See Zizola (1978), pp. 279-284.
16 CHAPTER 1
37. See Carlen [1981), Vol. 5, pp. 59-90. Roncalli's early priesthood was strongly shaped
by his contact with Bishop Radini Tedeschi of Bergamo, a leader of Social Catholicism
as inspired by Pope Leo XIII. See Lercaro and De Rosa [1966), pp. 30-51,62-70.
38. See Zizola [1978), pp. 285-328. For a recent comprehensive treatment of theological
modernism see Daly (l980).
39. See Carlen [1981), Vol. 5, #69-70, pp. 11-12. In spite of all that has been written
by and about Pope John XXIII, his life and ideas are still very much in need of critical
reflection and analysis. I heartily endorse the sentiments expressed in Giacomo Lercaro's
"Suggestions for Historical Research." See Lercaro and De Rosa [1966) , pp. 7 -29.
40. See Lorenz [1952), pp. vii-viii. (Within a phenomenological purview, of course,
Husserl and Schutz also displayed similar talents.) At this early stage of the essay I
am - in a very preliminary way - laying the groundwork for a practical discernment
process focused on an empirical a priori, but broad enough to embrace both John
XXIII and the sophisticated style of reflection employed by modern theologians. This
discernment process will be unified objectively because all the parties concerned are
trying, in an epistemologically responsible way, to correlate a religious life-world with
a multiplicity of natural life-worlds. This same discernment process will be unified
subjectively by the fact that the participants share a corporate religious experience
shaped by a concrete universal paradigm unifying their religious and human reality.
"We fmd ourselves here at the frontier between two languages, that of the philosophy
of 'consciousness' and that of the philosophy of 'being.'" See Frossard [1984], pp. 94-
95. At this early stage of the essay it is much easier to get a felt-sense of John XXIII's
analytic focus by comparing him with Lorenz rather than Husserl. But, as this essay
moves into the more complex aspects of ecclesial reflection, Husserl's style of bringing
together the various sense-contents of concrete mental states (Erlebnissen) will become
more relevant, and his perceptive grasp of "the being of the object for me" will be
appreciated within the context of religious kerygma, i.e., the ecclesial proclamation
of the Good News. See Carr [19741, p. 15.
41. See Lorenz [1952], p. ix.
42. In making this preliminary statement about how empiricism, phenomenology, and
scholasticism may conceivably share a common ground in their methodological ap-
proach to reality, I realize I am in danger of losing some of my professional readers.
For example, how can a pre-scientific philosophy like scholasticism be correlated with
empiricism and phenomenology? Or, how can phenomenology, which does not use
induction (unless it be in a very nuanced sense), be correlated with empiricism which
does? See P. Koestenbaum in Husserl {1975], p. xxv. Hopefully, any professional
reader who realizes I am aware of such technicalities will have the forebearance to
follow the cumulative development of this essay. In its use of phenomenology scholasti-
cism is flexible enough to allow for a complementary "methodological idealism."
(See Footnote 44, infra) It also appreciates the authentic sense behind Husserl's re-
mark: "It is we who are the genuine positivists." See P. Koestenbaum in Husserl
[1975), p. xli.
43. For a brief introduction to connatural knowledge see Faricy [1964] and Moreno
[1970]. On such "love-knowledge" in St. Thomas see Gilby [1963], pp. 126-131.
44. A phenomenologist will immediately recognize the relationship of connatural knowl-
edge to his field of study by our reference to attitude and motivation. See Carr {l974] ,
pp. 20-21, 35-36 and p. 197 respectively. Such a congenial rapproachment between
scholasticism and phenomenology is possible when dealing with the human act. See
PHENOMENOLOGY TO POPE JOHN 17
Wojtyla [1979a) or T.P. Brinkman, "John Paul II's Theology of the Human Person
and Technologized Parenting," in Moraczewski [1983), esp. pp. 356-363.
45. For the ethical/mystical applications of connatural knowledge see Maritain [1959),
pp. 260-263. For its artistic/mystical application see Maritain [1953), pp.117-145.
The relevance of connatural knowledge to religious and philosophical thought is em-
phasized by Pius XII in Humani Generis. See Carlen [19811, Vol. 4, #33, p. 181. In
view of the artistic/esthetic achievements of Vatican II (see "The new religio-social
hierophany" in Chapter 8, infra), which our essay perceives as a product of connatural
knowledge used in conjunction with phenomenological techniques, the following
passage from A. Solzhenitsyn sums up the role of the artist-bishop-theologian at the
Council:
The task of the artist is to sense more keenly than others the harmony of the world,
the beauty and the outrage of what man has done to it, and poignantly, to let people
know. Art warms even an icy and depressed heart, opening it to lofty, personal experi-
ence. By means of art we are sometimes sent dimly, briefly, revelations unattainable
by reason, like that little mirror in the fairy tales. Look into it and you will see not
yourself but for a moment, that which passes understanding, a realm to which no man
can ride or fly and for which the soul begins to ache.
A. Solzhenitsyn, 'One Word of Truth . .. ': The Nobel Lecture on Literature. London:
The Bodley Head, 1978. Cited in Muggeridge [1980), pp. 46-47.
46. Angelo G. Roncalli (with Don Pietro Forno), Gli Atti Della Visita Apostolica Di S.
Carlo Borromeo a Bergamo, 1575. 2 vol. in five books. Fontes Ambrosiani (Vol. 13-
17). Fiorenze: L.S. Olschki, 1936-1957. There are only five known copies in the U.S.
It is difficult to locate sources in English referring to this prolonged research by John
XXIII. One convenient reference is Lercaro and De Rosa [1966), pp. 70-81.
19
CHAPTER 2
There is one time in John XXIII's writing when his Catholic historical con-
sciousness became so aligned with phenomenological method that the tumblers
of both systems naturally fell into place. I am not suggesting here that the Holy
Father consciously employed the phenomenological method, but that his
approach to empirical humanistic concerns, his practical goals and expectations,
became substantially aligned with those of any reputable phenomenologist -
especially the Husserl of the Crisis. What may have begun, however, in a some-
what unwitting or eclectic fashion was eventually cultivated in a more conscious
way as time progressed. When European religious thinkers began to see Husserl
and John XXIII correlated at the practical level by their common focus on
renewal, such intellectuals were not slow to perceive the possibilities for an
"ecumenical" collaboration at the theoretical level. Our present reflections
on John's style of practical thought is an important segment in the over-all
development of this essay.! To the extent we comprehend it, our understanding
of Vatican II's use of phenomenology will be facilitated. The point to be em-
phasized here, however, is the alignment of scholastic method with phenom-
enological method. In this instance both are so naturally coordinated that
scholasticism, preoccupied as it is with contemporary renewal, unconsciously
"backs into" or allows for the use of phenomenology without either system
being compromised.
the practical and pastoral context for the work of Vatican II, my focus here
will be on the developing alignment between scholasticism and phenomenology
as evident in this apostolic constitution and even as clearly perceived at that
time by shrewd observers of the Council. The two passages which we are about
to consider are part of one long paragraph in Humanae Salutis, and the second
passage needs some rather technical explanation.
The first quotation is quite traditionalistic in tone, and its ethical realism
may be traced back to the Epistle of St. James (2:26), the last judgment scene
in Matthew (25:31-40), or the social encyclicals of Leo XIII and Pius XI. In
the English translation I have italicized certain words simply to assist in the
easy understanding of the passage.
Yet, we must admit that Pope John does display some pastoral daring in this
new mode of evangelizing. He wants to establish an empirically discernible
linkage between invisible supernatural causes and their visible effects. In this
type of venture the pope cannot expect too much help from his scholastic peers.
As theologians or academicians they work mainly with principles and ideas
derived from a pre-scientific methodology, and so they do not function com-
fortably at this down-to-earth level ofthought.l1 Presumably Pope John expected
the Council, as a gathering of bishops with on-the-scene practical experience in
pastoral leadership, to provide the needed prudent advice. But this empirical
milieu, this concrete life-world, is the natural habitat of phenomenology, both
in its philosophical and broader sense. 12 So, when the Holy Father formulated
his strategic vision of aggiornamento at the level of usefulness, practicality,
verifiability, and temporality, he eased over - imperceptibly, if not unwittingly -
into the domain of phenomenology.
In the quotation which follows I have again italicized portions of the English
translation for ease of understanding.
Though not having direct earthly ends, [the Church] cannot, however,
in its mission fail to interest itself in the problems and worries of here
below. It knows how beneficial to the good of the soul are those means
that are apt to make the life of those individual men who must be saved
more human. It knows that by vivifying the temporal order with the
light of Christ it reveals men to themselves; it leads them, therefore, to
discover in themselves their own nature, their own dignity, their own
end. 14
22 CHAPTER 2
Although not a literal translation in every respect, the above English translation
is really a brilliant one in rendering "sense for sense." The key-line of the Latin
passage is:
As I have mentioned previously, this final redaction (i.e., "reveals men to them-
selves") is a brilliant tour de force on the part of the translator, but it takes a
little explanation to understand what he has done. In the first place the translator
recognized that the phrase, "se ipsi penitusagnoscant," drawn from scholasticism,
referred to connatural knowledge as commonly understood in that philosophy.ls
In this approach to reality, where all levels of existence are harmoniously inter-
related, Christ is the most exalted expression of this order. When any man, made
in God's image, is confronted with the authentic moral beauty of Christ, his
natural response should be, "That man is you!" (i.e., he expresses my true self
as I experience it from my innermost depths). This judgment, although welling
up from the subjectivity of a man's whole interior, is a necessarily true one,
since it is authentically resonating with the truth of the God-given order.19 Our
translator, then, adroitly recast this scholastic expression of subjectivity by using
an English phrasing which suggested the more contemporary sense of phenom-
enology but meant the same thing. As a result, he has integrated both closely
HUMANAE SALUTIS TO COUNCIL 23
related ideas into a modern historical context which makes eminently good
sense to both schools of philosophy. 20
The final redaction, as cited above, was published in 1966. It expresses the
easy flow in academic circles between scholasticism and phenomenology which
was particularly evident by the close of the Council. This was especially true for
that type of scholasticism known as Transcendental Thomism. For the most
part this was a constructive and wholesome development, but as Paul VI ob-
served in Ecclesiam Suam, the methodology was not without its dangers?!
Nevertheless, in 1967 W.E. May briefly summarized the historical antecedents
for such a development:
The perception that the authentic intent of John's thought is the revelation of
man to himself inserts his program neatly within the European context of the
history of ideas which has impinged most intimately on Catholic thought over
the past century and a half. In the mid-nineteenth century, for example, Ludwig
Feuerbach's overt purpose was "the revelation of religion to itself.,,23 Early in
this century Edmund Husserl formulated his phenomenological method in order
to achieve "the revelation of consciousness to itself.,,24 The common denomi-
nator in both of these Post-Kantian developments is an approach to the problems
under consideration by way of subjectivity. Pope John's intended "revelation"
is, therefore, understood as a creative adaptation in this ongoing intellectual
controversy. This interpretation of the Holy Father's thought has the obvious
merit of soliciting all interested parties in the academic community to dialogue
about the "crisis in human beings" on the basis of a methodology respected by
all.
This line of thought, congenial as it may be to the European style of philos-
ophizing, does have some built-in liabilities. The intellectual harmonization
provided by the history of ideas, as outlined above, expresses the tidiness and
coherence demanded by the academic mind. Pope John's outlook on the world
scene, however, was more influenced by the social history of ideas; here theories
24 CHAPTER 2
can be distorted beyond all recognition over the course of time by social forces. 25
The above academic mindset, furthermore, need not necessarily imply any dis-
content with the secular status quo of the modern world. 26 For John that world
had been rendered obsolete by the "new moment" of human history. Lastly,
academics are primarily concerned with the speculative order; John, for his part,
is primarily concerned with shaping human affairs in a practical and pastoral
way?? Over the past twenty years the liabilities of this European intellectual
framework have become even more manifest. Some Catholic intellectuals have
turned to the Orient for their religious inspiration; others have approriated
Marxist thought-categories in order to draw out better the political implications
of gospel values. Nonetheless, the fact remains that the two dominant Catholic
academic mindsets in 1961, when John wrote Humanae Salutis, were - in one
form or another - scholasticism and phenomenology.
John XXIII had no easy task in impressing his practical and pastoral formulary
of the Council's goals on those curial administrators in charge of the preparatory
work for this great event. They went about their work as professional theologians
with a theologian's academic concerns for the theoretical comprehensiveness
and accuracy of the doctrinal issues to be discussed. Vatican II, presumably, was
to carry out the unfinished business of Vatican I, and the approach to doctrinal
statements at that council had simply been a fine-tuning of procedures used
at the Council of Trent. This is not to say such preconceptions were unreason-
able ones: after all, John himself agreed that these concerns and customary
procedures had produced a modern Church "in great part transformed and
renewed.,,28 The point is, however, that such administrators were over-focusing
on the speculative concerns of academic theologians and the result of their work
was really missing the practical objectives being contemplated by John's pastoral
program. Had this trend continued unabated, Vatican II may have become the
doctrinally-fixated type of Council which the pope neither wanted nor needed
Since he genuinely desired the conciliar participants to arrive at their conclusions
in a corporate and free way, he did not interfere substantially in the preparatory
process.
But as the opening date of the Council approached, the three years of prepara-
tory work had resulted in a morass of over seventy schemata, or semi-developed
topics, for conciliar discussion. 29 From the untoward fate some of these suffered
during the first session (e.g., the documents on the Church and on Revelation),
we may surmise the majority of these schemata were formulated in such a rigidly
HUMANAE SALUTIS TO COUNCIL 25
Yet, it must be admitted that when John XXIII gave his opening speech at the
Council on October 11, 1962, the problem of peace had been so toned down as
to be virtually non-existent. Indeed, the pope made a pointed reference to
"those prophets of gloom," people he met in the daily exercise of his office,
"who are always forecasting disaster as though the end of the world were at
hand."33 Such men, presumably Catholic and probably including Roman Curia
members, "behave as though they had learned nothing from history, which is,
none the less, the teacher of life.,,34 For his part, John chose to emphasize the
happy circumstances under which the Council was beginning and gave his in-
terpretation of contemporary history and the important lesson to be drawn from
it:
Eleven days after this optimistic prognosis on the future the Cuban missile
crisis hit the headlines, and shortly thereafter John XXIII with the knowledge
and approval of President Kennedy sent Norman Cousins on a secret peace
mission to Khrushchev. 36 This crisis had been underway since the previous
July when the Russians had decided to ship the missiles. By August the launching
sites were already under construction in Cuba. It is hard to believe that the
Vatican, the listening-post of the world, was uninformed of these developments.
Why did Pope John deliver a radio broadcast on September 11 emphasizing the
26 CHAPTER 2
peace problem and exactly one month later play it down? In his opening ad-
dress, then, was the Holy Father trying to defuse as much as possible what was
really a very critical situation in world events? His years in the field of diplomacy
might have taught him that. Or, did he believe that by avoiding the urgency of
the peace issue and by emphasizing the positive, the religious, and the pastoral
he would better achieve his purposes? We may never really know. But it is
interesting to note an historical comparison. A good hundred years after Marx,
John XXIII is here offering his analysis of the historical dialectic in the modern
world. If so, on what is his judgment based?
unique moment in both human and salvation history. Is the Holy Father con-
stituting this new eidetic essence of humanity-under-formation in his conscious-
ness? Yes, but only in the sense that his affective dispositions are set in resonance
with those human trends consonant with his own sensibilities. In a sense, John's
personality is acting as a magnifying glass bringing into focus the truths and
values of his larger religious world to concentrate on and selectively illumine
human trends under development. (As we shall see shortly, the integral truths
and values of this larger religious world are not to be tampered with in any sub-
stantial way.) Since the Holy Father's applied religious insight is not the product
of scientific reflection derived from some secular or religious area of study, it
prescinds from and transcends the academic problem of intellectual pluralism.
His spiritual methodology, finally, provides the bishops with a rudimentary
demonstration-model for pastoral reflection at the Council. Since each of them
individually represents a religious life-world, he is inviting them as an inter-
subjective community to reflect on and share their personal experiences in a
non-technical, affective, and dialogical way.
pastoral challenge, although he was not yet sure of the final methodology for
meeting that challenge. He continued to grow in this regard, and his mature
reflections may be found in Pacem in Terris.42 So too, the bishops had to go
through a growth process both at the Council and even after it. At this intro-
ductory stage, however, John XXIII placed two major, bipolar concerns before
the Council: doctrinal integralism and the need for a more contemporary ex-
pression of doctrine in order to shape the whole man in a more effective way.43
In this bipolar relationship doctrinal integralism was a necessary precondition
for any effective teaching of doctrine. To precise the issues involved, we now
cite and comment on some pertinent passages in John's speech.
The greatest concern of the Ecumenical Council is this: that the sacred
deposit of Christian doctrine should be guarded and taught more ef-
ficaciously. [ ... ]
In order, however, that this doctrine may influence the numerous
fields of human activity, with reference to individuals, to families, and
social life, it is necessary first of all that the Church should never depart
from the sacred patrimony of truth received from the Fathers.44
For many Catholic intellectuals the very word "integralism" sets their teeth
on edge. 4s Such men are suffering from "flashbacks" occasioned by the excesses
of the Integralist Movement, a Catholic form of vigilantism in the early twentieth
century directed against theological modernism. While the simpliste outlook
associated with the Integralist Movement may have caused inconvenience, and
even suffering, for certain historical and biblical scholars until midcentury, we
cannot jettison a word with serious cognitive content in theology simply because
of some noxious historical associations. In the Catholic religious ontology we
must understand that doctrinal integralism is not merely the necessary pre-
condition for effective evangelization. Even more basically, it is the necessary
presupposition for theological discernment, both at the theoretical level and that
of connatural knowledge.46 On this axiomatic principle the Church's magisterium
has in the past exercised either a favorable or unfavorable judgment on the
teachings of theologians, mystics, or reputedly holy people. The importance of
this topic, therefore, warrants a rather long quotation from John XXIII in order
that we may appreciate his own conviction on this matter.
The manner in which sacred doctrine is spread, this having been estab-
lished, it becomes clear how much is expected from the Council in regard
HUMANAE SALUTIS TO COUNCIL 29
Three points are worth noticing in regard to the above statement: (1) It
rejects the idea of "historical primitivism" (i.e., a return to a Golden Age)
as a norm for the anticipated renewal of the Church;48 (2) The axiom of doc-
trinal integralism was later explicitly endorsed by the bishops in their "Message
to Humanity," issued during the first session of the Council as an expression of
their corporate intent;49 (3) Pope John seems to be suggesting that whatever
"new theology" the Council might produce should simply be the old theology
"in a new key." In the context, then, of adapting the whole doctrinal heritage
of the Church to the contemporary needs of the whole man the Holy Father
goes on to say:
[... J But from the renewed, serene, and tranquil adherence to all the
teaching of the Church in its entirety and preciseness, as it still shines
forth in the Acts of the Council of Trent and First Vatican Council, the
Christian, Catholic, and apostolic spirit of the whole world expects a step
forward toward a doctrinal penetration and a formation of consciousness
in faithfull and perfect conformity to the authentic doctrine, which,
however, should be studied and expounded through the methods of
research and through the literary forms of modern thought. The sub-
stance of the ancient doctrine of the deposit of faith is one thing, and the
way in which it is presented is another. And it is the latter that must be
taken into great consideration with patience if necessary, everything
30 CHAPTER 2
There is much to admire about the technical accuracy with which the Holy
Father is describing the anticipated renewal program. The Council intends to
take the authentic substance of Catholic doctrine and present it in a new modality
more apt to meet the needs of contemporary humanity.51 Even at this stage we
can appreciate that such an adaptation will involve a most demanding artistic
process. What the bishops are really faced with is essentially the same challenge
which confronted the apostles after Pentecost. At that time these men had
to sort out their memories of Christ in order to present them in a way that
would meet the human and religious needs of their first-century world. So too,
the bishops were being called upon to sort out the Church's historical con-
sciousness of Christ in order to adapt his truths and values to the needs of a
twentieth-century world at a turning point of human history. Before the bishops
could ever hope to achieve such an enormous project, they themselves as a
corporate group would have to achieve their own "doctrinal penetration and
formation of consciousness." As part of their reflective and creative process
they were being expected, of course, to use the "methods of research" and
"the literary forms of modern thought." The ultimate purpose of all this work,
as the pope later remarks, is to prepare and consolidate "that unity of mankind
which is required as a necessary foundation, in order that the earthly city may
be brought to the resemblance of that heavenly city where truth reigns, charity
is the law, and whose extent is eternity (cf. St. Augustine, Epistle 138,3)."52
The above presentation does, however, have one great weakness. Albeit
technically correct, it is largely abstract and ahistorical. In Humanae Salutis
of a year previously John had set the projected renewal within the specific
context of world problems, one of which was the danger of nuclear war. His
radio broadcast of September 11, 1962, had emphasized the problem of peace.
Yet, here in his opening speech the pope has, either deliberately or for reasons
of prudence, chosen not to emphasize the acute urgency of the Catholic renewal
program in today's world. "The Bomb" is the extrinsic historical factor which
lends intelligibility and relevance to the internal renewal program of the Catholic
Church. 53 Without that extrinsic historical factor aggiornamento becomes
merely a program of spiritual and human enrichment. This naive evaluation of
things can have disastrous consequences. (1) It projects the Council as an un-
necessary and extremely costly program for a Church "in great part transformed
HUMANAE SALUTIS TO COUNCIL 31
and renewed." (2) It imparts a utopian tonality to Pope John's pastoral pro-
gram when, in fact, it is a product of the "new realism."S4 (3) It exposes zealous
Catholics intent on remedying terrible social evils to the danger of relegating such
an enrichment program to mere religious introversion and self-preoccupation. 55
John himself would eventually see the need of returning to the peace problem,
and he did this in his encyclical, Pacem in Terris.
Summary
This chapter dealt with two periods just prior to Vatican II.
The first was from Humanae Salutis, December 25, 1961, to the radio broad-
cast of September 11, 1962. The tone of this period was one of urgency for
pastoral renewal since concern for peace and other world problems loomed large
in the Holy Father's thinking. In Humanae Salutis John XXIII formulated a
new strategic vision for renewal in which supernatural truths were expected to
have empirically discernible results in the natural order. This pastoral program
would also require a new communication process which would "reveal men to
themselves." While this type of thinking derives from scholasticism, its em-
phasis on subjectivity brings it into alignment with phenomenology and the
European history of ideas dating from about 1850. John had a difficult task
in impressing his pastoral ideas on the work of the Preparatory Commission.
This led to the radio broadcast of September 11, 1962 stressing world prob-
lems and peace.
The second period was simply October 11, 1962, on which John delivered
his opening speech to the Council. The tone of this period, which will carry
throughout much of the Council, is set by the somewhat paradoxical optimism
of the pope's opening speech. John's vision of humanity working in unwitting
collaboration with the purposes of Divine Providence is again a product of his
connatural knowledge. But as he unfolds his pastoral concept of the Council's
work, we begin to appreciate some of its problem-areas: doctrinal integralism,
the artistic scope of the anticipated adaptation, and the need for a real growth
process both on the part of John and the bishops in Council.
The next chapter will reflect on this growth process on the part of the
bishops.
NOTES
1. Over the next three chapters I will try to develop some teleological-historical reflec-
tions on John XXIII in the same way Husser! analysed the role of Galileo in the Crisis.
32 CHAPTER 2
See Husser! [1970], #9, p. 23 sq. Starting with the fact in his own day of the math-
ematization of nature by the natural sciences, Husser! traced the intentional origin
of this mindset back to the basic notion of Galilean physics which viewed nature as
a mathematical universe. Such an "intentional history," of course, provides some
formidable problems for professional historians. Some would say the project is not
even theoretically possible. Others more sympathetic to a philosophy of history might
trace the idea of the mathematization of nature as far back as Thomas Bradwardine
(c. 1290-1349) or one of the later Ockhamists. More critical historians in this area
might point out that for three hundred years Galileo has been seriously misinter-
preted: in reality, he was a developmental Aristotelian in his natural philosophy. See
Wallace [1977], [1983a], [1983b]. In spite of such technical historical difficulties
there is an important element of truth in Husser!'s intentional connection of an evident
cultural fact with the catalytic influence of Galileo. Whatever may have been Galileo's
individual ideas on scientific method, the later tradition of mathematicizing scientists
had so interpreted the intentional gestalt of his cumulative work that they acknow-
ledged him as their authentic progenitor in both theory and method. It was only after I
had become aware of the fact that Vatican II was a demonstration-model of the phenom-
enological method that I was also enabled to trace its intentional connection with the
efforts of John XXIII.
2. The complete English text may be found in Abbott [1966] ,pp. 703-709. The official
text may be found in Latin Texts [1966], pp. 839-853. The working-papers used in
preparation of this constitution have been consigned to the Vatican archives and are
not yet available to scholars. Only Zizola [1978], p. 249 attributes to this constitution
an importance comparable to my own estimation of it.
3. See Abbott [1966], pp. 703-704: "Painful Considerations." See Kobler [1983] and
Nichols [1981], esp. pp. 70-71, 77. It would be too facile to read John XXIII's state-
ments against the notion of religious decline familiar to European intellectuals. See
F.R. Lipsius in Pelikan [1969-1970], Vol. 2, pp. 282-286. If anything, his remarks
should be read against a background of the "Better World Movement" in Italy which
had been endorsed and encouraged by Pius XII. See Lombardi (1958). Consequently,
as we gradually hope to make clear, the pope's diagnosis is pertinent to a uniquely "new
moment" of human history. From a phenomenological point of view the pope is really
presenting the "horizon" within which he is viewing the global events of our contem-
porary historical and cultural world (Le., the naturallifeworld(s) of global mankind).
Inasmuch as the intentional ground of the pope's horizon is constituted by his religious
and moral principles, it differs radically from the optimistic horizons dominant in most
secular societies of 1961. He offers this altered horizon in order to stimulate a much-
needed transformation of attitude on the part of mankind. For "The Five Evils of the
Age" as viewed by Pope John Paul II see Johnson [1981], pp. 65-165.
4. See Latin Texts [1966], p. 846.
5. See Abbott [1966], p. 706 (emphasis added). This principle is drawn out of the social
philosophy of Pope Leo XIII, who - as Paul VI says - "devoted himself whole-
heartedly to finding a Christian solution to the problems of this modern age." See
Carlen [1981], Vol. 5, #67, p. 150. John XXII simply appropriates Leo XIII's "Social
Catholicism" as elaborated within the context of the industrialized West and re-
presents its enlarged challenge within the context of the contemporary global scene.
(On the Leonine influence on the young Roncalli recall Chapter 1, footnote 37.)
6. By implication John XXIII is insisting that the Church today must reflect its efficiency
HUMANAE SALUTIS TO COUNCIL 33
in the temporal order, if only to maintain its human credibility. Stated in this abstract
way, this principle could easily be interpreted as a selfserving one. Its authentic sense,
however, derives from the "crisis in human beings," perceived by Husser! [19701,
Heidegger [19761, Jaspers [19611, and others, and further crystalized by the Parable
of the Good Samaritan which became the operative model for conciliar reflection.
See Paul VI [1966], p. 61.
7. We are, of course, speaking here only of the mindset of John XXIII. The quest for
social relevance, however, has always posed an important problem for Catholic intel-
lectuals excluded from influence in secularized societies. Since he was papal legate
in France from 1945 to 1953, Roncalli would have had first-hand knowledge of one
of the more serious European examples of such overt discrimination. Such problems
were not seriously voiced in America to any great extent until after Vatican II and -
somewhat surprisingly - after a Catholic president had been elected in this country.
Two of the first Catholic voices were Callahan [19671 and Novak [19671. Up until
that time the quest for social relevance had largely been associated with Protestantism.
Various aspects of the problem are discussed by Rieff [19661, Mascall [19681 and
Caporale and Grumelli [19711 .
8. Relativism in matters of truth, as this is commonly understood in intellectual history,
is so far from the traditional Catholic consciousness that comparatively little has to
be said about it. The mind of John XXIII is staunchly in the mainstream of this tra-
dition. His markedly orthodox views are reflected in his first encyclical, Ad Petri
Cathedram. See Carlen [19811, Vol. 5, #9-11, #17 -19, pp. 6-7.
9. The well-known concept of "order" in Catholic scholastic theology views the cosmos
as structured and functioning somewhat along the lines of a comprehensive "ecological
system." (As this book develops, however, we shall move much beyond this elementary
analogy.) John XXIII, for example, begins Pacem in Terris (See Carlen [19811, Vol. 5,
pp. 107 -1081 with a summary of these ideas, and the encyclical itself is an extended
meditation on the implications of order among men in the modern world. Within this
classical view of things all levels of existence, objectively speaking, complement one
another in a harmonious way which contributes to the common good. In the sub-
jective order which refers to human consciousness, authentic personhood, and the
pursuit of happiness the above matters must be more carefully nuanced. Here the
Christian comprehension of the created order must factor in the problem of fallen
human nature, the requirements of holiness, and the moral value of suffering accepted
with the dispositions of Christ. The faith-evaluation of all these complex matters
(other than sin itself) is optimistic. The biblical foundation of this optimism ranges
from God's judgment on the goodness of creation in Genesis (1 :31) to the New
Testament gospel as "good news." The unifying principle throughout all these re-
flections is God as creating through His Logos and as redeeming through His Logos
made flesh. See Frossard [19841, pp. 91-95,101,133. In the context of Vatican II
one theologian who has appreciated this centrality of creation would be Wojtyla
[1980J, pp. 19, 38, 45-48, 50-52, 55. In 1966 Landgrebe [1966J, p. 168 still
appreciated the majority of Neo-Thomists as philosophizing within this tradition,
whatever may have been their use of phenomenological method. We shall return to
this topic again in Chapter Ten where we discuss the objects (noemata) in the con-
sciousness of the Church. For a contemporary philosophical context more familiar
to Americans and treating ideas of such comprehensive order see Laszlo [1972J,
pp.8-12.
34 CHAPTER 2
10. For the immediate impact of such ideas on John XXIII and some of the postconciliar
Catholic developments see Gremillion (1976), pp. 8-10. One of the earliest (1936)
thinkers to grapple extensively with the speculative aspects of this pastoral problem
was Maritain (1973). Vatican II's less than clear handling of Pope John's pastoral
intent has created a practical, pastoral vacuum into which others were quick to enter.
Important postconciliar developments, for example, have centered around the for-
mulation of functional pastoral theologies based on particularized psycho-social, or
even political, concerns: e.g., liberation theology, feminist theology, etc. These are all
interpreted within the context of today's turbulent world and as harbingers of a "post-
modern theology" in Cox [1984]. However, what I have understated as the "crisis in
human beings" Landgrebe (1966), pp. 19, 121, 160 more accurately catalogues as
"the crisis of reason" or "the crisis of nihilism."
11. It should come as no surprise that the theologians at Vatican II - both conservative
and progressive - appropriated John's pastoral goals only after they had theologized
them according to their own preconceptions. Some of the Curialist pattern in this
regard had been set by the fact that preparations for a Council had begun under
Cardinal Ottaviani as early as February 24, 1948. This preparatory work tended
toward a sweeping condemnation of errors in the modern world; after reviewing the
material Pius XII consigned this work to the Vatican archives. See Gorresio (1970),
pp. 234-247. In 1962 Fr. Ciappi, John XXIII's personal theologian, predicted Vatican
II would promote "a huge doctrinal program." How frustrating all this was to John's
pastoral purposes should be quite evident by the end of this chapter. Even after the
"progressive" wrested control of the Council from the hands of the Curia, this theo-
logizing trend continued. The new trend was away from the static, conceptual "ob-
jectivism" of scholasticism toward a more experiential and evangelical, dynamic
handling of doctrine. In European academic circles that could only be a melange of
phenomenology and existentialism as this had been appropriated by Catholic scholars
over a generation. As Chapter Ten, however, will attempt to show, the pastoral con-
cept in the minds of the theologians never matured much beyond its doctrinal and
kerygmatic dimensions. On Pope John as a "theologian" see Zizola [1978] , pp. 265-
266.
12. Life-world (Lebenswelt): See Excursus I.
13. See Latin Texts (1966), p. 847.
14. See Abbott (1966), p. 707, emphasis added. In discussing the life of Angelo Roncalli,
Gabriele De Rosa mentions that at twenty-two years of age the young seminarian
experienced something of a revelation of himself to himself. This occurred under the
spiritual direction of Fr. Francesco Pitocchi. Roncalli realized he must give up his
slavish imitation of the details of saints' lives; rather, he must "[absorb) the vital
sap of their virtues and [turn] it into [his) own life-blood, adapting it to [his) own
individual capacities and particular circumstances."
Not that at this point he set aside all those formulae of post-Tridentine peity ... ,
but from this moment onwards they were observed with greater freedom, with an ever
more tranquil Christian spirit, and with that fidelity to his own nature which he sought
more and more earnestly to express, until the moment of self-revelation came during
the brief but triumphant season of his pontificate.
15. This is my own translation simply to rough out the literalist sense.
16. This is my own translation within the context of scholastic theory. In this sense it
implies a certain commonsense realism, natural law theory, and the correlation of the
natural and supernatural orders. Although John XXIII is not excluding spiritual discern·
ment here, he is primarily alluding to a process of natural discernment available to all
men. In such a context it is but a short step to a phenomenological reflection on the
self as incarnate body-subject. In both scholasticism and phenomenology the discern-
ment of authentic self-identity is a necessary, preliminary step toward understanding
authentic social relationships. Both systems of thought rely heavily on an elemental
sense of empathy. See F.A. Elliston, "Husserl's Phenomenology of Empathy," in
Elliston and McCormick (1977], pp. 213-231. In the deliberative processes of Vatican
II it is most fascinating to follow the conciliar reflection which starts from a base of
empathy and by a process of consensus-formation gradually constitutes its corporate
sense of the ecclesial self as incarnate body-subject (i.e., the People of God in Lumen
Gentium).
17. See Abbott (1966), p. 707, emphasis added. The phrase, "reveals man to himself,"
will later appear in the pastoral constitution, Gaudium et Spes, #22; see Abbott
(1966), p. 220. This is a dominant idea in the thought of Pope John Paul II. See
Wojtyla (1980), pp. 75, 309; the encyclical, Redemptor Hominis in Carlen (1981),
Vol. 5, #25, p. 251; and the following statement from Frossard [1984], p. 67: "When
God reveals himself and faith accepts him, it is man who sees himself revealed to
himself and confirmed in his being as man and person. "(Emphasis in text.)
18. The connatural knowledge understood here is primarily the type referring to natural
ethics, although that referring to esthetics, art, and even mysticism is not excluded.
19. This is simply common Catholic doctrine. A good summary statement of this may be
found in Abbott (1966), pp. 220-222: "Christ as the New Adam."
20. One reason why an influential segment of the bishops was interested in seeking such
a rapproachment with phenomenology is that John's pastoral challenge easily leant
itself to the way of subjectivity, by which we mean "an enrichment of faith [ ... )
expressed in terms of consciousness and attitudes." See Wojtyla [1980] , pp. 203-206.
In such a context the Council became intent on, not new doctrinal definitions, but
on a new style of doctrinal penetration (and development) with increased potential
for a more contemporary catechesis, spiritual formation, and relevant witness (kerygma).
The enrichment of the faith sought by the Council has to be understood in two ways:
[... ) as an enrichment of the content offaith in accordance with the Council's teaching,
but also, originating from that content, an enrichment of the whole existence of the
believing member of the Church. This enrichment of faith in the objective sense, con-
stituting a new stage in the Church's advance towards the "fulness of divine truth," is
at the same time an enrichment in the subjective, human, existential sense, and it is
from the latter that realization of the Council is most to be hoped for.
See Wojtyla (1980], p. 18: emphasis added. The context of the above statement is
totally phenomenological. Consequently, "objective" signifies "a new [methodological]
stage," etc., and "subjective" is self-explanatory.
21. See Carlen [1981], Vol. 5, #28, p. 140. In this paragraph Paul VI does not mention
phenomenology or any of its derivatives by name, but he is obviously referring to them
since they constituted the dominant academic mindstyie in Europe at that time.
36 CHAPTER 2
32. See Abbott [1966], pp. 3-7, esp. "Two Issues of Special Urgency Confront Us,"
pp.5-6.
33. See Abbott [1966], p. 712. By 1977, however, Paul VI was sounding very much like
a "prophet of gloom." See Nichols [1981] ,p. 5l.
34. See Abbott [1966], p. 712.
35. See Abbott [1966], pp. 712-713. See also Footnote 37, infra.
36. See Cousins [1972] .
37. This interpretation of Pope John's spiritual discernment process is shaped by ideas
and valuejudgments made explicit only later in Pacem in Terris. See Carlen [1981],
Vol. 5, pp. 107-129. This is in accord with our purpose of writing an intentional
history of Pope John's conceptual development.
38. The sense of "non-technical" will go through a gradual change of meaning in this
essay on its way to effectively achieving Husserl's peculiar type of first reduction,
a suspension of science, in order to get insight into the (religious) life-world and its
structures. In the first session of the Council the bishops interpreted John XXIII's
opening speech as an exhortation to avoid the static conceptualism of scholasticism.
