Greenways As Strategic Landscape Planning
Greenways As Strategic Landscape Planning
Greenways As Strategic Landscape Planning
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Greenways as Strategic Landscape Planning:
Theory and Application
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Samenstelling promotiecommissie:
Dr. R.H.G. Jongman (Wageningen Universiteit)
Dr. F. Steiner (University of Texas, USA)
Prof.dr. A. van der Valk (Wageningen Universiteit)
Prof. ir. M.J. Vroom (Wageningen Universiteit)
Greenways as Strategic Landscape Planning:
Theory and Application
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John F. Ahern
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Proefschrift
Ahern, John F.
Ahern, J.F. 2002. Greenways as Strategic Landscape Planning: Theory and Application.
Doctoral thesis. ISBN 90-5808-605-4. Wageningen University, The Netherlands.
This thesis investigates greenways as an emerging strategy for landscape planning. In the
thesis, greenways are researched through case studies in the Netherlands and the USA
and through published literature. Application of the greenway concept is made to several
landscape planning projects in the USA. An original greenway typology is proposed based
on: scale, goals, spatial context, and planning strategy. Using the typology, greenway
planning is compared with other contemporary landscape planning concepts and activities
including: ecological networks, wildlife corridors, and habitat networks. The thesis
discusses three fundamental benefits of greenways: the hypothesis of co-occurrence of
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resources; the inherent benefits of landscape connectivity; and the concept of compatible,
or synergistic multiple use in greenways. A “framework method” for landscape/greenway
planning is proposed based on an alternative future scenario approach. The method
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provides a framework for applying landscape ecological principles to landscape planning
(i.e. landscape ecological planning). The integration of cultural resources and issues is
identified as a challenge in greenway planning and is integral with the framework method.
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goals and objectives. Finally, the thesis addresses the issue of uncertainty in data and
knowledge for planning and proposes an interactive and adaptive approach through which
greenway planning may be conducted with imperfect knowledge.
for Linda
1 Introduction 1
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Greenways as ecological networks in rural areas 71
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5 Time, space, ecology and design: landscape aesthetics in 89
an ecological framework in The Netherlands
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7 Conclusion 129
Glossary 145
Summary 151
Samenvatting 155
References 159
Acknowledgements 177
Introduction
Greenways are systems and/or networks of protected lands that are managed for mul-
tiple uses including: nature protection, biodiversity management, water resources, recre-
ation, and cultural/historic resource protection. Greenway planning is defined here as a
strategic action that integrates theories from landscape ecology with theories and meth-
ods of landscape planning to focus on the goal of realizing a sustainable “greenway”
network of protected lands, managed for compatible multiple purposes. A greenway
system or network includes linear corridors and larger areas of protected land that are
physically and functionally connected. Decision-makers and stakeholders are able to
imagine and understand greenways. As a result, greenways often arise at a grassroots
level and are subsequently integrated into a broader-scaled system. Greenways are stra-
tegic and spatially efficient for protecting and managing land because greenway resources
are not randomly distributed but rather are concentrated in corridors.
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This dissertation argues that greenways originated in the United States of America (USA)
but are spreading internationally because the greenway concept is: (1) based in part on
scientific knowledge, (2) understandable and “imageable” to the public, and (3) strategic
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in realizing multiple goals. Greenways are supported by theories from landscape ecol-
ogy, particularly those concerning spatial configuration and connectivity. Because
Greenways are a relatively new concept in landscape planning, new theory, planning
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strategies, and planning methods are needed. The application of greenways as a compo-
nent of sustainable landscape planning requires new approaches which integrate abiotic,
biotic, and cultural resources and issues. This dissertation includes reviews of interna-
tional greenway literature and makes original contributions to this emerging theory, plan-
ning strategies, and planning methods. Case studies and case applications are used to
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Key concepts in the emerging greenway theory and methods include: alternative future
scenarios and adaptive management/planning. Scenarios are useful in conceiving alter-
native future landscapes and greenways feature prominently in many scenario studies.
