En Banc: Petitioners Vs Vs Respondents
En Banc: Petitioners Vs Vs Respondents
En Banc: Petitioners Vs Vs Respondents
DECISION
CARPIO-MORALES , J : p
Assailed via petition for review on certiorari are the Decision dated February 2,
2007 1 and Order dated October 22, 2007 2 of Branch 3 of the Regional Trial Court
(RTC) of Iligan City, which denied petitioners' petition for mandamus praying for a writ
commanding the city accountant of Iligan, Camilo G. Empleo (Empleo), or his
successor in o ce, to issue a certi cation of availability of funds in connection with
their appointments, issued by then Iligan City Mayor Franklin M. Quijano (Mayor
Quijano), which were pending approval by the Civil Service Commission (CSC).
Sometime in July 2003, Mayor Quijano sent notices of numerous vacant career
positions in the city government to the CSC. The city government and the CSC
thereupon proceeded to publicly announce the existence of the vacant positions.
Petitioners and other applicants submitted their applications for the different positions
where they felt qualified.
Toward the end of his term or on May 27, June 1, and June 24, 2004, Mayor
Quijano issued appointments to petitioners.
In the meantime, the Sangguniang Panglungsod issued Resolution No. 04-242 3
addressed to the CSC Iligan City Field O ce requesting a suspension of action on the
processing of appointments to all vacant positions in the plantilla of the city
CD Technologies Asia, Inc. © 2018 cdasiaonline.com
government as of March 19, 2004 until the enactment of a new budget.
The Sangguniang Panglungsod subsequently issued Resolution No. 04-266 4
which, in view of its stated policy against "midnight appointments", directed the o cers
of the City Human Resource Management O ce to hold in abeyance the transmission
of all appointments signed or to be signed by the incumbent mayor in order to
ascertain whether these had been hurriedly prepared or carefully considered and
whether the matters of promotion and/or quali cations had been properly addressed.
The same Resolution enjoined all o cers of the said O ce to put off the transmission
of all appointments to the CSC, therein making it clear that non-compliance therewith
would be met with administrative action. CDEaAI
Respondent city accountant Empleo did not thus issue a certi cation as to
availability of funds for the payment of salaries and wages of petitioners, as required by
Section 1 (e) (ii), Rule V of CSC Memorandum Circular No. 40, Series of 1998 reading:
xxx xxx xxx
e. LGU Appointment. Appointment in local government units for submission
to the Commission shall be accompanied , in addition to the common
requirements, by the following:
And the other respondents did not sign petitioners' position description forms.
The CSC Field O ce for Lanao del Norte and Iligan City disapproved the
appointments issued to petitioners invariably due to lack of certi cation of availability
of funds.
On appeal by Mayor Quijano, CSC Regional O ce No. XII in Cotabato City, by
Decision of July 30, 2004, 5 dismissed the appeal, it explaining that its function in
approving appointments is only ministerial, hence, if an appointment lacks a
requirement prescribed by the civil service law, rules and regulations, it would
disapprove it without delving into the reasons why the requirement was not complied
with.
Petitioners thus led with the RTC of Iligan City the above-stated petition for
mandamus against respondent Empleo or his successor in o ce for him to issue a
certi cation of availability of funds for the payment of the salaries and wages of
petitioners, and for his co-respondents or their successors in o ce to sign the position
description forms.
As stated early on, Branch 3 of the Iligan RTC denied petitioners' petition for
mandamus. It held that, among other things, while it is the ministerial duty of the city
accountant to certify as to the availability of budgetary allotment to which expenses
and obligations may properly be charged under Section 474 (b) (4) of Republic Act No.
7160, 6 otherwise known as the Local Government Code of 1991, the city accountant
cannot be compelled to issue a certi cation as to availability of funds for the payment
of salaries and wages of petitioners as this ministerial function pertains to the city
treasurer. In so holding, the trial court relied on Section 344 of the Local Government
Code of 1991 the pertinent portion of which provides: THDIaC
By Resolution of January 22, 2008, 9 this Court, without giving due course to the
petition, required respondents to comment thereon within ten (10) days from notice,
and at the same time required petitioners to comply, within the same period, with the
relevant provisions of the 1997 Rules of Civil Procedure.