See Vorgrimler [1967-1969], Vol. 1, pp. 108, 110. This rather wholesale reaction
against (though really not an abandonment of) scholastic intellectualism freed the
bishops from the rigid restrictions of the one "scientific" tradition most of them
shared in common. This attitudinal change, however, necessitated more reliance on
their personal experiential sense of their Catholic identity and on their "connatural
knowledge" for prudential judgments regarding faith, morals and pastoral decisions.
(The fuller implications of this break with their scholastic foundations will be taken
up in the next chapter when we discuss the bishops' reflective process on the Sacred
Liturgy.) Throughout the Council, however, the bishops had to cope with an on-
going dilemma: Le., the discrepancy between their pastoral intent and their doctrinal
obligations. See Vorgrimler [1967-1969], Vol. 3, p. 169. In the document on
Revelation (Dei verbum) the bishops' doctrinal reflection came face to face with the
technical problems of historical methodology, which can serve here as an exemplary
case for all the modern positive sciences. This difficulty was resolved by a further
application of a suspension of science (Le., historical science) in order to get needed
insights into the religious life-world and its structures. As a matter of fact, however,
this process was operative throughout the Council, although it only becomes most
apparent with the suspension of the positive sciences in the document on Revelation.
(See Chapter Ten of this essay) Viewing the Council retrospectively, however, the
key to this suspension of the sciences (both positive and philosophical) may be found
in the centrality of the concept of mysterium (sacramentum), which is at the heart
of the major conciliar documents on the Liturgy, Church, and Revelation. See
Vorgrimler [1967-1969], Vol. 1, pp. 9-13, 111, 139-140; Vol. 3, pp. 171-172;
Vol. 5, pp. 196-197, 220-221. Once it is grasped that the primary (reified) analogue
of mysterium (sacramentum) is the Plan of God (see Vorgrimler [1967 -1969], Vol. 1,
p. 111) and that this Plan is perfectly "hominized" in the Word made flesh, then the
exclusively religious nature of the Council's style of reflection becomes apparent and
manifests the corporate consciousness of the ecclesiallife-world.
39. One needs to be acquainted with scholasticism in its role of juridical interpretation to
appreciate the complexities involved. However, a quick sense of this may be acquired
by glancing at Morrisey [c. 1975] which lists nine types of documents typically issued
by the Holy See. My essay focuses on the religious substance of Vatican II in order
38 CHAPTER 2
to discern later what might be authentic post-conciliar goals and values, particularly
as these may be reflected in the new code of canon law.
40. The challenge of this pastoral artistic enterprise is essentially given in Humanae Salutis.
In this project, however, John XXIII's role approximated that of Husserl in esthetics:
i.e., he laid out the theory of the enterprise, but its implementation was left to others.
For example, John XXIII laid out the ontological relationship of act-object in Humanae
Salutis in its first goal of renewal: to display the efficiency of the supernatural order in
the temporal one. He also endorsed the path of subjectivity in his second goal of renewal:
that this process enable men to discover in themselves their own nature, dignity, and
end. What the Council did for John XXIII, Spiegelberg [1982], pp. 223- 233 suggests
that Roman Ingarden (q.v. in bibliography) did for Husserl. In this context, however,
three other sources may be profitably consulted: O'Meara [1981], Dufrenne [1973],
and Landgrebe [1966], pp. 123-144: "The Philosophic Problem of Art."
41. The writer who displays the best practical grasp of this point is Wojtyla [1980], pp.
201 sq.
42. This topic is more extensively treated in Chapter 4 of this essay.
43. The key philosophical problem which Pope John imposed on the Council in its search
for a more contemporary expression of doctrine is that for almost six hundred years
the understanding of integral doctrine had been formulated in terms of the objectivist
thought-categories of scholasticism. How does one move out of such a realist epistem-
ology without precipitating the Church into absolute relativism?
44. See Abbott [1966] ,pp. 713-714.
45. For one such reaction from a rather mild philosopher see Maritain [1968], pp. 160-
162. For all of his animosity toward the historical aberration of Integralism this did
not prevent him from writing an important book, Humanisme Integral. See Maritain
[1973]. I employ "integralism" much in the same way as Maritain does and with no
connection with the historical fanaticism at the turn of the century.
46. Doctrinal integralism, as employed here, has an intrinsic relationship to the fact and
function of creeds in the history of Christianity. Objectively speaking, creed structures
belief and is indicative of an ontology permeating the vertical and horizontal relation-
ships consequent upon belief. For the essentially credal structure of Vatican II see
Wojtyla [1980], pp. 36-41, 57 et passim. An intriguing phenomenological analysis of
"The Creed as Expression of the Structure of Faith" may be found in Ratzinger
[1969], pp. 56-64.
47. See Abbott [1966], p. 715. The basic thesis of this essay is that the 21st Ecumenical
Council not merely drew upon "the effective and important wealth of juridical, litur-
gical, apostolic and administrative experiences ," but made them the apriori emperical
basis for its phenomenological analysis.
48. See O'Malley (1971), pp. 592-595. O'Malley's historical reductionism is essentially
incapable of grasping the meaning of Vatican II, as his evaluation of the Council as a
"revolution" indicates. See O'Malley [1983] , pp. 393-395.
49. See Abbott [1966], p. 4. "We shall take pains so to present to the men of this age
God's truth in its integrity and purity that they may understand it and gladly assent to
it." (Emphasis added.)
50. See Abbott (1966), p. 715. In this quotation it is quite apparent Pope John is, in
principle, endorsing methodological flexibility on the assumption it will not infringe
on authentic doctrine. Although he does not yet know what that new method will be,
he is entrusting this choice to the prudence and experience of the Council Fathers.
HUMANAE SALUTIS TO COUNCIL 39
51. By implication this task is undertaken to meet the authentic needs of humanity, not
its myths, preconceptions, assumptions, or wants. One of the notorious weaknesses of
O'Malley [1983], pp. 392-393 is his uncritical acceptance of the new "historical
consciousness." A comparable naive optimism is displayed by Cogley [1968]. For a
more realistic outlook on critical historical method see E. Kasemann's remarks in
Vorgrimler [1967-1969], Vol. 3, p. 193. In spite of the serene and irenic image pro-
jected by this opening speech John's pastoral intent is, in the reality of things, focused
on the rather grim contemporary "crisis in human beings" described at the beginning
of Humanae Salutis. See Abbott [1966] , pp. 703-704.
52. See Abbott [1966], p. 719. John XXIII's efforts to promote the unity of mankind by
way of Vatican II's religious undertakings have to be read in correlation with an
important socia-political judgment which he expressed in Pacem in Terris:
Today the universal common good presents us with problems which are world-wide
in their dimensions; problems, therefore, which cannot be solved except by a public
authority with power, organization and means co-extensive with these problems, and
with a world-wide sphere of activity. Consequently the moral order itself demands the
establishment of some such general form of public authority.
See Carlen [1981], Vol. 5, #137, p. 122. However, in an address in St. Peter's on
June 3, 1960 - a year and a half before he wrote Humanae Salutis - the Holy Father
developed the same idea out of the religious exigency of Catholicism itself:
[... ] This is now a principle that has entered into the spirit of everyone who belongs
to the Holy Roman Church: that is, to be, and to consider oneself truly to be, by virtue
of being Catholic, a citizen of the whole world, just as Jesus is the adored Saviour of
the whole world: Salvator Mundi. This is a good exercise of true universality, which
every Catholic should take note of and turn into a precept for the guidance of his own
mind, and as a principle for his conduct in religious and social relations.
See Lercaro and De Rosa [1966], p. 119; emphasis added.
53. The implication of "The Bomb" have been reasonably well-handled by Schell [1982].
It is, however, merely the "tip of the iceberg" for today's global problems which in-
volve population growth, ecology, poverty, economics, and a host of other problems.
These have been discussed in such well-known works as Ward [1976], Mische [1977],
and Brown [1981]. The distinctive contribution of John XXIII to the assessment of
these global problems is the recognition that their humane solution could be achieved
only by a moral renewal of mankind and the restoration of the natural and human
order which he made the central focus of Pacem in Terris. See Carlen [1981] , Vol. 5,
#167-168, p. 126.
54. Reasonable query regarding the utopianism of John XXIII's religious renewal has
surfaced in Lercaro and De Rosa [1966], p. 25 and Zizola [1978], esp. pp. 363-370.
For a balanced Catholic appraisal of this in the post conciliar era see Gremillion [1976] ,
#37, p. 502 and # 138-139, p. 555. The "new realism" of Christian morality in con-
trast to the "crackpot realism" of self-centered materialism is discussed in Schumacher
[1973] , pp. 293-297. Schumacher is a significant modern example of a man who over
a lifetime grew into the spiritual and pastoral sense of Vatican II without ever realizing
it. His life may be found in Wood [1984].
55. See Cox [1984], pp. 138-145, 159-169.
41
CHAPTER 3
As is well known, on October 13th, two days after John's opening speech, the
majority of the bishops by an adroit parliamentary maneuver wrested effective
control of the Council out of the hands of the Roman Curia.! Of necessity the
Curia is a quite internationalminded body when it comes to the flux of human
relationships involved in political diplomacy and the tactics of survival in a
secular, if not hostile, world. For the pastoral thrust of the Council to have
fallen into the hands of men preoccupied with local needs and the decentraliz-
ation of authority implied by collegiality and subsidiarity need not be viewed
as any great leap forward to "that unity of mankind," requested by John XXIII?
The bishops did, however, understand and endorse the ideal of renewal which
the pope presented to them in his opening speech. It should come as no surprise
that they initially appropriated it in the narrowly religious, abstract, and ahis-
torical way in which he presented it. By "ahistorical" I mean divorced from
contemporary, secular global history. In such a context Vatican II suffered an
overload of religious history: Le., two thousand years of a developing historical
consciousness, the strains of critical historical method, and the internal parochial
concerns of Northern European pastors and theologians since the turn of the
century.3
Since the reign of st. Pope Pius X no pastoral topic in the Church has received
more professional and religious attention than that of the Liturgy.4 Somewhat
naturally, then, the bishops placed this topic first on the agenda of the Council.
While dealing with this exclusively Catholic and very spiritual subject-matter,
some of their religious over-focus managed to find its way into the opening
paragraph of the document on the Liturgy:
It is the goal of this most sacred Council to intensify the daily growth
of Catholics in Christian living; to make more responsive to the require-
ments of our times those Church observances which are open to adap-
tation; to nurture whatever can contribute to the unity of all who believe
in Christ; and to strengthen those aspects of the Church which can help
42 CHAPTER 3
summon all of mankind into her embrace. Hence, the Council has special
reasons for judging it a duty to provide for the renewal and fostering of
the liturgy.s
The above style of reflection can not only abstract from contemporary history,
but also from past history as we commonly view it. 7 Any profound religious
reflection has this tendency to abandon, or at least suspend, profane time for
a much more exalted view of the historical process. This tendency was not
immediately apparent during the first session, but Oscar Cullmann, a Protestant
observer, noticed one of its more obvious side-effects during the second session. 8
Anyone familiar with modern critical historical method would be prone to
notice this anomaly in the conciliar style of reflection. What seems to be a
somewhat less-than-careful use of historical source material need not be a
necessary adjunct to the formulation of conciliar thought. However, care for the
historical accuracy of religious source materials is really a specialized discipline
DEVELOPING CONSCIOUSNESS 43
distinct from the analytical and genetic style of reflection employed by Vatican
II. (What is under development here is a rerun of the Husserl-Dilthey controversy.)
Cullmann, a renowned scripture scholar, is high in his praise of how the liturgy
document draws its inspiration from biblical sources. 9 But what is his surprise
when the De Ecclesia document seems to be a tissue of proof texts "added as
after-thoughts in order to establish a rather exterior relation between a pre-
fabricated schema and the bible."l0 Evidently a new dimension of the conciliar
style of reflection is now manifesting itself here, and Cullmann with a scholar's
preoccupation with technical, historical methodology seems to be missing the
important transformation which has taken place. The pastoral reflective process,
grounded as it may be in an ancient historical experience, now seems to rise
superior to the primitive empirical data as critically retrieved, uses it largely
as a supplementary adjunct, and factually dominates it for larger religious pur-
poses. Somehow the reflective process has metamorphosed into a transhistorical
one!
This bishops' extended reflection on the liturgical constitution must have
been a quite liberating experience for the vast majority of them. As they groped
for a "doctrinal penetration and a formation of consciousness" adequate to
their pastoral concerns, they entered the world of Christ's Paschal Mystery
Le., they returned to the primordial ontology at the heart of the Church's
historical consciousness.u This is the realm of Sacramental Time, where past,
present, and future fuse into an "eternal now." Here profane chronological
time has no meaning except in terms of the economy of salvation, God's Plan
hidden from all eternity. (Cr. Eph. 3:5-11) This is the realm of the primordial
"salvation history" whose successive events are intelligible only as orchestrated
by messianism, redemption, and eschatology.12 One enters this world not by
subjective memory or by merely recalling it psychologically, but by way of
anamnesis. 13 This means that by way of Word, Sacrament, and Prayer the
conciliar effort at pastoral reflection was transformed gradually into an "ob-
jective memorial directed Godward, releasing Christ's personality and power
afresh."14 Implied in the very process is "an experience of a fellowship with
Christ" in his eternal Paschal Mystery.1S Such an experiential awareness is
something distinctively and exclusively characteristic of the religious life-world
of Catholics and Orthodox Christians. Since at this point the bishops are now
judging things primarily on the basis of their connatural knowledge as holy
people and mystics do, they are formulating an Erlebnis theology of the Church
(Le., an experiential theology with strong conceptual overtones),16 rather than
one with a non-cognitive tonality and more properly to be called existential. 17
It may be called an "existential" theology, if by that we mean the type of
reflection whereby we commit ourselves to a certain interpretation of the
44 CHAPTER 3
The pastoral reflective process,just discussed, at this stage shows some interesting
similarities to phenomenology and some differences. The similarities: (I) The
bishops, as an intersubjective community, are reflecting on their corporate
life-world. (2) They are applying Husserl's "Back to the things themselves," and
not the- technical resourcement of the theologians with its heavy reliance on
critical historical method. (3) The objects, derived from a religious faith, have
DEVELOPING CONSCIOUSNESS 45
phenomenological legitimacy even though belief about their reality in the ex-
ternal, material order has been suspended. 23 (4) The purpose of the reflection
is not scientific clarification for its own sake (e.g., early Husserl) but renewal
(e.g., later Husser!). (5) This life-world is permeated with a universal teleology?4
(6) A complex christocentric (Le., hominized) type of intentionality seems to be
operative on three levels: Le., toward the Glorified Christ, towards human
dispositions/acts with an obediential potency to mirror Christ, and toward signs/
symbols apt to correlate dimensions of Christ to human beings. (It is in this last
area, as part of structuring a communication process, that the Council will
achieve one of its most creative breakthroughs.)25 The differences: (1) Since the
technical thematization of the bishops' reflections is done by the theological
commissions of the Council, all descriptive and analytical techniques are used
in a corporate way, rather than as typically used by individual phenomen-
010gists. 26 (2) An analogous concept of being is operative, rather than the
univocal one customarily understood by phenomenologists. 27 (3) The religious
ontology of the Council involves a hermeneutics of temporality and historicity
differing from that of most philosophical phenomenologists. (4) The affectivity
of connatural knowledge has an important role in shaping the mode of phenom-
enological constitution?8 This quick sketch has been offered here for two
reasons. First, to sensitize the reader to the somewhat natural alignment in-
herent in the phenomenological style of reflection and that employed by the
Council. Secondly, to suggest to professional phenomenologists that Vatican II
may offer some new horizons for their methodological considerations.
Of all the points mentioned above, the role of a religious ontology as the
stable backdrop for pastoral reflection at the Council needs the most emphasis.
Unlike Heidegger or Merleau-Ponty the bishops were not searching for an on-
tology;29 they were searching for ways of making it practically effective in the
modern world. On one occasion, however, their flexibility of expression seemed
to compromise an aspect of this ontology. This occurred on November 14,
1964, when Paul VI felt obliged to demand an "authentic" (Le., technically
correct) interpretation be given specific points in Lumen Gentium (Dogmatic
Constitution on the Church) before its final vote by the bishops?O The fol-
lowing principle was at stake: "Without hierarchical communion, the sacramental-
ontological office [of a bishop], as distinct from its canonical-juridical aspect,
cannot be exercised.'>3i This is not the only time Paul VI displayed his solicitude
in this regard. When a significant number of the bishops at the Council seemed
intent on demanding a technical review of the birth-control issue, Paul VI
withdrew the topic from the essentially pastoral agenda and gave it to a special
commission for technical review. 32 Lastly, on June 30,1968, he promulgated
the Credo of the People of God at the solemn closing of the Year of Faith. 33
46 CHAPTER 3
In this way he was trying to lace the Council's "new" description of the Church
into the ancient credal (ontological) tradition of Christianity. The common
denominator rendering all these actions of the pope intelligible is his solicitude
for doctrinal integralism: Le., the religious ontology or coherent intellectual
system ordering Catholic religious truths and values. 34
Within such a clearly defined context and within the religio-social scope of its
reflection Vatican II provides us with a very fine demonstration-model for a
study in pure methodology. When I say "methodology" here, I am simply ob-
jectifying or reifying the extraordinarily complex, yet controlled, approaches
which the human mind can take to any reality under consideration. By impli-
cation I am also suggesting that the notion of intentionality presented by schol-
astic and phenomenological writers is far more complex than these authors
ordinarily imply. The methodology finally achieved at the Council was elabor-
ated only with great difficulty. Even today it is still poorly understood. Up to
this point we have seen it develop in, at first, an abstract and ahistorical way,
then suddenly metamorphose into a transhistorical style of reflection. We know
from Humanae Salutis, however, that John XXIII originally viewed his pastoral
renewal program within the specific context provided by the modern world's
global crises, although in his opening speech at the Council he, for some reason,
chose not to focus on such problems.
At the present time, consequently, I would like to resume our reflection on
the ongoing development of the Council's methodology since its fully matured
form is not yet apparent. Two important factors, both of Johannine inspiration,
contributed to its completed form. The first was the distinction, ad intra/ad
extra, formulated prior to the Council but not consciously appropriated by the
bishops until toward the end of the first session. The second was, of course, the
great encyclical, Pacem in Terris, issued by John XXIII on April 12,1963. The
discussion of the ad intra/ad extra distinction will round out this chapter, and
Pacem in Te"is will be the topic of the next chapter. In discussing both of these
Johannine influences I intend to treat their sometimes complex historical
background in only a brief way. The burden of such details will be borne by
the footnotes. In following this procedure I hope to be able to focus rather
exclusively on the important contribution these two factors made to the con-
ciliar methodology.
DEVELOPING CONSCIOUSNESS 47
In his important radio address of September 11, 1962, John XXIII first em-
ployed the ad intra/ad extra distinction relative to the forthcoming work of the
Counci1. 35 Canon Charles Moeller quotes the pertinent text and lists some of the
topics about which the Holy Father was concerned:
It took a great deal of caucasing by many bishops to get the social dimension
of religion once again to the forefront of conciliar reflection. The intense in-
volvement of the majority of the bishops with such an overtly religious and
parochially practical topic, such as the liturgy, exposed them to falling into an
excessive "spiritualism" typical of such introverted reflection. Not until late
in the first session was there a breakthrough by the more social-minded bishops?7
Here is how Canon Moeller sums up the scene:
Summary
This chapter has reviewed the ongoing development of the bishops' reflective
process at the Council. In the beginning it seemed quite over-focused on spiritual
matters. With time this mode of reflection became transhistorical, involving
anamnesis and a different outlook on temporality as commonly understood by
men today. As radicated in such a transcendent religious life-world, the end-
product of such reflection might better be called an Erlebnis theology rather
than an existential one. Professional theologians at the Council kept this theology
from wandering beyond the confines of academic responsibility, and after he
became pope, Paul VI was vigilant about its ontological moorings. Although
the reflective process had not yet reached its full maturity, we pointed out
DEVELOPING CONSCIOUSNESS 49
NOTES
1. See Wiltgen [1978), pp. 15-19. For a very perceptive socio-<:ultural analysis corre-
lating this Vatican II "revolt" against the curial power structure with the Berkeley
student riots see Drucker [1971), pp. 101-102.
2. For some sound observations on this point from the theological view of communio
see Kress [1967), p.123: "Sacrament ofCommunio."
3. At this early stage of the Council it is quite evident that the intellectual leadership
is dominated by bishops and theologians from what is called the "European Alliance."
See Wiltgen [1978), pp. 15-19,65,80 et passim. The most respectable formulation
of this mind set of which I would be aware is Walgrave [1972), pp. 13-16. Some sort
of organized opposition to this dominance did not develop until the third session
(1964). See Wiltgen [1978), pp. 148-150. My negative remarks here should be inter-
preted within the context of the early stage of the Council. As this essay continues,
the reader will have an opportunity to study the growth in consciousness which all the
bishops underwent in the course of the Council.
4. For a compact history of liturgical reflection since the turn of the century see J.A.
Jungmann, "Constitution on the Sacred Liturgy" in Vorgrimler [1967-1969), Vol. 1,
pp. 1-8. The historical context in which the modem liturgical movement began and
its search for adequate principles of renewal are well handled in Franklin [1975),
[1976), [1917], [1979]. Some of the complex involvements of the twentieth-century
movement may be found in Quitslund [1973].
5. See Abbott [1966], #1, p. 137. Jungmann's commentary on articles 1-2 of this con-
stitution in Vorgrimler [1967-1969], Vol. 1, pp. 8-9, briefly presents a balanced
interpretation of this text as understood at that time. Although the constitution on
the liturgy was composed prior to Lumen Gentium and Dei verbum, it must be inter-
preted within their larger doctrinal framework and phenomenological structure.
Assuming, for a moment, that all of Vatican II's documents can be integrated into a
coherent religious paradigm, there is a larger background problem which we must
never forget: How does this structuring of religious truths relate to the ultimate prac-
tical goal of the Council which John XXIII formulated in Humanae Salutis?
6. This topic has been well handled by Canon Charles Moeller in Vorgrimler [1967-
1969], Vol. 5, esp. pp. 8-12. Mumion [1984) manifests a maturing consciousness
50 CHAPTER 3
in the U.S. regarding the relationship between the problems of today's world and
liturgy.
7. From a phenomenological (and retrospective) point of view this is the first manifest
example at the Council of the suspension of a "science" (Le., modern historiography).
The reduction of scholastic methodology, alluded to the previous chapter, might
be more properly classified as a philosophical reduction, if only on the basis of the
pre scientific origins of scholasticism. One of the reasons this "first reduction" largely
went unnoticed during the early stages of the Council was due to a widespread academic
assumption: so much historical study had been done in the field of liturgy that the
conciliar reflections were interpreted as the direct outgrowth of that historical research.
The living consciousness of the Church, however, transcends its empirical historical
antecedents. Vatican II was not an academic but a pastoral council. The bishops there
were intent on the transcendent realities symbolized by the liturgical phenomena,
and they were operating out of a mindset which in America we would tend to des-
cribe as "symbolic realism." In this outlook there are - in addition to the "objective
symbols" of the empirical sciences - another whole category of "nonobjective symbols":
Le., symbols
that express the feelings, values, and hopes of subjects, or that organize and regulate the
flow of interaction between subjects and objects, or that attempt to sum up the whole
subject-object complex or even point to the context or ground of that whole. These
symbols, too, express reality and are not reducible to empirical propositions.
See Robert N. Bellah, "Between Religion and Social Science" in Caporale and Grumelli
[1971], p. 288. Access to this religious level of reality is not available by way either of
subjective or objective "scientific" knowledge. One enters this primordial religious
world only by assuming a distinctively different time-consciousness with its accom-
panying attitudinal stance known as anamnesis. Further attention will be given to each
of these ideas as they appear in the course of this chapter.
8. See Cullmann [1964].
9. See Cullmann [1964], p. 249. Cullmann belongs to the tradition of "historical realism."
See Robert N. Bellah in Caporale and Grumelli [1971], p. 282. This historicist mindset
is basically a form of psychological reductionism.
10. See Cullmann [1964], p. 249. It goes without saying that because of the extreme im-
portance of the De Ecc1esia document (i.e., Lumen Gentium) to the central ideas of
the Second Vatican Council, far more care was exercised on its use of scripture than
ever given to the document on the Liturgy.
11. In Vatican II's Constitution on the Liturgy the Paschal Mystery (i.e., the Glorified
Christ, liturgically viewed as vitally operative under the threefold dimension of his
death, resurrection, and ascension) is treated in relationship to: (a) the history of
salvation (Le., God's Plan), #5; (b) the celebration of liturgy, #6; (c) sacraments and
sacramentals, #61; and (d) the celebration of the saints, #104. See Abbott [1966],
pp. 139-140, 158,168. "For it is through the liturgy, especially the divine Eucharistic
Sacrifice, that 'the work of our redemption is exercised'." See Abbott [1966], #2,
p. 137, emphasis added.
12. On Sacramental Time-Consciousness see Excursus II.
13. On "anamnesis" see Excursus II.
14. See Brunner [1967], p. 476. On "The Communion of Life" see Excursus II.
DEVEWPING CONSCIOUSNESS 51
academic theology or historical research would have only an extrinsic, ministerial role
in safeguarding the process from error. (3) This topology, as shaped by pastoral pur-
poses, would be a functional one, but developed out of the primordial ontology
structuring the life-world of the Church. (4) The topological changes in the corporate
consciousness of the Church, as endorsed at Vatican II, seem to provide the elements
for constructing a field theory of the ecclesial consciousness. (5) This field theory
would deal with two complimentary dimensions of the Church's consciousness: ad
intra, the inherently religious noetic field, and ad extra, the social field. (6) The cor-
porate religious consciousness, viewed ad intra, is really a bipolar field with a subjective
pole (Lumen Gentium) and an objective pole (Dei Verbum). (7) In the ad extra, social
field the Roman Catholic Church as a corporate entity has a missionary telos which
orients her to be a religious ecumene transcending the limited social fields of con-
sciousness associated with culturally or otherwise restricted local churches. For collateral
reading see Voegelin [1978], pp. 200-205, and Caporale and Grumelli [1971],
pp.286-295.
20. See Pribram and Goleman [1979).
21. The concept of homeostasis, originally developed by Claude Bernard as a physiological
idea, was popularized in America by Cannon [1932). The concept has since been
constructively applied in psychology. See index references in Menninger [1963) and
Frankl [1967). The concept is anything but a static one, and in this book should be
viewed as a preliminary step in introducing the isomorphic character of human con-
sciousness.
22. The role of the Holy Spirit is well-known in Catholic theology and was obviously
part of the thinking at Vatican II. See index references in Wojtyla [1980). For the
humanistic appreciation of the role of Christ's Spirit and contemporary reality see
Royce [1968). This latter work should be read in relationship to the pastoral goals
set by Pope John XXIII for Vatican II.
23. "Phenomena are objects of intentional acts. 'Objects' here are not taken as real entities
or events; they are whatever present themselves by way of the acts of perception."
See Natanson [1973a) , p. 13.
24. See E. Husser!, "Universal Teleology," in McCormick and Elliston (1981), pp. 335-
337.
25. This essay will discuss this point more extensively in Chapter 8: "The New Ecclesial
Hermeneutics."
26. Whether the vast majority of the bishops were aware that the phenomenological
method was being employed at the Council is a debateable issue. They knew they
were employing a descriptive method avoiding, for the most part, the technical intel-
lectualism associated with scholasticism. They also knew that this descriptive data was
being redacted in a competent fashion by highly skilled bishops (e.g., Bea, Montini,
Wojtyla, etc.) and theologians (e.g., Rahner, Congar, de Lubac, etc.), who also con-
ducted informative seminars and discussion.groups to keep the bishops abreast of what
was going on. It is somewhat difficult to believe that this phenomenological style of
reflection was not public knowledge. While the fact may have been known and taken
for granted, there is little indication that the vast majority of the bishops had any
real appreciation of the practical implications of this new style of theologizing. It goes
without saying, of course, that the redaction of the commissions is done in a way that
does not seriously contravene or undercut the traditional scholastic formularies of
previous Councils. This had to be, since - as in all previous Councils - much of the
discussion at Vatican II was focused on consensus-building among the bishops. See
DEVELOPING CONSCIOUSNESS 53
might have pleased Cullmann's tastes. As this essay hopes to show, the technique of
the "scientific reduction" was employed at the Council to avoid both pitfalls.
37. See Vorgrimler [1967-1969], Vol. 5, pp. 10-11.
38. See Vorgrimler [1967-1969], Vol. 5, p. 11. The three speeches may be found in
Latin Texts [1970-1980], Vol. 1, pars iv, pp. 222-227 (Suenens), pp. 291-294
(Montini), and pp. 327--330 (Lercaro). While these three speeches did much to focus
the Council's train of thought, they did not immediately resolve the theoretical and
pastoral issues under discussion. For the general contours of the debate see Vorgrimler
[1967-1969], Vol. 1, pp. 107-110. It may be noted, however, that the pastoral
challenge of Pope John XXIII is voiced in a somewhat modified way by Cardinal
Lercaro. He views the mission of the modern Church, its sanctifying role and the
magisterium, in terms of a three-fold presence of Christ in the poor, in the eucharist,
and in the hierarchy. As a precondition for authentic renewal the Council must formu-
late a tripodal ontological connection between these dynamic realities in order to
present a unified presence of Christ in the historical actualities of modern human
existence. This style of thinking, admirable as it may be, never developed beyond
doctrinal penetration and kerygma. To this extent, Vatican II simply refined the
strategic vision of John XXIII by way of further religious conceptualization and a
preliminary statement of new apostolic directions. Much of the purpose of this essay
is to clarify the fuller meanings of such ideas; possibly such spadework will be ground-
breaking for some thought about a much-needed pastoral management theory.
39. See Excursus III: Concrete Human Relationships and Cardinal Suenens.
40. The bipolar dialectic inherent in this Logos-Shepherd complementarity left a distinc-
tive stamp on the Conciliar style of reflection. In what amounts to a description (in
religious terms) of' the objectives of phenomenological method Ratzinger remarks
in Vorgrimler [1967-1969], Vo!.l, p. 299:
[... ] The Council has laid down no new dogma on any subject. But this does not
mean that all the Council says is mere edification, binding no one. Its texts, according
to their literary form, have serious claims upon the conscience of Catholics; their
pastoral dispositions are based on doctrine, and their doctrinal passages are suffused
in concern for men and for a Christianity of flesh and blood in the world of today.
The Council is "pastoral" in its fusion of truth and love, "doctrine" and pastoral
solicitude: it wished to reach beyond the dichotomy between pragmatism and doc-
trinalism, back to the biblical unity in which practice and doctrine are one, a unity
grounded in Christ, who is both Logos and the Shepherd: as the Logos he is our
Shepherd, and as our Shepherd he is the Logos. [Emphasis added.]
41. The term is customarily translated as "The Poor of Yahweh." See "Poor" in Leon-
Dufour (1973), pp. 436-438.
42. No one has incorporated this sense of doctrinal penetration and kerygma into his
integral understanding of the Council better than Wojtyla [1980], pp. 15-18.
55
CHAPTER 4
The phrase, "a certain searching for God," is the key to understanding John's
methodology in its integrity. None of the themes or issues, mentioned above,
"searches for God," only men do. This is not a precious distinction, but one
essential to comprehend what John is looking at and looking for. All of the
themes and issues, mentioned above, represent the mind's tendency to reify
or objectify what are really symptoms, or indirect indicators, of the human.
When Konrad Lorenz studies a nest, for example, this purely instinctual product
becomes intelligible only to the extent it tells him something about its maker,
the bird, which is the direct object of his observation. So, too, with John XXIII,
except that his religious vision focuses on two correlated objects. The first is
the Logos-Christ, the Everlasting Man. The second is human beings created
ontologically in the image of God and who are in the Second Creation, or
redemption, once again restored to this ontological order as more precisely
and concretely set by the Divine Paradigm of the Integrated Man, Christ the
New Adam. 7 Social systems, laws, ideologies, customs, products of technology
and art can only be indirect indicators of what is going on in human minds,
hearts and attitudes. s The same thing must also be said for the "signs of the
times," as indirect indicators of the human. 9 Human thoughts, actions, and
attitudes as correlating in one or another degree with the dispositions of Christ
are the proper object of the Holy Father's analysis. In such an analysis, we must
again emphasize, connatural knowledge plays a major role in the discernment
process.
Now Cardinal Roy is perfectly aware of the distinctions I am making, but oc-
casionally his terminology does not make this clear. For example, he categorizes
the encyclical as a "phenomenology of peace."lO Indeed, it is a phenomenology
inasmuch as it is based on empirical data, employs an analytical method, sus-
pends the modern sciences, and arrives at a contemporary expression of eidetic
essences. The encyclical is, however, only indirectly a phenomenology of peace.
Directly it is a phenomenology of the twentieth-century peacemaker, which
sets John's reflections within the biblical context of the Beatitudes (cf. Mt. 5 :9).11
His methodology, furthermore, is not merely analytical, but analytico-genetic
PACEM IN TERRIS 57
What the Cardinal is saying here, first of all, is that John's anthropology is
the product of a phenomenolOgical hermeneutics, but since the Holy Father's
spiritual discernment is radicated in the paschal mystery (Le., a religious on-
tology), his anthropology is also a theological hermeneutics. 14 In other words,
Pope John is offering us a quite complex, split-level type of anthropology. IS
At both the religious and human levels it provides a "revelation of men to
themselves,,,16 and as "a total vision of the human condition in the world to-
day," it is also a Vision of Hope for all of mankind. 17 Since Pope John's analysis,
however, is formulating a proleptic anthropology (Le., one in an embryonic but
developing form), Cardinal Roy is quite right to situate it within the perspective
of religious eschatology. Again, this emphasizes that the Holy Father's spiritual
discernment is radicated in the ontological time-frame of salvation history. But
this anthropology, grounded as it also is in contemporary empirical data, like-
wise implies a split-level eschatology where religious and human eschatology
complement one another and work in collaboration. 18 In such collaborative
efforts the supernatural order is offered the opportunity to display its efficiency
in the temporal order. To the extent John approves this new human ideal in
the process of self-creation, he implies that its inherently wholesome dynamics
should, if not irretrievably disrupted, arrive at a realized eschatology het:e on
earth. In the modern world's crisis John XXIII discerns under actual develop-
ment the ethical ideal which Josiah Royce discerned only in principle: man's
distinctive capacity to transform an evil situation into an even greater good by
58 CHAPTER 4
his loyalty to truth and goodness and by the power of creative love. 19 This
prospective resolution of the "crisis in human beings" incarnated for both Royce
and Pope John the essential values of Christ's saving mission (Le., the paschal
mystery - in the less-than-satisfactory religious shorthand of Vatican 11).20
We should not miss an important historical allusion here. What Marx did for the
nineteenth century, John XXIII was attempting for the twentieth. Both men,
reflecting on the critical problems of their era, were intent on deciphering the
dominant evolutionary dynamisms shaping mankind's historical process. At the
speculative level each beheld a new humanistic anthropology under development
in society, and this new psycho-social construct would provide the working
myth, or paradigm, for mankind's future progress and development. 21 Marx
drew his interpretive principles from the Enlightenment, and John from his
religion. Both, however, were quite practical-minded men. They wanted to
discover those working-principles whereby men could use the evolutionary
process in a constructive way. However diverse their focus, each was intent on
psycho-social renewal. Each was in search of a new anthropology, or science of
man, which would serve as a demonstration-model for mankind as it moved into
a future of growing complexity. Starting from a mechanistic conception of
material evolution, Marx discerned in the prevalent economic structures of the
industrialized societies a deterministic pattern leading to class warfare until a
global classless society emerged. The fact of nuclear weaponry has made this
scenario a highly dubious one today?2 Starting with men made in the image
of God, John discerns a new counter-cultural dynamic at work beneath the
surface of the world's turmoil. It is a dialectic of truth and love, justice and
freedom.23 This dialectic, by implication, exemplifies the Principle of Comple-
mentarity operative at the heart of communio. This freely chosen dynamic, as
assisted by God's grace and the work of the Church, will ultimately lead to the
unity of mankind. The stance of both Marx and John, each in his unique way,
intended to be both prophetic and sapiential.
The "missing link" between Marx and John XXIII was, in my estimation,
the aborted religious effort of Pierre Teilhard de Chardin.24 His "scientific"
Grand Vision was grounded empirically in the evolutionary process of matter. 25
His phenomenological reflection on this experience was, however, the product
of his connatural knowledge as priest-poet-mystic. Probably his greatest religious
difficulty derived from the fact that he seemed to be constructing ontological
hierarchy from the ground up. If not, then his major difficulty was essentially
PACEM IN TERRIS 59
that of Galileo: while he had a legitimate idea, he lacked the capacity to explain
it adequately in its religious context. 26 However, through his uniquely original
writings Catholic thought - willingly and unwillingly - was exposed to some
new horizons by his cosmotheandric paradigm of reality. This would be es-
pecially true for his insights into "the convergence of global consensus and
collective convictions.'>27 His writings constitutes a sort of Menschheitgeschichte:
i.e., the cosmic process of hominization whereby the phenomenon of man rises
to the transcendent person. 28 The follOwing quotation from Teilhard's The
Vision of the Past might easily have found a place either in Pacem in Terris or
in John's opening speech at the Council:
While both Marx and John XXIII each had their own Grand Vision of the really
real, they were not armchair theorists like Hegel, Feuerbach, or de Chardin.