Both scientific knowledge and creative concepts are needed to formulate effective greenway
scenarios. Greenway planning is often conducted with uncertain or incomplete knowl-
edge. Adaptive planning/ management offers a framework for planning and implement-
ing greenways in an experimental manner that yields new knowledge through applica-
tion, plan implementation and monitoring. Scenarios and adaptive planning/manage-
ment are addressed from multiple perspectives in this dissertation.
Greenway case studies and case applications are reviewed and presented to derive and
test the propositions advanced in this dissertation. A framework method for greenways
and landscape ecological planning is proposed which integrates these key theories from
landscape ecology, spatial concepts and scenarios, and adaptive management. The
framwork method is applied in several test applications in the USA and discussed in the
Dutch context.
Introduction 3
Dissertation Propositions
The individual chapters contained in this dissertation are unified by five general proposi-
tions. These propositions have been articulated to guide the research and writing, to in-
form the selection of case studies, and test applications. Figure 1.1 presents a summary of
the five propositions as they specifically relate with the chapters.
Figure 1.1 tracks the relationship between the dissertation chapters and the five main
research propositions that are explored, tested and applied. The individual chapters have
been written to assure that the propositions are addressed from multiple perspectives, in
various physical and cultural contexts, and evaluated through case studies, or applied
through case/test, applications. Figure 1.1 illustrates how this relationship is specifically
expressed in the chapters, with each proposition being addressed in at least three chap-
ters, and with each chapter addressing at least two of the propositions. The concluding
chapter summarizes, reviews, and discusses the five propositions. In Chapter 7, conclu-
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sions are offered, as are subjects and directions for future research and applications.
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Proposition 1: Greenways offer strategic advantages for sustainable landscape planning
Greenways represent a strategic approach to landscape planning, because they are proac-
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tive and multi-objective. Three arguments support this proposition: (1) the hypothesis of
co-occurrence of resources in greenways, (2) the inherent benefits of landscape connectiv-
ity, and (3) the concept of compatible or synergistic multiple use in greenways.
The hypothesis of co-occurrence posits that abiotic, biotic and cultural greenway resources
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are spatially concentrated in distinct corridors, usually following riparian valleys or corri-
dors, ridgelines, and coastlines. Therefore, protection of these corridors will result in a
strategic advantage to protect the greatest amount of resources with the least amount of
land. Greenways promote connectivity which supports a multitude of ecological and
cultural processes. Therefore, maintaining and supporting these processes ( e.g. species
habitat and movement, hydrology, soil stabilization, recreation) through greenways, pro-
motes a sustainable landscape condition. Greenways exploit the compatibility of mul-
tiple use, to gain spatial and economic efficiency, and to promote long-term cultural and
political support.
Propositions
Greenways Landscape Alternative Cultural Implementation
offer ecological future resources of landscape
strategic theory and scenarios are are integral to ecological
advantages principles are particularly landscape planning
for sustainable fundamental effective for ecological requires
Chapters landscape for greenway greenway planning an adaptive
planning planning planning approach
2. Spatial Planning Scenarios Cultural Adaptive
concepts, ------------- theory featured in resources are approach
planning reviewed, framework integral to integrated in
landscape method framework framework
strategies
ecology and case study method method
and future
featured
scenarios:
3. Greenways Greenway Landscape Cultural Adaptive
as a planning typology ecology --------------- resources management
strategy includes four principles integral to case discussed
fundamental reviewed in studies
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planning case studies
strategies
4. Greenways Landscape Alternative
as ecological ------------- ecology scenarios ----------- ------------
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networks principles presented in
applied in case study
test application
5. Time, space, Networks Greenways
argued as ----------- ------------ provide --------------
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ecology, and
design: necessary for context for
Sustainable cultural
landscapes expression
6. Greenways Three Inherent Including
in the USA theoretical benefits of ------------- cultural res. ------------
principles connectivity Is k ey to
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Landscape ecology has advanced scientific theory and principles that are increasingly
applied in landscape planning. Foremost among these are theories with direct and ex-
plicit spatial implications for planning. These theories are based largely on island bioge-
ography and metapopulation theories which address the interactions between species in
a dynamic sense: species populations and landscapes constantly change. Principles from
landscape ecology relating to spatial and temporal scales are also important and are un-
derstood in an hierarchical framework. The landscape scale is appropriate for sustainability
planning because it is large enough to accommodate heterogeneity and disturbance re-
gimes, yet small enough to survey, assess, plan, design, and manage for specific land-
scape structure. Operating at the landscape scale planners can hope to understand and
manage fundamental pattern and process relationships and dynamics. Applied land-
scape ecology integrates topological and chorological perspectives on landscapes. Con-
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ventional, topologically based, landscape planning methods are valuable and established
methods to understand “vertical” heterogeneity, the interactions of landscape elements
and processes, in one place. The chorological perspective, as advanced by applied land-
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scape ecology, complements the topological perspective by engaging abiotic, biotic, and
cultural resources and processes that occur “horizontally” across heterogeneous landscapes,
the interactions between landscape elements and the suite of processes that they support.