Petitioners led a Compliance Report dated February 18, 2008 1 0 to which they
attached 18 copies of (a) a veri cation and certi cation, (b) an a davit of service, and
(c) photocopies of counsel's Integrated Bar of the Philippines (IBP) o cial receipt for
the year 2008 and his privilege tax receipt for the same year. CcHDaA
Respondents assail as defective the veri cation and certi cation against forum
shopping attached to the petition as it bears the signature of only 11 out of the 59
petitioners, and no competent evidence of identity was presented by the signing
petitioners. They thus move for the dismissal of the petition, citing Section 5, Rule 7 1 4
vis a vis Section 5, Rule 45 1 5 of the 1997 Rules of Civil Procedure and Docena v.
Lapesura 1 6 which held that the certi cation against forum shopping should be signed
by all the petitioners or plaintiffs in a case and that the signing by only one of them is
insu cient as the attestation requires personal knowledge by the party executing the
same. 1 7
Petitioners, on the other hand, argue that they have a justi able cause for their
inability to obtain the signatures of the other petitioners as they could no longer be
contacted or are no longer interested in pursuing the case. 1 8 Petitioners plead
substantial compliance, citing Huntington Steel Products, Inc., et al. v. NLRC 1 9 which
held, among other things, that while the rule is mandatory in nature, substantial
compliance under justifiable circumstances is enough. AHCaES
Very recently, in Tan, et al. v. Ballena, et al. , 2 2 the veri cation and certi cation
against forum shopping attached to the original petition for certiorari led with the
Court of Appeals was signed by only two out of over 100 petitioners and the same was
led one day beyond the period allowed by the Rules. The appellate court initially
resolved to dismiss the original petition precisely for these reasons, but on the therein
petitioners' motion for reconsideration, the appellate court ordered the ling of an
amended petition in order to include all the original complainants numbering about 240.
An amended petition was then led in compliance with the said order, but only 180 of
the 240 original complainants signed the veri cation and certi cation against forum
shopping. The Court of Appeals granted the motion for reconsideration and resolved to
reinstate the petition.
In sustaining the Court of Appeals in Tan, the Court held that it is a far better and
more prudent course of action to excuse a technical lapse and afford the parties a
review of the case to attain the ends of justice, rather than dispose of the case on
technicality and cause grave injustice to the parties, giving a false impression of speedy
disposal of cases while actually resulting in more delay, if not a miscarriage of justice.
HDAaIc
In the case at bar, counsel for the respondents disclosed that most of the
respondents who were the original complainants have since sought
employment in the neighboring towns of Bulacan, Pampanga and Angeles City.
Only the one hundred eighty (180) signatories were then available to sign the
amended Petition for Certiorari and the accompanying veri cation and
certification of non-forum shopping. 2 3
In the present case, the signing of the veri cation by only 11 out of the 59
petitioners already su ciently assures the Court that the allegations in the pleading are
true and correct and not the product of the imagination or a matter of speculation; that
the pleading is led in good faith; and that the signatories are unquestionably real
parties-in-interest who undoubtedly have su cient knowledge and belief to swear to
the truth of the allegations in the petition.
With respect to petitioners' certi cation against forum shopping, the failure of
the other petitioners to sign as they could no longer be contacted or are no longer
interested in pursuing the case need not merit the outright dismissal of the petition
without defeating the administration of justice. The non-signing petitioners are,
however, dropped as parties to the case . HAICcD
In the case at bar, the issue posed for resolution does not call for the
reevaluation of the probative value of the evidence presented, but rather the
determination of which of the provisions of the Local Government Code of 1991
applies to the Civil Service Memorandum Circular requiring a certi cate of availability of
funds relative to the approval of petitioners' appointments.
AT ALL EVENTS, respondents contend that the case has become moot and
academic as the appointments of petitioners had already been disapproved by the
CSC. Petitioners maintain otherwise, arguing that the act of respondent Empleo in not
issuing the required certi cation of availability of funds unduly interfered with the
power of appointment of then Mayor Quijano; that the Sangguniang Panglungsod
Resolutions relied upon by respondent Empleo constituted legislative intervention in
the mayor's power to appoint; and that the prohibition against midnight appointments
applies only to presidential appointments as a rmed in De Rama v. Court of Appeals .
39 aTICAc
The Court nds that, indeed, the case had been rendered moot and
academic by the final disapproval of petitioners' appointments by the CSC.
The mootness of the case notwithstanding, the Court resolved to rule
on its merits in order to settle the issue once and for all, given that the
contested action is one capable of repetition 4 0 or susceptible of recurrence .