Both were men intent on the practical action necessary to accomplish the "great
task," i.e., to make their Grand Vision a productive and functioning guide to
men's lives. They were, accordingly, men of strategic vision. Marx authored
The Communist Manifesto and [)as Kapital, and founded the Communist Party.
The Holy Father wrote Mater et Magistra and Pacem in Terris, and convoked
the Second Vatican Council. These men well appreciated that axiom of John
Naisbitt: "Strategic planning is worthless - unless there is first a strategic
vision.,,3o Men preoccupied with a strategic vision and its implementation do
their work on the conviction, or assumption, that their Grand Vision is essentially
valid and not to be questioned. This is an extremely important point if we are
to comprehend the pastoral intent of John XXIII and the strategic work of
adaptation carried out by the Council. 31 In this light John's opening speech
at the Council, insisting on doctrinal integralism, is really stating a fundamental
60 CHAPTER 4
Summary
Pacem in Terris was a return to the problem of peace, which had been one of
John's major concerns prior to the Council. It also was the mature expression
of his pastoral goals and method. His focus in the encyclical was two-fold with
an implied hierarchy between the objects under consideration: on Christ and
on human behavior in correlation with this christocentric paradigm. This analysis
resulted in a theological hermeneutics best described as an anthropology of the
peacemaker. But as a phenomenologically derived anthropology, it acquaints
us with the split-level type of concepts peculiar to John's style of pastoral re-
flections: i.e., where the religious and human levels of existence are seen in a
complementary relationship and working in mutual collaboration. All of this
is a development of ideas originally only sketched in Humanae Salutis: i.e.,
the revelation of men to themselves and the contemporary opportunity for the
supernatural order to display its efficiency in the natural order. An historical
parallel is drawn between the work of Marx and John XXIII, and Teilhard de
Chardin is seen as something of a "missing link" in this conceptual history.
Since John's pastoral method, goals, and work are component parts of his
strategic vision for the Church and mankind, his undergirding doctrinal integral-
ism is once again stressed. In spite of its seeming clarity this type of pastoral
reflection, especially when yoked with phenomenology, does have its ambiguities.
That is the topic of the next chapter
NOTES
1. For the complete text see Carlen (1981), Vol. 5, pp. 107-129. A compact, journal-
istic history of the encyclical's origins may be found in Zizola (1978) , pp. 11-24. The
conciliar document on the Church in the Modern World (Gaudium et Spes) was in-
fluenced by the encyclical in many passages. See "Pacem in Terris" in the Subject
PACEM IN TERRIS 61
to all men of good will, it does not express the totality of values inherent in his religious
ontology. At most it expresses an "ecumenical ethics" for the global social order,
inasmuch as his hermeneutics provides a functional paradigm of religio-social dyna-
misms which complement one another and can provide a common basis for construc-
tive collaboration in the buildings of peace and humanity.
13. See Gremillion [1976], #33, pp. 537-538. The comprehensive Christian vision
formulated by John XXIII has an "ecumenical" counterpart derived from the field of
comparative religious studies:
The homo religiosus represents the "total man;" hence comparative religion must
become a total discipline, in the sense that it must use, integrate and articulate the
results obtained by the various methods. of approaching a religious phenomenon. In
other words, it must become a total lind creative hermeneutics, since it is called to
decipher and explicate every kind of encounter of man with the sacred, from prehistory
to our days We do not doubt that this "creative hermeneutics" will finally be recog-
nized as the royal road of the history of religions. Only then will its role in culture
begin to show itself to be important. Such a "total discipline" can open new perspectives
to Western thought, to philosophy properly speaking as well as to artistic creations.
M. Eliade, "Comparative Religion: Its Past and Future," in Ong [1968], p. 251.
14. For a discussion of "anthropology" in general see Excursus V.
15. [he "split-level" type of both anthropology and theology, which John is suggesting,
goes back to his pastoral goal as formulated in Humanae Salutis: i.e., where the upper-
level truths of the revealed order display their efficiency in the lower-level temporal
order. See Abbott [1966]. p. 707. By implication, at least, John XXIII's notion of
pastoral theology is one which demands that the spiritual and temporal orders are
viewed in ~ comparative, correlated, and complementary way. See footnote 4, supra.
A phenomenologist would say that the two orders are presumed, in John's outlook,
to be "isomorphic."
16. See Abbott [1966], p. 707. The anthropological vision provided by Pacem in Terris
appealed far beyond the confines of the Catholic Church, as its original popularity
indicated. See Gremillion [1976], pp. 534-536.
17. In the context of Vatican II the message of hope, projected by Pacem in Terris, has
both its strength and weakness. As you may recall, Humanae Salutis called attention
to the danger of nuclear war and the on-going dehumanization of people in the world
today. Within such a "horizon" of the global, natural life-world, so markedly different
from the optimism of secular Western societies, Humanae Salutis projected a sense of
urgency about the work of the Council and tried to stimulate a much-needed transfor-
mation of attitude on the part of mankind. Pacem in Terris reflects on the same
horizon projected by Humanae Salutis, but in his encyclical Pope John now chooses
to focus on the hopeful trends which he sees developing under God's Providence. The
point to be emphasized here is that both of these documents deal with the same
horizon constituted by the religious and moral principles of the Holy Father; hence,
their messages are meant to complement one another rather than diverge from one
another. To seize on the optimism of Pacem in Terris at the expense of the realism
involved in Humanae Salutis is incompatible with John XXIII's intended sense. These
observations are important for "the Formation of Attitude." See Wojtyla [1980],
pp.201-418.
PACEM IN TERRIS 63
[1982), pp. 16-18. For a sample of two Catholic authors grappling with these ideas
see Thomas Berry and Joseph B. Gaven in Eigo [1981], pp. 1-24 and 105-137.
Furthermore, John XXIII's and Vatican II's almost exclusive focus on human dyna-
misms, inspired by their paradigm deriving from the biblical origins story, leaves their
legacy open to the charge of blindness to both ecology and the origins story of cosmic
evolution. While the Catholic teaching on natural law, reiterated in Gaudium et Spes,
should moderate such a charge, that teaching is today being brought into question by
a significant segment of Catholic intellectuals. A clarification of Teilhard's theories,
particularly as correlated with the substance of traditional natural law theory, would
greatly assist the pastoral renewal program of the Church. Perhaps the linchpin be-
tween the two theories would be some form of systems philosophy. See Laszlo (1972).
If we can allow for a developmental type of Aristotelianism, then we should extend
the same courtesy to Teilhard.
29. See Teilhard de Chard in (1966),pp.172-173.
30. See Naisbitt (1982), p. 94.
31. This problem has been well stated by A. Gibson in Shook (1968), Vol. 1, p. 321:
CHAPTERS
About a year after the release of Pacem in Terris another encyclical was issued
by the Holy See on August 4, 1964. In it the problem of peace, while still of
special urgency, was subsumed under a set of overriding concerns more properly
spiritual. The document displayed a perceptible shift of focus: from John's
practical (ad extra) solicitude for humanity to a speculative (ad intra) concern
for theological accuracy. I am, of course, referring to Paul VI's encyclical on the
Church (Ecclesiam Suam) ,1 issued just four months prior to the Council's
dogmatic constitution on the same subject (Lumen Gentium). The pope's letter
had no intention of preempting the forth-coming conciliar statement. Under an
umbrella-statement, however, of the broad religious policies which would shape
his future efforts, he once again repeated the "rules of the game." In doing so
he revealed himself as a man of a theologically meticulous, integralist mindset.
The encyclical is something of a "Driver's Manual for Pastoral Renewal," as
composed by a theological engineer. Two points of focus in the document high-
light this solicitude for abstract principle and technical accuracy: (1) the care
taken to ground the aggiornamento in a totally spiritual matrix? and (2) the
incipient anxiety expressed that such a pastoral program could occasion serious
internal problems for the Church (e.g., resurgent theological modernism, false
irenicism, over-accommodation to secular values, etc.).3
Now, if Paul VI felt obliged to take his stand at the ad intra end of the religious
spectrum, I can only infer that as an informed participant in the Council he was
reading some intellectual signs of the Catholic times and trying to restore the
vital balance necessary to the healthy life of the Church. His three broad policy
concerns may be viewed as his resolve to continue in his papacy dynamics al-
ready under development at the Council. Hence, he hopes to foster: (1) the
Church's own self-awareness as the Mystical Body of Christ; (2) the spiritual
renewal and adaptation appropriately flowing from such a consciousness-raising
process; and (3) dialogue with the world.4 It is in his extended reflection on
68 CHAPTERS
The above problem developing toward the end of Paul VI's.- reign was, for
Catholics, essentially a conflict between corporate and individual discernment.
Historically Catholicism has always stood for corporate discernment of its re-
vealed patrimony. Outside of this context Vatican II and the Catholic notion
of "Church" itself make virtually no sense whatever. But by trying to dialogue
with the world of the twentieth century, the Church entered an environment
dominated by intellectual pluralism. Since at least 1850 most theories of know-
ledge and science have been dominated by some form of psychologism. This
creates an environment of moral relativism in which each individual must face
up to reality as he sees it and make his own responsible decision.12 This intel-
lectual stance, as reinforced by the theories of Darwin and Freud, is mainly
characteristic of affluent Western democracies. It will be shaken only to the
extent that our world becomes even more destabilized, and people see the need
for corporate moral commitment and collaborative efforts for peace. By recog-
nizing the "crisis in the sciences" caused by ongoing intellectual fragmentation,
INTEGRALISM & PLURALISM 69
Husserl sought to restore philosophy as a rigorous science and reopen the time-
honored channels of communication among intellectual leaders in society.
Somewhat in the same vein, the bishops' rapproachment with phenomenology
was one attempt among many to open new channels of communication in a
pluralistic age. Unlike Hussed they did not think that the technique just in
itself would solve the "crisis in human beings." Rather, their usage of phenom-
enology was an "ecumenical" outreach toward our "separated brethren," the
modern intellectuals, and represented the Church's first effort at some very
highlevel "acculturalization.,,13 Once these points are appreciated, the am-
biguities and imperfections of the system can be seen in perspective and gradually
worked out by all interested parties.
Any bishops at the Council familiar with phenomenological method also recog-
nized its hazards. Yet, they could not afford to be intimidated by such prob-
lems since the ongoing crises in the modern world made it absolutely imperative
to open new channels of communication. Consequently their rapproachment
with this methodology was both informed and controlled. They knew, for
example, that they were not practicing transcendental phenomenology in a way
identical with that of Husserl, but in a corporate, developmental way com-
mensurate with his practical purposes of renewa1. 14 John XXIII had left the
bishops an inspiring illustration of this approach in Pacem in Terris; the ground
rules had been set by the axiom of doctrinal integralism; and they could, in an
unobtrusive way, use their own scholastic philosophy and theology to double-
check the results of their reflections. By fostering such methodological flexi-
bility the bishops hoped to open a multilevel communication system IS for the
ideas expressed at the Council and provide Vatican II's own demonstration-
model for enriched theological reflection in the future. I6 The incentive for such
creative procedures traces back to the pastoral nature of Vatican II as conceived
by John XXIII.I7 In this concrete context the religious reflection of the Council
would have proven useless unless it got people to do something. That may have
been the bishops' ultimate practical goal, but as God's salesmen they knew that
consummate artistic I8 skill would have to be employed to overcome the sales-
resistance to their ideas in the modern world. I9 They would, accordingly, have
to point out their product's merits, how it would meet the customer's needs or
wants, and how it would enrich his life or that of his loved ones. No salesman
can do any of these things unless he first communicates with his prospective
customer. Here, then, in compact form are the progressive steps which the
70 CHAPTERS
bishops hoped to take: (I) communication with the people of this age; (2) to
show them how their lives might be enriched; (3) in order to influence their
attitudes; (4) so that they would do something. 2o
Today, however, communication is somewhat differently understood than
in the past. In our era of psychologism it is generally conceded that it is the
hearer (or the prospective customer) who is the real communicator! The sales-
man is, in reality, only sending out signals which he thinks are appropriate. The
hard realities of the marketplace inform him whether or not he is successful.
It is, however, the hearer who interprets these signals and tells himself what is
being communicated. Quite literally he reveals the message to himself If we may
assume such a psychologistic frame of reference, then it is but a short step to
Pope John's pastoral goal of the revelation of man to himself. By reason of the
complexity of this communication process (in which non-verbal elements and
the esthetic "packaging" of a product often play an important, if not dominant,
role) we can appreciate why John XXIII downplayed an exclusively conceptual
approach to modem men in favor of a demonstration-model correlating authentic
religious and human values. Scholasticism, while long on theoretical concepts,
is short on the practical psychological techniques needed to work within human
consciousness and influence attitudinal change. On the European scene phenom-
enology provided the most respected methodology for such access to con-
sciousness, and the scholastic theory of connatural knowledge allowed for a
virtually seamless alignment with that method. Once such a methodological
correlation had been established, the whole conciliar process could, in theory,
be interpreted within either a scholastic framework or the more "existentialist"
style of reflection typical of phenomenology. Later on, however, we shall see
that the conciliar process is best appreciated when these two methodologies are
viewed as fused.
Summary
NOTES
1. See Carlen [1981), Vol. 5, pp. 135-160. In this encyclical Paul VI's basic spiritual
priorities are made quite clear: "Thus before embarking on the study of any particular
problem and before considering what attitude to adopt vis-a-vis the world, the Church
must here and now reflect on its own nature, the better to appreciate the divine
INTEGRALISM & PLURALISM 73
plan which it is the Church's task to implement." See Carlen (1981), Vol. 5, #18,
p.l38.
2. See Carlen (1981), Vol. 5, #18-25, pp. l38-139; #34-40, pp. 141-143; #41-42,
pp. 143-144; #45 -46, pp. 144-145, et passim.
3. See Carlen (1981), Vo1.5, #26-28, pp.l39-140; #47 -49, pp.145-146; #88; p.153.
4. See Carlen (1981) , Vol. 5, #8-15, pp. l36-l37.
5. See Carlen [1981), Vol. 5, #58-118, pp.148-159. For "dialogue," see Excursus VI.
6. See Carlen (1981), Vol. 5, #28, p. 140. Although Paul VI does not mention phenom-
enology by name, what he meant by the "modern bent of mind" is quite clear. Recall
Spiegelberg (1982), p. xxiii and Farley (1975), pp. 235-272. What is so extremely
important here is that, while maintaining his own objectivist mindset, he is at the same
time allowing for a methodological idealism which some have attributed to phenom-
enology. See Carr (1974), p. 39. In this sense Paul VI has already moved beyond
Pope John XXIII, who in his opening speech at the Council simply advocated method-
ological flexibility in general.
A major academic problem, however, still remains: doctrinal integralism is still
viewed in objectivistic terms. Paul VI gives no indication of jettisoning his own and
the Church's heritage of scholastic realism. This problem, reaching back through
John XXIII to Pius XII and Humani Generis, recalls once more Vollert's academic
question: "How, in an intellectual atmosphere of universal evolutionism, can we
safeguard transcendental truth?" For John XXIII, more concerned about the "crisis
in human beings," this was really a non-problem. His answer to this problem would
have been that of enlightened praxis: i.e., to show the efficiency of the Church's
transcendent moral truths in the temporal order! Paul VI, however, was more sensi-
tive to the theoretical dimensions connected with the "crisis in human beings." Conse-
quently, in a rather broadminded way he endorsed the methodological idealism implicit
in the Catholic use of phenomenology and encouraged dialogue at all levels. As regards
any enlightened praxis, he expected that program would, in substance, be developed
by the Council.
7. See Carlen (1981), Vol. 5, #35, pp. 141-142 et passim. Anything which Paul VI says
about the Mystical Body in Ecclesiam Suam should be viewed as simply an extended
commentary on the speech which he made as Cardinal Montini on the floor of the
Council, December 5, 1962. See Latin Texts [1970-1980), Vol. I, pars IV, esp. p. 292.
What Paul VI is saying in Ecclesiam Suam is that the Mystical Body, phenomenologically
speaking, always remains - at the horizontal level - the intentional ground of the
Church's concrete experience of its own body-phenomena. This topic will be taken up
in Chapter Eight. However, the term, Mystical Body, is also comprehensive enough to
embrace the intentional ground of the vertical dimension of the Church. That topic
will be taken up in Chapter Ten when we deal with Divine Revelation (Dei verbum).
8. See Gremillion (1976) ,pp. 379-386.
9. See Gremillion [1976), #31,p. 386.
10. See Gremillion (1976), pp. 387 -415. Cardinal Roy sees Paul VI's theological develop-
ment of Pacem in Terris exemplified particularly in the following major documents:
Ecclesiam Suam, Populorum Progressio, and Octogesima Adveniens. See Gremillion
[1976), #35, p. 538; #150, pp. 561-562. However, the comprehensive overview of
Catholic social teaching provided by Gremillion (1976), pp. 5-138 is the best general
index of the practical contribution of Paul VI to the work of John XXIII and Vatican
II's renewal program.
74 CHAPTERS
11. A balanced commentary on the Holy See's attitudes toward "birth regulation and
population policy" may be found in Gremillion [1976), pp. 96-103. For the human-
istic values implicit in these policies see Lucas Moreira Neves, '''Humanae Vitae' - Ten
Years Afterwards Towards a More Human Civilization" in Schall [1984), pp. 426-
435.
12. The responsibility for self engendered by psychologism is not to be identified with the
sense of responsibility engendered by Husserl's phenomenology. As Natanson [1973),
p. 11 writes:
13. The principle of "acculturalization," first endorsed in the document on the Liturgy,
was appropriately reaffirmed throughout the other documents of Vatican II. See
Abbott [1966), #37-40, pp. 151-152; and in the Index under "Adaptations" and
"Culture," Abbott [1966), pp. 749, 761-762. The point to be made here is that
Vatican II's phenomenological style of reflection, inasmuch as it has been applied to
matters of religious substance (e.g., Lumen Gentium and Dei verbum), displays a type
of quasi·philosophical, or intellectual, acculturalization operative on a much higher
level than that typically implied in the conciliar documents. However, the quite com-
prehensive description of acculturalization found in the "Decree on the Missionary
Activity of the Church" allows for such a sophisticated adaptation. See Abbott [1966) ,
#22, pp. 612-613. All of this should be viewed in correlation with the endorsement
of methodological idealism given by Paul VI in Ecclesiam Suam. In other words,
acculturalization is accepted as a methodological principle, and only to the extent
the cultural detail in question has an obediential potency to be conformed to authentic
Christian values. The importance of these reflections may be surmized by the fact that
on May 20, 1982, Pope John Paul II established a new Pontifical Council for Culture
for the evangelization of cultures and for the defense and promotion of the cultural
inheritance of mankind.
14. As the pioneer of phenomenological theory and method, Husser! never got beyond the
"solipsistic" dimension in his practice. His theorizing, however, sawall of this as a
necessary first stage on which would be founded a final stage of intersubjective
phenomenology. Out of this approach there would develop a phenomenology of tran-
scendental intersubjectivity, as the ground for a universal transcendental philosophy.
See Carr [1974], pp. 102-103. The corporate practice of phenomenology, as reflected
by the finalized documents promulgated at Vatican II, represents the above type of
intersubjective phenomenology anticipated but never practiced by Husser!.
15. Once Pope John XXIII endorsed the principle of methodological flexibility in his
opening speech at the Council, the bishops gradually became sensitized to the acute
communication problem which confronted them. Any attempt to have tailored their
message to all levels of intelligence in their anticipated global audience would have
been impossible, so the bishops were forced to handle the communication process in
INTEGRALISM & PLURALISM 75
a selective way. It is important to focus on the fact that they selected educated people
as their target audience. In the pastoral outlook of the bishops there was at least a
vague awareness of the need for collaborators, drawn from all segments of social leader-
ship, in order to carry out the pastoral purposes of Vatican II. Implicit in any col-
laboration with educated people is the need for a certain "collegiality": i.e., a
recognition of subsidiarity and the prudent delegation of responsibility in order to
capitalize on their initiative and creativity. But among such educated people (as within
the Church itself) there are levels of consciousness concerned with widely diverse
"regions of reality" (e.g., physical, psychic, spiritual or cultural). The surface-meaning
of the conciliar documents is directed toward the moderately educated, who will read
them out of some sort of "natural attitude." The phenomenological substructuring
of the Council's documents is directed toward highly sophisticated intellectuals, as
leaders of society, in order to provide them with a distinctive cultural matrix within
which to interpret the Church's profound rethinking of her contemporary role and to
provide an established model for their own critical rethinking in quest of intellectual
and cultural renewal.
16. Since Pacem in Terris provided a religio-social hermeneutic of contemporary reality
and, consequently, correlates with the "Church in the Modern World" among the
conciliar documents, it is quite clear that the Council in its doctrinal constitutions
intended to go beyond the demonstration-model provided by the encyclical. For some
preliminary details on this matter see Gremillion [1976], pp. 537-538, 561-562.
Once we appreciate the complexity of the larger communication process under develop-
ment, we begin to understand the unfortunate circumstances at the Council which led
to the "Decree on the Instruments of Social Communication." See Abbott [1966],
pp. 319-331 and Vorgrimler [1967-1969], Vol. 1, pp. 89-104. This is a case where
a socially complex topic, more pertinent to the ad extra concerns of the "Church in
the Modern World," got on the agenda while the bishops were intensely engrossed with
developing a communication process adequate to the ad intra nature and pastoral
needs of the Church. The Decree, as promulagated, is the result of some short-sighted
expediency and the lack of parliamentary ingenuity.
17. Especially John XXIII's pastoral goal of revealing men to themselves, as formulated
in Humanae Salutis. See Abbott [1966] , p. 707.
18. The concept of art introduced here with all the implications of esthetics is perhaps
one of the most important in this whole essay. Over the past twenty years this has been
one of the most neglected dimensions of Vatican II. Among contemporary theologians
only Hans Vrs von Balthasar has taken the esthetic dimension of theology seriously as
a conceptual concern. See O'Meara [1981] and von Balthasar [1982]. For an im-
portant correlation of esthetics with civilization and culture (a theme which we shall
develop toward the end of this book) see Hall [1973], pp. 23-29, 81-84, 183-190.
Reflection on the esthetic dimension of the documents promulgated by Vatican II
has made me aware of two things. (1) In contemplating this literary work of art there
must be a reduction, spontaneous or otherwise, consisting in a "willing suspension of
disbelief." (2) When this literary work is viewed as a purely intentional object, it is -
in Ingarden's words - perceived as a "multiply stratified creation," and its art is in-
tuited in its "metanarrative text." Since this metanarrative content is dependent on
a conditioned type of consciousness for its animation and concretion, it cannot be
said to be totally heteronomous. See E.S. Casey in Dufrene [1973], pp. xviii, xx.
The problem is much the same as watching a three-dimensional movie: you cannot
76 CHAPTER 5
appreciate its photographic effects unless you are wearing the proper type of glasses.
The esthetic vision, then, of Vatican II is not an autonomous work of art, but one
available only to phenomenological intuition.
19. Under the unpretentious rubric of "sales-resistance" I wish to introduce the important
topic of prejudice. Much of phenomenology is devoted to a recognition and explanation
of prejudice, and the Council's use of phenomenology is an acknowledgment and accep-
tance of that fact. By way of introduction to this theme see the word, "Prejudice(s),"
in the index of Carr [1974], p. 282.
20. As described, this is essentially the method used by John XXIII in Pacem in Terris. See
Gremillion [1976], #134-135,pp.558-559. In both Pope John's approach and that of
the Council the focus on human subjectivity, whether individual or collective, is part of a
pastoral plan rather than any speculative endorsement of a philosophical theory.
21. For one tentative interpretation, seriously in need of nuancing, see Rahner [1979). Less
cautious voices are: Greeley [1982), Martin [1981), Herr [1982), and Tracy, Kiing, and
Metz [1978). Until some commonly acceptable paradigm of Vatican II is discovered,
there is no great utility in speaking about its "failure" or the need for Vatican III.
22. This is not to say their influence has not been already felt in a few individualized in-
stances; e.g., in theology Hamer [1964) and in philosophy Wallace [1977), [1983b).
23. The speculative problems regarding methodology and reductionism stem from the
more fundamental issue of the relationship of faith and reason. For a concise statement
of the issues see the "Critical Remarks" in Byrne and Marziarz [1967), esp. p. 810. The
full panoply of issues involved in reductionism may be seen at a glance by asking the
simple question: "Can an atheist be a theologian?" This question is judiciously handled,
if not resolved, in Brian L. Hebblethwaite [1980), pp. 3-6 et passim. The preoccu-
pation with methodology, however, must not be viewed as an exclusively academic or
theoretical problem, but also as symptomatic of a cultural state of mind. See Voegelin
[1978], p. 7. In our new moment of human history this essentially Enlightenment
mindset has outlived much of its usefulness.
24. In the American Church the one development which just may reverse this whole trend
is the hierarchy's shift to global problems such as in the national pastoral, "The Chal-
lenge of Peace," issued on May 3, 1983. See Origins: NC docwnentary service 13: 1
(May 19,1983) 1-32. This pastoral confronts, at least in part, issues raised by Humanae
Salutis and Pacem in Terris.
25. See Crowe [1980).
26. See Merleau-Ponty in Natanson [1973b), Vol. 1, p. 102.
27. See Spiegelberg [1975], pp. 24-34. Spiegelberg's focus in this article is on the peda-
gogical benefits to be derived from this workshop approach. He does not significantly
relate this group-technique to Husserl's view that intersubjective phenomenology is the
final stage of his methodology, as ultimately leading to a universal transcendental
philosophy. See Carr [1974), pp. 102-103. As a case-study for phenomenologists,
Vatican II's procedures illustrate how phenomenologists (i.e., the Northern European
bishops and theologians on the theological commissions) and non-phenomenologists
(i.e., the average bishop at the Council) can work together in a "workshop approach"
to produce a commonly accepted phenomenological analysis of something which they
both share and desire to appreciate in an enriched way.
28. See Merleau-Ponty in Natanson [1973b). Vol. 1. p. 102.
29. This analogy, as applied to the United Nations, is used constructively in the context
of "the present Promethean period of change" by Muller [1982). p. 17.
77
CHAPTER 6
The mere mention of the word, "renewal," would have recalled to European
bishops and theologians the writings of Husserl who had advocated an intimate
connection between personal, social, and scientific renewal through the use of
his methodology.4 But John XXIII's Pacem in Terris was a decisive influence
for them to move in the direction of phenomenology. In his encyclical John's
thought was not cast merely as the product of his subjective religious ideas nor
as the result of some objective scientific study reducing both men and reality to
neatly packaged "things." Rather, in a quite non-formal way he had constructed
a phenomenological via media between the transcendent world of religion and
the empirical world of everyday living. s With such a powerful demonstration-
model of phenomenology dealing with the natural life-world of global society
the European bishops and theologians were inspired to follow something of the
same course at the Council. 6
78 CHAPTER 6
However, the bishops and theologians sensitive to this potential latent in the
Council viewed themselves, not as isolated phenomenologists, but as part of an
intersubjective community. 7 Consequently, they employed their methodology
in a way subordinate and auxiliary to the Council's larger pastoral purposes. This
purpose was not to "reconstruct" the Church's religious or theological conscious-
ness, but to affect the concrete Catholic way of life. This sensitivity did not
prevent them from acting like serious-minded and professional phenomenologists.s
Although the life-world of this religious community was ordered by a religious
ontology, these thinkers were not adverse to subjecting it to the stresses and
strains of free variation in the imagination. (Paul VI's reemphasis of the axiom of
doctrinal integralism in Ecclesiam Suam was not done in a vacuum.) The pastoral
intent of the Council did not prevent the bishops from occasionally resorting to
some very technical shadings of doctrinal points, although more of this was due
from pressure brought to bear by historical studies than by phenomenology
itself. As a final result, however, the Council displays an innovative application
of the phenomenological method which opens avenues to anthropological
enrichment not available to a merely scholastic interpretation of the Council. 9
Spiegelberg lists six steps or phases in the use of the phenomenological method. 10
Each step may be used separately to constitute a small phenomenology in itself,
and not all professional phenomenologists employ all six steps in their work.
Spiegelberg's treatment of these steps, although deriving from a phenomenology
based on individual subjectivity, opens up a comprehensive sense of the method-
ology as a whole and correlates well with my own purposes here. ll I intend to
limit my own reflections to how these steps are discernible in the conciliar
reflective processes and procedures. Only one slight addition will be made. I
shall supplement Spiegelberg's treatment with some prefatory remarks on
dialogue. 12 This type of communication is an essential ingredient of any corpor-
ate use of phenomenology, which necessarily involves the participants in an
ongoing, empathetic analysis of the vicarious experience of their partners in the
conversation.
Dialogue
Dialogue at the Council was the process whereby phenomena were gathered and
sorted out. The formal dialogue conducted on the floor of the Council and in
PHENOMENOLOGY 79
the working committees has been printed, in large part, in the Acta Synodalia
of Vatican II, and for scholars this would provide the most direct access to the
phenomenological aspects of the Council. I3 Inasmuch as the Second Vatican
Council was a "workshop" of about twenty-five hundred bishops, a great deal
of parliamentary procedure and committee work was necessary to keep this
dialogical traffic flowing freely and constructively. At the beginning of the
Council an attempt was made to control this dialogue by restricting it to the
documents submitted by the Preparatory Commission. That attempt failed, and
the dialogue thereafter was virtually unhindered. 14 As a pastoral Council Vatican
II's dialogue had a built-in bipolar quality about it. IS Local bishops, for example,
when addressing a theological issue, would naturally be prone to voice it as the
people back home appreciated it. The same thing may be said, mutatis mutandis,
for the many specialized professionals at the Council, e.g., canonists, adminis-
trators, historians, etc. The focus of analysis and reflection, then, see-sawed
between abstract truth and its multiple empirical expressions throughout the
world at all levels of life.
Descriptive phenomenology
This step is the place where scholasticism and phenomenology so naturally over-
lap that their definitions are sometimes hard to distinguish from one another. 23
Both systems of thought are extremely sensitive to the importance of intention-
ality and essences, but it takes an acute observer to distinguish how the two
systems differ about these basic notions. 24 As a world meeting, the Council
would have been faced quickly enough with the need to distinguish between
the essential and the accidental, the necessary and the contingent. 25 Con-
sequently, the bishops were reasonably well-prepared to grasp the essential
structures of any phenomena presented to them and to perceive the essential
PHENOMENOLOGY 81
Phenomenology of appearances
This phase in the method would represent merely a shift from the what to the
how. The focus here would be on the multiple aspects or modalities under which
the same object can present itself to our consciousness. As a striking example
of such sensitivity to visual appearances, Spiegelberg offers "Monet's eighteen
versions of one slanted view of the facade of the Cathedral of Rouen, as seen at
different times of day.,,29 Attention to such detail would not only characterize
an artist of any type but also someone judging on the basis of connatural know-
ledge. The Church has had, however, such a long history with the principle of
"saving the appearances,,30 and arguments of theological fittingness that her
sensitivity to this type of phenomenology need not be emphasized. In alllikeli-
hood, this type of sensitivity had a great deal to do with the positioning of the
role of the Virgin Mary in the Council documents. 3! At such a world meeting
as Vatican II the bishops were also inundated by the cultural diversity of the
one Church with its one truth. This experience enabled them to re-see the Whole
Christ as reflected in the rich diversity of human beings living in diverse cultures.
This is evident in the bishops' hearty endorsement of the principle of accultural-
ization for Catholic life and practice.
82 CHAPTER 6
There are two types of reductive phenomenology found in the work of Husser!
which are pertinent to our reflections here. The first type is in the service of
PHENOMENOLOGY 83
science, and the second is in the service of human beings. 36 What is uniquely
peculiar to the first type of reduction is that Husserl (after the manner of
Descartes) practiced a methodical suspension of belief (epoche) in the existence
of the natural world. 37 This "bracketing" of one's natural attitude towards
existence is really what any natural scientist has to do in order to put on a
totally objectivistic and neutral attitude toward the data of his research. Math-
ematicians also bracket a portion of a complex problem in order to put it "on
hold" while they work on a separate, more accessible part of the problem. The
phenomenologist practices this type of epoche in order to pursue his eidetic
analysis of the phenomena as they exist in his consciousness. 38 To the extent
that he arrives at their apodictic meaning for him he also intuits their universal
essence(s). This process, as mentioned previously, is somewhat comparable to
"abstraction" in scholasticism, and to the extent both processes aim at the
distillation of universal essences, both are in the service of abstract, theoretical
science. Unfortunately, HusserI got so involved with the constitution of his
own consciousness that he seems to have lost contact with the "bracketed"
portion of reality and to have lapsed into a variety of Kantianism. 39 To the
extent this type of reduction/abstraction was used at the Council in the pursuit
of eidetic essences, it would have been used in the larger context of scholasti-
cism which favors realism rather than idealism. (That, at least, is what Paul VI
reminded us of in Ecclesiam Suam.)
The second type of reduction, however, is far more important for under-
standing the nature of Vatican II. This type of reduction works somewhat
the opposite of the first type and consists in a methodical suspension of belief
(epoche) in all the sciences, natural or otherwise. This type of reduction - quite
disconcerting for most modern men - is a precondition for entering the life-
world which is the pre philosophical, precultural, and prescientific world given
to each man in his immediate experience.4o In the Crisis Husserl thus describes
this unfamiliar reductive process:
Clearly required before everything else is the epoche in respect to all objec-
tive sciences. This means not merely an abstraction from them, such as an
imaginary transformation, in thought, of present human existence, such
that no science appeared in the picture. What is meant is rather an epoche
of all participation in the cognitions of the objective sciences, an epoche of
any critical position-taking which is interested in their truth or falsity, even
any position on their guiding idea of an objective knowledge of the world.
In short, we carry out an epoche in regard to all objective theoretical
interests, all aims and activities belonging to us as objective scientists or
even as [ordinary] people desirous of [this kind of] knowledge. 41
84 CHAPTER 6
Once the philosopher has returned to this life-world he may then use the first
type of reduction to "understand how it is given and how it is constituted in
human consciousness so as to have meaning and on tic validity.,,42 What would
be the nature of any such life-world, and what would phenomenological analysis
of it ultimately be aiming at? David Bidney answers such questions for us thus:
All of the above is, of course, a description of the natural life-world, of which
there are many: e.g., the Chinese, Hindu, European, etc. 44 Ultimately Husserl
hoped to build the superstructure of science on the ground common to all these
human life-worlds. In this respect he hoped to solve both the "crisis in the
sciences" and the "crisis in human beings." By their suspension of the sciences
at the Council, however, the bishops were intent on returning to their religious
life-world. Although in Catholic religious belief the natural and religious life-
worlds are correlated and complementary to one another, it is not legitimate
to interpret the religious life-world exclusively in terms of the natural life-
world. That would be a form of reductionism and would imply that in its
doctrinal constitutions (Le., Lumen Gentium and Dei verbum) Vatican II was
simply elaborating a sociology of knowledge. Rather, as John XXIII intended,
it was formulating a new "split-level" type of pastoral theology previously
unknown.
Although the bishops came from various nations and cultures, they formu-
lated their contemporary, corporate consciousness as Catholics living in a world
PHENOMENOLOGY 85
transcending their natural confines. They investigated the genesis of this religious
life-world, explained how it is given, demonstrated its constitution in the human
consciousness, and catalogued in great part the a priori structures of this cor-
porate subject. All of this creative reflection was done to achieve an enriched
comprehension of the moral meaning and on tic validity of the corporate life-
world of the Church. This ecclesial reflection on a really "transglobal" religious
life-world also formulated a blueprint for a meta-anthropology in the first two
chapters of Lumen Gentium. 4s But in order to "incarnate" this blueprint in
the diverse natural life-worlds around the globe today, the Council endorsed
the principle of acculturalization discussed previously. The religious meta-
anthropology formulated at Vatican II leads naturally into our final topic,
hermeneutic phenomenology.
Hermeneutic phenomenology
Anyone who has had an introductory course in the bible knows that hermen-
eutics is a set of reasonable guidelines for the intelligent interpretation of the
scriptures. These guidelines are based, for the most part, on sound historical
and theological studies. Martin Heidegger, preoccupied throughout much of his
life with the problem of man's existence in a puzzling universe, became con-
vinced that phenomena had additional, hidden meanings beyond those im-
mediately available to our intuitions. (Quantum physicists had been insisting
on that point since the early part of this centuryl6 Whatever the merits of the
five steps previously discussed, Heidegger saw the need for a new hermeneutic
phenomenology to interpret such hidden meanings. His own technical analysis
of human being resulted in an interpretation of man's existence as being-toward-
death.47 Via Bultmann and other scripture scholars this type of hermeneutics -
in one form or another - has made its way into Catholic religious reflection. 48
The Council's analysis of human being not merely resulted in but consciously
created a pastoral interpretation of man's existence as being-toward-Christ.
Inasmuch as Jesus proclaimed himself the Way, the Truth, and the Life (cf. In.