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Chapter 2 “Spatial concepts, planning strategies and future scenarios: a framework method
for integrating landscape ecology and landscape planning” reviews the recent evolution
of planing theory with an emphasis on the increasing integration of landscape ecology
theory. In Chapter 3 “Greenways as a Planning Strategy” landscape ecology theory is
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reviewed through greenway case studies in the USA and The Netherlands. In Chapter 4,
“Greenways as Ecological networks in Rural Areas” landscape ecology theory is applied
in a test application for the Quabbin-to-Wachussett Greenway corridor. Chapter 6
“Greenways in the USA: theory, trends and prospects” focuses particularly on the issue of
connectivity in greenway planning, referenced to the contemporary landscape ecology
literature.
Alternative scenarios which address landscape configuration and function are a useful
method for applying landscape ecology to greenway planning. Because greenways are
strategic and proactive, the greenway concept can be effectively communicated through
alternative scenarios. Scenarios may integrate rational and intuitive thinking. Scenarios
can link actions or policies with outcomes in the landscape. When used in the proposed
framework planning method scenarios can support participatory decision making and
represent a promising method for trans-disciplinary research and applications.
6 Greenways as Strategic Landscape Planning
Challenges remain to integrate the emerging physical and biological theories and prin-
ciples of landscape ecology, with a more comprehensive view of landscape planning which
integrates cultural and aesthetic resources and issues. Given that the existing cultural
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landscapes of the world manifest historical values and knowledge, if these values and
knowledge are to change to reflect the emerging paradigm of sustainability, a fundamen-
tal change in landscape values (including aesthetics) is warranted. This change will have
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consequence for landscape-scale planning decisions as well as site-scale design decisions.
In Chapter 2, “Spatial concepts, planning strategies and future scenarios” a proposed frame-
work method for landscape planning is proposed. This method integrates the cultural
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perspective, as a fundamental resource, in parallel with the abiotic and biotic. Chapter 3
“Greenways as a Planning Strategy” includes cultural resources in the proposed greenway
typology, and demonstrates how cultural resources can be featured in greenways through
the Minute Man Greenway Case study. Chapter 5 “Time, space, ecology and design”
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argues that cultural and aesthetic resources and issues are essential to include if greenways
are to be considered sustainable. Chapter 5 also poses that greenways provide an ideal
context for cultural expression in landscapes, reflecting evolving cultural values and tra-
ditions. Chapter 6 “Greenways in the USA” argues that including cultural resources in
greenways is essential to gain public support and to realize the presumed benefits of
compatible multiple use.
Chapter 2 : Spatial concepts, planning strategies and future scenarios” Features a pro-
posed “framework method for sustainable landscape planning. The framework features
an adaptive approach in which monitoring results, and new knowledge are part of an
iterative, and continuous planning process. Chapter 3 “Greenways as a planning strat-
egy” discusses the need for an adaptive approach to ecologically based planning and
management.
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dissertation, including an analysis of the extent to which the dissertation propositions
have been addressed. This dissertation is the first time that these published works have
been aggregated in a comprehensive form. The references from each of the published
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chapters have been merged into a master reference section.
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This paper reviews contemporary landscape planning theory to compare emerging theory
from landscape ecology with established planning theories and methods. Based on this
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A case application from the town of Orange, Massachusetts demonstrates the framework
method, featuring alternative scenarios.