The pertinent portions of Sections 474 (b) (4) and 344 of the Local Government
Code of 1991 provide: ICTHDE
Section 344 of the Local Government Code of 1991 thus applies only when there
is already an obligation to pay on the part of the local government unit, precisely
CD Technologies Asia, Inc. © 2018 cdasiaonline.com
because vouchers are issued only when services have been performed or expenses
incurred.
The requirement of certi cation of availability of funds from the city treasurer
under Section 344 of the Local Government Code of 1991 is for the purpose of
facilitating the approval of vouchers issued for the payment of services already
rendered to, and expenses incurred by, the local government unit.
The trial court thus erred in relying on Section 344 of the Local Government Code
of 1991 in ruling that the ministerial function to issue a certi cation as to availability of
funds for the payment of the wages and salaries of petitioners pertains to the city
treasurer. For at the time material to the required issuance of the certi cation, the
appointments issued to petitioners were not yet approved by the CSC, hence, there
were yet no services performed to speak of. In other words, there was yet no due and
demandable obligation of the local government to petitioners. TIHDAa
Section 474, subparagraph (b) (4) of the Local Government Code of 1991, on the
other hand, requires the city accountant to "certify to the availability of budgetary
allotment to which expenditures and obligations may be properly charged" . 4 4 By
necessary implication, it includes the duty to certify to the availability of funds for the
payment of salaries and wages of appointees to positions in the plantilla of the local
government unit, as required under Section 1 (e) (ii), Rule V of CSC Memorandum
Circular Number 40, Series of 1998, a requirement before the CSC considers the
approval of the appointments.
In ne, whenever a certi cation as to availability of funds is required for purposes
other than actual payment of an obligation which requires disbursement of money,
Section 474 (b) (4) of the Local Government Code of 1991 applies, and it is the
ministerial duty of the city accountant to issue the certification. CSTDIE
WHEREFORE, the Court declares that it is Section 474 (b) (4), not Section 344, of
the Local Government Code of 1991, which applies to the requirement of certi cation
of availability of funds under Section 1 (e) (ii), Rule V of Civil Service Commission
Memorandum Circular Number 40, Series of 1998.
SO ORDERED.
Puno, C.J., Quisumbing, Ynares-Santiago, Carpio, Austria-Martinez, Corona,
Azcuna, Tinga, Chico-Nazario, Velasco, Jr., Nachura and Reyes, JJ., concur.
Leonardo-de Castro, J., is on official leave.
Brion, J., is on leave.
Footnotes
1. Rollo, pp. 17-24.
2. Ibid. at 31-36.
3. Id. at 37-38.
4. Id. at 39-40.
5. Id. at 41-45.
6. Section 474 (b) (4), Republic Act No. 7160 provides:
CD Technologies Asia, Inc. © 2018 cdasiaonline.com
"Section 474. Qualifications, Powers and Duties. —
xxx xxx xxx
(b) The accountant shall take charge of both the accounting and internal audit services
of the local government unit concerned and shall:
xxx xxx xxx
(4) certify to the availability of budgetary allotment to which expenditures and
obligations may be properly charged."
7. Rollo, pp. 25-30.
8. Supra note 2.
9. Rollo, pp. 52-53.
10. Ibid. at 54-55.
11. Id. at 113-127.
12. Id. at 146-157.
13. Id. at 145.
14. Section 5, Rule 7 of the Rules of Court provides: EAcHCI
SEC. 5. Certification against forum shopping. — The plaintiff or principal party shall
certify under oath in the complaint or other initiatory pleading asserting a claim for relief,
or in a sworn certification annexed thereto and simultaneously filed therewith: (a) that he
has not theretofore commenced any action or filed any claim involving the same issues
in any court, tribunal or quasi-judicial agency and, to the best of his knowledge, no such
other action or claim is pending therein; (b) if there is such other pending action or claim,
a complete statement of the present status thereof; and (c) if he should thereafter learn
that the same or similar action or claim has been filed or is pending, he shall report that
fact within five (5) days therefrom to the court wherein his aforesaid complaint or
initiatory pleading has been filed.AHcCDI
Failure to comply with the foregoing requirements shall not be curable by mere
amendment of the complaint or other initiatory pleading but shall be cause for the
dismissal of the case without prejudice, unless otherwise provided, upon motion and
after hearing. The submission of a false certification or non-compliance with any of the
undertakings therein shall constitute indirect contempt of court, without prejudice to the
corresponding administrative and criminal actions. If the acts of the party or his counsel
clearly constitute willful and deliberate forum shopping, the same shall be ground for
summary dismissal with prejudice and shall constitute direct contempt, as well as a
cause for administrative sanctions.