14:6), this is a quite understandable, and even expected, paradigm for religious
human existence. In fact, the theological doctrine of man made in the image of
God, when correlated with the scholastic notion of "obediential potency,"
virtually rules out any other Catholic paradigm for human existence. As formu-
lated by the Council, however, this new Christian hermeneutics is developed for
a turning point in human history and is tied in with the very survival of man-
kind.49
86 CHAPTER 6
order to come to maturity. First, there was the elementary eidetic analysis of the
raw data as deriving from the bishops on the floor of the Council. This would
have necessitated the use of the epoche, if only to break out of stereotypical
scholastic thought-patterns. The dominant techniques of this early stage of
reflection would have involved dialogue, descriptive phenomenology, and the
phenomenology of appearances and of essences. 54 This formulation of "essences"
may better be called the "eidetic thematization" of doctrinal and moral truths,
in order to distinguish it from the "essences" formulated in the objectivist
manner of scholasticism. 55 Secondly, as the pastoral sensitivity of the Council
became more finely attuned, the "turn to the life-world" became more con-
sciously accepted and necessitated the suspension of all the sciences. By this
time, however, the bishops - like Husserl - were working out of a completely
teleological conception of their corporate consciousness. Up to this point the
raw data of the phenomena had been emanating from the individual religious
life-worlds as verbalized by the various bishops from around the globe. Now the
quest was on for the common ontology at the heart of all these individualized
religious life-worlds: Le., for the intentional ground of the corporate religious
life-world of the Church. Lastly, after this intentional core had been discerned as
the Glorified Christ, the vitally alive God-Man (Le., a concrete universal), there
came into play an active constitutive phenomenology which formulated a
hermeneutical construct called the People of God. This phenomenological
interpretation is an eidetic thematization of empirical a priori data (Le., religious
experiences) and correlates the Council's notion of the contemporary Church at
the level of theoretical praxis. Perhaps it would be clearer if we said the People
of God is simply religious terminology for a theoretical anthropology.
The above presentation is merely a preliminary sketch of a quite complex
process. The ideas involved and their genetic development can only become
clear within the further discussions of this essay. Now is the time to begin laying
the foundation for that fuller comprehension by studying the adjusting con-
sciousness of the Church in its own conciliar quest for a new self-understanding.
Summary
This chapter, intended for an audience with at least some generic awareness of
phenomenology, has been quite technical and is more in need of some high-
lighting rather than any attempted summary. The main purpose of the chapter
as a whole has been to introduce the reader in a general way to how the partici-
pants at Vatican II adapted the method and techniques of phenomenology to
the pastoral purposes of the Council.
88 CHAPTER 6
Three observations made in the chapter deserve a parting emphasis. (l) The
introductory paragraph formulated in a finalized way the religio-social setting
within which I view the work of the Council. The really important point made
there is that the critical challenge facing mankind is essentially a moral one. In
discussing these global issues I was also able, for the first time, to use the ad
intra/ad extra distinction in a slightly more complex way typical of the real
complexity of this distinction. (2) Perhaps the most important point reempha-
sized in this chapter is that the eidetic statements generated by phenomenology
are really a via media between subjective and objective concepts, as we typically
use that terminology. (3) Of the six steps of the phenomenological method,
discussed in this chapter, it is essential to grasp that the second type of reduction
really involves the suspension of all the sciences! In Husserl's conception of
phenomenology this is a necessary precondition for re-entering the natural life-
world with renewed vision; it presumes, of course, that this renewed vision is
shaped by a totally teleological consciousness. In the context of the Council
that teleology is orchestrated by the Glorified Christ functioning as a concrete
universal throughout all levels of the corporate Catholic consciousness.
This chapter ended with a brief summary of how the phenomenological
method was technically employed at the Council. From this point on, however,
much of our discussion will hinge on a developing awareness of constitutive
and hermeneutic phenomenology. To foster this developing awareness the next
chapter will discuss the dynamics of the ecclesial consciousness as it adjusts to
get its final pastoral focus.
NOTES
1. It should be quite apparent that I have slipped into a slightly modified usage of the
ad intra/ad extra distinction to indicate a dialectical relationship between human
beings and their external world. From this point on the reader should be alert to the
changing uses of this distinction.
2. See Mische [l977],p. 5.
3. Throughout this essay I emphasize the moral challenge. There are those, of course, who
suggest a solution almost exclusively on the basis of technological optimism. The best
example would be Fuller [1981]. Since the problems under consideration are so
complex, however, the intent of this essay is to suggest that both schools of thought
ought to be working together.
4. A concise but quite substantial resume of Husserl's ideas may be found in Aron
Gurwitsch's "The Last Work of Edmund Husser!." See Gurwitsch [1966], pp. 397-
447.
5. It is a well-known fact that Msgr. Pietro Pavan of the Lateran University composed the
encyclical on the basis of Pope John's ideas. Others later consulted were Fr. Luigi
Ciappi, O.P., the pope's official theologian; Fe. Goerge Jarlot, S.J., sociology professor
PHENOMENOLOGY 89
at the Gregorian University; and very likely Msgr. Loris Capovilla, the pope's secretary.
See Zizola [1978], pp. 12, 19-20.
6. Within the context of the Crisis Merleau-Ponty recalls Husserl's concept of the phil-
osopher which applies equally well to John XXIII as a theologian in the context of
Pacem in Terris: "The philosopher is, he says, 'working in the service of humanity,'
meaning that the philosopher is professionally bound to the task of defining and
clarifying the conditions which make humanity possible - that is, the participation
of all men in a common truth." See Natanson [1973b], Vol. 1, p. 49.
7. Methodologically speaking, the individual practice of philosophical phenomenology
does have a complex problem when it confronts the matter of intersubjectivity. See
Spiegelberg [1982], pp. 138-141; Gurwitsch [1966], pp. 432-436; and F.A. Elliston
in Elliston and McCormick [1977], pp. 213-215. In spite of the fact that the theor-
etical undergirding for the notion of intersubjectivity has not always been tidily in
place, this has not prevented phenomenologists from reflecting on the idea. This
would especially be the case for the Catholic philosopher, G. Marcel. See Spiegelberg
[1982], pp. 452-453. However, once the fact of intersubjectivity is accepted and
there is the intent to reflect on man in his "natural attitude," then the logical assump-
tions or consequences are those listed in Schutz and Luckmann [1973], p. 5, and these
provide the working-principles for reflecting on the life-world.
8. In order to concentrate on phenomenological theory and method, I have carefully
avoided discussing how individual Catholic theologians employed this type of analysis
prior to the Council. The simple listing of these theologians as provided by Farley
[1975], pp. 244-255 and John [1966], pp. 130-134, 167-168, 186, 189 are
adequate for my purposes here. However, all of these theologians were working out
of a historical background in which phenomenology was a precondition for academic
respectibility outside the narrow confines of scholasticism. On this larger background
see Pelikan [1969-1970], Vol. 2, pp. 245-309.
9. Before beginning any technical discussion I suppose I should layout my "Phenom-
enological Creed," which is essentially that formulated by Natanson [1973a], p. 190:
Underlying this study has been the conviction that Husserl's thought constitutes a
unity which has unfolded in a complex but essentially continuous fashion. For all its
inadequacies, the psychological position of Philosophie der Arithmetik contained the
seed of the position advanced in the Logical Investigations, whose critique of psychol-
ogism prepared the way for the phenomenology of the Ideas. In turn, the methodology
developed there went far beyond the propounding of technique and evolved instead
into a transcendental logic on the one hand, as developed in Formal and Transcen-
dental Logic, and a transcendental monadology on the other hand, as portrayed in
Cartesian Meditations. And with the full expression of transcendental phenomenology,
Husser! turned to his most profound theme, the search for a philosophy of the life-
world which could revitalize the meaning of history through a new critique of reason.
10. See Spiegelberg [1975], pp. 54-71. For a somewhat more detailed treatment of the
same matter see Spiegelberg [1982], pp. 681-715. Perhaps one of the best compact
introductions to most of the ideas treated in this chapter would be Peter Koestenbaum's
"Introductory Essay" in Husser! [1975], pp. IX-LXXVII. Good collateral reading
would also be provided by the article, "Toward a phenomenology of experience,"
in Spiegelberg [1975], pp. 175-179.
90 CHAPTER 6
11. See Excursus V on Anthropology under the subheading, "Vatican II's consequent
openness to phenomenological method."
12. See Excursus VI on Dialogue under the subheading, "From cautious endorsement to
real sensitivity."
13. See Latin Texts [1970-1980]. In the polemicized theological environment of the
postconciliar period there has been the beginning of some scholarly research into these
important documents. On occasion, however, such research seems to shade into some-
thing resembling apologetics. An example of this would be O'Connor [1984] , pp. 10-
21, where he provides a technical analysis of that disputed phrase, "subsists in," as
found in Lumen Gentium. See Abbott [1966], #8, p. 25. Worthy, and even necessary,
as such a technical analysis may be for pedagogical purposes, its aura of defensive
objectivism lends itself to projecting Vatican II within the confines of an ill-fitting
scholastic straight-jacket. However, once the Council is appreciated within its phenom-
enological and pastoral context, such problems are at least placed in their proper
perspective, if not solved.
14. See Excursus VI on Dialogue under the subheading, "The popes as monitors of group
dynamics."
15. The more technical aspect of this bipolar quality of the full ecclesial consciousness
will be reserved for Chapter Ten, dealing with Revelation (Dei verbum).
16. Even if we grant that the phenomenological descriptive style is the dominant method-
ology used at the Council, scholasticism is a looming presence throughout the docu-
ments: e.g., in terminology ("subsists in"), in ideas (natural law), and in ontology
(the coherence in all orders of being and at all levels). It is too simple a solution to say
that such conceptual realities should, therefore, be understood within the preconcep-
tions of Transcendental Thomism. It is a fundamental axiom of Catholic belief that
authentic reason cannot contradict authentic faith. With the employment of the
phenomenological method as the via media descriptive vehicle, the future challenge
for any critical approach to the Council's documents will be to discover how faith,
phenomenology, and scholastic realism are used in correlation for anthropocentric
purposes.
17. Our use of terminology associated with the important work of Otto [1923] is meant
to place the Council's reflective process within an historical context concerned with
the religious life-world rather than that of objective science. By which I mean that the
concept of "mystery," emphasized in the Council documents, shares a history since
the turn of the century not only with "scientific" biblical or sacramental theology,
but also with the phenomenology of religion. Another pioneer in this style of re-
flection would also be G. van der Leeuw. For his notion of "The Phenomenology
of Religion," see Leeuw [1963], Vol. 2, pp. 683-689. The seminal work of Otto and
van der Leeuw has been continued and developed in America by the academic work
of M. Eliade. (We shall return to this topic more extensively in Chapter Ten.) The type
of religious reflection and analysis demonstrated at Vatican II is comparable in quality
to the above-mentioned scholarship, but it differs in two important ways. 0) The goal
of the Council's reflection is ultimately oriented to practical, pastoral human needs.
(2) Its religious contemplation must be judged within the tradition of Christian mysti-
cism and spirituality, rather than by the Post-Kantian and Lutheran presuppositions of
Otto or by the academic neutrality implied by Eliade's comparative objectives. For the
larger European context of such a development see T. Steinmann's "Modern Mysticism,"
in Pelikan [1969-1970] , Vol. 2, pp. 392-406.
PHENOMENOWGY 91
18. No one has appreciated this point better than Natanson [1973a], p.12. who writes:
(Gaudium et Spes). The primary source to track the details of these stages of develop-
ment would be Latin Texts [1970-1980].
23. Scholasticism and phenomenology do differ in appreciable ways. For a concise intro-
duction to these differences see Spiegelberg [1982], p. 37 and footnote 19 on pp. 47-
48 (Le., how Brentano's concept of intentionality differs from Aquinas'); pp. 97 -103
(on Husser!'s conception of intentionality); pp. 95-97 (on Husserl's doctrine of
universals/essences). Spiegelberg [1981], pp. 3-26 contains an extended technical
article entitled: "'Intention' and 'Intentionality' in the Scholastics, Brentano and
Husser! (with Supplement 1979)."
24. The descriptive phenomonelogy, discussed previously, quite often represents the pre-
liminary phase leading to an intuition of essences. It is a more profound type of
analysis than the phenomenology of appearances, to be discussed shortly. As long as
Husser! remained clearly focused on his original aim of reestablishing the epistemological
foundations of science, the type of essence which he was dealing with was reasonably
clear. Such empirically grounded (Le., concrete) essences/universals are exemplified
in mathematics, logic, and the natural sciences, and they are manifested by strong
apodictic evidence. The equivalent notions in scholasticism are nuanced as "abstract"
essences/universals and provide the ground for a higher metaphysical order of being
understood analogously. The nearest Husser! would come to such an order would
be in his "transcendental logic." See Husser! [1978] or Bachelard [1968].
Husserl's non-metaphysical, concrete essences are all understood univocally, and
as empirically grounded have an ontic orientation to matter. Hence, he never speaks
of "abstracting" from matter, as a scholastic would, but in a somewhat Cartesian
manner resorts to a "reduction," which is a methodical doubt about the extra-mental
existence of such essences. The practical end-product in the area of technical science
is, however, pretty much the same, whether one is a scholastic or a phenomenologist.
Any differences between the two systems could easily be handled by some nuancing
of the meaning of the essences being discussed.
However, as Husser! expanded his research beyond the natural sciences into the
larger "regions of reality," there seems to be a certain "softening" both of his notion
of essence and the rigor required for apodictic evidence. Furthermore, these essences
as "unities of meaning" are not eternally fixed in some Platonic way, a fact seemingly
confirmed by the modern shift from a Euclidian to a non-Euclidian universe. This
theoretical problem has been extensively discussed by Levin [1970]. Whatever may be
the theoretical resolution of this difficulty, the fact remains that it had a loosening-up
effe'ct on the phenomenological movement in its outlook on essences, their tempor-
ality, and the sort of intuition whereby they are grasped. The popular writings of
Merleau-Ponty would provide a reputable example of such post-Husserlian develop-
ments, particularly on the eve of the Council. See TJ. Kisiel, "Mer~eau-Ponty on
Philosophy and Science," in Kockelmans and Kisiel [1970], pp. 251-272.
This range of interpretation relative to the meaning of essences, their temporality,
and their constitution in consciousness may be found among the phenomenologically
inclined bishops and theologians at the Council. In many cases this trend was wel-
comed as closer to the biblical outlook on reality. Certainly, this factual situation
leant itself to the methodological flexibility encouraged by John XXIII in his opening
speech at the Council. It also, however, leant itself to the Council's descriptive handling
of religious essences being equated with a merely jUnctional ontology, not one con-
strued according to classical scholastic theory or that of the later phenomenologists.
PHENOMENOLOGY 93
See Excursus I on the Life-world under the subheading, '''World' vs. life-world." (We
shall return to this topic in Chapter Eight.)
25. On the eve of the Council there appeared in 1959 B. Haring's extensive reflections on
moral theology entitled, Das Gesetz Christi. See Hiiring [1961-1966). In the Catholic
Book Reporter (Fall, 1961) pp. 17-18, R.F. Smith, S.1., said this treatise was "one
of the five or six most important books of theology produced in this century." The
book was immensely popular in Europe and presented moral theology in a new and
positive way; it breathed a certain biblical kerygma in peaceful possession of itself and
avoided the arid juridicism and casuistry of the older manuals. This book, however,
should be read in conjunction with Bourdeau and Danet (1966), esp. pp. 226-228,
where we read: "So 'The Law of Christ' owes much, and its author makes no secret
of it, to the phenomenological current, especially as found in Germany." (Emphasis
in text.) Hiiring's style of reflection represents a type of thinking which had a strong
influence on the Council. Firstly, it exemplified a constructive phenomenological
description of religious essences (e.g., virtues); secondly, it provided a popularly
received example of the methodological flexibility encouraged by Pope John; and
lastly, it projected a tone of irenicism and basic evangelical values within the Catholic
traditional heritage, such as the Council hoped to achieve.
26. According to phenomenological theory consciousness involves two correlated ele-
ments: the noema (Le., the object, eidos, essence) and the noesis (Le., the act, the
intentional experience referring to the object). Both the noema and the noesis can be
analysed by phenomenological reflection. See F.A. Olafson in Elliston and McCormick
(1977), esp. pp. 162-163. As an example of phenomenology applied in a pastoral
way the focus of the bishops at Vatican II was almost exclusively noematic (i.e., object-
oriented), as a precondition for further pastoral acts ad extra in the Church's mission
to the world. Husserl's theoretical concern with noetic acts ad intra is not manifest at
the Council, but Vatican II's choice of the phenomenological method itself displays
that the bishops were pastorally concerned about this dimension of consciousness-
formation.
27. On "free imaginative variation" see Spiegelberg (1982), pp. 700-701. Merleau-Ponty
points out that Husserl's turn to the life-world convinced him that facts go beyond
what the phenomenologist can imagine. See Natanson [1973b), Vol. 1, p. 102. A new
precedent in phenomenological theorizing was set by Sartre who made a radical distinc-
tion between perception and imagination; this partially accounts for some of the non-
cognitive features associated with the movement. See Spiegelberg [1982] , pp. 517 -519.
28. For collateral reading on this point see "A phenomenological analysis of approval," in
Spiegelberg (1975), pp. 190-214. What may be even more pertinent is that a Gestalt
interpretation of noemata (Gurwitsch) and a judgmental theory (F~llesdal) may be
discerned in the Council's procedures. See R.C. Solomon, "Husserl's Concept of the
Noema," in Elliston and McCormick (1977), pp. 168-181.
29. See Spiegelberg [1975), p. 65. This process, which may at first appear rather un-
important, is described more significantly in Spiegelberg (1982) , pp. 703-705.
30. This principle may be traced back to the era of Plato and, as endorsed by Pope Urban
VIII, became notorious as applied in the Galileo Case. See Cantore (1977) , p. 195.
31. On the controversy over the place of Mary in the Council documents see Vorgrimler
[1967-1969], Vol.l,pp.125-126, 133-135, 137.
32. This comparison is used in Spiegelberg (1975), p. 67. The parallel development in
Spiegelberg (1982), #5, pp. 706-708 should also be considered. This analogy used
94 CHAPTER 6
by Spiegelberg is a good one inasmuch as it indicates there are active and passive
aspects to constitutive phenomenology and the analogy may be applied to the discern-
ment of any "essence," even if viewed only as relational being. The analogy also implies
a certain inherent temporality to consciousness inasmuch as the full discernment takes
place only over a period of time, but this "historicity" of consciousness has its own
ordered grounding in intentionality, i.e., successive events in time ultimately reveal
an ordered pattern of some sort. What Spiegelberg's brief description does not attend
to is the possibility of a radical shift of Gestalt: this is why we allude to Copernicus in
this discussion. A shift in the Gestalt may be simply visual as in the case of Copernicus,
or it may also involve the very dynamics of the object under consideration, e.g., the
formulation of a new theory of gravity as suggested by Kepler and Newton.
33. See Einstein's remarks on this topic in Heisenberg (1971), pp. 63-64. Recall also
Paul VI's insistence in Ecclesiam Suam that the Mystical Body remain the intentional
ground of any new description of the Church.
34. See Kuhn [1957), pp. 134-184. For a post-factum phenomenological analysis of the
geocentric data see Spiegelberg [1975), pp. 104-105.
35. A shift of the visual Gestalt has been characterized by psychologist, Richard Gregory,
as "really quite frightening." See Miller [1983) , p. 50. See also Kuhn [1962) , pp. 62-
65. For some of the disturbing psychological effects on experimental subjects who
were not able to assimilate such shifts adequately, see Bruner and Postman [1949),
pp. 206-223. Maritain [1968] represents, it seems to me, an example of "theological
shock" grounded in the shift from objectivity (meaning in se) to SUbjectivity (meaning
for me) in the postconciliar period.
36. Reduction, as developed by Husser!, is far more complex than my brief presentation.
Koestenbaum in Husser! (1975), pp. LVIII-LIX lists five different types. Lauer
[1978], pp. 51-57 prefers to speak of the six levels of reduction. Carr [1974) , pp. 110-
120 speaks of a historical reduction. For practical working-purposes I prefer the
opinion of Natanson [1973a), p. 65 that the full range of phenomenological method
can be expressed by two species of reduction: i.e., eidetic and phenomenological re-
duction. The eidetic type includes the two diverse forms of reduction discussed in this
essay (plus a third type "via an analysis of intentional psychology," not discussed in
this essay).
Notable by its absence in this essay is any reference to the transcendental reduction.
In any discussion of pure phenomenology this is a key-teaching of Husser!' See Van
Breda in Elliston and McCormick (1977), pp. 124-125. Only after the eidetic re-
duction has achieved the intentional sense of the phenomena under consideration does
the transcendental reduction further reduce these meanings to subjectivity as their
"origin." However, the meaning and application of transcendental reduction is still
under some discussion and clarification even today. See Spiegelberg [1982), pp. 118-
123, 144-145,709-712. In this essay I deal with reductive phenomenology only to
the extent it has some pertinence to Vatican II's style of reflection. Inasmuch as the
Council represented a religious application of phenomenology, its "transcendental
turn" attempting to confront analogous levels of consciousness might conceivably
differ in important details from Husserl's notion which viewed consciousness as
univocal. When the eidetic reduction is being employed at the Council, the ecclesial
transcendental ego is presumed as operative, but the "transcendental turn" does not
take place until the constitution, Dei verbum (discussed in Chapter Ten). All I would
mention at this point is that the corporate contemplative focus of the Church, as
PHENOMENOLOGY 95
found in Dei verbum, effectively - albeit obliquely - achieved what Husserl viewed
as the intended purpose of the transcendental reduction: i.e., a glimpse of the tran-
scendental ego or self. At the present moment, however, this is all quite theoretical.
As a working-principle, I believe we may accept the opinion voiced by David Bidney
in Natanson [1973b), Vol. l,p.135,thatthetranscendentalreductionisnotrequired
for reflection on the life-world.
37. A good number of phenomenologists speak of the epochi! as a technique distinct from
the reduction. Lauer (1978), pp. 49-50, does this in a satisfactory way where the
reduction is seen as the ongoing application of the epoche in order to achieve sub-
jectivity in all its purity. In the Cartesian Meditations Husserl speaks of a transcen-
dental epoche, rather than reduction. See Husserl [1982), #44, p. 93.
38. This should clarify, if such is needed, Husserl's "principle of principles," mentioned
early in the first chapter of this essay. Husserl opposed his radical experience derived
from the phenomenological in tuition of essences to the positivistic empiricism of
Hume and Comte which was grounded on the immediate experience of sense data.
See David Bidney's observations in Natanson [1973b), Vol. 1, pp. 123-125; also
Spiegelberg (1982), pp. 106,109.
39. See Spiegelberg (1982), pp. 126-128, 139-141.
40. "Each life-world shows certain pervading structures or 'styles', and these invite study
by what Husserl calls an 'ontology of the life worlds.'" See Spiegelberg (1982), p. 145.
This is an extremely important idea since Lumen Gentium has provided a corporate
expression of the ecclesial ontology unifying the concrete life-worlds of the various
local churches around the world. The comparative religious studies of M. Eliade, which
culminate in an ontology of many religious life-worlds, illustrate this methodological
objective of Husser!: e.g., Eliade (1954).
41. See Husserl (1970), p. 135. Also Natanson [1973a), p. 128. On the vital importance
of this suspension see Excursus V on Anthropology under the subheading, "The
radical nature of Vatican II's reflection."
42. See D. Bidney in Natanson [1973b) , Vol. 1, p. 129.
43. See D. Bidney in Natanson [1973b), Vol. I, pp. 128-129. Emphasis added.
44. See Excursus I on the Life-world under the subheading: "Husserl's inspiration for the
life-world."
45. The meta-anthropology of Vatican II is one of the topics of Chapter Eight.
46. See Bohr's remarks on this in Heisenberg (1971), pp. 39-41.
47. See Spiegelberg (1975), p. 69, and Spiegelberg (1982), #7, pp. 392-393. Heidegger's
thought is not, it seems, compatible with classical ontology, and is only intelligible
as a "new ontology." See Landgrebe (1966), pp. 118-119, 160-161. This is not to
say that his thinking has not had a profound impact on Catholic theologians. See
Hurd [1984],pp.l05-137.
48. For one recent comment on this point see Sandra M. Schneiders, IHM, "Freedom:
Response and Responsibility: The Vocation of the Biblical Scholar in the Church,"
in Eigo (1981),pp.25-52.
49. The pastoral hermeneutics of Vatican II is not necessarily identical with any biblical
hermeneutics which has a "scientific" basis in historical criticism.
50. Fides quaerens intellectum derives from St. Anselm and by reason of its centrality in
Thomism has shaped most theological thinking in the Church since the thirteenth
century. See Conley (1963), pp. 59-72. As theoretical issues in Thomism, the inten-
tional range of both "faith" and "understanding" is quite wide-ranging. See Deferrari,
96 CHAPTER 6
Barry, and McGuiness [1948], pp. 419-420 (fides) and pp. 576-580 (intellectus).
The ultimate purpose of this type of speculative theology is contemplation. See Conley
[1963], pp. 81-103. Vatican II's doctrinal penetration and kerygma, however, added
a new tonality to this long-established tradition of contemplation, which now became
oriented to the needs of the modern world and praxis. See next note.
5!. Although the Council's use of phenomenological method remains compatible with
Husserl's standard theory, particularly in its analysis of religious phenomena, its
genetic phenomenology and hermeneutics are oriented to a new type of praxis tailored
to meet the pastoral challenge formulated by John XXIII in Humanae Salutis for our
dislocated world. Thus, while remaining faithful to the contemplative tradition of
speculative theology, the pastoral thought of Vatican II suffuses this contemplative
tradition with a new humanistic gravity-shift. The theological synthesis resulting from
the Council's reflections thus lends a more realistic and down-to-earth dimension to
the contemplative tradition of theology in the modern world. See Van Ackeren [1967],
pp.44-45.
52. Theological research (e.g., Haring [1961-1966]) would have already provided exten-
sive examples of the intentional relationship between the virtues (noema) and their
constitutive acts (noesis).
53. At the Council there were two major theological blocs: Roman School Theology and
a loosely federated "Central and Northern European" group (sometimes called the
"European Alliance") united in opposition to the first bloc. See Rynne [1963] and
Wiltgen (1978), who both recognize this phenomenon, but from opposite ends of the
theological spectrum. Neither author, however, recognizes the historical context nor
the intellectual implications of this profound cultural cleavage at the Council; their
view of the Council is that of journalists, rather than theologians, historians, and
philosophers. The actual list of names elected to the conciliar commissions by the
bishops in the fust session may be found in Anderson [1962], Vol. 1, pp. 42-44; the
supplemental members added by John XXIII are also found in Anderson [1962],
Vol. 1, pp. 53-55. Once this essentially cultural grouping had occurred, it fell under
the intellectual leadership dominant in each group. For the Central and Northern
European group the accepted academic methodology was that of phenomenology.
54. It must also be presumed that these techniques must have been applied to the schemata
prepared for the first session of the Council in order to retrieve from them whatever
was of value.
55. On "thematization" in theology see Van Ackeren [1967], p. 43. On "thematization"
in phenomenology see Husserl [1978], pp. 33 sq.
97
CHAPTER 7
respectful and constructive dialogue. She must teach men about truth, justice,
freedom, progress, concord, civilization, and peace. The whole reflection is
dominated by the pope's overriding desire "to increase the holiness and vitality
of the Mystical Body of Christ."s All this is somewhat remote from the quest
for Christian efficacy expressed by John XXIII in Humanae Salutis.
As all the members of the human body, though they are many, form
one body, so also are the faithful in Christ (cf. I Cor. 12: 12). [ ... J 7
All the members ought to be molded into Christ's image until He is
formed in them (cf. Gal. 4:19).8 For this reason we who have been made
like unto Him, who have died with Him and been raised up with Him, are
taken up into the mysteries of His life, until we reign together with him
(cf. Phil. 3:21; 2 Tim. 2: 11; Eph. 2:6; Col. 2: 12; etc.).9
the functional image, theory, or Gestalt which decides what he can see! In this
instance we are, of course, dealing with a religious intentionality. A high per-
centage of the bishops - had they so desired - could have stated things on
the basis of a strictly philosophical intentionality. The point is, however, that
at the Council the bishops were not functioning as philosophers, but as religious
leaders and teachers. Consequently, their vision, functional image, theory,
or Gestalt was totally christocentric. This means that in the religious dimen-
sion they cannot see anything unless it possesses (in scholastic terminology)
at least an "obediential potency" to be conformed to Christ. lo The ontological
basis of this potency exists in all men inasmuch as human beings have been
created in God's image (cf. Gen. I: 26). Consequently, in all the discussion
which follows two things must always be kept in mind. (1) The God-given
paradigm for integrated humanity can only be Christ as the New Adam. (2)
Human dynamisms, whether viewed individually or corporately, can make
religious sense only when seen in correlation with Christ as the revealed model
of perfected humanity.
In this religious sense, then, the Council's documents are truly the cor-
porate Journal of a Soul for the Catholic Church. ll Unlike John XXIII's spiri-
tual diary these reflections of Vatican II were not written in a chronological
and individualistic fashion, but in a collaborative way which grouped com-
munal meanings, values, and experiences thematically. This observation in
no way implies that the conciliar documents are a compilation of mere
pietistic moralisms. In many instances there are authentic clarifications of
doctrinal issuesP However, these insights are so subsumed under the over-
whelming pastoral purposes of the Council and so entwined with descrip-
tive phenomenology that careful professional analysis by theologians is
needed to bring out their technical meanings. 13 In this quest essentially
focused on moral renewal the Church asked herself basically the same questions
which any Catholic on retreat would put to himself: "Who am I, really? What
is the meaning of my existence? What are my true values? Do these actually
shape my attitudes and conduct in everyday life? How do I intend to act for
the future in order to be more genuinely my true self? Church, what do you
say of yourself!,,14 While any responsible adult may profitably reflect on
such questions, especially in our turbulent times, the reflective process for
the Church is inevitably much more complex. Not only is she an inter-
national organization embracing many rites other than the Latin one, but
she has an intellectual and cultural history spanning almost two thousand
years. Yet, in spite of such difficulties she has pioneered in a process of
self-confrontation which faces every nation or organization in the world to-
day.
100 CHAPTER 7
It has been mentioned previously that the interventions of the popes at the
Council were shaped by their desire to build consensus: they wanted no "winners"
or "losers," but only a renewed ecclesial community.17 Such efforts would
have been fruitless, however, if there had not been a much more profound
and ongoing effort at consensus-building permeating the work of the com-
missions throughout the Council. The phenomenologically-inclined bishops
and theologians were faced with an enormous challenge. On the one hand,
there were about twenty-five hundred bishops feeding in their concrete ex-
periences rising out of the facticity of their own religious life-worlds. How to
get some meaning out of this welter of subjective input? On the other hand,
there was the minority party looking at things "objectively" from the view-
point of the Roman School of theology: custodians of time-honored formulae
if not contemporary communication. Although phenomenology had been
elaborated by Husserl to be just such a via media between subjectivism and
objectivism, the theologians intent on a reconceptualization of religious com-
munication knew they had to honor the epistemological values of the perennial
philosophy in order to get their ideas approved. Paul VI had said as much in
Ecclesiam Suam. 18 When one imagines the span of possibilities in the use of
phenomenology, its usage at the Council is quite judicious and in the "classical"
mode pioneered by Husserl. Furthermore, such theologians had to authentically
express the bishops' corporate ideas and sentiments, since it was the bishops
on the floor of the Council who would express the final judgment by the voting
procedures used to approve or reject such documents.
Among the bishops and theologians dominant at the Council there was one
group particularly equipped to correlate scholasticism and phenomenology in
a constructive way: the Transcendental Thomists. 19 Although their beginnings
had a Kantian orientation, with time most of them had made an easy accom-
modation to the phenomenological method. Certain individual bishops like
K. Wojtyla, not particularly identified as Transcendental Thomists, had pro-
fessional degrees in both classical Thornism and phenomenology. Consequently,
so simple a thing as the ad intra/ad extra distinction could easily be read either
in terms of scholasticism's formal and material causality or phenomenology's
noesis and noema (or, to get a bit more complex, the isomorphism between
transcendental subjectivity and the natural attidude ).20 The scholastic concept
of being could quickly be transposed into the phenomenological focus on
meaning. The modality between abstraction and the various types of reduction,
although significant, was quite well understood. In all such transactions, however,
the common preoccupation with intentionality would have been the lias on
102 CHAPTER 7
between both schools of thought. Thus, the bishops and theologians on the
various commissions were enabled to transcend the barrage of facticity being
presented by the bishops from the floor of the Council and to reenter the world
of meaning, the world of intentional consciousness, and even a new world
empirically derived from and correlated with the Council's corporate transcen-
dental intersubjectivity. Their quest, somewhat like Husserl's, had been for a
new theology grounded in the empirical a priori of human experience, with a
view to shaping new attitudes toward religious and human reality.
As we move into what may be one of the more complex portions of this essay,
we must realize that we are entering the realm of pure consciousness: i.e., the
living mind at work searching for meaning in mundane facticity. Here it might
be well for us to assume the role of outside observers, much as Alfred Schutz
does when he studies some social entity. The point of the inquiry is not what
sense this field of consciousness makes to us as observers, but what sense it
makes to the people participating in this corporate process. "The axis of inquiry
is turned to the egological realm, where the meaning is defined by how the
individual interprets his own motives, plans, projects, and ultimately his own
situation. The task of the observer is to reconstruct the actor's intentions in
terms of what the actor means by his act. ,,21 It must also be understood that
the theses of philosophical phenomenology, as broadly developed by Husserl
on the basis of individual subjectivity, are taken for grantedY The method-
ology is now simply being applied corporately to religious ph,enomena. Any
such human reflection is permeated by a strong sense of temporality: Le., it
functions within a framework textured by its sense of inner time-consciousness. 23
It is, then, the peculiar sense of ecclesial time which structures the "spatial,"
or visual, horizon formulated in the major Council documents.
Possibly you may recall from Chapter Three the rather extensive remarks, in
a liturgical context, made about the bidimensional sense of time at the heart of
Catholicism. The vertical dimension represents the "eternal now" (Le., a syn-
chronic view of events), and may be called "sacramental time." In a liturgical
context this "eternal now" functions in a cyclical timeframe. The linear (or
diachonic) dimension is the teleological-historical unfolding of God's Plan,
or the divine intentionality, in mundane human events. This may be called
"eschatological time.,,24 The "spatial" horizon of the Church as the People of
God in Lumen Gentium is structured according to linear, eschatological time.
The general purpose of this document is to discern the ontological core at the
ECCLESIAL CONSCIOUSNESS 103
heart of the Catholic life-world which unites the individualized religious life-
worlds of the local churches throughout the world. 25 By implication this on-
tological core sets the intentional parameters for the acculturalization process
endorsed by the Council.
In Dei verbum, however, the document on revelation, there is what might
usefully be called a "transcendental turn." This allows the corporate conscious-
ness of the Church to escape from a certain "ecclesial monadology;,,26 here
the eidetic focus turns to the vertical dimension of the "eternal now" and
contemplates the unchanging realities grounding the concrete intentionalities
(noemata) existing in the ecclesial consciousness. This contemplative process
is not a left-handed form of Platonism, but a heightened effort at the phenom-
enological apperception of religious realities. By its very nature the apperceptive
process implies that the empirical data being contemplated become "trans-
figured" with intelligibility, and the Council's use of the phenomenological
procedures leading up to such an "intuition" simply means that the noemata
existing in the ecclesial consciousness are open to on-going levels of increasing
refinement and intelligibility.
The integral intentional ground of the ecclesial consciousness is the intersection-
point at which the vertical and linear horizons meet and on which these two
systems of internal time-consciousness pivot. The traditional formula of this
intentionality is established in the first chapter of Lumen Gentium where the
Mystical Body is endorsed as the ontolOgical paradigm of the ad intra spiritual
nature of the Church. 27 We can now appreciate Paul VI's emphasis on this
doctrine in his encyclical, Ecclesiam Suam.
In this world of pure consciousness the use of the ad intra/ad extra distinction
becomes a fascinating study in an interlinked, dialectical isomorphism. "The
root of this consonance," as Natanson says, "is hidden in the phenomenological
attitude, for when one is engaged in a philosophical interrogation in Husserl's
sense, he is at the same time attending to the world which men inhabit as
creatures.,,28 As mentioned previously, the most overt use of this distinction is
the correlation between Lumen Gentium and Gaudium et Spes: i.e., the internal
nature of the Church and its external relationships with the modern world.
However, within Lumen Gentium itself the ontological intentional ground ad
intra is provided by the Mystical Body, whereas the external characteristics of
the Church as a visible society are made manifest by the People of God. It
might be well to mention here that this is simply a recasting of the functional
104 CHAPTER 7
Summary
This chapter portrayed the historical consciousness of the Church on the brink
of making a serious transition in its style of thinking and expression i.e., from
the abstract, intellectualist view typified by Paul VI's scholastic objectivism to
the phenomenological focus on concrete experiences in the service of the pastoral
aims of the Council. Both views, it must be emphasized, were presented as
complementary to one another, and not set in any significant antagonism. This
mutuality of intention, if not of methodology, was a practical necessity at the
Council since Vatican II was not an academic ''think-tank'' but an enterprise in
building ecclesial community. In such a delicate process we began to appreciate
the utility of Husserl's "classical" phenomenology in comparison with other
possible types, and we became more aware that there were both scholastics and
phenomenologists at the Council who could facilitate this transition in a col-
laborative way.