Publication citation: Jack Ahern. 1999. Spatial concepts, planning strategies and future
scenarios: a framework method for integrating landscape ecology and landscape plan-
ning. Chapter 10 in Landscape Ecological Analysis: Issues and Applications, Jeffrey
Klopatek and Robert Gardner, Editors, Springer-Verlag Inc. New York, pp. 175-201.
8 Greenways as Strategic Landscape Planning
Greenways is a generic term that has been applied to a wide range of landscape planning
strategies, concepts, and plans. While there is some consensus emerging on the benefits
of protecting networks of land, there is little agreement on terminology. As a result, com-
munication and knowledge exchange are limited. This paper offers an inclusive defini-
tion of greenways; discusses greenway characteristics, benefits, and liabilities; and pre-
sents a typology for greenway classification based on: scale, goals, landscape context, and
planning strategy. This typology is applied in three case studies from the Netherlands
and the USA, selected to represent a range of greenway types, to articulate similarities,
differences, and to explore the transferability of knowledge and concepts. Through this
discussion, greenways are argued as a useful strategy for planning, design, and manage-
ment of sustainable landscapes.
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and Urban Planning, Special Greenways Issue. 33:1-3, 131-155. Also published in the
book: Greenways: The Beginning of an International Movement J.G. Fabos and J. Ahern,
Editors, 1996, pp. 131-155 Elsevier, Amsterdam.
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Chapter 4: Greenways as ecological networks in rural areas
It is the thesis of this paper that greenway planning should be integral to a comprehensive
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Publication citation: 1994. Jack Ahern. “Greenways as Ecological Networks in Rural Ar-
eas” in E.A. Cook and H.N van Lier, Editors: Landscape Planning for Ecological Net-
works. Elsevier, Amsterdam, pp. 159-178.
This paper starts from the premise that landscape aesthetics should support and provide
visible expression of the concept of sustainability. Recent international agreements on
sustainability are perhaps the closest the world has ever come to a consensus on environ-
mental policy, and provide a sound conceptual foundation for developing a new land-
scape aesthetic. The paper asserts that landscape architecture is uniquely poised to ad-
dress the challenge of sustainability in the realms of both planning and design, at multiple
scales, by advancing a landscape aesthetic and spatial strategy structured by a greenway
Introduction 9
network, or framework of protected lands. The paper uses concepts, theories, and case
studies from The Netherlands, known internationally for innovative and progressive land-
scape planning.
Publication citation: 1994. Jack Ahern and Klaas Kerkstra. “Time Space, Ecology and De-
sign: Landscape Aesthetics in an Ecological Framework in the Netherlands” In proceed-
ings : Ecology Aesthetics and Design, American Society of Landscape Architects (ASLA),
Washington, DC, pp. 49-60.
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and are increasingly becoming of international interest, particularly in Western Europe.
The late 19th and early 20th Century greenway planners in the USA intuitively recog-
nized the same three fundamental theoretical greenway principles that are proposed in
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this paper: 1) The hypothesis of co-occurrence of resources in greenways, 2) The inherent
benefits of landscape connectivity. 3) The concept of compatible, or synergistic multiple
use in greenways. This paper asserts that these three fundamental greenway principles
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derive from landscape planning theory, are supported and strengthened by emerging land-
scape ecology theory, and that their application as greenways supports the contemporary
international policy goal of sustainability. The paper briefly reviews the history of
greenways in the USA, and identifies contemporary trends based on a recent original
survey which found that: (1) greenways are increasingly integrated with comprehensive
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landscape planning at the state level in the USA, (2) greenways are often initiated to pro-
vide trail and recreational use, but evolve to support multipurpose/multi-functional plan-
ning goals and objectives.
A future prognosis for greenways in the USA is offered including an expected shift from
locally-initiated to regional and interstate greenway planning and implementation, and
more explicit integration of multiple uses in greenways.
Publication citation: Jack Ahern. (accepted for publication, June 2001). Greenways in the
USA: theory, trends and prospects. In R.H.G. Jongman and G. Pungetti, Editors: New
Paradigms in Landscape Planning: Ecological Networks and Greenways. Oxford Press.
This chapter reviews the research presented in the dissertation, evaluates the research
propositions, identifies the original contributions of the research and identifies future re-
search questions.