20. G.R. No. 168943, October 27, 2006, 505 SCRA 828.
21. Ibid. at 841-842 (citations omitted).
22. G.R. No. 168111, July 4, 2008.
23. Ibid., citations omitted.
24. Supra note 16.
25. Ibid. at 1017-1021.
26. Supra note 10.
27. Supra note 9.
28. Sari-Sari Group of Companies, Inc. v. Piglas-Kamao, G.R. No. 164624, August 11, 2008.
29. Rombe Eximtrade (Phils.), Inc. v. Asiatrust Development Bank , G.R. No. 164479,
February 13, 2008, 545 SCRA 253.
30. Chinese Young Men's Christian Association of the Philippine Islands v. Remington Steel
Corporation, G.R. No. 159422, March 28, 2008, 550 SCRA 180.
31. Juaban v. Espina, G.R. No. 170049, March 14, 2008, 548 SCRA 588.
32. Pacquing v. Coca-Cola Philippines, Inc ., G.R. No. 157966, January 31, 2008, 543 SCRA
344.
33. Marcopper Mining Corporation v. Solidbank Corporation , G.R. No. 134049, June 17,
2004, 432 SCRA 360. DaEcTC
34. Vide Fuentebella v. Castro , G.R. No. 150865, June 30, 2006, 494 SCRA 183; Eslaban, Jr.
v. Vda. de Onorio, G.R. No. 146062, June 28, 2001, 360 SCRA 230.
35. Rollo, p. 121.
36. Mendoza v. Salinas, G.R. No. 152827, February 6, 2007, 514 SCRA 414, 419; Vide also
Philippine National Construction Corporation v. Court of Appeals, G.R. No. 159417,
January 25, 2007, 512 SCRA 684.
37. Ibid.
38. National Power Corporation v. Purefoods Corporation, et al., G.R. No. 160725,
September 12, 2008, citing Gomez v. Sta. Ines, G.R. No. 132537, October 14, 2005, 473
SCRA 25, 37. EDCTIa
40. I n David v. Arroyo , G.R. Nos. 171396, 171409, 171485, 171483, 171400, 171489 &
171424, May 3, 2006, 489 SCRA 160, seven petitions for certiorari and prohibition were
CD Technologies Asia, Inc. © 2018 cdasiaonline.com
led assailing the constitutionality of the declaration of a state of national emergency
by President Gloria Macapagal-Arroyo. While the declaration of a state of national
emergency was already lifted during the pendency of the suits, this Court still resolved
the merits of the petitions, considering that the issues involved a grave violation of the
Constitution and affected the public interest. The Court also a rmed its duty to
formulate guiding and controlling constitutional precepts, doctrines or rules, and
recognized that the contested actions were capable of repetition.
In Public Interest Center, Inc. v. Elma, G.R. No. 138965, June 30, 2006, 494 SCRA 53, the
petition sought to declare as null and void the concurrent appointments of Magdangal B.
Elma as Chairman of the Presidential Commission on Good Government (PCGG) and as
Chief Presidential Legal Counsel (CPLC) for being contrary to Section 13, Article VII and
Section 7, par. 2, Article IX-B of the 1987 Constitution. While Elma ceased to hold the two
offices during the pendency of the case, the Court still ruled on the merits thereof,
considering that the question of whether the PCGG Chairman could concurrently hold the
position of CPLC was one capable of repetition. cdphil
In Manalo v. Calderon, G.R. No. 178920, October 15, 2007, 536 SCRA 290, a petition for
habeas corpus was filed by the police officers implicated in the burning of an
elementary school in Batangas at the height of the May 2007 elections. The Court
decided the case on the merits notwithstanding the recall by the Philippine National
Police of the restrictive custody orders against petitioners therein. Citing David v. Arroyo,
the Court held: "Every bad, unusual incident where police officers figure in generates
public interest and people watch what will be done or not done to them. Lack of
disciplinary steps taken against them erodes public confidence in the police institution.
As petitioners themselves assert, the restrictive custody of policemen under investigation
is an existing practice, hence, the issue is bound to crop up every now and then. The
matter is capable of repetition or susceptible of recurrence. It better be resolved now for
the education and guidance of all concerned". cDACST