Toward the end of Chapter Six we presented, in a quite gingerly way, a pre-
liminary overview of the use of phenomenological techniques at the Council.
In this chapter we again presented an overview of these techniques but as applied
in some of their complexity. Particularly important was the ecclesial awareness
of inner time-consciousness for establishing the Church's horizons both in
Lumen Gentium and Dei verbum. We also began to appreciate the ad intra/ad
extra distinction as a display of dialectical isomorphism within diverse levels
of consciousness.
Having laid these foundations, we are now ready to reflect on the first two
chapters of Lumen Gentium. Although this brief sample of the constitution
ECCLESIAL CONSCIOUSNESS 105
NOTES
[ ... ) the horizon cuts across the distinctions of inside-outside - belonging to man,
exterior to man. In the horizon, exteriority merges with interiority; man merges with
the world .... The horizon is the translation of man into the world.
[ ... ) it is his world, the human world, the inhabited world. It is not in the division of
scientific concepts that man becomes aware of his participation in the image of the
world but in the unity of lived experience. Man lives in the horizon, the horizon is
himself, the horizon is the world, the horizon reflects back to him the human world,
namely the world as visible in the beam of human reflection.
See Van Peursen in Elliston and McCormick (1977), p. 185. In Lumen Gentium the
transition has been made to the religious horizon, the religious /ife·world. By Paul VI's
very delicate handling of this whole matter the Holy Father is allowing the Council
to introduce to the world its own innovative style of phenomenological reflection.
In the course of our reflections Paul VI's insistence on the centrality of the Mystical
Body will be integrated into the Council's over-all methodology.
106 CHAPTER 7
5. See Carlen [1981], Vol. 5, #116, p. 159. This is the same objective which Paul VI
associated with the renewal program as a whole. See Carlen [1981], Vol. 5, #44,
p. 144: " ... with a view to infusing fresh spiritual vigor into Christ's Mystical Body
considered as a visible society."
6. Inasmuch as the pattern of papal intervention at the Council was strongly influenced
by the desire to build consensus (cf. Chapter Six, note 14), it would have been totally
out of character and contrary to his pastoral role for Paul VI's first encyclical to have
emphasized the Mystical Body if the Council's formulary of the People of God, soon
to be promulgated in Lumen Gentium, were somehow at variance with this time-
honored doctrine. As the voice of the Catholic consciousness, Paul VI seems to be
equating Mystical Body with ontology, and thus leaves the way open for People of
God to suggest "visible society." In scholastic terminology this is the form/matter
relationship. In phenomenological terms, however, this is an ontic statement of the
intentional ground of the ecc1esial consciousness (ego) about to reflect on itself as an
incarnate body-subject (Leib). See F.A. Elliston in Elliston and McCormick [1977],
p.219.
7. See Abbott [1966],#7,p.120.
8. This totally christocentric axiom expresses the teleology and hierarchial ontology
inherent in the faith-relationship, both at the level of individual consciousness and at
the corporate level of the Church as a spiritual society. It is this type of axiom, in-
accessible by way of any scientific method, which is the bedrock of the conciliar style
of reflection. From this point on, consequently, this essay will accept as a working-
principle that the phenomenological suspension of the sciences has taken place at the
Council and that the bishops are working within the ambit of their religious life-world.
In the course of this essay, however, we will point out additional instances where the
suspension of the sciences is operative, but our argument can only be cumulative and
not demonstrative. See also Excursus I on the Life-World under the sub-heading,
"The practical character of the religious life-world."
9. See Abbott [1966], #7, p. 21.
10. See Excursus VII on Obediential Potency.
11. This reference to John XXIII's Journal, while useful to get the pevsonalistic, spiritual
"flavor" of the Council's style of reflection is really not adequate to the religio-cultural
scope of its renewal program. A more apt comparison would be to see it in relation-
ship to the type of theological recasting which took place during the Deuteronomic
Reform in the Old Testament. See Anderson [1966] in his Subject Index under the
listings for "Deuteronomic," p. 581. Another comparison, more apt to convey the
cultural implications of this adaptation, would be early Christianity's recasting of the
narrowly Jewish framework of the Good News to meet the needs of the Graeco-Roman
world. Such analogies, drawn from the past, are useful - provided that we appreciate
the renewal program of Vatican II as oriented to the fUture at a unique moment in
human history.
12. Two of the more obvious instances of doctrinal development would be in the area of
collegiality and religious freedom. The Council's formulation of these two issues, while
authentic, is non-formal and non-technical. This point becomes particularly clear if
we recall that the vehicle for expressing integral doctrine since the Council of Trent,
at least, has been the objectivist and realistic thought-categories of scholasticism.
Just before the final vote on Lumen Gentium formal and technical issues were inter-
jected into the Council in an extrinsic way by certain "Announcements" by the
ECCLESIAL CONSCIOUSNESS 107
Secretary General. See Abbott [1966], pp. 97 -1 01, and 1. Ratzinger, "Announce-
ments and Prefatory Notes of Explanation," in Vorgrimler [1967-1969], Vol. 1,
pp. 297-305. In the case of religious freedom, furthermore, it remains to the theologians
to work out the technical details of the development from the Syllabus of Errors
(1864) to Dignitatis Humanae Personae (1965). See J.C. Murray in Abbott [1966],
p. 673. By "development" I mean a teleological-historical comprehension of change,
as Husserl employed that terminology. Wojtyla [1979], p. 23, makes an interesting
use of the ad intra/ad extra dialectical reading of the Council's documents on this very
point of religious freedom.
13. See Excursus IX on Interpretation under the subheading, "The interpretation of
Council documents."
14. "Rogamus ergo ab Ecclesia: Quid dicis de teipsa?" Cardinal Suenens, December 4,1962,
in Latin Texts [1970-1980], Vol. 1, pars iv, p. 223. This question plays a key-role in
Wojtyla [1979], p. 35 sq. on "The Consciousness of the Church as the main foundation
of Conciliar initiation." In the phenomenological context of Vatican II Cardinal
Suenen's question may be rephrased: "Ecclesia, quid cogitas de teipsa?" The Council's
documents are meant, of course, to provide us with an insight into this corporate, living
thought-process. We shall return to this question again in Chapters Nine and Ten.
15. For the exact quotation see Excursus III, "Concrete Human Relationships and Cardinal
Suenens."
16. See Natanson [1973a], pp. 99-101. Carr [1974], pp. 82-109 devotes a whole chapter
to Husserl's concept of intersubjectivity. Its discussion of the social dimension of the
individual consciousness, as transcendental subjectivity, makes fine background reading
for the work of Vatican II. For an intentional analysis of Alter Ego see F.A. Elliston
in Elliston and McCormick [1977], pp. 215-217.
17. See Excursus VI on Dialogue under the subheading, "The popes as monitors of group
dynamics."
18. See Carlen [1981], Vol. 5, #28, p. 140 and #47-49, pp. 145-146.
19. See Muck [1968] for a comprehensive study of Transcendental Thomism.
20. See Natanson [1973a] ,p. 185.
21. See Natanson 1973a] ,p. 112.
22. If a person knows what the phenomenological method is, he need not agree with some
theoretical interpretation of it in order to use it responsibly. This was very much the
case with Alfred Schutz. See Schutz [1962-1976], Vol. 3, esp. pp. 82-84. This was
very much the case of the Northern European bishops/theologians at the Council.
Such men tend to be high-level theoreticians whose reflection is grounded in Kant,
Hegel, Husserl, Heidegger, Merleau-Ponty, or some such philosophical theorist. I
suspect such thinkers would be uncomfortable with Schutz's orientation to the Iife-
world and would be exercising a counter-force to set such ideas into a larger theoretical
context, which really militates against the pastoral nature of Vatican II. Hence, my
own solicitude to try to stay anchored in Husserl's common-ground methodology while
discussing the Council's phenomenological style of reflection.
23. On inner time~onsciousness in phenomenological reflection see Natanson [1973a],
pp. 96, 116 and esp. pp. 137-138. See also J.B. Brough, "The Emergence of an
Absolute Consciousness in Husserl's Early Writings on Time-Consciousness," in Elliston
and McCormick [1977], pp. 83-100, but esp. pp. 96-97, where Husserl's use of the
"vertical" and "horizontal" intentionalities of consciousness are discussed. These
ideas may be usefully compared with our Excursus II on Sacramental Time.
108 CHAPTER 7
24. For the connection between eschatology and modern revolutionary movements, see
Excursus VI on Dialogue under the subheading, "Dialogue in the context of es-
chatology."
25. On the "ontological core" (or general structures) of the life-world see Husserl [1970],
p. 139. See also D. Carr in Elliston and McCormick [1977], p. 208. The recovery of
this core common to all life-worlds is, in principle, the presupposition for the phil-
osophical renewal of the natural sciences. See D. Carr in Elliston and McCormick
[1977], pp. 206-209. Presumably the work of Vatican II regarding the religious
life-world had much the same goal in mind for the "science" of theology. But more
is implied. In the life-world, which this book views as the multi-layered workings
of a bipolar consciousness, all the sciences - natural, human, philosophical, and
theological - have their originary matrix. In this enlarged view of the life-world, both
religious and natural, we have the "ecumenical" common-ground for humanity's
dialogue.
26. It is well-known that Hussed's doctrine of the transcendental ego seems to involve
a certain type of monadology. This topic is discussed by Ludwig Landgrebe's "Phenom-
enology as Transcendental Theory of History," in Elliston and McCormick [1977],
esp. pp. 104-105, 109-110. The ahistorical type of phenomenological reflection
found in Lumen Gentium represents the Church as transcendental (corporate) Ego
in its living self-presence contemplating itself as incarnate body-subject. The inter-
subjectivity involved is totally internal to the Church itself. This expression of cor-
porate monadology means the Church is focused on her own "eidetic essence" to the
exclusion of all other religions. The "transcendental turn" involved in Dei verbum,
the document on revelation, has the utility of drawing the Church out of such "self-
centeredness" and placing her immediately before God and His message to mankind.
This is the common-ground which the Church shares with all Christians and, to a lesser
degree, with Jews and Moslems. At any event, the Church's eidetic analysis at this
level lays out for all men to see the ontological core of the revealed essences as they
exist in her contemporary consciousness. If you prefer, you can also say this is a
public statement of her "prejudices," but I am using the term within the context
provided by Carr [1974], p. 282 under "Prejudice(s)." Unlike t1\e ontological end-
product achieved, for example, by an Eliade whose eidetic analysis of an individual
religion is an external, individual application of phenomenological method, the on-
tology produced by the ecclesial analysis is the result of an internal, corporate appli-
cation of the methodology. (We shall return to the topic of ecclesial monadology
under the rubric of "ecclesio-monism" in Chapter Ten dealing with Dei verbum.)
27. See Abbott [1966], #7-8, pp. 20-24.
28. See Natanson [1973a] ,p.119.
PART III
CHAPTER 8
The first thing we must realize is that the religious life-world presented by
Lumen Gentium could not have surfaced without an adroit use of reductive
phenomenology: a double epoche at first, and ultimately a third one.! As men-
tioned previously, in Lumen Gentium the ad intra view of the contemporary
ecclesial consciousness (which totally transcends mundane temporality) "brackets"
or completely abstracts from the concrete details of human existence ad extra,
as treated in Gaudium et Spes (i.e., "The Church in the Modern World"). The
first epoche, then, is a suspension of belief in the existence or reality of the
secular, social world. The second epoche is a bit more complex. After positing
the Mystical Body as the intentional ground of the ecc1esial consciousness in
the first chapter of Lumen Gentium, the bishops "turn their backs" to this
source of spiritual illumination in order to reflect on concrete, religious human
experiences in today's world. 2 Although they never return to this religious
conceptualization in any extended way, it remains the intentional, objective
focal-point around which all the doctrinal reflections of the Council pivot.
To illustrate this assertion in a rapid but summary way, we may say that Dei
verbum displays the "mystical" dimensions of the ecc1esial consciousness where-
as the People of God in Lumen Gentium display the Church's concrete "body-
awareness.,,3
It is important at this point to nuance what we mean by the ecclesial con-
sciousness. Normally when the above epoche is performed, it is but a preliminary
step toward the technical eidetic analysis of the phenomena thus reduced and,
ultimately, toward Husserl's transcendental reduction. This type of analysis
never took place at Vatican II since it was a pastoral, not a dogmatic council
like Vatican I. While such a technical, phenomenological enterprise remains a
theoretical possibility for some future council, it did not take place at Vatican
II. Rather, both of the above-mentioned epoches, especially that allowing the
bishops to suspend their technical christo centric focus, faciliated an "anthro-
pocentric turn" whereby the bishops and their theological assistants could
reflect on their own concrete human experiences in the Catholic way of life. 4
Such experiences remained the concrete a priori ground throughout all the
conciliar reflections; consequently the resulting doctrinal formulas of Vatican
112 CHAPTER 8
The idea of a functional ontology has application in both the speculative and
practical orders, although in the context of the religio-cultural issues we are
ultimately concerned with, the practical order is by far the more important. We
are familiar with the idea, if not terminology, of a functional ontology in the
speculative order today largely from the theoretical studies having to do with
gravity, the all-pervasive materialistic force governing bodies above the atomic
level. Currently the workings of gravity are interpreted within two diverse
systems of meanings (Le., ontologies): Newton's Laws based on an absolute
space and time, and Einstein's General Relativity Theory based on a relativity
of space and time. Even though Einstein acknowledges a certain isomorphism
between the two systems by his "principle of equivalence," we know that these
two systems of interpretive meaning, while functionally equivalent in most
cases of ordinary observation, have profound speculative differences shaping
men's approaches and attitudes toward reality. Perhaps the following statement
114 CHAPTER 8
If in the first chapter of Lumen Gentium the Council posits as its intentional
ground the Mystical Body substantially as understood within the heritage of
scholastic objectivism but immediately goes on to a phenomenology of the
natural attitude which analyses human experiences and thereby develops a great
meta-anthropology commensurate with the needs of modern men, then the
speculative being, (or coherence of meaning) of this unexpected and radical
about-face is in the relation, Le., in the correlation of the intentional ground
with the system of religious meanings derived from the individual experiences of
the bishops participating in the CounciL (Such a relation would approximate
what Thomists call an "analogy of proportionality.") Vatican II, then, is a
religious affirmation of HusserI's own belief in a comprehensive isomorphism
permeating all levels of reality, from the most speculative to the everyday
existence of the life-world. This belief in ordered meaning is the mainspring
activating the pursuit of modern science. In this sense the religious reflection of
the Church, like the philosophical work of Husserl, intends to be a positive and
constructive force in this common enterprise of mankind. As this speculative
pursuit of truth in science calls for the contributions of our finest theoretical
minds, so also does the modern theological reflection of the Church.
let us postulate by way of example that our total experience of reality is shaped
by the inertial system of a Newtonian universe. We can further simplify this
universe by saying that its total ontology is summed up by Newton's Second
Law of Motion (f = ma). This law formulates the necessary and ordered inter-
working of the three abstract, but empirically derived "essences" (Le., force,
mass, and acceleration) discerned in the changes of our universe. But it becomes
extremely difficult to recognize this law as it actually functions in specific and
concrete instances of physics. As Thomas S. Kuhn remarks:
Mystical Body and thereby contribute to the unity of mankind. Any particu-
larized involution into an isolated or centrifugal type of pastoral development
would be a serious departure from the authentic program of renewal endorsed
by the Council. In the analysis and evaluation of such complex changes, particu-
larly those occasioned by the new phenomenological style of reflection, the
role - and I would emphasize the corporate role - of the theological specialist
is apparent.
Although the Mystical Body is posited in the first chapter of Lumen Gentium
as the ontological ground of the Church, the term itself labors under the fact
that it is the product of the tradition of scholastic objectivism. This term,
"Mystical Body" - somewhat like "paschal mystery" - represents the mind's
tendency to reify what is really rooted in the living and the human. Actually,
the primary analogue for both of the above terms is the Glorified Christ.
Ratzinger has well summed up the most elemental "Catholic prejudice" by
expressing the meaning for us of the Glorified Christ to be the Logos-Shepherd. 14
If you can tolerate another mechanistic analogy, the Logos-Shepherd represents
the primordial paradigm for divinity and humanity functioning as "a pair of
interacting harmonic oscillators." This dual dimension of the Glorified Christ,
much like Newton's Second Law used in the discussion previously, provides the
ultimate ontological rationale for any man-made formulas in the Catholic
religion and any dynamic relationships which these formulas are intended to
symbolize. Once we recognize these points the complex analogical relationships
within the dogmatic constitution on the Church may be expressed in a quasi-
mathematical formula based on the ad intra/ad extra distinction:
(ad intra), LOGOS Mystical Body: Lumen: soul:form
(ad extra) SHEPHERD People of God:Gentium:body:matter
chapter presents the formal principles constituting the Church. The second
chapter on "The People of God" is a speculative presentation of the ad extra
functional ontology of the Church as a visible, empirical entity. A scholastic
theologian would say this chapter presents the material principles constituting
the Church. We can inject a little "life" into the scholastic terminology above
by expressing the same relationships by the soul/body correlation, which is more
expressive of the phenomenological sense. 1S Here the People of God would be
appreciated as the becoming of the ecclesial world in its transcendental con-
sciousness.
Although the above two chapters provide a conveniently separate description
of the ad intra/ad extra dimensions of the Church, this disjunction is unnatural
for two reasons. (1) The ontological analogy on which the whole reflection of
Lumen Gentium is based is the Incarnation of Christ, not as the Christ of mun-
dane temporality, but the Risen Christ everlastingly present to his members
as the Logos-Shepherd. 16 (2) Like the human soul and body in their normal
state the formal and material principles of the Church cannot exist in isolation
from one another. When they are unified, then the operative scholastic principle
is: causae sunt causae ad invicem sed in diverso ordine. This may be rendered
somewhat freely as: "When any set of compatible causes is joined in a dynamic
interrelationship, they function as 'interacting harmonic oscillators' according
to the principles proper to their respective causalities."
The concept of the People of God was introduced to American readers in 1937
by Dom Anscar Vonier, O.S.B., an eminently respected writer on things spiritual
and theological. 22 At that time, as you may recall, vitalistic thinking on the
nature of the Church was on the increase, at least in Northern Europe. Some of
this was due to the revival of historical studies inspired by German Romanticism,
and some of it was due to an anti-scientific, non-cognitive outlook which had
developed out of the disillusionment following World War I. In 1943 Pius XII
rather discriminatingly chose the best fruits of this type of religious speculation
and incorporated them into his great encyclical on the Mystical Body.23 Although
the pope hoped in this way to bring some of the more romanticized tendencies
of this vitalistic mindstyle under control, he was not totally successful. In less
than a decade he had to return to some new aspects of vitalism in his encyclical,
Humani Generis.24
Although Vonier appreciated the validity of this vitalistic trend in ecclesiology,
his pragmatic British sensibilities made him uncomfortable with it. One gets the
distinct impression that, in spite of the vaunted biblical, liturgical, and keryg-
matic renewal then taking place in Europe. Vonier felt a large area of religious
dynamics was being left untapped. 25 In his ominous era he saw the Mystical
Body as a highly spiritualized image of the Church which offered Christians an
easy refuge from pressing tasks at hand. All the militant historical forces of that
day - Nazism, Fascism, Communism - were intent on shaping a people and the
NEW ECCLESIAL HERMENEUTICS 119
transfigured in the image of Christ and hearing God say, "This is my Son, my
Be10ved.,,32 (Cf. Mt. 3: 17) Here are all the wholesome human dynamisms of
the twentieth century resplendent with divinity! In a sense, this is mankind's
NEW PENTECOST. Every man can hear this Word of God in his own laguage,
and the message of the Good News reveals men to themselves. If the cosmo-
theandric scale of the People of God constitutes the measure of the human
phenomenon under consideration, then we are being presented here with a
"total and creative hermeneutics" for a NEW HUMANITY! The Gothic cathedral
has been superseded as the metaphysical expression of man's upward striving
for God. Pope John's awareness of a new humanistic anthropogony being under
development in our era has been appropriated by the Church and clarified. As a
product of religious contemplation this is a synchronic vision of man in the
"eternal now;" as a product of phenomenology related to diachronic tempor-
ality it is an eschatological vision. On the basis of this new hermeneutics of the
Spiritual Man, who once created that civilization known as Christendom, the
Church is now intent on constructing the Cathedral of the New Humanity -
working not with stained glass and hewn stone, but now devising those fabulous
plans whereby the dwelling-place of God may be shored up and beautified by
the flying-buttresses and living stones of modern humanity's wholesome dyna-
misms.
experience we become the real communicators and tell ourselves what is being
communicated. In such essentially esthetic judgments there is often a wide
divergence of opinion between the viewer and the original artist who created
the object under consideration. Whatever the judgment on either side, you can
be sure it "reveals men to themselves," if only they would reflect on it.
The above reflection, then, indicates there are two texts involved in the docu-
ments of Vatican II: a printed text and a metanarrative text. The printed text
provides the Church's contemporary reflection on her own life-world, the being
of which is a complex correlation of divine and human phenomena. The sophisti-
cated pastoral theology developed in principle by the Council indicates the
earnestness with which the bishops grappled with the communication-problem
involved in conveying such complicated truths and values to the world com-
munity. By using in a complementary way both the scholastic and phenom-
enological methods the Church has devised a twentieth-century split-level
kerygma, or proclamation of the Good News. This is the flowering of the split-
level pastoral theology inspired by John XXIII both in Humanae Salutis and
Pacem in Terris. Such a pastoral theology provides the seminal principles of
interpretation for the whole range of other ideas developed by Vatican II. The
intent of this new style of communication is to affect man from the inside-out
by influencing the whole man in his mind, attitudes, and affections. At the
Council, then, the bishops tried to set the consciousness of humanity in resonance
with that of the Church so that they would begin to function as "a pair of inter-
acting harmonic oscillators." The key to understanding the Council's sophisti-
cated thought-processes and authentic idea of renewal is - as Wojtyla points
out - the consciousness of the Church.35
Nowhere is this more apparent than in the metanarrative text where, inter-
woven with the religious vision of the People of God, there is a compelling
esthetic vision of the New Humanity. From the viewpoint of sheer artistry the
pursuit of religious enrichment exemplified by Vatican II surpasses the achieve-
ment of Michaelangelo, who strove to re-present the story of salvation on the
walls of the Sistine Chapel in artforms appropriate to the tastes and achieve-
ments of the Renaissance. Perhaps it would· be better to say that the same
religious spirit, which set Michaelangelo to his great creative challenge, has
prompted the bishops to formulate a new vision of man compatible with the
challenges of our promising but perilous age.
In conclusion, we may say the telos of Vatican II's phenomenological style
122 CHAPTER 8
of religious reflection captures the aims previously set for the Council by John
XXIII and Paul VI: first, that its pastoral reflection serve to glorify the doctrine
of the Mystical Body and, secondly, that the doctrinal deposit of the Church
more effectively serve the pastoral and human needs of mankind, and somehow
begin to communicate with men from within.
Summary
NOTES
I. This chapter requires a fairly good grasp of the matters discussed previously in Chapter
Six: "Phenomenology in the context of Vatican II."
2. Peter Koestenbaum in Husserl [1975), p.lvii uses the image of "backing into" the light
as a graphic analogy for the reduction. On the Mystical Body as "the source of light
for Catholic theology" see Vonier's remarks in Excursus VIII under the subheading,
"The M~stical Body in Lumen Gentium."
3. There are two broad frameworks within which a phenomenological noema may be
interpreted: a judgmental paradigm (F~l1esdal) and a perceptional one (Gurwitsch).
See R.C. Solomon, "Husserl's Concept of the Noema," in Elliston and McCormick
[1977], esp. pp. 172-173. The interpretation of any noemata connected with the
Catholic life-world (e.g., the Peo~le of God) easily lends itself to the "snapshot"
paradigm whereby the understanding of a noema derives from "a perceptual Gestalt,
a percept, and a theme." See Elliston and McCormick [1977), esp. p. 170. However,
the judgmental paradigm of noemata is also effectively operative at the Council through
the intentional ground provided by the doctrine of the Mystical Body. Consequently
the noematic core or nucleus for the somewhat plastic "empirical essence" of the
People of God is to be found in its correlate, the Mystical Body. "The analogy with
biology - the cell with its changing protoplasm and its unchanging nucleus - is not
inappropriate here." See Elliston and McCormick [1977), esp. p.I77. Suggested tech-
nical reading in this area would be Sokolowski [1974), p. 58 sq.
4. By "anthropocentric turn" I mean simply the same type of refocusing on experiences
which Husser! had to make in the Crisis when he returned from the theoretical world
distilled by philosophical phenomenology in order to investigate the life-world. This
is a quite unfamiliar style of theologizing in most Catholic circles. Even Transcendental
Thomists, who are quite competent in the use of phenomenological techniques, tend
to pattern themselves after Husserl, the theorist, in their theologizing, rather than the
Husserl of the Crisis.
5. It is with some hesitancy that I introduce Schutz since he disagreed with Husserl on
important theoretical issues. See Schutz [1962-1976), Vol. 1, pp.140-149: "Husserl's
Importance for the Social Sciences," and Vol. 3, pp. 51-91: "The Problem of Tran-
scendental Intersubjectivity in Husserl." In a critical but respectful way, however,
he always remained a student of Husserl. In America Schutz is one of the better-
known authors both for applied phenomenology and for his reflections on the natural
life-world. See Natanson [l973a), p. 106 ff. The reflections of Vatican II, unlike those
of Schutz, are focused on a religious life-world and are in quest of an ontology, not a
sociology. It is, however, only in Chapter Ten when we discuss revelation (Dei verbum),
that the full scope of this ontology and the nature of the Council's style of phenom-
enological analysis will become clear. Due to the horizontal and vertical dimensions
of this religious life-world we shall resort to insights provided both by Schutz and
Eliade to understand it. The horizontal (linear) structuring of Lumen Gentium lends
itself to Schutz's insights, and by employing them we are entering the religious life-
world from the "ground up," so to speak.
6. The thirtieth annual convention (1975) of the Catholic Theological Society of America
devoted itself to "Catholic Theology in Social and Political Context." The leadoff
article was Gregory Baum's "The Impact of Sociology on Catholic Thought." See
Salm [1975], pp. 1-29. As far as I could determine, there were no references to
124 CHAPTER 8
concern with the Scriptures here is their meaning for her. Whether professional scrip-
ture scholars concur with the interpretations given these texts is another matter en-
tirely.
17. I have in mind here particularly the rich tradition of the Greek Church. Charles Moeller
has handled this point sensitively in his article, "History of Lumen Gentium's Structure
and Ideas." See Miller [1966] esp. pp. 125-126. Another sympathetic reflection on
these issues would be John Meyendorff's "Vatican II and Orthodox Theology in
America." See Miller [1966], pp. 611-618. These differences are expressed more in
depth by Michael Schmaus' article, "The Concept of Trinity and of Christology in the
Eastern Liturgy." See Shook [1968], Vol. l,pp. 130-152.
18. See Wojtyla [1980], pp. 61-62; the references in his index under "Trinity, Holy,"
highlight Vatican II's teachings in relation to this doctrine. For complementary con-
siderations see Kress [1967], pp. 121-124.
19. The most important postconciliar development of this theme may be found in Paul
VI's apostolic Exhortation, "Evangelization in the Modern World," (Dec. 8, 1975).
See Paul VI [1975]. This extremely important document, which represents a straight-
line development from the ideas of John XXIII in Humanae Salutis, is part of a three-
tier doctrinal synthesis of Paul VI correlating evangelization, catechesis, and human
development. See Hater [1981] and Gremillion [1976], pp. 387-415.
20. See Schell [1982], p. 226.
21. By the "new servant leaders of mankind" I mean twentieth-century Good Samaritans
in the same sense Paul VI applied this term to the work of Vatican II at its close. See
Paul VI [1966], p. 61. In America, however, the term "servant leadership," which
has developed out of the field of management in the light of Christian reflection,
conveys more of a sense of practical reality and a context of modern organizational
procedures. See Greenleaf [1977].
22. See Vonier [1937].
23. See Carlen (1981), Vol. 4, pp. 37-63.
24. See Carlen [1981], Vol. 4, pp. 175-184. This encyclical is dealing with trends which
are contemporary but have a long intellectual history: i.e., cosmological renewal ideas
and vitalistic renewal ideas. See Ladner [1959], pp. 10-26. To stereotype the en-
cyclical as simply a tissue of epistemological observations is to distort its pastoral
intent.
25. See Vonier [1937], esp. pp. v-vi, xi-xiii, 6-7,74-86,167-176. Also see Excursus I
on the Life-World under the subheading, "The religious life-world and its modern
'ecumene,'"
26. Vonier's pragmatic focus differs quite markedly from the narrowly technical and
theoretical focus typical of continental theologians, especially those grappling with the
scriptural or patristic origins of this idea. This academic mindset is typical of preconciliar
thinking and the endorsement of status quo antea intellectual and cultural trends
which have been outmoded by the "new moment" of human history. Two articles
representative of this outlook are Y. Congar's "The Church: The People of God" and
R. Schnackenburg and J. Dupont's "The Church:. The Church as the People of God,"
in Schi11ebeeckx [1965], pp.11-37 and 117 -129 respectively. Both articles recognize
that the Mystical Body and the People of God are notions which complement one
another.
27. See Abbott [1966], #14-16, pp. 32-35. Van Peursen in Elliston and McCormick
[1977] , p. 185, remarks: " ... the horizon cuts across the distinction of inside-outside -
belonging to man, exterior to man. In the horizon, exteriority merges with interiority;
126 CHAPTER 8
man merges with the world. The horizon is the translation of man into the world."
This essentially phenomenological appreciation of the horizon provided by the life-
world is facilitated by the religious horizon provided by Vatican II. Its horizon, both
in Lumen Gentium and Dei verbum, is populated only by human (or spiritual) beings.
The phenomenological ground of this fact is that the Council's eidetic analysis is
focused on empirical human experiences. The translation of man into such a world
is facilitated by the fact that it is a completely hominized world ultimately radicated
in the Glorified Humanity of Christ. The exigencies of such a world are shaped by
intersubjectivity, empathy, and communio. To the extent "things" (e.g., words,
symbols, events, traditions, etc.) appear in this religious horizon, they have no co-
herence apart from Christ who provides the ontology and teleological-historical sense
permeating this field of corporate consciousness.
28. See Carlen [1981), Vol. 5, #96-113, pp. 154-158. It must be emphasized that Paul
VI's "circles" of humanity are the result of a psychological projection, whereas the
"horizons" in Lumen Gentium are a result of phenomenological analysis of the life-
world. This is another instance of the Holy Father's delicate sense of propriety and his
desire not to steal any thunder from the new ideas being developed by the Council.
29. "All men are called to belong to the new People of God." See Abbott [1966), #13,
p.30.
30. The moral goals and presuppositions of the People of God are detailed in #9-12 of
Lumen Gentium. See Abbott [1966), pp. 24-30. The term, "obediential potency,"
simply refers to man's intrinsic capacity, under God's power, to achieve such moral
goals.
31. This is obviously an eschatological vision of the Church and not precisely a presen-
tation of the "sinful, pilgrim Church." This will be taken up more fully in the next
chapter.
32. One of the really perceptive journalistic reflections on the Roman Catholic Church
today has been written by Peter Nichols, Rome-correspondent for The TImes of
London. On the basis of his experience while writing the book he writes: "I find the
Transfiguration a recurring image, but never before as a moment for a whole divine
strategy to be changed." See Nichols [1981), p. 357. As explained below, the Trans-
figuration as interpreted by this book is a subliminal message being projected by
Vatican II and hence easily subject to misinterpretation.
33. See Sheed [1943), #XXVII, p. 236.
34. The really traumatic aspect of this subliminal vision is the fact that it contains a
radical shift of the visual Gestalt no less dramatic than Copernicus' conception of a
heliocentric universe which resulted in a need to re-think the whole dynamics of the
system. For religiously sensitive people this is a quite traumatic experience. For the
resolution of this problem see Excursus V on Anthropology under the subheading,
"The shift of the visual Gestalt and its dialectical resolution."
35. See Wojtyla [1980), p. 35 ff.: "The consciousness of the Church as the main foun-
dation of Conciliar initiation."
127
CHAPTER 9
Once we comprehend that the first two chapters of Lumen Gentium corre-
late the traditionally received doctrine of the Mystical Body (objectivity)
with its experiential counterpart, the People of God (subjectivity), the remainder
of this constitution as a product of phenomenological reflection quickly
becomes intelligible. It is essentially a teleological reflection on the "horizon"
(Le., its membership, actual and potential) of the People of God as meaningful
to themselves. The teleology involved, however, is shaped by the linear, es-
chatological timeframe of the Catholic consciousness.! (The vertical time frame
of the People of God will be taken up in the next chapter which deals with
Revelation.)
God gives himself to man created in his own image, and this "image"
and "likeness" alone can make this communication [of God with man in
history] possible. This communication creates the innermost, transcendent,
final thread in the history of each man and of humanity as a whole. It is
also a "trans-historical" thread, since, while taking account of the transitory
character of man inscribed in time together with the whole visible world,
it also reveals in him the element that does not pass away, that resists
time, destruction and death. As we have just said, this is the historicity of
man - this arrest, this hold on what passes away to extract from it what
does not pass away, what serves to immortalize the most essentially human
element, the element through which man is the image and likeness of God
CHURCH IN MODERN WORLD 129
all the essential moral qualities which the corporate ecclesial consciousness on an
experiential basis has come to esteem and strive for (Chapter 8). 8 This panoramic
vision of Mary, as Mother of the Church, somewhat resembles Dante's view of
the heavenly assembly at the close of the Paradiso; consequently, this es-
chatological vision of the Church is starting to fuse with the events in the "eternal
now."
Attractive as all this may be for Catholics, and possibly some other Christians, I
cannot see how this transhistorical christo centric paradigm of truth and morality
can have any appeal to unbelievers. Indeed, many sincere Jews, Moslems, atheists,
or others could rightly find this religious idealization triumphalistic, mystogogical,
and maddeningly self-centered. They would have every right to complain, par-
ticularly since Vatican II, as a pastoral Council, addressed itself to "all men of
good Will."9 The more perceptive phenomenologist, however, might intervene
here with a kind word for this religious enterprise. By reason of the methodology
employed at the Council the Church's transposing of religious formulas into a
"new key" is meant to reorientate the focus of Catholic thought to contemporary
thought-patterns and to express a desire to collaborate in mankind's search for
an authentic anthropology commensurate with today's global challenges. tO The
Church is not settling for any cheap solution to human problems by tenaciously
holding onto her traditionalistic "objectivism" in philosophy. At the same time
she is not compromising her previous heritage by settling for a solution to
human problems by way of politics or social engineering, She is seriously in
quest for a new type of humanity which the world has never known. For a start,
that would mean fostering something like a global "ecumenical ethics" and
constructive, collaborative efforts in the service of human progress and develop-
ment. Everybody in our nuclear age has a vested interest in such a global human
enterprise, regardless of his or her religious persuasion. The fact that Vatican II
employed a christocentric paradigm to structure this enterprise simply means
this is the only way which the Church had at its disposal to render the under-
taking religiously intelligible to Catholics and to motivate them to undertake the
enormous tasks which it implies. While I am grateful for such a benign interpre-
tation of the humanitarian telos inherent in the Catholic aggiornam en to , I must
insist these insights are available only to professionally trained phenomenologists.
Where, then, is the explicit institutional statement which gives an impetus to
move in the direction suggested above?
CHURCH IN MODERN WORLD 131
It is important to realize that no such clear and explicit statement about the
anthropocentric orientation of Vatican II was made during the Council itself. l l
Such a statement was made both before the Council and immediately upon its
closing, and these provide the practical, pastoral context in which the Council
was conducted. The statement made prior to the Council appeared in Humanae
Salutis and formulated John XXIII's goal to evangelize by constructive deeds,
rather than by mere words:
This supernatural order must, however, reflect its efficiency in that other
order, the temporal one, which on so many occasions is, unfortunately,
the only one that occupies and worries man. 12
Lumen Gentium. Now, however, in the light of serious global needs they wanted
to reach out to all men by way of dialogue and collaborative action for the good
of mankind. In the Catholic Church it is a common practice for a priest to go on
retreat in order to spiritually prepare himself for what he knows will be a very
difficult assignment. 16 That is exactly what the bishops did. Before moving out
into an unknown world wracked with complex problems, they returned to the
spiritual certainties and familiar guideposts of their own religious life-world.
Consequently, when the bishops entered into dialogue and shared their ex-
periences about their individual life-worlds, they were searching for that "certain
unity" which would serve as a common religious bond (commufzio) and spiritual
support for them all. There is much more cohesiveness and tensile strength about
the religious thematizations of the Council than first meets the eye.