10 Greenways as Strategic Landscape Planning
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2
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Spatial Concepts, planning strategies and future
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scenarios: a framework method for integrating
land scape ecology and landscape planning
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Publication citation: Ahern, Jack. 1999. Spatial concepts, planning strategies and
future scenarios: a framework method for integrating
landscape ecology and landscape planning. Chapter 10 in
Landscape Ecological Analysis: Issues and Applications,
Jeffrey Klopatek and Robert Gardner, Editors, Springer-Verlag
Inc. New York, pp. 175-201.
12 Greenways as Strategic Landscape Planning
Landscape planning can be defined as the practice of planning for the sustainable use of
physical, biological, and cultural resources. It seeks the protection of unique, scarce, and
rare resources, avoidance of hazards, protection of limited resources for controlled use,
and accommodating development in appropriate locations (Fabos 1985). Sustainable
landscape planning has been strongly supported through major international policy
agreements, and can be generally defined as “a condition of stability in physical and social
systems achieved by accommodating the needs of the present without compromising the
ability of future generations to meet their needs” (IUCN 1980; WCED 1987). Increased
international interest in sustainable landscape planning has stimulated much discussion
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at professional conferences and svmposia and in recent publications (Lyle 1994; Forman
1995). More significantly, and in the context of this chapter, this challenge for sustainable
landscape planning has also inspired a dialogue between ecologists and landscape planners
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within the discipline of landscape ecology (Forman 1990a, Golley and Bellot 1991, Vos
and Opdam 1993, Hersperger 1994, Langevelde van 1994).
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There are multiple dimensions to sustainability including, economic, social, ethical, and
spatial. Landscape planning is most fundamentally linked with the latter, the spatial
dimension, and predominantly at the scale of the landscape. Landscape plans are actually
hypotheses of how a proposed plan (i.e., landscape structure) will influence landscape
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The landscape scale is appropriate for sustainable planning because it is sufficiently large
to contain a heterogeneous matrix of landscape elements that provide a context for mosaic
stability (Forman 1990a, 1995). The definition of landscape by Forman and Godron (1986,
p. 594) is referenced in this context. “A heterogeneous area composed of a cluster of
interacting ecosystems that are repeated in similar form throughout. Landscapes vary in
Spatial concepts, planning strategies and future scenarios 13
size, down to a few kilometers in diameter.” A landscape has at least a theoretical potential
to support disturbance regimes, landscape succession, and changes in land use while
maintaining some level of “mosaic stability.” The ecosystem scale is by definition vulnerable
to irrecoverable disturbance or “permanent” chance because of building projects and,
therefore, is not an appropriate scale for sustainable landscape planning. The ecosystem is
a useful spatial unit to understand vertical or topological relationships, but is spatially too
limited to understand the “horizontal” or chorological patterns and processes (Zonneveld
1995). At the other end of the scale continuum, the biosphere is perhaps the ultimate
ecological scale, the scale in which all ecological processes are involved. Humans are only
beginning to understand the global dimensions of ecology, let alone attempting to conceive
and implement plans at the biosphere scale. The landscape scale is consistent with the
scale of human perception, decision making, and physical management; the biosphere
scale is not. At least in conceptual terms, the landscape is probably the optimal scale for
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sustainable landscape planning.
Landscape ecology has provided a terminology and taxonomy for describing, landscapes
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and their associated patterns and processes. Hierarchy theory has established a conceptual
means for understanding the inter-dependence of patterns and processes within a system
of nested scales. First principles are emerging to inform and guide planning,. Landscape
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ecology has thus established a theoretical foundation for clear communication of research
results and for application to decision making.
Landscape ecologists and planners are united by a common interest in the pursuit of
sustainable landscapes. Beyond this rather obvious and intuitive common pursuit, and
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the common interest in the fundamental interaction of landscape pattern:process, just how
can the scientific and the applications “sides” communicate, or even better collaborate?