The bishops entered their religious life-world not to find the unfamiliar, the
innovative, or the progressive, but to reestablish experiential contact with the
familiar, the foundational, and the everlasting. Again, as Schutz and Luckmann
describe it:
like to designate this (in accord with Hussed) the "and so forth" idealiz-
ation. From this assumption follows the further and fundamental one: that
I can repeat my past successful acts. So long as the structure of the world
can be taken to be constant, as long as my previous experience is valid, my
ability to operate upon the world in this and that manner remains in
principle preserved. As Husserl has shown, the further ideality of the "I
can always do it again" is developed correlative to the ideality of the "and
so forth." Both idealizations and the assumptions of the constancy of the
world's structure which are grounded on them - the validity of my pre-
vious experience and, on the other hand, my ability to operate upon the
world - are essential aspects of thinking within the natural attitude. 18
human history has impinged on them at all, it seems to have done so only
within the parameters of their theoretical preconceptions. These are essentially
the same as the Catholic mindset which we describe in the first chapter of this
book for the period of 1930-1950?6 In such a context, then, we can say that
such theologians do not use phenomenology as Vatican II did. Hence, it is a
highly dubious assertion to claim their phenomenological style of theological
reflection is carrying on or completing the work of the Council.
From our reflections on the Council up to this point it must be reasonably evi-
dent that the cumulative effect of its phenomenological style of reflection has
been to produce a new pastoral theology.36 The theory meant to undergird this
style of pastoral theologizing has been provided by the two doctrinal consti-
tutions, Lumen Gentium and Dei verbum. The pastoral constitution, "The
Church in the Modern World," derives from the original practical global con-
cerns for mankind first voiced by John XXIII in Humanae Salutis, in his radio
broadcast of September 11, 1962, and finally in Pacem in Terris. Consequently,
Gaudium et Spes is a first, tentative application on a global scale of the pastoral
theory developed in the two dogmatic constitutions mentioned above. For
example, as Lumen Gentium developed the religio-phenomenological theory for
communio, Gaudium et Spes tries to apply this concept to modern social
phenomena under the rubric of "socialization.,,37 An even more massive paral-
lelism exists. As the two dogmatic constitutions formulated a comprehensive
insight into the Church's religious life-world, so now in Gaudium et Spes these
insights are brought into a first correlation with the many natural life-worlds
under the rubric of "culture.,,38 Since modern problems, however, are so com-
plex, the document is a "dress-rehearsal for dialogue" with today's world, a
marshalling of theoretical principles in relationship to the mixed-up state of
affairs in the world so that, ultimately, the constitution is a study in chiaroscuro.
The problems also happen to be quite frightening for many people. Therefore,
the bishops tried to develop their ideas within a context of hope; in this regard
they obviously tried to imitate the model set by Pacem in Terris. Because of
such complexities this application of pastoral theology (as correlated with a
phenomenological analysis of the socio-cultural world) is a highly modulated
one, according to the norms of art and prudence. 39 It would, therefore, be a
mistake to view this document as making "a precious contribution to the work
of doctrinal development carried forward in Lumen Gentium. ,,40 Such a state-
ment has no meaning unless we are only talking about the application of theory.
By this time at the Council, as Bishop Mark G. McGrath has pointed out, the
bishops were quite conscious of using the phenomenological method as a tool in
their description and analysis of socio-cultural realities.41 However, their primary
focus - as in Pacem in Terris - is now on man and only secondarily on his arti-
facts (i.e., ideologies, sciences, social structures, etc.). This focus is a direct result
138 CHAPTER 9
of the hominized ontology permeating both Lumen Gentium and Dei verbum.
Of all the documents issued by the Council Gaudium et Spes is the one most
replete with discernible split-level religious concepts (e.g., communio/socializ-
ation).42 "The Church (Le., the People of God) in the Modern World" is best
read as a left-handed commentary on "Man in the Modern World," i.e., an
inchoative religious anthropology, as Cardinal Roy previously pointed out.
Within this framework Christ is held up as the paradigm of the New Man. I
would only insist at this point that the Council's integral objective is for a new
global anthropology. When you consider the many technical problems we have
discussed relative to the use of phenomenology, the nature of pastoral theology,
the scope of acculturalization, and the complexities of the communication pro-
cess, this anthropological goal of the Council abounds with serious problems.
A few words should be said on this point.
By reason of the somewhat rambling and verbose style of this document, the
ideas mentioned above and their implications do not come through in a concise
and forceful way. The sapiential vision of hope has muted the prophetic sense of
urgency needed in a turbulent world armed with nuclear weapons. Much of the
real difficulty for Americans, however, centers on the fact that we have no real
acquaintance with the phenomenological background of this document. Because
Gaudium et Spes deals with psycho-social issues familiar to the educated public,
it offers three pitfalls for the unwary. First, many people read this document
through the eyes of scientific reductionism: i.e., interpreting it mainly, if not
soley, within the popularly received social or psychological ideas of their milieu.
Secondly, theologically uninformed people use this lower-level constitution to
interpret the complex theological and pastoral issues discussed in Lumen Gentium,
or even Dei verbum (e.g., the "revelatory" value of the signs of the times). Lastly,
the metanarrative text present (albeit turgidly) in this document may be dis-
torted beyond recognition by the overwhelming problems of social reconstruc-
tion and pastoral management which the constitution calls for. An anthropology
of the peacemaker in such a turbulent context can easily metamorphose into an
anthropology of the liberator .43
included and dropped from this pastoral constitution. 44 Because of their im-
portance as guidelines for future reflection, I summarize them here briefly.
Themes included in the constitution: (1) Christian anthropology, "the elabor-
ation of which is perhaps the most urgent task of the 20th century." The funda-
mental model for such a projected anthropology was provided by the theological
dialectic inherent in Christ's dual role as Logos and Shepherd. (2) The autonomy
of secular activities in their own spheres. (3) The Church which "civilizes by
evangelizing." (4) The ambivalence and paradox of the term, "world," which
contributes further to the dialectical character of the religious reflection of this
document. Themes dropped from the constitution: (1) The Holy Spirit acting
in history both to re-create and renew man "in justice and holiness of truth."
(2) The Church transforming the world through her liturgy. (3) The humanism
of the Sermon on the Mount viewed as the "charter of the kingdom of God."
(4) Christian cosmology: history and the universe viewed from the plan of
salvation. Here I simply conclude with and endorse Canon Moeller's own obser-
vations:
It will be noticed that the four themese that practically disappeared are
closely related to Eastern theology. The tendency of the text, however
rich it may be, remained too Western. What the Orthodox have to say
about it should be very significant.45
There are many other omissions, shortcomings, or limitations which the unin-
volved critic could call attention to in the Council's formulation of its thought.
But that would be to fasten on miscellaneous details at the expense of compre-
hending the real significance of the Church's complete re-expression of her
existence at this moment of history. As one of the world's oldest and most
traditional institutions, she has resorted to an extremely contemporary mode
of reflection in order to open a phenomenological access into the heart of her
living religious consciousness. By reason of the methodology employed the
noemata, essences, or meanings expressed by the Council documents need not
be totally adequate to the objective reality toward which they are directed. 46
What is required is that they authentically reflect the Church's experience of
that reality and thus reveal her true self in her natural religious attitude. In view
of the critical nature of the times the Church felt compelled to make this totally
honest assessment of herself, her values, and her commitments. Then, of course,
the uninvolved critic could say: "I'm sorry, but my experience differs from
140 CHAPTER 9
yours." The Church can respond quite honestly: "Let us share our experiences
in more detail so that we can get to know one another better. In these critical
times we must not let our differences stand in the way of friendship and working
together for peace. By honesty, empathy, patience, and the desire to know one
another better we can secure our common future in brotherhood."
An invitation to dialogue: that is the most elemental meaning of Vatican II.
Summary
This chapter provided a final analysis of Lumen Gentium, both as regards its
general contents and as the theoretical basis (along with Dei verbum) for a new
type of pastoral theology. The essentially teleological reflection of this consti-
tution was then situated within the challenge to efficiency and the pragmatic
context characteristic of Vatican II as a pastoral Council. The key to under-
standing the life-world as an environment of familiar constancies and as the pre-
condition for successful action was provided by the notion of pragmatism. We
also saw that the path through the life-world is the path to self-identity. There
still remain some serious problems, however, due to the differences between the
religious life-world and the many natural life-worlds existent today. Some
theologians believe these problems can be mitigated, or even eliminated, by
making important changes in the religious life-world, but that line of thought
was not viewed as a particularly productive suggestion. The fact that such
theolOgians may use phenomenology in the construction of their theories need
not be viewed as a continuation of the thought and work of Vatican II.
After categorizing Lumen Gentium as a study of the ChUICh's own con-
sciousness of itself (egology), our study moved on to the objects (noemata)
residing in this ecclesial consciousness. Two different sets of data make up these
objects: the first set derives from God's revelation and the second from every-
day life in society. The revealed data will be discussed in the next chapter on
Dei verbum, but this doctrinal constitution deals with the religious life-world
in the same fashion as Lumen Gentium. "The Church in the Modern World"
(Gaudium et Spes) was appreciated as an application of the pastoral theory
developed by Lumen Gentium and Dei verbum. This lower-level pastoral consti-
tution dealing with global, socio-cultural life has been strongly influenced by
the hominized ontology developed by the two dogmatic constitutions men-
tioned above, and it provides the type of split-level pastoral concepts (e.g.,
communio/socialization) now characteristic of Vatican II's isomorphic type of
pastoral theology. Since the use of phenomenology at the Council implies a
methodological idealism, the essences ("concepts") developed by the Council
CHURCH IN MODERN WORLD 141
need not be totally adequate to the objective reality which they intend. Such
essences (noemata) are more expressive of the authentic experience of the
Church and her true identity in her natural religious attitude. Hence, the most
elemental meaning of Vatican II is an invitation to all men to dialogue and a
sharing of their experiences as a way to the building of friendship and peace.
NOTES
1. See C. Moeller's "History of Lumen Gentium's Structure and Ideas," in Miller [1966],
p. 138.
2. See Carr [1974], esp. pp. 261-266.
3. See Frossard [1984], pp. 59-60.
4. Chapters 3-8 of Lumen Gentium may be found in Abbott [1966], pp. 37-96. Para-
graphs i8, 26 and 27 center the bishop's role and authority in the "sacred power"
which he derives from his ordination. See Abbott [1966], pp. 37,50-51. However,
since the whole context of Lumen Gentium is eschatological, such foundational ideas
are also oriented to mission.
5. Eschatology has an extrinsic, intentional ground in God and His Plan of creation and
redemption. Intrinsically, however, it manifests the cumulative, teleological exigency
of man's obediential potency as it seeks its normal, ontological fulfillment in co-
operation with God's grace. This latter distinction is quite important in relationship
to the thought of Vatican 11 which is grounded in the empirical a priori of experience.
This is also the area in which connatural knowledge most properly functions for
religious insights and judgments.
6. As in Paragraph 13 of Lumen Gentium, so also in this fifth chapter the bishops des-
cribe the human drive to religious fulfillment from its extrinsic foundation: i.e., God's
call for all to seek holiness. See Abbott [1966], pp. 30,65. Once God's grace is oper-
ative, however, there is - in its own order - a natural exigency for holiness.
7. It is interesting to note that Chapter Seven was inserted at the insistence of John XXIII.
See C. Moeller's remarks in Miller [1966], p. 139.
8. C. Moeller in Miller [1966], p. 142 calls attention to the role of Paul VI in reconciling
the opposite positions toward the place of Mary in the Church.
9. See the "Message to Humanity" in Abbott [1966], pp. 3 -7. J. Gremillion in Miller
[1966], p. 541 poses much the same question: "Granting that non-Christians cannot
accept our premises, rooted as these are in the Christian faith, are they able to form
with us a working consensus embracing the consequences of our incarnational view?"
In an otherwise very fine and practical article it is Gremillion's unnuanced espousal of
this "incarnational view" which dates and weakens his argument. Prior to the Council
in France there were two competing schools as regards the theology of history: the
"Incarnational" (de Lubac and Teilhard de Chardin) and the "Eschatological" (Danielou
and Bouyer). See Connolly [1961], p. 149. The Council synthesized and transcended
both of these academic controversies and presented a practical problem in civilization-
building which Gremillion, as a sociologist, does not really appreciate in its full scope.
10. Canon Moeller in Miller [1966] , p. 144 says: "It [Lumen Gentium] implies an anthro-
pology, a vision of Christian existence, especially in chapters two and seven." My
142 CHAPTER 9
own development of this theme, I feel, has been consistent, if not identical, with
seminal insights originally provided by Moeller.
11. I realize this statement is open to some dispute, particularly from a selective theological
interpretation of Gaudium et Spes. For two such interpretations see J. Gremillion and
F. Houtart in Miller [1966], pp. 521-544 and 545-552. My thesis is that the anthro-
pocentric dimensions of Vatican II derive from the way the questions were posed at
the Council (Le., by the phenomenological method) and the context in which they
were posed (Le., the "new moment" in human history). On this basis it is no sur-
prise that the Council developed an anthropocentric theology consistent with its
traditional doctrines. It should be noted, if only in passing, that the concept of a meta-
anthropology - such as the Council has, in principle, developed - makes no sense
except in a phenomenological-existential context.
12. See Abbott [1966], p. 706.
13. See Abbott [1966], pp. 703-704. It is this concrete context which lends Vatican
II its prophetic urgency. As a creative and sapiential display of Catholic theology,
Vatican II certainly carried out the twofold goal set for it by John XXIII in his opening
speech: " ... that the sacred deposit of Christian doctrine should be guarded and
taught more efficaciously." See Abbott [1966], p. 713; emphasis added. Without
the context of a "new moment" in human history, however, Vatican II becomes
only an admirable academic study of the status quo antea or an excuse for ad hoc
social activism.
14. See Paul VI [1966], p. 61. Much of Paul VI's pontificate was an effort to exemplify
this model of the Good Samaritan projected by the Council. His encyclical, Populorum
Progressio, boldly laid out the blueprint for this ideal. See Gremillion [1976] , pp. 387-
415.
15. See Schutz and Luckmann [1973], p. 6. See also Paul VI [1966], p. 62: "The modern
mind, accustomed to assess everything in terms of usefulness, will readily admit that
the Council's value is great if only because everything has been referred to human
usefulness." (Emphasis added.)
16. Paul VI [1966], p. 59 describes this process of the Church (i.e., the bishops) "on
retreat":
Men will realize that the Council devoted its attention, not so much to divine
truths, but rather, and principally, to the Church - her nature and composition, her
ecumenical vocation, her apostolic and missionary activity. This secular religious
society, which is the Church, has endeavoured to carry out an act of reflection about
herself, to know herself better, to define herself better and, in consequence, to set
aright what she feels and what she commands. So much is true. But this introspection
has not been an end in itself, has not been simply an exercise of human understanding
or of a merely worldly culture. The Church has gathered herself together in deep
spiritual awareness, not to produce a learned analysis of religious psychology, or an
account of her own experiences, not even to devote herself to reaffirming her rights
and explaining her laws. Rather, it was to find in herself, active and alive, the Holy
Spirit, the word of Christ; and to probe more deeply still, the mystery, the plan and
the presence of God above and within herself, to revitalize in herself that faith that
is the secret of her confidence and wisdom, and that love that impels her to sing,
without ceasing, the praises of God. Cantare amantis est (Song is the expression of a
lover), says St. Augustine.
CHURCH IN MODERN WORLD 143
CHAPTER 10
Introductory remarks
The revealed matters (revelata) reflected upon in Dei verbum constitute the
religious world as passively received by the Church. As pregiven by God, this
essentially synchronic religious world is the ground upon which all motion,
change, or activity take place in diachronic (eschatological) time, such as we
previously described these things in Lumen Gentium. This "world" neither
moves nor is stationary since it presents God's Eternal Plan as manifested in
history. Within the horizon of this world each object (noema) has its properly
distinctive meaning, but since it is seen against and within a many-layered
field of objects (noemata) with their proper meanings, these also contribute to
the intelligibility of each noema, especially those of a lower order: e.g., symbols
(sacramental or otherwise), the scriptures as materialized in given texts, and
traditions as concretized in historical time. Consequently, in this constitution
there is a very sophisticated application of Husserlian intentionality, apper-
ception, and a concatenation of appresentations not only toward correlated
148 CHAPTER 10
objects on the same level of things but through ongoing higher orders of meaning. 2
The process culminates, finally, in the Glorified Christ, as Logos-Shepherd, who
illuminates this whole system of consciousness throughout all its layers by his
own divinely endowed intelligibility. Once again, this is Dasein as a totally
hominized system of religious consciousness.
In this reflection on Revelation, however, we must not lose sight of the fact that
Vatican II in its totality was a pastoral council with the Church as its dominant
theme. This flows from the fact that the Mystical Body provided the objective
archetectonic paradigm of the Council's reflection on the Church. The consti-
tution, Dei verbum, on the basis of ecclesial subjectivity, reflects on the "mysti-
cal" dimension of the Church, whereas Lumen Gentium projects it as incarnate
body-subject. As Paul VI said in his closing speech to the bishops at Vatican II:
"Men will realize that the Council devoted its attention, not so much to divine
truths, but rather, and principally, to the Church - her nature and composition,
her ecumenical vocation, her apostolic and missionary activity.,,3 Although the
Church in the constitution, Dei verbum, is directly focused on revealed matters,
by reason of her use of the phenomenological method (which reflects on noemata
as they have meaning for her), this constitution is also a case-study of the acting
ecclesial consciousness. (If we view both as studies in ethical reflection, this
constitution has some interesting parallels, as does the whole of Vatican II, with
Wojtyla's The Acting Person. 4 ) This case-study is not, however, any theoretical
reflection on divine truths, but a non-formal, pastoral reflection on these truths
as they exist in the religious life-world of the Church. This reflection derives
from the a priori religious experiences of the bishops in Council as they cor-
porately pondered and responded to that subjectively architectonic question:
"Church, what do you say of yourself?"
From a pastoral point of view the above interpretation of Vatican II and the
place of Dei verbum within its ecclesial focus seems consonant with all which we
have previously said in this book about the use of phenomenology at the Council.
(This would be doubly true if we add the current "crisis in human beings," but
we shall return to that point later.) After all, the Council is simply the Church
asking herself about her moral responsibilities in the complex situation of the
VERTICAL DIMENSION 149
modern world and what she intends to do about it. As if on retreat, the Church
of today - in an overt way appreciated by everyone - engaged in a corporate
process of self-analysis regarding her essential truths, values, and structures, her
dignity and her destination. Since the world of positivism and empirical research
into socio-cultural forms or history could not provide answers for the profound
questions which she was putting to herself, she had recourse to another avenue
to the transcendent respected by many scholars: i.e., the phenomenological
method. What is not appreciated by most people is that recourse to this method
was part of the Church's effort to measure up to her full moral responsibilities
to communicate with all men. This point may become clearer if we reflect on
phenomenology as a via media between two diverse sets of audiences ad intra
and ad extra to the Church.
The first communication problem was ad intra to the Church. It was the
need to reconcile the theoretical differences between Roman School theology
(realism) and the Transcendental Thomists (idealism). (How this methodology
also met the more practical problems posed by the historians, representing the
interests of empiricism and psychologism, will become clearer later in this
chapter.) The second major problem concerned communication ad extra with
the secular philosophical world: i.e., the entrenched controversy between em-
piricism and idealism, such as Husserl and the more recent phenomenological
tradition of Europe conceived it. By using such descriptive phenomenological
techniques focused on her own experience of her own religious life-world the
Church was enabled to return to the primordial ontology at the heart of her
religious consciousness. Reflection on the Mystical Body as the Church's pheno-
menal body was thematized in a meaningful new way as the People of God.
In doing all this the Church expected that this process would be replicated, in
some practical way, in the lives of her members so that they would equip them-
selves to lead authentic, relevant Christian lives in the contemporary world.
However profound, and even heroic, such a massive process of self-reflection
may have been, it is only one side of the coin.
The speculative roots of the pastoral problem, which we are about to discuss,
are both religious and methodological. The religious difficulty (to be treated
momentarily) largely indicates that in the minds of the bishops/theologians
the pastoral concept never matured much beyond its doctrinal and kerygmatic
dimensions. 5 We will start, however, with the methodological aspects of the
problem since it highlights the bipolar dialectic at the heart of the Council's
150 CHAPTER 10
statement be made about the object of the Church's belief, the word of God.
In this constitution the bishops were striving to present the Church as totally
God-centered and Christ-centered: " ... here the whole life of the Church is,
as it were, opened upwards and its whole being gathered together in the attitude
of listening, which can be the only source of what it has to say.,,8 Perhaps the
only point that should be emphasized at this moment is that the ego and the
object are simply two poles of the same field of consciousness. In other words,
the field of consciousness represented in Dei verbum and Lumen Gentium is
the one ecclesial consciousness reflecting its multi-layered ontological structure.
Ecclesial being, human being (Dasein), and God-given being are all welded here
into an isomorphic dynamic unity.
There were several historical factors pressuring for a formal (Le., doctrinal)
treatment of Revelation, and these - on the surface, at least - are connected
with essentially religious issues. Since the problem of theological modernism
at the turn of the century two groups of scholars within the Church had been
polarized on the basis of their methodological approach to revealed data. These
were the scholastics (realists), who represented the classical understanding of
Thomism, and the historians (empiricists) among whom are the biblical scholars.
Since about 1850 historical theory (with all of its connotations of historicism,
psychologism, and the historicity of human understanding as evolving in time)
has presented a growing epistemological and technical problem for the Church,
particularly in the area of biblical interpretation. 9 As in the Galileo Case scrip-
ture scholars must be the advocates for the "profane facts" accessible to human
reason and scientific research; the only difference is that Galileo represented the
interests of the physical sciences, whereas the biblical scholars represent the
interests of historical research. Part of the reason for the scholastic intransigence
toward both methodologies is that each represents but the "nose of the camel."
Behind Galileo's approach to phYSical facts, as Husserl pOinted out, loomed the
larger philosophical problem of the total mathematization of reality, and that
includes human reality. Only after three hundred years is this problem beginning
to be sorted out. Behind the up-front problem of the errancy of some of the
profane facts found in the bible looms the larger religious problem of the histori-
cal value of the four gospels, and behind that the larger philosophical problem of
the historicity of the human consciousness. to (We shall return to that problem
later in this chapter.)
Furthermore, in view of the ecumenical purpose of the Council an explicit
152 CHAPTER 10
(if not exactly formal) treatment of Revelation seemed imperative to meet the
interests of any group outside the Church concerned about the authentic inter-
pretation of the bible. Preeminent among such groups would, of course, be
members of the various Protestant denominationsY It goes without saying that
such outstanding observers at the Council, as O. Cullmann, were predominantly
oriented to the historical mindstyle. However, all three groups - the scholastics,
the historians, and the Protestants - had one thing in common: their heavy
reliance on some distinctive "scientific" method in their approach to revealed
data. To the extent these groups resorted to a science or philosophy to grapple
with the world of physical facts, they thereby came to be participants in the
world of "positivism.,,12 Behind these essentially religious groups loomed an
even larger world of "positivism" shaped by an evolutionary mindstyle: Neo-
Darwinism, the cosmology of the physical sciences, philosophical anthropology,
humanistic psychology, and Marxism. At the heart of all these movements are
various efforts to shape a new non-biblical narrative, or "myth," to guide man's
evolving self-identity.
The enormous methodological problem facing the bishops here is how to handle
divine and human reality without being trapped into one of the pitfalls provided
by the world of "positivism" catalogued above. This could be done only by
shortcircuiting the whole "scientific" process by acceptable phenomenological
techniques: Le., by the suspension of the sciences and a philosophical reduction,
as previously explained in the book.13 Consequently, by returning to the life-
world of the Church the document on Revelation transcends (or bypasses, if
you will) the world of "positivism" and contemplates the word of God as it
exists in the ecclesial consciousness. Only after clarifying that word of God by
phenomenological reflection does the Church, in a quite generalized way, take
up some selective issues impinging on historical data relative to the field of
sacred scripture. 14 In this conciliar enterprise necessarily concerned with a
review of "profane facts" connected with revealed data the Church manages to
stay out of any technical involvement with the scientific and philosophical issues
without compromising herself on any point of doctrine. The procedure is per-
fectly legitimate in view of the pastoral nature of the Council. Had a really
important technical issue confronted the bishops in their discussions, in all
likelihood it would have been removed from the agenda as Paul VI removed the
birth control issue and entrusted it to a technical commission. Or, as he did
before the fmal vote on Lumen Gentium, the Holy Father could have inserted
VERTICAL DIMENSION 153
From all we have said about the phenomenological style of reflection employed
at the Council, there is little need to dwell on the ahistorical, transtemporal
view of Revelation formulated by the constitution, Dei verbum. Its topic is
Revelation as experienced and meaningful in the contemporary consciousness
of the Church. IS In His goodness and wisdom God has chosen to reveal Himself
through His Word. This He has done in a twofold way: by creating through His
Eternal Word and by redeeming through the same Word-made-flesh. Accordingly,
God's plan of revelation - whether manifested by deeds or words - possesses
an inner unity deriving from the Risen Christ, as the one Word of God, the
fullness of revelation, and its Mediator .16
Several points are implied in the above affirmation of faith. (1) If God,
motivated by goodness and wisdom, revealed Himself through His Word, pre-
sumably the same motivation would have prompted Him to preserve this Word
in its integrity among men. (2) The Risen Christ is the linchpin of meaning
harmonizing the first and second creations, neither of which can, in principle,
contradict the other. (3) The humanity of the Risen Christ, now fully intelligible
in terms of God's plan of revelation, possesses for us a twofold intentionality:
as the divine value-system rendered comprehensible in human terms and as
humanness fulfilled by being totally united with the ultimate source of life,
wisdom, and love. In a doctrinal sense (though not in the pastoral sense intended
by John XXIII) this is the primordial paradigm for the revelation of man to
himself. (4) A presumptive Principle of Complementarity needs to be employed
by men to discover the inner unity correlating event and truth at every level of
being. This is a necessary derivative of the bipolar isomorphism between act and
object in the phenomenological reflection on consciousness. (5) What is reified
as "Revelation" in this document is really a multi-layered system of conscious-
ness so interrelated as to be called an intersubjective communing (or "dialogue")
between spiritual persons. In such a living compenetration of consciousness
(Le., communio as co-presence) with its primary analogue in the Blessed Trinity
what the document reifies as scripture, tradition, and magisterium are really
vitally balanced thought-patterns (thematizations) of this ecclesial consciousness
as teleologically ordered by the Father, as guided by the Holy Spirit, and as
forming a living unity with the Risen Christ. 17 Here any profane categories of
time no longer apply. On the part of God and His Plan the time frame is the
154 CHAPTER 10
"eternal now," but on the part of tl1e contemporary believers the unfolding
of this plan takes place either in cyclical sacramental time or in eschatological
time. This is the bi- or tri-dimensional timeframe, as you recall, which constitutes
the inner time-consciousness of the Church. IS
In Dei verbum where the biblical word, historical traditions, and concrete
symbols are transformed into a higher unitary intelligibility we begin to appreci-
ate, in an applied way, the working relationships between apperception and
constitutive phenomenology. Here it would help if we recalled the example,
given in Chapter Six, of how the map of an unfamiliar city gradually takes shape
in our mind. Experiences of unfamiliar signs, unclear directions received, and the
confusing flow of traffic gradually start to make sense until suddenly we see the
whole pattern of things, not simply as a map, but as an epiphany of a living,
organic unity: Le., a life-world. If this applies to our getting acquainted with any
city of man, it applies equally well to our getting about in the City of God. What
I have described on the basis of Husserl's methodology should not be viewed
as taking place in a religious vacuum. These phenomenological processes oriented
to human being (Dasein) and its experiential meanings (noemata) are redolent
with the sense of words traditionally associated with the idea of Christian
renewal: e.g., transfiguration, metamorphosis, transformation. I9 If this dogmatic
constitution, accordingly, is appreciated within a phenomenological context as
portraying the dialectical interrelationships between an ascending order of
spiritual realities, then it is also appreciated as reflecting in the ecclesial con-
sciousness the Pauline recapitulation of the Divine Plan (Eph. 1: 10): ins tau rare
omnia in Christo, "to restore all things in Christ."
Early in the last chapter we broached the problem of historicity in the context
of Lumen Gentium. In the light of the observations made there and the obser-
vations just made about apperception and constitutive phenomenology in the
traditional sense of renewal shared by the Churches of East and West, it is time
to return to the notion of historicity formulated in Dei verbum. No one has
reflected on the religious sense of this notion better than Pope John Paul II:
[ ... ] the historicity of the events reported in the Gospels [Le., the
Gospels "faithfully relate what Jesus did and taught," Dei verbum, # 19]
enables me to add a remark on the subject of the knowledge or "knowa-
bility" of God [ ... ]. This God in whom as Christians we believe is not
only the invisible creator that our intelligence can attain through the
VERTICAL DIMENSION 155
world and the creatures in it. He is a God who comes towards man and as
a result enters history [which is our natural abode] ...
Man is a being involved in history and therefore subject to passing time,
but he is conscious of the passage of time, which he must fill by fulfilling
himself. He has to establish himself in time and employ it to make himself
into a unique being who will never be repeated. Historicity differs essen-
tially from limitation by time, for all the beings in the world around us
pass away with time. Man alone has a history and he alone creates it. It is
true that he creates it while enmeshed in impermanence, but at the same
time he creates it through that element in him which resists and overcomes
the fleeting character of his existence. When I speak of "historicity," I
am not thinking of the creation of history as culture or knowledge; I am
thinking of the very mode of existence of man as man, of each man with-
out exception.
So conceived, the historicity of man explains the appearance of God on
the horizon and his entry into history. The Revelation reaches its zenith
in the events forming the life of Christ which are recounted by the four
Gospels and confirmed by the other writings of the New Testament, as the
constitution Dei verbum [# 17-20] says. The whole Revelation is histori-
cal in the sense that it refers to "historicity" as man's mode of existence
in this world. It proclaims the "great works of God," namely the effects
of his transcendent action - or rather of his gift to man. In history these
works assume the concrete form of the history of salvation. 2o
of the Risen Christ (object). Within this essentially contemplative matrix all
things, spiritual and temporal, must find their ordered place and be judged.
Confronted with such a quasi-mystical vision of God's loving interrelationship
with man, the bishops had no difficulty approving this as the substance of their
religious experience and belief on the basis of their connatural knowledge. As a
doctrinal and kerygma tic affirmation this is a statement for the ages. In a trans-
temporal way it represents "a doctrinal penetration and a formation of con-
sciousness in faithful and perfect conformity to the authentic doctrine ...
studied and expounded through the [phenomenological] methods of research
and through the [phenomenological] literary forms of modern thOUght. ,,24
The document may, indeed, be a source of religious enrichment, as our several
quotations from John Paul II have pointed out, but the pastoral gravity shift
here seems heavily weighted in favor of very intellectualized religious and
humanistic concerns. This is all a far cry from the more down-to-earth pastoral
challenge formulated by John XXIII in Humanae Salutis.
handling of such complex theological issues, the great majority of the bishops
relied in their ultimate decision-making, not on their professional expertise in
such matters, but on their connatural knowledge. Given the pastoral nature of
the Council and the method of analysis used, such connatural knowledge was
perfectly adequate to the task set before it. That the bishops were intent on
avoiding technical issues is apparent from the type of questions which they
chose not to resolve: e.g., the material completeness of the scriptures, the scope
of critical historical methods in biblical interpretation, the criticism of tradition,
etc. 26 While connatural knowledge proved adequate for the discernment of the
pastoral, religious issues set before it at the Council, we need not believe that
it is any sort of prophetic tool in anticipating derivative problems in pastoral
management flowing from the judgments made in such a discernment process.
The only reasonable way, it seems, of reconciling this tension between the
phenomenological contemplative style of Dei verbum and the practical, pastoral
goals of John XXIII is to repeat what I have said previously in the course of this
book. (1) Vatican II was a pastoral council whose primary focus was on the
Church. (2) Although the objective paradigm of the Council's documents is the
Mystical Body, the phenomenological style of reflection used at the Council
thematizes the subjectivistic dynamics of the corporate ecclesial consciousness
(Le., its esse intentionale or Dasein). (3) Dei verbum is a synchronic presen-
tation of the vertical dimension of this consciousness, whereas Lumen Gentium
is a diachronic presentation in linear, eschatological time. (4) The phenomen-
ology of the ecclesial consciousness (as a life-world) found in these two dogmatic
constitutions is brought into a first, tentative correlation with the global life-
world(s) in the constitution, Gaudium et Spes. (5) Therefore, these three consti-
tutions cannot be read intelligently unless they are read as one constitution with
three dialectically interrelated parts and appropriately entitled: "The Church in
the Modern World." It is this integral constitution which meets the full pastoral
challenge as formulated by John XXIII and exemplifies the split-level type of
pastoral theology which he projected as the fruit of Vatican II.
This book has endorsed the thesis that there is a serious human crisis in the
modern world. Consequently, in order to deal with such global problems Pope
John XXIII called a pastoral council, not a doctrinal or reform one. Since this
modern world-crisis is absolutely unique in human history, so Vatican II - as a
pastoral council - became an absolutely unique type of council never before
experienced in Church history. Both Pope John and the bishops had to grow
into the full implications of this new pastoral undertaking, and that growth
process is still going on in the Church today. Faced with such complex issues,
the bishops in council put to themselves the corporate question: "Church, what
do you say of yourself?" The purpose of this book has been to provide some
coherent insights into what and how the bishops responded when answering
that most important question.
The apochryphal literature of early Christianity records another important
question posed at a decisive moment in Church history. As the story goes, St.
Peter was fleeing from Rome to avoid a persecution, and on the road he met
Christ headed for Rome. In some amazement Peter asked, Domine, quo vadis?
160 CHAPTER 10
"Lord, where are you going?" Jesus responded, "I am going to Rome to be
crucified." In the light of this answer Peter realized that fleeing from his moral
responsibilities to his fellow Christians was not the path which Jesus wanted
him to follow in those turbulent times. So, he returned to Rome. Catholics,
and indeed all of mankind, today seem to be meeting the Church as it heads
down the road in the "wrong" direction. The question rises naturally to our
lips, Ecclesia, quo vadis? "Church, where are you going?"
It is in the spirit of that question that we offer the final reflections found
in the Epilogue to this book.
NOTES
teachers with a special charism to carry out their office. Whether or not the bishops
formulated a theology is really an academic question, properly speaking, and largely
depends on the principles or assumptions on which one bases his definition of "the-
ology." See "Is there such a subject?" in Hebblethwaite [1980], pp. 1-22. By reason
of the pastoral (Le., anthropological) purposes of Vatican II this academic question
regarding a "theology" of Vatican II is quite secondary, and may profitably be relegated
to the speculations of academicians. For myself, I prefer to think that the bishops
formulated a "meta-theology" commensurate with the "meta-anthropology" on which
they were intent.
19. See Ladner (1959], pp. 43-45 and in his Index under "Metamorphosis," "Trans-
formation," and "Transfiguration."
20. See Frossard [1984] , pp. 58-59.
21. As a case in point we cite Heidegger's philosophy. See Boelen [1975], Deely [1971],
and Marx [1971].
22. I will cite only two instances. On Rahner see Hurd [1984]; on Schillebeeckx see
Schreiter [1984], p. 21. My own opinions, however, on these theoretical mindsets
in relation to Vatican II may be found in Excursus V on Anthropology under the
subheading, "The radical nature of Vatican II's reflection."
23. The phenomenology of religion, as employed by Vatican II, poses a serious academic
problem, particularly for historical studies. This problem is discussed in a basic way
by Baird [1971], pp. 152-154, but in a more extensive way in "The Historical-
Phenomenological 'Tension'" in Allen [1978], pp. 173-200. These academic con-
cerns should be read in correlation with "The Project of Transcendental Philosophy,"
in Carr [1974], pp. 260-277. Although such academic concerns were not ignored
by the Council, they were not an integral part of its pastoral goals. This will become
more apparent later when we see how many important technical problems the Council
chose not to deal with. (See note 26, infra.)
24. See Pope John's opening speech at the Council in Abbott [1966], p. 715. Ratzinger
in Vorgrimler (1967-1969], Vol. 3, pp. 186-188 offers an interesting case study
where he resolves by phenomenological means four utterly disparate objections to the
dynamic concept of tradition developed by Vatican II: the objections had been posed
by Ruffini and Leger (Catholic) and Cullmann and Reid (Protestant).
25. The origin and background of this document is narrated by Ratzinger in Vorgrimler
[1967-1969], Vol. 3, pp. 155-166; the stages of the text are listed therein on
pp. 165-166. Part One of Grillmeier's commentary on Chapter III of this constitution
offers a working sample of the conciliar thought being synthesized through the various
stages of the document. See Vorgrimler [1967 -1969], Vol. 3, pp. 199-227.
26. A more comprehensive list of such topics as listed in Vorgrimler [1967 -1969], Vol. 3,
would be: inerrancy and historicity of the gospels (p. 163), the material completeness
of scripture (pp. 157, 162), the controversy over the sensus plenior (pp. 219,238),
the question of the canon of scripture (p. 247), questions concerning the authenticity
of various scriptural writings (p. 247), and the problem of criticizing tradition (p. 185).
27. For a sample of the optimism which reigned at the end of the Council, particularly
as regards the scriptures, see Grillmeier's remarks in Vorgrimler [1967-1969], Vol. 3,
p.246.
28. Such efforts seem to have been originally inspired by Heidegger's call for "foundational
thinking." See Landgrebe [1966], PP. 142-143, 173-175. Perhaps the earliest aca-
demic trend in this direction for North Americans was Dewart [1966].
164 CHAPTER 10
29. The most blatant example of a historicist mindset calling for a new theological episte-
mology on the basis of the Constitution on Revelation (Dei verbum) would be Baum
[1967], pp. 62-63.
30. At the present time the most publicized incident of this trend would be Liberation
Theology. On August 6, 1984, the Sacred Congregation for Doctrine and Faith issued
"An Instruction on the Theology of Liberation." See The Pope Speaks 29:4 (Winter,
1984) 289-310. This should be read in the context of the pope's address to the
cardinals on December 21, 1984: "The charism of Peter: to serve universal unity
by protecting and defending the Gospel's authenticity." See the English edition of
L'Osservatore Romano 3:869 (Jan. 21, 1985) 6-8. In this talk the Holy Father dis-
cusses the authentic sense of the Church's "option for the poor" (#9-10, pp. 7-8)
and substantially formulates the issue in terms of the "dehumanization," which John
XXIII discerned in Humanae Sa/utis. See Abbott [1966], pp. 703-704: "Painful
considerations. "
165
When Husserl made the long journey back to the life-world in the Crisis, he was
in search for the authentic foundation of reason and science. Considered in
itself this quest was quite theoretical in purpose: Husserl desired to elaborate a
unified field-theory of consciousness. In 1937, however, there was another
overriding practical goal which set him on this theoretical quest: the renewal
of European civilization. At the beginning of the nineteenth century Hegel had
also conceived of a comparable return to man's life-world, particularly his
religious life-world. In that self-assured period of the Enlightenment Hegel's
purpose was not at all theoretical, but totally practical and quite revolutionary
in its humanitarian intent. H.S. Harris provides us with the pertinent passage
embodying Hegel's Grand Plan:
the philosopher must be ashamed of it. Thus in the end enlightened and
unenlightened must clasp hands, mythology must become philosophical,
and the people rational, and philosophy must become mythological, in
order to make the philosophers sensible. Then reigns eternal unity among
us. Never the scornful glance [of the philosopher despising the super-
stitious believer] , never the blind trembling of the people before its wise
men and priests. The first awaits equal development of all forces, of what
is peculiar to each and of what is common to all [... J. No force shall any
longer be oppressed, for then universal freedom and equality of spirit
reigns! - A higher spirit sent from Heaven must found this religion, it will
be the last, greatest work of mankind. 3
Hegel's thought was, perhaps, the last great effort to domesticate religion and
harness it to the chariot of the State as the bearer of enlightened progress. In
modern Western democracies this optimistic view of the State has not signifi-
cantly altered, but civil society, as essentially pluralist, must now view religious
groups as purely volunteer organizations outside of the political process itself.
Hegel's Grand Plan was that of a theorist, formulated at the end of an era when
agriculture and the landed-nobility gave every impression of preserving the
status quo antea into the future. His role in the Prussian educational system
underwrote the trend toward nationalism which, in effect, became the people's
civil religion.4 In Denmark only Soren Kierkegaard raised an isolated and un-
loved voice against this type of coopted religion. 5
By 1848, however, with the full arrival of the Industrial Revolution and social
unrest throughout Europe Hegel's Idealism was in decline. What is far more signifi-
cant, however, is that the Industrial Revolution introduced the age of the urban-
ized masses, and ever since that era there has been a growing sensitivity to the
complexities of this pro blem and concern with managing it constructively. But in
the middle of the nineteenth century men were only beginning to recognize the
outlines of such problems. There arose, then, a need for a new type of theorist
to guide men into a future becoming daily more turbulent. In these first pioneering
efforts Hegel's vision of the unity of philosophers and the lower classes remained
intact, but his conceptual Idealism had to go. By an adroit use of psychological
projection Feuerbach transformed the substance of Hegelianism into absolute
materialism. like Hegel and many modern thinkers, Feuerbach was not desirous
of getting rid of religion, only of reconstructing it according to his own precon-
ceptions. His most significant achievement was to remove psychologism from the
realm of academia and put it to work in the marketplace. In doing this Feuerbach
established a linkage with a new brand of historicism intent on the total re-
organization of society and thereby the eventual elimination of religion.
NEW GLOBAL TASK 167
Karl Marx is acknowledged today as the most important thinker of the nine-
teenth century to have recognized that the future belonged to the masses. He
identified these masses, however, with the proletariat of the industrialized
nations. His insights were based on a critical assessment of the political econ-
omy of that era, and his new "science" of history has since become known as
historical materialism. 6 From empiricism Marx took the general content of
history to be materialism, and from Hegel he saw its specific form or content
to be the dialectic. In this way he tried to resolve a problem which has been
a major focus of this book: the conflict between objectivity (Idealism) and
subjectivity (empiricism). To the extent Marx believed that all scientific know-
ledge was conditioned by history and necessarily a developmental process,
he was not really intent on producing a philosophy. That became the lot of
Friedrich Engels, Marx's intimate collaborator. Although Marx in Das Kapital
had formulated the economic theory of historical materialism, it was Engels
in Anti-Diihring who elaborated dialectical materialism, the mythology of
orthodox Marxism in the Soviet Union.
Roy Edgley provides us with a concise sense of what is involved in Engel's
new philosophy:
A revolution succeeds only because there are practical men of action capable
of translating theory into practice. Two such men after the Russian revolution
were Lenin and Stalin. Among other noteworthy achievements Lenin recon-
ceptualized the notion and role of the Communist party.8 Since Marxism, as
dialectical materialism, was not merely a political theory, but a science and a
world view, a new type of party was needed to educate the proletariat in the
168 EPILOGUE
class consciousness appropriate to this world view. With the help ofits intellec-
tuals the cadre party had to first cultivate this consciousness within itself. Then,
as the pedagogues of a new humanity, the cadre party had to transmit this class
consciousness to the working class. Hegel's Grand Plan had returned with a
vengence! Under Stalin all this became dogma and was used to ensure party
discipline. But a unique transformation had now taken place. In the leadership
role of the cadre party a new elite had arisen which combined the roles pre-
viously held by Enlightenment philosophers and the managerial class of capital-
ism. As the working classes of the industrialized nations proved resistant to
Communist propaganda, the new masses became the peasant populations of the
underdeveloped nations. In every instance, however, the people became sub-
servient to a tightly knit elite group of a totalitarian party.
John XXIII differed in one important way from Hegel, Marx, and Engels: he was
no theorist. As Humanae Salutis made clear from the start, the pope called the
council because of complex world problems and solicitude for mankind. Since
he had no doubts about the Church's theoretical grasp of doctrine and morality,
he did not call for a council to deal with such matters. 9 Rather, in a critical
global situation he was looking for ways to make his religious truths work more
effectively at all levels so that men would be able to comprehend them in human,
everyday terms. Hence, he called a pastoral council. In such a pastoral council
the key-question is: "Granted we have the truth, how do we get it to work its
purposes in a seriously dislocated world very much in need of it?" The response
of the bishops and theologians at the council was: "As ~ first step we must
project the truth in such a way that it coincides with the authentic desires of
humanity and serves as a focal point for mankind in its collaborative efforts
toward progress and development. As a second step we must rethink our own
religious community, the Church, in these same terms so that our efforts at
renewal and adaptation will provide moral leadership for mankind and en-
courage Catholics to collaborate with any worthwhile program assisting people
to become better human beings. Lastly, we must give an example of peace-
making by healing, as far as possible, the divisions within Christianity itself."
As a result, the Council Fathers totally recast the dynamics of the Mystical
Body into that communion of minds and hearts now known as the People of
God. 1o This new symbolism embodies a mythic-communication process which
intends for Catholics what the Statue of Liberty does for Americans: one
glimpse, and you have the authentic idea and spirit of the whole enterprise!
NEW GLOBAL TASK 169
In suggesting this iconographic contrast between Soviet Economic Man and the
People of God I am not implying that the Council consciously constructed this
symmetry-by-way-of-opposition. In the abstract much of the same opposition
exists in the direction of Capitalistic Economic Man. However, the total complex
of concrete global problems which Vatican II set itself to confront made this
comparison with Marxism somewhat inevitable. It was in the context of global
human problems that John XXIII made the temporal order the crucible in which
the efficacy of the supernatural order would be tested. Furthermore, when the
Council opted for a methodological Idealism, this knitted Vatican II into the
Post-Kantian intellectual heritage of Europe from which Marxist theory derives.
Virtually all of the epistemologically related problems treated by this book
(e.g., the relationship between subjectivity and objectivity, historicism, the
historicity of consciousness, praxis, anthropology, and dialectics) are regular
170 EPILOGUE
Polanyi that "under socialism the conception of science pursued for its
own sake would disappear, for the interests of scientists would spon-
taneously turn to the problems of the current Five Year Plan." Polanyi
sensed then that "the scientific outlook appeared to have produced a
mechanical conception of man and history in which there was no place
for science itself." And further that "this conception denied altogether
any intrinsic power of thought and thus denied any grounds for claiming
freedom of thought." IS
Now, one does not have to go to far-off Russia to be exposed to such a virus.
I have encountered the same outlook in the Catholic Church among parochial-
minded clergy and laity, but this overly pragmatic attitude is so endemic to
American culture that I have usually written it off as a deviation from the
larger Catholic heritage. However, we must begin to recognize that the situation
of 1935 is not the situation of 1985! What I am suggesting is that the model of
scholarship, sceptical rationalism, and individualistic humanism which has come
down to us from the Enlightenment is no longer adequate to the complex
challenges of the modern situation. I6 While I readily admit the necessity of
demythologizing the bible, I see a far more pressing need today for demyth-
ologizing our academic preconceptions. This is a necessary precondition for the
reform of our educational system, the quest for a new humanism, and the
practical task of global civilization-building required by our times. I? Such was
the substance of Husserl in the Crisis, and such is the substance of Vatican II.
If we have to wait another twenty years while Catholic theologians do their
"foundational rethinking" and discover a "new ontology," it just may be too
late to get started on this project.
I, for one, happen to believe that mankind has the technological capacity and
natural resources to solve its problems for the foreseeable future. Whether or not
we have the time available to develop the political and economic structures to
use this technology creatively and effectively is another matter entirely. Much of
our challenge today is not so much cognitive but moral. E.F. Schumacher has,
from a lifetime of experience, achieved a basic spiritual and human insight into
the modern situation which coincides with much Vatican II had to say:
[... ] There has never been a time, in any society in any part of the world,
without its sages and teachers to challenge materialism and plead for a
172 EPILOGUE
different order of priorities. The languages have differed, the symbols have
varied, yet the message has always been the same: "Seek ye first the
kingdom of God, and all these things [the material things which you also
need] shall be added unto you." They shall be added, we are told, here on
earth where we need them, not simply in an after-life beyond our imagin-
ation. Today, however, this message reaches us not solely from the sages
and the saints but from the actual course of physical events. It speaks to us
in the language of terrorism, genocide, breakdown, pollution, exhaustion.
We live, it seems, in a unique period of convergence. It is becoming ap-
parent that there is not only a promise but also a threat in these astonishing
words about the kingdom of God - the threat that "unless you seek first
the kingdom, these other things, which you also need, will cease to be
available to yoU.,,18
This is the new realism at the heart of Vatican II, and it implies a return to
some very elementary truths of Christianity. The problems of our dislocated
world will take the moral and humanistic measure of every man and institution
now in existence and constitute their Way of the Cross for the foreseeable
future. 19 Pope John Paul II has a fundamentally correct insight into this issue.
While addressing university students, he once said: "The cross is the cradle of
the New Man." In this sense we are "in a unique period of convergence," dis-
cerned by John XXIII in Pacem in Terris, when traditional religious insights
are coming into alignment with humanistic values. Such, too, was the insight
Josiah Royce had into the humanistic implications of the doctrine of the atone-
ment. 20 The Catholic renewal of Vatican II involves a uniquely new but humanly
constructive theologia cruciS. 21 The world crisis, which requires us "to reinvent
politics, to reinvent the world," is a challenging moral chgice with an echo of
Hegel in it: " ... it will be the last, greatest work of mankind."
Toward the end of his life Baron F. von Hugel had a profound insight into the
heart of what really constitutes this great modern moral challenge. He wrote:
We need a prophetic and creative love which, by loving the repulsive, the
hateful, ends by making it lovable; a love which sees what is not yet there;
a love which by seeing it, wishing it, loving it, makes it come. 22
NOTES
2. My choice of these three figures displays my personal bias in favor of the Western
cognitive (scientific) tradition. My assumption is that this tradition will be a major
formative influence in any global civilization of the future. Among the world's major
religions only Christianity has developed commensurately within this cognitive tradition.
Consequently, I have no great confidence in trends suggestive of esoteric religious
syncretism: e.g., Ferguson [1980] and Capra [1982].
3. See Harris [1981], p. 301. Any use of the term, "myth," relative to Hegel, Marx, or
contemporary secular thinkers would also have to take into consideration the nine-
teenth century's outlook on this idea as developed in Comparative Religious Studies.
See Allen [1978], esp. pp. 11-13. When we apply this concept to the Catholic religion
and the work of Vatican II, we shall precise more clearly how we are using the term.
(See note 10, infra.)
4. See Hayes [1960].
5. See Drucker [1971] , pp. 50-65: "The Unfashionable Kierkegaard."
6. See William H. Shaw, "Historical Materialism," in Bottomore [1983], pp. 206-210.
7. See Roy Edgley, "Dialectical Materialism," in Bottomore [1983] , p. 120.
8. See Iring Fetscher, "Marxism, development of," in Bottomore [1983] , p. 311.
9. See Durant [1968], pp. 23 -24: "In the United States the lower birth rate of the
Anglo-Saxons has lessened their economic and political power; and the higher birth
rate of Roman Catholic families suggests that by the year 2000 the Roman Catholic
Church will be the dominant force in national as well as in municipal or state govern-
ments. A similar process is helping to restore Catholicism in France, Switzerland, and
Germany; the lands of Voltaire, Calvin, and Luther may soon return to the papal fold.
So the birth rate, like war, may determine the fate of theologies; just as the defeat
of the Moslems at Tours (732) kept France and Spain from replacing the Bible with the
Koran, so the superior organization, discipline, morality, fidelity, and fertility of
Catholics may cancel the Protestant Reformation and the French Enlightenment.
There is no humorist like history."
10. I understand "myth" here in the sense defined by M. Eliade:
Myth narrates a sacred history; it relates an event that took place in primordial Time,
the fabled time of the 'beginnings.' In other words, myth tells how, through the deeds
of Supernatural Beings, a reality came into existence .... In short, myths describe
the various and sometimes dramatic breakthroughs of the sacred (or the 'supernatural')
into the World ... the myth is regarded as a sacred story, and hence a 'true history,'
because it always deals with realities.
"special creation" of God; and the radical relativity of alI human knowledge and values
as revealed by the psychoanalytic revolution and historical scholarship.
13. The mere listing of these schools of thought is enough to indicate that they represent
academic theorists. The first close contact between Catholics and Marxists came during
the Second World War in the French Underground where, often enough, the works of
Teilhard de Chardin provided a common ground for discussion. After the War this
type of dialogical exchange continued with that group of intelIectuals representing
"Western Marxism." See Bottomore [1983), pp. 523-526. Although the method-
ological Idealism of Vatican II may be a product of this European mindstyle, the
meaning and goals of the Council will have to be interpreted into other thought-
categories if it expects to exercise influence beyond the narrow academic community
mentioned above. For pastoral purposes, it seems, the Church has exchanged Latin for
phenomenology as her new "international language" for intellectuals. As Latin once
had to be interpreted into the vernacular, so the same prospect faces the phenom-
enological style of reflection.
14. No one has captured the "sense" of this pragmatic spirit in the Anglo-American
tradition of ethical reflection better than Polanyi and Prosch [1975), esp. p. 10.
Since the late 1960s, however, this spirit of restraint in ethical reasoning has been fast
eroding. See Rieff [1966), pp. 8-9.
15. See Weizenbaum [1976], p. 1.
16. See "Beyond Nihilism" and "The Two Cultures," in Polanyi [1969), pp. 3-23 and
pp. 40-46. For individualistic humanism American-style see Yankelovich [1981).
17. These are all themes found in Muller [1982). The irony of Muller's book is that he sees
more connection with these ideas to Teilhard de Chardin than to the work of Vatican II.
18. See Schumacher [1973), pp. 293-294.
19. This fact applies especially to the Church. See Wojtyla [1979b) and Nichols [1981)
pp.76-77.
20. See Royce [1968), esp. pp. 178-186.
21. The theme of the spiritual significance of human suffering is assuming great importance
in the thought of the present Holy Father. See John Paul II [1984a).
22. Cited in Nedoncelle [1962). See also Muller [1982), pp. 60-64.
175
Introductory remarks
It cannot be emphasized too strongly that the theme of the life-world received
its fullest development and prominence from Husserl's book, the Crisis, written
176 EXCURSUS I
on the verge of World War II. John XXIII penned Humanae Salutis, when man-
kind was on the verge of World War III. In essence both men were faced with
much the same problem. Both thinkers recognized that their theoretical prin-
ciples should express their efficiency In the dislocated temporal (human) order:
i.e., the life-world. Both also realized that such life-worlds had established the
human priorities governing the lives of men. Therefore, both men appreciated
that they had to establish a linkage, empirically grounded in these human
priorities, which would provide a two-way bridge between the diverse worlds
of theory and praxis. Both were convinced that such a linkage (ontology or
isomorphism) could be established and that it would be compatible with and
discernible by human subjectivity. Husserl thought this could be achieved by
phenomenological method; John XXIII suggested, at least tentatively, the
traditional connatural knowledge. Vatican II chose to use both approaches and
fused them in a corporate display of transcendental intersubjectivity.
All of the above discussions of the life-world deal only with the natural life-
world, a theme which did not surface in any significant way at Vatican II until
the Council Fathers reflected on Gaudium et Spes, "The Church in the Modern
World." Vatican II's doctrinal focus was primarily on the religious life-world
of the Church. Need it be emphasized that the religious life-world is not the
totality of reality? Just as human beings are composed of soul and body, so the
"split-level" type of pastoral theology suggested by John XXIII and implemented
by Vatican II sees both life-worlds as correlated and working in complementary
fashion. It should come as no surprise, then, that the consciousness of the
LIFE-WORLD 177
Church focuses primarily, and somewhat exclusively, on its own religious life-
world, its own "soul."
Question: In the light of what we know about the history of life before
man emerged, was created, can we any longer say that man would have
been immune from bodily death except for "his sin?
Moeller: It is a difficult question, and I must say that I am unable to
answer it alone. Article 18 speaks of "that bodily death from which man
would have been immune had he not sinned." In this text we avoid taking
a position on the biological, paleontological problem; it says only that
without sin man would have been without ordination to death [Le.,
Heidegger's "being-toward-death"?]. This does not affirm any theory
about natural immortality or natural mortality.
LIFE-WORLD 179
Vatican II's religious life-world may reflect the primordial consciousness of the
Church, but as a pastoral consciousness it is very much oriented to the twentieth-
century and beyond. Although pretheoretical and intuitively given, this pri-
mordial consciousness has correlated itself with the authentic demands of a
scientific and technological age. In no way must Vatican II be construed as a
study in "historical primitivism" or in the operations of the "primitive mind"
in some anthropological sense. See Levi-Strauss [1966]. The religious life-
world of Vatican II, however, is more encompassing than the scientific advances
of anyone generation and always remains the background against which such
achievements play out their roles.
Important as the world of Rcience may be for advances in human knowledge
and achievement, the life-world - whether natural or religious - is the ultimate
custodian of our very humanity. This is so because the life-world is:
not theoretical at all, but rather practical. For consciousness at this level,
the world is the domain of ends to be attained, projects to be carried
out, materials to be used in carrying them out. It is not a mathematical
manifold of entities to be known with theoretical exactness, but a pre-
given horizon of the useful and the useless, the significant and the in-
significant, the relevant and the irrelevant .... In much of what Hussed
says about the perceived world here, one is reminded of Merleau-Ponty's
warning that perception must not be analysed as if it were an "incipient
science." The orientation of the perceived world around the lived body
is a practical orientation of movement and accomplishment, not a theor-
etical orientation. Similarly, culture does not essentially present us with a
"theory" of the world, but envelopes us in a domain, articulated according
to spheres of action, providing norms and directives for getting around.
The cultural world may contain a scientific theory among its elements,
but it is not exhausted in the stock of objective truths the theory provides.
Not that the concept of truth has no relevance here, for hand in hand with
Husserl's new descriptions of consciousness and the world goes a new
concept of truth. Here he refers to "situational" or "practical" truth,
which is properly characterized as "merely relative" - i.e., relative to the
subject or the community, relative to the project under consideration -
only by contrast to the notion of "objective" truth, truth-in-itself about
the world-in-itself.
See Robert R. Ehman, "The Phenomena of the World," in Edie, Parker, and
Schrag [1970] , pp. 85-86, emphasis added.
The above development represents a very high level of philosophical theorizing
parallel to the type of philosophical phenomenology which Husserl engaged in
prior to the Crisis. In such theorizing the term, "world," can even become
synonymous with Being itself. The phenomenologists at Vatican II were certainly
alert to the intent of such theorizing, and it did influence their thinking. In one
place Ratzinger alludes approvingly to "the problem of understanding, the
emergence of which over the last decades has dissolved the clear antithesis of
object and subject, without leading to an identification of both." See Vorgrimler
[1967-1969] , Vol. 3, p. 188. However, Vatican II was such a pastoral council, and
its membership came from so many different "schools" of phenomenology
employed at disparate levels for different purposes, that the theoretical positions
catalogued above had little direct impact on the Council's thinking. About the
only thing which the phenomenologists at the Council had in common was the
methodology itself. Since there are so many parallels between the "renewal"
concerns of Husserl and the anthropocentric concerns of Vatican II originating,
LIFE-WORLD 181
as these did, with John XXIII in Humanae Salutis this methodology and its
results make best sense when interpreted within the purview set for it by Husserl
himself.
Although the Council may have been sensitive to newer theoretical issues raised
by post-Husserlian phenomenologists, it by-passed them all by focusing on a
phenomenology of its own religious life-world. Here there is already vitally
operative a quasi-fusion or dialectical interrelation of anthropocentrism, christo-
centrism, and theocentrism orchestrated by the paradigm of the Glorified Christ
as the Logos-Shepherd. "We know that God reveals Himself in Jesus Christ and
that at the same time, according to the constitution Gaudium et Spes [#22],
Jesus Christ reveals man to man: 'The mystery of man is truly illuminated only
in the mystery of the Word incarnate.''' See Frossard [1984] , p. 67.
The thematizing of the ecclesial life-world was the work of the theological
commissions assigned to develop the documents into their finally accepted
form. This complex task required that such bishops/theologians safeguard the
pastoral nature of the Council while doing their phenomenological analysis in
a professionally competent way. G. Funke in Natanson [1973b], Vol. 2, p. 29,
captures some of the delicacy of this task:
While Vonier [1937] never developed the notion explicitly, the appropriation
of his theme, the People of God, by Vatican II did - in the context of modern
global problems - occasion the need for some serious reflection about the
nature and scope of a Christian ecumene in the modern world. Voegelin [1978],
pp. 203-204, describes that concept in the following way:
182 EXCURSUS I
Concluding remarks
For American readers perhaps the earliest intimation (pace W.R. Boyce Gibson)
of the above "existentialist" trend in philosophical reflection appeared in Tillich
[1944], pp. 44-70. Certainly this was much the case for most Catholic intel-
lectuals, as may become more apparent when this book discusses the encyclical,
Humani Generis. See Weigel [1951]. Only quite recently have I become aware
of a process philosopher-theologian, Bernard Meland, who "suggests the skill of
appreciative awareness as a corrective measure situated in the gap between
subjectivism and objectivism." See Mueller [1984], p. 65. Although this may
indicate some growing closeness between process thinking and phenomenology,
there is no indication that process philosophy had any significant influence
on Vatican II.
183
Anamnesis
Although the focus of the bishops throughout the Council was totally religious,
in the first session of the Council two factors were at work shaping their deliber-
ations: (a) a reaction against the objectivist, abstract approach of scholasticism
and (b) the fact that the dominant bishops and theologians at the Council
(Le., the Northern European Alliance) had been influenced by a generation
of phenomenological thinking in Europe. In such an environment seemingly
pragmatic or otherwise insignificant suggestions could open "new horizons"
or vistas not available to those unfamiliar with the phenomenological mind-
style.
For example, when Cardinal Suenens made his intervention on December 4,
1962, he later submitted its written form, accompanied by further extended
suggestions, to the Central Commission. These suggestions contain a memorable
line: "De necessitate Ecclesiae duo notare volo. Primo, necessarium est ut variae
categoriae hominum relate ad pertinentiam ad Ecclesiam concrete indicentur,
ita ut omnis controversia praecaveatur." See Latin Texts [1970-1980], Vol. I,
pars IV, p. 225. (The emphasis in the text is that of Cardinal Suenens.) While
the above suggestion is made in the context of seeming utilitarianism (Le., to
avoid unncessary technical controversy), in the larger European phenom-
enological context where Erlebnisse meant concrete mental states, this suggestion
of Cardinal Suenens was about as subtle as sending up a signal flare. See
Landgrebe [1966], pp. 20-21 and Carr [1974], p. 11 sq. Being a quite intellec-
tual man, the Cardinal knew exactly what he was doing. For all practical purposes
his outline on the proposed De Ecclesia document, as contained in his "adno-
tationes additae," became the substance of Lumen Gentium as we know it today.
See Latin Texts [1970-1980], Vol. I, pars IV, pp. 225-227. Bouyer [1982],
p. 166 ignores Suenens' contribution in the development of the Franco-Belgian
text out of which Lumen Gentium developed and prefers to mention only
Fr. Congar, Mgr. Charles Moeller, and Mgr. Philips.
Once we appreciate that there is a certain Franco-Belgian intellectual axis
shaping the tonality of Lumen Gentium, if not its substance, then the association
of phenomenological method with this constitution becomes more credible.
Reflection on concrete human relationships has, as one of its several important
purposes, a deepening of the experience involved in intersubjective relations.
188 EXCURSUS III
One of the well-known pioneers in this style of thinking was the Catholic phil-
ospher, Gabriel Marcel, who experienced:
See Spiegelberg [1982], pp. 452-453, emphasis added. The idea of the need
for a new concept of experience and a new empiricism traces, as you may recall,
as far back as Brentano. See Spiegelberg [1982], pp. 33-36. Marcel's notion
of a "participation in beings" suggests a certain "gravity shift" in philosophical
reflection congenial to Vatican II's preoccupation with its own religious life-
world, where participation in Being and beings can be pastorally fused in Christ
as the Word Incarnate and the authentic "self' of both the Church and the
faithful. The influence of Marcel, and more proximately that of Merleau-Ponty
(see Spiegelberg [1982], esp. pp. 549-571) lends such a theoretical aura to any
French reflection on the life-world that it always seems to come off as a specu-
lative enterprise rather than a practical (or pastoral) one.
However, the pioneering thought of Marcel and Merleau-Ponty does lend
itself to the pastoral concept of the "enrichment of faith," so emphasized by
Wojtyla [1980], pp. 15-18. It does so, however, in a somewhat etherialized
and amorphous way.
The "signs of the times" is an important theme in the thought of John XXIII.
The inspiration for this terminology is to be found in some remarks which Jesus
directed to his Jewish critics: "You know how to read the face of the sky
[Le., the signs forecasting a change in the weather], but you cannot read the
signs of the times." (Mt. 16:3) The text may be an interpolation, but its sense
is reasonably clear. The "times" are the messianic age, and the "signs" are the
miracles and teachings of Jesus portending the arrival of the messianic age. In
this context Jesus declares that the definitive sign will be the "sign of Jonah"
(Le., his death and resurrection).
Inasmuch as the fullness of revelation has been given in Jesus to his apostles,
Catholic theology does not allow for any substantially new revealed data from
God - regardless what may be the "signs of the times" today. Consequently,
Pope John's usage of this biblical terminology is metaphorical, just as he spoke
of his hope that the Council would occasion a "New Pentecost." See Staff of
the Pope Speaks Magazine [1964], pp. 444-445. However, as our study of
Vatican II hopes to display, one can have a "New Pentecost" without implying
any substantial change in the Catholic understanding of its religious truths.
(See Chapter 8 under the subheading, "The new religio-social hierophany.")
The two most important locations where Pope John employed the expression,
"signs of the times," were in Humanae Sa/utis and Pacem in Terris. See Abbott
[1966], p. 704 and Carlen [1981], Vol. 5, # 126-129, p. 121. In both cases he
used this terminology to give an optimistic interpretation to essentially human
developments which were tending toward moral values espoused by the Church.
In other words Pope John was engaged in a process of spiritual discernment
in order to alert the Church to the unique spiritual opportunities of this age.
Spiritual discernment, as I employ the term, always implies the theory of con-
natural knowledge.
A post-conciliar controversy
Gremillion [1976], p. 135 allueds to a post-conciliar development in some
Catholic writers when he asks: "Does the 'signs of the times' approach to
192 EXCURSUSN
Anthropology
There are at least six modern definitions of hermeneutics today. See Palmer
[1969], pp. 33-45. For each type of hermeneutics it is possible to construct
a speculative science of man (Le., an "anthropology"). This intellectual prob.
lem was pioneered by I. Kant as early as 1800 when in his Introduction to Logic
he asked, "What is man?" and simultaneously raised the whole question of
philosophical anthropology. See Schrag [1980], pp. 30-31. A book·length
treatment of "Kant as Philosophical Anthropologist" may be found in Pitte
[1971] . H.O. Pappe has a good introductory article on the more contemporary
aspects of "Philosophical Anthropology," in Edwards [1967], Vol. 6, pp. 159-
166. However, the term, "anthropology ," is used so loosely by some writers
today that any "science" (e.g., history, sociology, etc.) may be used as a foun·
dation for developing a science of man.
Catholic reflection on this topic may be found in Rahner [1968-1970],
Vol. 3: philosophical anthropology (pp. 358-361); biblical anthropology
(pp. 361-365); theological anthropology (pp. 365-370); for metaphysical
anthropology see Rahner [1968-1970] , Vol. 2, p. 294a.
It should be emphasized that in Pacem in Terris Pope John has formulated
the rudiments of a pastoral (Le., practical) anthropology which is not to be
equated with any of the theoretical types listed above. His "theological her·
meneutics" is grounded in his Catholic consciousness which, as we know, was
both integralist and quite traditionalistic when it comes to matters of faith
and morals. The object of his spiritual discernment in this encyclical is trends
in the modern global human consciousness which under pressures generated by
modern global problems are gradually coming into alignment with goals and
values espoused by Christianity. The paradigm of human values outlined in
Pacem in Terris may be somewhat conveniently catalogued as a Christian anthro·
pology, provided it is not immediately preempted by one of the speculative
types listed above. The anthropology, which Pope John XXIII outlined in a
rudimentary way, Vatican II took up and brought to perfection in a highly
sophisticated way.
194 BXCURSUSV
Anthropogony
The new humanistic anthropology, which both Marx and John XXIII - in their
different ways - discerned as under development in their respective eras, has
some of the awesome characteristics of a new anthropogony. This latter term
is used in the comparative study of religions to refer to the mythological origins
of man. See Eliade [1954], p. 22. Possibly, a more familiar term, drawn from
modern empirical anthropology, would be anthropogenesis, but this term is
really limited to the scientific origin and development of man. There is, of
course, a compromise way of constructively using both terms in a correlated
way in order to express the split-level type of pastoral theology intended by
Pope John XXIII. At the religious level we may use "anthropogony" to express
the new religio-social hierophany or mythic projection of the New Humanity,
formulated in Lumen Gentium, Vatican II's document on the Church. (See
Chapter 8 of this book.) At the empirical level its counterpart-to-be-developed
would involve a socio-cultural "anthropogenesis" since human evolution would
now be seen dependent, not so much on the older biological causes, but rather
on the socio-cultural influences shaping the progress and development of cor-
po rate mankind. In such a context, perhaps, the thought of Teilhard de Chardin
and John XXIII may find a working compatibility, if not total reconciliation.
The anthropogony, which I am talking about here, may not only be seen in
correlation with the various life-worlds existent today (as Vatican II intended),
but also in some relationship with the various social archetypes, which have
had a role in sociological theorizing for the last half-century. In Western intel-
lectual history Max Scheler was the first to call attention to these social types,
but in America they have best been explained by Drucker [1939], p. 45:
In 1939 Drucker felt that since the fall of Rome three ideal types had suc-
cessively dominated social change in Western civilization: the Spiritual Man
(Christendom), the Intellectual Man (Reanaissance), and Economic Man (In-
dustrial Revolution). With the advent of Fascism in Europe a new type seemed
to be developing: Heroic Man. In an article, today largely forgotten, Tolman
[1941] developed a new social model which has since gained a great deal of
ANTHROPOLOGY 195
when he remarks, " ... it is in accordance with the best conciliar tradition that
the Church's teaching office should not decide academic controversies at a
council." In the past such academic disputes were viewed quite narrowly as
confined to schools of scholasticism within the Church: e.g., Thomism, Scotism,
Molinism, etc. In to day's world, however, theoretical controversies have
broadened to include all scientific ideas and methodologies on collision-course:
e.g., natural science, history, psychology, scholastic theology, biblical theology,
etc. In the first session of Vatican II there was a strong reaction against Roman
school theology favored by the Curia. As a result, the majority of bishops tried
to avoid the scholastic intellectualism of the past which had come to be identified
with a defensive spirit, attachment to verbalistic formulas, static views of historical
change, and a legalistic spirit. This is a journalistic over-simplification of things,
but there was enough wooden practice of scholasticism and canon law to lend a
justified credence to the accusation. Intent as they were on positive and prac-
tical community-building, the bishops did not want to get involved in refereeing
academic disputes among theological technicians, but they were on the lookout
for fresh ideas which would promote pastoral flexibility and creativity in a world
that lived and breathed. See Ratzinger's comments in Vorgrimler [1967-1969],
Vol. 3, pp. 159-161,172, et passim.
Thirdly, by turning to Northern European theologians for their fresh new
ideas the majority of bishops also accepted their descriptive-analytical style of
reflection, but only the more educated ones with some academic exposure to
this European style of reflection recognized the full implications of this trans-
ition. In this category we would certainly have to place Pope Paul VI. This new
style of reflection allowed the bishops to put scholasticism "on hold" for the
duration of the Council. That handful of highly educated bishops and theologians
trained in phenomenology knew that a Council was no place to bring up the
theoretical problems inherent in the fact of the existing "sclJools" of phenom-
enology or academic problems associated with the use of this methodology.
Those points could be argued out after the Council by the theological and
philosophical technicians. Rather, the Council's common project to develop
a new Christian anthropology for practical, renewal purposes at:ld the Council's
common focus on the role of the Glorified Christ welded their methodology
into a working unity and into an instrument of consensus-building regarding the
religious life-world of the Church.
When the bishops at the Council "bracketed" scholasticism, they did not intend
to reject it. Nonetheless, this procedure meant that - in phenomenological
ANTHROPOLOGY 197
terms - they had performed their first suspension of a "science," Le., of schol-
astic philosophy as the sole epistemological theory with which the vast majority
of bishops were acquainted. As a religious move, this was quite legitimate since
they were now putting their reliance, not in an ontology deriving from a phil-
osophy, but in one deriving from a Person, Le., the Glorified Christ. Let us not
decieve ourselves: the bishops always remained scholastics. If they bracketed
scholastic theory, they also bracketed Husserlian theory and that of the later
phenomenologists. They exemplified the same outlook as the members of the
Societe Thomiste in 1932: they recognized "the possibility of an assimilation
of the phenomenological approach by Catholic philosophers without commit-
ment to Husserl's or Heidegger's conclusions." See Spiegelberg [1982], p. 433.
Anyone, therefore, who tries to impose a rigidly philosophical or scientific grid
of interpretation on Vatican II, as a pastoral council, is doomed to failure.
Having learned its lesson in the Galileo Case, the Church - in this instance at
least - has relinquished all scientific expertise and returned to its own religious
life-world.
The reduction of the sciences, operative in an imperfect and controverted
way in the first session, prepared the way initially for the bishops to enter their
religious life-world in their reflections on the liturgy. However, it is the con-
temporary seriousness of the anthropological problem which justifies this
"bracketing" of the Church's first line of defense in epistemological controversies.
In philosophical matters this would be the equivalent of either Russia or the
United States developing their future war strategies in total abstraction from
their nuclear weaponry.
Once such a radical path into the life-world had been taken, it had to be
followed to its logical conclusion if a new Christian anthropology were to be
formulated. In the conciliar documents there soon appeared a further suspension
of historical "science," as noted by Cullmann in Chapter Three of this essay.