This chapter attempts to answer this recurring question. It will do this first by reviewing
some basic theory and methods from landscape planning, and proposing essential attributes
of a landscape ecological-based planning framework method. It will then introduce the
idea of spatial concepts, which acknowledges the centrality of the spatial dimension of
sustainable landscape planning (Forman 1990a, Zonneveld 1991). The idea of spatial
concepts moves the sustainability discussion away from abstract theory toward specific
solutions by integrating, landscape ecological principles and knowledge with creative
solutions appropriate to a specific spatial context. A thesis of this paper is that landscape
ecology can assist in the conception and evaluation of spatial concepts, and that the
implementation of spatial concepts in landscape plans represents a basis for field
experiments which can, in turn, generate new knowledge.
This paper contains numerous references to Dutch landscape planning and landscape
ecology. This is, in part, the result of the author’s continued involvement with the
Wageningen Agricultural University, but more so because the Netherlands is a
landscape under severe ecological stress. By a number of measures of ecological
integrity, the Netherlands is in a non-sustainable condition. In the face of this dire
situation, and following a tradition of ambitious and innovative responses to profound
challenges the Dutch have embarked on a national plan for a sustainable environment
that is globally unprecedented. For this reason the Netherlands has been labeled an
“experimental garden” and was the subject of a major edited book on landscape
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ecology (Vos and Opdam 1993). There is a great deal to be learned from the Dutch
landscape experience, particularly with respect to the manner in which landscape
planning and landscape ecology are integrated in theory and application.
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The chapter presents an application of the proposed framework method to a landscape
plan for the town of Orange in Massachusetts. The plan emphasizes open space
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planning, which was broadly interpreted to include the abiotic, biotic, and cultural
resources and issues. The planning process employed spatial concepts, defined
strategies, and offered scenarios as a basis for community decision making. The
application illustrates the proposed framework method for landscape ecological
planning.
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Landscape planning is an activity that promotes the wise and sustainable use of
resources, hazard avoidance, and management of the process(es) of landscape change.
It determines the capacity and limits of natural resources and the effects of chances.
Landscape planning, has been described as “the process of choice based on knowledge
about people and land” (Steiner 1991, p. 520). McHarg defines ecological planning as
“that process whereby a region is understood as a biophysical and social process
comprehensible through the operation of laws and time. This can be reinterpreted as
having explicit opportunities and constraints for any particular human use. A survey
will reveal the most fit locations and processes” (McHarg 1997, p.321). Landscape
planning, “cuts across” numerous planning sectors, and is performed at multiple
scales and governmental levels (Kiemstedt 1994). As a professional activity, it has
roots in landscape architecture and physical planning (Fabos 1985). As these definitions
and statements suggest, landscape planning is an inherently interdisciplinary field
Spatial concepts, planning strategies and future scenarios 15
with biological, physical, and social science components, as well as strong connections
with the creative traditions of landscape architecture.
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and new methods have been proposed to apply the knowledge generated from landscape
ecology to landscape planning.
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Ndubisi (1997) defines two fundamental theories in landscape planning: substantive and
procedural. Substantive theories originate in the natural and social sciences and provide
descriptive and predictive information. Procedural theories concern the methodology of
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planning. The interaction of the two theoretical types produces a tension that both challenges
and rewards interdisciplinary research. Hersperger (1994) suggests that in true landscape
ecological planning, the distinction between substantive and procedural theories might
blur.
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Steinitz (1990) argues the need for a more robust theory among all those professions involved
with altering landscapes. His six-step framework is based on discrete models for
representation, process, evaluation, chance, impact, and decision. This framework can be
divided into two major parts the, descriptive/evaluative and the prescriptive/planning
components. The descriptive/evaluative part has strong parallels with landscape ecology
in that it deals with articulating the fundamental landscape pattern:process dynamic. In
Steinitz’ framework, this is included in the framework’s representation, process, and
evaluation models. Turner (1989) describes how spatial pattern influences many ecological
processes, and how landscape planning and management, in turn, influence landscape
pattern. Turner argues that as landscape pattern and process are dynamically interrelated,
the landscape pattern:process dynamic forms a basic tenet of landscape ecology. In the
prescriptive/planning part of Steinitz’ framework, change, impact, and decision models
are included with a landscape ecological perspective. These models largely cover the
domains of landscape planning and design, where alternative actions are conceived,
evaluated, and implemented. Steinitz’ framework provides a basis for continued
advancement of theories and methods, and identifies the major questions and knowledge
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