Ultimately, of course, the Council's discussion of the religious significance of
creation, as applicable to both cosmos and man, involved a final suspension of
all the sciences, Le., the natural sciences, especially paleontology. For an example
of this see Canon Moeller's remarks in Miller [1966], p. 430. As this process
gradually evolved at the Council, the only academically responsible way of
interpreting such radical procedures was to see it as a phenomenological inquiry
into the religious life-world of the Church. In this regard we have a religious
process now paralleling the philosophical reflections of a growing number of
philosophers inquiring into our natural life-world for serious humanistic reasons.
Two quite recent examples of this would be Schrag [1980] and Bernstein
[1983] .
198 EXCURSUS V
Toward the end of Chapter Eight in this book I referred to the radical shift in
the visual gestalt of Christianity, as orchestrated by the reflections of the Second
Vatican Council. By the new ecclesial hermeneutics the christo centric focus of
the Church has been involved in a serious anthropocentric gravity-shift. Such a
radical shift in religious dynamics can be psychologically very damaging to
religiously sensitive people. The experiments of Bruner and Postman [1949],
pp. 206-223 illustrate that when a shift of the visual gestalt cannot be assimi-
lated in one's ordinary functionings, there is the possibility of complete dis-
orientation, if not breakdown.
Often enough, clarification of this religious gravity-shift has been sought by
way of scientific reductionism. In America this usually means psychology or
sociology. Since the Vision of the New Humanity implies some reordering of
our socio-political priorities, many religious thinkers have been quick to "politi-
cize" the teachings of the CounciL In more academic circles clarification has
been sought by way of philosophical reductionism, which transmutes Vatican II
from being a purely pastoral council into one with great epistemological impli-
cations comparable to Kant's "Copernican Revolution" in philosophy. The
immediate consequence of this most serious misinterpretation is the need to
reconceptualize and reconstruct all of theology. See Dewart [1966] .
The most intelligent resolution of all the above difficulties has been given
by Pope John Paul II in his encyclical, Dives in Misericordia (see Carlen [1981] ,
Vol. 5, # 4, p. 276). There on the basis of a bipolar phenomenology, which calls
for christo centrism and anthropocentrism to be held in a dialectical inter-
relationship, he says:
The more the Church's rrusSlOn is centered upon man - the more
it is, so to speak, anthropocentric - the more it must be confirmed and
actualized theocentrically, that is to say, be directed in Jesus Christ
to the Father. While the various currents of human thought both in
the past and at the present have tended and still tend to separate theo-
centrism and anthropocentrism, and even set them in opposition to each
other, the church, following Christ, seeks to link them up in human
history in a deep and organic way. And this is also one of the basic
principles, perhaps the most important one, of the teaching of the last
council.
See also Paul VI [1966], p. 62, where substantially the same idea is emphasized.
See also Frossard [1984], pp. 185-186.
199
Paul VI on dialogue
Martin Buber
Paul VI, accordingly, was quite sensitive to this intellectual background and the
hazards which it posed for the axiom of doctrinal integralism and the role of the
magisterium. Intellectual pluralism and proliferating academic specializations
have had their impact on changing methodologies in theology. In the light of
such speculative and technical issues as posing a potential danger for Catholic
theology itself, Paul VI's pastoral endorsement of dialogue is prudently guarded
in Ecclesium Suam. The Holy Father was quite aware that some Catholic theo-
logians were insisting that such speCUlative problems could only be solved on a
dialogical basis. See Roberts [1967], pp 272-275. However, there is no indi-
cation that any modern popes have entertained so expansive a notion of the
magisterium, at least when it comes to faith and morals.
It is easy enough to endorse dialogue as an abstract issue, but what its practical
implications are can only be discerned in its actual practice. The essential pur-
pose of dialogue is to be a tool of community-building. "One-on-one" dialogue
does not present too much difficulty, but the process becomes quite compli-
cated when a whole group proceeds to dialogue with another group, or simply
among themselves. Genuine dialogue promotes growth in sensitivity, and there
was evidence of this at the Council particularly as regards the audience ad extra
(Le., outside the Church). While speaking on a preliminary draft ("Clause 13")
of the Church in the Modern World, Bishop K Wojtyla remarked:
In the text that we see here, the Church is doing nothing but instructing
the world, since she speaks from the treasures of truth that are hers
alone ...
Clause 13, on the contrary, must so express itself that the world will
recognize that we ... are working together with the world to seek a true
and just solution to the difficult problems of human life. The question is
not whether the truth is manifest to us, but rather how the world can find
and appropriate the truth to itself. Every teacher knows from experience
DIALOGUE 201
The growing sensitivity which the Council Fathers displayed toward groups
outside the Church did not always function toward the minority group of bishops
within the Council. Anyone who has ever engaged in dialogue within a fairly
large group knows that the trouble starts once the group dynamics sort out the
majority group. From that point on the minority group is in real difficulty: first,
it is patronized, then it is ignored, and finally it is resented. Such developments,
intensified by the tight time-schedule under which the group is operating, work
against the very process of dialogue which is intended to build community,
consensus, and solidarity. When this pattern of majority insensitivity developed
at the Council, it was typically the popes who moderated it by showing concern
for the sensibilities of the minority.
A sensitive, comprehensive study should be made of John XXIII's and Paul
VI's interventions at the Council. In general, such interventions were motivated
by three broad reasons: (l) to safeguard some point of religious ontology;
(2) to assist in the consensus-building process by showing adequate concern for
the minority's anxieties; and (3) to display an empathy toward a serious de-
votional concern (e.g., the inclusion of St. Joseph's name in the Canon of the
Mass). Commenting on Paul VI's opening speech at the third session, September
14,1964, Gerard Philips, remarks:
unanimity. Paul VI was tireless in his efforts to achieve this end, so per-
sistent in fact that he evoked a psychologically understandable reaction
among the large number who were favourably disposed to the draft. He
could congratulate himself finally on having brought the opposition to
consent, without their being oppressed by a sense of defeat.
The solicitous concern of Paul VI for the difficulties raised by the minority
of bishops is not to be interpreted in a patronizing way. Among such bishops
were some very learned and capable men who recognized, perhaps only dimly,
some of the complex implications of the Council's deliberations. Not too long
after the Council their anxiety was shared even by outstanding Catholic lay
intellectuals. Two of these are worthy of special mention: Eppstien [1971], an
authority on internationallaw, and Maritain [1968] , the well-known philosopher.
As early as 1966, however, Leslie Dewart of St. Michael's College in Toronto
alerted the English-speaking world that the minority of bishops at the Council
had focused on some very serious problems connected with the work of Vatican
II. Dewart [1966],p.14writes:
The above type of highly intellectual difficulties are not the only ones to have
surfaced in the postconciliar era. The eschatology which permeates Christianity
DIALOGUE 203
constitutes something of a "ticking time-bomb" under its normally placid sur-
face. Whenever the Catholic Church notices an eschatological movement de-
veloping anywhere, she tries to channel its essentially charismatic energies into
some ecclesiastical structure: e.g., the religious life, secular institutes, or some
form of Catholic Action. In his essay, "Von Ranke," written about 1840, Lord
Macaulay remarked: "She [the Catholic Church] thoroughly understands what
no other Church has ever understood, how to deal with enthusiasts." As a
result - until the era of post-Vatican II - the last serious threat to institutional
stability from such an internal source was the Spiritual Franciscans in the Middle
Ages, inspired by the millennarianism of Joachim of Fiore (c. 1135-1202).
Modern millennarianism is largely of Protestant inspiration deriving from
Thomas Munzer and the radical Anabaptists. This type of religiously inspired social
revolution later percolated through the Diggers and Levellers of Cromwell's rebel-
lion, and flamed anew in Gracchus Babeufs "conspiracy of equals" during the
French Revolution. Thereafter, it "passed into the common currency of the revol-
utionary movements of the nineteenth century." See Bell [1962], esp. footnote
on p. 281 . In the postconciliar era where there has been such a confusing prolifer-
ation of liberation-type movements, supposedly of religious inspiration, it is be-
coming more and more difficult to distinguish these movements from the revol-
utionary movements described above. In a dislocated and destabilized world,
armed with nuclear weapons, such religious movements cannot be allowed to
develop in isolation but must be drawn into a larger dialogical relationship with
the Church.
The above situation is complicated by a further factor. In the Catholic
Church there is a sense of realized eschatology by reason of her tradition of
contemplative mysticism and the traditional view that sanctifying grace here
on earth is an inchoative participation in the state of the redeemed in heaven.
It should come as no surprise, then, that the documents of Vatican II project
a certain realized messianism. Some of this comes from John XXIII's call to
religious efficiency or efficaciousness, as voiced in Humanae Salutis. A charis-
matic sense of eschatology wedded to an urgent drive toward a realized mes-
sianism is a powder keg of trouble, unless constructively channelled. The theme
of realized messianism is not a popular one as yet; the only Catholic writer I am
aware of who has discussed it is Henry Dumery. See Farley [1975], esp. foot-
note 45, p. 255. Unless this concept and others like it are dialogued in the spirit
and manner of Vatican II, they can easily be appropriated by the tradition of
millennarianism deriving from Thomas Munzer.
Concluding remarks
Given the complex nature of Vatican II, it seems that the postconciliar dialogue
is very much in need of some sort of "monitor," as the popes exemplified at
204 EXCURSUS VI
A phenomenological interpretation
bishops at Vatican II are based on the empirical a priori of their concrete religious
experiences, just what are the bishops describing?" Each bishop is intent on
voicing the ordered religious meaning for him of these experiences (phenomena)
as constituted in his individual consciousness. While these experiences may have
originated from historical or other natural human influences, their total religious
ordering, or intentional character, derives from the christocentric paradigm
shaping each bishop's "natural attitude" as a believing Christian.
The originary historical experiences grounding the Catholic consciousness
derive from the New Testament, and may be summed up by the phrase, "the
word received and believed." The teleological-historical sense of these events -
both in the past and at the present - is exemplified by the living Christ, the
Logos, as the fullness of God's revelation. Consequently, unless a person, thing,
or event has at least an "obediential potency" to be related to Christ, under-
stood as the primordial paradigm of intelligibility and meaning, it can have no
religious sense. Hence, the principle both of ordered meaning and of religious
intersubjectivity is radicated in an interpersonal faith-relationship with the
transcendent Christ, who grounds any noesis/noemata relationship found at the
Council. We need not be dismayed by the comprehensive role faith plays at the
Council. Such a "faith-relationship" is always involved with any use of the
phenomenological method, even when it confronts the realities of the natural
life-world: " ... believing-in-the-world is the paradigm of normality." See
Natanson [1973a], p. 15. In this sense, then, we can say that Vatican II's
reflection on its own religious life-world also presents us with a paradigm of
normality
however, fell beyond the original pastoral goals for the Council as formulated
by John XXIII in Humanae Salutis. There he evidenced a far greater concern
for the judgment which a seriously dislocated world could exercise on both the
Church and mankind unless they changed their ways of thinking and acting.
The efficiency of these transcendent truths in the temporal order was the
canon of criticism formulated by John XXIII.
209
Church listed in the first chapter of Lumen Gentium could, in theory at least,
have been used in the same pastoral way as the Mystical Body in the Council's
phenomenological style of reflection. The biblical image in this regard which
comes most readily to mind is the Church as the Spouse of Christ. See Abbott
[1966] , #5-6, pp. 17-20. However, in view of their pastoral objectives, which
included a serious anthropocentric emphasis, the bishops chose the Mystical
Body as their epistemological anchor since its doctrinal clarity had been exten-
sively developed in this century and correlated well with the pastoral and human
aims of the Council. The Mystical Body, accordingly, provided the basic score
which the bishops were about to transpose into a "new key."
Lastly, while I have insisted on the epistemological (Le., doctrinal) importance
of the first chapter, paragraph eight, of Lumen Gentium, it also serves other
purposes. When Vonier was on the verge of formulating his views on the People
of God, he first voiced the common sentiments of Catholics toward that image
of the Church projected in Lumen Gentium, #7-8:
The key-role which the doctrine of the Mystical Body plays in integrating the
"pastoral sense" of the major constitutions of Vatican II may be found in
Chapter Ten under the subheading, "Towards a solution of this larger pastoral
problem."
211
To the extent the intentional core of Vatican II's major documents is the product
of phenomenological method as explained by this book, this fact should have
some impact on the principles of interpretation brought to bear both on the
Council's promulgated documents and even on the various theological com-
missions' reports recorded in Latin Texts [1970-1980]. The use of a technical
scholastic term, such as "subsists" in Lumen Genium (#8), may simply mean it
is employed consistently with its previous scholastic usage, not identically.
Luijpen [1967] also recognizes that a similar sensitivity must be shown in even
larger scholastic clusters of ideas, such as natural law. This type of careful and
nuanced approach to the interpretation of Vatican II's promulgated documents,
their resource materials, and themes is required not merely by the phenom-
enological method employed at the Council but also by the global scope of the
religio-cultural renewal formulated at Vatican II. At a minimum, this program
is comparable to early Christianity's adjustment to the larger hellenized world,
but as you may recall from our discussion in Chapter Seven (note 11), Vatican II
in all likelihood surpasses the Deuteronomic reform in the Old Testament.
Let us recall again the well-meaning attempt in O'Connor [1984] to interpret
the technical sense of some scholastic terminology in Lumen Gentium. Necessary
as such efforts may be, a rigidly scholastic and defensive mindset has to be
avoided lest such narrow technical analyses unwittingly distract us from the
larger issues which the Council was trying to grapple with. Much the same can
be said of a similar case where Cardinal Cicognani sent a technically correct
(and even biblically based) response to Karl Barth on November 11, 1968,
when the Lutheran theologian wrote to Paul VI regarding the papal teaching
found in Humanae Vitae. See Barth [1981], pp. 314,487-488. The technical,
theological answer was given, but the larger human and religio-cultural issues
in the modern world went unnoticed.
It should be recalled that at the Council the religious issues as pastorally
focused, not their related technical questions, were the center of discussion.
However, if an enquiry (modus) is presented to a conciliar commission in a
technical way, generally the formal response (relatio) will answer the problem
212 EXCURSUS IX
raised within the technical confines of the enquiry (e .g., history, philosophy,
etc.). This does not necessarily mean that the statement found in the promul-
gated document and regarding which the enquiry was made must be understood
in terms of the technical strictures of the formal response, but only in a way
consistent with it. The Council, having suspended the sciences as part of its
methodology, would hardly contradict itself and endorse scientific reductionism
as the path to its authentic interpretation. Accordingly, a post conciliar work
such as Charles and Maclaren [1982], while quite orthodox and conservative in
its use of Vatican II's documents, stands in need of important nuancing due to
its heavy reliance on historical method. A more mature postconciliar work,
Walgrave [1972], makes no reference whatsoever to Vatican II as somehow
underwriting its technical research.
It is no easy task to situate the important constitution on the liturgy within the
phenomenological pattern of reflection which I have discerned in the two
dogmatic constitutions (Lumen Gentium and Dei verbum) and more imperfectly
in the pastoral constitution (Gaudium et Spes). This is to be expected since the
liturgy document was formulated prior to the mature methodology of Lumen
Gentium and served as something of a consensus-building vehicle for the bishops
in the early stages of the Council. The Council Fathers recognized the somewhat
ambivalent character of this constitution and did not categorize it either as
doctrinal or pastoral.
Since the constitution's Chapter One, Part I, "The Nature of the Sacred
Liturgy and Its Importance in the Life of the Church" (see Abbott [1966],
pp. 139-143) deals with the substantive issue of liturgy itself, it can be corre-
lated with theological topics in the dogmatic constitutions which we discussed
in the book within a phenomenological framework. The portion which deals
with the nature of the liturgy must be related to matters in Sacramental Time
(see Excursus II) since the liturgy deals with such things in a cyclical time-
frame. Hence, this portion is most closely associated with the matters dealt
with in Dei verbum (Revelation), which also functions in Sacramental Time but
in a punctuational time-frame. The portion which deals with the importance
of the liturgy seems to be directed to the People of God, their essentially religious
mission, and appropriate roles; these are all topics of Lumen Gentium which
functions in an eschatological time-frame.
Chapter One, Part II, "The Promotion of Liturgical Instruction and Active
Participation" (see Abbott [1966], pp. 144-145), seems to be a "declaration"
COUNCIL'S DOCUMENTS 213
ofintent (Le., a policy statement) meant for Church members, whereas the appen-
dix on calendar reform (see Abbott [1966] , pp.177-178) is a declaration meant
for all men. The rest of the document (see Abbott [1966] ,pp. 146-178) seems
to consist of generic "decrees," Le., the establishment of normative guidelines.
As a document elaborated outside of the genetic development of the Council's
mature intellectual process, the document on the liturgy seems to be a mixture
of all the types of documents eventually developed as proper to the Council.
Since it is a constitution, the bishops meant it to be one of the major documents
of the Council. At the same time its early positioning in the work of the Council
seems to have attenuated its content as pastoral theology. For that, one should
read this document within the more mature reflections of Dei verbum and
Lumen Gentium, but something more is also required. As our book has indicated,
liturgy in abstraction from the global pastoral concerns formulated by John
XXIII in Humanae Salutis is not a pastoral liturgy in the sense intended by
Vatican II. Consequently, the pastoral constitution on "The Church in the
Modern World" (Gaudium et Spes) is an integral background document for any
authentic interpretation of the liturgical constitution.
The pheonomenology of the religious life-world, which this book has ad-
vanced, allows us to accept the canonical classification, given above, but re-see
the Council documents in their vital coherence ("communio") as expressions
of the consciousness, attitudes, and prioritized values of the Church in the
modern world. The phenomenological focus of this book has centered on the
two dogmatic constitutions (Dei verbum and Lumen Gentium) as correlated
with the practical, pastoral challenge of Humanae Salutis and Gaudium et Spes.
It would, consequently, nuance the classification of the conciliar documents
on the basis of two important themes of Vatican II: i.e., (Christian) anthro-
pology and "service of the world."
The notion of Ozristian anthropology is by now, I hope, the easier to under-
stand. We have spoken of it extensively, particularly in Chapters 8-10 and in
the Epilogue. Fundamentally it is the (ad intra) ecclesial expression of religious
humanism, and as a pastoral goal of the Council it embodies the elements of a
formation-program for all the faithful in today's world. The notion of the
"service of the world" simply expresses the ad extra dimension (praxis) of the
same pastoral concept as Christian anthropology. Hence, as I am using the
phrase here, the "service of the world" means the "service of human beings"
by providing them with whatever is necessary to achieve their authentic
humanity. The religious values shaping Christian anthropology and the "service
of the world," which are both pastoral notions, derive from the Logos-Shepherd
ontology structuring the contemporary ecclesial consciousness. As viewed in the
abstract, this ontology is simply traditional Catholic belief or theology. It is,
however, the "new moment" of human history, "the crisis in human beings,"
as described by this book, which provides this abstract ontology with its pastoral
specificity. It is the turning point in world history which provides the rationale
for such a serious shift in the Catholic consciousness to human and social con-
cerns. If at some future date these grave problems were solved, then a new
gravity shift could occur to meet other needs.
When we reflect on the canonical classification of the conciliar documents,
we can do so more productively if we keep a background question in mind:
"What does this classification tell me about Christian anthropology and 'service
of the world'?" As ecclesiastical documents, all these writings directly address
members of the Church. In a sense, people outside the Church are being given
an opportunity to eavesdrop, so to speak, as the corporate ecclesial consciousness
COUNCIL'S DOCUMENTS 215
reflects on its own presentday attitudes, values, and concerns both for its own
members and mankind made in God's image.
The Constitutions, by traditional definition, are the most important docu-
ments of the Council. Two of these constitutions (Lumen Gentium and Dei
verbum) deal with doctrinal matters, and in an experiential, pastoral way provide
the horizontal and vertical dimensions of the religious consciousness which
should inform any Christian anthropology. Gaudium et Spes, the pastoral
constitution, is a first, tentative effort on the part of the Church to apply the
new Christian anthropology to the "service of the world." All three consti-
tutions, however, should be vi~wed as a comprehensive pastoral unit, which
might easily have been given the title, "The Church in the ModemWorld." This
correlation of Christian anthropology and the "service of the world" (praxis)
exemplifies the split-level type of pastoral theology conceived by John XXIII.
(The fourth constitution on the Sacred Liturgy has already been discussed in
the earlier portion of this Excursus; by simply recalling that discussion the
constitution on the liturgy can be integrated into the pastoral paradigm, out-
lined above.)
The declarations and decrees, as the beginnings of a pastoral formation-
program for the faithful or as tentative steps toward "service of the world"
(praxis), should be read against the background of pastoral theology, discussed
above. An appreciation of their pastoral sense maybe found in Wojtyla's remarks
recorded earlier. (See Preface, note 9.) An exception to the above general
principle would be the "Decree on the Instruments of Social Communication,"
which is the Ishmael of the Council. (See Chapter 5, note 16.) The Declarations
combine broad policy statements and teachings (not to mention attitudinal
stances) under development, as Morrisey pointed out above. The two declarations
on Education and Religious Freedom offer additional aspects to Gaudium et
Spes. The Decrees may be viewed as having some generic directive force for
various groups in the Church. But such decrees (and the Declaration on Non-
Christian Religions) should be seen in relationship to the "horizons" of humanity
found in the second chapter of Lumen Gentium. In this panorama of mankind
the need for revitalized human relationships, the formation of attitudes, and
"service of the world" assume their authentic religious and global importance.
Texts [1966], pp. 839-1102. Here you will find many documents connected
with the Council (e.g., Humanae Salutis) but really not a part of it, if matters
are viewed in a very technical sense. These documents contain a rich mine of
religious source material for interpreting the pastoral theology and sense of
Vatican II.
217
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BIBLIOGRAPHY 235
THEMATIC INDEX
Pedagogical utility has shaped the design of this index. It intends to assist the reader in
three ways:
(1) To see the topics indexed, not so much as subjects (or "concepts"), but as themes
typifying the human consciousness in its natural or religious functioning.
(2) To see a spectrum of isomorphic relationships, ranging from the speculative to the
practical order, between the more overtly related themes. After most entries, therefore, a
list of related topics, introduced by the italicized word See, is presented in a "sense order,"
rather than alphabetically.
(3) To see the internal cohesion pulling together a whole "region" of consciousness or
reality such as - for example - Phenomenology, Vatican II, etc. Such larger clusters of
themes are a small index unto themselves.
201. See: Connatural knowledge; Dis- Esthetics: 10, 17, 22, 38, 62, 70, 75-76,
cernment. 91,120-122,157,165. See: Artistic
Empiricism: (a) scientific: 3,9, 14, 16,95, enterprise (of Vatican II); Phenomeno-
114,124,128,149,151,167,194.(b) logy of appearances; Imagination, Free
"new empiricism:" 84, 95, 128, 176, variation in; Metanarrative text; Vision
188. (c) religious application: 10, 20- of the New Humanity.
21,31,56,114,119,128,162.See: "Eternal now:" 43,102-103, 120, 129-
Facticity; Positivism; Pragmatism; A 130,132, 154, 162, 183-184. See:
priori, empirical; Concrete(ness) in Synchronicity; Sacramental time; Time-
phenomenology; Experience, concrete consciousness (ecclesial).
(Erlebnis); Humanae Salutis; Efficiency Evangelization: 21,28,118,125, 131,
in the temporal order. 139. See: Communication; Kerygma;
Enlightenment: 4, 15, 58,63, 76, 165- Catechesis; Mission, ecclesial; Integral-
168,171-172. See: Science, world of; ism.
Mathematization of nature; Material- Evidence: 83,92,113. See: Intuition;
ism; Secularism; Romanticism, German; Phenomenology of essences; Revelation.
Crisis; Humanae Salutis. Evolutionism: 6, 73, 152, 157, 161, 167,
Enrichment intended by Vatican II: 8, 20, 173. See: Relativism; Humani Generis;
27,30-31,35,42,48,69-70,76,78, Development; Integralism.
80,85,121, 156-157, 188. See: Es- Existence, Act of: 13,20,22,33,34,57,
thetics; Artistic enterprise (of Vatican 85, 155, 188. See: Being; Ontology;
II); Vision of the New Humanity; Creation theology.
Transfiguration; Pentecost, New; Pheno- Existentialism: 4,6,11, 13, 23, 34, 51, 70,
menology of religion. 170. See: A priori, empirical; Concrete-
Epistemology: 4, 11-12, 14, 71, 92, 101, (ness) in phenomenology; Facticity;
151,169,197-198,209-210. See: Experience, concrete (Erlebnis); Per-
Meaning; Intention(ality); Ontology. sonalism, Christian.
Epoche: 83,87,95,111, 122, 143. See: Experience, concrete (Erlebnis): 16,27,29,
Phenomenology, Reductive. 34,37-38,43-44,51,73-74,78-83,
Erlebnis(se): 43,48,51,100,187. See: 87,89,91,93,99-102,104-105,
Experience, concrete; Concrete(ness) 111-115,119-120,122,126-128,
in phenomenology. 130-133,135-136,139-142,144,
Eschatology: 43,57,63,91,102,108, 147-149,153-155,157--158,162,
120,122,126-127,129-130,141, 169,175,183,185,187-188,207,
147,150,154,159,162,183,202- 215. See: A priori, empirical; Con-
203,212. See: Diachronicity; Time- crete(ness) in phenomenology; Inten-
consciousness (ecclesial); Providence tion(ality); Intuition (eidetic); Noema-
(divine); Messianism; Revolutionary (ta); Horizon; Life-world.
movements, modern.
Essence(s): (a) scholastic (abstract): 80, Facticity: 51, 101-102, 128. See: Empiri-
87, 92. (b) phenomenolOgical (con- cism; A priori, empirical; Concrete(ness)
crete): 27,51,80,83,92-95,108, in phenomenology; Experience, con-
113,115,123,128,139-141.See: crete (Erlebnis); Existentialism; Evo-
Universa1(s); Noema(ta); Abstraction, lutionism; Relativism.
philosophical; Phenomenology, Reduc- Fascism: 5,14,194. See: Revolutionary
tive; Concrete(ness) in phenomenology. movements, Modern, Masses, Rise of the;
Essential phenomenology: See Pheno- Marxism; Capitalism; Personalism,
menology of essences. Christian.
245
Feminist theology: 34. See: Mary, Blessed of; Crisis; Humanae Salutis; Vision of the
Virgin; Goal(s) of Vatican II. New Humanity.
Fides quaerens intellectum: 86,95. See: Good Samaritan: 7, 15,33,42,105, 122,
Belief (phenomenological sense); Pheno- 125, 131, 142,214. See: Therapy/thera-
menology of essences; Phenomenology peutic; Service; Servant leader(ship);
of the natural attitude; Phenomenology Logos-Shepherd; Hominization; Model
of religion; Contemplation; Mysticism. (Demonstration-model).
Freedom, religious: 55,61,106-107, Gravity shift: (a) intellectual: 12,67,72,
112,215. See: Dignitatis Humanae 81-82,91-92,94,123,126,136,
Personae. 195,198,206. (b) pastoral (humanistic):
96,120,157,188,214. See: Gestalt;
Galileo Galilei: (a) standard Galileo: 3,31, Anthropocentrism; Copernican revolu-
59,63,93,114, 151, 19~ 197, 199. tion.
(b) new Galileo: 32,63. See: Objec- Group dynamics: See Consensus-formation.
tivism: Mathematization of nature;
Cartesianism. Hegelianism: 6,63, 166-167, 170, 172.
Gaudium et Spes: 35,47,53,57,60,64, See: Idealism; Dialectic; Myth; Material-
92,10~103-104,111,127,136-13~ ism; Marxism.
140,142,144-145,159,176,178, Hellenization, Problem of: 156,211. See:
181,212-215. See: Church in the Deuteronomic Reform; Teleological-
modern world. historical; History of ideas; Historical
Genesis creation story: See Creation theology; Renewal; Aggiornamento.
theology. Hermeneutic phenomenology: See Pheno-
Genetic phenomenology: See Phenomeno- menology, Hermeneutic.
logy, constitutive. Hermeneutics: (a) textual, biblical: 12,
Gestalt: 32,44, 82, 91, 94, 97 -99, 113, 85,95,150,152,161,163,193. (b)
117,119, 123,126,132~133,154- phenomenological, theological: See
155,185,206-207. See: Copernican Phenomenology, Hermeneutic. See:
revolution; Gravity shift, intellectual; Interpretation; Hominization.
Theme(s)/thematization. Hierophany: 17,122,191,194. See:
Glorified Christ: 43-45,47,50,54,56, Hominization; Transfiguration; Vision
60,64,81,87-88,98-99,112,116- of the New Humanity; Phenomenology
117,119,122,124,126-127,133, of religion.
138-139,142,144-145,148,153, Hiroshima: 7. See: Crisis; Cuban missile
157,160-162,170,181,184-185, crisis; Nuclear war; Dehumanization.
188,196-198,206-207,210. See: Historical consciousness: (a) academic:
Ontology; Hominization; Logos-Shep- 42,89,151,155,174,195. (b) Catholic:
herd; Jesus Christ; New Adam; Word 19,30,43-44,48,102,104,155.
(Logos); Paschal Mystery. See: Historicism; Time-consciousness
Goal(s) of Vatican II: (a) religious: 25, (ecclesial); Memory (ecclesial); Anam-
29-30,41-42,91,97-98,108,122, nesis.
136,142,151,159,174,202,208. Historical theology: 12,28,36,41,50,
(b) humanistic: 39,69-70,89,91, 52,78,90, 118, 125, 161. See: Resour-
114, 122, 138, 158, 168, 189, 196, cement; Salvation history; Historicism;
214. (c) ultimate practical: 30,37,49, Modernism (theological).
69,71,90-91,93,96,99,114,117- Historicism: 3,6,11,161,166-167,169.
118,12~ 131, 136, 143, 156,163, See: Reductionism; Psychologism;
168-169,210. See: Pastoral, concept Facticity.
246
Option for the; Cross, Theology of. Dialectic; Leader(ship), Pastoral; Servant
Life-world (Lebenswelt): (a) natural: 12, leader(ship ).
16,21,32,34,62,71,77,83-85, Marxism: 5,6,24,26,59,63,118, 134,
88-89,91,93,95,106,108,112, 144,157,161,167,169-170,173-
114,123,132-134,140,143-145, 174,192,194-195. See: Masses, Rise of
147,154,159,162,165,175-179, the; Economic Man; Capitalism; Dia-
181,188, 194, 199, 207. (b) religious: lectic; Crisis; Dehumanization; Humanae
16,26-27,32,43-45,48,52,61,78, Salutis.
80,84-85,87,90,95,101,103,105- Mary, Blessed Virgin: 81, 86, 93, 129-
106,108,111-112,119,121,123- 130,141, 160. See: Model (Demon-
126,131-137,140,143-144,148- stration-model); Hominization; Values;
150,152,156,159,165,176-179, Motivation; Attitude; Service; Church;
181-182,184-185,188,196-197, People of God.
207,214. See: Consciousness; Horizon; Masses, Rise of the: 166-168. See: Revolu-
Hominization; Phenomenology of the tionary movements, modern; Myth/
natural attitude; Ecumene; World in mythology; Marxism; Fascism; Third
Post-Husserlian phenomenology; Science, World.
World of. Mater et Magistra: 8,59,61. See: Social
Liturgy, Sacred: 12,37,41-43,47,49- Catholicism; Poverty (worldwide);
50,74,102,119,139,183-185,197, Humanae Salutis; Efficiency in the
212-213, 215. See: Goal(s) of Vatican temporal order; Good Samaritan; Popu-
II; Sacramental Time; Anamnesis; lorum Progressio.
Mysterium (sacramentum); Glorified Materialism: (a) in general: 19,157,161,
Christ; Contemplation; Mysticism; 166-167,171. (b) historical: 58, 167,
Participation; Consensus-formation. 173. (c) dialectical: 167, 171, 173.
Logos-Shepherd: 48, 54, 116-117,122, See: Enlightenment; Idealism; Marxism;
139,145,148,160,162,181,214. Dehumanization; Crisis; Humanae
See: Glorified Christ; New Adam; Salutis.
Mission, ecclesial; Service; Good Samari- Mathematization of nature: 32,63,127,
tan; Leader(ship), Pastoral; Servant 151,167,179. See: Galileo Galilei;
leader(ship); Dialectic; Management Science, World qf; Two cultures, Facets
theory (Pastoral). of the problem of the.
Lumen Gentium: 35,43,45,49-50,52, Meaning (i.e., "the being of the object for
67,74,84-85,90-91,95,97-98, me" in consciousness): 12, 16, 26,
100,102-106,108,111-112,114, 79-80,84,92,99,101-102,113,
116-117,119,122-124,126-127, 116,119,124-125,127-128,133,
129,13~135-13~140-141,145, 136,147-148,153-154,162,175,
147-148,150-151,154,157,159, 179-181,207. See: Intentionality;
161,177-178,182,185,187,194, Dasein; Subjectivity; Hominization;
201,209-215. See: Church; Mystical Connatural knowledge; Discernment;
Body; People of God; Communio. Phenomenology .
Memory (ecclesial): 43-44, 184. See:
Management theory (pastoral): 54, 125, Historical consciousness; Time-con-
138,158,170,182,206. See: Glorified sciousness (ecclesial); Sacramental
Christ; Logos-Shepherd; New Adam; time; Anamnesis.
Communio; Participation; Crisis; Goal(s) Messianism: 43, 183, 203. See: Eschatology;
of Vatican II; Good Samaritan; Vision Millenarianism; Revolutionary move-
of the New Humanity; Humanism; ments, modern.
249
Pastoral goal(s) of Vatican II: See Goal(s) Experience, concrete (Erie bnis); Con-
of Vatican II. crete(ness) in phenomenology; Body-
Pastoral theology: See Theology, Pastoral. subject, incarnate (Leib); Evidence;
Peace, problem of: 25,26,30-31,47, Transcendental logic; Scholasticism and
55,57,60,67-68,76, 140, 170. See: phenomenology. (b) religious: See
Hiroshima; Nuclear war; Crisis; Humanae Phenomenology of religion; Pheno-
Salutis; Radio broadcast (Sept. 11, menology of the natural attitude; Time-
1962); Cuban missile crisis; Pacem in consciousness, ecclesial; Sacramental
Terris; Anthropology; Unity of man- time; Life-world; Communio. (c)
kind. social: See Sociology of knowledge;
Peacemaker (or Peace-builder): 56,60-61, Phenomenology of the natural attitude;
82,138,168,170, 195. See: Pacem Life-world; Socialization. (d) historical,
in Terris; Anthropology; Model (Demon- textual: See Hermeneutics; Pheno-
stration-model); Good Samaritan; menology, hermeneutic. (e) psycho-
Strategic vision; Servant leader(ship); logical: technically speaking, this topic
Vision of the New Humanity. is not directly treated in this book.
Pentecost, New: 120,191. See: Com- Properly phenomenological topics with
munication; Revelation; Enrichment application in psychology are, e.g.:
intended by Vatican II; Transfiguration; Motivation; Values; Prejudice(s); Ego/
Vision of the New Humanity; Human- egology; Person, etc. See: Metapheno-
ism, Christian. menology.
People of God: 35,45, 81-82, 87, 97- Phenomenology, constitutive: 12,27,45,
98,102-104,106,111-113,115, 51,56-57,61-62,82-84,86-87,
117-127,129,133-134,136,138, 92,94,96,112,115,128,143,150,
149,157,162,168-169,181,209- 154-155,185, 207. See: Noesis.
210,212. See: Church; Mystical Body; Phenomenology, descriptive: 79,99,112.
Communio; Participation; Body-subject, Phenomenology, hermeneutic: (a) philo-
incarnate (Leib); Vision of the New sophical: 57,62,85,88,183. (b) theo-
Humanity. logical, ecclesial: 52,56-57,60-62,
Person(hood): 5, 14, 17,33,59,136, 75,85,87,95-97,105,112,120,
148,153,160,197,205,210.See: 122, 143, 157-158, 193, 195, 198.
Motivation; Attitude; Values; Partici- See: Hermeneutics; Phenomenology of
pation; Self(hood); Ego/egology. religion.
Personalism, Christian: 5,13-14,197. Phenomenology of appearances: 9,81,87,
See: Humanism, Christian; Fascism; 92-93. See: A priori, empirical; Imagi-
Marxism; Capitalism. nation, free variation in.
Phenomenology: (a) philosophical: See Phenomenology of essences: 9, 56, 80,
Phenomenology, constitutive; Pheno- 87,94,112,119. See: A priori, em-
menology, descriptive; Phenomenology, pirical; Noema(ta); Essence(s); Uni-
hermeneutic; Phenomenology of ap- versal(s); Concrete(ness) in phenomeno-
pearances; Phenomenology of essences; logy; Experience, concrete (Erlebnis).
Noema(ta); Noesis; Phenomenology, Phenomenology of religion: 86,90, 155,
reductive; Monadology; Consciousness; 162-163,173, 177. See: Comparative
Belief (phenomenological sense); Mean- religious studies; Phenomenology of the
ing; Intention(ality); Teleology (telos); natural attitude.
Teleological-historical; Horizon; Homini- Phenomenology of the natural attitude:
zation; Participation; Self(hood); Ego/ 74,84-85,89,112,114,122,126,
egology; Alter ego; A priori, empirical; 132-133,181,207,214. See: Sociology
252